Key Information Memorandum - PPFAS · 1st Floor Great Western Bldg., Shahid Bhagat Singh Road,...

PPFAS Asset Management Private Limited[Investment Manager to PPFAS Mutual Fund]

Parag Parikh Long Term Value Fund(An Open Ended Equity Scheme)

Key Information Memorandum

Sponsor CompanyParag Parikh Financial Advisory Services Private Ltd.

Corporate Office:1st Floor Great Western Bldg., Shahid Bhagat Singh Road, opposite Lion Gate,Fort, Mumbai- 400001.

Asset Management CompanyPPFAS Asset Management Private Ltd.

Corporate Office:1st Floor Great Western Bldg., Shahid Bhagat Singh Road, opposite Lion Gate,Fort, Mumbai- 400001.

Trustee CompanyPPFAS Trustee Company Private Ltd.

Corporate Office:1st Floor Great Western Bldg., Shahid Bhagat Singh Road, opposite Lion Gate, Fort, Mumbai- 400001.

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the Schemes/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors' rights and services, risk factors, penalties and pending litigations, etc. investors should, before investment, refer to the Scheme Information Document (SID) and Statement of Additional Information (SAI) available free of cost at any of the Investor Service Centres or distributors or from the website http://amc.ppfas.com .

The Schemes particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

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Investors understand that their principal will be at moderately high risk.

Riskometer

THE SCHEME

IS SUITABLE FOR

INVESTORS WHO HAVE

INVESTMENT HORIZON

OF MINIMUM

5 YEARS.

This product is suitable for investors who are seeking long term capital growth.

Investment objective of the scheme

The investment objective of the Scheme is to seek to generate long-term capital growth from an actively managed portfolio primarily of Equity and Equity Related Securities. Scheme shall invest in Indian equities, foreign equities and related instruments and debt securities.

Investors should consult their financial advisers if in doubt about whether this scheme is suitable for them.

Investment Objective The investment objective of the Scheme is to seek to generate long-term capital growth from an actively managed portfolio primarily of equity and Equity Related Securities.

Scheme shall be investing in Indian equities, foreign equities and related instruments and debt securities.

Buying securities at a discount to intrinsic value will help to create value for investors. Our investment philosophy is to invest in such value stocks. Long Term refers to an investment horizon of 5 years and more. In this Scheme Information Document (SID), it is mentioned that the Scheme is not suitable for investment horizon of less than 5 years. The Scheme will evaluate different companies based on their long term prospects (5 years and more) rather than just looking at next quarter or a few quarter’s earnings. Since the objective of the Scheme is to hold the investments in the companies where the Scheme has invested for the long term, it is essential that the investors in the Scheme have a similar outlook. It is expected that the core equity portfolio of the Scheme will have low churn (portfolio turnover). However the actual churn (portfolio turnover) could be higher depending on circumstances prevailing at respective times.

Asset Allocation Pattern of the Scheme

Investments in securitised debt, if undertaken, shall not exceed 25% of the net asset of the scheme.

From time to time, the Scheme may hold cash. The Scheme may take derivatives position (in equity, currency and fixed income) based on the opportunities available subject to the guidelines issued by SEBI from time to time and in line with the investment objective of the Scheme. These may be taken to hedge the portfolio, re-balance the same or to undertake any other strategy as permitted under SEBI (MF) Regulations from time to time. The cumulative gross exposure through equity, debt and Derivative positions shall not exceed 100% of the net assets of the Scheme.

The Scheme may use derivatives for trading, hedging and portfolio balancing. Exposure to derivatives will be limited to 50% of the net asset value of the Scheme at the time of transaction. Exposure is calculated as a percentage of the notional value to the net assets of the Scheme. The Scheme will maintain cash or securities to cover exposure to derivatives.

The Scheme may seek investment opportunity in the Foreign Securities (including ADR/ GDR/ foreign equity and equity related instruments), in accordance with guidelines stipulated in this regard by SEBI and RBI from time to time. Under normal circumstances, exposure to foreign securities subject to regulatory limits shall not be more than 35% of the Scheme's net assets.

In addition to the instruments stated in the table above, the Scheme may enter into repos/reverse repos as may be permitted by RBI. From time to time, the Scheme may hold cash. A part of the net assets may be invested in the Collateralised Borrowing & Lending Obligations (CBLO) or repo.

Type of Instruments Minimum allocations (% of net assets)

Maximum allocations (% of net assets)

Risk Profile

Equity and equity related instruments

65% 100% Medium to High Risk

Debt Securities, Money Market Securities

0.00% 35% Low to Medium Risk

Foreign Equity and equity related instruments

0.00% 35% Medium to High Risk

Key Information Memorandum •

Scheme Name Parag Parikh Long Term Value Fund

In the event that the asset allocation of the scheme should deviate from the ranges as stated in asset allocation table above, then the portfolio of the scheme will be rebalanced by the fund manager for the position indicated in the asset allocation table above within a maximum period of 30 working days from the date of said deviation.

The Scheme may engage in short selling of securities in accordance with the framework relating to short selling and securities lending and borrowing specified by SEBI. Subject to the SEBI (MF) Regulations, as applicable from time to time, the Scheme seek may engage in Stock Lending. Stock Lending means the lending of stock to another person or entity for a fixed period of time, at a negotiated compensation in order to enhance returns of the portfolio. The securities lent will be returned by the borrower on the expiry of the stipulated period. The Scheme will ensure compliance with SEBI (Mutual Funds) Regulations and with Securities Lending Scheme, 1997, SEBI Circular No MFD/CIR/01/047/99 dated February 10, 1999, SEBI Circular no. SEBI/IMD/Cir NO 14/187175/2009 187175 dated December 15, 2009 and framework for short selling and borrowing and lending of securities notified by SEBI vide Circular No MRD/DoP/SE/Dep/Cir-14/2007 dated December 20, 2007 as may be amended from time to time.

The maximum exposure of the Scheme to a single intermediary in the stock lending programme at any point of time would be limited to 5% of the market value of its equity portfolio or upto such limits as may be specified by SEBI. The Scheme will not lend more than 20% of its corpus and limit this programme to 5% for single issuer.

The Scheme will pay reasonable administrative and custodial fees in connection with the lending of Securities. The Scheme will be exposed to the risk of loss should a borrower default on its obligation to return the borrowed Securities. The Scheme will not lend more than what is permitted under applicable SEBI (Mutual Funds) Regulations. For detailed understanding on Securities lending by the Scheme, Investors are requested to refer to the SAI.

The Mutual Fund may not be able to sell such lent out securities and this can lead to temporary illiquidity.

Pending deployment of funds of the Scheme in securities in terms of the investment objective of the Scheme the AMC may park the funds of the Scheme in short term deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular dated April 16, 2007, as amended from time to time.

These limits will be reviewed by the AMC from time to time based on views on the equity markets and asset liability management needs. However, at all times the portfolio of the Scheme will adhere to the overall investment objective of the Scheme.

Investors should note that companies or sectors which are very capital intensive, which have low returns on capital ratios and/ or which have very volatile business prospectus may not be considered for investment at all. Performance of the Scheme will defer to the extent these companies/ sectors are represented in the Benchmark indices.

For more information, please refer to point 1, “Where the scheme will invest” on Page 26 of SID.

Risk Profile of theScheme

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment.

Standard Risk Factors of this Scheme are stated below:

1. Investment in Mutual Fund Units involves investment risks such as trading volumes, settlementrisk, liquidity risk, default risk including the possible loss of principal.


2. As the price / value / interest rates of the securities in which the Scheme invests fluctuates, thevalue of your investment in the Scheme may go up or down depending on the various factorsand forces affecting the capital markets and money markets as with any investment in stocks,shares and securities..

3. The present Scheme is the first scheme being launched under this management.4. Past performance of the Sponsors and their affiliates / AMC / Mutual Fund does not guarantee

future performance of the Scheme of the Mutual Fund.5. Parag Parikh Long Term Value Fund is only the name of the Scheme and the name of the

Scheme does not in any manner indicate either the quality of the Scheme or its future prospects and returns.

6. The Sponsor is not responsible or liable for any loss resulting from the operation of the Schemebeyond the initial contribution of Rs. 1 lakh made by them towards setting up the Fund.

7. The present Scheme is not guaranteed or assured return scheme.

For Scheme specific risk factors, investors are advised to refer to Page 8 of SID.

Investment Strategy Scheme shall be investing in Indian equities, foreign equities and related instruments and debt securities.

Buying securities at a discount to intrinsic value will help to create value for investors. Our investment philosophy is to invest in such value stocks.

Long Term refers to an investment horizon of 5 years and more. In this Scheme Information Document (SID) it is mentioned that the Scheme is not suitable for investment horizon of less than 5 years. The Scheme will evaluate different companies based on their long term prospects (5 years and more) rather than just looking at next quarter or a few quarter’s earnings. Since the objective of the Scheme is to hold the investments in the companies where the Scheme has invested for the long term, it is essential that the investors in the Scheme have a similar outlook. It is expected that the core equity portfolio of the Scheme will have low churn (portfolio turnover). However the actual churn (portfolio turnover) could be higher depending on circumstances prevailing at respective times.

Investment approach of the Scheme is governed by following guiding principles:

1. Focus on the long term2. Investments confer proportionate ownership3. Maintain a margin of safety4. Maintain a balanced outlook on the market5. Disciplined approach to selling.

We advise investors to refer to Scheme Information Document (SID) for detailed information on 'Investment Strategy' and ‘Asset Allocation’ of the Scheme.

Plans and Options SEBI vide its circular, CIR/IMD/DF/21/2012 dated 13th September 2012 directed the following;

Mutual Funds/ AMCs shall provide a separate plan for direct investments, i.e., investments not routed through a distributor, in existing as well as new schemes.

Accordingly PPFAS Mutual Fund is offering following two plans to its investors.

Plans offered by the scheme:1. Direct Plan (i.e., investments not routed through a distributor)2. Regular PlanFor both the above plans, scheme offers only “Growth option”.


Treatment of applications under "Direct/Regular" Plan

Investors subscribing for units under Direct Plan of a Scheme should indicate 'Direct Plan' against the scheme name in the application form. Investors should also mention 'Direct' in the ARN column of the application form. The table showing various scenarios for treatment of application under 'Direct Plan' or 'Regular Plan' is as follows:

In cases of wrong/ invalid/ incomplete ARN codes mentioned on the application form, the application shall be processed under Regular Plan. The AMC shall contact and obtain the correct ARN code within 30 calendar days of the receipt of the application form from the investor/ distributor. In case, the correct code is not received within 30 calendar days, the AMC shall reprocess the transaction under Direct Plan from the date of application without any exit load.

Scenario Broker Code mentioned by the investor

Plan mentioned by the investor

Default Plan to be captured

1 Not mentioned Not mentioned Direct Plan

2 Not mentioned Direct Direct Plan

3 Not mentioned Regular Direct Plan

4 Mentioned Direct Direct Plan

5 Direct Not Mentioned Direct Plan

6 Direct Regular Direct Plan

7 Mentioned Regular Regular Plan

8 Mentioned Not Mentioned Regular Plan



Growth OptionAs the Scheme offers only “Growth Option”, no dividends will be declared under this option and under normal circumstances. The income earned under this option will get accumulated as capital accretion and will continue to remain invested in the Scheme and will be reflected in the NAV of the Units held under this option.

But Trustees reserve the right to offer dividend to the investors under this option which in the opinion of the Trustees is in the best interest of the unit-holders.

The AMC, in consultation with the Trustees reserve the right to discontinue/ add more options / facilities at a later date subject to complying with the prevailing SEBI guidelines and Regulations.

The Mutual Fund shall declare the Net Asset Value of the Scheme on every business day on AMFI‘s website www.amfiindia.com by 9:00 p.m. NAV would also be available on the website of PPFAS Mutual Fund http://amc.ppfas.com.

The first NAV of the Scheme will be calculated and disclosed within a period of 5 business days from the date of allotment. Subsequently, the NAVs will be calculated and released to the press for publication on all Business Days. The NAV of the Scheme shall be published in at least in two daily newspapers on all Business Days in accordance with the SEBI Regulations (alongwith sale and repurchase prices).

Due to any reason, if the NAVs of the Scheme are not available before the commencement of Business Hours on the following day, the Mutual Fund shall issue a press release giving reasons and explaining when the Mutual Fund would be able to publish the NAV.

SEBI circular, CIR/IMD/DF/21/2012 dated 13th September 2012 states that Mutual Fund shall declare separate NAV for Direct and Regular Plan.

Accordingly Direct and Regular Plan shall have different NAV. The difference in NAV will be the commission paid to distributor/s.

NAV will be declared with 4 decimal points.

Minimum Application Amount/ Number of Units

New Purchase: Rs. 1,000 and in multiple of Re. 1 thereafter. Additional Purchase: Rs. 1,000 and in multiple of Re. 1 thereafter. In case of monthly SIP , Rs. 1,000 and in multiple of Re. 1 thereafter. In case of quarterly SIP Rs. 3,000 and in multiple of Re. 1 thereafter.

Other Facilities Scheme is offering following facilities:1. Option to hold units in Demat Form2. Scheme also offers SIP and SWP plans.

For more details on facilities offered, please refer to SID.

Despatch of Repurchase(redemption) Request

For redeeming units of the scheme, an investor would need to submit a duly filled in redemption application at any ISC/Official Point of Acceptance.

Under normal circumstances, the redemption or repurchase proceeds shall be dispatched to the unitholders within 10 working days from the date of redemption or repurchase . The AMC shall be liable to pay interest to the unitholders at such rate as may be specified by SEBI for the period of such delay (presently @ 15% per annum). However, the AMC will not be liable to pay any interest or compensation or any amount otherwise, in case the AMC / Trustee is required to obtain from the investor / unitholders, verification of identity or such other details relating to subscription for units under any applicable law or as may be requested by a regulatory body or any government authority, which may result in delay in processing the application.

Applicable NAV

Benchmark Index Nifty 500 Index

Dividend Policy As the Scheme offers only “Growth Option” no dividends will be declared under this option and

under normal circumstances. The income earned under this option will get accumulated as

capital accretion and will continue to remain invested in the Scheme and will be reflected in the

NAV of the Units held under this option.

But Trustees reserve the right to offer dividend to the investors under this option which in the

opinion of the Trustees is in the best interest of the unit-holder.

The AMC, in consultation with the Trustee reserves the right to discontinue/ add more op tions /

facilities at a later date subject to complying with the prevailing SEBI guidelines and Regulations.

Name of the FundManager/s

Mr. Rajeev Thakkar -

Mr. Raunak Onkar - (Dedicated Fund Manager for overseas investments)

(He is managing the scheme since it's inception i.e. May 2013.)

*Mr. Raj Mehta - (Fund Manager for Debt component of the Scheme)

Name of the TrusteeCompany

PPFAS Trustee Company Private Limited.

Name of AssetManagement Company

PPFAS Asset Management Private Limited.

* Appointment of Raj Mehta as Debt Fund Manager is effective from January 27, 2016.

Note: Past Performance may or may not be sustained in future. Returns greater than one year are compounded annualised (CAGR). Since inception returns are calculated on Rs. 10 (allotment price).

2015-162014-162013-16Since Inception (CAGR Returns)

Absolute return for the last financial year 1,2,3 and CAGR Return Since Inception (%)

Direct Plan

Regular Plan

Benchmark

Performance Direct Plan Regular Plan Benchmark (NIFTY 500)

Sep 30, 2015 to Sep 30, 2016 (Last 1 Year) 15.30% 14.66% 11.27%

Sep 30, 2014 to Sep 30, 2016 (Last 2 Years) 12.17% 11.57% 7.35%

Sep 30, 2013 to Sep 30, 2016 (Last 3 Years) 22.39% 21.77% 18.95%

19.12% 18.52% 11.98%Since Inception (1252 days) as on 30th November, 2016 (CAGR Returns) Inception Date: 28th May, 2013

0%

5%

10%

15%

20%

25%

Expenses of the Scheme

Investors will incur following expenses for investing in the Scheme.(i) Load Structure:(a) Entry Load: Nil(Upfront commission shall be paid directly by the investor to the ARN holder (i.e. AMFI registered distributor) based on the investors' assessment of various factors including the service rendered by ARN holder to the investor).(b) Exit Load: 2 .00 % if the investment is redeemed on or before 365 days from the date of allotment of unitsŸ1 .00 % if the investment is redeemed after 365 days but on or before 7 30 days from date of allotment of units.

ŸN o Exit Load will be charged if investment is redeemed after 730 days from the date of allotment of units.No exit load will be charged, in case of switch transactions between Regular Plan and Direct Plan of the Scheme for existing as well as prospective investors.

(ii) Recurring Expenses:

Expense Head Regular Plan Direct Plan

% of daily Net Assets

% of daily Net Assests

Investment Management and Advisory Fees

Upto 2.50% Upto 2.00%

Trustee fee

Audit fees

Custodian fees

RTA Fees

Marketing & Selling expense incl. agent commission

Cost related to investor communications

Cost of fund transfer from location to location

Cost of providing account statements and dividend redemption cheques and warrants

Costs of statutory Advertisements

Cost towards investor education & awareness (at least 2 bps)

Brokerage & transaction cost over and above 12 bps and 5 bps for cash and derivative market trades resp.

Service tax on expenses other than investment and advisory fees

Service tax on brokerage and transaction cost

Other Expenses

Maximum total expense ratio (TER) permissible under Regulation 52 (6) (c) (i) and (6) (a)

Upto 2.50% Upto 2.00%

Additional expenses under regulation 52 (6A) (c) Upto 0.20% Upto 0.20%

Additional expenses for gross new inflows from specified cities

Upto 0.30% Upto 0.30%


Portfolio Turnover (Incl. Equity Arbitrage) 90.70%

Portfolio Turnover (Excl. Equity Arbitrage) 12.36%

Scheme’s portfolio turnover ratio

The purpose of the above table is to assist the Investor in understanding the various costs and

expenses that an Investor in the Scheme will bear directly or indirectly.

These estimates have been made in good faith as per the information available to the

Investment Manager and are subject to change inter-se. The expenses under any head may be

more or less than as specified in the table above, but the total recurring expenses that can be

charged to the Scheme will be subject to limits prescribed from time to time under the SEBI

(Mutual Fund) Regulations.

Please refer to Page 84 of SID to know detailed information on 'Recurring Expenses'.

(iii) Transaction Charges:

Transaction charges shall be deducted for Applications for purchase/ subscription received

through distributor/ agent as under:

However, transaction charges in case of investments through SIP shall be deducted only if the

total commitment (i.e. amount per SIP installment x No. of installments) amounts to Rs. 10,000/-

or more. The transaction charges shall be deducted in 4 installments.

Identification of investors as "first time" or "existing" will be based on Permanent Account

Number (PAN) at the First/ Sole Applicant/ Guardian level. Hence, Unit holders are urged to

ensure that their PAN / KYC is updated with the Fund. Unit holders may approach any of the

Official Points of Acceptances of the Fund i.e. Investor Service Centres (ISCs) of the Fund/ offices of

our Registrar and Transfer Agent, M/s. Computer Age Management Services Pvt. Ltd in this

regard.

For more details on scheme expenses and transaction charges, please refer to Page 7

and 84 of “Scheme Information Document (SID)”.

Actual expenses of the scheme (Parag Parikh Long Term Value Fund) inclusive service of

tax on management fees (as on March 31, 2016).

Investor Type Investor Type

First Time Mutual

Fund Investor

Transaction charge of Rs. 150/- for subscription of Rs. 10,000 and

above will be deducted from the subscription amount and paid to the

distributor/agent of the first time investor. The balance of the

subscription amount shall be invested.

Investor other than

First Time Mutual

Fund Investor

Transaction charge of Rs. 100/- per subscription of Rs. 10,000 and

above Mutual Fund will be deducted from the subscription amount and

paid to the distributor/ agent of the investor. The balance of the

subscription amount shall be invested.


Direct Plan: Regular Plan: 2.22% 2.80%

Note: Expense structure for Direct Plan will be lower than the regular plan.

Commission or distribution expenses will not be charged in case of direct plan. The Total

Expense Ratio (TER) of Direct Plan will be lower by 20% in relation to Regular Plan.

Daily Net Asset Value(NAV) publication

NAV will be declared on all Business Days and will be published in 2 newspapers. The AMC shall declare the NAV on every Business Day on AMFl's website www.amfiindia.com by 9:00 pm of that Business Day and also on its website http://amc.ppfas.com Investors may also contact any of the Investor Service Centres (ISCs) of PPFAS Mutual Fund.

Investors may contact any of the Investor Service Centres (ISCs) of the AMC for any queries / clarifications at telephone number 91 022 6140 6555, Fax number. 91 022 6140 6590, e-mail:[email protected] .

Investors can also post their grievances/feedback/suggestions on our website http://amc.ppfas.com under the section ‘Feedback or Queries’ appearing under ‘Contact Us’. The Head Office of the AMC will follow up with the respective ISCs to ensure timely redressal and prompt investor services. Mr. Aalok Mehta, Head – Investor Relations can be contacted at 1st Floor Great Western Bldg., Shahid Bhagat Singh Road, Opposite Lion Gate, Fort, Mumbai - 400 001 at telephone number 91 022 6140 6516. His e-mail contact is: [email protected].

Registrar and Transfer Agent for PPFAS Mutual Fund:Computer Age Management Services Private Limited.

New No.10 / Old No.178 M G R Salai Kodambakkam High Road, Opp Palm Grove Hotel, Chennai -600034. Tamil Nadu

SEBI Registration No.INR000002813.

Tel: +91 44 3021 2811 / 813Website: http://www.camsonline.com

Aalok Mehta, Investor Relations Officer.PPFAS Asset Management Private Limited.

1st Floor Great Western Bldg., Shahid Bhagat Singh Road, Opposite Lion Gate,Fort, Mumbai- 400001.Tel: 6140 6555, fax: 6140 6590

email:[email protected]: http://amc.ppfas.com

For Investor grievances please contact


Waiver of Load for Direct Applications

Pursuant to SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009 no entry load shall be charged for all mutual fund schemes. Therefore, the procedure for waiver of load for direct applications is no longer applicable.

Tax treatment for theInvestors (Unit-holdrs)

Investors are advised to refer to the Section on ‘Taxation on investing in Mutual Funds’ in the ‘Statement of Additional Information’ and to consult their own tax advisors with respect to the specific amount of tax and other implications arising out of their participation in the Scheme.

Unitholders' information

Account StatementsThe Account Statements shall be non-transferable.

In case the investor provides the e-mail address, the Fund will provide the Account Statement only through e-mail message. Should the unit holder experience any difficulty in accessing the electronically delivered documents, the unit holders shall promptly advise the Mutual Fund to enable the Mutual Fund to make the delivery through alternate means. It is deemed that the unit holder is aware of all security risks including possible third party interception of the documents and contents of the documents becoming known to third parties.

Normally, no unit certificates will be issued. However, if an applicant so desires, the AMC shall issue the unit certificates to the applicant within 5 business days of the receipt of request for the certificate.

Consolidated Account StatementsIn accordance with SEBI Circular No. Cir/ IMD/ DF/ 16 / 2011 dated September 08, 2011 a consolidated account statement for each calendar month is issued to the investors in whose folios transactions has taken place during that month.

Annual Account StatementThe Mutual Fund shall provide the Account Statement to the Unitholders who have not transacted during the last six months prior to the date of generation of account statements. The Account Statement shall reflect the latest closing balance and value of the Units prior to the date of generation of the account statement.

Annual Account of the SchemeThe Scheme wise annual report or an abridged summary thereof shall be mailed (emailed, where e-mail id is provided unless otherwise required) to all Unit holders not later than four months (or such other period as may be specified by SEBI from time to time) from the date of closure of the relevant accounting year (i.e. 31st March each year) and full annual report shall be available for inspection at the Head Office of the Mutual Fund and a copy shall be made available to the Unit holders on request on payment of nominal fees, if any. Scheme wise annual report shall also be displayed on the website of the AMC (http://amc.ppfas.com) and Association of Mutual Funds in India (www.amfiindia.com).

Half yearly unaudited scheme financialsThe Mutual Fund and AMC shall before the expiry of one month from the close of each half year i.e. 31st March and on 30th September, publish notice of hosting the unaudited financial results in one national English daily newspaper and in a regional newspaper published in the language of the region where the Head Office of the Mutual Fund is situated. The unaudited financial results will also be displayed on the website of the AMC and AMFI.

Monthly Portfolio DisclosureMutual fund shall disclose portfolio (along with ISIN) as on the last day of the month for its scheme(s) on its website (http://amc.ppfas.com) on or before 10th day of succeeding month. day of succeeding month.


Date: December 12, 2016.

Scheme’s portfolio holdings (top 10 holdings by issuer and fund allocation towards various sectors),


Industry Allocation

Date: December 12, 2016.

Monthly Scheme portfolio can be chacked here:

http://amc.ppfas.com/schemes/portfolio-disclosure/index.php#axzz4LcnXCiEe

International Business Machines Corp

Axis Bank

Indraprastha Gas Ltd

United Parcel Services INC

Zydus Wellness Ltd

Persistent Systems Ltd

ICRA Ltd

HDFC Bank

Bajaj Holdings & Investment Ltd

Alphabet Inc (Google Class C)

3.47%

3.52%

4.34%

4.67%

4.76%

4.90%

5.03%

6.56%

7.23%

11.79%

Name of the Instrument ISIN Industry+ Quantity % of NAV

Alphabet Inc (Google Class C) US02079K1079 Software 15093.00 795,660,820.53 11.79%

INE118A01012 Finance 228504.00 487,958,866.80 7.23%

HDFC Bank INE040A01026 Bank 369070.00 442,736,372.00 6.56%

ICRA Ltd INE725G01011 Finance 85671.00 339,441,352.65 5.03%

Persistent Systems Ltd INE262H01013 Software 542373.00 330,494,987.55 4.90%

INE768C01010 371729.00 321,508,412.10 4.76%

United Parcel Services INC US9113121068 Logistics 39675.00 315,507,812.12 4.67%

INE203G01019 Gas 353400.00 292,986,270.00 4.34%

Axis Bank INE238A01034 Bank 505179.00 237,358,353.15 3.52%

International Business Machines Corp US4592001014 Software 20920.00 233,963,050.63 3.47%

Market/Fair Value. Rs.in Lakhs.

Bajaj Holdings & Investment Ltd

Zydus Wellness Ltd Consumer Non Durables

Indraprastha Gas Ltd

Point 1. Where the Scheme will invest:

The corpus of the Scheme shall be invested in any (but not exclusively) of the following securities:

1. Equity and equity related instruments:2. Debt securities;3. Money Market Instruments ;4. Investment in Securitised Debt;5. Investment in Mutual Fund Schemes;6. Applicable Derivatives7. Foreign Securities (only equity and equity related instruments)

Point 2: Risk factors

Some of the specific risk factors related to the Scheme include, but are not limited to the following:

(i) Risk factors associated with investing in equities and equity related instruments

The value of Scheme’s investments may be affected by factors affecting the Securities markets and price and volume volatility in the capital markets, interest rates, currency exchange rates, changes in law/policies if the Government, taxation laws and political, economic or other developments which may have an adverse bearing on individual securities, a specific sector or all sectors. Consequently, the NAV of the units of the Scheme may be affected.

Equity and equity related instruments/ securities are volatile and prone to price fluctuations on a daily basis. Investments in equity shares and equity related instruments involve a degree of risk and investors should not invest in the Scheme(s) unless they can afford to take the risks.

The liquidity of investments made in the Scheme may be restricted by trading volumes and settlement periods. Settlement periods may be extended significantly by unforeseen circumstances. The inability of the Scheme to make purchases due to settlement problems could cause the Scheme to miss certain investment opportunities. Similarly, the inability to sell securities held in the Scheme’s portfolio may result, at times, in potential losses to the Scheme, should there be a subsequent decline in the value of securities held in the Scheme’s portfolio.

Securities, which are not quoted on the stock exchanges, are inherently illiquid in nature and carry a larger amount of liquidity risk, in comparison to securities that are listed on the exchanges. Investment in such securities may lead to increase in the scheme portfolio risk. The liquidity and valuation of the Scheme’s investments due to the holdings of unlisted securities may be affected if they have to be sold prior to the target date of disinvestment.

While securities that are listed on the stock exchange carry lower liquidity risk, the ability to sell these investments is limited by the overall trading volume on the stock exchanges and may lead to the Scheme incurring losses till the security is finally sold.

The Liquidity of the scheme is inherently restricted by trading volumes in securities in which it invests.

Investment strategy to be adopted by the Scheme may carry the risk of significant variance between the portfolio allocation of the Scheme and the Benchmark particularly over a short to medium term period.

