Lance M Africk Financial Disclosure Report for 2010

8/3/2019 Lance M Africk Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )A FR 1CK , L A N CE M.

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

F U LL-T IM E U .S . D IST RIC T J U D G E

7. Chambers or Off ice Address500 POYDRAS STREETROOM C -405NEW OR LEANS, LA 70130

2. Court or OrganizationUSDC, EASTERN DISTRICT OF LA

3. Date of Report6/10/2011

5a. Repor t Type (check appropr iate type)[] Nomination, Daie[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

6. Repor t ing Per iod01/01/2010

to12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,checking the NON E box for each part w here you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o . in g i n d i v id u a l o n t y ; s e e p p . 9 - 1 3 of filing instructions.)~ NONE(No reportable positions.)POSITION

1 . Execut ive Commit tee Member and President2. Trus tee T r u s t # 13. Director Af r ick Family Founda t ion , Inc .

4.5.

NAME OF ORGANIZATION/ENTITYAllstate Sugar Bow l

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~ (No reportable agreements.)O NE

D A T E PARTIES AND TERMS


2/11

FINANCIAL DISCLOSURE REPORTPage 2 of 11

N a m e o f P e r s o n R e p o r t in gAFRICK, LANCE M .

Date of Report6/10/2011

I lL N O N - IN V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income~ (No reportable non-investment income.)ONE

D A T E _ SOURCE AND TYPE

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf yoa were m arried during any portion of the reporting year, com plete this section.(Dollar amount not required except for honoraria.)~ (No reportable non-investment income.)ONE

1. 20102 .2 0 1 03.4.

DATE SOURCE AND TYPEBrown S ims, PC - wagesPor te r Malouf PA - lega l fee

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen t(Includes those to spouse and dependent children," see pp. 25-27 offiling instructions.)

[~ N O N E (No reportable reimbursements.)

3.4.5.

SOURCE DATES LOCATION PURPOSENew Or leans B a r Associa t ion A p r i l 1 6 , 2 0 1 0 - A p r i l B i l o x i, MS B e n c h B a r C o n f e r en c e

1 8 , 201 0

ITEMS PAID OR PRO VIDEDregis t rat ion, hote l accomm odat ions


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FINANCIAL DISCLOSURE REPORTPage 3 o f 11

N a m e o f P e r s o n R e p o r t in gAFRICK, LANCE M.


V . G I F T S . a . c l u d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 of f!ling instructions.)N O N E (No reportable gif ts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a nc l ud e s those of spouse and dependent children; seepp. 32-33 of f!ling instructions.)D N O N E ( N o reportable liabilities.)

CREDITOR1 . Jack Afr ick Revocable Trust2. Eve lyn Af r ick Revocab le T rus t3.

4.5.

DESCRIPTIONNote payab le fo r pu rchase o f 16 .67% in te re s t in Af r ick Inves tments , Inc .Note payab le fo r pu rchase o f 16 .67% in te re s t in Af r ick Inves tments , Inc .

VALUE CODEKK


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N a m e o f P e r so n R e p o r t i n gAFRICK, LANCE M.


V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, t ransact ion s (Includes those of spouse an d depen den t children ; seepp. 34-60 of fi l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

Descr ip t ion of Asse ts( inc lud ing t rus t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

B. C. D.Incom e during Gross value at end Transactions during reporting periodreporting period of reporting period

(1 ) (2 ) (1) (2) (1) (2) (3) (4) (5 )Amount " f y p e ( e . g . , Va l u e V al ue Type (e:g., D a t e V al ue Gain Identity ofCode 1 div.. rent, Code 2 Method buy, sell, .... mm/dd/yy Code 2 Code l buyer/seller(A-H ) (J-P) (A-H) (if private

t r a n s a c t i o n )

6.

7.

8.

9.

1 0.

11 .

12 .

1 3.

1 5.

16 .17 .

