Julian A Cook Jr Financial Disclosure Report for 2010

8/3/2019 Julian A Cook Jr Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10Report Required by the Ethicsin Government Act of 1978(5 U.SC app . ~ I01-111)

I. Person Repor l iog 0ast name, f i r s t , middle ini t ia l )C ook , J r . , lu l i a n A.

4. Title (Anich I I I judges ind ica te ac t ive o r soor s ta tus ;m a g i s tr a t e j u d g e s i n d i c a t e f u l l - o r p a n t - t im e )

U . S . D i s t r ic t C o u r t J u d g e

7. Chnmber$ or Office Addr~s2 3 1 W , La fa y e t t e S t r e e tR o o m 7 1 8De t ro i t , M ich iga n 48226

C o u r t or O r g a n i z a t i o nU. S. Dis t r i c t C ou r t - E . D. o f M ich iga ~

3. Dat e of Repor t05/ I 1 /2011

5n. Report T~pe (check appropriate type)] N o m i n a t i o n , Dat e[] initial [] Annual [] Final5b. [] Amended Report

On the b~sis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in ompliancew i th a p p ~ c a b l e l a w s a n d r ~ g u l m t i o n s .

6. Repor t ing Per iod0 1 / 0 1 / 2 0 1 0

to1 2 / 3 1 1 2 0 1 0

Re vi e wi n g O l l ke r D a t e

IMPORTAN T NOTES: The instruc t ions accompanying th is form must be1"o l towec Comple te at t parts,checking the NONE bo x far each part where you have no reportable information- Sign on lasr page.

I . P O S I T I O N S . < R e ~ , o , ,~ , ,g~-] N O N E ( N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

3.4 .

5.

N O N E (N o reportable agreements.)D A T _ _ ~ PARTIES AND TERMS


2/8

FINANCIAL DISCLOSURE REPORTP a g e 2 o f 8 0 5 / 1 1 / 2 0 1 1

I I I. N O N - IN V E S T M E N T I N C O M E . es ,p o ,~ , g individual and ~pouse; secpp. 17-24 o/fding instructions.)A. Fliers Non-Investment Income~] NONE non- inves tmen t i ncome. )N o reportable

DA T E SO UR C E A ND T Y P E

2.3.4.

INCOME(y o ur s , n o t sp o use s )

B . S p o u s e s N o n - ln v e s t m e n l I n c o m e -lfyouweremarriedduringanypor~ionofthereportingear, c o m p l e t e(Dollar amount not required ~ceFt for honoraria )~ N O N E ~ o reportable non-investment income.)

D A T E SOURCE A~ T~EI.2.3.4.

I V . R E I M B U R S E M E N T S -,,~.s~.o.o,io-.I.a~.~,/o~d,..,e.,,~ .... ,Clncludes those to spouse and dependent ~hildrcn. see pp. 2~.27 of f iling ir~truct~on~.)

~ (No reportableONE reimbursements.)SOURCE D A T E S

1 . O V A T r i a l A d v o c a c y C o l l e g e J a n u a r y 9 - 1 4 , 2 0 1 0LOCATION PURPOSE

C h a r l o t t e s v i l l e , V A Educa t iona l P~og~amITEMS PAID OR PROVIDED

H o t e l , M e a l s a n d T r a n s p o r t a t i o n


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

D a t e o f R e p o r t05/ i 112011

~] N O N E ( N o reportable gifts.)$OURCg DESCRIPTION

I.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a , , ,t , ,, ~ , ~ , h o , . o Z , ~ , o ~ , , . ,, d ~ , ~ , , ,~ o , , c h i l d r , ~ ; s e e p p . 3 2 - 3 3 Of filing i n M r u l l o n . ~ ]NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 8

N n m e o f P e r s o n R e p o r t in gCook, Jr~ Jul ian A. 0 5/ I 1/ 20 11

N O N E ( N o reportable incom e, assets , or transactiot~s.)A. B. C. D.