Mid Cap and Small Cap Companies are generally less liquid in terms of trading volumes on stock exchanges. Risk to the scheme may increase in proportion to the investment made in Mid Cap and Small Cap Companies.



(ii) Risk factors associated with investing in Fixed Income Securities and Money Market Instruments

Price-Risk or Interest-Rate Risk :The Net Asset Value (NAV) of the Scheme, to the extent invested in Debt and Money Market securities, will be affected by changes in the general level of interest rates. The NAV of the Scheme is expected to increase from a fall in interest rates while it would be adversely affected by an increase in the level of interest rates. Generally, when interest rates rise, prices of fixed income securities fall and when interest rates drop, the prices increase. The extent of fall or rise in the prices is a function of the existing coupon, days to maturity and the increase or decrease in the level of interest rates

The changes in the prevailing rates of interest will likely affect the value of the Scheme's holdings until the next reset date and thus the value of the Schemes' Units will be affected. The value of securities held by the Scheme generally will vary inversely with changes in prevailing interest rates. The fund could be exposed to the interest rate risk (i) to the extent of time gap in resetting of the benchmark rates, and (ii) to the extent the benchmark index fails to capture the interest rate movement.

Money market securities, while fairly liquid, lack a well developed secondary market, which may restrict the selling ability of the Scheme and may lead to the Scheme incurring losses till the security is finally sold.

Credit Risk: Investment in Debt Securities is subject to the risk of an issuer's inability to meet interest and principal payments obligations. Investment is also subject to the risk of market perception of the creditworthiness of the issuer. i.e. even where no default occurs, the price of a security may go down because the credit rating of an issuer goes down.

Government securities where a fixed return is offered run price-risk like any other fixed income security. Generally, when interest rates rise, prices of fixed income securities fall and when interest rates drop, the prices increase. The extent of fall or rise in the prices is a function of the existing coupon, days to maturity and the increase or decrease in the level of interest rates. The price-risk is not unique to Government Securities. It exists for all fixed income securities. However, Government Securities are unique in the sense that their credit risk generally remains zero. Therefore, their prices are influenced only by movement in interest rates in the financial system.

Prepayment Risks: In the event of prepayments, investors may be exposed to changes in tenor and yield.

Re-investment Risk: Investments in fixed income securities carry re-investment risk as interest rates prevailing on the coupon payment or maturity dates may differ from the original interest rates and proceeds may get invested at a lower rate

Spread Risk: In a floating rate security the coupon is expressed in terms of a spread or mark up over the benchmark rate. However depending upon the market conditions the spreads may move adversely or favorably leading to fluctuation in NAV.

Different types of fixed income securities in which the Scheme would invest as given in the SID carry different levels and types of risk. Accordingly, the Scheme risks may increase or decrease depending upon its investment pattern. e.g. corporate bonds carry a higher level of risk than Government securities. Further even among corporate bonds, bonds, which are AAA rated, are comparatively less risky than bonds, which are AA rated.

The AMC may, considering the overall level of risk of the portfolio, invest in lower rated / unrated securities offering higher yields as well as zero coupon securities that offer attractive yields. This may increase the absolute level of risk of the portfolio.

As zero coupon securities do not provide periodic interest payments to the holder of the security, these securities are more sensitive to changes in interest rates. Therefore, the interest rate risk of zero coupon securities is higher. The AMC may choose to invest in zero coupon securities that offer attractive yields. This may increase the risk of the portfolio.

Investments in fixed income securities carry re-investment risk as interest rates prevailing on the coupon payment or maturity dates may differ from the original interest rates.


A borrower may prepay a receivable prior to its due date. This may result in a change in the yield and tenor for the Scheme.

Securities, which are not quoted on the stock exchanges, are inherently illiquid in nature and carry a larger amount of liquidity risk, in comparison to securities that are listed on the exchanges or offer other exit options to the investor, including a put option. The AMC may choose to invest in unlisted securities that offer attractive yields. This may increase the risk of the portfolio.

Scheme’s performance may differ from the benchmark index to the extent of the investments held in the debt segment, as per the investment pattern indicated under normal circumstances.

Redemption risk: The Scheme at times may receive large number of redemption requests, leading to an asset-liability mismatch and therefore, requiring the investment manager to make a distress sale of the securities leading to realignment of the portfolio and consequently resulting in investment in lower yield instruments.

To the extent the underlying Mutual Fund Scheme invest in Debt / Money Market Instruments, the Scheme shall be affected by the afore mentioned risk factors. The Net Asset Value (NAV) of the units of the Scheme is likely to get effected on accounts of such risk factors. Any change in the investment policies or fundamental attributes of any underlying scheme is likely to affect the performance of the Scheme. Further, the liquidity of the Scheme’s investments may be inherently restricted by the liquidity of the underlying schemes in which it has invested.

(iii) General Risk factors

Trading volumes, settlement periods and transfer procedures may restrict the liquidity of the investments made by the Scheme. Different segments of the Indian financial markets have different settlement periods and such periods may be extended significantly by unforeseen circumstances leading to delays in receipt of proceeds from sale of securities. The NAV of the Units of the Scheme can go up or down because of various factors that affect the capital markets in general.

As the liquidity of the investments made by the Scheme could, at times, be restricted by trading volumes and settlement periods, the time taken by the Mutual Fund for redemption of Units may be significant in the event of an inordinately large number of redemption requests or restructuring of the Scheme. In view of the above, the Trustee has the right, in its sole discretion, to limit redemptions (including suspending redemptions) under certain circumstances, as described on Page 60 under "Right to Limit Redemptions" in Section ‘Restrictions, if any, on the right to freely retain or dispose of units being offered’.At times, due to the forces and factors affecting the capital market, the Scheme may not be able to invest in securities falling within its investment objective resulting in holding the monies collected by it in cash or cash equivalent or invest the same in other permissible securities / investments amounting to substantial reduction in the earning capability of the Scheme.

Performance of the Scheme may be affected by political, social, and economic developments, which may include changes in government policies, diplomatic conditions, and taxation policies.


(iv) Risk factors associated with investing in Foreign Securities

Subject to necessary approvals and within the investment objectives / asset allocation pattern of the Scheme may invest in overseas markets which carry risks related to fluctuations in the foreign exchange rates, the nature of the securities market of the country, repatriation of capital due to exchange controls and political circumstances. It is the AMC’s belief that investment in foreign securities offers new investment and portfolio diversification opportunities into multimarket and multi-currency products. Such investment opportunities may be pursued by the AMC provided they are considered appropriate in terms of the overall investment objectives of the Scheme. Since the Scheme would invest only partially in foreign securities, there may not be readily available and widely accepted benchmarks to measure performance of the Scheme. However, such investments also entail additional risks not only limited to the following.

A. Currency RiskB. Interest Rate RiskC. Credit RiskD. Repatriation Risk

(For more information on above risk factors please refer SID).

(v) Risk factors associated with investing in Derivatives.

The AMC, on behalf of the Scheme may use various derivative products, from time to time, in an attempt to protect the value of the portfolio and enhance Unit holders' interest. Derivative products are specialized instruments that require investment techniques and risk analysis different from those associated with stocks and bonds. The use of a derivative requires an understanding not only of the underlying instrument but of the derivative itself. Other risks include, the risk of mis-pricing or improper valuation and the inability of derivatives to correlate perfectly with underlying assets, rates and indices.

Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to the investor. Execution of such strategies depends upon the ability of the fund manager to identify such opportunities. Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. No assurance can be given that the fund manager will be able to identify or execute such strategies.

The risks associated with the use of derivatives are different from or possibly greater than, the risks associated with investing directly in securities and other traditional investments.

Derivatives require the maintenance of adequate controls to monitor the transactions entered into, the ability to assess the risk that a derivative adds to the portfolio and the ability to forecast price or interest rate movements correctly. There is the possibility that a loss may be sustained by the portfolio as a result of the failure of another party (usually referred to as the “counter party”) to comply with the terms of the derivatives contract. The Scheme bears a risk that it may not be able to correctly forecast future market trends or the value of assets, indices or other financial or economic factors in establishing derivative positions for the Scheme.

Also, the market for derivative instruments is relatively nascent in India and does not have the volumes which may be seen in other developed markets, which may result in volatility to the values. Besides the price of the underlying asset, the volatility, tenor and interest rates affect the pricing of derivatives.

Trading in derivatives carry a high degree of risk although they are traded at a relatively small amount of margin which provides the possibility of great profit or loss in comparison with the principal investment amount. The Scheme may find it difficult or impossible to execute derivative transactions in certain circumstances.

Other risks in using derivatives include but are not limited to:A. Credit RiskB. Market Liquidity risk C. Model RiskD. Basis Risk

(For more information on above risk factors please refer SID.)


(vi) Risk factors associated with investing in Securitised Debt

The Risks involved in Securitised Papers described below are the principal ones and does not represent that the risks set out hereunder is exhaustive.

A. Limited Liquidity & Price RiskB. Limited Recourse, Delinquency and Credit RiskC. Risks due to possible prepayments and Charge OffsD. Risk of Co-mingling

(For more information on above risk factors please refer SID.)

(vii) Risk factors associated with Securities Lending

As with other modes of extensions of credit, there are risks inherent to securities lending, including the risk of failure of the other party, in this case the approved intermediary, to comply with the terms of the agreement entered into between the lender of securities i.e. the Scheme and the approved intermediary. Such failure can result in the possible loss of rights to the collateral put up by the borrower of the securities, the inability of the approved intermediary to return the securities deposited by the lender and the possible loss of any corporate benefits accruing to the lender from the securities deposited with the approved intermediary.

(viii) Risk factors associated with processing of transaction through Stock Exchange Mechanism*

The trading mechanism introduced by the stock exchange(s) is configured to accept and process transactions for mutual fund units in both Physical and Demat Form. The allotment and/or redemption of Units through NSE and/or BSE or any other recognised stock exchange(s), on any Business Day will depend upon the modalities of processing viz. collection of application form, order processing/settlement, etc. upon which the Fund has no control. Moreover, transactions conducted through the stock exchange mechanism shall be governed by the operating guidelines and directives issued by respective recognized stock exchange(s).

At this moment the Scheme does not offer the facility to transact in the units of the scheme through platform made available by Stock Exchanges. AMC/ Trustees reserves the right to offer this facility to its unit-holders in future in the best interest of the unit-holders.

Point 3: Applicable NAV.

Subscriptions / Purchases:The following cut-off timings shall be observed by the Mutual Fund in respect of purchase of Units of the Scheme, and the following NAVs shall be applied for such purchase:

Where the application is received upto 3.00 pm with a local cheque or demand draft payable at par at the place where it is received – closing NAV of the day of receipt of application.Where the application is received after 3.00 pm with a local cheque or demand draft payable at par at the place where it is received - closing NAV of the next Business Day; and Where the application is received with an outstation cheque or demand draft which is not payable on par at the place where it is received – closing NAV of day on which the cheque or demand draft is credited.

Applications for an amount less than Rs. 2,00,000 (Rs. Two lakh only)

For Purchases including switch-ins: In respect of valid applications received by 3.00 p.m. by the Fund along with a local cheque or a demand draft payable at par at the Official Point of Acceptance where the application is received, the closing NAV of the day on which application is received shall be applicable.

In respect of valid applications received after 3.00 p.m. by the Fund along with a local cheque or a demand draft payable at par at the Official Point of Acceptance where the application is received, the closing NAV of the following Business Day shall be applicable.

Applications for amount equal to or greater than Rs. 2,00,000 (Rs. Two lakh only)

For Purchases including switch-ins: All valid applications received for an amount equal to or more than Rs 2 lakhs will be allotted units based on the NAV of the day on which the funds are realized up to 3.00 p.m., subject to the application being time stamped not later than 3.00 pm on the day the funds are available for utilization.

For applications received via post or courier at any of the Official Points of Acceptance, the date and time of receipt of the post or courier will not be considered for reckoning the application as having been accepted. An application will be considered accepted only when it is time stamped at the Official Point of Acceptance.

Redemptions including switch-out:

The following cut-off timings shall be observed by the Mutual Fund in respect of Repurchase of Units:1. where the application received upto 3.00 pm – closing NAV of the day of receipt of application; and2. an application received after 3.00 pm – closing NAV of the next Business Day.

Investors shall make sure that after deducting bank charges for out station cheque amount available for investment shall not be less than amount specified for minimum investment as stated in the Scheme Information Document.


Point 4: Scheme Recurring Expenses

These are the fees and expenses for operating the Scheme. These expenses include Investment Management and Advisory Fee charged by the AMC, Registrar and Transfer Agents' fee, marketing and selling costs etc. as given in the table below:

The AMC has estimated that upto 2.5% of the daily net assets of the Scheme will be charged to the Scheme as expenses. Please refer to the table below for details. For the actual current expenses being charged, the investor should refer to the website of the Mutual Fund viz. http://amc.ppfas.com.

Scheme Expense Structure:

Expense Head Regular Plan Direct Plan

% of daily Net Assets

% of daily Net Assests

Investment Management and Advisory Fees

Upto 2.50% Upto 2.00%

Trustee fee

Audit fees

Custodian fees

RTA Fees

Marketing & Selling expense incl. agent commission

Cost related to investor communications

Cost of fund transfer from location to location

Cost of providing account statements and dividend redemption cheques and warrants

Costs of statutory Advertisements

Cost towards investor education & awareness (at least 2 bps)

Brokerage & transaction cost over and above 12 bps and 5 bps for cash and derivative market trades resp.

Service tax on expenses other than investment and advisory fees

Service tax on brokerage and transaction cost

Other Expenses

Maximum total expense ratio (TER) permissible under Regulation 52 (6) (c) (i) and (6) (a)

Upto 2.50% Upto 2.00%

Additional expenses under regulation 52 (6A) (c) Upto 0.20% Upto 0.20%

Additional expenses for gross new inflows from specified cities Upto 0.30% Upto 0.30%

Note: Expense structure for Direct Plan will be lower than the regular plan.

The purpose of the above table is to assist the Investor in understanding the various costs and expenses that an Investor in the Scheme will bear directly or indirectly.

Commission or distribution expenses will not be charged in case of direct plan. The Total Expense Ratio (TER) of Direct Plan will be lower by 20% in relation to Regular Plan.


These estimates have been made in good faith as per the information available to the Investment Manager and are subject to change inter-se. The expenses under any head may be more or less than as specified in the table above, but the total recurring expenses that can be charged to the Scheme will be subject to limits prescribed from time to time under the SEBI (Mutual Fund) Regulations.

The AMC shall charge the Mutual Fund with investment and advisory fee as prescribed in the SEBI (MF) Regulations from time to time. Presently, the SEBI (MF) Regulations permit fees as follows:

The recurring expenses of the Scheme shall be as per the limits prescribed under the SEBI (MF) Regulations. These are as follows:

Total Recurring Expense as a % of Daily Average Net Assets**

(i) on the first Rs.100 crores of the daily net assets 2.5%; (ii) on the next Rs.300 crores of the daily net assets 2.25%; (iii) on the next Rs.300 crores of the daily net assets 2.00%; (iv) on the balance of the assets 1.75%:

** Minimum of 0.02% shall be allocated annually to investor education and awareness initiatives

It is possible that the AMC may charge the maximum recurring expenses provided above as investment management and advisory fees. In such case the other recurring expenses will not be charged to the Scheme except for 0.02% on daily net assets for investor education and awareness initiatives.

Service tax on investment management and advisory fees, to the Scheme will be, in addition to the maximum annual recurring expenses that may be charged to the Scheme.

In addition to the limits specified above, as permitted under Regulation 52 (6A) of the SEBI Regulations, the following costs or expenses may be charged to the Scheme:

1. brokerage and transaction costs which are incurred for the purpose of execution of trade and is included in the cost ofinvestment, not exceeding 0.12% in case of cash market transactions and 0.05% in case of derivatives transactions;

2. expenses not exceeding of 0.30% of daily net assets, if the new inflows from beyond the top 15 cities are at least:

(i) 30 % of gross new inflows in the Scheme, or; (ii) 15 % of the average assets under management (year to date) of the Scheme,

whichever is higher: Provided that:

(i) if inflows from such cities is less than the higher of sub-clause (i) or (ii), such expenses on daily net assets of the Scheme shall be charged on proportionate basis;

(ii) expenses charged under Regulation 52(6A)(b) shall be utilised for distribution expenses incurred for bringing inflows from such cities;

(iii) the amount incurred as expense on account of inflows from such cities shall be credited back to the Scheme in case the said inflows are redeemed within a period of one year from the date of investment;

3. Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of Regulation 52 of theSEBI Regulations shall not exceed 0.20 % of daily net assets of the Scheme.

Subject to the Regulations and the Offer Document, expenses over and above the prescribed ceiling will be borne by the AMC, Trustees or the Sponsor.

Key Information Memorandum • P

arun

Rectangle

arun

Typewritten Text

Transaction Charges

SEBI with the intent to enable investment by people with small saving potential and to increase reach of Mutual Fund products in urban areas and in smaller towns, wherein the role of the distributor is vital, has allowed AMCs vide its circular No. Cir/IMD/ DF/13/ 2011 dated August 22, 2011 to deduct transaction charges for subscription of Rs. 10,000/- and above. The said transaction charges will be paid to the distributors of the Mutual Fund products.

In accordance with the said circular, AMC / Mutual Fund will deduct the transaction charges from the subscription amount and pay to the distributors (who have opted to receive the transaction charges) as shown in the table below. Thereafter, the balance of the subscription amount shall be invested (distributors’ decision to opt in or opt out of levying transaction charges is applicable at plan/option/product level).

(I) Transaction charges shall be deducted for Applications for purchase/ subscription received through distributor/ agent as under:

However, transaction charges in case of investments through SIP shall be deducted only if the total commitment (i.e. amount per SIP installment x No. of installments) amounts to Rs. 10,000/- or more. The transaction charges shall be deducted in 4 installments.

Identification of investors as "first time" or "existing" will be based on Permanent Account Number (PAN) at the First/ Sole Applicant/ Guardian level. Hence, Unit holders are urged to ensure that their PAN / KYC is updated with the Fund. Unit holders may approach any of the Official Points of Acceptances of the Fund i.e. Investor Service Centres (ISCs) of the Fund/ offices of our Registrar and Transfer Agent, M/s. Computer Age Management Services Pvt. Ltd in this regard.

(ii) It may be noted that Transaction Charges shall not be deducted:

(a) where the distributor of the investor has not opted to receive any Transaction Charges (distributors’ decision to opt in or opt out of levying transaction charges is applicable at plan/option/product level);

(b) for purchases / subscriptions/ total commitment amount in case of SIP of an amount less than Rs. 10,000/-;(c) for transactions other than purchases / subscriptions relating to new inflows i.e. through switches, etc.;(d) for purchases / subscriptions made directly with the Fund (i.e. not through any distributor);(e)for purchases / subscriptions routed through Stock Exchange(s) as applicable.

Investor Type Investor Type

First Time Mutual Fund Investor

Transaction charge of Rs. 150/- for subscription of Rs. 10,000 and above will be deducted from the subscription amount and paid to the distributor/agent of the first time investor. The balance of the subscription amount shall be invested.

Investor other that First Time Mutual Fund Investor

Transaction charge of Rs. 100/- per subscription of Rs. 10,000 and above Mutual Fund will be deducted from the subscription amount and paid to the distributor/ agent of the investor. The balance of the subscription amount shall be invested.


Application Forms

1. Common Application Form

2. FATCA/CRS Declaration Form (Individual)

3. FATCA/CRS/UBO Declaration (Non-individual)

4. One Time Mandate/Systematic Investment Plan

5. Bank Account Registration Form

6. Third Party Payment Declaration Form

7. KYC (Know Your Customer) Form

Applicant’s Information (Mandatary, Refer instruction D)

3. Existing Investor Details (If you have existing folio, please provide Folio No. and proceed to section 4 (Refer instruction C)

Folio No. The details in our records under the folio no. mentioned alongside will apply for this application.

Parag Parikh Long Term Value Fund : Common Application For Page 1 of 6

Non Profit Organisation (Please Specify)

1. Name of Sole / First Applicant

Name of Sole / First Applicant (Mr./Ms./M/s.)

CountryPin codeCity

Attached @ Mandatory)

2. Name of Guardian (In case Sole/First applicant is minor)

Name of Guardian (Mr./Ms./M/s.)

Contact No.

Father Mother Court appointed Legal guardian (Please specify relationship __________________________________)Relationship with Minor

3. Mailing address and Contact Details of Sole/ First Applicant

Correspondence Address

Overseas Address (Mandatory for NRI/FII Applicants)

Individual

Resident Individual NRI/NRE NRI/NRO Bank Trust Body Corporate

On Behalf of Minor AOP/BOI Company Proprietor Govt. Entity

HUF Society Club Partnership QFI/FPI/NPO FIIs (Please Specify)

Non- Individual

Others

LLP Single

Joint

Anyone or Survivor

Sole/First Applicant

Status of Sole/First Applicant [Please (a) any one] Mode of Holding

Country Code STD Code Tel (Off)

Tel (Res)ISD Code Fax

Mobile No. Email ID

4. Other Mandatory Details (Please (a) any one)

(Please attach FATCA, CRS AND UBO Self Certification Form)

4a. Occupation Details (Please (a) any one)

(FATCA Declaration is mandatory)

Nationality #PAN/ PEKRN

Service

Agriculture

Private Sector

Proprietorship

Public Sector

Business Others

Government Student Professional Housewife Retired

( Proof of relationship with minor @ Please (a)

Date of Birth Proof of DOB


(Mandatory in case the first/sole applicant is minor)

KYC*

KYC* Proof Attached (Mandatory)

Proof Attached (Mandatory)

Parag Parikh Long Term Value FundCommon Application Form

Investors must read the Key Information Memorandum, the instructions and Product Labeling on cover page before completing this Form.The Application Form should be completed in English and in BLOCK LETTERS only.

1. KEY PARTNER/AGENT INFORMATION (Investors applying under Direct Plan must mention “Direct” in ARN column.)

Direct Plan Regular Plan (Refer instruction Q and tick (a) any one)

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction.

Distributor Name/ARN No. Sub-broker Name/Code EUIN No.

First Holder Second Holder Third Holder

2. Transaction Charges For Applications Through Distributors Only (refer Instruction B)

In case the subscription (lumpsum) amount is Rs. 10,000/- or more and your distributor has opted to receive Transaction Charges, Rs. 150/- (for the first time mutual fund investor) or Rs. 100/- (for the investor other than first time mutual fund investor) will be deducted from the subscription amount and paid to the distributor. Units will be issued against the balance amount invested.

Parag Parikh Long Term Value Fund : Common Application Form Page 2 of 6

Foreign Exchange/Money Changer Services Gaming/Gambling/Lottery/Casino Services

Money Lending/Pawning None of these

6. Joint Applicant’s Details

5a. Non-individual Investors involved/providing any of the mentioned services (Please (a) any one)

Are you a PEP Are you a relative of PEP Are you a close associate of PEP No, I am not a PEP or relative of a PEP or a close associates of a PEP

Declaration on your PEP (Politically Exposed Person) Status (Please (a) any one)

Note: A PEP is as an individual who is or has been entrusted with a prominent public

Instructions: This declaration is required to ensure compliance with the Financial Action Task Force and PMLA guidelines.

function.

6a. Second Applicant [Please tick (ü)] Resident Individual NRI (Second Applicant is not allowed in case of minor as first/sole applicant.)

Name of Second Applicant (Mr./Ms./M/s.)

Occupation Details (Please (a) any one)

Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs > 25 Lacs - 1 Croes >1 Crore

Net-worth (Mandatory for Non-individuals) _______________________________ as on (Not older than 1 year)

Gross Annual Income (Please (a) any one)

OR

D D M M Y Y Y Y


Declaration on your PEP (Politically Exposed Person) Status (Please (a) any one)

Note: A PEP is as an individual who is or has been entrusted with a prominent public Instructions: This declaration is required to ensure compliance with the Financial Action Task Force and PMLA guidelines.

function.

6b. Third Applicant [Please tick (ü)] Resident Individual NRI (Third Applicant is not allowed in case of minor as first/sole applicant.)

Name of Third Applicant (Mr./Ms./M/s.)

Occupation Details (Please (a) any one)

Service

Agriculture

Private Sector

Proprietorship

Public Sector

Business Others

Government Student Professional Housewif Retired

(Please Specify)

Service

Agriculture

Private Sector

Proprietorship

Public Sector

Business Others

Government Student Professional Housewife Retired

(Please Specify)



Gross Annual Income (Please (a) any one)

OR

D D M M Y Y Y Y

7. Details of Power of Attorney (POA)

Name of POA (Mr./Ms./M/s.)

#PAN/ PEKRN KYC* Proof Attached (Mandatory)

8. Demat Account Details (Optional - Refer Instruction k) (PPIN will not be mailed by CAMS if units held in Demat mode)

DP Name DP Name

DP ID DP ID

Beneficiary Ac No. Beneficiary Ac. No.

NSD

L

CD

SL

IN

* Investor opting to hold units in demat form, may provide a copy of the DP statement enable us to match the demat details as stated in the application form.




5. Declaration on your PEP (Politically Exposed Person) Status (Please (a) any one)

Note: A PEP is as an individual who is or has been entrusted with a prominent public Instructions: This declaration is required to ensure compliance with the Financial Action Task Force and PMLA guidelines.

function.



4b. Gross Annual Income (Please (a) any one)

OR

D D M M Y Y Y Y

KYC*

KYC* Proof Attached (Mandatory)

Proof Attached (Mandatory)

( Mandatory to attach proof, in case the pay-out bank account is different from the bank account mentioned under Section 11 Below.)For unit holder opting to hold units in demat form, please ensure that the bank account linked with the demat account is mentioned here.

12. E-TRANSACT (refer instruction J )

The Below information is required for all applicant(s)/ GuardiansAll communications will be sent to your registered Email id/Mobile no. by default. In the absence of Email-ID, physical statement will be sent.

ONLINE ACCESS (this enables you to access your investment portfolio through our website - ) If YES, we will send you the login ID and password on your registered Email ID**.www.amc.ppfas.com YES NO

(Please tick (a) any one)

10.Mode of payment of redemption via direct credit / NEFT / ECS (refer instruction I )

Unitholders will receive redemption proceeds directly into their bank account (as furnished in Section 9) via Direct credit / NEFT / ECS facilityI wish to receive a cheque instead of direct credit into my account.

9. Bank Details (The name of the Sole/First applicant must be pre printed on the cheque.)

Bank Account Details

SB Current NRE FCNR Others

OTM Others

NRO

Account No.

Account Type

Bank Name

Bank Address

IFSC Code MICR COde

City Pin Code

11. Investment & Payment Details (refer instruction F) Please write Cheque/DD in favour of the “Parag Parikh Long Term Value Fund”.

Cheque DD RTGS/NEFT Transfer Letter

SB Current NRO NRE FCNR Others

D D M M Y Y Y Y

D D M M Y Y Y Y

Scheme Name

Mode of Payment

Account Type

Cheque/DD No. Date

DateRTGS/NEFT Ref. No.

Gross Amount DD Charges Net Amount

Bank Name

Bank Branch & City

Parag Parikh Long Term Value Fund

PPFAS Long Term Value Fund : Common Application Form

Page 3 of 6

13. Declaration for UBO (Ultimate Beneficial Owner) (Mandatory in case of a Non-individual investor)

The Below information is required for all applicant(s)/ GuardiansIn case of an Individual Investor Name of an UBO

Are you the UBO of this account/ Folio

If you are not UBO for this Account/ Folio, then state the name of UBO

along with separate declaration for UBO.

Note: The beneficial owner means the natural person or persons, who ultimately own, being conducted, and includes a person who exercises ultimate effective control over a legal person or arrangement.

Instructions: An investor needs to provide these details to allow PPFAS Mutual Fund to comply with applicable SEBI and PMLA guidelines.

control or influence a client and/or persons on whose behalf a transaction is

14. Nomination (Refer Instruction L) (Mandatory for new folios of individuals where mode of holding is single) (For units in non-demat format)

I/We do not wish to Nominate

I/We wish to Nominate as under

FIRST OR SOLE APPLICANT/GUARDIAN/POA SECOND APPLICANT THIRD APPLICANT

Name and Address of Nominee(s) Date of Birth Percentage

To be furnished in case of the nominee is a minor

OR

SIGN HERESIGN HERESIGN HERE

Signature of Nominee/ Guardian of Nominee

(Optional)

Relationship Name and Address of Guardianwith Nominee

Parag Parikg Long Term Value Fund : Common Application Form Page 4 of 6

# To also include USA, where the individual is a citizen - green card holder of the USA / % in case Tax identification number is not available, kindly provide its functional equivalent.

