JOSEPH WESCOAT COMM 115 10/28/10 My Hometown Joseph Wescoat.
Joseph Birkett June 10, 2009 - Chicago Tribune · 2010. 12. 10. · Joseph Birkett June 10, 2009...
Transcript of Joseph Birkett June 10, 2009 - Chicago Tribune · 2010. 12. 10. · Joseph Birkett June 10, 2009...
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 1
IN THE DISTRICT COURT OF THE UNITED STATES FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION
MARCUS LYONS, ) ) Plaintiff, ) ) -vs- ) No. 08 C 5063 ) VILLAGE OF WOODRIDGE, ) ) Defendant. )
Deposition of JOSEPH BIRKETT, taken before DANA
LARIMER, C.S.R., R.P.R., and Notary Public, pursuant
to the Federal Rules of Civil Procedure for the
United States District Courts pertaining to the
taking of depositions, at 503 North County Farm Road,
Wheaton, Illinois, commencing at 10:40 a.m., on June
10, 2009.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 2
1 There were present at the taking of this
2 deposition the following counsel:
3
4 LOEVY & LOEVY by
5 ARTHUR LOEVY, 312 North May
6 Chicago, Illinois 60607 (312) 243-5900
7 on behalf of the Plaintiff;
8
9 DeANO & SCARRY by
10 MR. HOWARD P. LEVINE, 2100 Manchester Rd., Suite A-1-1
11 Wheaton, Illinois 60187 (630) 690-2800
12 on behalf of the Defendant;
13
14 OFFICE OF THE STATE'S ATTORNEY JOSEPH E.
15 BIRKETT by MR. THOMAS F. DOWNING,
16 503 County Farm Rd. Wheaton, Illinois 60187
17 (630) 407-8221
18 on behalf of Joseph Birkett.
19
20
21
22
23
24
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 3
1 DEPOSITION OF
2 JOSEPH BIRKETT
3
4
5 EXAMINATION BY PAGE
6 by Mr. Loevy 4
7 by Mr. Levine 25
8 by Mr. Loevy 48
9
10
11 EXHIBITS
12
13 Exhibit 1 5
14 Exhibit 2 21
15 Exhibit 3 22
16
17
18
19
20
21
22
23
24
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 4
1 JOSEPH BIRKETT,
2 called as a witness herein, having been first duly
3 sworn, was examined upon oral interrogatories and
4 testified as follows:
5 EXAMINATION
6 by Mr Loevy:
7 BY MR. LOEVY:
8 Q What is your name?
9 A Joseph Birkett.
10 Q What is your present position?
11 A I am the state's attorney for DuPage County.
12 Q Is that an elected position?
13 A Yes, it is.
14 Q When were you first elected to that position?
15 A I was first appointed in October of 1996,
16 then elected in November of 1996.
17 Q Prior to the time that you were appointed as
18 the state's attorney for the County of DuPage, can
19 you briefly indicate the service that you had with
20 the state's attorney office in DuPage?
21 A I was hired in October of 1981. Sworn into
22 the practice of law in November of '81, so I began my
23 full-time career as assistant state's attorney in
24 November of 1981. In 1985 I was promoted to chief of
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 5
1 major crimes.
2 After that in 1986 I was promoted to deputy
3 chief of the founding division of the office. In
4 1991 I was appointed to be the chief of criminal
5 division of the state's attorney office. Then I
6 remained in that position until I was elected in
7 1996. And have been the state's attorney since that
8 time.
9 Q Thank you. Am I correct in saying there is a
10 time that you had some responsibility for the
11 prosecution of a man named Marcus Lyons?
12 A Yes.
13 Q Am I correct in saying that after you became
14 state's attorney you also had some responsibility
15 with respect to certain matters concerning his case?
16 I'll explain what I mean.
17 This has been marked as Exhibit 1.
18 (Exhibit 1 was marked for identification.)
19 BY MR. LOEVY:
20 Q I'll ask you to take a look at it, please.
21 Is that your signature?
22 A Yes, it is.
23 Q At the bottom of Exhibit 1?
24 A Yes.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 6
1 Q This is something -- what is this document?
2 Can you explain it to me?
3 A If I can just read it.
4 Q Sure, take your time.
5 A This is an agreement to not oppose the
6 defendant's petition for executive clemency. And at
7 the time that this was presented, I believe it was by
8 the defendant's counsel at the time who handled his
9 postconviction request for DNA testing.
10 I agreed to not oppose the defendant's
11 request for executive clemency based upon the DNA
12 result, but also under the misperception that the
13 defendant had no other intervening criminal history,
14 which I don't know if that is documented. But that
15 was my understanding at the time that I signed this.
16 Q Do you now have an understanding that there
17 was an intervening criminal history?
18 A There was. I haven't been, I haven't read
19 the record, but I have been informed there was some
20 intervening criminal history, which I was not aware
21 of at the time that I signed this, unfortunately.
22 I still have not read the actual report of
23 that. Before signing this document I was under the
24 impression there was no intervening criminal history.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 7
1 Q What led you to that impression?
2 A I think it was just simply a verbal request,
3 is there anything else on his record, is there
4 anything else intervening. My impression was there
5 was nothing else.
6 Q Who did you make that request of to determine
7 whether there was or was not an intervening criminal
8 history?
9 A I didn't do any history myself. It was just,
10 I don't recall who it was, but I was just informed
11 there was no intervening circumstances. He was
12 living, he had been employed and had been otherwise
13 leading a productive life. That was my
14 understanding.
15 Q Other than the fact of the intervening
16 criminal history, did you set forth in this letter
17 your entire position with respect to Marcus Lyons'
18 petition for executive clemency?
19 A I set forth in this essentially what our
20 findings were despite the evidence that was presented
21 at his trial. The DNA evidence disputed that
22 evidence. And it did not match the profile of the
23 petition. And essentially that is what we concluded,
24 that the evidence could not withstand scrutiny.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 8
1 If we were to ever re-try him again, which
2 there wouldn't be, he already served the sentence.
3 In the event there was some kind of contested matter
4 which led to the granting of a new trial, we could
5 not withstand our burden. The defendant's DNA did
6 not match and we had excluded the other possible
7 donor from our interviews with the victim. We had
8 excluded the other possible donor as well, so that
9 was it.
10 Q Calling your attention to the third
11 paragraph, the first sentence, is it true that the
12 new DNA evidence did not match the profile of the
13 petition and as a result the people promptly agreed
14 to vacate the conviction and dismiss the case against
15 Mr. Lyons?
16 A Yes.
17 Q You did so promptly upon learning that there
18 was no DNA match, is that correct?
