Effect ofL-phenylalanine central system elements in tissue ...
(::L/media/others/banking/financial... · under U.S. law, and by any foreign banking organization...
16
COPY FRY OMB Num 7197 Approl expires Deber 31, 2015 Page 1012 Board of Goveo of the Federal Resee System Annual Repo of Holding Companies-FR Y-6 Repo at the close of business as of the end of fiscal year This Repo is quired by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section S(a) of the International Banking Act (12 U.S.C. § 3106(a)); Secons 11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C. §§ 24B(a)(1), 602, and 611a); Section 211.13(c) of Regulation K (12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12 C.F.R. § 225.5(b)) and section 10(c)(2)(H) of the Home Owners' Loan Act. Return to the appropriate Federal Resee Bank the original and the number of copies sפcified. NOTE: Annual Report of Holg Companies must be signed by one director of the top-er holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chair- man of the board must sign the repo. 1. David L Blohm Na the Holding Cpany Dirr and al President, CEO, Director Tie Holdi Comny Dir end cl attest that the Annual Report of Holding Companies (including the suppoing aachments) for is repo date has been pre- pared in conformance with the instructions issued by the Federal Resee System and a true and correct to the best of my knowledge and belief. With spect to ination regaing indivuals contained in this port, the Reporter cees at has the autho to provide . this information to the Federal Resee. The Repoer also certes that has the auori on behalf of each individual, to consent or obct to public lease of infoation regaing that indidual. The Fedel Resee may assume, in the absence of a request for confidenti al treatment submted in accoance with the Board's "Rules Regarding Availabity of Infoation,· 12 C.FR. Pa 261, at the Repoer indidual consent to publi c ase of all de h Sigtu Hding Company Dir and al 03/10/2015 Da Signature For holding companies gisted with e SE Iite status of Annual Repo to Shareholde: D Is Included th FR Y-8 repo D ll be sent under sepate cover µ is not prepared For Fedel Resee Bank Use Only RSSDID 7 ;& O C.I. This repo form is to fil by all top-tier bank holding compa- nies and top-er savings and loan holding mpanies organized under U.S. law, and by any foreign banking organization that does not meet the requirements of and is not treated as a quali- ing reign banking organization under Stion 211.23 of Regulation K (12 C.F.R. § 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Resee may not conduct or sponsor, and an oanization (or a person) is not required to respond to, an infoation collection unless it displays a cuently valid OMB control number. Da of Repo (top-tier holding company's fiscal year-end): December 31, 2014 Month I Day I Year None Rer's Lal Enty Idenfier (LEI) (2Characr LEI Ce) Repoes Name, Stet, and Mailing Addss American National Bancorp, inc Legal e Hding Cany 2200 N Richmond Street (Mailing Addaa of the Holding Company) Set I P.O. Box Appleton _54 _ 9 _ 1 _ 1 __ _ Ci State Zip Code Phyl Lon (If d fent om maUlng ad a) Ne me e 920-739-1040 Ce I Phe Numr I nsn 920-739-9216 Code I FꜲ Numr gvandenheuvel@americannationalbank.org E-mail Adresa w.amerinnationalbank.org Adss (URL) for e Hdg Company's web page Does the por quest nential aent r any poion of this submissn? D Y Please enti repo Items to whi this request applies: µ No O In acrdan th the instructions on pages GEN-2 and 3, a leer justii the request being provid. O e Informa for ich nfidtial tre@nt Is sought is being submitted separaly lal "Confidential." Pubic ng burden is lnnnaU lon Is Uted to 1.3 to 101 hrs par response, h an ae� 5.25 hours per response, Including gaer and maintain date In e uid f a nd to lnsuctlons and complete the lnfoallon ll. Send comts regarding s burden U& or & er is l of Ina, indudlng suggs ducing is bu : y, Board r the F1I Resee System, 2 d C ets, NW, shton, Ü 20551, d to the œ Manement end Bt, P Ron Prot 100-0=7), shgton, Ü ࠂ3. 1012014
Transcript of (::L/media/others/banking/financial... · under U.S. law, and by any foreign banking organization...
(] COPY FRY-6 OMB Number 7100-0297 Approval expires December 31 2015 Page 1012
Board of Governors of the Federal Reserve System
Annual Report of Holding Companies-FR Y-6
Report at the close of business as of the end of fiscal year
This Report is required by law Section 5(c)(1)(A) of the Bank Holding Company Act (12 USC sect 1844 (c)(1)(A)) Section S(a) of the International Banking Act (12 USC sect 3106(a)) Sections 11(a)(1) 25 and 25A of the Federal Reserve Act (12 USC sectsect 24B(a)(1) 602 and 611a) Section 21113(c) of Regulation K (12 CFR sect 21113(c)) and Section 2255(b) of Regulation Y (12 CFR sect 2255(b)) and section 10(c)(2)(H) of the Home Owners Loan Act Return to the appropriate Federal Reserve Bank the original and the number of copies specified
NOTE The Annual Report of Holding Companies must be signed by one director of the top-tier holding company This individual should also be a senior official of the top-tier holding company In the event that the top-tier holding company does not have an individual who is a senior official and is also a director the chairshyman of the board must sign the report
1 David L Blohm Name of the Holding Company Director and otriclal
President CEO Director Tiiie of the Holding Company Director end Ollicial
attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been preshypared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief
With respect to information regarding individuals contained in this report the Reporter certifies that it has the authority to provide this information to the Federal Reserve The Reporter also certifies that it has the authority on behalf of each individual to consent or object to public release of information regarding that individual The Federal Reserve may assume in the absence of a request for confidential treatment submitted in accordance with the Boards Rules Regarding Availability of Informationmiddot 12 CFR Part 261 that the Reporter ans individual consent to public release of all detaisth(L Signature of Holding Company Director and Offlclal
03102015 Date of Signature
For holding companies f1Q1 registered with the SEC-Indicate status of Annual Report to Shareholders
D Is Included with the FR Y-8 report
D wtll be sent under separate cover
181 is not prepared
For Federal Reserve Bank Use Only
RSSDID c7 7 IPamp lO CI
This report form is to be filed by all top-tier bank holding compashynies and top-tier savings and loan holding companies organized under US law and by any foreign banking organization that does not meet the requirements of and is not treated as a qualifyshying foreign banking organization under Section 21123 of Regulation K (12 CFR sect 21123) (See page one of the general instructions for more detail of who must file) The Federal Reserve may not conduct or sponsor and an organization (or a person) is not required to respond to an information collection unless it displays a currently valid OMB control number
Date of Report (top-tier holding companys fiscal year-end)
December 31 2014 Month I Day I Year
None Reporters Legal Entity Identifier (LEI) (20-Character LEI Code)