D e s c r i p ~ o n o f A s s e ts Income dur i ng Gross va l ue a t end Transact ions d ur i ng repor t i ng per i od{including t rust assets) r e p e r t i n g p e r i o d o f r e p o r t i ~ , g p e r i o d

(I) {2) I (I) (2) (1 ) (2) !3) 14) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (e g , [ Value Va lue T y p e ( e . g . , D a t e Vatue G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s d o ~ m e C ode I d i v . , r e n t . C ode 2 M e th o d buy. sell , m n v d d / y y C o d e 2 C o d e I buyer/seller~ A - H ) o r i n t . } I ( J P ) C ode 3 r e d e m p t i o n ) ( J o P ) (A -H) 0f p riva teI ( Q - W ) t r a n s a c t i o n )

1 . l n t e l

2. V o d a f o n e

3. W a l m a r t4. M o n e y M a r k et

5. U S S a ~ i n g s B o n d s

6. C i s c o S y s t e m s

7. E x x o n M o b il

8. G e n e r a l E l e c t r i c

O r a n g e b u t g S C

1 0 . L o ~ d A b b e t t A f f i li a t e d I R A

II . L o r d A b be ~ t A f f i l i a t e d I R A1 2 . Lo r d A b b d t A f f i l i a t e d

1 3 . Lo r d A b b e l t M i d ca p I R A

1 4 . Lo r d A b b e l t M i d ca p

1 5 . L o r d A b bc a M i d c a p

1 6 . V e r i z o n

1 7 . Q u e s t

A

A

A

A

A

AA

A

A D i v i d e n d

A D i v i d e n d

A D i v i d e n dA l n t J D i v .

C I n t . t T ) i v .

A D i v i d e n d

B D i v i d e n d

B D i v i d e n d

N o n eD i v i d e n d

D i v i d e n d

D i v i d e n d

D i v i d e n d

D i v i d e n d

D i v i d e n d

D i v i d e n d

D i v i d e n d

J

J

KK

k

M

J

T

T

TT

T

T

T

T

W

T

T

T

T

T

TT

I, I n co me G ~ in C o d es

(S~ CoI~ CI and

( S ~ C o I ~ n C 2 )

E =$15,001 + $50.0(g)


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 5 o f 8

N~me of ~er~o~ Reporting

C o o k , Jr . Ju l ian A.Date et" Report

0~/I 1/2o! ! .

VII. INVESTM ENTS a nd TRUSTS -~-] ( No repor tab le income, asse t s , o r t ransac t ions . )ONE

Description o f Assets Income during(including ~rust assets) r e p o r t in g i x : H o d

O) (Z)Place "(X)" after each asset Amoum Type (e.g.,

e x e m p t f r o m p r i o r disclosure Code [ di v. , rent,( A - I I ) o r i n t . )

1 8 . AllianceBernsteinMuniFund1 9 . AllianceBernsteinMuni Fund20 . G e n e r a l M o t o r s2 I . F e d e r a t ed M u n i O p p o r tu n i t y F u n d

2 2. F e d e t n t e d M u n i O p p o t tu n i t y F u n d

23 . Eaton Vance National Muni24. Am gen

25. Apple2 6 . L or d Ab b et t B al an ce d Fu n d27 . Lord Abbett BalaneedFund28 . Lord Abbett Ba lanced Fund IRA

29 . M F S M u n i H i g h I n c o m e Fund30 . H e n d e r s o n G l o ba l O P P31. t lenderson G lobal O P P3 2 . Henderson Glob aIOPP33 1 l e n d e r so n G l o ba l O P P I R A

3 4 . Henderson G lobal Opp IRA

D DividendD Dividend

A DividendC DividendB DividendC DividendA DividendA DividendB DividendB DividendA DividendA DividendA DividendA DividendA DividendA DividendA Dividend

Gross value at en do f r e p o r t i n g p e r i o d(i) (2)

Value ValueCode 2 Method

(J-P) Code ]( Q - W )

M "1-

K T

L TJ r

M TL TL T

j ~-K TK TJ TJ 1-

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d{ I ) (2) (3) (4) (5 )

Typ e ( e .g , D a t e Value (;sin I d e n t i t y o fbuy, sel l , m r w d d . , y i C o d e 2 C ode I buyer/scller

r e d e m p t i o n ) ( I - P ) ( A - H ) ( f f p r i v a t et r ~ s a c t i o ~ x ~


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FINANCIAL DISCLOSURE REPORTPage 6 o f 8

N a m e o f P e r s o n R e p o r t i n gCook, Jr. , Ju l ian A.