19 A No. When we found out there was no DNA
20 match, we contacted the victim to determine whether
21 or not there was another possible source of the
22 semen. As you know the mere fact that someone else's
23 DNA is present does not mean that he is not the
24 rapist. What it means is that somebody else is the
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 9
1 source of that semen stain or little, small, but not
2 visible to the eye, the DNA on the bra had to be
3 explained.
4 If Marcus Lyons is the rapist, the DNA has
5 to be explained somehow. The explanation may still
6 be out there, but based upon our investigation it was
7 not the source that we thought it might be, which was
8 the boyfriend or whoever Becky was seeing at the
9 time.
10 So based upon that we would not be able to
11 withstand or uphold our burden of proof beyond a
12 reasonable doubt. That's it.
13 Q Am I correct in saying there was an
14 investigation that was conducted to compare the DNA
15 of Ms. Auten's boyfriend at the time --
16 A Yes.
17 Q -- with the DNA sample?
18 A Correct. Based upon those two things, it's
19 not Marcus Lyons, it's not this other possible donor,
20 there is reasonable double of his guilt. And our
21 obligation is to dismiss the case.
22 Q Why would that lead you to the conclusion
23 that there would be a reasonable doubt as to
24 Mr. Lyons' guilt?
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 10
1 A It's, I have been practicing law for almost
2 30 years. That's a reasonable doubt. That is the
3 type of evidence that creates a reasonable doubt.
4 It's forensic. Unless there is some problem with the
5 chain of evidence or some contamination, which I saw
6 no evidence of, the contributor of this semen that is
7 not Marcus Lyon on an article of clothing in the
8 immediate vicinity. She was not wearing it at the
9 time of the rape.
10 He had disrobed her. Whoever the offender
11 was, whether it was Marcus Lyons or whoever the
12 rapist was, took her panties off, forced her to
13 remove her bra as well. They were laying in the
14 area. And the semen stain ends up on that bra.
15 That's a reasonable doubt in my opinion. My opinion
16 counts. I'm the state's attorney.
17 Q Thank you for that explanation. Was that the
18 only reason that you submitted the document, which
19 have been marked Exhibit 1? By the only reason, the
20 DNA issues --
21 A Yes.
22 Q -- that you just discussed?
23 A That, you mean this document, that plus the
24 understanding there was no, he hadn't raped anyone
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 11
1 else or no intervening criminal history. I am
2 talking about substantial criminal history. I am not
3 even sure today what it was. I think there was an
4 assault or battery or something out there that I was
5 not aware of at the time.
6 But those two things in combination, I would
7 not oppose clemency and I would urge the governor to
8 sign it.
9 Q Am I correct in saying that you are not
10 specifically, at least at this time, aware of a major
11 event or crime that Mr. Lyons had --
12 A I have only been told. It's not my job to
13 research his criminal history.
14 Q Sure.
15 A But I have been told that he had an
16 intervening event that I was not aware of at the
17 time. Somebody with a substantial criminal history
18 who has been tried, convicted and then at some point
19 in time there is a doubt as to his or her guilt
20 raised, does not mean that person is innocent, which
21 means that I would not necessarily agree to clemency.
22 Because the possibility does exist, maybe he
23 did commit this offense. Even though it's been wiped
24 out, he is presumed innocent, it could be wiped out
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 12
1 from his criminal history, should he get clemency.
2 Those are two different questions.
3 So to this day I haven't read the reports or
4 I don't know exactly what that intervening criminal
5 history is. I am just telling you what my mind set
6 was when I signed this.
7 Q Sure. You did ask the board and the governor
8 to grant clemency --
9 A Yes.
10 Q -- to Mr. Lyons?
11 A I agreed to not oppose it. I did not, I
12 basically supported his request.
13 Q Calling your attention to the last sentence,
14 it says the people of the State of Illinois ask the
15 board and the governor to grant clemency.
16 A Right.
17 Q That was your position?
18 A Right.
19 Q Am I correct?
20 A Yes.
21 Q Do you have an independent memory at all of
22 the trial itself of Mr. Lyons?
23 A Yes.
24 Q Have you reviewed any documents in
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 13
1 preparation for this deposition or in connection with
2 the lawsuit that has been filed?
3 A I looked at copies of my notes, my trial
4 notes.
5 Q I see.
6 A Back at the time that Marcus through his
7 attorneys finally filed the postconviction motion for
8 DNA testing, I did review the file. I ordered it.
9 Alex McGinpsey, we have a system that is set up where
10 if there is a request for postconviction DNA testing,
11 we order the file. Review the file. And I did look
12 at the file back then.
13 I reviewed it briefly when we got the
14 results. I was comfortable with the fact that we had
15 excluded other possible source of donor. At that
16 point in time I did review portions of the file, but
17 not the entire file.
18 Q Calling your attention to the time of the
19 trial itself. Am I correct in saying there were
20 certain items that were sent to a laboratory to check
21 on for blood and DNA samples, is that correct?
22 A There was a, I think a routine submission of
23 the panties. I don't know that, I would have to look
24 at the lab results, but there were, my recollection
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 14
1 was there was no semen found on the panties. That
2 was explained by the fact that the victim was not
3 wearing the panties at the time of the assault, at
4 the time of the rape.
5 In addition to that after the rape the items
6 were collected, so that was not a surprise.
7 Q The panties that were collected, were they
8 collected at the scene of the rape?
9 A Yes, that's my understanding.
10 Q Was it your understanding that there was or
11 there was not evidence of semen that was collected at
12 the scene of the rape?
13 A I don't believe there was any. My
14 recollection is that Becky, he, the rapist ejaculated
15 on her and wiped off. Walked into the kitchen.
16 Maybe it was, maybe he wiped off after he went to the
17 kitchen. I forget the exact scenario. He wiped off
18 and then Becky showered and was pretty, my
19 recollection is that she washed everything off.
20 So there was no semen collected. There was
21 none.
22 Q Am I correct in saying that you were not told
23 by any of the police officers who investigated the
24 case that there was evidence of semen on the side of
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 15
1 the toilet?
2 A I don't recollect whether I was told that.
3 Q If you were told that there was semen on the
4 side of the toilet, is that the kind of thing that
5 you would have requested a laboratory analysis of?
6 A Well, I was not, as you know from the history
7 of the case, I was not the screening assistant. But
8 obviously if I was told that there was semen on the
9 side of the toilet, which I haven't been told, I have
10 no recollection of that.
11 But obviously if I got a case, for example,
12 where there was a police report or an evidence
13 technician writes a report stating that he noticed a
14 stain or an item or something on the side of the
15 toilet, we know the rapist, if we knew that the
16 rapist was in that room, obviously you would make
17 such a request if it had not already been done by the
18 police.