Prudential IRA (Prudential Equity Fun d)Legg Mason Value Trust

A D ividend M

A D ividend J

W hitney H old ing Co. A Dividend LLouisiana Local Gov . Enviro (Mun icipal A I n t e r e s t JB ond )Krispy Krem e Donu ts, In c. None JRMA Tax Free Fund, Inc . (UBS) A Dividend M

TT

TTTT

Sold 03/12/10( p a r t )Sold 04/16/10( p a r t )Sold 09/15/10( p a r t )Sold 1 1 /24/1 0(part)Sold 11/26/10(part)

B uy 01/04 /10B uy 01/25 /10B uy 02 /22 /10

Sold 0 3 / 1 8 / 1 0( p a r t )Sold 03/19/10( p a r t )B uy 03125/10

Sold 04 /13/10(part)

J

JJJJ

JJ

J

J

J

J

J

1. Income Gain Codes:( See Col umns BI and D 4)

2.Value Codes(See C o lu mns C I and D3 )

3. V a l u e M e th o d C o d c s( S e e C o l um a C 2 )

A=$1,000 or lessF=$50,001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =AppraisalU =B ook Va lu e

B =$1,001 - $2,500....G =$100,001 - $1,000,000K=$15,001 - $50~000O =$500,001 - $ t ,000,000R =Cost (Real Estate Only)V =Oth er

C =$2,501 - $5,000m = s t , 0 0 o ~ 0 0 ~ - $ 5 , 0 0 o , 0 0 0L :$50,001 : $100;000P l =$1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =E st ima ted

D =$5,001- $15,000H2 = More than $5,000,000M =$ 100 , 00] -$ 250 , 000P2 = $5,000i001- $25,000,000T =C ash Mark c t

E =$15,001- $50,000


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~ a m e o f P e r s o n R e p o r t in gAFR1CK, LANCE M.

D a t e o f R e p o r t6/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income , value, transactions (Includes those of spouse an d depen den t chi ldren; seepp. 34-60 of f i l ing ins truct ions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Gross value at end Transactions during reporting period(including trust assets) reporting period of reporting period

(1 ) (2 1 (1) (2) (1 ) (2) (3) (4) (5)Place "(X)" after each asset Amount T y p e ( e . g . , Value V al ue Type (e.g., D a t e Va l u e Gain Identity of

exempt from pribr disclosure Code 1 d i v . , r e n t , Code 2 Method buy, sell , m m /d d/y y Co de 2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ~ transaction)

1 8 .

1 9 .

20 .

21 .

22 .23 .

24 .2 5.26 .2 7.2 8.29 .

30 .

31 .

32 .

33 .34 .

S ol d 04/23/10 J(part)B u y 04/26/10 J

B u y 04/28/10 J

Sold 05/03/10 J(part)Sold 05/05/10 J( p a l - t )S ol d 05/18/10 J(part)S ol d 05/20/10 J( p a r t )B u y 05/24/10 J

S ol d 06/01/10 J( p a r t )B u y 06/02/I 0 J

S ol d 06/23/I 0 J(part)Sold 06124/10 J(part)B u y 06/24/10 J

S ol d 06/30/10 J(part)S ol d 07/16/10 J(pa n )Sold 07/21/10 J(part)B u y 07/26/10 J

1 lnome Gain C0deS: A =$i;000 ~r les~( see C o lu mns B 1 and IM) F =$50,001 o $100,000

2. Value Codes J =$15.000 or less(See Columns C I and D3) N =$250,001 - $500,000

P3 =$25,000,001 = $50,000,0003. Value Method Codes Q =Appraisal(See C o lu mn C 2 ) U =B ook Va lu e

B=$1,001-$21500G =$100,001 - $1,000,000K=$15,001 - $50,000O=$500,001 - $1,000,000R -Cost (Real Estate Only)V =Oth er