15. FATCA and CRS Information/Foreign Tax Law (Self Certification) (Required for all applicant(s)/Guardians, Sole Proprieter & POA Holder) (Refer Instruction S)

Sole / First Applicant / Guardians / Proprieter

Name

Gender

Date of Birth Place / City fo Birth

Nationality Country of Birth

Male

Residential or Business Residential Business

Female

Father’s name ( Even married women should mentioned father’s name )

Type of address given at KRA

Other

Country of Tax Residency 1

If YES, please Provide the following information (Mandatory). Please indicate all countries in which you are resident for tax purposes and the associated Tax Reference numbers below.

Yes NoIs the applicant(s)/Guardian’s Country of Birth/Citizenship/Nationality/Tax Residency other than India?

Tax Payer Ref ID. No. 1 Identification Type [TIN or other, please specify]

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Date of Incorporation

Permissible documents are Passport Election ID Card PAN Card Govt. ID Card Driving License UIDAI Card NREGA Job Card Others






1

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Gender



Male


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Permissible documents are

Other


Second Applicant

Passport Election ID Card PAN Card Govt. ID Card Driving License UIDAI Card NREGA Job Card Others




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Third Applicant

Name

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Male


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Other




For Non-Individual investor : You are required to submit separate FATCA/CRS/UBO declaration form.

Parag Parikh Long Term Value Fund : Common Application Form Page 5 of 6

POA

DECLARATION

I/We am/are not prohibited from accessing capital markets under any order/ruling/judgment etc., of any regulation, including SEBI. I/We confirm that my application is in compliance with applicable Indian and foreign laws. I / We hereby confirm and declare as under:-

1. For Non-Individual Investors: I/We hereby confirm that the object clause of the constitution document of the entity (viz. MOA / AOA / Trust Deed, etc.), allows us toapply for investment in this scheme of PPFAS Mutual fund and the application is being made within the limits for the same. I/We are complying with all requirements / conditions of the entity while applying for the investments and I/We, including the entity, if the case may arise so, hereby agree to indemnify PPFAS AMC / PPFAS Mutual Fund in case of any dispute regarding the eligibility, validity and authorization of the entity and/or the applicants who have applied on behalf of the entity.

2. For NRIs only: I/We confirm that I am/we are Non Residents of Indian Nationality/Origin and that I/we have remitted funds from abroad through approved bankingchannels or from funds in my/our Non-Resident External /Non-Resident Ordinary /FCNR account. (Refer Inst. No. E)

3. Applicable to PEKRN Holders: I, the first / sole holder, also hereby declare that I do not hold a Permanent Account Number and hold only a single PAN Exempt KYCReference No. (PEKRN) issued by KYC Registration Authority and that my existing investments together with the current application will not result in aggregate investments exceeding Rs. 50,000/- in a rolling 12 months period or in a financial year.

4. I have voluntarily subscribed to the on-line access for transacting through the internet facility provided by PPFAS Asset Management Private Ltd. (InvestmentManager of PPFAS Mutual Fund) and confirm of having read, understood and agree to abide the terms and conditions for availing of the internet facility more particularly mentioned on the website www.amc.ppfas.com and hereby undertake to be bound by the same. I further undertake to discharge the obligations cast on me and shall not at any time deny or repudiate the on-line transactions effected by me and I shall be solely liable for all the costs and consequences thereof.

5. I / We have read, understood and hereby agree to comply with the terms and conditions of the scheme related documents and apply for allotment of Units of theScheme(s) of PPFAS Mutual Fund (‘Fund’) indicated above.

6. I/We am/are eligible Investor(s) as per the scheme related documents and am/are authorised to make this investment as per the Constitutive documents/

authorization(s). The amount invested in the Scheme(s) is through legitimate sources only and is not for the purpose of contravention and/or evasion of any act,

2. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of

1. I /We have understood the information requirement of this Form (read along with the FATCA & CRS Instructions) and hereby confirm that the indormation provided by me/us on this Form is true, correct, and complete. I / We also confirm that I /We have read and understood the FATCA & CRS Terms and Conditions below and hereby accept the same.

States or of Governments, senior politicians, senior government/judicial/military officers, senior executives of state-owned corporations, important political partyofficials, etc.

3. Country of Tax Residence and Tax ID number: Tax Regulations require us to collect information about each investor’s tax residency. In certain circumstances(including if we do not receive a valid self-certification from you) we may be obliged to share information on your account with relevant tax authorities. If you haveany questions about tax residency, please contact your tax advisor. Should any information provided change in the future, please ensure you advise us of thechange. If you are a US citizen or resident, please include United States in this related field along with your US Tax Identification Number.

Instructions





1

2

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Name Gender



Occupation Details

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Other



Instructions: This declaration is required to ensure compliance with the Financial Action Task Force and PMLA guidelines.


Declaration on your PEP (Politically Exposed Person) Status (Please () any one)

Note: A PEP is as an individual who is or has been entrusted with a prominent public function.



Gross Annual Income (Please () any one)

OR

D D M M Y Y Y Y

PAN/ PEKRN#

Service Business Other specify

PPFAS MUTUAL FUND Corporate Office : Great Western Building, 1st Floor, 130/132, S.B.S. Marg, Opp. Lion Gate, Fort, Mumbai - 400 001.Received, subject to realisation, verification and conditions, an application for purchase of Units as mentioned in the application form.

ISC Stamp & Signature

Cheque No. Dated Amount (Rs) Scheme

Parag Parikh Long Term Value Fund

Application No.

From

ACKNOWLEDGMENT SLIP (To be filled in by the Investor)

Parag Parikh Long Term Value Fund : Common Application Form 6 of 6

DECLARATION

Riskometer

Investor should note that this scheme is suitable for investors who have investment horizon of minimum 5 years.

DECLARATION

FIRST OR SOLE APPLICANT/ GUARDIAN/POA SECOND APPLICANT THIRD APPLICANT

I declare that the information is to the best of my knowledge and belief, accurate and complete.

I agree to notify PPFAS Mutual Fund/PPFAS Asset Management Private Limited immediately in the event the information in the self-certification changes.

rules, regulations, notifications or directions issued by any regulatory authority in India.

7. The information given in / with this application form is true and correct and further agree to furnish such other further/additional information as may be required

by the PPFAS Asset Management Private Limited (AMC)/ Fund and undertake to inform the AMC / Fund/Registrars and Transfer Agent (RTA) in writing about any

change in the information furnished from time to time.

8. That in the event, the above information and/or any part of it is/are found to be false/untrue/misleading, I/We will be liable for the consequences arising

therefrom.

9. I/We hereby authorize you to disclose, share, remit in any form/manner/mode the above information and/or any part of it including the changes/updates that

may be provided by me/us to the Mutual Fund, its Sponsor/s, Trustees, Asset Management Company, its employees, agents and third party service providers, SEBI

registered intermediaries for single updation/ submission, any Indian or foreign statutory, regulatory, judicial, quasi- judicial authorities/agencies including but not

limited to Financial Intelligence Unit-India (FIU-IND) etc without any intimation/advice to me/us.

10. I/We will indemnify the Fund, AMC, Trustee, RTA and other intermediaries in case of any dispute regarding the eligibility, validity and authorization of my/our

11. The ARN holder (AMFI registered Distributor) has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to

him/them for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

12. I/We hereby confirm that I/We have not been offered/ communicated any indicative portfolio and/ or any indicative yield by the fund/amc/its distributor for this

investment.

13. Preferred mode of payment Electronic Credit. RTGS IFSC/NEFT code will help us transfer the amount to your bank account quicker, electronically.

In case the bank does not credit my /our bank account with / without assigning any reason thereof, or if the transaction is delayed or not effected at all or credited

into the wrong account for reasons of incomplete or incorrect information, I / We would not hold PPFAS Mutual Fund responsible. Further the Mutual Fund reserves

the right to issue a demand draft / payable at par cheque in case it is not possible to make payment by DC/NEFT/ECS.

SIGN HERE SIGN HERE SIGN HERE

transactions.

14. I/We acknowledge and confirm that the information provided above is true and correct to the best of my/our knowledge and belief. In case any of the above specified information is found to be false or untrue or misleading or misrepresenting, I/We am/are aware that I/We may liable for it. I/We hereby authorize you [Fund/AMC/RTA/Other participating entities] to disclose, share, remit in any form, mode or manner, all / any of the information provided by me, including all changes, updates to such information as and when provided by me to Mutual Fund, its Sponsor, Asset Management Company, trustees, their employees / RTAs ('the Authorized Parties') or any Indian or foreign governmental or statutory or judicial authorities / agencies including but not limited to the Financial Intelligence Unit-India (FIU-IND), the tax / revenue authorities in India or outside India wherever it is legally required and other investigation agencies without any obligation of advising me/us of the same. Further, I/We authorize to share the given information to other SEBI Registered Intermediaries /or any regulated intermediaries registeredwith SEBI / RBI / IRDA / PFRDA to facilitate single submission / update & for other relevant purposes. I/We also undertake to keep you informed in writing about anychanges / modification to the above information in future and also undertake to provide any other additional information as may be required at your / Fund’s end. As may be required by domestic or overseas regulators/ tax authorities, I/We authorize Fund/AMC/RTA to withhold and pay out any sums from your account or close or suspend your account(s) without any obligation of advising me of the same

This product is suitable for investors who are seeking long term capital growth.

Investment objective of the scheme

The investment objective of the Scheme is to seek to generate long-term capital growth from an actively managed portfolio primarily of Equity and Equity Related Securities. Scheme shall invest in Indian equities, foreign equities and related instruments and debt securities.

Investors should consult their financial advisers if in doubt about whether this scheme is suitable for them.LOW HIGH

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Investors understand that their principal will be at moderately high risk.

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INSTRUCTIONS

A. General Instructions

Company from the subscription amount and paid to the distributor, as the case may be and the balance amount shall be invested subject to deduction of service tax. Unit

Ÿ Please read the Key Information Memorandum and the terms of the Scheme

holder's statement of account will reflect subscription amount, transaction charges

Information Document(s) of the Scheme and Statement of Additional

and net investments.

Information carefully before filling the application Form. Investors should

Transaction Charges shall not be deducted if:

apprise themselves of the prevailing Load structure on the date of submitting the Application Form.

Ÿ Purchase/Subscription made directly with the fund through any mode (i.e. not through any distributor/agent).

Ÿ Investors are deemed to have accepted the terms subject to which these offers are being made and bind themselves to the terms upon signing the Application

Ÿ Purchase/Subscription made through stock Exchange, irrespective of investment

Form and tendering payment.

amount

Ÿ New investors wishing to make SIP investment will need to complete and submit

C. Existing Unitholder information

both the Application Form and the SIP Enrolment Form.

If you have an existing folio, please mention the Folio Number in the “EXISTING

Ÿ The Application Form is for Resident Investors/NRIs/ FIIs and should be

INVESTOR DETAILS” and proceed to point 4 in the application form. Please note that the

completed in E NGLISH and in LETTERS only. Please tick in the

applicable details and mode of holding will be as per the existing folio.

appropriate box for relevant options wherever applicable.

D. Unit holder Information

Ÿ Please do not overwrite. For any correction / changes (if any) made, the sole / all

Applicant's name and address must be given in full (P. O. Box Address may not be

applicants are requested to authenticate the same by canceling and re-writing

sufficient. Investors residing overseas, please provide your Indian address).

the correct details and counter-signing the same.

All communication and payments shall be made to the first applicant or the Karta in

Ÿ Applications complete in all respects, may be submitted at the designated

case of HUF.

Investor Service Centres (ISCs)/ Official points of Acceptance.

The subscription amounts can be tendered by cheque payable locally at any of the

Ÿ The signature should be in English or in any of the Indian languages specified in

AMC

the eighth schedule of the Constitution of India. Thumb Impressions must be attested by a magistrate or a notary public or a special executive magistrate

offices or CAMS Investor Service Centres (ISC) which are designated Official Points of

under his/her official seal. Applications by minors should be signed by the

Acceptance of Transactions and crossed "A/c Payee only".

guardians. In case of H.U. F., the Karta should sign on behalf of the H. U. F.

"On behalf of Minor" Accounts N a: me of Guardian must be mentioned if

Ÿ The AMC /Trustee retains the sole and absolute discretion to reject any

investments are being made on behalf of a minor. Date of birth is mandatory in case of

application. It may be noted that the Securities and Exchange Board of India

minor. The minor shall be the first and the sole holder in the account (folio). No joint

(SEBI) vide its Notification dated May 31, 2010 read with Circular dated June 24,

holder will be allowed in an account (folio) where minor is the first or sole holder.

2010 states that with effect from June 01, 2010, the distributors, agents or any

Guardian in the account (folio) on behalf of the minor should either be a natural

persons employed or engaged or to be employed or engaged in the sale

guardian (i.e. father or mother) or a court appointed legal guardian and the same

and/or distribution of mutual fund products shall be required to have a valid

must be mentioned in the space provided in application form. Copy of document

certification from the National Institute of Securities Markets (NISM) by passing

evidencing the date of birth of the minor and relationship of the guardian with the

the certification examination.

minor (whether natural or legal guardian) should mandatorily be provided while opening of the account (folio). Also, nomination shall not be allowed in a folio/account

Ÿ Further, no agents / distributors would be entitled to sell units of mutual funds

held on behalf of a minor.

unless the intermediary is registered with AMFI.

In case of an application under P ower of Attorney or by a limited company, body

Ÿ List of Official Points of Acceptance is available on the website of the Mutual

corporate, registered society, trust or partnership, etc the relevant Power of attorney or

Fund www.amc.ppfas.com.

the relevant resolution or authority to make the application as the case maybe, or duly

Ÿ In case the cheque is returned on account of whatever reasons the applicant

not arised copy thereof, along with the Memorandum and Articles of Association/ Bye

would have to fill a new application form and submit the same along with a

Laws must be lodged with the application form.

fresh cheque at the nearest Official Point of Acceptance of Transactions. The

Documentation to be submitted by Corporate Investors/Societies / Trusts /Partnership

NAV that would be applicable would be the NAV as at the day of submission of

.Firms/ FILL

the new application form subject to cut-off times of respective schemes.

Ÿ Applications rejected by AMC/CAMS ISC post time stamping cannot be represented.

B. Transaction Charges

Pursuant to SEBI Circular No. Cir/ IMD/ DF/13/ 2011 dated August 22, 2011 the transaction charge per subscription of Rs.10,000/- and above may be charged in the following manner, in addition to trail fees charged by the AMC and upfront commission, if any:

Ÿ The existing investors of the mutual fund industry may be charged Rs.100/- as transaction charge per subscription of Rs.10,000/- and above;

Ÿ A first time investor in any mutual fund may be charged Rs.150/- as transaction charge per subscription of Rs.10,000/- and above.

There shall be no transaction charge on subscription below Rs. 10,000/- and on transactions other than purchases/subscriptions relating to new inflows.

However, the option to charge "transaction charges" is at the discretion of the distributors.

In case of investment through Systematic Investment Plan (SIP), transaction charges shall be deducted only if the total commitment through SIP amounts to Rs. 10,000/- and above. The transaction charges in such cases shall be deducted in 4 equal installments.

The aforesaid transaction charge shall be deducted by the Asset Management

The Power of Attorney should necessarily be signed by both the investor and the constituent Power of Attorney. Where only uncertified photocopies of the documents

Documents Individuals Companies Trusts Sociaties NRIs POA

Trust Deed

Bye-laws

Partnership Deeds

KYC acknowledgment letter

Partnership Firms

Resolution / Authorisation to investList of Authorised Signatories with Specimen Signature(s)Memorandum and Articles of Association

Account Debit Certificate in case payment is made by DD from NRE / FCNR A/c where applicable

PAN/PERN Proof (not required for existing investors)

Copy of cancelled Cheque

Notarised POA

UBO

FATCA AND CRS

In accordance with SEBI Circular No. CIR/MIRSD/13/2013 dated December 26, 2013.the additional details viz. Occupation details Gross Annual Income/networth and Politically Exposed Person (PEP)*status mentioned under section 4 & 5 which was forming part of uniform KYC form will now be captured in the application form of the Fund. Also, the detail of nature of services viz Foreign Exchange/Gsming/Money lending. etc. (applicable for the first/sole applicant) is required to be provided as part of client Due Diligence (CCD) Process of the Fund. The said details are mandatory for both Individual and Non Individual Applications.*PEP are defined as individuals who are or have been entrusted with prominent public function in the foreign country, e.g. Heads of states or of Government, senior politicians, senior Governmentjustical military officers, senior executive of state owned corporation, important political party officials, etc.

Details Under FATCA & CRS: The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the income tax Rules, 1962, which require Indian financial institutions to seek additional personal, tax and beneficial owner information and certain certification and documentation from all our unit holders, In relevant cases, information will have to be reported to tax authorities / appointed agencies. Towards compliance, we may also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the folio (s) or any proceeds in relation thereto, Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days. Please note that you may receive more than one request for information if you multiple relationships with us or our group entities. Therefore, it is important that you respond to our request, even if you believe you have already supplied any previously requested information. If you have any questions about your tax residency. Please contact your tax advisor. Further if you are a Citizen or resident or green card holder or tax resient other than India. please include all such countries in the tax resident country information field along with your tax Identification Number or any other relevant ID / Number. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the form.

are submitted/attached to the application form, the onus for authentication of the Illustration 2: An Application submitted in joint names of A, B & C along with cheque issued documents so submitted shall be on investors and the PPFAS Mutual Fund will accept from a bank account in name of A. This is a valid application and will not be considered as and act in good faith on uncertified/not properly authenticated documents Third Party Payment.submitted/attached with the application form. Submission of such documents by Illustration 3: An Application submitted in joint names of A, B & C alongwith cheque issued investors shall be full and final proof of the non individual investor’s authority to invest from a bank account in names of B, C & Y. This will be considered as Third Party Payment.and the PPFAS Mutual Fund shall not be liable under any circumstances for any defects

2a. As referred to in para G.1 above, following are the exceptional cases where third party in the documents so submitted.payments wi l l be accepted sub jec t to submiss ion o f requ is i te

Non-Individual investors are required to ensure that the object clause of the documentation/declarations.constitution document (viz. MOA / AOA / Trust Deed, etc.) permits investment in the

i) Payment by Parents/Grand-Parents/Related Persons* on behalf of a minor in scheme of PPFAS Mutual Fund. PPFAS Mutual Fund shall accept and process the consideration of natural love and affection or as gift for a value not exceeding Rs. applications made by these entities in good faith by relying on the undertaking given 50,000 for each regular purchase or per SIP installment. However this restriction with respect to the authority, validity and compliance with all relevant of Rs 50,000 will not be applicable for payment made by a Guardian whose name formalities/conditions etc. in the application for making such investments with PPFAS is registered in the records of Mutual Fund in that folio (i.e. Father/Mother/ Court Mutual Fund. Further, PPFAS Mutual Fund/Trustees or any of its affiliates shall not be Appointed Legal Gaurdian).liable in case of any dispute arising with respect to eligibility, validity and authorization

of the entity and/or the applicants who have applied on behalf of the entity, as ii) Payment by Employer on behalf of employee under Systematic Investment Plans applicable or as lump sum / one-time subscription, through Payroll deductions.

Ÿ Applicants can specify the mode of holding in the application form as “Single” or iii) Custodian on behalf of an FII or a Client.“Joint” or “Anyone or Survivor”. In the case of holding specified as “Joint”,

“’Related Person’ means any person investing on behalf of a minor in consideration of redemption and all other request / transactions would have to be signed by all unit

natural love and affection or as a gift.holders. However, in cases of holding specified as “Anyone or Survivor”, any one of

2b. For investments through third party payments, lnvestors must accompany the ‘Third the unit holders will have the power to make all necessary requests, without it being Party Payment Declaration Form’ (available at any of our ISCs or on our website necessary for all the unit holders to sign. In the event the account has more than http://amc.ppfas.com along with the Application Form for subscription ot units.one registered unit holders and the mode of holding is not specified in the

application form, the default option for holding would be considered to be “anyone 3 The Mutual Fund shall adopt the following procedures to ascertain whether payments or survivor”. However, in all cases, the proceeds of all dividend/redemption will be are Third Party Payments and investors are therefore required to comply with the paid to the first named holder. All communications will also be sent to the first requirements specified hereinbelow.named holder.

(i) Source of funds-if paid by chequeŸ Investors should clearly indicate their preference of Plan/option on the application

Identification of third party cheques by the AMC/Mutual Fund/ Registrar & Transfer form. If no plan is selected in the application form, the investment will be deemed to Agent (R&TA) will be on the basis of matching the name / signature on the investment be for the default option.cheque with the name/ signature of the first named applicant available on the

E. Bank Details application or in our records for the said folio. If the name of the bank account holder is not pre-printed on the investment cheque or the signature on the said cheque does a) Pay - Out Bank Account Details:not match with that of the first named applicant mentioned on the application /

An investor at the time of purchase of units must provide the details of his / her pay-out available in our records for the said folio, then the investor should submit any one of bank account (i.e. account into which redemption proceeds are to be paid) in Section 9 the following documents at the time of investment: in the Application Form.

(a) a copy# of the bank passbook or a statement of bank account having the name b). Multiple Bank Account Registration: and address of the account holder and account number;The AMC/ Mutual Fund provides a facility to the investors to register multiple bank (b) a letter* (in original) from the bank on its letterhead certifying that the investor accounts (currently upto 5 for Individuals and 10 for Non-Individuals) for receiving maintains an account with the bank, along with information like bank account redemption proceeds etc. by providing necessary documents. Investors must specify number, bank branch, account type, the MICR code of the branch & IFSC Code (where any one account as the “Default Bank Account”. The investor, may however, specify available). any other registered bank account for credit of redemption proceeds at the time of

# Investors should also bring the original documents along with the documents requesting for the redemption.mentioned in (a) above to the ISCs/Official Points of Acceptance of PPFAS Mutual Fund.

Investors holding units in non-demat form are requested to avail the facility of registering multiple bank accounts by filling in the ‘Multiple Bank Accounts Registration Form’ available at our Investor Service Centres (ISCs) or on our website http://amc.ppfas.com.

c). Indian Financial System Code (IFSC)

IFSC is a 11 digit number given by some of the banks on the cheques. IFSC will help to secure transfer of redemption payouts via the various electronic mode of transfers that are available with the banks.

F. Applications through Rupee Drafts / NRE / FCNR accounts

In case of FII / NRls / Persons of Indian Origin applying on repatriation basis, payment may be made by Cheques drawn out of NRE / FCNR Accounts. In case of Indian Rupee Drafts purchased abroad or payments from FCNR / NRE accounts, a certificate from the Bank issuing the draft confirming the debit and / or foreign inward remittance certificate (FIRC) issued by investor's banker should also be enclosed. The Mutual Fund reserves the right to hold redemption proceeds in case the requisite details are not submitted.

Bank details

Investors are requested to mention the bank account details where the redemption cheques should be drawn, since the same is mandatory as per the directives issued by SEBI. Applications without this information will be deemed to be incomplete and are liable for rejection. The Mutual Fund reserves the right to hold redemption proceeds in case the requisite details are not submitted. Please attach a copy of the cancelled cheque.

G. Third Party Payments

1. PPFAS Asset Management Private Limited (”PPFAS AMC”) / PPFAS Mutual Fund (“Mutual Fund”), shall not accept applications for subscriptions of units accompanied with Third Party Payments except in cases as enumerated in para G.2a below.

“Third Party Payment” means payment made through an instrument issued from a bank account other than that of the first named applicant/ investor mentioned in the application form. In case of payment instruments issued from a joint bank account, the first named applicant/ investor must be one of the joint holders of the bank account from which the payment instrument is issued.

Illustrations

Illustration 1: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in names of C, A & B. This is a valid application and will not be considered as Third Party Payment.

The copy of such documents will be verified with the original documents to the satisfaction of the AMC/ Mutual Fund/R&TA. The original documents will be returned across the counter to the investor after due verification.

* In respect of (b) above, it should be certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number.

Investors should note that where the bank account numbers have changed on account of the implementation of core banking system at their banks, any related communication from the bank towards a change in bank account number should accompany the application form for subscription of units. However, for updation of the changed bank details in the folio, the investor should follow the change of bank details process.

The Mutual Fund has also provided a facility to the investors to register multiple bank accounts, as detailed in Instruction No. F b. Investors are requested to avail the facility of registering multiple bank accounts by filling in the 'Multiple Bank Accounts Registration Form' available at our Investor Service Centres (ISCs) or on our website http://amc.ppfas.com.

(ii) Source of funds-if funded by pre-funded instruments such as Pay Order, Demand Draft, Banker's cheque etc.

Investors should attach anyone of the following supporting documents with the purchase application where subscription for units is vide a pre-funded instrument issued by way of debit to his / her bank account: (i) a Certificate (in original) from the issuing banker duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number, stating the Account holder's name, the Bank Account Number which has been debited for issue of the instrument and PAN as per bank records, if available (ii) a copy of the acknowledgment from the bank, wherein the instructions to debit carry the bank account details and name of the investor as an account holder are available (iii) a copy of the passbook/bank statement evidencing the debit for issuance of the instrument.

The account number mentioned in the above supporting documents should be the same as / one of the registered bank account or the bank details mentioned in the application form.

(iii) Source of funds - if paid by RTGS, Bank Account-to-Account Transfer, NEFT, ECS, etc.

Investors should attach to the purchase application form, an acknowledged copy of the instruction to the bank also stating the account number debited. The account number mentioned on the transfer instruction copy should be a registered bank account or the first named applicant/ investor should be one of the account holders to the bank account debited for such electronic transfer of funds.

(iv) Source of funds - if paid by a pre-funded instrument issued by the Bank against Cash The AMC/Mutual Fund /R&TA will not accept any purchase applications from investors if accompanied by a pre-funded instrument issued by a bank (such as Pay Order, Demand Draft, Banker's cheque) against cash for investments of Rs. 50,000 or more. The investor should submit a Certificate (in original) obtained from the bank giving name, bank account number and PAN as per the bank records (if available) of the person who has requested for the payment instrument. The said Certificate should be duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number. The AMC / Mutual Fund /R&TA will check that the name mentioned in the Certificate matches with the first named investor.

The account number mentioned in the Certificate should be the same as / one of the registered bank account or the bank details mentioned in the application form.

PPFAS Mutual Fund / PPFAS AMC reserves the right to seek information and / or obtain such other additional documents/information from the investors for identifying whether it is a third party payment.

H. E-mail Communication

If the investor has provided an email address, the same will be registered in our records. Thus, Allotment confirmations, Consolidated Account Statement/Account Statement, annual report/abridged summary and any statutory / other information as permitted would be sent by email. These documents shall be sent physically in case the Unit holder opts/ request for the same.

Should the Unit holder experience any difficulty in accessing the electronically delivered documents, the Unit holder shall promptly advise the Mutual Fund to enable the Mutual Fund to make the delivery through alternate means. It is deemed that the Unit holder is aware of all security risks including possible third party interception of the documents and contents of the documents becoming known to third parties.

The AMC / Fund reserve the right to send any communication in physical mode.

I. Mode of Payment of Redemption proceeds via Direct Credit / NEFT / ECS

• Direct Credit

The AMC has entered into arrangements with banks to facilitate direct credit of redemption proceeds (if any) into the bank account of the respective Unit holders maintained with any of these banks. The list of banks is subject to change from time to time.

• National Electronic Funds Transfer (NEFT)

The AMC provides the facility of 'National Electronic Funds Transfer (NEFT)' offered by Reserve Bank of India (RBI), which aims to provide credit of redemption payouts directly into the bank account of the Unit holder maintained with the banks (participating in the NEFT System). Unit holders can check the list of banks participating in the NEFT System from the RBI website i.e. www.rbi.org.in or contact any of our Investor Service Centres.

However, in the event of the name of Unit holder's bank not appearing in the 'List of Banks participating in NEFT' updated on RBI website www.rbi.org.in, from time to time, the instructions of the Unit holder for remittance of redemption proceeds via

linked to the demat accounts. Please ensure to furnish the Bank Account details under Section 4.

J. TRANSACT

The Service facility includes PPFAS Self Invest.

PPFASMF Online

This facility enables investors to transact online http://amc.ppfas.com using PPFASMF Online On PPFASMF Online Unitholders can execute transactions online for purchase*, redemption and also register for Systematic Investment Plan (SIP) / of units of scheme of PPFAS Mutual Fund and other services as maybe introduced by PPFAS Mutual Fund from time to time. Unitholders can also view account details and portfolio valuation online, download account statements and request for documents via email, besides other options.

Unitholders must possess a Folio Number (KRA validated), valid PAN, Bank Account Number registered in the folio and Net banking facility with any of the select banks to avail the PPFASMF Online facility.

eAlerts

This facility enables the Unit holder to receive SMS confirmation for purchase, redemption or switch and other alerts.