19 Q Even if the rapist had not been in the room,
20 but had been in the apartment, would you have made
21 such a request?
22 A No, if the rapist is not, if he cannot be the
23 contributor, why would you make that request? There
24 are, a crime scene is a crime scene. It does not
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 16
1 include every room. Going into another area where
2 you know that offender has not been would serve no
3 useful purposes. It would only, you know, the
4 possibility of all kind of issues.
5 Q When you interview Ms. Auten, were you
6 certain that she knew every room that the rapist was
7 in?
8 A I didn't interview.
9 Q When you reviewed your notes of Ms. Auten's
10 recollection of the rape itself, did you believe that
11 she was aware of every room that the rapist was in
12 inside of her apartment?
13 A I can't recall. I mean my recollection is
14 that she gave a good account of what had taken place
15 and a good recollection of what had taken place. My
16 opinion was that the police were thorough in terms of
17 the gathering of evidence, et cetera.
18 Q What led you to that conclusion?
19 A Well, first of all, I have great confidence
20 in the people who were working on the case before I
21 got involved in it. I tried the case essentially. I
22 did not have the case from the complaint stage
23 through the trial. I joined the case when it was
24 scheduled for trial, which is kind of unusual.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 17
1 Usually back at that time the assigned
2 assistants would handle the case from the point of
3 assignment, especially if you were in that court or
4 you were in the unit handling it. It's vertical
5 prosecution all the way through.
6 So I came on to try the case. I didn't have
7 it initially. I had great confidence in the
8 assistant state's attorneys who worked the file up
9 and got the case ready and for the screening
10 assistants who worked with the Woodridge Police
11 Department are excellent, outstanding attorneys.
12 Q Had you ever worked with the Woodridge Police
13 Department prior to that?
14 A I had.
15 Q On felony matters?
16 A Yes.
17 Q Did you have confidence in the Woodridge
18 Police Department in the same manner as you just
19 described your confidence in the attorneys?
20 A To this day every police department, it all
21 depends on the personnel assigned. At that time I
22 knew the detectives that worked the case. I had
23 great confidence in them. So the answer would be
24 yes, I had great confidence in them. They were
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 18
1 outstanding, honest, very good police officers.
2 Q That would be Detective Grady and --
3 A Detective Grady is one of them.
4 Q Janus was the other one.
5 A I had a great relationship with Janus. We
6 had, as with any police department, there are, you
7 know, there are always, and it should be as a result
8 of dialogue, there should be points of disagreement
9 between a prosecutor and police officer. That's
10 always the case, but not with regard to the work.
11 They were outstanding.
12 Q Do you recall how long Grady was on the job
13 at the time of the Marcus Lyons trial?
14 A He was a seasoned police officer. He had
15 been a patrolman and then detective. He was a
16 detective at the time, I believe, is my recollection.
17 Q As you sit here now you don't recall how long
18 he was a detective?
19 A I don't know.
20 Q Or how long he was a police officer?
21 A I don't know.
22 Q Why was it that the usual vertical system of
23 trying a case was not the case in Mr. Lyons' case?
24 A It was with regard to Katherine Creswell.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 19
1 She was the assigned assistant and handled the case
2 all the way through. I can't recall. I tried a lot
3 of cases. I still try cases today. I can't recall
4 how I ended up. It may have been that I knew the
5 case was coming up for trial and I agreed to try it
6 with her, which happens.
7 Traditional rule is that you don't try a
8 case alone. There is one assistant assigned to the
9 case. You don't try cases alone. You always have a
10 second chair. That was a rule that was put in place
11 when State's Attorney Jim Ryan came on board. I
12 followed that, but when I was, I would have been
13 Katherine's supervisor at the time. At our regular
14 meetings we would talk about upcoming cases.
15 And to coin a phrase, I would cherry-pick
16 cases and try cases, especially a challenging case.
17 But I tried a lot of cases back then. So I don't
18 recall if it was a change in assignment or if it was
19 something that I wanted to do because I wanted to try
20 a case with Katherine, who was an up and coming
21 outstanding prosecutor. You want to work with them
22 and train them and try cases with them.
23 So I did that with a lot of assistants,
24 including many of the judges on the fourth floor now.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 20
1 That's how I ended up on the case.
2 Q Was there anything about the case itself that
3 made you want to, that encouraged you to want to try
4 it?
5 A Obviously the protection of the public and
6 holding offenders accountable is the primary
7 responsibility of this office, so that is part of it.
8 And also trying a case with Katherine, so there was a
9 mix. But I tried high profile cases, rapes and
10 murders and cases like that, child abuse cases.
11 I still do that to this day. Try cases with
12 the young assistants who are coming up or work on
13 cases with them. That's the way that you train and
14 make great lawyers.
15 Q Do you recall in the Lyons' trial that Ms.
16 Auten had identified Marcus Lyons from a live
17 line-up?
18 A Yes.
19 Q You also recall that she had identified
20 Mr. Lyons from a photo line-up?
21 A Yes.
22 Q Do you recall the photograph line-up preceded
23 the live line-up?
24 A I think so, yes.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 21
1 Q Do you recall that at the trial that you
2 asked Ms. Auten if she had identified Mr. Lyons from
3 the photo line-up?
4 A I don't believe that I put Rebecca on. I
5 think that Katherine Creswell did the examination.
6 Q Do you recall what the photo line-up looked
7 like? And by looked like, I mean what form it was
8 in. Not the photographs themselves, what the binder
9 was or what did it look like?
10 A I don't have an independent recollection of
11 that. But I do believe there was a photo line-up
12 introduced at the trial.
13 Q Do you recall anything about that exhibit at
14 all?
15 A Not really.
16 Q Thank you. This has been marked as
17 Exhibit 2.
18 (Exhibit 2 was marked for identification.)
19 BY MR. LOEVY:
20 Q Take a moment and read it. I think when you
21 and I had talked on the phone, Mr. Birkett, I had
22 called this press release to your attention.
23 A Okay.
24 Q You have had a chance to --
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 22
1 A Yes.
2 Q -- review it?
3 A Right.
4 Q Would I be correct in saying that you did not
5 prepare this yourself, but someone --
6 A No, I prepared it. I directed that that be
7 prepared. And I --
8 Q I'm sorry.
9 A I actually did, which I have a press person,
10 but in this particular case I directed him to prepare
11 this. And I personally drafted the quote which is at
12 the end.
13 Q You reviewed it before the press release was
14 sent out?