Reporters Name Street and Mailing Address American National Bancorp inc Legal Title of Holding Company
2200 N Richmond Street (Mailing Addreaa of the Holding Company) Street I PO Box
Appleton WI _54_9_
1_1 __ _
City State Zip Code
Physical Location (If different from maUlng addreaa)
Ne m e Title
920-739-1040 Area Code I Phone Number I Extension
920-739-9216 Area Code I FAA Number
gvandenheuvelamericannationalbankorg E-mail Acldresa
wwwamericannationalbankorg Acldress (URL) for the Holding Companys web page
Does the reporter request confidential treatment for any portion of this submission
D Yes Please identify the report Items to which this request applies
181 No
O In accordance with the instructions on pages GEN-2 and 3 a letter justifying the request Is being provided
O The Information for which confidential treatment Is sought is being submitted separately labeled Confidential
Pubic reporting burden for this lnfonnaUon coll8clon Is esUmeted to vary from 13 to 101 hours par response with an average 525 hours per response Including time to gather and maintain date In the required form and to rellfew lnstructlons and complete the lnfonnallon collection Send comments regarding this burden esUmelamp or ampny other aspect of this collection of Information indudlng suggestions for reducing this burden to Secltetary Board of Governors of the Feder11I Reserve System 20th and C Streets NW 11ashlngton DC 20551 and to the Oflioe of Management end Budget PepeMOrk Reduction Project (7100-0297) Weshlngton DC 20503
1012014
Form FR Y-6 American National Bancorp Inc
2200 North Richmond Street Appleton WI 54911
Fiscal Year Ending December 31 2014
Report Item I The BHC did not prepare an annual report for shareholders
2(a)Organizational Chart
American National Bancorp Inc
Appleton WI USA
Incorporated in WI
100
American National BankshyFox Cities
Appleton WI USA
Incorporated in WI
100
100
Managing Member
2(b) Branch Verification
ANB Real Estate Holdings LLC
Appleton WI USA
Incorporated in WI
Submitted via email on January 20 2015
ORGANIZATIONAL CHART 2014
American National Statutory Trust I
Appleton WI USA
Incorporated in DE
aAtgt1ff _hnt l - --cNINAT10UIL-fltlllaTJ(lrtlillnllJJ) Nodorpoollary bullCwgtllhoitby-UJNllllllQJMlINCm1 fl--tbull WI ho4ttbull n11Ull10140bullubulltl-W--bulltlbull - 1111Clt CdldegCOlJIJJhOll
ptc tlr 11r11hocolmoiolebiat__or1kcoellombullpelttelttbelow
J lftbullltrJt-IUr11gteUtoln1tlffonOotecolumiddot
01Qlf1bl-degdegennMlfttlleOolOdeg 1llthebl-inl--lllftc-MotrMMIMlloco-lftllltPMa ltooeti1onJ1h1ortibullthhW-lntblaquo-weiiM1NlffUOobulltdeg- ci 11tw-bullbullooamplbullltlooweaubullClooelrllllt11Ma--111ciraltlcmlnlltIOolrl1i10o degbull lloblMlllll1tolt1middotn-ibythlodtdegdeg _utOolrn-1a1i0o1_laquor1_ 111_ki-irhamplt ilMllodJtho _MllW OOU--oWlllMbullotia1mr111ltilnllifwctMQittc
11-1tilolfOu-toMQ111--iot 4lbulldTltYvMciNtctoo-otlGlflM4bullltCtlffltt1
-wi101u-e1 Sllgtoodbull1NINtNn-gtllklllclbull_ -=--ct9Mmiddot-Wlltlbullt l _ - o1
0ivui_o_w-1rRlmiddotIOOclmcslctbull$lthodl c111tkbullbullkbullOoUdawOo1tto_ llHrbullMbullOOflNYbo bmiltdWlbulllgttrlkOllIOltMIOl thelbullMOOftcbullppiJt-11t1pamp110oti1tdtolt1-p
AMICCAM noN l Cmiddot UtOilallHCH-ION rtt11nreacmE1
M(llUlrllltIA1IOllAllAltbull ltFCXClflU
FR Y-6
American National Bancorp lnc Appleton WI
Flscal Year Ending December 31 2014
Renort Item 3Secul-lttes Holders
Current Securiilts Holder with ownership control or holdings of 6 or more with power t o Securities Holders not llstedln 3(1)a) through (3)(1)(c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014 vote as of fiscal year ending 12-31-2014 middot
(1)(a)
Name amp Address (City State Country)
SALMON FAMILY
Douglas Salmon Appleton WJ USA
Danie Salmon St Louis Park MN USA
Lynn Salmon-Easter Minneapolis MN USA
RICE FAMILY
Otis amp Ferril Rice Kaukauna Wl USA
Larry amp Nancy Rice Appleton WJ USA
Mirada Rce Appleton WI USA
Rubhen Rice Appleton WI USA
Rice Family Irrevocable Generation Skipping Trust 1
Appleton WI USA Milada Rice-Trustee
Rice Family Irrevocable Generation Skipping Trust 2
Appleton WI USA Rubhen Rice-Trustee
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
USA
(1Jlc) Number and Percentage of Each Class of Voting Securities
31310 476 Common Stock
31308 476 Common Stock
31308 476 Common Stock
63949 972 Common Stock
26573 404 Common Stock
12075 184 Common Stock
9335 142 Common Stock
16750
255 Common Stock
16750 255 Common Stock
(Z)(a) (Z)(b) (Z)(c) Number and
Country of Pe(centage of Each Name amp Address Citizenship or crass of Voting (City State Country) Incorporation Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 Securities Holders
Current Securitles Holders with ownership cotrol or holdings of 5 or more with power to vote as of fiscal year ending 12-31-2014
(1)(a) (1)(b) (1)(c) Number and
Country of Percentage of Each Citizenship or Class of Voting
Name amp Address (City State Country) Incorporation Securities
Rice Family Irrevocable Generation Skipping Trust 3
USA 16750 Appleton WI USA 255 Milada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 4 USA 16750
Appleton WI USA 255 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 5 USA 1500
Appleton W USA 023 Miada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 6
USA 1500 Appleton WJ USA 023 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 7 USA 1500
Appleton WI USA 023 Mirada Rice-Trustee Common Stock
Rice Family Ir revocable Generation Skipping Trust 8
USA 1500 Appleton WI USA 023 Rubhen Rice-Trustee Common Stock
Securities Holders not listed In 3(1)(a) through (3)(1)c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12-31-2014
(2)(a)
Name amp Address (City State Country)
(2)(b)
Country of Citizenship or Incorporation
(2)(c) Number and Percentage of Each Class of Voting Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 securities Holders
Current Securities Holders with ownershlP control or holdings of 5 or more with power to vote as of fiscal year ending 12deg31-2014
(1)(bull)
Name amp Address (City State Country)
Otis L and Ferill J Rice Irrevocable GSTTrust 1 Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GST Trust 2
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GSTTrust 3
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Fe rill J Rice Irrevocable GST Trust 4 Appleton WI USA Miada Rice-Trustee
Otis L and Feril J Rice Irrevocable GST Trust 5
Appleton WI USA Milada Rice-Trustee
Olis L and Ferill J Rice Irrevocable GSTTrust 6
Appleton WI USA Milada Rice-Trustee
Nancy McMurtrie Naples FL USA
Gerald Van Dyn Hoven Fremont WJ USA
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
(1)(o) Number and Percentage of Each Class of Voting Securities
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
85040 1293 Common Stock
36500 555 Common Stock
Securities Holders not listed Jn 3(1)(a) through (3)(1)c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014
(2)(bull1
Name amp Address City Stale Country)
(2)(b)
Country of Citizenship or Incorporation
(2)o) Number and Percentage of Each Class ofVotlng Securities
1
middot
middot---
1) Dauicl J Salmon St Louis Park ivlN USA
2) lnfomrntiou Technology
Lynn iVI Salmon PhotOTllJlhY Easter StylistNutrition 1finneapolis t-middotIN USA Educator
Gerl L Vanden I3anking