Apart from above mentioned facilities, the facility of ePayouts comprising of mode of payment of Redemption Proceeds, via Direct Credit/ NEFT / ECS is covered under e-Services facility.

K. Dematerialization

1) Investors can hold units in Dematerialized (Demat)/Non-Demat mode. In case the investor has not provided his / her Demat account details or the details of DP ID / BO ID provided by the investor is incorrect, or Demat account is not activated or not in an active status, the units would be allotted in Non-Demat mode. 2) Allotment letters would be sent to investors who are allotted units in Demat mode and a Statement of Accounts would be sent to investors who are allotted units in non-Demat mode. 3) Investors are requested to note that Units held in dematerialized form are freely transferable 4) The units will be allotted based on the applicable NAV as per the SID and will be credited to investor’s Demat account on weekly basis upon realization of funds. For e.g. Units will be credited to investors Demat account every Monday for realization status received in last week from Monday to Friday.

Option to hold Units in dematerialized (demat) form

Investors have the option to hold the units in demat form . Please tick the relevant option of Yes/No for opting/not opting units in demat form. If no option is exercised, “No” will be the default option. Applicants must ensure that the sequence of names as mentioned in the application form matches with that of the account held with the Depository Participant. If the details mentioned in the application are incomplete/incorrect or not matched with the Depository data, the application shall be treated as invalid and shall be liable to be rejected. The application form should mandatorily accompany the latest Client investor

NEFT System will be discontinued by PPFAS Mutual Fund/ PPFAS Asset master/ Demat account statement. Management Private Limited without prior notice to the Unit holder and the The investors shall note that for holding the units in demat form, the provisions laid payouts of redemption proceeds shall be effected by sending the Unit holder(s) a in the Scheme Information Document (SID) of the Scheme and cheque/demand draft. guidelines/procedural requirements as laid by the Depositories (NSDL/ CDSL)

For more details on NEFT or for frequently asked questions (FAQs) on NEFT, Unit holders are shall be applicable. advised to visit the RBI website i.e. www.rbi.org.in / PPFAS Mutual Fund website In case the unit holder wishes to convert the units held in non-demat mode to http://amc.ppfas.com. demat mode or vice versa at a later date, such request along with the necessary

form should be submitted to their Depository Participant(s).• Electronic Clearing Service (ECS)

Units held in demat form will be freely transferable, subject to the applicable The Investors will receive their redemption proceeds directly into their bank regulations and the guidelines as may be amended from time to time.accounts in the following order:

(i) In case the bank account of an investor is covered under Direct Credit facility then L. Nominationthe payment of redemption proceeds will happen via direct credit payout mode I. Nomination ensures all rights and/or amount(s) payable in respect of the only. Investors having these bank accounts will not receive payouts via N EFT/ECS. holdings in Scheme of PPFAS Mutual Fund would vest in and be transferred

(ii) In case the bank account of an investor is not covered under Direct Credit facility to the nominee upon death of the Unit holder. The nominee receives the but covered under NEFT system offered by the RBI then the payment of units only as agent and trustee for the legal heirs or legatees as the case redemption proceeds shall be effected via NEFT mechanism only. may be. Investors should opt for the nomination facility to avoid hassles and

inconveniences in case of unforeseen events in future.Each of the above facilities aims to provide direct credit of the redemption proceeds into the bank account (as furnished in point 9 of the Application Form) of the Unit holder and ii. Nomination by a unit holder shall be applicable for investments in the eliminates the time lag between despatch of the cheque, its receipt by the Unit holders and scheme folio or account.the need to personally bank the instrument and await subsequent credit to the Unit holders ii. Every new nomination for a folio/account will overwrite the existing account. Further, the potential risk of loss of instruments in transit through courier/ post is nomination. Nomination will be subject to the provisions of the Scheme also eliminated. Each of the said facility as a mode of payment, is faster, safer and reliable. Information Document.In case the bank account as communicated by the Unit holder is with any of the said banks iv. Nomination shall be mandatory for new folios/accounts opened by an with whom the AMC has entered into arrangements to facilitate such direct credits or with individual especially with sole holding and no new folios/accounts for any of the banks participating in the NEFT System offered by RBI, the AMC shall Individuals (with sole holding) would be opened without nomination. automatically extend this facility to the Unit holders. However, investors who do not wish to nominate must sign separately PPFAS Asset Management Private Limited/PPFAS Mutual Fund shall not be held liable for confirming their non-intention to nominate. In case nomination/non-any losses/ claims, etc. arising on account of processing the direct credit or credit via NEFT/ intention to nominate is not provided by Individual (with sole holding), the ECS of redemption proceeds on the basis of Bank Account details as provided by the unit application is liable to be rejected.holder in the Application Form. v. The nomination can be made only by individuals applying for/ holding units However, if the Unit holders are not keen on availing of any of the said facilities and prefer on their own behalf singly or jointly. Karta of Hindu undivided family, holder receiving cheques /demand drafts, Unit holders may indicate their intention in the of Power of Attorney cannot nominate.Application Form in the space provided specifically. The AMC would then ensure that the vi. Nomination shall not be allowed in a folio held on behalf of a minor. In case a payouts are effected by sending the Unit holders a cheque /demand draft. In case of folio has joint holders, all joint holders should sign the request for unforeseen circumstances, the AMC reserves the right to issue a cheque / demand draft. nomination/cancellation of nomination, even if the mode of holding is not

"joint".• Mode of Payment for Unit holders holding Units in Demat form

vii. Minor(s) can be nominated and in that event, the name, address andInvestors will receive their maturity proceeds directly into their bank accounts

signature of the guardian of the minor nominees shall be provided by the unitholder. Nomination can also be in favour of the Central Government, State Government, a local authority, any person designated by virtue of his office or a religious or charitable trust.

viii. The Nominee shall not be a trust (other than a religious or charitable trust), society, body corporate, partnership firm, karta of Hindu undivided family or a Power of Attorney holder. A non-resident Indian can be a Nominee subject to the exchange controls in force, from time to time.

ix. Nomination in respect of the units stands rescinded upon the transfer of units. Transfer of units in favour of Nominees shall be valid discharge by the AMC against the legal heirs.

x Cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination.

xi. On cancellation of the nomination, the nomination shall stand rescinded and the AMC shall not be under any obligation to transfer the units in favour of the Nominee(s).

xii. Nomination can be made for maximum number of three nominees. In case of multiple nominees, the percentage of allocation/share in favour of each of the nominees should be indicated against their name and such allocation/share should be in whole numbers without any decimals making a total of 100 percent.

xiii. In the event of the Unitholders not indicating the percentage of allocation/share for each of the nominees, PPFAS Mutual Fund/PPFAS Asset Management Private Limited (AMC); by invoking default option shall settle the claim equally amongst all the nominees.

xiv. In case of investors opting to hold the Units in demat form, the nomination details provided by the investor to the depository participant will be applicable.

M. Permanent Account NumberAs per SEBI Circular No. MRD/DoP/Cir- 05/2007 dated April 27, 2007, it is now mandatory that Permanent Account Number (PAN) issued by the Income Tax Department would be the sole identification number for all participants transacting in the securities market, irrespective of the amount of transaction. Accordingly investors will be required to furnish a copy of PAN together with request for fresh purchases, additional purchases and Systematic Investment Plan (SIP). Application Forms without these information and documents will be considered incomplete and are liable to be rejected without any reference to the investors. The procedure implemented by the AMC and the decisions taken by the AMC in this regard shall be deemed final.

N. Prevention of Money LaunderingPrevention of Money Laundering Act, the SEBI Circulars on Anti Money Laundering and the Client Identification implementation procedures prescribed by AMFI interalia require the AMC to verify the records of identity and address(es) of investors. To ensure adherence to these requirements, investors are required to approach Points of Service (POS) (list of POS available on amfiindia.com) appointed by any of the KYC Registration Agency and submit documents for completion of P. PLEDGE/LIENappropriate KYC checks. The details for KYC compliance can also be downloaded In case investor creates pledge / lien on their units in favour of any financial institution or from AMFI website, www.amfiindia.com lender, the details of the same shall be provided to PPFAS Mutual Fund or CAMS within

two days of creations of such pledge/lien. The redemption proceeds/dividend payment will be on hold till proper details are made available.

Q. Regular and Direct PlansIn compliance with SEBI circular no.CIR/IMD/DF/21/2012, PPFAS Mutual Fund provides ”Direct and Regular plan”.

The Direct Plan is only for investors who purchase /subscribe Units in a Scheme directly with the Fund and is not available for investors who route their investments through a Distributor. All Plans / Options / Sub-Options offered under the Schemes (“Regular Plan”) will also be available for subscription under the ''Direct Plan''. Thus, there shall be two Plans available for subscription under the Schemes viz., Regular Plan and Direct Plan. For details please refer to the table on Scheme options.

R. Change of Bank DetailsThe request for updation of bank accounts in the folio should be submitted either through the Multiple Bank Account Registration Form or through “Change/updation in Bank Details” in the Transaction Form. Any one of the following documents in Original or copy attested by bankers should accompany the change request form. Cancelled cheque of the new bank mandate with first unit holder name and bank account number printed on the face of the cheque OR a Self attested bank statement OR self attested copy of the Bank passbook with current entries (not older than 3 months) OR Bank Letter duly signed by branch manager/authorized personnel ANDCancelled cheque of the existing (old) bank mandate with first unit holder name and bank account number printed on the face of the cheque OR original bank account statement / Pass book OR original letter issued by the bank on the letterhead confirming the bank account holder with the account details, duly signed and stamped by the Branch Manager OR in case such bank account is already closed, a duly signed and stamped original letter from such bank on the letter head of bank, confirming the closure of said account.

S. Details under FATCA / Foreign laws: Tax Regulations require us to collect information about each investor’s tax residency. In certain circumstances (including if we do not receive a valid self-certification from you) we may be obliged to share information on your account with the relevant tax authority. If you have any questions about your tax residency, please contact your tax advisor. Further if you are a Citizen or resident or green card holder or tax resident other than India, please include all such countries in the tax resident country information field along with your Tax Identification Number or any other relevant reference ID/ Number. If there is any change in the information provided, promptly intimate the same to us within 30 days.

to the investors. The procedure implemented by the AMC and the decisions taken by the AMC in this regard shall be deemed final.

After completion of KYC compliance, investors need to approach KRA for Change of Address and not Registrar (CAMS). In respect of KYC compliant Folio, prospective Change of Address received along with transaction slip will not be processed by Registrar (CAMS). The AMC reserves the right to reject subscription requests in the absence of appropriate compliance with the AML Laws. In line SEBI circular No. MIRSD/Cir-5/2012 dated April 13, 2012 and various other guidelines issued by SEBI on the procedural matters for KYC Compliances, the following additional provisions are applicable effective December 1, 2012:

1) In case of an existing investor who is already KYC Compliant under the erstwhile centralized KYC with CAMSKRA or CVL (CVLMF) then there will be no effect on subsequent Purchase/Additional Purchase (or ongoing SIPs/STPs, etc) in the existing folios/accounts which are KYC compliant. Existing Folio holder cannot open a new folio with PPFAS Mutual Fund with the erstwhile centralized KYC.

2) In case of an existing investor who is not KYC Compliant as per our records, the investor will have to submit the standard KYC Application forms available in the website www.cvlkra.com along with supporting documents at any of the SEBI registered intermediaries at the time of purchase / additional purchase/ new registration of SIP/STP etc. In Person Verification (IPV) will be mandatory at the time of KYC Submission. This uniform KYC submission would a onetime submission of documentation.

3) Investors who have complied with KYC process before December 31, 2011 (KYC status with CVL-KRA as “MF - VERIFIED BY CVLMF”) and not invested in the schemes of PPFAS Mutual Fund i.e. not opened a folio earlier, and wishes to invest on or after December 01, 2012, such investors will be required to submit ‘missing/not available’ KYC information and complete the IPV requirements.

4) In case of Non Individual investors, complied with KYC process before December 31, 2011, KYC needs to be done afresh due to significant and major changes in KYC requirements.

5) Further, investors investing under a SIP up to Rs. 50,000 per year i.e. the aggregate of installments in a rolling 12 month period (“Micro SIP”), are also required to comply with the above mentioned KYC procedure. However, they are exempt from the requirement of providing PAN as a proof of identification.

O. EMPLOYEE UNIQUE IDENTIFICATION NUMBER (EUIN): Pursuant to SEBI guidelines, investor(s) have the provision in the application form to specify the unique identity number (“EUIN”) of the employee/relationship manager/sales person (“RM”) of the distributor interacting with the investor(s) for the sale of mutual fund products, along with the AMFI Registration Number (“ARN”) of the mutual fund distributor. AMFI has allotted EUIN to all the RM’s of AMFI registered mutual fund distributors. Investors are required to specify the valid ARN of the distributor (including sub-broker where applicable), and the valid EUIN of the distributor’s/sub-broker’s RM in the application form in the place provided for it. This will assist in handling the complaints of mis-selling, if any, even if the RM on whose advice the transaction was executed leaves the employment of the distributor.

or website of the mutual fund, www.amc.ppfas.com. The Mutual Fund website also prescribes the list of documents that can be submitted by investors to the POS to get their KYC checks completed.

It is mandatory for all investors (including joint holders, NRIs, POA holders and guardians in the case of minors) to furnish such documents and information as may be required to comply with the Know Your Customers (KYC) policies under the AML Laws. Applications without such documents and information may be rejected.

In terms of SEBI circulars dated April 27, 2007, April 03, 2008 and June 30, 2008 read with SEBI letter dated June 25, 2007, Permanent Account Number (PAN) would be the sole identification number for all participants transacting in the securities market, irrespective of the amount of transaction, except (a) investors residing in the state of Sikkim; (b) Central Government, State Government, and the officials appointed by the courts e.g. Official liquidator, Court receiver etc. (under the category of Government) and (c) investors participating only in micro-pension. SEBI, in its subsequent letters dated June 19, 2009 and July 24, 2012 has conveyed that systematic investment plans (SIP) and lumpsum investments (both put together) per mutual fund up to Rs.50,000/- per year per investor shall be exempted from the requirement of PAN. Accordingly, investments in PPFAS Mutual Fund (including SIP investment where the aggregate of SIP installments in a rolling 12 months period or in a financial year i.e April to March) of upto Rs 50,000/- per investor per year shall be exempt from the requirement of PAN. However, eligible Investors (including joint holders) should comply with the KYC requirement through registered KRA by submitting Photo Identification documents as proof of identification and the Proof of Address [self-attested by the investor / attested by the ARN Holder/AMFI distributor]. These exempted investors will have to quote the “PERN (PAN exempt KYC Ref No) in the application form. This exemption of PAN will be applicable only to investments by individuals (including NRIs but not PIOs), joint holders, Minors and Sole proprietary firms. PIOs, HUFs and other categories of investors will not be eligible for this exemption.

Thus, submission of PAN is mandatory for all other investors existing as well as prospective investors (except the ones mentioned above) (including all joint applicants/holders, guardians in case of minors, POA holders and NRIs but except for the categories mentioned above) for investing with mutual funds from this date. Investors are required to register their PAN with the Mutual Fund by providing the PAN card copy (along with the original for verification which will be returned across the counter). All investments without PAN (for all holders, including Guardians and POA holders) are liable to be rejected. Application Forms without quoting of PERN shall be considered incomplete and are liable to be rejected without any reference

T. Ultimate Beneficial Owners (s)pursuant to SEBI master Circular No. CIR/ISD/AML/3/2010 dated December 31, 2010 on Anti Money Laundering Standards and Guidelines on identification of Beneficial Ownership issued by SEBI vids its Circular No. CIR/MIRSD/2/2013 dated January 24, 2013, Investors ( other than Individuals ) are required to provide details of ‘Ultimate Beneficial Owner(s) (UBO(S)); In case the investor or owner of the controlling interest is a company listed on a stock exchange or is a majority owned subsidiary of such a company, the details of shareholders or beneficial owners are not required to be provided.

Non-Individuals applicants/investors are mandated to provide the details on ‘ Ultimate Beneficial Owner(s) (UBO(S))’ by filling up the declaration from for ‘Ultimate Beneficial Ownership’ Please contact the nearest Investor Services Center (ISC) of PPFAS Mutual Fund or log on to ‘Investor Corner’ section on our website www.amc.ppfas.com for the Declaration Form

U. FATCA & CRS Terms & Conditions

required to provide information to any institutions such as withholding agents for thepurpose of ensuring appropriate withholding from the account or any proceeds in relation thereto.Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within30 days.Please note that you may receive more than one request for information if you have multiple relationships with(Insert FI's name) or its group entities. Therefore, it is important that you respond to our request, even if youbelieve you have already supplied any previously requested information.

Details under FATCA & CRS: The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of theIncome- tax Rules, 1962, which Rules require Indian financial institutions such as the Bank to seek additionalpersonal, tax and beneficial owner information and certain certifications and documentation from all our accountholders. In relevant cases, information will have to be reported to tax authorities / appointed agencies. Towardscompliance, we may also be

If you have any questions about your tax residency, please contact your tax advisor.If you are a US citizen or resident green card holder, please include united States in the foreign country information field along with you US Tax identification number $It is mandatory to supply TIN or functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN yet available or has not yet been issued, please provide an explanation and attach file to the from. In case customer has the following Indicia pertaining to a foreign country and yet declares self to be non-tax resident in the respective country, customer to provide relevant curing Documents as mentioned below.

PPFAS - 91 22 6140 6537Email us at

[email protected] our Website

www.amc.ppfas.com

PPFAS Mutual FundGreat Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort,

Mumbai - 400 001. INDIA. Tel: 91 22 6140 6555, Fax: 91 22 6140 6590

Trustee Company: PPFAS Trustee Company Private Limited AMC Name: PPFAS Asset Management Private Limited

Documentation required for Cure of FATCA & CRS Indicia

U.S. place of birth

FATCA & CRS Indicia

observed (ticked)

1. Self-certification that the account holder is neither a citizen of United States of America nor a resident for tax purposes;2. Non-US passport or any non-US government issued document evidencing nationality or citizenship (refer list below);AND3. Any one of the following documents:Certified Copy of “Certificate of Loss of Nationality

or Reasonable explanation of why the customer does not have such a certificatedespite renouncing US citizenship;

or Reason the customer did not obtain U.S. citizenship at birth

Residence/mailing address in acountry other than India

1. Self-certification that the account holder is neither a citizen of United States of America nor a tax resident of any country other than India; and2. Documentary evidence (refer list below)

Telephone number in a countryother than India

If no Indian telephone number is provided1. Self-certification that the account holder is neither a citizen of United States of America

nor a tax resident of any country other than India; and2. Documentary evidence (refer list below)

If Indian telephone number is provided along with a foreign country telephone number

1. Self-certification that the account holder is neither a citizen of United States of America nora tax resident for tax purposes of any country other than India; OR2. Documentary evidence (refer list below)

Telephone number in a countryother than India

1. Self-certification that the account holder is neither a citizen of United States of America

nor a tax resident of any country other than India; and2. Documentary evidence (refer list below)

List of acceptable documentary evidence needed to establish the residence(s) for tax purpose:

1. Certificate of residence issued by an authorized government body*2. Valid identification issued by an authorized government body* (e.g. Passport, National identity card, etc.)

* Government or agency thereof or a municipality of the country or territory in which the payee claims to be a resident.

PAN

/ PEKRN*

Folio No*

Name*

Address Type*

[for KYC address]

Residential

Registered Office Business

Nationality*

Indian

US Others (please specify)

Place of Birth*

Country of Birth*

Gross AnnualIncome Detailsin INR*

Net Worth in INR. In Lacs & Date

[Optional]

Below 1 Lakh 1-5 Lacs5-10 Lacs 10-25 Lacs

25 Lacs -

1 Cr > 1 Crore

____________ dd-mmm-yyyy

Occupation Details [Please *tick any one (√)]

Business ProfessionalPublic Sector

Private Sector

Government Service

Agriculturist

Housewife

Student

Retired

Forex Dealer

Others [Please specify] ______

Politically Exposed Person [PEP]*

Yes Related to PEP

Not Applicable

Any other information [if applicable]

[Please specify]

Are you a tax resident (i.e. are you assessed for Tax) in any other country other than India? * Yes No

If ‘Yes’, please fill for all

countries

(other than India) in which you are a Resident for tax purpose i.e. where you are aCitizen/ Resident / Green Card Holder / Tax Resident in the respective countriesS.

No.

Country of Tax Residency

Tax Identification Number

(TIN)

or Functional Equivalent

Identification Type

[TIN or other, please specify]

If TIN is not available, please tick the reason A, B or C

[as defined below]

1

Reason A

B

C

2

Reason A

B

C

Declaration:

Reason A The country where the Account Holder is liable to pay tax does not issue TIN to its residents.Reason B No TIN required [Select this reason only if the authorities of the respective country of tax residence do not required the TIN to be collected]Reason C Others – Please specify the reasons __________________________________________

Date: Sign HerePlace:

=============================================================================================Acknowledgement

We [PPFAS, on behalf of participating Mutual Funds] acknowledge the receipt of FATCA/CRS declaration form duly filled and signed from Mr. / Ms. / M/s. _____________________________________PAN________________ on dd-mmm-yyyy

Date:

Signature with Name, Emp. ID & Seal

I acknowledge and confirm that the information provided above is true and correct to the best of my knowledge and belief. In case any of the above specified information is found to be false or untrue or misleading or misrepresenting, I/ am aware that I may liable for it. I hereby authorize you [PPFAS/Fund/AMC] to disclose, share,rely, remit in any form, mode or manner, all / any of the information provided by me, including all changes, updates to such information as and when provided by me to / any of the Mutual Fund, its Sponsor, Asset Management Company, trustees, their employees / RTAs ('the Authorized Parties') or any Indian or foreign governmental or statutory or judicial authorities / agencies including but not limited to the Financial Intelligence Unit-India (FIU-IND), the tax / revenue authorities in India or outside India wherever it is legally required and other investigation agencies without any obligation of advising me of the same. Further, I authorize to share the given information to other SEBI Registered Intermediaries/or any regulated intermediaries registered with SEBI

/ RBI / IRDA / PFRDA to facilitate single submission / update & for other relevant purposes. I also undertake to keep you informed in writing about any changes / modification to the above information in future

within 30 days

and also undertake to provide any other additional information as may be required at your / Fund’s end

or

by domestic or overseas regulators/ tax authorities.

I/We authorize Fund/AMC/RTA to provide relevant information to upstream payors to enable withholding to occur and pay out any sums from my account or close or suspend my account(s) without any obligation of advising me of the same. I also confirm that I have read and understood the FATCA & CRS Terms and Conditions

given

below

and hereby accept the same

FATCA-CRS Declaration & Supplementary KYC Information

Declaration Form for Individuals (Please seek appropriate advice from your tax professional on your tax residency, related FATCA & CRS guidance)

( Mandatory Fields)*

FATCA & CRS Terms & Conditions

Details under FATCA & CRS: The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income- tax

Rules, 1962, which require Indian financial institutions such as the Banks/other financial entities to seek additional personal,

tax and beneficial owner information and certain certifications and documentation from all our account holders. In relevant cases,

information

will

have

to

be

reported

to

tax

authorities

/

appointed

agencies.

Towards

compliance,

we

may

also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate

withholding from

the

account

or

any

proceeds

in

relation

thereto.

Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days.

Please note that you may receive more than one request for information if you have multiple relationships with (Insert FI's name) or its group entities. Therefore,

it

is

important

that

you

respond

to

our

request,

even

if

you

believe

you

have already

supplied any

previously

requested

information.

FATCA & CRS

Instructions

If you have any questions about your tax residency, please contact your tax advisor. If you are a US citizen or resident or green-card holder, please include United States in the foreign country information field along with your US Tax Identification Number.

$It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the form.

In case customer has the following Indicia pertaining to a foreign country and yet declares self to be non-tax resident in the respective country, customer to provide relevant Curing Documents as mentioned below:

FATCA & CRS Indicia observed

(ticked)

Documentation required for Cure of FATCA/ CRS

indicia

U.S. place of

birth

1.

Self-certification that the account holder is neither a citizen of United States of America nor a resident for tax

purposes;

2.

Non-US passport or any non-US government issued document evidencing nationality or citizenship (refer list

below);AND

3.

Any one of the following

documents:

Certified Copy of “Certificate of Loss of

Nationality

or Reasonable explanation of why the customer does not have such a certificate despite renouncing US

citizenship;

or Reason the customer did not obtain U.S. citizenship at

birth

Residence/mailing address in a country other than

India

1.

Self-certification that the account holder is neither a citizen of United States of America nor a tax resident of any country other than India;

and

2.

Documentary evidence (refer list

below)

Telephone number in a country other than

India

If no Indian telephone number is provided

1.

Self-certification that the account holder is neither a citizen of United States of America nor a tax resident of any country other than India;

and

2.

Documentary evidence (refer list

below)

If Indian telephone number is provided along with a foreign country telephone number

1.

Self-certification that the account holder is neither a citizen of United States of America nor a tax resident for tax purposes of any country other than India; OR

Telephone number in a country other than India

1. Self-certification that the account holder is neither a citizen of United States of America nor a tax resident of any country other than India; and 2. Documentary evidence (refer list below)

List of acceptable documentary evidence needed to establish the residence(s) for tax purposes:

1.

Certificate

of

residence

issued

by

an

authorized

government

body*

2.

Valid

identification

issued

by

an

authorized

government

body*

(e.g.

Passport,

National

Identity

card,

etc.)

*

Government

or

agency

thereof

or

a

municipality

of

the

country

or

territory

in

which

the

payee

claims

to

be

a

resident.

PPFAS Asset Management private LimitedInvestment manager to PPFAS Mutual Fund

Politically Exposed Person (PEP) Status* (Also applicable for authorised signatories/ Promoters/ Karta/ Trustee/ Whole time Directors)

*PEP are defined as individuals who are or have been entrusted with prominent public functions e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/millitrary officers, senior executives of state owned corporations, important political party officials etc.

Non-Individual Investors involved/ providing any of the mentioned servicesGaming / Gambling / Lottery / Casino Services

None of the aboveForeign Exchange / Money Changer Services

* To include US, where controlling person is a US citizen or green card holder# If UBO is KYC compliant, KYC proof to be enclosed. Else PAN or any other valid identity proof must be attached. Position / Designation like Director / Settlor of Trust / Protector of Trust to be specified wherever applicable.% In case Tax Identification Number is not available, kindly provide functional equivalent$ Attach valid documentary proof like Shareholding pattern duly self attested by Authorized Signatory / Company Secretary

The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income-tax Rules, 1962, which require Indian financial institutions to seek additional personal, tax and beneficial owner information and certain certifications and documentation from all our unit holders. In relevant cases, information will have to be reported to tax authorities/ appointed agencies. Towards compliance, we may also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds in relation thereto.Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days.

If you have any questions about your tax residency, please contact your tax advisor. If any controlling person of the entity is a US citizen or resident or green card holder, please include United States in the foreign country information field along with the US Tax Identification Number.

It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the form.

I/We have read and understood the information requirements and the Terms and Conditions mentioned in this Form (read alongwith the FATCA & CRS Instructions) and hereby confirm that the information provided by me/us on this Form is true, correct and complete. I/We hereby agree and confirm to inform PPFAS Asset Management Private Limited/PPFAS Mutual Fund/ Trustees for any modification to this information promptly. I/We further agree to abide by the provisions of the Scheme related documents inter alia provisions on 'Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS) on Automatic Exchange of Information (AEOI)'.

The term FI means any financial institution that is a Depository Institution, Custodial Institution, Investment Entity or Specified Insurance company, as defined.• Depository institution: is an entity that accepts deposits in the ordinary course of banking or similar business.• Custodial institution: is an entity that holds as a substantial portion of its business, holds financial assets for the account of others and where it's income attributale to holding financial assets and related financial services equals or exceeds 20 percent of the entity's gross income during the shorter of-

(i) The three financial years preceding the year in which determination is made; or(ii) The period during which the entity has been in existence, whichever is less.

• Investment entity is any entity:

That primarily conducts a business or operates for or on behalf of a customer for any of the following activities or operations for or on behalf of a customer

(I) Trading in money market instruments (cheques, bills, certificates of deposit, derivatives, etc.); foreign exchange; exchange, interest rate and index instruments;transferable securities; or commodity futures trading; or(ii) Individual and collective portfolio management; or(iii) Investing, administering or managing funds, money or financial asset or money on behalf of other persons;

or The gross income of which is primarily attributable to investing, reinvesting, or trading in financial assets, if the entity is managed by another entity that is a depository institution, a custodial institution, a specified insurance company, or an investment entity described above.