15 A Yes, I did.
16 Q Everything accurate in this press release?
17 A Yes, to my recollection it is, yes.
18 Q Let's mark this as Exhibit 3, please.
19 (Exhibit 3 was marked for identification.)
20 BY MR. LOEVY:
21 Q It's been marked. It's hard to read. I
22 apologize for that. Is this -- excuse me, is this,
23 is it just my copy that is hard to read?
24 MR. DOWNING: I made my copy off the original
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 23
1 exhibit.
2 MR. LOEVY: Is the original any better?
3 THE WITNESS: No, it's okay. I'll give you this
4 in a second.
5 MR. LOEVY: It looks like the original is a
6 little bit more legible than the copy.
7 THE WITNESS: There is a portion of this missing
8 that is cut off.
9 BY MR. LOEVY:
10 Q At the bottom?
11 A At the bottom and left.
12 Q Which page?
13 A The second page.
14 Q Thank you. I assure you it was not done
15 deliberately. Just this is what we have.
16 MR. DOWNING: Do you know when this was
17 published?
18 THE WITNESS: This is a Tribune story, I believe.
19 BY MR. LOEVY:
20 Q There are a couple of occasions where you are
21 quoted in the article?
22 A Yes.
23 Q Were you quoted accurately?
24 A Yes.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 24
1 Q Is there anything in that article that you
2 wish to take issue with?
3 A No, not really. The one thing that I did
4 mention in here, which I can't recall who the source
5 of the information is, but as I said before, my
6 understanding was there was no intervening criminal
7 history. I made that comment here, no other criminal
8 record in DuPage County and the check of Cook County
9 records showed no record for him. Apparently that's
10 what I relied upon.
11 Q I understand.
12 A I was told he had no other criminal history.
13 It may have been his lawyer that told me that because
14 we did speak on the telephone. His lawyer may have
15 been the one that represented that he had no other
16 history.
17 Q Other than that, is there anything else in
18 the article that you take exception to?
19 A No, no.
20 Q Did you move to dismiss, by you I mean your
21 office move to dismiss the indictment against
22 Mr. Lyons?
23 A My recollection is based upon the DNA
24 profile, we agreed to vacate the conviction. And
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 25
1 then the case, as you know, the case, the legal
2 status of the case is the indictment is still on
3 file. It's not, there is no judgment. So we then
4 move to dismiss it. If we move to nolle pros it,
5 which is the legal term. We move to nolle pros it
6 and we nolle the case.
7 Q Based on the same considerations --
8 A Correct.
9 Q -- that you just testified to?
10 A Right.
11 MR. LOEVY: That's all I have. Thank you very
12 much.
13 THE WITNESS: You're welcome.
14 EXAMINATION
15 by Mr. Levine:
16 BY MR. LEVINE:
17 Q Mr. Birkett, if you had known whatever the
18 intervening criminal act was of Mr. Lyons that had
19 occurred and the information that you were operating
20 under was not correct, would you have signed that
21 clemency petition?
22 A I may still have, but I would have reviewed
23 the history and asked them to look at the reports.
24 That's all. I may still have signed it. I still to
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 26
1 this day don't know exactly what it was. What the
2 offense was. But there is no question that it would
3 not have affected any of the other decisions that I
4 have made.
5 Q It would depend on the nature of what the
6 offense was?
7 A Right, right.
8 Q Do you remember when the first time was that
9 you heard about this case as far as the criminal
10 prosecution was concerned?
11 A In 1987 you mean?
12 Q Correct.
13 A I probably learned about it as it's coming
14 through the assignment system. Katherine Creswell at
15 the time was assigned to, while she was assigned to
16 the case, I am sure I was aware of it while it was
17 pending before I actually began the trial of the
18 case. Sometime between the charging and the trial I
19 would have learned about it during those intervening
20 months.
21 Q Do you have any independent recollection of
22 when you first became more involved with the case or
23 knew the specifics of the case prior to the trial?
24 A It was probably after it was set for trial,
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 27
1 sometime after it was set for trial. I don't recall
2 when the actual setting date was. When I began
3 working on the case, I think the case was already set
4 for trial. That's my recollection. I would have to
5 look at something.
6 Q Do you remember what you did as far as your
7 own personal involvement in preparing to try this
8 case in 1988?
9 A I reviewed all of the police reports, met
10 with Katherine, divided up the witnesses. And did a
11 routine trial preparation, which is review the case,
12 make sure that we have all the witnesses under
13 subpoena, notifications are out and we have done the
14 appropriate research and made sure all the proper
15 motions have been filed and ruled upon.
16 That's pretty much it. The normal trial
17 prep.
18 Q Would that include, for instance, looking
19 over evidence that was collected, looking over at
20 least the list of evidence that was collected in this
21 case?
22 A Yes.
23 Q Would it also include review of any lab
24 reports from the DuPage County Sheriff's office as
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 28
1 far as their analysis of any of the evidence in the
2 case?
3 A Yes.
4 Q Do you remember meeting with any specific
5 witnesses before the trial?
6 A I think that I put on, I don't recall, but I
7 did meet with Becky. But she was prepared and the
8 trial prep was primarily conducted by Kathy Creswell
9 at the time. I met with the statement witnesses. I
10 can't recall the other witnesses that I put on.
11 I cross examined the defendant, so I prepped
12 his. I believe that I prepped our rebuttal
13 witnesses. I think that I put on at least one of our
14 rebuttal witnesses. That's pretty much all I did.
15 Q Do you remember then specifically meeting
16 with the victim Ms. Auten prior to the trial itself?
17 A Yes.
18 Q Do you recall how many times that you met
19 with her?
20 A I think that I only met with her once.
21 That's what I recall. I think that I met with her
22 once. Katherine did most of the work with the
23 victim.
24 Q Do you recall perhaps sitting in with her,
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 29
1 with Ms. Auten when Judge Creswell prepared her for
2 her trial testimony?
3 A I believe that I sat in for some of it, not
4 all of it.
5 Q Did you as the state's attorney, is the
6 state's attorney the charging agency for felonies in
7 DuPage County?
8 A Yes.
9 Q Are individual police officers and
10 municipalities allowed to charge without the consent
11 of the state's attorney in DuPage?
12 A Under Illinois law only the state's attorney
13 can bring a felony charge. Law enforcement can, if
14 they choose, but it would be a violation of their own
15 policies to bring a criminal complaint and have a
16 felony come through the system. That's not the way
17 that it works here.
18 We have 24 hours a day, 365 days a year
19 felony screening where in order to charge a felony, a
20 police officer must review the facts with a screening
21 assistant and the screening assistant must approve
22 the felony. And on the complaint forms, which has
23 been the history of the office as long as I can
24 recall, the assistant state's attorney's initials are
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 30
1 on the complaint.