He111bullel Kaukauna WI USA
3)a) NA
NA
Treasurer
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 311 2014
3)b) NA
NA
J)c) 4)a) Partner St Louis Park 476 LLC Partner CCP Properties LLC Partner Lancaster Park Apartments LLC Trnstce The Daniel J Salmon 2012 NonmiddotExempt IrrTmst Agreement dated 111212012 Trnstce The Daniel J Salmon 2012 GST IrrTrnst Agreement dated 112112012 Tmstee The Carla E Salmon 2013 IrrTmst Agreement Trnstec The Amelia Louise Salmon Irr Trust Agreement Trnstee The AJcxancr Daniel Salmon lrrTrnst Agreement Trnstee Tl1e Elliot Douglas Salmon lrrTrnst A ftmiddotHI
Owner Lynn Salmon- 476 Easter Design LLC 01mer Salmon-Easter Properties LLC Tmstee Emily Salmon Easter Irr Tmst UA 1212212010 Tmstee Lynn M Salmon Easter2012 OST IrrTmst UA I 1262012
VP amp Cashier NA 029o American National Bank Director
4)b) NA
NA
NA
4)c) NA
NA
NA
bullbullNote Although Nancy t-foMurtrie Otis amp Ferill Rice lvl ilada Rice and Rubhen lUce are not directors or officers of the bank holding company infomrntion must be provided because they are considered principal shareholders of the bank holding company This definition can be found in the FR Y-6 instrnctions
I
Imiddotmiddotmiddot
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Form FR Y-6 American National Bancorp Inc
2200 North Richmond Street Appleton WI 54911
Fiscal Year Ending December 31 2014
Report Item I The BHC did not prepare an annual report for shareholders
2(a)Organizational Chart
American National Bancorp Inc
Appleton WI USA
Incorporated in WI
100
American National BankshyFox Cities
Appleton WI USA
Incorporated in WI
100
100
Managing Member
2(b) Branch Verification
ANB Real Estate Holdings LLC
Appleton WI USA
Incorporated in WI
Submitted via email on January 20 2015
ORGANIZATIONAL CHART 2014
American National Statutory Trust I
Appleton WI USA
Incorporated in DE
aAtgt1ff _hnt l - --cNINAT10UIL-fltlllaTJ(lrtlillnllJJ) Nodorpoollary bullCwgtllhoitby-UJNllllllQJMlINCm1 fl--tbull WI ho4ttbull n11Ull10140bullubulltl-W--bulltlbull - 1111Clt CdldegCOlJIJJhOll
ptc tlr 11r11hocolmoiolebiat__or1kcoellombullpelttelttbelow
J lftbullltrJt-IUr11gteUtoln1tlffonOotecolumiddot
01Qlf1bl-degdegennMlfttlleOolOdeg 1llthebl-inl--lllftc-MotrMMIMlloco-lftllltPMa ltooeti1onJ1h1ortibullthhW-lntblaquo-weiiM1NlffUOobulltdeg- ci 11tw-bullbullooamplbullltlooweaubullClooelrllllt11Ma--111ciraltlcmlnlltIOolrl1i10o degbull lloblMlllll1tolt1middotn-ibythlodtdegdeg _utOolrn-1a1i0o1_laquor1_ 111_ki-irhamplt ilMllodJtho _MllW OOU--oWlllMbullotia1mr111ltilnllifwctMQittc
11-1tilolfOu-toMQ111--iot 4lbulldTltYvMciNtctoo-otlGlflM4bullltCtlffltt1
-wi101u-e1 Sllgtoodbull1NINtNn-gtllklllclbull_ -=--ct9Mmiddot-Wlltlbullt l _ - o1
0ivui_o_w-1rRlmiddotIOOclmcslctbull$lthodl c111tkbullbullkbullOoUdawOo1tto_ llHrbullMbullOOflNYbo bmiltdWlbulllgttrlkOllIOltMIOl thelbullMOOftcbullppiJt-11t1pamp110oti1tdtolt1-p
AMICCAM noN l Cmiddot UtOilallHCH-ION rtt11nreacmE1
M(llUlrllltIA1IOllAllAltbull ltFCXClflU
FR Y-6
American National Bancorp lnc Appleton WI
Flscal Year Ending December 31 2014
Renort Item 3Secul-lttes Holders
Current Securiilts Holder with ownership control or holdings of 6 or more with power t o Securities Holders not llstedln 3(1)a) through (3)(1)(c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014 vote as of fiscal year ending 12-31-2014 middot
(1)(a)
Name amp Address (City State Country)
SALMON FAMILY
Douglas Salmon Appleton WJ USA
Danie Salmon St Louis Park MN USA
Lynn Salmon-Easter Minneapolis MN USA
RICE FAMILY
Otis amp Ferril Rice Kaukauna Wl USA
Larry amp Nancy Rice Appleton WJ USA
Mirada Rce Appleton WI USA
Rubhen Rice Appleton WI USA
Rice Family Irrevocable Generation Skipping Trust 1
Appleton WI USA Milada Rice-Trustee
Rice Family Irrevocable Generation Skipping Trust 2
Appleton WI USA Rubhen Rice-Trustee
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
USA
(1Jlc) Number and Percentage of Each Class of Voting Securities
31310 476 Common Stock
31308 476 Common Stock
31308 476 Common Stock
63949 972 Common Stock
26573 404 Common Stock
12075 184 Common Stock
9335 142 Common Stock
16750
255 Common Stock
16750 255 Common Stock
(Z)(a) (Z)(b) (Z)(c) Number and
Country of Pe(centage of Each Name amp Address Citizenship or crass of Voting (City State Country) Incorporation Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 Securities Holders
Current Securitles Holders with ownership cotrol or holdings of 5 or more with power to vote as of fiscal year ending 12-31-2014
(1)(a) (1)(b) (1)(c) Number and
Country of Percentage of Each Citizenship or Class of Voting
Name amp Address (City State Country) Incorporation Securities
Rice Family Irrevocable Generation Skipping Trust 3
USA 16750 Appleton WI USA 255 Milada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 4 USA 16750
Appleton WI USA 255 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 5 USA 1500
Appleton W USA 023 Miada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 6
USA 1500 Appleton WJ USA 023 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 7 USA 1500
Appleton WI USA 023 Mirada Rice-Trustee Common Stock
Rice Family Ir revocable Generation Skipping Trust 8
USA 1500 Appleton WI USA 023 Rubhen Rice-Trustee Common Stock
Securities Holders not listed In 3(1)(a) through (3)(1)c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12-31-2014
(2)(a)
Name amp Address (City State Country)
(2)(b)
Country of Citizenship or Incorporation
(2)(c) Number and Percentage of Each Class of Voting Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 securities Holders
Current Securities Holders with ownershlP control or holdings of 5 or more with power to vote as of fiscal year ending 12deg31-2014
(1)(bull)
Name amp Address (City State Country)
Otis L and Ferill J Rice Irrevocable GSTTrust 1 Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GST Trust 2
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GSTTrust 3
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Fe rill J Rice Irrevocable GST Trust 4 Appleton WI USA Miada Rice-Trustee
Otis L and Feril J Rice Irrevocable GST Trust 5
Appleton WI USA Milada Rice-Trustee
Olis L and Ferill J Rice Irrevocable GSTTrust 6
Appleton WI USA Milada Rice-Trustee
Nancy McMurtrie Naples FL USA
Gerald Van Dyn Hoven Fremont WJ USA
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
(1)(o) Number and Percentage of Each Class of Voting Securities
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
85040 1293 Common Stock
36500 555 Common Stock
Securities Holders not listed Jn 3(1)(a) through (3)(1)c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014
(2)(bull1
Name amp Address City Stale Country)
(2)(b)
Country of Citizenship or Incorporation
(2)o) Number and Percentage of Each Class ofVotlng Securities
1
middot
middot---
1) Dauicl J Salmon St Louis Park ivlN USA
2) lnfomrntiou Technology
Lynn iVI Salmon PhotOTllJlhY Easter StylistNutrition 1finneapolis t-middotIN USA Educator
Gerl L Vanden I3anking
He111bullel Kaukauna WI USA
3)a) NA
NA
Treasurer
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 311 2014
3)b) NA
NA