C :$2 ,5 0 ~ - $5 ,~3 0H 1 = $1,000,001 - $5,000,000L =$50,001 - $100,000PI =$1,000,001 - $ 5,000,000P4 =More than $50,000,000S =AssessmentW =Estimated

D - $ 5 ~ 0 1 - $ 1 5 ~ 0 0H2 -Morethan $5,000,000M =$ I00 , 00I -$ 250 , 000P2 =$5,000,001- $25,000,000T =C ash Mark c t

E=$ 15 , 001-$ 50 , 000


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D a t e o f R e p o r t6/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, t ransact ions (Includes those of spouse and depen den t children ; see pp. 34-60 of fi l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

Desc r ip t ion o f Asse t s I n c o m e d u r i n g( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod

(1.~ (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I d iv . , ren t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r epo r t ing pe r iod(D (2)

V a lu e V a lu eCo d e 2 M etho d

(J-P ) C o d e 3( Q - W )

T r a n s a c t i o n s d u r n g r e p o r t in g p e r i o d

(1 ) (2) (3) (4) (5 )Type (e.g., D a t e Value Gain I d e n t i t y o f

buy, sell , mrrddd/yy C o d e 9 Code 1 buyer/sellerredemption) (J-P) (A-H) (if privatewansaetion)

35 .36 .37 .

38 .

39 .4 0.4 1.42 .4 3.4 4.4 5.4 6.4 7.4 8.4 9.

50 .51 .

Sold 07/28/10 J(part)Sold 08/04/10 J(part)So ld 08 /2 3/1 0 J(part)Buy 08/25/10: J

Sold 09/24/10 J( p ~ )Buy 09/24/10 J

Sold 09/27/10 J( p a r t )Buy 09/28/10 J

Sold 09/29/10 J( p a r t )Sold 10/19/10 J( p a r t )Sold 10/20/10 J(part)

Buy 10/25/10 J

Sold 10/28/10 J(part)Sold 10/29/10 K(part)B uy 11/23/10 J

Sold 12/01/10 J(part)Sold 12/02/10 J(part)

l: l~comg Ghi~ Codes: A = $ 1 , 0 0 0 0r less B =$ 1, 001 - $ 2 , 500 " C =$2,501 - $5,g,00(Se e Co lu mn s B 1 an d 1 34 ) F =$ 50 ,00 1 - $ t 00 ,00 0 G =$ 100,001 - $1,000,000 H I =$1,000,00 t - $5,000,0002. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,00I - $100,000

(See Columns C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P I =$1,000,001 - $5,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Rcal Estate Only) S =Asscssmcnt(See C o lu mn C 2 ) U =B ook Va lu e V =Oth er W =Estimated

D =$5,001 - $~5,000m = M o r e ~ a .M =$100,00l - $250,000P2 = $5,000;001- $25~000~000T =C ash Mark e t

E =$15,001- $50,000


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N a m e o f P e r so n R e p o r t i n gAFRICK, LANCE M.

D a t e o f R e p o r t6/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,.e, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Desc r ip t ion o f Asse t s I n c o m e d u r i n g( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div . . ren t .( A - H ) or in t . )

G r o s s v a l u e a t e n d q t ansac t ions dur ing r epo r t ing pe r iodo f r e p o r t i n g p e r i o d(1) (2) (1 ) (2) (3) (4) ( 5 )

V a l u e Value Type (e.g., Date Value Gain I d e n t i t y o fC o d e 2 M eth o d buy . se l l , m m / d d / y y Code 2 ~ Code 1 buyer / se l l e r

(J -P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f p r iva te( Q - W ) t r ansac t ion ]

52 .53 .

54 .55 .

56 .

57 .58 .

59 .

60 .i 6 1 .62 .63 .

64 .65 .

66.

67 .68 .