An entity is treated as primarily conducting as a business one or more of the 3 activities described above, or an entity's gross income is primarily attributable to investing, reinvesting, or trading in financial assets of the entity's gross income attributable to the relevant activities equals or exceeds 50 percent of the entity's gross income during the shorter of :

(i) The three-year period ending on 31 March of the year preceding the year in which the determination is made; or(ii) The period during which the entity has been in existence.

The term “Investment Entity” does not include an entity that is an active non-financial entity as per codes 03, 04, 05 and 06 (refer point 2c.)

• Specified Insurance Company: Entity that is an insurance company (or the holding company of an insurance company) that issues, or is obligated to make payments with respect to, a Cash Value Insurance Contract or an Annuity Contract.

Entity. International Orgnization or Central Bank

(Established securities market means an exchange that is officially recognized and supervised by a governmental authority in which the securities market

is located and that has a meaningful annual value of shares traded on the exchange)

Less than 50 percent of the NFE's gross income for the preceding financial year is passive income and less than 50 percent of the assets held by the NFE during the precedingfinancial year are assets that produce or are held for the production of passive income;

Substantially all of the activities of the NFE consist of holding (in whole or in part) the outstanding stock of, or providing financing and services to, one or more subsidiariesthat engage in trades or businesses other than the business of a Financial Institution, except that an entity shall not qualify for this status if the entity functions as aninvestment fund, such as a private equity fund, venture capital fund, leveraged buyout fund, or any investment vehicle whose purpose is to acquire or fund companies andthen hold interests in those companies as capital assets for investment purposes;

The NFE is not yet operating a business and has no prior operating history, but is investing capital into assets with the intent to operate a business other than that of a FinancialIinstitution, provided that the NFE shall not qualify for this exception after the date that is 24 months after the date of the initial organization of the NFE;

The NFE was not a Financial Institution in the past five years, and is in the process of liquidating its assets or is reorganizing with the intent to continue or recommenceoperations in a business other than that of a Financial Institution;

The NFE is a Governmental Entity, an International Organization, a Central Bank, or an entity wholly owned by one or more of the foregoing;

The NFE primarily engages in financing and hedging transactions with, or for, Related Entities that are not Financial Institutions, and does not provide financing or hedgingservices to any Entity that is not a Related Entity, provided that the group of any such Related Entities is primarily engaged in a business other than that of a FinancialInstitution;

Any NFE that fulfills all of the following requirements:

Ÿ It is established and operated in India exclusively for religious, charitable, scientific, artistic, cultural, athletic, or educational purposes; or it is established and operate in India and it is a professional organization, business league, chamber of commerce, labor organization, agricultural or horticultural organization, civic league or a organization operated exclusively for the promotion of social welfare;

Ÿ It is exempt from income tax in India;Ÿ It has no shareholders or members who have a proprietary or beneficial interest in its income or assets;

The applicable laws of the NFE's country or territory of residence or the NFE's formation documents do not permit any income or assets of the NFE to be distributed to, or applied for the benefit of, a private person or non-charitable Entity other than pursuant to the conduct of the NFE's charitable activities, or as payment of reasonable compensation for services rendered, or as payment representing the fair market value of property which the NFE has purchased; and The applicable laws of the NFE's country or territory of residence or the NFE's formation documents require that, upon the NFE's liquidation or dissolution, all of its assets be distributed to a governmental entity or other non-profit organization, or escheat to the government of the NFE's country or territory of residence or any political subdivision thereof.

Explanation.- For the purpose of this sub-clause, the following shall be treated as fulfilling the criteria provided in the said sub-clause, namely:-(I) an Investor Protection Fund referred to in clause (23EA);(II) a Credit Guarantee Fund Trust for Small Industries referred to in clause 23EB; and(III) an Investor Protection Fund referred to in clause (23EC), of section 10 of the Act;

Indirect

(iv) Controlling personsControlling persons are natural persons who exercise control over an entity and includes a beneficial owner under sub-rule (3) of rule 9 of the Prevention of Money-Laundering (Maintenance of Records) Rules, 2005.In the case of a trust, the controlling person means the settlor, the trustees, the protector (if any), the beneficiaries or class of beneficiaries, and any other natural person exercising ultimate effective control over the trust. In the case of a legal arrangement other than a trust, controlling person means persons in equivalent or similar positions.Pursuant to guidelines on identification of Beneficial Ownership issued vide SEBI circular no. CIR/MIRSD/2/2013 dated January 24, 2013, persons (other than Individuals) are required to provide details of Beneficial Owner(s) ('BO'). Accordingly, the Beneficial Owner means 'Natural Person', who, whether acting alone or together, or through one or more juridical person, exercises control through ownership or who ultimately has a controlling ownership interest of / entitlements to:

(1) More than 25% of shares or capital or profits of the juridical person, where the juridical person is a company;(2) More than 15% of the capital or profits of the juridical person, where the juridical person is a partnership; or(3) More than 15% of the property or capital or profits of the juridical person, where the juridical person is an unincorporated association or body of individuals.

Where the client is a trust, the financial institution shall identify the beneficial owners of the client and take reasonable measures to verify the identity of such persons, through the identityof the settler of the trust, the trustee, the protector, the beneficiaries with 15% or more interest in the trust and any other natural person exercising ultimate effective control over the trustthrough a chain of control or ownership.

Where no natural person is identified the identity of the relevant natural person who holds the position of senior managing official.

(v) Specified U.S. person – A U.S person other than the following:

(1) a corporation the stock of which is regularly traded on one or more established securities markets;(2) any corporation that is a member of the same expanded affiliated group, as defined in section 1471(e)(2) of the U.S. Internal Revenue Code, as a corporation described in clause (i);(3) the United States or any wholly owned agency or instrumentality thereof;(4) any State of the United States, any U.S. Territory, any political subdivision of any of the foregoing, or any wholly owned agency or instrumentality of any one or more of the foregoing;(5) any organization exempt from taxation under section 501(a) of the U.S. Internal Revenue Code or an individual retirement plan as defined in section 7701(a)(37) of the U.S. Internal Revenue Code;(6) any bank as defined in section 581 of the U.S. Internal Revenue Code;(7) any real estate investment trust as defined in section 856 of the U.S. Internal Revenue Code;(8) any regulated investment company as defined in section 851 of the U.S. Internal Revenue Code or any entity registered with the U.S. Securities and Exchange Commission under the Investment Company Act of 1940 (15 U.S.C. 80a-64);(9) any common trust fund as defined in section 584(a) of the U.S. Internal Revenue Code;(10) any trust that is exempt from tax under section 664(c) of the U.S. Internal Revenue Code or that is described in section 4947(a)(1) of the U.S. Internal Revenue Code;(11) a dealer in securities, commodities, or derivative financial instruments (including notional principal contracts, futures, forwards, and options) that is registered as such under the laws of the United States or any State;(12) a broker as defined in section 6045(c) of the U.S. Internal Revenue Code; or(13) any tax-exempt trust under a plan that is described in section 403(b) or section 457(g) of the U.S. Internal Revenue Code.

(vi) Owner documented FFI

An FFI meets the following requirements:

(a) The FFI is an FFI solely because it is an investment entity;(b) The FFI is not owned by or related to any FFI that is a depository institution, custodial institution, or specified insurance company;(c) The FFI does not maintain a financial account for any non participating FFI;(d) The FFI provides the designated withholding agent with all of the documentation and agrees to notify the withholding agent if there is a change in circumstances; and(e) The designated withholding agent agrees to report to the IRS (or, in the case of a reporting Model 1 IGA, to the relevant foreign government or agency thereof) all of the information described in or (as appropriate) with respect to any specified U.S. persons and (2). Notwithstanding the previous sentence, the designated withholding agent is not required to report information with respect to an indirect owner of the FFI that holds its interest through a participating FFI, a deemed-compliant FFI (other than an owner-documented FFI), an entity that is a U.S. person,an exempt beneficial owner, or an excepted NFE.

An organization exempt from tax under section 501(a) or any individual retirement plan as defined in section 7701(a)(37)

The United States or any of its agencies or instrumentalities

A state, the District of Columbia, a possession of the United States, or any of their political subdivisions or instrumentalities

A corporation the stock of which is regularly traded on one or more established securities markets, as described in Reg. section 1.1472-1(c)(1)(i)

A corporation that is a member of the same expanded affiliated group as a corporation described in Reg. section 1.1472-1(c)(1)(i)

A dealer in securities, commodities, or derivative financial instruments (including notional principal contracts, futures, forwards, and options) that is registered as suchunder the laws of the United States or any state

A real estate investment trust

A regulated investment company as defined in section 851 or an entity registered at all times during the tax year under the Investment Company Act of 1940

A common trust fund as defined in section 584(a)

A bank as defined in section 581

A broker

A trust exempt from tax under section 664 or described in section 4947(a)(1)

A tax exempt trust under a section 403(b) plan or section 457(g) plan

1.

Signature Primary Account holder

Name as in bank records 2.

Signature of Account holder

Name as in bank records 3.

Signature of Account holder

Name as in bank records

UMRN Date*

PERIOD

From*

To Or

Until Cancelled

I agree for the debit mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule for charges of the bank.

• This is to confirm the declaration has been carefully read, understood & made by me/us. I am authorizing the user entity/corporate to debit my account, based on the instructions as agreed & signed by me. • I have understood that I am authorised to cancel/amend this mandate by a appropriately communicating the cancellation/ammendent request to the user entity/corporate or the bank where I have authorised the debit.

CREATE MODIFY CANCEL

I/We hereby authorize PPFAS Mutual Fund

Bank a/c number

with Bank Name of customers bank

an amount of Rupees

IFSC

Reference 1

Reference 2

FREQUENCY Monthly Quarterly Half Yearly Yearly As & when presented Fixed Amount Maximum Amount DEBIT TYPE

Tick ( ) Sponsor Bank Code Utility Code

Mobile No.

Email ID

MICR or

One Time Mandate Instruction Form (OTM/NACH Form)

to debit (tick )*

F O R O F F I C E U S E O N L Y

PAN No.

Folio No.

HDFC0999999 HDFC00070000003309

* Mandatory Fields

SIP Registration/Renewal Form (for OTM registered investors only)Please tick a as applicable:

OTM Debit Mandate is already registered in the folio. [No need to submit again].

OTM Debit Mandate is attached and to be registered in the folio. SIP Auto debit will start after mandate registration (usually within Thirty days depending on OTM or NACH modalities).The total of all installments in a day should be less than or equal to the amount as mentioned in One Time Mandate already registered or submitted, if not registered.

Investors must read the SID / SAI and Key Information Memorandum and the instructions before completing this Form. The Application Form should be completed in English and in BLOCK LETTERS only. Note: No need to attach One Time Mandate again, if already registered/submitted earlier.

FOR OFFICE USE ONLY (TIME STAMP)Distributor Name/ARN No. Sub-broker Name/ Code EUIN No.

Direct Plan Regular Plan (Refer Instruction Q and please tick (ü) any one)

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction.

Transaction charges for applications through Distributors I confirm that I am a first time investor (`150 deductible as transaction charge & payable to distributor) I confirm that I am a existing investor (`100 deductible as transaction charge & payable to distributor)

First Holder Second Holder Third Holder

Upfront commission shall be paid directly by the investor to the ARN Holder (AMFI registered Distributor) based on the investors’ assessment of various factors including the service rendered by the ARN Holder.

1. EXISTING INVESTOR DETAILS (If you have existing folio)

Folio No. The details in our records under the folio number mentioned alongside will apply for this application.

NAME OF SOLE/FIRST APPLICANT Mr. Ms. M/s.

SIP DETAILS Parag Parikh Long Term Value Fund - Growth

Monthly SIP (Default Option, Minimum: 1,000, 6 months)`

Standard From

Perio

d

SIP Amount

1,000

50,000

5,000

100,000 500,000

Any Other Amount

10,000Quarterly SIP (Minimum: 3,000, 4 quarters)`

Dates

Default From

To

To 1 2 2 0 9 9

1st 10th (Default)5th

15th 20th 25th

UNIT HOLDING OPTION DEMAT MODE* PHYSICAL MODE (Default) (refer instruction 10)

*Demat Account details are mandatory if the investor wishes to hold the units in Demat Mode

NSDL

CDSL

I/We hereby confirm and declare as under:-I/We have read, understood and agree to comply with the terms and conditions of OTM Facility, Scheme related document of the Scheme and the terns & conditions of enrolment for SystematicInvestment plan (SIP). The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him/them for the different competing Schemes ofvarious mutual fund from amongst which the Scheme is being recommended to me/us.

ACKNOWLEDGEMENT SLIP (To be filled in by the Applicant)

PPFAS MUTUAL FUNDHead office : Great Western Building, 130/132, S B S Marg, Opp. Lion Gate, Fort, Mumbai 400 001.Date:

Folio No. Received from:

OTM DEBIT MANADATE FORM SIP FORM

ISC Stamp & Signature

*Investors opting to hold units in demat form, must provide a copy of the DP statement in order to enable us to match the demat details as stated in the Application Form.

M M Y Y Y Y

M M Y Y Y Y

M M Y Y Y Y

Sole/First Unit Holder’s Signature Second Unit Holder ’s Signature Third Unit Holder ’s Signature

SB CA CC SB-NRE SB-NR0 Other

DP Name

DP Name

DP ID I N

DP ID

Beneficiary Account No.

Beneficiary Account No.

First SIP Cheque Date Cheque No.D D M M Y Y Y Y

First SIP Cheque Date Cheque No.

Amount:

Declaration: I/We hereby declare that the particulars provided in this mandate are correct and complete and hereby agree to participate in the OTM/NACH/Direct Debit/Standing Instructions (SI) and make

payments through the NACH platform according to the terms and conditions thereof. I/We further hereby agree and acknowledge that I/we will not hold the AMC and/or responsible for any delay and/or

failure in debiting my bank account for reasons not attributable to the negligence and/or misconduct on the part of the AMC I/We hereby declare and confirm that, irrespective of my/our registration of the

above mobile number in the 'DO NOT DISTURB (DND)', 'or in any similar register maintained under applicable laws, now or subsequent to the date hereof, I/We hereby consent to the Bank PPFAS AMC

communicating with me/us in any manner whatsoever on the said mobile number with respect to the transactions carried out in my/our aforementioned bank account(s). I/We hereby agree to abide by

the terms and conditions that may be intimated to me/us by the PPFAS AMC/Bank with respect to the OTM/NACH/Direct Debit/SI from time to time.

Authorisation to Bank: This is to inform that I/We have registered for OTM / NACH (Debit Clearing) / Direct Debit / SI facility and that the payment towards my/our investments in the Schemes of PPFAS

Mutual Fund shall be made from my/our above mentioned bank account with your Bank. I/We hereby authorize the representatives of PPFAS Asset Management Company Limited, Investment Manager to

PPFAS Mutual Fund carrying this mandate form to get it verified and executed. I/We authorize the Bank to debit my/our above-mentioned bank account for any charges towards mandate verification,

registration, transactions, returns, etc, as applicable for my/our participation in NACH/OTM/Direct Debit/SI.

INSTRUCTIONS TO FILL ONE TIME MANDATE (OTM)

1. Investors who have already submitted a One Time Mandate (OTM) form or

already registered for OTM facility should not submit OTM form again as OTM

registration is a one-time process only for each bank account. However, if such

investors wish to add a new bank account towards OTM facility may fill the form.

6. Date and the validity of the mandate should be mentioned in DD/MM/YYYY

format.

2. Investors, who have not registered for OTM facility, may fill the OTM form and

submit duly signed with their name mentioned.

3. Mobile Number and Email Id: Unit holder(s) should mandatorily provide their

mobile number and email id on the mandate form. Where the mobile number and

email id mentioned on the mandate form differs from the ones as already existing

in the folio, the details provided on the mandate will be updated in the folio. All

future communication whatsoever would be, thereafter, sent to the updated

mobile number and email id.

4. Unit holder(s) need to provide along with the mandate form an original cancelled

cheque (or a copy) with name and account number pre-printed of the bank

account to be registered or bank account verification letter for registration of the

mandate failing which registration may not be accepted. The Unit holder(s)

cheque/ bank account details are subject to third party verification.

5. Investors are deemed to have read and understood the terms and conditions of

OTM Facility, SIP registration through OTM facility, the Scheme Information

Document, Statement of Additional Information, Key Information Memorandum,

Instructions and Addenda issued from time to time of the respective Scheme(s)

of PPFAS Mutual Fund.

7. Utility Code of the Service Provider will be mentioned by PPFAS Mutual Fund

8. Tick on the respective option to select your choice of action and instruction.

9. The numeric data like Bank account number, Investors account number shouldbe left padded with zeroes.

10. Please mention the Name of Bank and Branch, IFSC / MICR Code also provide an

Original Cancelled copy of the cheque of the same bank account registered in

One Time Mandate.

11. The amount in figures should be same as the amount

mentioned in words, in case of ambiguity the mandate will be rejected.

12. For the convenience of the investors the frequency of the mandate will be ”As andWhen Presented”

13. Please affix the Names of customer/s and signature/s as well as seal of Company

(where required) and sign the undertaking.

SIP TERMS & CONDITIONS

Ÿ If the fund fails to get the proceeds from three installments out of a series of installments Ÿ In case MICR code is unavailable, please mentioned the IFSC while submitting the OTM submitted at the time of initiating a SIP, the SIP is deemed as discontinued. /NACH mandate.

ŸMinimum six installments are required for SIP extension / renewal. ŸThe investor agrees to abide by the terms and conditions of OTM/NACH facility of the Reserve Bank of India (RBI) as applicable at the time of investment and as may be modified ŸThere should be a gap of one month between the first and subsequent installments.from time to time.

Ÿ In accordance with SEBI letter no MRD/DoP/PAN/PM/166999/2009 dated 19 June 2009 ŸThe investor undertakes to keep sufficient funds in the account till the date of execution of issued to Association of Mutual Funds in India (AMFI) and subsequent guidelines issued by the debit. The investor hereby declares that the particulars given overleaf are correct and AMFI vide its circular no 35P/MEM-COR/4/09-10 dated 14 July 2009 in this regard, only those complete. If the date of debit to the investors account happens to be a non Business day as SIPs up to Rs 50,000/- per year per investor ie aggregate of investments in a rolling 12-per the fund, execution of the debit will not happen on the day of the holiday and allotment months period or in a financial year ie April to March would be classified as 'Micro SIP'of Units will happen as per the terms and conditions listed in the concerned Scheme

Ÿ Investments in Mutual Funds (including SIP investments where the aggregate of SIP Information Document (SID). The Fund, its Registrars, Auto Debit Banks and other service installments in a rolling 12 months period or in a financial year i.e April to March) of upto Rs. providers shall not be liable for, nor be in default by reason of, any failure or delay in 50,000/- per investor per year shall be exempt from the requirement of PAN. They can completion of its obligation under this agreement, where such failure or delay is caused , in submit any of the following Photo identification documents in lieu of PAN. whole or in part, by any acts of God, civil war, civil commotion, riots, strike, mutiny, revolution,

(a) Voter Identity Card fire, flood, fog, war, change of government policies, unavailability of banks computer system , force majeure events or any other cause of peril which is beyond their reasonable (b) Driving Licensecontrol and which has the effect of preventing the performance of contract by them.(c) Government / Defense identification cardŸ Investors will not hold PPFAS Mutual Fund, its registrars, banks and other service (d) Passportproviders responsible if the transaction is delayed or not effected or the investor's bank

(e) Photo Ration Card account is debited in advance or after the specific SIP date for any other reason.(f) Photo Debit Card (Credit card not included because it may not be backed up by a bank

Ÿ Incorrect, incomplete or ambiguous forms will not be accepted.account).ŸTo avail of SIP in separate schemes/options via Direct Debit/OTM/NACH facility, an (g) Employee ID cards issued by companies registered with Registrar of Companies investor will have to fill a separate form for each scheme/ options. A single form cannot be (database available in the following link of Ministry of Company affairs used for different schemes simultaneously.http://www.mca.gov.in/DCAPortalWeb/dca/MyMCALogin.do?method=set Default

Property & mode=31) Ÿ In case the SIP end date is not mentioned while submitting the application, the SIP mandate will be construed to be perpetual, till instruction to the contrary is received from the (h) Photo Identification issued by Bank Managers of Scheduled Commercial Banks / investorGazetted Officer / Elected Representatives to the Legislative Assembly / Parliament

(i) ID card issued to employees of Scheduled Commercial / State / District Co-operative ŸFor modification/change in SIP amount, New SIP Auto debit mandate form with revised Banks. SIP amount alongwith letter to discontinue the existing SIP amount to be submitted 30

business days prior to the Installment date.(j) Senior Citizen / Freedom Fighter ID card issued by Government.Ÿ If an investor gives a request for change in bank mandate of the same amount as that of (k) Cards issued by Universities / deemed Universities or institutes under statutes like ICAI, the existing SIP amount in the same folio, the existing SIP will be discontinued and only the ICWA, ICSI.new SIP containing new bank details will be considered. But if an investor gives a request for (l) Permanent Retirement Account No (PRAN) card isssued to New Pension System (NPS) change in bank mandate with different SIP amount both the new SIP as well as the existing subscribers by CRA (NSDL).SIP would continue.

(m) Any other photo ID card issued by Central Government / State Governments/ Ÿ In case of an investor who was a minor, the minor on attaining majority has to submit all Municipal authorities / Government organizations like ESIC / EPFO.the necessary documents and complete all the formalities as mentioned in the SID to start or

ŸSIP Frequency renew a SIP/SWP.Incase SIP day falls on non-business day, the SIP transaction shall be processed on the ŸThe allotment of units in case of SIP in Parag Parikh Long Term Value Fund will be based next business day. on realization and utilization of funds only.

Ÿ Incase of SIP transactions, the AMC shall terminate the transactions in the below Ÿ In case an investor gives full/partial redemption request in a folio where there is an on mentioned cases going SIP, then redemption will be processed only for the units towards which the amount

1. Three continuous failures on account of insufficient funds / payment stopped by has been realized.investor.2. Account closed or transferred by the investor.

3. Investors account description does not tally with the description maintained by R&TA/ Mutual Fund.

4. In case of specific court order.

ŸAs per the revised guidelines on KYC procedures, investors investing in Micro SIP would have to undergo detailed KYC procedure as mentioned in Statement of Additional Information (SAI) including IPV.

Ÿ In case the application for subscription does not comply with the above provisions, The AMC/ Trustees retain the sole and absolute discretion to reject/ not process such application and refund the subscription money and as such not be liable for any such rejection.

ŸComplete Common Application form and SIP OTM/NACH Mandate Form along with the first cheque should be submitted to the AMC / CAMS Collection Centers.

ŸNew investors should mandatorily give a cheque for the first Installment. The first cheque should be drawn on the same bank account which is to be registered for OTM/NACH (Debit Clearing). Alternatively, the cheque may be drawn on any bank, for which investor should provide a cancelled cheque of the bank/ branch for which OTM/NACH is to be registered.

ŸAll SIP instalments should be of equal amount.

ŸSIP mandate (with or without the accompanying OTM / NACH Mandate) will be registered by the concerned bank within a period of 30 days. The auto-debit will commence on the first eligible date following such registration. The AMC reserves the right to modify the SIP period depending on the one month period for registration to ensure minimum number of installments as mentioned in Scheme Information Document (SID).

ŸRequest for cancellation should be submitted 30 business days prior to the next SIP date.

ŸRequest for change in bank mandate to be submitted atleast 30 business days before the due date of next SIP installment.

ŸThe bank account provided for OTM/NACH (Debit) should participate in local MICR Clearing.

Call us on91 22 6140 6537

Email us [email protected]

Visit our Websitewww.amc.ppfas.com

Instructions to fill SIP Mandate

1. The investor agrees to abide by the terms and conditions of NACH facility of NPCI, PPFAS the Distributor. The balance amount shall be invested. Transaction charges in case of Mutual Fund, its registrars and other service providers shall not be held responsible or will investments through SIP: Transaction Charges in case of investments through SIP are not be liable for any damages and will not compensate for any loss, damage etc. incurred to deductible only if the total commitment of investment (i.e. amount per SIP installment x No. of the investor. The investor assumes the entire risk of using this facility and takes full installments) amounts to Rs. 10,000 or more. In such cases, Transaction Charges shall be responsibility. Investor will not hold PPFAS Mutual Fund, its registrars and other service deducted in 3-4 installments. Transaction Charges shall not be deducted: providers responsible if the transaction is delayed or not effected or the investor bank a. where the Distributor of the investor has not opted to receive any Transaction Chargesaccount is debited in advance or after the specific SIP date due to various clearing cycles of b. for purchases / subscriptions / total commitment amount in case of SIP of an amount Auto Debit /OTM NACH/ local holidays. less than Rs. 10,000/-;

Ÿ 9. Employee Unique Identification Number (EUIN): Further, SEBI has made it compulsory 2. PPFAS Mutual Fund does not accept applications for subscriptions accompanied with for every employee/ relationship manager/ sales person of the distributor of mutual fund third party payment instruments except in exceptional situations. products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN Third Party Payment is defined as: would assist in addressing any instance of mis-selling even if the employee/relationship

manager/sales person later leaves the employment of the distributor. Hence, if your a. Payment made through an instrument issued from an account other than that of the investments are routed through a distributor please ensure that the EUIN is correctly filled up beneficiary investor.in the Application Form.b. In case of payments from a joint bank account, the 1st holder of the mutual fund folio However, if the transaction is executed without any interaction or advice of the employee/ has to be one of the joint holders of the Bank Account from which payment is made.relationship manager / sales person of the distributor the EUIN box may be left blank. In this c. Investments from the investor’s account with a different bank i.e., the pay-in & payout case you are required to provide a duly signed declaration to this effect in the form.banks are different, if the pay-in bank mandate could not be established to be that of the Overseas Distributors: Overseas Distributors are exempt from obtaining NISM certification investor, it will also be treated as third party investment. and AMFI registration as per AMFI circular No. CIR/ ARN-14/12-13 dated July 13, 2012 and the EUIN requirement as per AMFI Circular No.135/BP/33/2012-13 dated December 31, 2012.

The exceptional situations where the same will not be applicable are as follows: However, such Overseas Distributors are required to comply with the guidelines/ a. Payment by Parents/Grandparents/related persons on behalf of a minor in requirements as may be issued by AMFI /SEBI from time to time and also comply with the consideration of natural love and affection or as gift for a value not exceeding Rs. laws, rules and regulations of jurisdictions where they carry out their operations in the 50,000/- (each regular purchase or per SIP installment); capacity of distributors

b. Payment by employer on behalf of employee under Systematic Investment Plan (SIP) 10. An investor can opt for Monthly or Quarterly frequency. An investor shall have the option facility through payroll deductions; of choosing for 1 or more than 1 SIP in the same scheme and in the same month.

3. Minimum application amount for Monthly SIP Option –12 installments of Rs. 1000/- each 11. In case there are three consecutive SIP transaction reversals, the subsequent SIP or 4 installments of Rs. 3,000/- each and in multiples of Re. 1 thereafter. installments will be automatically ceased.

4. The provisions mentioned in the respective SID regarding Applicable NAV, Risk Factors, 12. “Untill Cancelled” will be the default option in a case end date for enrolment period is not Load etc. shall be applicable. provided.

5. Investors are required to provide an original cancelled cheque (or a copy) with name and account number pre-printed of the bank account to be registered or bank account In case an investor, who has opted for Untill Cancelled, subsequently intends to discontinue verification letter for registration of the mandate failing which registration may not be the same, a written communication thereof will be required to be furnished. In case the SIP accepted. The Unit holder(s) cheque/ bank account details are subject to third party end date is not mentioned while submitting the application, the SIP mandate will be verification. In case the investor is not able to submit the Original cancelled cheque or do not construed to be Untill Cancelled, till instruction to the contrary is received from the investor.have the name of the investor on the face of the cheque. Then submit any one of the 13. Procedure for Cancellation of Existing SIP: Investor needs to submit a letter from the following: investor OR the prescribed SIP Discontinuity form, duly completed and signed by all the unit

i. Copy of the bank passbook attested by bank / Original bank statement with name, holders. This request should be received to us at least 15 days prior to the next due date of address and bank account number of the investor. SIP.ii. A letter from the bank on its letter head certifying that the investor maintains an account 14. PPFAS Mutual Fund reserves the right to reject any application without assigning any with the bank, along with the information like the bank account number, bank branch, reason thereof. PPFAS Mutual Fund in consultation with Trustees reserves the right to account type, the MICR code of the branch and the IFSC code. withdraw these offerings, modify the procedure, frequency, dates, load structure in

6. Allotment of units would be subject to realisation of credit. accordance with the SEBI Regulations and any such change will be applicable only to units transacted pursuant to such change on a prospective basis.7. PPFAS Mutual Fund reserves the right to use Electronic Mail (email) as a default mode to

send various communication which include account statements for transactions done by the investor(s). On acceptance of the application for subscription, an allotment confirmation specifying the number of units allotted by way of email and/or SMS within 5 Business Days from the date of closure of initial subscription and/or date of receipt of transaction request will be sent to the Unit holders registered e-mail address and/or mobile number. A consolidated account statement (CAS) for each calendar month to the investor(s) in whose folio(s) transaction(s) across all mutual funds has/have taken place during the month on or before 10th of the succeeding month shall be sent by email (wherever investor has provided email id) or physical account statement where investor has not provided email id.8. Transaction Charge: In accordance with SEBI circular No. Cir/ IMD/ DF/13/ 2011 dated August 22, 2011, PPFAS Mutual Fund will deduct Transaction Charges from the purchase/ subscription amount received from the investors investing through a valid ARN Holder i.e. AMFI registered Distributor (provided the Distributor has opted to receive the Transaction Charges). Transaction Charge of Rs. 150 (for a first time investor across mutual funds) or Rs. 100 (for investor other than first time mutual fund investor) per purchase / subscription of Rs. 10,000 and above are deductible from the purchase / subscription amount and payable to

Call us on91 22 6140 6537

Email us [email protected]

Visit our Websitewww.amc.ppfas.com

A – ADDITION OF BANK ACCOUNTS

B – DEFAULT BANK ACCOUNT

Folio No.