J)c) 4)a) Partner St Louis Park 476 LLC Partner CCP Properties LLC Partner Lancaster Park Apartments LLC Trnstce The Daniel J Salmon 2012 NonmiddotExempt IrrTmst Agreement dated 111212012 Trnstce The Daniel J Salmon 2012 GST IrrTrnst Agreement dated 112112012 Tmstee The Carla E Salmon 2013 IrrTmst Agreement Trnstec The Amelia Louise Salmon Irr Trust Agreement Trnstee The AJcxancr Daniel Salmon lrrTrnst Agreement Trnstee Tl1e Elliot Douglas Salmon lrrTrnst A ftmiddotHI
Owner Lynn Salmon- 476 Easter Design LLC 01mer Salmon-Easter Properties LLC Tmstee Emily Salmon Easter Irr Tmst UA 1212212010 Tmstee Lynn M Salmon Easter2012 OST IrrTmst UA I 1262012
VP amp Cashier NA 029o American National Bank Director
4)b) NA
NA
NA
4)c) NA
NA
NA
bullbullNote Although Nancy t-foMurtrie Otis amp Ferill Rice lvl ilada Rice and Rubhen lUce are not directors or officers of the bank holding company infomrntion must be provided because they are considered principal shareholders of the bank holding company This definition can be found in the FR Y-6 instrnctions
I
Imiddotmiddotmiddot
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
aAtgt1ff _hnt l - --cNINAT10UIL-fltlllaTJ(lrtlillnllJJ) Nodorpoollary bullCwgtllhoitby-UJNllllllQJMlINCm1 fl--tbull WI ho4ttbull n11Ull10140bullubulltl-W--bulltlbull - 1111Clt CdldegCOlJIJJhOll
ptc tlr 11r11hocolmoiolebiat__or1kcoellombullpelttelttbelow
J lftbullltrJt-IUr11gteUtoln1tlffonOotecolumiddot
01Qlf1bl-degdegennMlfttlleOolOdeg 1llthebl-inl--lllftc-MotrMMIMlloco-lftllltPMa ltooeti1onJ1h1ortibullthhW-lntblaquo-weiiM1NlffUOobulltdeg- ci 11tw-bullbullooamplbullltlooweaubullClooelrllllt11Ma--111ciraltlcmlnlltIOolrl1i10o degbull lloblMlllll1tolt1middotn-ibythlodtdegdeg _utOolrn-1a1i0o1_laquor1_ 111_ki-irhamplt ilMllodJtho _MllW OOU--oWlllMbullotia1mr111ltilnllifwctMQittc
11-1tilolfOu-toMQ111--iot 4lbulldTltYvMciNtctoo-otlGlflM4bullltCtlffltt1
-wi101u-e1 Sllgtoodbull1NINtNn-gtllklllclbull_ -=--ct9Mmiddot-Wlltlbullt l _ - o1
0ivui_o_w-1rRlmiddotIOOclmcslctbull$lthodl c111tkbullbullkbullOoUdawOo1tto_ llHrbullMbullOOflNYbo bmiltdWlbulllgttrlkOllIOltMIOl thelbullMOOftcbullppiJt-11t1pamp110oti1tdtolt1-p
AMICCAM noN l Cmiddot UtOilallHCH-ION rtt11nreacmE1
M(llUlrllltIA1IOllAllAltbull ltFCXClflU
FR Y-6
American National Bancorp lnc Appleton WI
Flscal Year Ending December 31 2014
Renort Item 3Secul-lttes Holders
Current Securiilts Holder with ownership control or holdings of 6 or more with power t o Securities Holders not llstedln 3(1)a) through (3)(1)(c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014 vote as of fiscal year ending 12-31-2014 middot
(1)(a)
Name amp Address (City State Country)
SALMON FAMILY
Douglas Salmon Appleton WJ USA
Danie Salmon St Louis Park MN USA
Lynn Salmon-Easter Minneapolis MN USA
RICE FAMILY
Otis amp Ferril Rice Kaukauna Wl USA
Larry amp Nancy Rice Appleton WJ USA
Mirada Rce Appleton WI USA
Rubhen Rice Appleton WI USA
Rice Family Irrevocable Generation Skipping Trust 1
Appleton WI USA Milada Rice-Trustee
Rice Family Irrevocable Generation Skipping Trust 2
Appleton WI USA Rubhen Rice-Trustee
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
USA
(1Jlc) Number and Percentage of Each Class of Voting Securities
31310 476 Common Stock
31308 476 Common Stock
31308 476 Common Stock
63949 972 Common Stock
26573 404 Common Stock
12075 184 Common Stock
9335 142 Common Stock
16750
255 Common Stock
16750 255 Common Stock
(Z)(a) (Z)(b) (Z)(c) Number and
Country of Pe(centage of Each Name amp Address Citizenship or crass of Voting (City State Country) Incorporation Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 Securities Holders
Current Securitles Holders with ownership cotrol or holdings of 5 or more with power to vote as of fiscal year ending 12-31-2014
(1)(a) (1)(b) (1)(c) Number and
Country of Percentage of Each Citizenship or Class of Voting
Name amp Address (City State Country) Incorporation Securities
Rice Family Irrevocable Generation Skipping Trust 3
USA 16750 Appleton WI USA 255 Milada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 4 USA 16750
Appleton WI USA 255 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 5 USA 1500
Appleton W USA 023 Miada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 6
USA 1500 Appleton WJ USA 023 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 7 USA 1500
Appleton WI USA 023 Mirada Rice-Trustee Common Stock
Rice Family Ir revocable Generation Skipping Trust 8
USA 1500 Appleton WI USA 023 Rubhen Rice-Trustee Common Stock
Securities Holders not listed In 3(1)(a) through (3)(1)c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12-31-2014
(2)(a)
Name amp Address (City State Country)
(2)(b)
Country of Citizenship or Incorporation
(2)(c) Number and Percentage of Each Class of Voting Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 securities Holders
Current Securities Holders with ownershlP control or holdings of 5 or more with power to vote as of fiscal year ending 12deg31-2014
(1)(bull)
Name amp Address (City State Country)
Otis L and Ferill J Rice Irrevocable GSTTrust 1 Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GST Trust 2
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GSTTrust 3
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Fe rill J Rice Irrevocable GST Trust 4 Appleton WI USA Miada Rice-Trustee
Otis L and Feril J Rice Irrevocable GST Trust 5
Appleton WI USA Milada Rice-Trustee
Olis L and Ferill J Rice Irrevocable GSTTrust 6
Appleton WI USA Milada Rice-Trustee
Nancy McMurtrie Naples FL USA
Gerald Van Dyn Hoven Fremont WJ USA
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
(1)(o) Number and Percentage of Each Class of Voting Securities
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
85040 1293 Common Stock
36500 555 Common Stock
Securities Holders not listed Jn 3(1)(a) through (3)(1)c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014
(2)(bull1
Name amp Address City Stale Country)
(2)(b)
Country of Citizenship or Incorporation
(2)o) Number and Percentage of Each Class ofVotlng Securities
1
middot
middot---
1) Dauicl J Salmon St Louis Park ivlN USA
2) lnfomrntiou Technology
Lynn iVI Salmon PhotOTllJlhY Easter StylistNutrition 1finneapolis t-middotIN USA Educator
Gerl L Vanden I3anking
He111bullel Kaukauna WI USA
3)a) NA
NA
Treasurer
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 311 2014
3)b) NA
NA
J)c) 4)a) Partner St Louis Park 476 LLC Partner CCP Properties LLC Partner Lancaster Park Apartments LLC Trnstce The Daniel J Salmon 2012 NonmiddotExempt IrrTmst Agreement dated 111212012 Trnstce The Daniel J Salmon 2012 GST IrrTrnst Agreement dated 112112012 Tmstee The Carla E Salmon 2013 IrrTmst Agreement Trnstec The Amelia Louise Salmon Irr Trust Agreement Trnstee The AJcxancr Daniel Salmon lrrTrnst Agreement Trnstee Tl1e Elliot Douglas Salmon lrrTrnst A ftmiddotHI
Owner Lynn Salmon- 476 Easter Design LLC 01mer Salmon-Easter Properties LLC Tmstee Emily Salmon Easter Irr Tmst UA 1212212010 Tmstee Lynn M Salmon Easter2012 OST IrrTmst UA I 1262012
VP amp Cashier NA 029o American National Bank Director
4)b) NA
NA
NA
4)c) NA
NA
NA
bullbullNote Although Nancy t-foMurtrie Otis amp Ferill Rice lvl ilada Rice and Rubhen lUce are not directors or officers of the bank holding company infomrntion must be provided because they are considered principal shareholders of the bank holding company This definition can be found in the FR Y-6 instrnctions
I
Imiddotmiddotmiddot