2 So the judge who is reviewing it or whoever
3 is looking at the complaint knows it was reviewed and
4 an assistant state's attorney reviewed and approved
5 the charges. That's the policy and the practice.
6 Q Did you remember having anything to do with
7 the charging decision in this case of Marcus Lyons?
8 A I don't believe that I was involved in the
9 charging decision itself.
10 Q When you actually put on the case, you tried
11 it with Judge Creswell?
12 A Yes.
13 Q Who is a judge now, but was one of your
14 assistants at that time?
15 A Yes.
16 Q Do you recall Ms. Auten's testimony during
17 the trial?
18 A Yes.
19 Q Do you recall that she in court identified
20 Marcus Lyons as her attacker?
21 A Yes.
22 Q Had you reviewed that identification
23 testimony with her or do you recall speaking to her
24 about it at the time when you met before trial?
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 31
1 A I know that Kathy certainly did or Katherine
2 Creswell did. I believe that I did, but I don't
3 recall. I don't have a vivid recollection of the
4 conversation itself.
5 I do remember the office that Katherine was
6 in was on the second floor of the old courthouse or
7 of the old state's attorney's building. I remember
8 Becky in that office. I was there for at least part
9 of the pretrial interview.
10 Q How would you describe Ms. Auten's
11 identification in terms of credibility, certainty of
12 Marcus Lyons at the time that you observed her both
13 at trial and perhaps pretrial identify Marcus Lyons
14 as the offender?
15 A It was compelling.
16 Q At any time did you note Ms. Auten waver or
17 doubt her identification --
18 A No.
19 Q -- of Marcus Lyons either before trial,
20 during trial or after trial?
21 A Not at all.
22 Q Was there anything about your interaction
23 with Ms. Auten at any time that made you pause as to
24 her credibility or doubt her credibility as a witness
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 32
1 and in her identification of Marcus Lyons as her
2 attacker?
3 A No.
4 Q Do you recall what kind of identification
5 evidence was offered at trial against Marcus Lyons?
6 A I recall that the composite sketch, which I
7 used, actually used it in my rebuttal argument, the
8 photo line-up, the physical line-up, her
9 descriptions. The fact that clothing that was
10 similar in description to what Rebecca had provided
11 was found in his home.
12 His voice was identified during the line-up
13 as well. That's my recollection, I believe. So
14 there were, I may have missed something. But there
15 was in addition to that the woman who ran the
16 complex, the apartment complex had identified the
17 individual who was depicted in the composite was
18 Marcus Lyons who lived in the apartment complex.
19 I can't recall how long he had been there,
20 but he was a recent renter. He had just moved into
21 the complex. So those pieces of identification were
22 altogether compelling. In addition to Rebecca
23 Auten's in court testimony, which was of itself
24 compelling. The corroboration of that identification
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 33
1 was overwhelming.
2 Q Was the office manager from Maple Lakes
3 apartment complex, was that Laura Pikich?
4 A That is my recollection that she was the
5 apartment manager. That is the name that is in the
6 discovery. I recall that being a very important
7 piece or compelling corroboration.
8 Q Do you remember also a next door neighbor
9 testifying that she was shown the composite and also
10 identified Marcus Lyons from the composite?
11 A Yes.
12 Q Do you recall her testifying at trial as well
13 as to that?
14 A I recall that we called those witnesses. I
15 don't recall her, I don't have an independent
16 recollection of her testimony, but I know that
17 Rebecca Auten's testimony was substantially
18 corroborated by other witnesses.
19 Q Her name was Ms. Riley?
20 A That rings a bell.
21 Q A second ago you said that you used the
22 composite. How did you use the composite at trial?
23 A Just like any other physical exhibit that you
24 use in closing argument. I picked up, because if you
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 34
1 look at the record on the cross examination of
2 Rebecca Auten, the defense shifted from an ID defense
3 to a consent defense.
4 Actually I remember going back to chambers
5 because I objected. They didn't, they had not
6 disclosed a consent defense. And the cross
7 examination was is it, this is not a mistaken ID any
8 more, this is a consent defense. So in rebuttal
9 argument to what the defense argued, I made it a
10 point is this an ID case or is it a consent defense.
11 Well, it's neither. He is guilty. I walked
12 up right next to Marcus Lyons and I held up the
13 composite to demonstrate to the jury, she didn't get
14 it wrong. These witnesses are not wrong. He is the
15 guy. I don't recall my exact language, but I used
16 the composite because I felt the composite was a
17 good, I mean it was a fairly good composite. Not
18 fairly good it was a very good composite.
19 Q Judge Creswell described it as almost like a
20 picture of Marcus Lyons. How would you assess the
21 similarity between the composite and Marcus Lyons at
22 the time of trial?
23 A Obviously it's not a picture, but that's an
24 accurate description. It was a very close
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 35
1 resemblance. It was an extremely close resemblance,
2 which in a lot of cases you don't have a composite.
3 You get composites in a lot of cases and the police
4 use it as an investigative tool.
5 When the actual arrest takes place, the
6 victim may have recalled a feature that is actually
7 different than the actual person. But it's just the
8 way the victim describes it.
9 It's all, there is a lot of potential error
10 built in. That's why they are not used, they are
11 used as an investigative tool more than anything
12 else. If you, for example, you put a composite on TV
13 or put out a news release, you put the composite up
14 as an investigative tool. That's the purpose of it.
15 It's very unusual to have one as rock solid or as
16 closely, that close. So that's the way it was used.
17 Q You mean as close as it was in this case?
18 A Right.
19 Q The composite was matching the actual look of
20 Marcus Lyons?
21 A Correct, Marcus Lyons.
22 Q You mentioned before that at some point
23 during the trial the defense went from one of
24 identification to consent. Would the, would it be
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 36
1 implicit in the defense of consent that the actual
2 defendant committed the offense, but it was
3 consensual?
4 A Yes, that's why the consent defense is
5 required under the rules of discovery to disclose it
6 so you don't take your opponent by surprise, that we
7 prepare for one case and we are trying another case.
8 Obviously we prepared for an identity
9 attack, they are challenging the ID, not the
10 credibility of the victim that she was actually
11 raped. They are saying it was not Marcus Lyons.
12 Then Marcus Lyons, in mid stream they shift to a
13 consent defense asking the victim questions that
14 challenged her credibility as a rape victim, not as
15 somebody who had an encounter with the defendant.
16 Q So you can't say I didn't do it, but if I did
17 it, it was consensual?