D a t e o f R e p n r t05/11/2011

VII. INVESTMENTS and TRUSTS - ~ ....... t.,. , ..... r i o ,~ C t ,, tu a o ~ o , , o / ,p o , ~ , * , ~ , ~ e p , , ~ , n , ~ i t ~ , ,. ; + o e p ~ ~ - ~ 0 o [ f a ~ t m ~ r u c a o , ~ . )~ -~ (No reportable income, assets, or transactions.)ONE

Des r . r ip t io~x o f As s e t s Income during( i , u c l o d i a g t r u s t a s s e t s ) report~g period

U) (2)P l a c e " ( X ) " a f t e r e a c h ~ s e t A m o u n t T Y I : g ( e . g .,

e x e m p t f c o m p r i o r d i s c lo s u r e C o d e I d i v . , r e a l{A-H) or int.)

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i t x g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d(i) (2 ) (I ) (2) (3) (4) (5 )

Value Value T y p e ( e . g ., Da te Value Gain Identity ofCode 2 Method buy, sell, nmddd/yy Code 2 Code I buyer/seller(I-P) Code 3 redemption) (J-P) (A-H) {if private

( Q - W ) t r a n s a c t io n )

35 .36 .

37 .38 .39.40 .

141.

42 .

45 .46.

47 .48 .49.

5 0 .51.

Lord Abbott Small Cap BlendMainstay MAP Fund

Mainstay MAP FundING Diversified Intl. FundG o l d m a n S a c h s M u n i F u n d

G o l d m a n S a c h s M u n i F u n d

First Trust ALT Energy Fun dF a i r p o i n t

D r e y f u s H i g h Y i e ld M u n i

Ford MotorA T & T

A Dividend

A Dividend

A DividendA Dividend

A Dividend

C D ~ v i d e n d

A Dividend

A Dividend

C Dividend

A Dividend

A Dividend

J

K

JKKL

JLKJ

TT

TTTT

RedeemedTTTT

06/03!10 A Raymond James

P) - I .2 L 0 0 0 . 0 0 1 -

B =$1.001 - $2/+00G -Sl00,0OI Sl,000,000K = $1 Lt~ l 1 5 0 .~ M = $ 1 0 0 .0 O I - S 2 5 0 . 0 0 0

T ~C~h

E = S l S . 0 O I - $ 5 0 . 0 0 0


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FINANCIAL DISCLOSURE R EPORTPage 7 o f 8

N a m c o f P e r s o n R e p o r t i n gC o o k , J r . , J u l i a n A .

V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

Da te o f Re p o r t05/ I 1 /2011


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FINANCIAL DISCLOSURE REPORTPage 8 of 8 C o o k , J r . , ~ u l i a n A .

l )at o f R e p o r t05/ I 1 /2011

IX. CERT IF ICATION .i c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e U e f , a n d t h a t a n y I n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u r e .! further cert i fy that earned Income from ou t s ide emp loyment and honorar ia and the acceptance o f g i f t s which have been repo rt ed are incom pliance with the p rovision s of 5 U.S.C. app. 501 et . seq., 5 U.S.C. 7353, and Judicial Confer ence re gulat ions .

S i g n

N OTE: A N Y I N D I V I D U A L W I I O K N O \ V I N G L 3A N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4)

C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.W a s h i n g t o n , D .C . 2 0 5 4 4

Julian A Cook Jr Financial Disclosure Report for 2010

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Transcript of Julian A Cook Jr Financial Disclosure Report for 2010