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
FR Y-6
American National Bancorp lnc Appleton WI
Flscal Year Ending December 31 2014
Renort Item 3Secul-lttes Holders
Current Securiilts Holder with ownership control or holdings of 6 or more with power t o Securities Holders not llstedln 3(1)a) through (3)(1)(c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014 vote as of fiscal year ending 12-31-2014 middot
(1)(a)
Name amp Address (City State Country)
SALMON FAMILY
Douglas Salmon Appleton WJ USA
Danie Salmon St Louis Park MN USA
Lynn Salmon-Easter Minneapolis MN USA
RICE FAMILY
Otis amp Ferril Rice Kaukauna Wl USA
Larry amp Nancy Rice Appleton WJ USA
Mirada Rce Appleton WI USA
Rubhen Rice Appleton WI USA
Rice Family Irrevocable Generation Skipping Trust 1
Appleton WI USA Milada Rice-Trustee
Rice Family Irrevocable Generation Skipping Trust 2
Appleton WI USA Rubhen Rice-Trustee
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
USA
(1Jlc) Number and Percentage of Each Class of Voting Securities
31310 476 Common Stock
31308 476 Common Stock
31308 476 Common Stock
63949 972 Common Stock
26573 404 Common Stock
12075 184 Common Stock
9335 142 Common Stock
16750
255 Common Stock
16750 255 Common Stock
(Z)(a) (Z)(b) (Z)(c) Number and
Country of Pe(centage of Each Name amp Address Citizenship or crass of Voting (City State Country) Incorporation Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 Securities Holders
Current Securitles Holders with ownership cotrol or holdings of 5 or more with power to vote as of fiscal year ending 12-31-2014
(1)(a) (1)(b) (1)(c) Number and
Country of Percentage of Each Citizenship or Class of Voting
Name amp Address (City State Country) Incorporation Securities
Rice Family Irrevocable Generation Skipping Trust 3
USA 16750 Appleton WI USA 255 Milada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 4 USA 16750
Appleton WI USA 255 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 5 USA 1500
Appleton W USA 023 Miada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 6
USA 1500 Appleton WJ USA 023 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 7 USA 1500
Appleton WI USA 023 Mirada Rice-Trustee Common Stock
Rice Family Ir revocable Generation Skipping Trust 8
USA 1500 Appleton WI USA 023 Rubhen Rice-Trustee Common Stock
Securities Holders not listed In 3(1)(a) through (3)(1)c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12-31-2014
(2)(a)
Name amp Address (City State Country)
(2)(b)
Country of Citizenship or Incorporation
(2)(c) Number and Percentage of Each Class of Voting Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 securities Holders
Current Securities Holders with ownershlP control or holdings of 5 or more with power to vote as of fiscal year ending 12deg31-2014
(1)(bull)
Name amp Address (City State Country)
Otis L and Ferill J Rice Irrevocable GSTTrust 1 Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GST Trust 2
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GSTTrust 3
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Fe rill J Rice Irrevocable GST Trust 4 Appleton WI USA Miada Rice-Trustee
Otis L and Feril J Rice Irrevocable GST Trust 5
Appleton WI USA Milada Rice-Trustee
Olis L and Ferill J Rice Irrevocable GSTTrust 6
Appleton WI USA Milada Rice-Trustee
Nancy McMurtrie Naples FL USA
Gerald Van Dyn Hoven Fremont WJ USA
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
(1)(o) Number and Percentage of Each Class of Voting Securities
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
85040 1293 Common Stock
36500 555 Common Stock
Securities Holders not listed Jn 3(1)(a) through (3)(1)c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014
(2)(bull1
Name amp Address City Stale Country)
(2)(b)
Country of Citizenship or Incorporation
(2)o) Number and Percentage of Each Class ofVotlng Securities
1
middot
middot---
1) Dauicl J Salmon St Louis Park ivlN USA
2) lnfomrntiou Technology
Lynn iVI Salmon PhotOTllJlhY Easter StylistNutrition 1finneapolis t-middotIN USA Educator
Gerl L Vanden I3anking
He111bullel Kaukauna WI USA
3)a) NA
NA
Treasurer
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 311 2014
3)b) NA
NA
J)c) 4)a) Partner St Louis Park 476 LLC Partner CCP Properties LLC Partner Lancaster Park Apartments LLC Trnstce The Daniel J Salmon 2012 NonmiddotExempt IrrTmst Agreement dated 111212012 Trnstce The Daniel J Salmon 2012 GST IrrTrnst Agreement dated 112112012 Tmstee The Carla E Salmon 2013 IrrTmst Agreement Trnstec The Amelia Louise Salmon Irr Trust Agreement Trnstee The AJcxancr Daniel Salmon lrrTrnst Agreement Trnstee Tl1e Elliot Douglas Salmon lrrTrnst A ftmiddotHI
Owner Lynn Salmon- 476 Easter Design LLC 01mer Salmon-Easter Properties LLC Tmstee Emily Salmon Easter Irr Tmst UA 1212212010 Tmstee Lynn M Salmon Easter2012 OST IrrTmst UA I 1262012
VP amp Cashier NA 029o American National Bank Director
4)b) NA
NA
NA
4)c) NA
NA
NA
bullbullNote Although Nancy t-foMurtrie Otis amp Ferill Rice lvl ilada Rice and Rubhen lUce are not directors or officers of the bank holding company infomrntion must be provided because they are considered principal shareholders of the bank holding company This definition can be found in the FR Y-6 instrnctions
I
Imiddotmiddotmiddot
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 Securities Holders
Current Securitles Holders with ownership cotrol or holdings of 5 or more with power to vote as of fiscal year ending 12-31-2014
(1)(a) (1)(b) (1)(c) Number and
Country of Percentage of Each Citizenship or Class of Voting
Name amp Address (City State Country) Incorporation Securities
Rice Family Irrevocable Generation Skipping Trust 3
USA 16750 Appleton WI USA 255 Milada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 4 USA 16750
Appleton WI USA 255 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 5 USA 1500
Appleton W USA 023 Miada Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 6
USA 1500 Appleton WJ USA 023 Rubhen Rice-Trustee Common Stock
Rice Family Irrevocable Generation Skipping Trust 7 USA 1500
Appleton WI USA 023 Mirada Rice-Trustee Common Stock
Rice Family Ir revocable Generation Skipping Trust 8
USA 1500 Appleton WI USA 023 Rubhen Rice-Trustee Common Stock
Securities Holders not listed In 3(1)(a) through (3)(1)c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12-31-2014
(2)(a)
Name amp Address (City State Country)
(2)(b)
Country of Citizenship or Incorporation
(2)(c) Number and Percentage of Each Class of Voting Securities
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 securities Holders
Current Securities Holders with ownershlP control or holdings of 5 or more with power to vote as of fiscal year ending 12deg31-2014
(1)(bull)
Name amp Address (City State Country)
Otis L and Ferill J Rice Irrevocable GSTTrust 1 Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GST Trust 2
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GSTTrust 3
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Fe rill J Rice Irrevocable GST Trust 4 Appleton WI USA Miada Rice-Trustee
Otis L and Feril J Rice Irrevocable GST Trust 5
Appleton WI USA Milada Rice-Trustee
Olis L and Ferill J Rice Irrevocable GSTTrust 6
Appleton WI USA Milada Rice-Trustee
Nancy McMurtrie Naples FL USA
Gerald Van Dyn Hoven Fremont WJ USA