John Hancock V ariable Annuity A Dividend NMerrill Lynch Priority CMA Tax Exempt A Dividend KFund

Sold 12/03/10(part)Sold 12/07/10(part)Buy 12/10/10

B uy 12/10/10Sold 12/15/10( p a r t )Buy 12/15/10

Sold 12/21/10( p a r t )Sold 12/23/10(pm)Buy 12/27/10

Sold 12/3 l/l 0(part)

T

T Buy 01/04/10

Buy 01/11/10

Sold 02/03/10(part)B uy 03/01/10

Buy 04/05/10Buy 05/03/10

J

J

J

M

J

J

J

J

J

J

J

J

J

J

JJ

I: Income Gain Codes: A =$1,000 or less B = $1 ,0 0 1 - $2 ,5 0 0 C =$2,501 - $5,000(See Columns B 1 and D4) F =$50,001 - $ t00,000 G =$ 10 0,0 01 - $ 1,0 00 ,0 00 H 1 = $1 ,0 00 ,0 01 - $ 5,00 0,0 00

2. V alue Codes J = $ 15,000 or less K =St 5,001 - $50,000 L ~$50;001, $100,000(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1 ,000 ,000 PI =$i ,000,00i- $5,000,000

P3 =$25.000,001 - $50,000,000 P4 :M or e t han $50,000,0003. Value Method Codes Q =Appraisal R :Cost (Real Estate Only) S =Assessment( See Col umn C2) U =B ook Va lu e V =Oth er W = E st ima ted

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100~001 - $250,000P2 =$5,000,001 - $ 2 5 , 0 0 0 ~ 0 0 0T =C ash Mark e t

E =$15,00I- $50,000


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D a t e o f R e p o r t6/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ncom e , va lue , t r an sac t ions (Includes those o f spouse an d dependen t chi ldr en ; s ee pp . 34-60 o f f il lng i n s t ruc tions . )

69 .

70 .71 .72 .

73 .74 .

75 .76 .

77 .78 .

79 .80 .

81 .82 .

83 .84 .85 .

N O N E (No reportable income, assets, or transactions.)A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period(1) (2) (1) (2) { 1) (2) (3) (4) (5 )

Place "(X)" after each asset Amount Type (e.g., V alu e V alu e T y p e ( , e . g ., D a t e V a l u e G a i n Identity ofexempt from prior disclosure Code I div., rent, Code 2 Method buY, sell, mm/dd/yy Code 2 [ Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) ( J - P ) ( A - H ~ ( i f p r i v a t e

(Q-W)

B u y 0 7 / 0 1 / I 0 J

B u y 07/02/10 J

B u y 08/02/10 J

B u y 09/01/I 0 J

B u y 10/04/10 J

B u y 12/01/10 J

A In terest M a t u r e d 03/17/10 J

A In terest K T B u y 04/01/10 K

A Interes t K T B u y 04/01/10 K

A Interes t Ma tu re d 06! 18/10 J

A Interes t Ma tu re d 09/16/10 J

A Interes t Ma tu re d 10/08/10 K

A Div ide nd J T B u y 04/01/10 J

A Div ide nd J T B u y 04/01/10 J

A Interes t J T

A D ividend J T

A Interest J T

Certificate of Deposit Beal Ba nk Neva daCertificate of Deposit Bank of China

Certificate of Deposit Ally Ban k-UTCertif icate & Deposit Ally Ban k-UTCertificate of Deposit Metlife B ank, NACertificate of Deposit Ally B ank -UTEuropacific Growth Fund Class CGrowth Fund of America Class CTrust # 1 (savings ac coun t First Bank &Trust)Dreyfus Liquid Asse ts Class ICitibank B ank Deposit Program

~ansaction)

A

AAA

I. Income Gain Codes:(See Columns BI and 104)

2.Value Codes(See C o lu mns C I and D3 )

3.Value Method Codes(See C o lu mn C 2 )