Name PAN

For Existing Investors

1st Applicant

PPFAS Mutual Fund

Bank Accounts Registration FormMultiple Banks/Bank Change/Default Bank/Deletion

Please read the terms and conditions mentioned overleaf and attach necessary documents for registration of bank accounts. Form should be filled legibly in English and in CAPITALS. Srike of the section/s not used by you to avoid any unathorised use. Use separate forms for separate folios.

Please register my/our following bank accounts for all investments in my/our folio. I/we understand that I/we can choose to receive payment proceeds in any of these accounts, by making a specific request in my/our redemption request. I/We understand that the bank accounts listed below shall be taken up for registration in my/our folio in the order given below and the same shall be registered only if there is a scope to register additional bank accounts in the folio subject to a maximum of ten in the case of individuals and in the case of non individuals.

AC Type

Account No.

Bank Name

Branch Address

City

IFSC Code # MICR Code*

Pin Code

Branch

[Please tick (3)] SB Current NRO NRE FCNR Other

Document attached (Any one) Cancelled Cheque with name pre-printed Bank statement Pass book Bank Certificate

AC Type

Account No.

Bank Name

Branch Address

City


Pin Code

Branch



AC Type

Account No.

Bank Name

Branch Address

City


Pin Code

Branch



AC Type

Account No.

Bank Name

Branch Address

City


Pin Code

Branch

Bank Name Account No.



For each bank account, Investors should produce original for verification or submit originals of the documents mentioned below.

( * 9 digit code on your cheque next to the cheque number.)# 11 digit code printed on your cheque.

From among the bank accounts registered with you or mentioned above, please register the following bank account as a Default Bank Account into which future redemption and/or dividend proceeds, if any of the above mentioned folio will be paid:

Sole / First Applicant / Guardian Second Applicant Third Applicant

SIGNATURES (To be signed as per mode of holding. In case of non-Individual Unit holders, to be signed by AUTHORISED SIGNATORIES) (For Part A and B) (MANDATORY)

Ÿ If you are changing an existing bank account with a new one for redemption proceeds in future, please mention the new bank account in Part A as well as in Part B. If the new bank account is not mentioned in Part B, redemption proceeds will be sent to existing default bank account only. For each bank account mentioned in Part A, Investors should submit originals of any of the documents mentioned below. if copies are submitted, the same should be attested by the Bank or originals should be produced for verification.

Ÿ This facility allows a unit holder to register multiple bank account details for all investments held in the specified folio (existing or new). Individuals/HuF/Sole Proprietor can register upto 5 different bank accounts for a folio by using this form. Non-individuals can register upto 10 different bank accounts for a folio. For registering more than 5 accounts, please use extra copies of this form.

Ÿ Please enclose a cancelled cheque leaf for each of such banks accounts. This will help in verification of the account details and register them accurately. The application will be processed only for such accounts for which cancelled cheque leaf is provided. Accounts not matching with such cheque leaf thereof will not be registered.

Ÿ If the bank account number on the cheque leaf is handwritten or investor name is not printed on the face of the cheque, bank account statement or pass book giving the name, address and the account number should be enclosed. If photocopies are submitted, investors must produce original for verification.

Ÿ Bank account registration/deletion request will be accepted and processed only if all the details are correctly filled and the necessary documents are submitted. The request is liable to be rejected if any information is missing or incorrectly filled or if there is deficiency in the documents submitted.

Ÿ The first/sole unit holder in the folio should be one of the holders of the bank account being registered.

Ÿ The investors can change the default bank account by submitting this form. In case multiple bank accounts are opted for registration as default bank account, the mutual fund retains the right to register any one of them as the default bank account.

Ÿ A written confirmation of registration of the additional bank account details will be dispatched to you within 10 calendar days of receipt of such request.

Ÿ If any of the registered bank accounts are closed/ altered, please intimate the AMC in writing of such change with an instruction to delete/ alter it from of our records.

Ÿ The Bank Account chosen as the primary/default bank account will be used for all Redemption payouts. At anytime, investor can instruct the AMC to change the default bank account by choosing one of the additional accounts already registered with the AMC.

Ÿ In case redemption request accompanied with request for change of Bank mandate, the Asset Management Company will process the redemption but the release of redemption proceeds shall be deferred on account of additional verification, but will be within the regulatory limits as specified by Securities and Exchange Board of India time to time.

Ÿ If in a folio, purchase investments are vide SB or NRO bank account, the bank account types for redemption can be SB or NRO only. If the purchase investments are made vide NRE account(s), the bank accounts types for redemption can be NRE.

Ÿ The registered bank accounts will also be used to identify the pay-in proceeds. Hence, unit holder(s) are advised to register their various bank accounts in advance using this facility and ensure that payments for ongoing purchase transactions are from any of the registered bank accounts only, to avoid fraudulent transactions and potential rejections due to mismatch of pay-in bank details with the accounts registered in the folio.

C – BANK ACCOUNT DELETION REQUEST

Instructions and Terms & Conditions:





Deletion of a default bank account is not permitted unless the investor mentions another registered bank account as a default account in Part B of this Form.

I/We have read and understood the terms and conditions of bank accounts registration and agree to abide by the same. I/We understand that my/our request will be executed only if it is filled properly with all details mentioned properly and necessary documents are attached, as applicable, failing which the request will be rejected. I/We will not hold PPFAS Mutual Fund, the AMC and the registrar liable for any loss due to delayed execution or rejection of the request.

Folio No.

Name PAN


1st Applicant

Sole / First Applicant / Guardian Second Applicant Third Applicant

DECLARATION AND SIGNATURES (FOR PART C) (MANDATORY)

To be signed by all applicants/Unitholders if mode of holding is ‘Joint’.

PPFAS - 91 22 6140 6537

CAMS - 1800-200-2267Email us at


www.amc.ppfas.com

FOR OFFICE USE ONLY

1. BENEFICIAL INVESTOR INFORMATION (Refer Instruction No. 2)

3. THIRD PARTY PAYMENT DETAILS (Refer Instruction No. 4)

Mode of Payment [Please tick] Mandatory Enclosure(s)*

2. THIRD PARTY INFORMATION (Refer Instruction No. 3)

RELATIONSHIP OF THIRD PARTY WITH THE BENEFICIAL INVESTOR (Refer Instruction No 3) [Please tick] (Mandatory for any amount

[Please tick] (Mandatory for any amount (Refer instruction No. 6 & 8.

Proof Attached

Cheque In case the account number and account holder name of the third party is not pre-printed on the cheque then a copy of the bank passbook / statement of bank account or letter from the bank certifying that the third party maintains a bank account.

Certificate from the Issuing Banker stating the Bank Account Holder’s Name and Bank Account Number debited for issue of the instrument or Copy of the acknowledgement from the bank, wherein the instructions to debit carry the bank account details and name of the third party as an account holder are available or Copy of the passbook/bank statement evidencing the debit for issuance of the instrument.

Copy of the Instruction to the Bank stating the Bank Account Number which has been debited.

*PPFAS Mutual Fund / PPFAS Asset Management Private Limited (”PPFAS AMC”) reserves the right to seek information and/or obtain such other additional documents/ information from the Third Party for establishing the identity of the Third Party.

Relationship of Third Party with the Beneficial Investor

Parents

Grand Parents

Related Person

Please specify _________________________________________________________

I/We declare that the payment made on behalf of minor is in consideration of natural love and affection or as a gift.

I/We declare that the payment made on behalf of FII/Client and the source of this payment is from funds provided to us by FII/Client.

I/We declare that the payment made on behalf of employee(s) under Systematic Investment Plans or as lump sum / one-time subscription, through Payroll Deductions.

Minor Employee(s)

Employer

Pay OrderDemand DraftBanker’s Cheque

RTGSNEFTFund Transfer

* including demand draft charges, if any

Third Party Payment Declaration Form should be completed in English and in Block Letters only.(Please read the Third Party Payment rules and Instructions carefully before completing this Form)

PPFAS Mutual FundTHIRD PARTY PAYMENT DECLARATION FORM

Date of Receipt Folio No. Bank Transaction No.

Folio No.

Name

Name of the Third Party

Name of the Contact Person

Designation

Declaration Form No.


Beneficial Investor

Person Making the Payment

In case of Non-individual Third Party

For New Investors

Nationality PAN KRA

Email IDMobile No.

OVERSEAS ADDRESS (Mandatory in case of NRIs/FIIs/PIOs) (P. O. Box Address is not be sufficient)

CITY State Pin Code

Tel No. : STD Code Res. Office Fax

Mailing Address (P.O. box address is not sufficient)

CONTACT DETAILS OF FIRST / SOLE APPLICANT STD Code

Status of theBeneficial Investor

CustodiansSEBI Registration No. of CustodianRegistration Valid Till

FII Client

D D M M Y Y Y Y

Declaration byThird Party

Amount (in figures)*

Amount (in words)*

Cheque/DD/PO/UTR No.

Pay-in Bank Ac No.

Branch

Account Type

City

Name of the Bank

Cheque/DD/PO/RTGS Date

[Please tick] SB Current NRO NRE FCNR Other ______________________________ (please specify)

D D M M Y Y Y Y

4. DECLARATIONS & SIGNATURE/S [Refer Instruction 5)

THIRD PARTY DECLARATION

BENEFICIAL INVESTOR(S) DECLARATION

THIRD PARTY PAYMENT RULES

I/We confirm having read and understood the Third Party Payment rules, as given below and hereby agree to be bound by the same.

I/We declare that the information declared herein is true and correct, which PPFAS Mutual Fund is entitled to verify directly or indirectly. I agree to furnish such further information as PPFAS Mutual Fund may require from me/us. I/We agree that, if any such declarations made by me/us are found to be incorrect or incomplete, PPFAS Mutual Fund / PPFAS AMC is not bound to pay any interest or compensation of whatsoever nature on the said payment received from me/us and shall have absolute discretion to reject / not process the Application Form received from the Beneficial Investor(s) and refund the subscription monies.

I/We hereby declare that the amount invested in the Scheme is through legitimate sources only and does not involve and is not designed for the purpose of any contravention or evasion of any Act, Rules, Regulations, Notifications or Directions issued by any regulatory authority in India. I/We will assume personal liability for any claim, loss and/ or damage of whatsoever nature that PPFAS Mutual Fund / PPFAS AMC may suffer as a result of accepting the aforesaid payment from me/us towards processing of the transaction in favour of the beneficial investor(s) as detailed in the Application Form.

Applicable to NRIs only :

I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normal banking channels or from funds in my / our Non-Resident External / Ordinary Account /FCNR Account.

Please (ü) Yes NoIf yes, (ü) Repatriation basis

Non-repatriation basis

I/We certify that the information declared herein by the Third Party is true and correct. I/We acknowledge that PPFAS Mutual Fund reserves the right in its sole discretion to reject/ not process the Application Form and refund the payment received from the aforesaid Third Party and the declaration made by the Third Party will apply solely to my/our transaction as the beneficial investor(s) detailed in the Application Form. PPFAS Mutual Fund/ PPFAS AMC will not be liable for any damages or losses or any claims of whatsoever nature arising out of any delay or failure to process this transaction due to occurrences beyond the control of PPFAS Mutual Fund/ PPFAS AMC.

Applicable to Guardian receiving funds on behalf of Minor only :

I/We confirm that I/We are the guardian of the Minor registered in folio and have no objection to the funds received towards subscription of Units in this Scheme on behalf of the minor.

1. In order to enhance compliance with Know your Customer (KYC) norms under the Prevention of Money Laundering Act, 2002 (PMLA) and to mitigate the risks associated with acceptance of third party payments, Association of Mutual Funds of India (AMFI) issued best practice guidelines on "risk mitigation process against third party instruments and other payment modes for mutual fund subscriptions". AMFI has issued the said best practice guidelines requiring mutual funds/asset management companies to ensure that Third-Party payments are not used for mutual fund subscriptions

2a. The following words and expressions shall have the meaning specified herein:

(a) "Beneficial Investor" is the first named applicant/investor in whose name the application for subscription of Units is applied for with the Mutual Fund.

(b) "Third Party" means any person making payment towards subscription of Units in the name of the Beneficial Investor.

(c) "Third Party payment" is referred to as a payment made through instruments issued from a bank account other than that of the first named applicant/ investor mentioned in the application form.

Illustrations

Illustration 1: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in names of B, C & Y. This will be considered as Third Party payment.

Illustration 2: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in names of C, A & B. This will not be considered as Third Party payment.

Illustration 3: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in name of A. This will not be considered as Third Party payment.

2b. PPFAS Mutual Fund/ PPFAS Asset Management Private Limited ('PPFAS AMC') will not accept subscriptions with Third Party payments except in the following exceptional cases, which is subject to submission of requisite documentation/ declarations:

(i) Payment by Parents/Grand-Parents/Related Persons* on behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs 50,000/- for each regular Purchase or per SIP installment. However, this restriction of Rs. 50,000/- will not be applicable for payment made by a Guardian whose name is registered in the records of Mutual Fund in that folio (i.e. father, mother or court appointed Legal Guardian).

(ii) Payment by Employer on behalf of employee under Systematic Investment Plans or as lump sum/one-time subscription, through Payroll deductions.

(iii) Custodian on behalf of an FII or a Client.

*'Related Person' means any person investing on behalf of a minor in consideration of natural love and affection or as a gift.

2c. Applications submitted through the above mentioned 'exceptional cases' are required to comply with the following, without which applications for subscriptions for units will be rejected / not processed/ refunded.

(i) Mandatory KYC for all investors (guardian in case of minor) and the person making the payment i.e. third party.

(ii) Submission of a complete and valid 'Third Party Payment Declaration Form' from the investors (guardian in case of minor) and the person making the payment i.e. third party.

2d. Investor(s) are requested to note that any application for subscription of Units of the Scheme of PPFAS Mutual Fund accompanied with Third Party payment other than the above mentioned exceptional cases as described in Rule (2b) above is liable for rejection without any recourse to Third Party or the applicant investor(s).

The above mentioned Third Party Payment Rules are subject to change from time to time. Please contact any of the Investor Service Centres of PPFAS AMC or visit our for any information or updates on the same.http://amc.ppfas.com

Signature of the Third Party

D D M M Y Y Y Y

D D M M Y Y Y Y

Sole/1st Applicant/Guardian Authorised Signatory

2nd Applicant/Guardian Authorised Signatory

3rd Applicant/Guardian Authorised Signatory

SIGNATURES AS PER BANK RECORDS (MANDATORY)

PPFAS - 91 22 6140 6537

CAMS - 1800-200-2267Email us at


www.amc.ppfas.com

1. GENERAL INSTRUCTIONS

Please read the terms of the Key Information Memorandum, the Scheme Information Document (SID) and Statement of Additional Information (SAI) carefully before filling the Third Party Payment Declaration Form (hereinafter referred to as 'Declaration Form').

The Declaration Form should be completed in ENGLISH and in BLOCK LETTERS only. Please tick in the appropriate box for relevant declarations wherever applicable. Please do not overwrite. Any correction / changes (if any) made in the Declaration Form, shall be authenticated by canceling and re-writing the correct details and counter signature of the Third Party and the Beneficial Investor(s).

Applications along with the Declaration Form completed in all respects, must be submitted at the Official Points of Acceptance / Investor Service Centres (ISCs) of PPFAS Mutual Fund.

In case the Declaration Form does not comply with the above requirements, PPFAS Mutual Fund /PPFAS Asset Management Private Limited (PPFAS AMC) retains the sole and absolute discretion to reject / not process such Declaration Form and refund the subscription money and shall not be liable for any such rejection.

2. BENEFICIAL INVESTOR INFORMATION

The Third Party should provide the Folio Number of the Beneficial Investor already having an account in any of the PPFAS Mutual Fund Scheme in Section 1. In case the Beneficial Investor does not have a Folio Number, the Third Party should mention the Application Number as stated in the Application Form. Name must be written in full.

3. THIRD PARTY INFORMATION

"Third Party" includes the Parent, Grand Parent, Related Person, Custodian of FII/Client, or Employer, making payment towards subscription of Units in the name of the Beneficial Investor(s).

Full Name and relationship of Third Party with the Beneficial Investor must be provided.

The Relationship declared by the Third Party will suggest that the payment made on behalf of Beneficial Investor(s) is:

a. On behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs. 50,000/- (which includes each regular purchase or per SIP installment) made by Parents/Grand Parents/ Related Persons. However this restriction of Rs. 50,000/- will not be applicable for payment made by a guardian whose name is registered in the records of Mutual Fund in that folio (i.e. father or mother or court appointed legal guardian).

b. On behalf of employee; under Systematic Investment Plans or as lump sum/one-time subscription, through Payroll deductions made by employer; or

c. On behalf of an FII or a Client made by the Custodian.

Mailing address and contact details of Third Party must be written in full.

4. THIRD PARTY PAYMENT DETAILS

Third Party must provide in the Declaration Form the details of the Pay-in Bank Account i.e. account from which subscription payment is made in the name of the Beneficial Investor(s).

The Declaration Form with incomplete payment details shall be rejected. The following document(s) is/are required to be submitted by Third Party as per the mode of payment selected:

(i) Source of funds - if paid by cheque

In case the account number and account holder name of the third party is not pre-printed on the cheque, then the third party should provide any one of the following documents:

1. a copy# of the bank passbook or a statement of bank account having the name and address of the account holder and account number;

2. a letter (in original) from the bank on its letterhead certifying that the third party maintains an account with the bank, along with information like bank account number, bank branch, account type, the MICR code of the branch & IFSC Code (where available). The said letter should be certified by the bank manager with his/ her full signature, name, employee code, bank seal and contact number.

# the original documents along with the documents mentioned above should be submitted to the ISCs / Official Points of Acceptance of PPFAS Mutual Fund. The copy of such documents will be verified with the original documents to the satisfaction of the PPFAS AMC/ PPFAS Mutual Fund / Registrar and Transfer Agent. The original documents will be returned across the counter after due verification.

(ii) Source of funds - if funded by pre-funded investments such as Pay Order, Demand Draft, Banker's cheque etc.

The Third Party should attach any one of the following supporting documents with the purchase application where subscription for units is vide a pre - funded instrument issued by way of debit to his / her bank account: (i) a Certificate (in original) from the issuing banker duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number, stating the Account holder's name, the Bank Account Number which has been debited for issue of the instrument and PAN as

INSTRUCTIONS FOR THIRD PARTY PAYMENT DECLARATION FORM

per bank records, if available (ii) a copy of the acknowledgement from the bank, wherein the instructions to debit carry the bank account details and name of the third party as an account holder are available (iii) a copy of the passbook/bank statement evidencing the debit for issuance of the instrument.

The account number mentioned in the above supporting documents should be the same as the bank details mentioned in the application form.

(iii) Source of funds - if paid by RTGS, Bank Account-to-Account Transfer, NEFT, ECS, etc.

Acknowledged copy of the instruction to the bank stating the account number debited.

(iv) Source of funds - if paid by a pre-funded instrument issued by the Bank against Cash

The AMC/Mutual Fund /R&TA will not accept any purchase applications from third party if accompanied by a pre-funded instrument issued by a bank (such as Pay Order, Demand Draft, Banker's cheque) against cash for investments of Rs. 50,000 or more. The third party should submit a Certificate (in original) obtained from the bank giving name, bank account number and PAN as per the bank records (if available) of the person who has requested for the payment instrument. The said Certificate should be duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number. The AMC / Mutual Fund / R&TA will check that the name mentioned in the Certificate matches with the name of the third party.

The account number mentioned in the Certificate should be the same as / one of the registered bank account or the bank details mentioned in the application form.

5. SIGNATURE(S)

Signature(s) should be in English or in any Indian Language. Declarations on behalf of minors should be signed by their Guardian.

6. PERMANENT ACCOUNT NUMBER

It is mandatory for the Third Party to mention the permanent account number (PAN) irrespective of the amount of Purchase*. In order to verify that the PAN of Third Party has been duly and correctly quoted therein, the Third Party shall attach along with the Declaration Form, a photocopy of the PAN card duly self-certified along with the original PAN card The original PAN Card will be returned immediately across the counter after verification.

*includes fresh/additional purchase, Systematic Investment Plan.

Declaration Forms not complying with the above requirement will not be accepted/ processed.

For further details, please refer Section 'Permanent Account Number' under the Statement of Additional Information available on our website

7. PREVENTION OF MONEY LAUNDERING

SEBI, vide its circular Reference No.ISD/CIR/RR/AML/1/06 dated January 18, 2006 mandated that all intermediaries including Mutual Funds should formulate and implement a proper policy framework as per the guidelines on anti money laundering measures and also to adopt a Know Your Customer (KYC) policy.

The Third Party should ensure that the amount invested in the Scheme is through legitimate sources only and does not involve and is not designated for the purpose of any contravention or evasion of the provisions of the Income Tax Act, Prevention of Money Laundering Act (PMLA), Prevention of Corruption Act and / or any other applicable law in force and also any laws enacted by the Government of India from to time or any rules, regulations, notifications or directions issued thereunder.

To ensure appropriate identification of the Third Party and with a view to monitor transactions for the prevention of money laundering, PPFAS AMC/ PPFAS Mutual Fund reserves the right to seek information, record investor's/ Third party's telephonic calls and/or obtain and retain documentation for establishing the identity of the third party, proof of residence, source of funds, etc. It may re-verify identity and obtain any incomplete or additional information for this purpose,

PPFAS Mutual Fund, PPFAS AMC, PPFAS Trustee Private limited ('PPFAS Trustee') and their Directors, employees and agents shall not be liable in any manner for any claims arising whatsoever on account of freezing the folios/ rejection of any application / allotment of Units or mandatory redemption of Units due to non compliance with the provisions of the PMLA, SEBI/ AMFI circular(s) and KYC policy and / or where the AMC believes that transaction is suspicious in nature within the purview of the Act and SEBI/ AMFI circular(s) and reporting the same to FIU-IND.

For further details, please refer Section 'Prevention of Money laundering' under the Statement of Additional Information available on our website

8. KNOW YOUR CUSTOMER (KYC) COMPLIANCE

It is mandatory for the Third Party to quote the KYC Compliance Status and attach proof of KYC Compliance viz. KYC Acknowledgement Letter (or Printout of KYC Compliance Status downloaded from CVL website (www.cvlindia.com) using the PAN. Declaration Form without a valid KYC Compliance of Third Party will be rejected.

In the event of non-compliance of KYC requirements, PPFAS Trustee/ PPFAS AMC reserves the right to freeze the folio of the investor(s) and effect mandatory redemption of unit holdings of the investors at the applicable NAV, subject to payment of exit load, if any.

For further details, please refer Section 'Know Your Customer (KYC) Compliance' under the Statement of Additional information available on our website

http://amc.ppfas.com.



Application No. :

Know Your Client (KYC)Application Form (For Individuals Only)

A. Identity Details (please see guidelines overleaf)

5. PAN Please enclose a duly attested copy of your PAN Card.

Unique Identification Number (UID)/Aadhaar, if any

2c. Date of Birth / /D D M M Y Y Y Y

1. Name of Applicant (As appearing in supporting identification document)

Name

Father's /Spouse's Name

PHOTOGRAPH

COLOUR

Please affix

a recent passport

size photograph and

sign across it

Please fill this form in ENGLISH and in BLOCK LETTERS.

6. Proof of Identity submitted for PAN exempt cases Please tick ( )

UID (Aadhaar) Passport Voter ID Driving License Others (please see guideline 'D' overleaf)Please specify

2a. Gender Please tick ( ) Male Female 2b. Marital Status Please tick ( ) Single Married

3. Nationality Please tick ( ) Indian Others Please specify

4. Status Please tick ( ) Resident Individual Non Resident Foreign National (Passport copy mandatory for NRIs and Foreign Nationals)

2. Contact Details

E-Mail Id.

Tel. (Off.) (ISD) (STD) Tel. (Res.) (ISD) (STD)

Mobile (ISD) (STD) Fax (ISD) (STD)

5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.

Passport Ration Card Registered Lease / Sale Agreement of Residence Driving License Voter Identity Card *Latest Bank Account Statement/Passbook

*Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others *Not more than 3 months old.Please specify

1. Address for Correspondence

3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.

Passport Ration Card Registered Lease / Sale Agreement of Residence Driving License Voter Identity Card *Latest Bank Account Statement/Passbook

*Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others *Not more than 3 months old.Please specify

4. Permanent Address of Resident Applicant if different from B1 above OR Overseas Address (Mandatory) for Non-Resident Applicant

State

Pin CodeCity / Town / Village

Country

B. Address Details (please see guidelines overleaf)

/ /D D M M Y Y Y Y

Seal/Stamp of the intermediary should containStaff Name

Emp.No./ARN. No

Name of the Organization

Signature

In Person Verification

AMC/Intermediary name OR code

(Originals Verified) Self Certified Document copies received

(Attested) True copies of documents received

FOR OFFICE USE ONLY IPV Done on

Seal/Stamp of the intermediary should containStaff Name

Emp.No./ARN. No

Name of the OrganizationSignature

Date

Documents Attestation

Vers

ion 2

.0-F

ebru

ary

2014

www.camskra.com

SIGNATURE OF APPLICANTDECLARATION

Place : Date :

I

DesignationDesignation

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. I hereby declare that I am not making this application for the purpose of contravention of any Act, Rules, Regulations or any statute of legisation or any notifications directions issued by any governmental or statutory authority from time to time.I hereby authorise sharing of the information furnished on this form with all SEBI registered KYC Registration Agencies/ SEBI Registered Intermediaries

Main Intermediary

City / Town / Village

Country

Pin Code

State

INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM

A. IMPORTANT POINTS:

1. Self attested copy of PAN card.

2. Copies of all documents that are submitted need to be

compulsorily self-attested by the applicant and accompanied

by originals for verification. In case the original of any document

is not produced for verification, then the copies should be

properly attested by entities authorized for attesting the

documents, as per the list mentioned under [E].

3. If any proof of identity or address is in a foreign language, then

translation into English is required.

4. Name & address of the applicant mentioned on the KYC form,

should match with the documentary proof submitted.

5. If correspondence & permanent addresses are different, then

proofs for both have to be submitted.

6. Sole proprietor must make the application in his individual

name & capacity.

7. For non-residents and foreign nationals,(allowed to trade

subject to RBI and FEMA guidelines), copy of

passport/PIOCard/OCICard and overseas address proof is

mandatory.

8. In case of Merchant Navy NRI’s, Mariner’s declaration or

certified copy of CDC (Continuous Discharge Certificate) is to

be submitted.

9. For opening an account with Depository participant or Mutual

Fund, for a minor, photocopy of the School Leaving Certificate/

Mark sheet issued by Higher Secondary Board/Passport of

Minor/ Birth Certificate must be provided.

B. Proof of Identity (POI): List of documents admissible as

Proof of Identity (*Documents having an expiry date

should be valid on the date of submission.):

1. PAN card with photograph. This is a mandatory requirement

for all applicants except those who are specifically exempt from

obtaining PAN (listed in Section D).

2. Unique Identification Number (UID) (Aadhaar)/Passport/Voter

ID card/Driving license.

3. Identity card/ document with applicant’s Photo, issued by any

of the following: Central/State Government and its

Departments, Statutory/Regulatory Authorities, Public Sector

Undertakings, Scheduled Commercial Banks, Public Financial

Institutions, Colleges affiliated to Universities, Professional

Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their

Members; and Credit cards/Debit cards issued by Banks.

