Julio M Fuentes Financial Disclosure Report for 2010

8/3/2019 Julio M Fuentes Financial Disclosure Report for 2010

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A O I ORev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR Y EAR 2010Report Required by the Ethics

in Government Act of1978(5 ~SC. app. ~.(; I01-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l)Fuentes, Jul io M .

4. Tit le (Article Ill judges indicate active or senior status;magistrate.judges indicate full- or pan-time)

Circui t Judge

7. Chamb ers or Off ice Address50 Walnut StreetRoom No . 5032Newark , NJ

2. Court or OrganizationThird Circui t Court of Appeals

3. Date of R e p o r t06/06/2011

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b, [] Amended Report8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance~vith applicable laws and regulations.

Revie~ing Office r Date

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,t Comple te a l l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; seepVo 9 -13 of f i ling instruct ions.)~] N O N E ( N o reportable positions.)

POSITION N A M E O F O R G A N I Z A T I O N / E N T IT Y

2.

3.

4.

5.

I I . A G R E E M E N T S . t R e ~ , o , in g individual only; seepp. I4-16 of filing instructions.)~-1 N O N E ( N o reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gFuent e s , Ju l io M .

D a t e o f R e p o r t06/06/201 I

I l l . N O N - I N V E S T M E N T I N C O M E . (Reporting individual a n d spouse; seepp. 17-24 of filing instructions.)A. Fi l er s Non-Inves tme nt Incom e~-1 NONE (No reportable income.)on-investment

DATE SOURCE AND TYPE

2.

3.

4.

INCOM E(yours , no t spouses)

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - i f you were m arried during any portion of the reporting)ear, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 2 5-27 of filing instructions.)

~] N O N E (No reportable reimbursements.)

2.

3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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Name of Person ReporlingFuentes , Ju l io M .

Date of Report06 /06 /2011

V . G I F T S . a n a u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reporta ble gifis.)

SO U RCE D ESCR IPTIO NI.2.3.4.

5.

V A L U _ _ _ ~ E

V l . L I A B I L I T I E S . a n c ~ u d c s t h o s e o ls p o u s e o n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)~ N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.

5.

V A L U E C O D E


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FINANCIAL DISCLOSURE REPORTPage 4 o f 7

N a m e o f P e r s o n R e p o r t i n gFuente s , Jul io 51 .

D a ~ e o f R e p o r t06/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco,.e, val.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D esc r i p t i o n o f A s se t s I n co m e d u r i n g( inc luding I rus t asse ts ) repo rt ing period

O) (~)Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d iv . , ren t ,( A - H ) or in t . )

Gross value at endo f r epo r t i n g pe r i o dO) (2)

V alu e V a lu eC o d e 2 M e t h o d

(J-P) C o d e 3( Q - W )

( 1 )Type (e.g.,

buy , sel l ,r ed em p t i o n )

Transact ions du ring repo rt ing per iod

(2) (3) (4)D a t e Value Gain

m m/dd/yy Code 2 Code I(J-P) ( A - H )

( 5 )Iden t i ty o f

buyer /se l le r( i f pr ivate

t ransac t ion)

I. Auth2. C

N o n e

N o n e

J TT Bu y 04/19/10 J

3. CH K4. C O G T

DividendNone

TSold 03/23/10 J

5. Colt A Dividend J T6. C S C O7. C V S

NoneDividend

TSold 08/27/10i J

8. DIS A Dividend Sold 02/10/10 J9. DRI A Dividend J T10. EMC None TI1 . F

1 2 . G S I T

1 3 . JC I

1 4 . M S F T

None

None

A DividendA Dividend

J

J

J

J

T

T

T

T

Bu y 02/03/10 ,I

Bu y 02/03/10 J

1 5 . PF E

1 6 . P N C L

A Dividend

None

J

J

T

T

Bu y 04/19/10 J

17. TRN A Dividend J T Bu y 04/19/10 J

I. Income Gain Codes:(See C ol umns BI and

2.Value Codes(See C ol umns C I and D3)

3. Value Method Codesl Sce C ol umn C 2)

A = $1,000 or lessF =$50.001 -J =$15.000 or le~sN = $250.0~1 - $500,000P3 =$25,000.001 - $50.00~.000Q A ppra i : ,a lU = Book Val ue

B =$1 , 001 - $2 , 500G = $ 1 0 0 , 0 OI - $ 1 , 0 0 0 .0 0 0K $ 1 5 , 0 0 1 - $ 5 0 . 0 O O

R :Cost (Real Estate Only)V = Ot h e r

C =$2,501 - $5,000H I =$1.00~,001 - $5.000.000L =$50,001 - $100,000PI =$1,000.001 - $5,000,000P4 More than $50,000,00~S = A ssessmentW =Estimaled

D =$5,001 - $15,000H2 =More than $5,0~0,000M = $100.001 - $250.000P2 =$5,000,001 - $25.000.000T = C ash Mar ket

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 7

N a m e o f P e r s o n R e p o r t in gFuen t e s , Ju l i o 51 .