A = $ ,000 o r le ss B =$ 1,001 - $2 500F = $50,001 - $100,000 G = $i 00,001 - $1 ,000,000J =$15,000 or less K =$15,001 -$50~000N =$250,001 - $500,000 O =$500,001 - $ 1,000,000P3 =$25,000,001 - $50.000,000Q =Appraisal R =Cost (Real Estate Only)U =B ook Va lu e V =Oth er

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000~ 1 = $ 1 , 0 o 0 , 0 0 ! : ~ 5 , o o o ; o o o H 2 ~ ; 1 ~ ~ a . $ 5 ~ o o o ,o o oL =$50,001 - Sl00,000 M =$ 00 , 00! - $ 250 ; 000P I =$ I ,O00,OOl - $ 5,000;000 P2 =$5i000,001 - $2 5,000,000P4 =More than $50,000,000S =Assessment T ~ C a s h M a r k e tW =E st ima ted


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D a t e o f R e p o r t6/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transaetions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ N O N E (No reportable income, a ssets, or transactions.)

Descr ip t ion of Asse ts( inc lud ing t rus t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n gr epo r t ing pe r iod

( 1 ) ( 2 ) (1) (2) ( ~ ) ( 2 )A m o u n t Type (e.g., V a l u e Value Type (e.g., Da te V a lu eCode 1 div . , ren t , C o d e 2 M e t h o d buy, sel!,, mm/dd/yy Code2( A - H ) o r in t.) (J-P ) C o d e 3 re d ~ m pt io f i) (J-P)( Q - W )

(4 ) (5)Gain Identity of

Code 1 buyer/seller(A-H) (if private

t r a n s a c t i o n )

86 . Sta te o f Lou is iana (START P rogram) A Interest J T8 7. Afr ic k In ve s tmen t s, I n c. C D ividend M U B u y 05/24/10 L

l i Income Gain C Odes :(See C o lu mns B I and D4 )

2. Value Codes( See Col umns CI and D 3)

3.Value Method Codes(See C o lu mn C 2 )

A=$1,000 or lessF =$50,001 - $100,000J -$15,000 or lessN =$250,001 - $500,000P3=$25,000,001 - $50,000,000Q =AppraisalU =B ook Va lu e

B:$ 1, 001 - $ 2 , 500G =$100,001 - $1,000,000K =$15,001 - $50,000O :$500,001 - $1,000;000R =Cost (Real Estate Only)V =Oth er

C = $2,501 - $5,000 D =$ 5,001 - $15,000H 1 =$1,000,00 ii $Si0001000 H2 ~More than $5,000,000L =$50,001 - $1001000 .... M ~S]00,001 : $250,000m = $ ~ 0 0 0 0 0 ~ , $ 5 , 0 0 0 ;0 0 0 ~ = $ 5 ; 0 0 0 ; 0 0 ~ - $ 2 5 , 0 0 0 , 0 0 0P 4 = M o reS =A ssessmen t T --Cash MarketW =E st ima ted

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 10 o f 11 Ia m e o f P e r s o n R e p o r t in gAFRICK, LANCE M. Date of Report6 / 1 0 / ~ 2 0 1 1

V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.


11/11


Name of Person Repor t ingAFRICK, LANCE M.

Date of Repor t6/10/2011

IX. CERTIFICATION.1 c e r t i f y t h a t a ll i n f o r m a t io n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tu to r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .I f u r t he r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i ncompliance with the provis ions of 5 U.S .C. app. 501 e t . seq . , 5 U.S .C. 7353, and Judic ia l Conference regula t ions .

Signa ture: S[ LANCE M. AFRICK

N O T E : A N Y IN D IV ID U A L W H O K N O W IN G L Y A N D W IL F U L L Y F A L SIF IE S O R F A IL S T O F IL E T H IS R E P O R T M A Y B E S U B J E C T T O C IV ILAND CRIMINAL SANCT IONS (5 U.S.C. app . 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Lance M Africk Financial Disclosure Report for 2010

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Transcript of Lance M Africk Financial Disclosure Report for 2010