18 A That is my opinion. Obviously Judge Malling
19 allowed them to go forward with their strategy.
20 Q Do you remember the identification witnesses
21 including Ms. Auten being cross examination during
22 the trial?
23 A Yes.
24 Q Was there also testimony elicited by the
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 37
1 state's attorney, both yourself and Judge Creswell of
2 some of the circumstances surrounding all the
3 identifications in the case from the office manager,
4 the neighbor, to also the live line-up and the photo
5 line-up, was that all presented in this case?
6 A Yes, it was.
7 Q Did Judge Kennedy, John Kennedy who was also
8 an assistant at that time in your office, did he, in
9 fact, testify also as to the circumstances around the
10 live line-up?
11 A Yes, he did.
12 Q In an earlier testimony former Judge Telander
13 stated at the time of this photograph and live
14 line-up, it was his office policy that whenever there
15 was a photograph, there was also a live line-up. Do
16 you recall that?
17 A I do recall that if there was a photo
18 line-up, and you have an opportunity to follow it up
19 with a live line-up, then yes, you do a live line-up.
20 Q Was there anything inherently suggestive
21 about that process?
22 A No.
23 Q At trial did you, in fact, introduce some of
24 the exhibits, such as the composite, the clothes that
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 38
1 Mr. Lyons wore, the photo line-up, were some of those
2 admitted at trial by your office?
3 A Yes, but the clothes were the ones that were
4 recovered from his apartment. Not that he, they fit
5 the description that the victim had given.
6 Q Did Ms. Auten, in fact, identify those pieces
7 of clothing, I am talking the brown pants and
8 jacket --
9 A Yes.
10 Q -- as those worn by her attacker and they
11 were retrieved from Mr. Lyons apartment?
12 A Yes.
13 Q During the trial do you ever remember any
14 motions or objections made to the identification
15 evidence that was presented by the state's attorney
16 against Mr. Lyons?
17 A Not that I recall. I don't recall there was
18 any. There was no, certainly no pretrial motions
19 that I'm aware of to challenge the integrity or
20 credibility of the line-up. I don't recall any
21 objections during the trial.
22 Q Do you recall any of the other factors beyond
23 the identification and the two pieces of evidence
24 that linked Mr. Lyons to this case such as his
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 39
1 statement to Judge Telander?
2 A His, there were a variety of statements that,
3 we put in all of the statement evidence, which were
4 essentially false exculpatory statements and false
5 alibis.
6 Q Did you, in fact, cross examination Mr. Lyons
7 on those very points?
8 A Yes.
9 Q You even showed him at one point
10 Mr. Telander's written memo of his statement and
11 interview with Marcus Lyons and you introduced that
12 at trial?
13 A That's my recollection.
14 Q At the time that you did the trial, did you
15 have any doubt that Mr. Lyons was, in fact, the
16 attacker?
17 A No.
18 Q What did you base that on?
19 A The evidence that I just described here,
20 which was compelling. It was overwhelming evidence
21 that he was, in fact, the attacker. Physical
22 line-up, the photo line-up, the composite, the
23 identifications by independent witnesses who had no
24 motive to fabricate, the testimony of Rebecca Auten,
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 40
1 his varying statements to the police. He was
2 impeached on several points. All of that evidence
3 was compelling.
4 Q During the pretrial proceedings is the
5 defendant made aware of what evidence was collected
6 and what tests were conducted by the sheriff's labs
7 in a case like this?
8 A The defendant, the defendant's attorney is.
9 Q That's what I meant.
10 A The defendant's attorney is in possession of
11 the discovery materials. And you would have to ask
12 the defendant whether or not he was sufficiently
13 apprised of what was in the discovery materials. I
14 have no idea.
15 Q I'll rephrase that. So is the plaintiff's
16 attorney, Mr. Lyons' attorney at the time of the
17 criminal trial, would they typically be provided with
18 copies of the police reports, lab reports?
19 A Yes.
20 Q Evidence, things like that?
21 A Yes.
22 Q Does the state's attorney have a duty to turn
23 over those documents to an accused in a felony
24 matter?
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 41
1 A Yes.
2 Q Is the defendant in a criminal matter able to
3 request either testing or retesting of any physical
4 evidence that has been collected in the case?
5 A He can.
6 Q So can the state's attorney, is that correct?
7 A Yes.
8 Q Did you, in your review did you see any
9 evidence that you felt either needed to be tested
10 that wasn't or retested that wasn't?
11 A At that time?
12 Q At that time.
13 A No.
14 Q Do you have any recollection of why Ms.
15 Auten's bra was not tested at the time of the
16 criminal trial?
17 A I don't know if it was, I have no independent
18 recollection as to whether or not it was examined or
19 not. I know the panties were, but I know the reason
20 why a submission might not have been made was because
21 the bra was not on her body on the time and neither
22 were the panties.
23 When the assault began or when it was
24 completed, she was on the floor. And the attack took
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 42
1 place while she was naked. She had no clothing on.
2 The panties were submitted. To this day I don't
3 recall why a decision to submit the panties or not
4 submit the panties would really have affected the
5 case.
6 Q Was it perhaps just a matter of course?
7 A It is a routine matter just in the practice
8 or policy. I don't know there is any written
9 protocol, but in a typical rape case you collect the
10 clothing, especially the undergarments of the victim.
11 That is typically what occurs and that happened in
12 this case. But I don't recall the bra ever having
13 been submitted until we submitted it years later.
14 Q For what you just said because the victim Ms.
15 Auten was not wearing any clothing at the time of the
16 attack, is that your recollection of why that was not
17 something that you would have requested --
18 A Yes.
19 Q -- as a prosecutor to be tested?
20 A Yes.
21 Q You didn't feel there would be any access --
22 A Yes.
23 Q -- between the crime and the pieces of
24 clothes?
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 43
1 A Right.
2 Q When did that change?
3 A When did what change?
4 Q Your thought that perhaps somehow anything
5 contained on the bra might actually be exculpatory?
6 A Just recently. This is, obviously when I say
7 just recently, I'm talking about just in the past
8 couple of years. Because PCR technology, polymer
9 chain reaction and the new DNA technology that is
10 available is very, very sensitive. And even though
11 Becky may not have been wearing the bra at the time,
12 he may have had contact with the bra before the rape
13 occurred.
14 And there may be an opportunity for DNA on
15 the bra independent of the attack itself. So those
16 are the reasons why. If he had contact with the bra,
17 he is not wearing gloves, there is always the
18 possibility that the DNA from the attacker is going
19 to be on the bra anyway, even though she is not
20 wearing it during the attack.