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
(1)(o) Number and Percentage of Each Class of Voting Securities
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
85040 1293 Common Stock
36500 555 Common Stock
Securities Holders not listed Jn 3(1)(a) through (3)(1)c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014
(2)(bull1
Name amp Address City Stale Country)
(2)(b)
Country of Citizenship or Incorporation
(2)o) Number and Percentage of Each Class ofVotlng Securities
1
middot
middot---
1) Dauicl J Salmon St Louis Park ivlN USA
2) lnfomrntiou Technology
Lynn iVI Salmon PhotOTllJlhY Easter StylistNutrition 1finneapolis t-middotIN USA Educator
Gerl L Vanden I3anking
He111bullel Kaukauna WI USA
3)a) NA
NA
Treasurer
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 311 2014
3)b) NA
NA
J)c) 4)a) Partner St Louis Park 476 LLC Partner CCP Properties LLC Partner Lancaster Park Apartments LLC Trnstce The Daniel J Salmon 2012 NonmiddotExempt IrrTmst Agreement dated 111212012 Trnstce The Daniel J Salmon 2012 GST IrrTrnst Agreement dated 112112012 Tmstee The Carla E Salmon 2013 IrrTmst Agreement Trnstec The Amelia Louise Salmon Irr Trust Agreement Trnstee The AJcxancr Daniel Salmon lrrTrnst Agreement Trnstee Tl1e Elliot Douglas Salmon lrrTrnst A ftmiddotHI
Owner Lynn Salmon- 476 Easter Design LLC 01mer Salmon-Easter Properties LLC Tmstee Emily Salmon Easter Irr Tmst UA 1212212010 Tmstee Lynn M Salmon Easter2012 OST IrrTmst UA I 1262012
VP amp Cashier NA 029o American National Bank Director
4)b) NA
NA
NA
4)c) NA
NA
NA
bullbullNote Although Nancy t-foMurtrie Otis amp Ferill Rice lvl ilada Rice and Rubhen lUce are not directors or officers of the bank holding company infomrntion must be provided because they are considered principal shareholders of the bank holding company This definition can be found in the FR Y-6 instrnctions
I
Imiddotmiddotmiddot
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
FR Y-6
American National Bancorp Inc Appleton WI
Fiscal Year Ending December 31 2014
Re ort Item 3 securities Holders
Current Securities Holders with ownershlP control or holdings of 5 or more with power to vote as of fiscal year ending 12deg31-2014
(1)(bull)
Name amp Address (City State Country)
Otis L and Ferill J Rice Irrevocable GSTTrust 1 Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GST Trust 2
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Ferill J Rice Irrevocable GSTTrust 3
Appleton WJ USA Rubhen Rice-Trustee
Otis L and Fe rill J Rice Irrevocable GST Trust 4 Appleton WI USA Miada Rice-Trustee
Otis L and Feril J Rice Irrevocable GST Trust 5
Appleton WI USA Milada Rice-Trustee
Olis L and Ferill J Rice Irrevocable GSTTrust 6
Appleton WI USA Milada Rice-Trustee
Nancy McMurtrie Naples FL USA
Gerald Van Dyn Hoven Fremont WJ USA
(1)(b)
Country of Citizenship or Incorporation
USA
USA
USA
USA
USA
USA
USA
USA
(1)(o) Number and Percentage of Each Class of Voting Securities
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
1585
024 Common Stock
85040 1293 Common Stock
36500 555 Common Stock
Securities Holders not listed Jn 3(1)(a) through (3)(1)c) that had ownership control or holdings of 6 or more with power to vote during the fiscal year ending 12-31-2014
(2)(bull1
Name amp Address City Stale Country)
(2)(b)
Country of Citizenship or Incorporation
(2)o) Number and Percentage of Each Class ofVotlng Securities
1
middot
middot---
1) Dauicl J Salmon St Louis Park ivlN USA
2) lnfomrntiou Technology
Lynn iVI Salmon PhotOTllJlhY Easter StylistNutrition 1finneapolis t-middotIN USA Educator
Gerl L Vanden I3anking
He111bullel Kaukauna WI USA
3)a) NA
NA
Treasurer
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 311 2014
3)b) NA
NA
J)c) 4)a) Partner St Louis Park 476 LLC Partner CCP Properties LLC Partner Lancaster Park Apartments LLC Trnstce The Daniel J Salmon 2012 NonmiddotExempt IrrTmst Agreement dated 111212012 Trnstce The Daniel J Salmon 2012 GST IrrTrnst Agreement dated 112112012 Tmstee The Carla E Salmon 2013 IrrTmst Agreement Trnstec The Amelia Louise Salmon Irr Trust Agreement Trnstee The AJcxancr Daniel Salmon lrrTrnst Agreement Trnstee Tl1e Elliot Douglas Salmon lrrTrnst A ftmiddotHI
Owner Lynn Salmon- 476 Easter Design LLC 01mer Salmon-Easter Properties LLC Tmstee Emily Salmon Easter Irr Tmst UA 1212212010 Tmstee Lynn M Salmon Easter2012 OST IrrTmst UA I 1262012
VP amp Cashier NA 029o American National Bank Director
4)b) NA
NA
NA
4)c) NA
NA
NA
bullbullNote Although Nancy t-foMurtrie Otis amp Ferill Rice lvl ilada Rice and Rubhen lUce are not directors or officers of the bank holding company infomrntion must be provided because they are considered principal shareholders of the bank holding company This definition can be found in the FR Y-6 instrnctions
I
Imiddotmiddotmiddot
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
1) Dauicl J Salmon St Louis Park ivlN USA
2) lnfomrntiou Technology
Lynn iVI Salmon PhotOTllJlhY Easter StylistNutrition 1finneapolis t-middotIN USA Educator
Gerl L Vanden I3anking
He111bullel Kaukauna WI USA
3)a) NA
NA
Treasurer
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 311 2014
3)b) NA
NA
J)c) 4)a) Partner St Louis Park 476 LLC Partner CCP Properties LLC Partner Lancaster Park Apartments LLC Trnstce The Daniel J Salmon 2012 NonmiddotExempt IrrTmst Agreement dated 111212012 Trnstce The Daniel J Salmon 2012 GST IrrTrnst Agreement dated 112112012 Tmstee The Carla E Salmon 2013 IrrTmst Agreement Trnstec The Amelia Louise Salmon Irr Trust Agreement Trnstee The AJcxancr Daniel Salmon lrrTrnst Agreement Trnstee Tl1e Elliot Douglas Salmon lrrTrnst A ftmiddotHI
Owner Lynn Salmon- 476 Easter Design LLC 01mer Salmon-Easter Properties LLC Tmstee Emily Salmon Easter Irr Tmst UA 1212212010 Tmstee Lynn M Salmon Easter2012 OST IrrTmst UA I 1262012
VP amp Cashier NA 029o American National Bank Director
4)b) NA
NA
NA
4)c) NA
NA
NA
bullbullNote Although Nancy t-foMurtrie Otis amp Ferill Rice lvl ilada Rice and Rubhen lUce are not directors or officers of the bank holding company infomrntion must be provided because they are considered principal shareholders of the bank holding company This definition can be found in the FR Y-6 instrnctions
I
Imiddotmiddotmiddot
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
(1 I
Names amp Address (City State Country)
David L Blolnu Neennh Vl USA
Marshal T Gorwitz Appleton WI USA
(2) (3)(a)
Principal Title amp Position Occupation If other with Bank than with Bank Holding Holding Company Company
Banking
Tax Manager
PresidentCEO Director
Director
FR Y-6
American National Bancorp Inc Appleton WI 54911
Fiscal Year Ending December 31 2014
(3)(b)
Title amp Position with Subsidiaries (Include names of sllbsldiaries)
(3)(c)
Title amp Position with Other Businesses (Include names of other bulnesses)
(4)(a) (4)(b) (4)(c)
List names of other cOmpanle (Includes partnerships) If 25 or inore of voting securities are held (List
Percentage of names of Percentage of Voting Securities companies and Voting Securities Jn Subsidiaries percentage of In Bank Holdng (Include names voting securities Company of subSidlarles) held)
President amp Director AmcricanNatioirnl Bank Fox Cities
PresMent amp Director 059 Agapemiddot of Appleton
NA NA
Director American National Bank Fox Cities