D a l e o f R e p o r t06/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ (N o reportable income, assets, orONE transactions.)

A. B. C. D.D esc rip tion o f A ssets In co m e d u rin g G ro ss va lu e a t en d Transact ions du ring repo rt ing per iod

( in c lu d in g tru s t a sse ts ) rep o rtin g p er io d of repo rt ing per iod(I) (2) (1) (2) (I) (2) (3) i (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., D a t e Value I Gain Iden t i ty o fexempt from prior disclosure Code I d iv . , ren t , C o d e 2 M e th o d b u y , se ll, m m / d d / y y Code 2 i Code I buyer /se l le r( A - H ) orint.) (J-P) C o d e 3 r ed em p t i o n ) (JP) i (A-H) ( i f p r i v a t e( Q - W ) i t ransac t ion)

18. TDG Non e J19. TEVA A Dividend J20. TIVO Non e J

21. QXM22. FLTX23 . X24 . VZ25. U P FT26 . FT R

None

NoneA DividendA Dividend

NoneA Dividend

J

J

J

J

TTTT

Sold

S o l d

B uySpinof f( f rom l ine 24)

08/05/I 006/15/10

02/01/1007/18/10

J

J

JJ

I. Income Gain Codes:(See Colunms BI and 134)

2.Value Codes(See Columns C I and

3.Value Method Codes[Scc C ol umn C 2)

A =$1,000 or lessF =$50,001 - $100,000J -$15,000 or lessN =$2 50.001 - $500.000P3 =$25.000.001 - $50.000.000Q =AppraisalU = Book Val ue

B=$1,001 - $2,500G=$100,001 - $1,000.000K =$15,001 - $50,000O - $ 5 0 0 , 0 0 1 - $ I ,O 0 0 , O O OR =Cost IRcal Estate Only)V = O t her

C =$2,501 - $5,000HI =$1,000.001 - $5,000.000L =$50,001 - $100,0~0PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S = A s ~ s sm c n lW = Est imat ed

D =$5,001 - $15,000H2 =More than $5,000.000M =$ 100,001 - $250,000P2 $5,0~0,001 - $25.000,000T = C ash Mar ket

E =$15.001 * $50.000


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Nam e of Person ReportingFuentes , Ju l io M .

Dale of Report06/06/201 I

Vlll. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORTPage 7 o f 7

Name of P erson Report ingFuentes, Julio M.

Date of R e p o r t06/06/201 I

IX. CERT IFICATION.I c e r t if y t ha t a l l i n f o r ma t io n g iv en a bo ve ( i n c lud ing in f o r ma t i o n pe r t a in ing t o my spo u s e a nd m ino r o r d epend en t c h i ld r en , i f a ny ) i s

a c c u r a t e , tr u e , a nd c o m p le t e t o t h e be s t o f my kno w ledg e a nd be l i e f , a nd t ha t a ny in f o r ma t i o n n o t r epo r t ed ~va s w i t hhe ld be c a u s e i t me t a pp l i c a b l e s t a tu t o r yprov i s i on s p e rmi t t i ng non - d i s c l o s ur e .1 fu r t h e r c e r t i fy t h a t e a rne d i nc om e f rom ou t s i de e m p l o )a ne n t a nd hono ra r i a a nd the accep tan ce o f g i f t s which hav e been r ep o r ted a r e inc om p l i a nc e w i t h t h e p rov i s i ons o f 5 U .S .C . a p p . 501 e t . se q . , 5 U .S .C . 7 35 3 , a nd J ud i c i a l C onfe re nc e r e gu l a t i ons .

S igna t u r e : S/ Ju l i o M . Fuen t e s

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C IV I LA N D CR I M I N A L S A N CT I O N S ( 5 U . S .C . ap p . 10 4 )

Com m i tt ee on F i nanc i a l D i s c l osu r eA dm inis tra t ive O f f ice of the U ni ted S ta tes Cour t sSuite 2 -301O n e C o lu m bu s C i rc le , N .E .W as h i ng ton , D .C . 20 5 4 4

Julio M Fuentes Financial Disclosure Report for 2010

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