21 That's why I said I recall in conference
22 with Alice about requesting to have the panties
23 tested, I said let's just get everything checked.
24 Check with the clerk's office, I believe there was
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 44
1 another, at least one other item of clothing that we
2 introduced at trial. That's what we did.
3 This is very recent, very recent origin that
4 we are talking about contact DNA. We just solved a
5 murder case based on contact DNA a year or so ago,
6 two years ago. Where the offender who raped the
7 victim pulled her panties down and we got his DNA off
8 the panties from that human contact. That's just
9 recent. That's brand new. I don't want to say brand
10 new, but it's very recent technology.
11 Q In this case the source of DNA came from a
12 semen stain on her bra, correct?
13 A Correct. But at the time that we submitted
14 it, we didn't know what the stain was. For all of
15 those reasons you want to do, you don't want to do
16 multiple submissions, so we did one submission
17 including everything.
18 Q Did you ever come to an understanding at any
19 point from any piece of evidence or testimony that
20 any of the offender's semen actually came in contact
21 with the bra?
22 A There is only, no direct evidence of that,
23 but there is at least a theory upon which you could
24 make that argument.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 45
1 Q Are you aware of any testimony from anybody
2 that would have placed the bra in a position to
3 receive the attacker's semen during Ms. Auten's rape?
4 A No.
5 Q That understanding has never changed, is that
6 correct?
7 A That has not changed.
8 Q Would it be fair to say when you talked about
9 both in your press release and today, that this
10 evidence concerning the DNA on the bra would provide
11 an argument against guilty beyond a reasonable doubt,
12 rather than an outright proof of innocence of Marcus
13 Lyons?
14 A Right, it establishes clearly to me, because
15 I think that you have a plausible argument that the
16 rapist could have left this DNA. That creates a
17 reasonable doubt as to the defendant's guilt because
18 the state has done their due diligence to try to
19 explain it away by someone else who was intimate with
20 Becky Auten and submitted his DNA and it's not him.
21 Based on that there is no question that it
22 creates a reasonable doubt as to his guilt. It does
23 not establish necessarily actual innocence. But that
24 is why we have this technology available now, so that
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 46
1 defendants can pursue it and try to establish that
2 there was reasonable doubt based upon new technology.
3 That's what happened in this case. There is clearly
4 a reasonable doubt as to his guilt.
5 Q There are some cases where actual DNA is
6 obtained , if I can say from inside of an, I admit
7 that is a poor choice of words, of a rape victim will
8 conclusively establish that the semen was not and the
9 DNA was not the attacker?
10 A Correct.
11 Q That does happen in some cases and that leads
12 to exoneration in some cases?
13 A That leads to, well, exoneration is also
14 frequently thrown around. Exoneration does not mean
15 actual innocence. There was an acquittal. He has
16 been exonerated of the charge. In my opinion, unlike
17 a case like you said, you know for a fact there has
18 been no other sexual act with this victim and you
19 recover semen from the victim, you can conclude
20 beyond any question that that person is not guilty,
21 not just not guilty, he is actually innocent.
22 Those cases do happen. This is not such a
23 case.
24 Q Would it be fair to say that this is
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 47
1 qualitatively different from that scenario?
2 A It's different in that we have established
3 that Marcus Lyons is not guilty of this offense. We
4 could not sustain our burden of proof. It does not
5 mean that rules out all possibilities. It just means
6 that he is not guilty. He can never be recharged.
7 He should never be recharged. The government could
8 never sustain its burden of proof.
9 I would never suggest that he did this ever
10 again because the evidence concludes that he is not
11 guilty under the standard of proof beyond a
12 reasonable doubt. I don't know what the other
13 possibilities are. I don't speculate on them.
14 Q Was there anything in your review of the
15 physical evidence or lab reviews, lab reports in this
16 criminal case that gave you any doubt about the
17 prosecution of Marcus Lyons at the time of the trial?
18 A No.
19 Q Was there anything that singled him out or
20 singled out or stood out to you as indicative of his
21 innocence at the time?
22 A No.
23 Q I say at the time of his trial?
24 A No.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 48
1 Q Do you have an understanding how the DNA
2 sample was collected from Mr. Lyons in this clemency
3 exoneration process?
4 A I don't know.
5 Q Do you remember ever talking to Don Janus, a
6 detective from Woodridge concerning this case?
7 A I am sure that I talked to him back at the
8 time of the trial or during the trial preparation,
9 but I haven't talked to him.
10 Q Finally, Mr. Birkett, at the time of the
11 trial did you have any doubt at the time of Mr. Lyons
12 trial in 1998 that he was guilty beyond a reasonable
13 doubt?
14 A No.
15 Q Based upon the evidence available?
16 A Not at all.
17 MR. LEVINE: Thank you.
18 MR. LOEVY: I have got some more now,
19 Mr. Birkett.
20 THE WITNESS: Okay.
21 EXAMINATION
22 by Mr. Loevy:
23 BY MR. LOEVY:
24 Q Since becoming the state's attorney for the
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 49
1 County of DuPage until today, on how many occasions
2 have you asked the prisoner review board and the
3 governor of the state to grant executive clemency?
4 A I don't recall, but it's obviously a rare
5 circumstance. I believe that I have, there have been
6 a few cases where I have not opposed a request for
7 clemency, but I don't recall how many.
8 Q But in this case it's more, in Mr. Lyons
9 case.
10 A Yes.
11 Q It was more than not opposing?
12 A Right.
13 Q You petitioned to have it granted?
14 A Right.
15 Q How many times have you actually other than
16 Mr. Lyons --
17 A I don't recall another case. I can simple
18 recall a couple of cases where we would say where we
19 are not opposed, we are not opposed. And you know,
20 this would be a rare case.
21 Q This is the only case where you actually --
22 A Correct.
23 Q -- joined in the petition?
24 A Correct.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 50
1 Q When you were, including now, when you
2 prosecute cases are you bound by the ethical
3 determination that you only prosecute cases where you
4 think that the person is guilty of the crime?
5 A The standard is that you shall not proceed
6 with a case unless you are convinced there is
7 probable cause to go forward with the charge. My
8 philosophy and what I teach is that you don't present
9 cases unless you have a reasonable, there is a
10 reasonable likelihood of conviction at trial and you
11 believe that the defendant is actually guilty.
12 So it's both. It's not just probable cause,
13 but that you have, there is a reasonable probability
14 that the defendant will be found guilty. As you know
15 oftentimes you can know someone is guilty, but the
16 evidence won't sustain that burden because you lack
17 the admissible evidence necessary to convict.