Inc Qinctor Rice Gro11p LC Director Rice Capital LLC
VPffax Manager 018 United Financial Group Inc President United Apartments Inc Trustee Gonvitz Familyirnst (Simon) Trustee Jon D amp Nancy L McMurtrie rrrevocable Trust Trustee JOh D lvfcMi1rtrie 2o 14 Dynasty Jmst Trustee NancyL McMurtrie2014 Djnasty Trnst
NA NA
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
(1 I (21 (3)(a) I James M lfartzhciul 91Vl)9--Vhc 9cal DiCCtor Appleton VI USA VJ10tcsale (atito middot
_ dlfcr)
Vivian R Huth Jvlanager middotKampa Secretary Appleton WI USA Properties and
affili11ted companies partnerships amp LLCs
Dennis J Long Retired NA Fort Myers FL USA
Nrmcy McMurtrie Investor NA Naples FL USA
Daniel J Nisler Banking Director Kaukauna WI USA
David A Ogilvie Retired amp investor DirbCtor Hortonville VT USA 1 -middot
middoti
FR Y-6
American National Bancorp Inc Appleton WI 54911
fiscal Year Ending December 31 2014
(3)(b) Dir_cctor American National Bank Fox Ci tie
NA
Director American National Bank Fox Cities
- -- --- -NA
-
Executive VPSenior Loan Officer American Nationai Dank FoxCities bircctor
Dieclor American Nittional Bank Fox CitieS
(3)(c) NA
Director Alpha Prime TncSecretary Trcasurer Fox Valley Traffic Club Partner Mount Vernon Northwest 2000 LLC Treasurer Neenah Rotaj 02
Director amp Senior Advisor Vcrit Advisors LLC Director middotom_ni Resources Inc
Ud FiiiimcirlC Group lnc-Director United Financial Asset Management Group lnc-Director
NA
OwncrPart1er BHP LLC dba Glolial Power Comj10iients Directoramp ShaiCifoldcr Fid1(tary Partners Partner Ogilvie Acres L
(4)(bull) (4)(b) (4)(c) 033 NA NA
047 NA NA
015 NA LPRBampG LLC--100 Alchemy Fox Cities LLC-51
1293 NA -see Attac11ea
076 NA NA
061 NA BHP LLC-36 Fiduciary Parlncrs-35 bgiVie AcrcsL(C-50
1
bull
i-
J
gt
I gt
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Nancy L McMurtrie Ownership Entity Name Corporations
United Financial Asset Management Group LLC United Financial Group Inc United Financial Investments Inc United Apartments Inc Highlands Communities Inc
Partners h i psLLP sLLC s BDMHB LLC Brchwod Highlands LLC Birchwood Highlands I LLC Birchwood Highlands II LLC Birchwood Hfghlands Ill LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Hfghlands Apartments Limited Partnership I l l Brookfield Highlands Apartments Limited Partnership IV Brookfield Highlands Apartments Limited Partnership V Brookfield Highlands Apartments Limited Partnership VI Chateau Village Apartments Limited Partnership Colonal Village Apartments Limited Partnership Deckner Manor Apartments 2011 LLC Fiber Parent LLC Foresthlll Highlands LLC Foresthill Highlands I LLC ForesthiH Highlands Limited Partnership II Foresthlll Highlands Ill LLC Foresthill Highlands IV LLC Foresthill Highlands Townhomes llC Hfghlands at River Crossing llC Highlands at River Walk LLC Highlands At Wildwood Lake LLC Highlands At Wildwood Lake I Limited Partnership Highlands At Wildwood lake II LLC Highlands At Wildwood lake Ill LLC Jefferson Park Apartments Limited Partnership LA1074 LLC Lake Park Condominiums LLC Lancaster Apartments LlC Lisbon Senior Apartments LLC Mason Ridge Investment lLC Mason Ridge Homewoners Association Meadow Creek Townhomes I lLC New Capital Fund ltd PartnershJp Nicolet Highlands LlC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments Limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands II LLC (103102) Parkway Highlands I l l LLC (8182002) Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands 1 lLC Parkwood Highlands Apartments limited Partnership II Parkwood Highlands Apartments limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V lLC Puetz Road LLC Ridgeview Center LLC Ridgeview Highlands LLC RidgevJew Highlands Apartments Limited Partnershp I Ridgevew Hfghlands Apartments Limited Partnership II Ridgeview Highlands Apartments Limited Partnership Ill Ridgevew Highlands Apartments Limited Partnership IV RidgevJew Highlands V LlC Ridgevlew Highlands VI LLC RidgevJew Highlands Townhomes lLC Southwood Apartments 2011 LLC The Highlands at Mahler Park lLC The Hghlands at Mahler Park II LLC Wildwood Creek LLC 5511 Courtney Plummer Road lLC United BH Apartments Limited Partnership UF Equipment LLC United Financial Investment Group LLC United Flnanclal Oil and Gas LLC United Financial Overseer lLC(103102 United Investments I LLC United Land lease lLP United Properties Limited Partnership UP ii LLP United Properties II LLC Waupaca County Apartments Limited Partnership Wildwood Highlands LlC Wildwood Highlands II LLC Wildwood Highlands 11 GP LLC (8182002) Wildwood Highlands Townhornes lLC Wildwood Lake lLC Ziegler at Elderberry LLC
Position
Director Director
Voting Control
50 Spouse owns 50 66 Spouse owns 3333 and son owns 3333 50 Spouse owns 50 50 Spouse lndlrectry owns 50 50 Spouse Indirectly owns 50
100 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thnJ partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 45 Owned Indirectly thru partnership 50 OWned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thrn partnership 16 Owned by spouse 50 Owned indirectly thru partnership 501 Owned Indirectly thnJ partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
middotso Owned indirectly thru LLC 50 Owned Indirectly thru llC 50 Owned Indirectly thru LLC 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 owned indirectly thru partnership
100 Owned by spouse 50 Owned indirectly thru Corporation
lt25 Owned by spouse 50 Owned Indirectly thru partnership 67 Spouse and son owns 50 Indirectly thru controlled corp
lt25 contoled thru related entity 50 owned indirectly thru partnership
1 ltd partnership Interest 50 Owned indirectly thru partnership 50 Owned fndlrectly thru partnership 50 Owned indirectly thru partnership
middotso Owned Indirectly thru LLC 50 Owned Indirectly thrn partnership 50 Owned indirectly thru partnership 50 Owned indfrectly thrn partnership 50 Owned Indirectly thrn partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru pannershp 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indlrectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership
100 100 Owned indirectly thru LLC
50 Owned indirectly thru pannership 100 Owned by spouse
50 50 Spouse owns 50 50 Owned indlrectly thru partnership 50 Owned Jndlrectly thru partnership 50 Owned Indirectly thru partnership 50 50 Owned Indirectly thru partnership 50
1250 50 of the general partner units controlled by spouse 50 Owned indirectly thru partnership 50 Owned Indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indirectly thru partnership 50 Owned indrectly thru partnership 50 Owned indirectly thru pannership
ownership varies but spouse controls 50 of the manager or general partner
31312015
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Douglas D Salmon Ownership Entity Name Corporations
United Financial Group Inc United Financial Investments Inc United Apartments Inc United Financial Asset Management Group Inc Highlands Communities lnc Doug amp Carla Salmon Foundation Inc