C. Proof of Address (POA): List of documents admissible as

Proof of Address: (*Documents having an expiry date

should be valid on the date of submission.)

1. Passport/Voters Identity Card/Ration Card/Registered Lease

or Sale Agreement of Residence/Driving License/Flat

Maintenance bill/Insurance Copy.

2. Utility bills like Telephone Bill (only land line), Electricity bill or

Gas bill -Not more than 3 months old.

3 Bank Account Statement/Passbook -Not more than 3 months old.

4. Self-declaration by High Court and Supreme Court judges,giving the new address in respect of their own accounts.

5. Proof of address issued by any of the following: BankManagers of Scheduled Commercial Banks/ScheduledCo-operative Bank/Multinational Foreign Banks/GazettedOfficer/Notary public/Elected representatives to the LegislativeAssembly or Parliament/Documents issued by any Govt. orStatutory Authority.

6. Identity card/document with address, issued by any of thefollowing: Central/State Government and its Departments,Statutory/Regulatory Authorities, Public Sector Undertakings,Scheduled Commercial Banks, Public Financial Institutions,Colleges affiliated to Universities and Professional Bodies suchas ICAI, ICWAI,ICSI,Bar Council etc.,to their Members.

7. The proof of address in the name of the spouse may beaccepted.

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected.)

1. In case of transactions undertaken on behalf of CentralGovernment and/or State Government and by officialsappointed by Courts e.g. Official liquidator, Court receiver etc.

2. Investors residing in the state of Sikkim.

3. UN entities/multilateral agencies exempt from payingtaxes/filing tax returns in India.

4. Investments(including SIPs), in Mutual Fund schemes uptoRs.50000/ per investor per year per mutual fund.

E. List of people authorized to attest the documents after verification with the originals:

1. Notary Public, Gazetted Officer, Manager of a ScheduledCommercial/Co-operative Bank or Multinational Foreign Banks(Name, Designation & Seal should be affixed on the copy).

2. In case of NRIs, authorized officials of overseas branches ofScheduled Commercial Banks registered in India, NotaryPublic, Court Magistrate, Judge, Indian Embassy/ConsulateGeneral in the country where the client resides are permitted toattest the documents.

3. Government authorised officials who are empowered to issueApostille Certificates.

In case of Mutual Fund following persons can additionaly attest

1. KYD compliant mutual fund distributors.

2. Authorised officials of Asset Management Companies (AMC).

3. Authorised officials of Registrar & Transfer Agent (R&T) actingon behalf of the AMC.

F. List of people authorized to perform In Person Verification (IPV):

1. Manager of a Scheduled Commercial/Co-operative Bank orMultinational Foreign Banks (for investors investing directly).

2. In case of NRI applicants, a person permitted to attestdocuments in E(5) above, may also conduct the In PersonVerification and confirm the Same in the KYC Form.

In case of Mutual Fund following persons can additionaly attest

1. KYD compliant mutual fund distributors.

2. Authorised officials of Asset Management Companies (AMC).

3. Authorised officials of Registrar & Transfer Agent (R&T) actingon behalf of the AMC.

Please Print the KYC Application Form in A4 Size Paper Only.

( Professional Self Employed Retired Housewife Student)

A- Passport Number

B- Voter ID Card

C- PAN Card

D- Driving Licence

E- UID (Aadhaar)

F- NREGA Job Card

Z- Others (any document notified by the central government)

New Update

Name* (Same as ID proof)

Maiden Name (If any*)

Father / Spouse Name*

Mother Name*

Date of Birth*

Gender*

Marital Status*

Citizenship*

CENTRAL KYC REGISTRY | Know Your Customer (KYC) Application Form | Individual

1. PERSONAL DETAILS

2. TICK IF APPLICABLE

3. PROOF OF IDENTITY (PoI)*

4. PROOF OF ADDRESS (PoA)*

ADDITIONAL DETAILS REQUIRED*

ISO 3166 Country Code of Jurisdiction of Residence*

Tax Identification Number or equivalent (If issued by jurisdiction)*

Place / City of Birth*

RESIDENCE FOR TAX PURPOSES IN JURISDICTION(S) OUTSIDE INDIA

(To be filled by financial institution)

(Please refer instruction B at the end)

(Please refer instruction A at the end)

(Please refer instruction C at the end)

(Mandatory for KYC update request)

(Certified copy of any one of the following Proof of Identity[PoI] needs to be submitted)

(Please see instruction D at the end)

(Mandatory only if section 2 is ticked)

4.1 CURRENT / PERMANENT / OVERSEAS ADDRESS DETAILS

For office use only

Important Instructions:

A) Fields marked with ‘*’ are mandatory fields.

B) Please fill the form in English and in BLOCK letters.

C) Please fill the date in DD-MM-YYYY format.

D) Please read section wise detailed guidelines / instructions

at the end.

E) List of State / U.T code as per Indian Motor Vehicle Act, 1988 is available at the end.

F) List of two character ISO 3166 country codes is available at the end.

G) KYC number of applicant is mandatory for update application.

H) For particular section update, please tick ( ) in the box available before the

section number and strike off the sections not required to be updated.

Married

Resident Individual

Foreign National

Non Resident Indian

Unmarried

Account Type*

M- Male

Application Type*

KYC Number

F- Female T-Transgender

Signature / ThumbImpression

PHOTO

Prefix First Name Middle Name Last Name

S-Service

O-Others

B-Business

ISO 3166 Country Code of Birth*

Identification Number

Passport Expiry Date

Driving Licence Expiry Date

( Private Sector Public Sector Government Sector )

IN- Indian Others (ISO 3166 Country Code )

Others

Person of Indian Origin

(Certified copy of any one of the following Proof of Address [PoA] needs to be submitted)

D D

D D

M M

M M

Y Y Y Y

D D M M Y Y Y Y

Y Y Y Y

Occupation Type*

Residential Status*

S- Simplified Measures Account - Document Type code Identification Number

X- Not Categorised

Address Type*

Proof of Address*

Line 2

State / U.T Code*

Residential / Business

Passport Driving Licence UID (Aadhaar)

Pin / Post Code*

City / Town / Village*

ISO 3166 Country Code*

Voter Identity Card

Residential Registered Office

Address

Business

NREGA Job Card Others

Unspecified

District*

Line 1*

Line 3

Simplified Measures Account - Document Type code

Normal Simplified (for low risk customers) Small



(All communications will be sent on provided

7. FATCA/CRS INFORMATION (Tick if Applicable) Residence for Tax Purposes in Jurisdiction(s) Outside India (Please refer instruction B at the end)

Additional Details Required* (Mandatory only if above option (5) is ticked)

Country of Jurisdiction of Residence*

Country Code of Jurisdiction of Residence

Tax Identification Number or equivalent (If issued by jurisdiction)*

Place / City of Birth*

Address

Country of Birth* Country Code as per ISO 3166

as per ISO 3166

Line 1*

Line 2

Line 3

District* Zip / Post Code* State/UT* Country* Country Code as per ISO 3166

State/UT Code as per Indian Motor Vehicle Act, 1988

Addition of Related Person Deletion of Related Person

5. CONTACT DETAILS

(In case of additional related persons, ple6. DETAILS OF RELATED PERSON ase fill ‘Annexure B1’ ) (please refer instruction G at the end)

T

(If KYC number and name are provided, below details of section 6 are optional) el. (Off)

FAX

Tel. (Res)

Email ID

Mobile

KYC Number of Related Person (if available*)

Guardian of Minor Assignee Authorized RepresentativeRelated Person Type*

Name*

PROOF OF IDENTITY [PoI] OF RELATED PERSON* (Please see instruction (H) at the end)

4.3 ADDRESS IN THE JURISDICTION DETAILS WHERE APPLICANT IS RESIDENT OUTSIDE INDIA FOR TAX PURPOSES* (Applicable if section 2 is ticked)

State* ZIP / Post Code* ISO 3166 Country Code*

Same as Current / Permanent / Overseas Address details Same as Correspondence / Local Address details

A- Passport Number

B- Voter ID Card

C- PAN Card

D- Driving Licence

E- UID (Aadhaar)

F- NREGA Job Card

Z- Others (any document notified by the central government) Identification Number

Passport Expiry Date

Driving Licence Expiry Date

Prefix First Name Middle Name Last Name

4.2 CORRESPONDENCE / LOCAL ADDRESS DETAILS * (Please see instruction E at the end)

Same as Current / Permanent / Overseas Address details (In case of multiple correspondence / local addresses, please fill ‘Annexure A1’)

State / U.T Code* Pin / Post Code* ISO 3166 Country Code*District*

Line 2


Line 1*

Line 3

Line 2

Line 1*

Line 3

S- Simplified Measures Account - Document Type code Identification Number

9. APPLICANT DECLARATION

Date : Place :

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes

therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable

for it.

I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.

Signature / Thumb Impression of Applicant

8. REMARKS (If any)

[Signature / Thumb Impression]

D D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

CENTRAL KYC REGISTRY | Instructions / Check list / Guidelines for filling Individual KYC Application Form

General Instructions: 1 Fields marked with ‘*’ are mandatory fields.

2 Tick ‘ ’ wherever applicable. 3 Self-Certification of documents is mandatory. 4 Please fill the form in English and in BLOCK Letters. 5 Please fill all dates in DD-MM-YYYY format. 6 Wherever state code and country code is to be furnished, the same should be the two-digit code as per Indian Motor Vehicle, 1988 and ISO 3166 country code

respectively list of which is available at the end. 7 KYC number of applicant is mandatory for updation of KYC details. 8 For particular section update, please tick ( ) in the box available before the section number and strike off the sections not required to be updated. 9 In case of ‘Small Account type’ only personal details at section number 1 and 2, photograph, signature and self-certification required.

A Clarification / Guidelines on filling ‘Personal Details’ section 1 Name: Please state the name with Prefix (Mr/Mrs/Ms/Dr/etc.). The name should match the name as mentioned in the Proof of Identity submitted failing which the

application is liable to be rejected. 2 Either father’s name or spouse’s name is to be mandatorily furnished. In case PAN is not available father’s name is mandatory.

B Clarification / Guidelines on filling details if applicant residence for tax purposes in jurisdiction(s) outside India 1 Tax identification Number (TIN): TIN need not be reported if it has not been issued by the jurisdiction. However, if the said jurisdiction has issued a high integrity

number with an equivalent level of identification (a “Functional equivalent”), the same may be reported. Examples of that type of number for individual include, a social security/insurance number, citizen/personal identification/services code/number, and resident registration number)

C Clarification / Guidelines on filling ‘Proof of Identity [PoI]’ section 1 If driving license number or passport is provided as proof of identity then expiry date is to be mandatorily furnished.

2 Mention identification / reference number if ‘Z- Others (any document notified by the central government)’ is ticked. 3 In case of Simplified Measures Accounts for verifying the identity of the applicant, any one of the following documents can also be submitted and undernoted relevant

code may be mentioned in point 3 (S). Document Code Description

01 Identity card with applicant’s photograph issued by Central/ State Government Departments, Statutory/ Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, and Public Financial Institutions.

02 Letter issued by a gazetted officer, with a duly attested photograph of the person.

D Clarification / Guidelines on filling ‘Proof of Address [PoA] - Current / Permanent / Overseas Address details’ section 1 PoA to be submitted only if the submitted PoI does not have an address or address as per PoI is invalid or not in force.

2 State / U.T Code and Pin / Post Code will not be mandatory for Overseas addresses. 3 In case of Simplified Measures Accounts for verifying the address of the applicant, any one of the following documents can also be submitted and undernoted relevant

code may be mentioned in point 4.1. Document Code Description

01 Utility bill which is not more than two months old of any service provider (electricity, telephone, post-paid mobile phone, piped gas, water bill).

02 Property or Municipal Tax receipt. 03 Bank account or Post Office savings bank account statement. 04 Pension or family pension payment orders (PPOs) issued to retired employees by Government Departments or Public Sector Undertakings, if

they contain the address. 05 Letter of allotment of accommodation from employer issued by State or Central Government departments, statutory or regulatory bodies,

public sector undertakings, scheduled commercial banks, financial institutions and listed companies. Similarly, leave and license agreements with such employers allotting official accommodation.

06 Documents issued by Government departments of foreign jurisdictions and letter issued by Foreign Embassy or Mission in India.

E Clarification / Guidelines on filling ‘Proof of Address [PoA] - Correspondence / Local Address details’ section 1 To be filled only in case the PoA is not the local address or address where the customer is currently residing. No separate PoA is required to be submitted.

2 In case of multiple correspondence / local addresses, Please fill ‘Annexure A1’

F Clarification / Guidelines on filling ‘Contact details’ section 1 Please mention two- digit country code and 10 digit mobile number (e.g. for Indian mobile number mention 91-9999999999).

2 Do not add ‘0’ in the beginning of Mobile number.

G Clarification / Guidelines on filling ‘Related Person details’ section 1 Provide KYC number of related person if available.

H Clarification / Guidelines on filling ‘Related Person details – Proof of Identity [PoI] of Related Person’ section 1 Mention identification / reference number if ‘Z- Others (any document notified by the central government)’ is ticked.

10. ATTESTATION / FOR OFFICE USE ONLY

KYC VERIFICATION CARRIED OUT BY INSTITUTION DETAILS

Certified Copies

Date

Emp. Name

Emp. Code

Emp. Designation

Emp. Branch

Name

Code

[Employee Signature]

[Institution Stamp]

Received Documents

D D M M Y Y Y Y

List of two – digit state / U.T codes as per Indian Motor Vehicle Act, 1988

State / U.T Code

Andaman & Nicobar AN

Andhra Pradesh AP

Arunachal Pradesh AR

Assam

AS

Bihar

BR

Chandigarh

CH

Chattisgarh

CG

Dadra and Nagar Haveli

DN

Daman & Diu

DD

Delhi

DL

Goa

GA

Gujarat

GJ

Haryana

HR

State / U.T Code

Himachal Pradesh HP

Jammu & Kashmir JK

Jharkhand JH

Karnataka

KA

Kerala

KL

Lakshadweep

LD

Madhya Pradesh

MP

Maharashtra

MH

Manipur

MN

Meghalaya

ML

Mizoram

MZ

Nagaland

NL

Orissa

OR

State / U.T Code

Pondicherry PY

Punjab PB

Rajasthan RJ

Sikkim

SK

Tamil Nadu

TN

Telangana

TS

Tripura

TR

Uttar Pradesh

UP

Uttarakhand

UA

West Bengal

WB

Other

XX

List of ISO 3166 two-

digit Country Code

Country

Country Code

Country

Country Code

Country

Country Code

Country

Country Code

Afghanistan

AF

Dominican Republic

DO

Libya

LY

Saint Pierre and Miquelon

PM

Aland Islands

AX

Ecuador

EC

Liechtenstein

LI

Saint Vincent and the Grenadines

VC

Albania

AL

Egypt

EG

Lithuania

LT

Samoa

WS

Algeria

DZ

El Salvador

SV

Luxembourg

LU

San Marino

SM

American Samoa

AS

Equatorial Guinea

GQ

Macao

MO

Sao Tome and Principe

ST

Andorra

AD

Eritrea

ER

Macedonia, the former Yugoslav Republic of

MK

Saudi Arabia

SA

Angola

AO

Estonia

EE

Madagascar

MG

Senegal

SN

Anguilla

AI

Ethiopia

ET

Malawi

MW

Serbia

RS

Antarctica

AQ

Falkland Islands (Malvinas)

FK

Malaysia

MY

Seychelles

SC

Antigua and Barbuda

AG

Faroe Islands

FO

Maldives

MV

Sierra Leone

SL

Argentina

AR

Fiji

FJ

Mali

ML

Singapore

SG

Armenia

AM

Finland

FI

Malta

MT

Sint Maarten (Dutch part)

SX

Aruba

AW

France

FR

Marshall Islands

MH

Slovakia

SK

Australia

AU

French Guiana

GF

Martinique

MQ

Slovenia

SI

Austria

AT

French Polynesia

PF

Mauritania

MR

Solomon Islands

SB

Azerbaijan

AZ

French Southern Territories

TF

Mauritius

MU

Somalia

SO

Bahamas

BS

Gabon

GA

Mayotte

YT

South Africa

ZA

Bahrain

BH

Gambia

GM

Mexico

MX

South Georgia and the South Sandwich Islands

GS

Bangladesh

BD

Georgia

GE

Micronesia, Federated States of

FM

South Sudan

SS

Barbados

BB

Germany

DE

Moldova, Republic of

MD

Spain

ES

Belarus

BY

Ghana

GH

Monaco

MC

Sri Lanka

LK

Belgium

BE

Gibraltar

GI

Mongolia

MN

Sudan

SD

Belize

BZ

Greece

GR

Montenegro

ME

Suriname

SR

Benin

BJ

Greenland

GL

Montserrat

MS

Svalbard and Jan Mayen

SJ

Bermuda

BM

Grenada

GD

Morocco

MA

Swaziland

SZ

Bhutan

BT

Guadeloupe

GP

Mozambique

MZ

Sweden

SE

Bolivia, Plurinational State of

BO

Guam

GU

Myanmar

MM

Switzerland

CH

Bonaire, Sint Eustatius and Saba

BQ

Guatemala

GT

Namibia

NA

Syrian Arab Republic

SY

Bosnia and Herzegovina

BA

Guernsey

GG

Nauru

NR

Taiwan, Province of China

TW

Botswana

BW

Guinea

GN

Nepal

NP

Tajikistan

TJ

Bouvet Island

BV

Guinea-Bissau

GW

Netherlands

NL

Tanzania, United Republic of

TZ

Brazil

BR

Guyana

GY

New Caledonia

NC

Thailand

TH

British Indian Ocean Territory

IO

Haiti

HT

New Zealand

NZ

Timor-Leste

TL

Brunei Darussalam

BN

Heard Island and McDonald Islands

HM

Nicaragua

NI

Togo

TG

Bulgaria

BG

Holy See (Vatican City State)

VA

Niger

NE

Tokelau

TK

Burkina Faso

BF

Honduras

HN

Nigeria

NG

Tonga

TO

Burundi

BI

Hong Kong

HK

Niue

NU

Trinidad and Tobago

TT

Cabo

Verde

CV

Hungary

HU

Norfolk Island

NF

Tunisia

TN

Cambodia

KH

Iceland

IS

Northern Mariana Islands

MP

Turkey

TR

Cameroon

CM

India

IN

Norway

NO

Turkmenistan

TM

Canada

CA

Indonesia

ID

Oman

OM

Turks and Caicos Islands

TC

Cayman Islands

KY

Iran, Islamic Republic of

IR

Pakistan

PK

Tuvalu

TV

Central African Republic

CF

Iraq

IQ

Palau

PW

Uganda

UG

Chad

TD

Ireland

IE

Palestine, State of

PS

Ukraine

UA

Chile

CL

Isle of Man

IM

Panama

PA

United Arab Emirates

AE

China

CN

Israel

IL

Papua New Guinea

PG

United Kingdom

GB

Christmas Island

CX

Italy

IT

Paraguay

PY

United States

US

Cocos (Keeling) Islands

CC

Jamaica

JM

Peru

PE

United States Minor Outlying Islands

UM

Colombia

CO

Japan

JP

Philippines

PH

Uruguay

UY

Comoros

KM

Jersey

JE

Pitcairn

PN

Uzbekistan

UZ

Congo

CG

Jordan

JO

Poland

PL

Vanuatu

VU

Congo, the Democratic Republic of the

CD

Kazakhstan

KZ

Portugal

PT

Venezuela, Bolivarian Republic of

VE

Cook Islands

CK

Kenya

KE

Puerto Rico

PR

Viet Nam

VN

Costa Rica

CR

Kiribati

KI

Qatar

QA

Virgin Islands, British

VG

Cote d'Ivoire !Côte d'Ivoire

CI

Korea, Democratic People's Republic of

KP

Reunion !Réunion

RE

Virgin Islands, U.S.

VI

Croatia

HR

Korea, Republic of

KR

Romania

RO

Wallis and Futuna

WF

Cuba

CU

Kuwait

KW

Russian Federation

RU

Western Sahara

EH

Curacao !Curaçao

CW

Kyrgyzstan

KG

Rwanda

RW

Yemen

YE

Cyprus

CY

Lao People's Democratic Republic

LA

Saint Barthelemy !Saint Barthélemy

BL

Zambia

ZM

Czech Republic

CZ

Latvia

LV

Saint Helena, Ascension and Tristan da Cunha

SH

Zimbabwe

ZW

Denmark

DK

Lebanon

LB

Saint Kitts and Nevis

KN

Djibouti

DJ

Lesotho

LS

Saint Lucia

LC

Dominica

DM

Liberia

LR

Saint Martin (French part)

MF

PPFAS MUTUAL FUNDNOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION / SCHEME

INFORMATION DOCUMENT / KEY INFORMATION MEMORANDUM OF PPFAS MUTUAL FUND

This Addendum sets out the changes in the Statement of Additional Information / Scheme Information Document / Key Information Memorandum of PPFAS Mutual Fund.

The Board of Directors of PPFAS Trustee Company Private Limited, Trustee to PPFAS Mutual Fund has approved the following:

The Unit-holders of PPFAS Mutual Fund are hereby informed that Mr. Dhaval Desai is appointed as a Director of PPFAS Trustee Company Private Limited with effect from 1st May 2015. His details are as follows:-

Name of the Director

Age and Qualification

Brief Experience Details of Directorship / Designated Partnership Held

Dhaval Desai(Independent Director)

57 yrs.

Chartered Accountant

Since 1982 – till dateDhaval Desai & Co.Chartered Accountants Designation:- ProprietorHe manages day-to-day operations of the Firm.

Since 1988 – till dateClea Ventures LLP (formerly known as Clea Finance Private Limited)Designation:- Designated PartnerHe manages day-to-day operations of the LLP.

May 2006 - till date Concept Communication LimitedDesignation:- Whole Time DirectorHe manages business operations of the Company.

1. Mirage Advertising andMarketing Ltd.

2. Eleven Brand Works Ltd.3. Scarecrow Communications

Ltd.4. ITSA Brand Innovations

Ltd.5. Concept Communication

Ltd.6. Brand-Nomics Creative

Consultancy Pvt. Ltd.7. Akshara Advertising Limited8. Concept Productions Ltd.9. Concept Public Relations

India Limited [CN]10. Clea Ventures LLP

This Addendum is dated 30th April 2015.For PPFAS Asset Management Private Limited

Sd/-Director

Place : Mumbai

Name of Mutual Fund: PPFAS Mutual Fund

For more information please contact:PPFAS Asset Management Private Limited (Investment Manager for PPFAS Mutual Fund)

Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort, Mumbai - 400 001. INDIA. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: [email protected]. Website: www.amc.ppfas.com

MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATEDDOCUMENTS CAREFULLY

mailto:[email protected]

PPFAS MUTUAL FUNDNOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION/ SCHEME

INFORMATION DOCUMENT/ KEY INFORMATION MEMORANDUM OF PPFAS MUTUAL FUND

Addendum:

This Addendum sets out the changes in the Statement of Additional Information / Scheme Information Document/ Key Information Memorandum of PPFAS Mutual Fund.

The Board of Directors of PPFAS Trustee Company Private Limited, Trustee to PPFAS Mutual Fund have approved the following:

The Unit-holders of PPFAS Mutual Fund are hereby informed that Mr. Neil Parag Parikh, Director of PPFAS Trustee Company Private Limited has resigned from the Board with effect from 4 th May 2015 and hence he ceases to be a Director of PPFAS Trustee Company Private Limited.

Mr. Neil Parag Parikh is appointed as a Director and CEO of PPFAS Asset Management Private Limited in place of (Late) Mr. Parag Parikh with effect from 5th May 2015. His details are as follows:-

Name of the Director

Age and Qualification Brief Experience Details of Directorship Held

Neil Parag Parikh (Associate Director)

33 yrs.

B.A. (Economics from University of North Carolina, USA)

Masters in Business Administration (MBA) from IESE Business School- Barcelona (Spain)

He is a Director of Parag Parikh Financial Advisory Services Limited since 2006 and has been actively associated with the Company since 2004.

He also discharged duties of Director of PPFAS Trustee Company Private Limited.

1. Parag Parikh FinancialAdvisory Service Limited

2. Empeegee PortfolioManagement ServicesPrivate Limited

This Addendum is dated 18th May 2015.For PPFAS Asset Management Private Limited

Sd/-DirectorPlace : Mumbai

Name of Mutual Fund: PPFAS Mutual Fund

For more information please contact:PPFAS Asset Management Private Limited (Investment Manager for PPFAS Mutual Fund)

Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort, Mumbai - 400 001. INDIA. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: [email protected]. Website: www.amc.ppfas.com

MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATEDDOCUMENTS CAREFULLY

mailto:[email protected]