PartnershlpslLLPsLLCs Almco Properties LP Birchwood Highlands I LLC Birchwood Hlghlands 11 LLC Birchwood Highlands IH LLC Birchwood Hfghlands LLC Brookfield Highlands LLC Brookfield Highlands Apartments Limited Partnership I Brookfield Highlands Apartments Limited Partnership II Brookfield Highlands Apartments limited Partnership Ill Brookfield Highlands Apartments limited Partnership IV Brookfield Hghands Apartments limited Partnership V Brookfield Highlands Apartments limited Partnership VI Chateau Village Apartments limited Partnership Colonial Village Apartments limited Partnership Deckner Manor Apartments 2011 LLC Dodge Point Marsh Preservation Fiber parent LLC foresthlll Highlands LLC Foresthlll Hfgh1ands I LLC Foresthill Highlands limited Partnership II foresthill Highlands 111 LLC Foresthill Highlands IV LLC Foresthi1l Highlands Townhomes LLC Fountain Manor LLC Highlands at River Crossing LLC Highlands at River Walk LLC Hfghlands at Wildwood Lake LLC Highlands at Wildwood Lake I Limitd Partnership Highlands at Wildwood Lake 11 LLC Highlands at Wildwood Lake Ill LLC Jefferson Park Apartments limited Partnership Lake Park Condominiums LLC Lisbon Senfor Apartments LLC Mason Ridge Investment LLC Mason Ridge 11 Homeowners Association Meadow Creek Townhomes I LLC Matthais Court LLC New Capital Fund LP Nicolet Highlands LLC Oklahoma Park Townhomes LLC Olde Pulley Lane Apartments limited Partnership Paragon Place LLC Parkway Highlands LLC Parkway Highlands I LLC (fka Parkway Highlands LLC) Parkway Highlands 11 LLC Parkway Highlands 111 LLC Parkway Highlands Townhomes LLC Parkwood Highlands LLC Parkwood Highlands I LLC Parkwood Highlands Apartments Limited Partnership II Parkwood Highlands Apartments Limited Partnership Ill Parkwood Highlands IV LLC Parkwood Highlands V LLC Puetz Road LLC Republic Properties Partnership Rdgevlew Center LLC Rldgeview Highlands LLC Ridgeview Highlands Apartments limited Partnership I Rldgeview Highlands Apartments limited Partnership JI Rdgeview Hfghlands Apartments Limited Partnership JI Ridgeview Hfghlands Apartments Limited Partnership IV Rldgeview Hfghlands V LLC Ridgeview Hlghlands VJ LLC Rldgeview Hlghlands Townhomes LLC Riverview Associates LP Salmon Properties LLP Southwood Apartments 2011 LLC The Highlands at Mahler Park LLC The Hfghlands at Mahler Park 11 LLC Timmers Lane LLC United BH Apartments Limited Partnership United Financial Investment Group LLC United Financial Oil and Gas LLC United Financial Overseer LLC(103102) United Investments I LLC United Land Lease LLP United Properties limited Partnership UP II LLP United Properties II LLC Uvanta Healthcare akfa Health One Inc Waupaca County Apartments limited Partnership Wildwood Highlands LLC Wildwood Highlands 11 LLC Wildwood Highlands ll GP LLC (BB2002) Wildwood Highlands Townhomes LLC Wildwood Lake LLC Ziegler at Elderberry LLC
Position
director director director directorSecretary
President
director
Voting Control
33
50
50
50
50
40
lt1 ltd Partner 50 50 50
50
45
45
45
45
45
45
45
50
245
125 PRSHP 16
50
50
50
50
50
50
136
50
50
50
50
50
50
50
50
50
50
100
27 ltd partner 50 50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50 50
50
50
50
50
50
50
50
50
205 Ltd partner 50
245
50
50
100
50
50 no direct ownership wife owns 50
50
50
50 50 50
50
50 1175
1250 50 of the general partner units 50
50
50
50
50 bull direct ownership varies but controls 50 of the manager or general partner
332015
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Larry L Rice Title amp Positions with other Businesses Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwo Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTA Inc
NEW Capital Fund
Commerce Financial Holdings Inc
NEW Capital Coinvestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Fiber Parent LLC
Rice Fitness Illinois LLC
LN Capital Investments LLC
RE Capital Investments LLC
GLK Foods LLC
Larry L Rice Companies if25 or More of Voting Securities are Held
Company
Premier Construction Group Inc
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCFTwolnc Rice Housing Facilities Two Inc Rice Health Care Facilities ofV1 Inc Rice Industries Management Inc
Rice Health Care Facilities Inc
UVANTAnc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
LN Capital Investments LLC RE Capital Investments LLC
TitlePosition DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident Member
DirectorPresident
DirectorPresident
DirectorPresidentTreasurer
DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director
Member
Owner
Member
Member
Member PresidentDirector
Member
Member
Member
Member
Director
TitlePosition
DirectorPresident
DirectorPresident
DirectorPresident
Partner
Member
DirectorPresident
Member
DirectorPresident
Member DirectorPresident
DirectorPresident DirectorPresidentTreasurer DirectorPresidentTreasurer
DirectorSecretaryTreasurer
Director Member
Member PresidentDirector
Member
Member
Member
Voting Shares
90
60
60
60
60
57
57
57
57
52
52 52
3333
40
3480
2750
3330
30 3167
50
50
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
I Milada C Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc
Rice Partnership Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coin vestment Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC Rice Family Irrevocable Generation Skipping Trust 1 3 5 7
Milada C Rice Companies if25 or More of Voting Securities are Held Company
Rice Industries Management Inc
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
TitlePosition
DirectorVP Secretary
DirectorVP Secretary
Partner
Member
Director
Member
Director
Member
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
DirectorVPSecretary
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
DirectorVPSecretary
Member
Member
Owner
Member
Voting
Shares
3333 2750 3330 3000 3167
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Otis amp Ferill Rice Title amp Positions with other Businesses Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
UV ANTA Inc
Fiber Parent LLC
Otis amp Ferill Rice
Companies if25 or More of Voting Securities are Held
Company
Rice Health Care Facilities of WI Inc
Rice Health Care Facilities Inc
TitlePosition
Owner
DirectorPresident
Owner
Member
TitlePosition
Owner
DirectorPresident
Voting Shares
4850 60
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
T
Rubhen A Rice Title amp Positions with other Businesses Company
Rice Housing Facilities Inc
RHCF Inc Rice Partnership
Rice Oil amp Gas LLC
Waupaca Elevator Company Inc
Waupaca Elevator Real Estate LLC
Quality Elevator Products Acquisitions Inc
Quality Elevator Products Real Estate LLC
RHCF Two Inc
Rice Housing Facilities Two Inc
Rice Health Care Facilities of WI Inc
Rice Industries Management Inc
UVANTA Inc
NEW Capital Fund
NEW Capital Coinvestrnent Fund LLC
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc
Rice Fitness Illinois LLC
Rice Family Irrevocable Generation Skipping Trust 2 4 6 8
Rubhen A Rice Companies if25 or More of Voting Securities are Held Company
Rice Fitness LLC
GBPF Real Estate LLC
RMA Architects Inc Rice Fitness Illinois LLC
Rice Industries Management Inc
TitlePosition
Director
Director
Partner
Member
Director
Member
Director
Member
Director
Director
Director
Director NP
Owner
Member
Member
Member
Member
Owner
Member
Trustee
TitlePosition
Member
Member
Owner
Member
DirectorNP
middot---i
Voting
Shares
2750 3330 3000 3167 3333
- FR Y-6 Cover Page
- Report Items 1 Annual Report to Shareholders 2a Organization Chart13
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