CAMS TRANSACTION POINTSAgartala : Advisor Chowmuhani (Ground Floor), Krishnanagar, Agartala, Agartala, Tripura - 799001. • Agra : No. 8, II Floor, Maruti Tower, Sanjay Place, Agra, Uttarpradesh - 282002. • Ahmedabad : 402-406, 4th Floor - Devpath Building, Off C G Road, Behind Lal Bungalow, Ellis Bridge, Ahmedabad, Gujarat - 380 006. • Ahmednagar : 203-A,Mutha Chambers, Old Vasant Talkies, Market Yard Road, Ahmednagar , Ahmednagar , Maharashtra - 414 001. • Ajmer : Shop No.S-5, Second Floor, Swami Complex, Ajmer, Rajasthan - 305001. • Akola : Opp. RLT Science College, Civil Lines, Akola, Maharashtra - 444001. • Aligarh : City Enclave, Opp. Kumar Nursing Home, Ramghat Road, Aligarh, Uttar Pradesh - 202001. • Allahabad : 30/2, A&B, Civil Lines Station, Besides Vishal Mega Mart, Strachey Road, Allahabad, Uttarpradesh - 211001. • Alleppey : Blgd. No. VIII / 411, C C N B Road, Near Pagoda Resort, Chungom, Alleppey, Kerala - 688011. • Alwar : 256A, Scheme No:1, Arya Nagar, Alwar, Rajasthan - 301001. • Amaravati : 81, Gulsham Tower, 2nd Floor, Near Panchsheel Talkies, Amaravati, Maharashtra - 444601. • Ambala : Opposite PEER, Bal Bhavan Road, Ambala, 721, Haryana - 134003. • Amritsar : 378-Majithia Complex, 1st Floor, M. M. Malviya Road, Amritsar, Punjab - 143001. • Anand : 101, A. P. Tower, B/H, Sardhar Gunj, Next to Nathwani Chambers, Anand, Gujarat - 388001. • Anantapur : 15-570-33, I Floor, Pallavi Towers, Anantapur, Anantapur, Andhra Pradesh - 515 001. • Andheri (parent: Mumbai ISC) : 1, Skylark Ground Floor, Near Kamgar Kalyan Kendra & B.M.C. Office, Azad Road, Andheri ( E), Andheri, Andheri, Maharashtra - 400069. • Angul :, Similipada, Angul, Angul, Orissa - 759122. • Ankleshwar : G-34, Ravi Complex, Valia Char Rasta, G.I.D.C., Ankleshwar- Bharuch, Gujarat - 393 002 . • Asansol : Block – G 1st Floor, P C Chatterjee Market Complex, Rambandhu Talab P O Ushagram, Asansol, West Bengal - 713303. • Aurangabad : Office No. 1, 1st Floor, Amodi Complex, Juna Bazar, Aurangabad, Maharashtra - 431001. • Bagalkot : No. 6, Ground Floor, Pushpak Plaza, TP No.: 52, Ward No. 10, Next to Kumatagi Motors, Station Road, Near Basaveshwar Circle, Bagalkot, Bagalkot, Karnataka - 587 101. • Balasore : B C Sen Road, Balasore, Orissa - 756001. • Bangalore : Trade Centre, 1st Floor, 45, Dikensen Road, ( Next to Manipal Centre ), Bangalore, Karnataka - 560 042. • Bareilly : F-62-63, Butler Plaza, Civil Lines, Bareilly, Bareilly, Uttar Pradesh - 243001. • Barnala : Ist floor, R K Marbel House, Court Road, Barnala, Punjab - 148101. • Basti : Office no 3, Ist Floor, Jamia Shopping Complex, Opposite Pandey School), Station Road, Basti, Uttar Pradesh - 272002. • Belgaum : 1st Floor, 221/2A/1B, Vaccine Depot Road, Near 2nd Railway gate, Tilakwadi, Belgaum, Karnataka - 590006. • Bellary : No.18A, 1st Floor, Opp. Ganesh Petrol Pump, Parvathi Nagar Main Road, Bellary, Karnataka - 583103. • Berhampur : First Floor, Upstairs of Aaroon Printers, Gandhi Nagar Main Road, Orissa, Berhampur, Orissa - 760001. • Bhagalpur : Krishna, I Floor, Near Mahadev Cinema, Dr.R.P.Road, Bhagalpur, Bhagalpur, Bihar - 812002. • Bharuch (parent: Ankleshwar TP) : F-108, Rangoli Complex, Station Road, Bharuch, Bharuch, Gujarat - 392001. • Bhatinda : 2907 GH,GT Road, Near Zila Parishad, BHATINDA, BHATINDA, Punjab - 151001. • Bhavnagar : 305-306, Sterling Point, Waghawadi Road, OPP. HDFC BANK, Bhavnagar, Gujarat - 364002. • Bhilai : 209, Khichariya Complex, Opp IDBI Bank, Nehru Nagar Square, Bhilai, Chhattisgarh - 490020. • Bhilwara : Indraparstha tower, Second floor, Shyam ki sabji mandi, Near Mukharji garden, Bhilwara, Rajasthan - 311001. • Bhiwani : 24-25, Ist floor, City Mall, Hansi Gate, Bhiwani, Haryana - 127021. • Bhopal : Plot No.13, Major Shopping Center, Zone-I, M.P.Nagar, Bhopal, Madhya Pradesh - 462011. • Bhubaneswar : Plot No - 111, Varaha Complex Building, 3rd Floor, Station Square, Kharvel Nagar,Unit 3, Bhubaneswar, Orissa - 751 001. • Bhuj : Data Solution, Office No:17, I st Floor, Municipal Building Opp Hotel Prince, Station Road, Bhuj - Kutch, Gujarat - 370001. • Bhusawal (Parent: Jalgaon TP) : 3, Adelade Apartment, Christain Mohala, Behind Gulshan-E-Iran Hotel, Amardeep Talkies Road, Bhusawal, Bhusawal, Maharashtra - 425201. • Bikaner : Behind Rajasthan Patrika, In front of Vijaya Bank, 1404, Amar Singh Pura, Bikaner, Rajasthan - 334001. • Bilaspur : Beside HDFC Bank, Link Road, Bilaspur, Bilaspur, Chattisgarh - 495 001 . • Bokaro : Mazzanine Floor, F-4, City Centre, Sector 4, Bokaro Steel City, Bokaro, Jharkhand - 827004. • Burdwan : 399, G T Road, Basement of Talk of the Town, Burdwan, West Bengal - 713101. • C.R.Avenue (Parent: Kolkata ISC) : 33,C.R Avenue, 2nd floor,Room No.13, Kolkata, Kolkata, West Bengal - 700012. • Calicut : 29/97G 2nd Floor, Gulf Air Building, Mavoor Road, Arayidathupalam, Calicut, Kerala - 673016. • CAMS OMR : Ground Floor, 148 O M R, Okkiyam, Thuraipakkam, Chennai, Tamil Nadu - 600097. • Chandigarh : SCO 80-81, IIIrd F, Sector 17 C, Chandigarh, Punjab - 160 017. • Chandrapur : Above Mustafa Decor, Hakimi Plaza, Near Jetpura Gate, Near Bangalore Bakery, Kasturba Road, Chandrapur, Chandrapur, Maharashtra. - 442 402. • Chennai : Ground Floor No.178/10, Kodambakkam High Road, Opp. Hotel Palmgrove, Nungambakkam, Chennai, Tamil Nadu - 600 034 . • Chhindwara : Office No - 1, Parasia Road, Near Mehta Colony, Chhindwara, Madhya Pradesh - 480 001. • Chittorgarh : 187 Rana Sanga Market, Chittorgarh, Rajasthan - 312001. • Cochin : 40 / 9633 D, Veekshanam Road, Near International hotel, Cochin, Kerala - 682 035. • Coimbatore : Old # 66 New # 86, Lokamanya Street (West), Ground Floor, R.S.Puram, Coimbatore, Tamil Nadu - 641 002. • Cuttack : Near Indian Overseas Bank, Cantonment Road, Mata Math, Cuttack, Orissa - 753001. • Darbhanga : Ground Floor, Belbhadrapur, Near Sahara Office, Laheriasarai Tower Chowk, Laheriasarai, Darbhanga, Bihar - 846001. • Davenegere : 13, Ist Floor, Akkamahadevi Samaj Complex, Church Road, P.J.Extension, Devengere, Karnataka - 577002. • Dehradun : 204/121 Nari Shilp Mandir Marg, Old Connaught Place, Dehradun, Uttaranchal - 248001. • Deoghar : S S M Jalan Road, Ground floor, Opp. Hotel Ashoke, Caster Town, Deoghar, Jharkhand - 814112 . • Dhanbad : Urmila Towers, Room No: 111(1st Floor), Bank More, Dhanbad, Jharkhand - 826001. • Dharmapuri : 16A/63A, Pidamaneri Road, Near Indoor Stadium, Dharmapuri, Dharmapuri, Tamil Nadu - 636 701 . • Dhule : H. No. 1793 / A, J.B. Road, Near Tower Garden, Dhule, Maharashtra - 424 001. • Durgapur : City Plaza Building 3rd floor, City Center, • Erode : 197, Seshaiyer Complex, Agraharam Street, Erode, Tamil Nadu - 638001. • Faizabad : 64 Cantonment, Near GPO, Faizabad, Faizabad, Uttar Pradesh - 224001. • Faridhabad : B-49, Ist Floor, Nehru Ground, Behind Anupam Sweet House, NIT, Faridhabad, Haryana - 121001. • Firozabad : Shop No.19, 1st floor, Above YO Bikes, Seth Vimal Chand Jain Market, Jain Nagar, Agra Gate, Firozabad, Uttar Pradesh - 283203. • Gandhidham : Grain Merchants Assocaition Building, Grain Merchants Association Building, Gandhidham, Gujarat - 370 201. • Ghaziabad : 113/6 I Floor, Navyug Market, Gazhiabad, Uttarpradesh - 201001. • Goa : No.108, 1st Floor, Gurudutta Bldg, Above Weekender, M G Road, Panaji (Goa), Goa - 403 001. • Gondal (Parent Rajkot) : Kailash Complex, Wing -A, Office No. 52, Bus stand Road, Near Gundala Gate, GONDAL, Gujarat - 360 311. • Gondia : Shri Talkies Road, Gondia, Maharashtra - 441601. • Gorakhpur : Shop No. 3, Second Floor, The Mall, Cross Road, A.D. Chowk, Bank Road, Gorakhpur, Uttarpradesh - 273001. • Gulbarga : Pal Complex, Ist Floor, Opp. City Bus Stop,SuperMarket, Gulbarga, Gulbarga, Karnataka - 585 101. • Guntur : Door No 5-38-44, 5/1 BRODIPET, Near Ravi Sankar Hotel, Guntur, Andhra Pradesh - 522002. • Gurgaon : SCO - 16, Sector - 14, First floor, Gurgaon, Haryana - 122001. • Guwahati : A.K. Azad Road, Rehabari, Guwahati, Assam - 781008. Gwalior : G-6, Global Apartment Phase-II, Opposite Income Tax Office, Kailash Vihar City Centre, Gwalior, Madhya Pradesh - 474011. • "Haldia :, 2nd Floor, New Market Complex, Durgachak Post Office,Purba Medinipur District,, Haldia, Haldia, West Bengal - 721 602 ." • Haldwani : Durga City Centre, Nainital Road, Haldwani, Haldwani, Uttarakhand - 263139. • Hazaribag : Municipal Market, Annanda Chowk, Hazaribagh, Hazaribagh, Jharkhand - 825301. • Himmatnagar : D-78 First Floor, New Durga Bazar, Near Railway Crossing, Himmatnagar, Himmatnagar, Gujarat - 383 001. • Hisar : 12, Opp. Bank of Baroda, Red Square Market, Hisar, Hisar, Haryana - 125001. • Hoshiarpur : Near Archies Gallery, Shimla Pahari Chowk, Hoshiarpur, Hoshiarpur, Punjab - 146 001. • Hosur : Shop No.8 J D Plaza, OPP TNEB Office, Royakotta Road, Hosur, Tamil Nadu - 635109. • Howrah (Parent: Kolkata ISC) : Gagananchal Shopping Complex, Shop No.36 (Basement), 37,Dr. Abani Dutta Road, Salkia, Howrah, Howrah, West Bengal - 711106. • Hubli : 206 & 207. 1st Floor, 'A' Block, Kundagol Complex, Opp Court, Club road, Hubli, Karnataka - 580029. • Hyderabad : 208, II Floor, Jade Arcade, Paradise Circle, Secunderabad, Andhra Pradesh - 500 003. • Ichalkarnaji (Parent Kolhapur) : 12/178, Behind Congress Committee Office, Ichalkarnaji, - 416 115. • Indore : 101, Shalimar Corporate Centre, 8-B, South tukogunj, Opp.Greenpark, Indore, Madhya Pradesh - 452 001. • Itarsi : 1st Floor, Shiva Complex, Bharat Talkies Road, Itarsi, Itarsi, Madhya Pradesh - 461 111 . • Jabalpur : 975,Chouksey Chambers, Near Gitanjali School, 4th Bridge, Napier Town, Jabalpur, Madhya Pradesh - 482001. • Jaipur : R-7, Yudhisthir Marg,C-Scheme, Behind Ashok Nagar Police Station, Jaipur, Rajasthan - 302 001. • Jajpur : Room No 1,First Floor, Sulaikha complex, Chorda,By Pass At, Jajpur Road, Orissa - 755091. • Jalandhar : 367/8, Central Town, Opp. Gurudwara Diwan Asthan, Jalandhar, Punjab - 144001. • Jalgaon : Rustomji Infotech Services, 70, Navipeth, Opp. Old Bus Stand, Jalgaon, Maharashtra - 425001. • Jalna C.C. (Parent: Aurangabad) : Shop No: 11, 1St Floor, Ashoka Plaza, Opp: Magistic Talkies, Subhash Road, Jalna, Jalna, Maharashtra - 431 203. • Jammu : 660- Gandhi Nagar, Jammu, J &K - 180004. • Jamnagar : 217/218, Manek Centre, P.N. Marg, Jamnagar, Gujarat - 361008. • Jamshedpur : Millennium Tower, "R" Road, Room No:15 First Floor, Bistupur, Jamshedpur, Jharkhand - 831001. • Jaunpur : 248, FORT ROAD, Near AMBER HOTEL, Jaunpur , UTTAR PRADESH - 222001. • Jhansi : Opp SBI Credit Branch, Babu Lal Kharkana Compound, Gwalior Road, Jhansi, Uttarpradesh - 284001. • Jodhpur : 1/5, Nirmal Tower, Ist Chopasani Road, Jodhpur, Rajathan - 342003. • Junagadh : Circle Chowk, , Near Choksi Baza Kaman, , Gujarat, Junagadh, Gujarat - 362001. • Kadapa : Door No.: 21/ 598, Palempapaiah Street, Near Ganjikunta Pandurangaiah Dental Clinic, 7 Roads Circcle, Kadapa, Kadapa, Andhra Pradesh - 516 001 . • Kakinada : No.33-1, 44 Sri Sathya Complex, Main Road, Kakinada, Kakinada, Andhra Pradesh - 533 001. • Kalyani : A - 1/50, Block - A, Dist Nadia, Kalyani, West Bengal - 741235. • Kanchipuram : New No. 38, (Old No. 50), Vallal Pachayappan Street, Near Pachayappas High School, Kanchipuram, Tamil Nadu - 631 501 . • Kannur : Room No.14/435, Casa Marina Shopping Centre, Talap, Kannur, Kannur, Kerala - 670004. • Kanpur : I Floor 106 to 108, CITY CENTRE Phase II, 63/ 2, THE MALL, Kanpur, Uttarpradesh - 208 001. • Karimnagar : HNo.7-1-257, Upstairs S B H, Mangammathota, Karimnagar, Karimnagar, Andhra Pradesh - 505 001. • Karnal (Parent :Panipat TP) :, 7, Ist Floor, Opp Bata Showroom, Kunjapura Road, Karnal, Karnal, Haryana - 132001. • Karur : 126 G, V.P.Towers, Kovai Road, Basement of Axis Bank, Karur, Karur, Tamil Nadu - 639002. • Katni : NH 7, Near LIC, Jabalpur Road, BARGAWAN, KATNI, Madhya Pradesh - 483 501. • Kestopur : AA 101, Prafulla Kanan, Sreeparna Appartment, Ground Floor, Kolkata, Kestopur,

West Bengal - 700101. • Khammam : Shop No.11-2-31/3 1st floor, Philips Complex, Balajinagar, Wyra Road, Nr.Baburao,Petrol Bunk, Khammam, Andhra Pradesh - 507001. • Khanna : Shop No :- 3, Bank of India Building, Guru Amar Dass Market, Khanna, Punjab - 141401. • Kharagpur : H.NO.291/1, WARD NO 15, MALANCHA MAIN ROAD, OPPOSITE UCO BANK, Kharagpur, Kharagpur, West Bengal - 721301. • Kolhapur : AMD Sofex Office No.7, 3rd Floor, Ayodhya Towers, Station Road, Kolhapur, Maharashtra - 416001. • Kolkata : "LORDS Building", 7/1,Lord Sinha Road, Ground Floor, Kolkata, West Bengal - 700 071. • Kollam : Kochupilamoodu Junction, Near VLC, Beach Road, Kollam, Kerala - 691001. • Kota : B-33 'Kalyan Bhawan, Triangle Part,Vallabh Nagar, Kota, Rajasthan - 324007. • Kottayam : KMC IX / 1331 A, Opp.: Malayala Manorama, Railway Station Road, Thekkummoottil, Kottayam, Kerala - 686001. • Kumbakonam : Jailani Complex, 47, Mutt Street, Kumbakonam, Tamil Nadu - 612001. • Kurnool : H.No.43/8, Upstairs, Uppini Arcade, N R Peta, Kurnool, Kurnool, Andhra Pradesh - 518 004 . • Latur : Kore Complex, 2nd Cross Kapad Line, Near Shegau Patsanstha, Latur, Latur, Maharashtra - 413 512. • Lucknow : Off # 4,1st Floor,Centre Court Building, 3/c, 5 - Park Road, Hazratganj, Lucknow, Uttarpradesh - 226 001. • Ludhiana : U/ GF, Prince Market, Green Field, Near Traffic Lights, Sarabha Nagar Pulli, Pakhowal Road, Ludhiana, Punjab - 141 002. • Madurai : 86/71A, Tamilsangam Road, Madurai, Tamil Nadu - 625 001. • Malda : Daxhinapan Abasan, Opp Lane of Hotel Kalinga, SM Pally, Malda, Malda, West Bengal - 732 101. • Mangalore : No. G 4 & G 5, Inland Monarch, Opp. Karnataka Bank, Kadri Main Road, Kadri, Mangalore, Karnataka - 575 003. • Manipal : Academy Annex, First Floor, Opposite Corporation Bank, Upendra Nagar, Manipal, Karnataka - 576104. • Mapusa (Parent ISC : Goa) : Office no.CF-8, 1st Floor, Business Point, Above Bicholim Urban Co-op Bank, Angod, Mapusa, Mapusa, Goa - 403 507. • Margao : B-301, Reliance Trade Center, opp. Grace Nursing Home, near Cafe Tato, V.V. Road (Varde Valaulikar), Margao, Goa - 403 601. • Mathura : 159/160 Vikas Bazar, Mathura, Uttarpradesh - 281001. • Meerut : 108 Ist Floor Shivam Plaza, Opposite Eves Cinema, Hapur Road, Meerut, Uttarpradesh - 250002. • Mehsana : 1st Floor, Subhadra Complex, Urban Bank Road, Mehsana, Mehsana, Gujarat - 384 002. Moga : Ground Floor, Adjoining TATA Indicom Office, Dutt Road, Moga, Punjab - 142001.

• • Moradabad : H 21-22, Ist Floor,Ram Ganga Vihar Shopping Complex,, Opposite Sale Tax Office, Moradabad, Uttarpradesh - 244001. • Morbi : 108, Galaxy Complex, Opp. K.K. Steel, Sanala Road, Morbi, Morbi, Gujarat - 363 641. • Mumbai : Rajabahdur Compound, Ground Floor, Opp Allahabad Bank, Behind ICICI Bank, 30, Mumbai Samachar Marg, Fort, Mumbai, Maharashtra - 400 023. • Muzzafarpur : Brahman toli, Durgasthan, Gola Road, Muzaffarpur, Bihar - 842001. • Mysore : No.1, 1st Floor, CH.26 7th Main, 5th Cross, (Above Trishakthi Medicals), Saraswati Puram, Mysore, Karnataka - 570009. • Nadiad (Parent TP: Anand TP) : 8, Ravi Kiran Complex, Ground Floor Nanakumbhnath Road, Nadiad, Nadiad, Gujarat - 387001. • Nagpur : 145 Lendra, New Ramdaspeth, Nagpur, Maharashtra - 440 010. • Nalgonda : Adj. to Maisaiah Statue, Clock Tower Center, Bus Stand Road, Nalgonda, Andhra Pradesh - 508 001. • Namakkal : 156A / 1, First Floor, Lakshmi Vilas Building, Opp. To District Registrar Office, Trichy Road, Namakkal, Namakkal, Tamil Nadu - 637001. • Nanded : Shop No. 302, 1st Floor, Raj Mohd. Complex, Work Shop Road, Shrinagar, Nanded, Nanded, Maharashtra - 431 605. • Nandyal : Shop No.: 62 & 63, Srinivasa Complex, Besides Ramakrishna Ply Wood, Srinivasa Nagar, NANDYAL, Andhra Pradesh - 518 501 . • Nasik : Ruturang Bungalow, 2 Godavari Colony, Behind Big Bazar, Near Boys Town School, Off College Road, Nasik, Maharashtra - 422005. • Navsari : Dinesh Vasani & Associates, 103 -Harekrishna Complex, above IDBI Bank, Nr. Vasant Talkies, Chimnabai Road, Navasari, Gujarat - 396445. • Nellore : 97/56, I Floor Immadisetty Towers, Ranganayakulapet Road, Santhapet, Nellore, Andhra Pradesh - 524001. • New Delhi : 304-305 III Floor, Kanchenjunga Building, 18, Barakhamba Road, Cannaugt Place, New Delhi New Delhi - 110 001. • Nizamabad : D. No. 5-6-209, Saraswathi Nagar, NIZAMABAD, NIZAMABAD, Andhra Pradesh - 503001. • Noida : B-20, Sector - 16, Near Metro Station, Noida, - 201301. • Ongole : # 1, ARN Complex, Kurnool Road, ONGOLE, Andhra Pradesh - 523 001. • Palakkad : 10 / 688, Sreedevi Residency, Mettupalayam Street, Palakkad, Palakkad, Kerala - 678 001. • Palanpur : Jyotindra Industries Compound, Near Vinayak Party Plot, Deesa Road, Palanpur, Palanpur, Gujarat - 385 001. • Panipat : 83, Devi Lal Shopping Complex, Opp ABN Amro Bank, G.T.Road, Panipat, Haryana - 132103. • Pathankot : 13 - A, Ist Floor, Gurjeet Market, Dhangu Road, Pathankot, Punjab - 145001. • Patiala : 35, New lal Bagh Colony, Patiala, Punjab - 147001. • Patna : Kamlalaye Shobha Plaza, Ground Floor, Near Ashiana Tower, Exhibition Road, Patna, Bihar - 800 001. • Pondicherry : S-8, 100, Jawaharlal Nehru Street, (New Complex, Opp. Indian Coffee House), Pondicherry, Pondicherry - 605001. • Porbandar : II Floor, Harikrupa Towers, Opp. Vodafone Store, M G Road, Porbandar , Gujarat - 360575. • Proddatur : Dwarakmayee, D No 8/239, Opp Saraswathi Type Institute, Sreeramula Peta, Proddatur, Andhra Pradesh - 516360. • Pune : Nirmiti Eminence, Off No. 6, I Floor, Opp Abhishek Hotel Mehandale Garage Road, Erandawane, Pune, Maharashtra - 411 004. • Rae Bareli : 17, Anand Nagar Complex, Rae Bareli, Rae Bareli, Uttar Pradesh - 229001. • Raichur : # 12 – 10 – 51 / 3C, Maram Complex, Besides State Bank of Mysore, Basaveswara Road, Raichur, Raichur, Karnataka - 584101. • Raipur : HIG,C-23, Sector - 1, Devendra Nagar, Raipur, Chhattisgarh - 492004. • Rajahmundry : Cabin 101 D.no 7-27-4, 1st Floor Krishna Complex, Baruvari Street, T Nagar, Rajahmundry, Andhra Pradesh - 533101. • Rajapalayam : No 59 A/1, Railway Feeder Road, Near Railway Station, Rajapalayam, Rajapalayam, Tamil Nadu - 626117. • Rajkot : Office 207 - 210, Everest Building, Harihar Chowk, Opp Shastri Maidan, Limda Chowk, Rajkot, Gujarat - 360001. • Ranchi : Near Student’s Cottage Pee Pee Compound, Ranchi, Jharkhand - 834001. • Ratlam : Dafria & Co, 18, Ram Bagh, Near Scholar's School, Ratlam, Madhya Pradesh - 457001. • Ratnagiri : Kohinoor Complex, Near Natya Theatre, Nachane Road, Ratnagiri, Ratnagiri, Maharashtra - 415 639. • Rohtak : 205, 2ND Floor, Blg. No. 2, Munjal Complex, Delhi Road, Rohtak, Haryana - 124001. • Roorkee : 399/1 Jadugar Road, 33 Civil Lines, Roorkee, Roorkee, Uttarakhand - 247667. • Ropar : SCF - 17 Zail Singh Nagar, Ropar, Ropar, Punjab - 140001. • Rourkela : 1st Floor, Mangal Bhawan, Phase II, Power House Road, Rourkela, Orissa - 769001. • Sagar : Opp. Somani Automobiles, Bhagwanganj, Sagar, Sagar, Madhya Pradesh - 470 002 . • Saharanpur : I Floor, Krishna Complex, Opp. Hathi Gate, Court Road, Saharanpur, Saharanpur, Uttar Pradesh - 247001. • Salem : No.2, I Floor Vivekananda Street, New Fairlands, Salem, Tamil Nadu - 636016. • Sambalpur : C/o Raj Tibrewal & Associates, Opp.Town High School,Sansarak, Sambalpur, Orissa - 768001. • Sangli (Parent: Kohlapur) : Diwan Niketan, 313, Radhakrishna Vasahat, Opp. Hotel Suruchi, Near S.T. Stand, Sangli, Sangli, Maharashtra - 416416. • Satara : 117 / A / 3 / 22, Shukrawar Peth, Sargam Apartment, Satara, Maharashtra - 415002. • Satna : 1st Floor, Shri Ram Market, Besides Hotel Pankaj, Birla Road, SATNA, SATNA, Madhya Pradesh - 485 001. • Shahjahanpur : Bijlipura, Near Old Distt Hospital, Near Old Distt Hospital, Shahjahanpur, Uttar Pradesh - 242001. • Shillong : LDB Building,1st Floor, G.S.Road, Shillong, Meghalaya - 793001. • Shimla : I Floor, Opp. Panchayat Bhawan Main gate, Bus stand, Shimla, Shimla, Himachal Pradesh - 171001. • Shimoga : Nethravathi, Near Gutti Nursing Home, Kuvempu Road, Shimoga, Shimoga, Karnataka - 577 201. • Siliguri : No 8, Swamiji Sarani, Ground Floor, Hakimpara, Siliguri, West Bengal - 734001. • Sirsa : Gali No:1, Old Court Road, Near Railway Station Crossing, Sirsa, Haryana - 125055. • Sitapur : Arya Nagar, Near Arya Kanya School, Sitapur, Sitapur, Uttar Pradesh - 261001. • Solan : 1st Floor, Above Sharma General Store, Near Sanki Rest house, The Mall, Solan, Solan, Himachal Pradesh - 173 212 . • Solapur : Flat No 109, 1st Floor, A Wing, Kalyani Tower, 126 Siddheshwar Peth, Near Pangal High School, Solapur, Maharashtra - 413001. • Sonepat : Shopo No. 5, PP Tower, Ground Floor, Opp to Income Tax office, Sonepat, Haryana - 131 001. • Sriganganagar : 18 L Block, Sri Ganganagar, Sri Ganganagar, Rajasthan - 335001. • Srikakulam : Door No 5 - 6 - 2, Punyapu Street, Palakonda Road, Near Krishna Park, Srikakulam, Srikakulam, Andhra Pradesh - 532 001. • Sultanpur : 967, Civil Lines, Near Pant Stadium, Sultanpur, Uttar Pradesh - 228 001. • Surat : Plot No.629,2nd Floor, Office No.2-C/2-D, Mansukhlal Tower, Beside Seventh Day Hospital, Opp.Dhiraj Sons, Athwalines, Surat, Gujarat - 395 001. • Surendranagar : 2 M I Park, Near Commerce College, Wadhwan City, Surendranagar, Surendranagar, Gujarat - 363035. • Tanjore : 1112, West Main Street, Tanjore, Tamil Nadu - 613 009 . • Thiruppur : 1(1), Binny Compound, II Street, Kumaran Road, Thiruppur, Tamil Nadu - 641601. • Thiruvalla : Central Tower, Above Indian Bank, Cross Junction, Thiruvalla, Kerala - 689101. • Tinsukia : Sanairan Lohia Road,1st Floor, Tinsukia, Assam - 786 125 . • Tirunelveli : 1 Floor, Mano Prema Complex, 182 / 6, S.N High Road, Tirunelveli, Tamil Nadu - 627001. • Tirupathi : Shop No14, Boligala Complex, 1st Floor, Door No. 18-8-41B, Near Leela Mahal Circle, Tirumala Byepass Road, Tirupathi, Andhra Pradesh - 517501. • Trichur : Adam Bazar, Room no.49, Ground Floor, Rice Bazar (East), Trichur, Kerala - 680001. • Trichy : No 8, I Floor, 8th Cross West Extn, Thillainagar, Trichy, Tamil Nadu - 620018. • Trivandrum : R S Complex, Opposite of LIC Building, Pattom PO, Trivandrum, Kerala - 695004. • Tuticorin : 1 – A / 25, 1st Floor, Eagle Book Centre Complex, Chidambaram Nagar Main, Palayamkottai Road, Tuticorin, Tuticorin, Tamil Nadu - 628 008 . • Udaipur : 32 Ahinsapuri, Fatehpura Circle, Udaipur, Rajasthan - 313004. • Ujjain : 123, 1st Floor, Siddhi Vinanyaka Trade Centre, Saheed Park, Ujjain, Madhya Pradesh - 456 010 . • Unjha (Parent: Mehsana) : 10/11, Maruti Complex, Opp. B R Marbles, Highway Road, Unjha, Unjha, Gujarat - 384 170. • Vadodara : 103 Aries Complex, BPC Road, Off R.C. Dutt Road, Alkapuri, Vadodara, Gujarat - 390 007. • Valsad : 3rd floor, Gita Nivas, opp Head Post Office, Halar Cross Lane, Valsad, Gujarat - 396001. • Vapi : 215-216, Heena Arcade, Opp. Tirupati Tower, Near G.I.D.C, Char Rasta, Vapi, Vapi, Gujarat - 396195. • Varanasi : C 27/249 - 22A, Vivekanand Nagar Colony, Maldhaiya, Varanasi, Uttarpradesh - 221002. • Vashi : Mahaveer Center, Office No:17, Plot No:77, Sector 17, Vashi, Maharashtra - 400703. • Vellore : No:54, Ist Floor, Pillaiyar Koil Street, Thotta Palayam, Vellore, Tamil Nadu - 632004. • Veraval : Opp. Lohana Mahajan Wadi, Satta Bazar, Veraval, Veraval, Gujarat - 362 265. • Vijayawada : 40-1-68, Rao & Ratnam Complex, Near Chennupati Petrol Pump, M.G Road, Labbipet, Vijayawada, Andhra Pradesh - 520 010. • Visakhapatnam : Door No 48-3-2, Flat No 2, 1st Floor, Sidhi Plaza, Near Visakha Library, Srinagar, Visakhapatnam, Andhra Pradesh - 530 016. • Warangal : F13, 1st Floor, BVSS Mayuri Complex, Opp. Public Garden, Lashkar Bazaar, Hanamkonda, Warangal, Andhra Pradesh - 506001. • Wardha : Opp. Raman Cycle Industries, Krishna Nagar, Wardha, Maharashtra. - 442 001 . • Yamuna Nagar : 124-B/R Model Town, Yamunanagar, Yamuna Nagar, Haryana - 135 001. • Yavatmal : Pushpam, Tilakwadi, Opp. Dr. Shrotri Hospital, Yavatmal, Yavatmal, Maharashtra - 445 001.

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