18 So it is a balance between both, but you
19 don't go to trial unless you believe somebody is
20 guilty.
21 Q Can you estimate for me the number of
22 criminal trials that you have prosecuted in the
23 course of your career?
24 A Trials, actual trials?
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 51
1 Q Yes.
2 A I can't --
3 Q Hundreds?
4 A It would be hundreds. I have personally
5 tried well over 100 cases, well over 100 felony cases
6 to verdict. I don't recall how many actual cases I
7 have tried.
8 Q In each of those cases, irrespective of the
9 verdict, you believe that the person that you were,
10 that the state was prosecuting was guilty of the
11 crime?
12 A Correct.
13 Q You answered in response to the questions by
14 counsel that Mr. Lyons had been identified and ID'ed,
15 as you put it, by independent witnesses?
16 A Correct.
17 Q Am I correct in saying he was never ID'ed
18 personally by independent witnesses, only the
19 composite?
20 A Correct. The question was what other
21 identification evidence was there. Those two
22 independent witnesses who looked at the composite and
23 said that is Marcus Lyons. That is identification
24 testimony. That's not to suggest that they said he
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 52
1 is the rapist. They said that is the person.
2 And it also, during the course of a trial
3 like that or any trial, the state, it's incumbent
4 upon the state, just like the defense theory of their
5 case, they want to establish what led to the
6 defendant being there, the course of the
7 investigation.
8 It is important for the jury to have a
9 flavor of how did Mr. Lyons arrive here. And that
10 independent identification testimony was, I thought,
11 very important to corroborate Rebecca Auten, but also
12 the way that the police conducted a very thorough and
13 professional investigation.
14 Q There was a composite as you have
15 testified --
16 A Yes.
17 Q -- used during the trial. Do you have a
18 recollection of how that composite was created?
19 A My recollection is that Becky would have sat
20 down with the police officer who was using the kit.
21 And the kit is based upon the verbal descriptions
22 that are made by the victim. Then the pieces are put
23 together as the victim goes through that description
24 with the officer who is using that Identi-Kit.
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 53
1 Q Was the Identi-Kit used frequently during the
2 point of time of Mr. Lyons' trial?
3 A I think it was a fairly common practice where
4 you have unsolved crimes and you have a fairly good
5 description of the offender or you have a witness who
6 had a good look at the offender. You want to try as
7 soon as possible to prepare an Identi-Kit, so it was
8 pretty normal.
9 Q Are Identi-Kits used now in DuPage County?
10 A I don't know. I don't really recall if they
11 are. There are, there is a new technology out there
12 that is used. I think there are computer models.
13 There are also forensic artists who, rather than use
14 an Identi-Kit, will use a sketch. I think that the
15 Identi-Kit is still used. I am not sure how widely
16 it is still used. You would have to ask the law
17 enforcement community.
18 Q Do you recall the last time that you used a
19 composite created by an Identi-Kit in a trial?
20 A I don't recall.
21 Q You made reference to PCR technology. What
22 does that mean?
23 A That's polymers chain reaction technology and
24 the advancement of that technology. It's been, PCR
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 54
1 has been around for a while, but now the newer
2 applications are much more sensitive.
3 Q PCR technology was available at the time of
4 Mr. Lyons' trial, is that correct?
5 A You know, I can't recall if it was or not,
6 but certainly not in the, obviously the science was
7 available, but it was not nearly as sensitive. Touch
8 DNA was virtually unheard of, at least by lawyers at
9 the time. Lawyers are learning more and more. When
10 I say lawyers, I am talking about prosecutors to be
11 aware of it.
12 Q Even in 1988, though, there was technology
13 available to test actual semen to make identification
14 determination, isn't that correct?
15 A There was a, you have to talk to the lab, but
16 the protocol was if there was an identifiable stain,
17 if you can see a stain, then they would submit.
18 Today it's completely different. It's not just what
19 is identifiable visibly, but if you know there has
20 been human contact with an object, then they will,
21 you have to go talk to the lab themselves.
22 But back then PCR would not have been
23 available in terms of testing for stains that were
24 not observable. Do you understand what I am saying?
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 55
1 Q Yes, I think so.
2 A It was not that sensitive. The technology
3 that was available at that time was not that
4 sensitive. The beauty of PCR back then was RFLP,
5 restriction fragment length polymorphism testing was
6 the state of the art. That was what was being used
7 wildly in the forensic field. You needed a much more
8 greater quantity.
9 PCR technology did not require as much, but
10 you still had to have some visible, for example, in a
11 rape case you needed some visible, when I say visible
12 under the microscope, but something to test.
13 Q But if there was a visible stain, there could
14 be a test?
15 A Correct, that's my understanding, yes.
16 Q I understand it's just your understanding.
17 That test would lead to either an identification or
18 nonidentification of a suspect?
19 A Not necessarily. It depends on what is there
20 and what they are able to come up with. Sometimes
21 you get results where they can say, yes, there is
22 semen but not enough to get a profile. It all
23 depends on what the circumstances are.
24 Q But in some cases it could lead to an ID?
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 56
1 A As far as I know. That's my recollection.
2 Q Fair enough.
3 MR. LOEVY: I have nothing further.
4 MR. LEVINE: Nothing for me.
5 MR. LOEVY: Thank you.
6 MR. DOWNING: Do you want to review the
7 transcript if it's prepared? I will advise that you
8 do.
9 THE WITNESS: Yes, let's reserve it.
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 57
1 STATE OF ILLINOIS ) ) ss:
2 COUNTY OF C O O K )
3
4 The within and foregoing deposition of the
5 aforementioned witness was taken before DANA L.
6 LARIMER, C.S.R., R.P.R., and Notary Public, at the
7 place, date and time aforementioned.
8 There were present during the taking of the
9 deposition the previously named counsel.
10 The said witness was first duly sworn and was
11 then examined upon oral interrogatories; the
12 questions and answers were taken down in shorthand by
13 the undersigned, acting as stenographer and Notary Public;
14 and the within and foregoing is a true, accurate and
15 complete record of all of the questions asked of and
16 answers made by the aforementioned witness, at the
17 time and place hereinabove referred to.
18 The signature of the witness was not waived,
19 and the deposition was submitted, pursuant to
20 Rules 30(e) and 32(d) of the Rules of Civil Procedure
21 for the United States District Court, to the deponent
22 per copy of the attached letter.
23
24
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 58
1 The undersigned is not interested in the within
2 case, nor of kin or counsel to any of the parties.
3 Witness my official signature and seal as
4 Notary Public in and for Cook County Illinois on this
5 _________________ day of _________________, A.D. 2010.
6
7
8
9
10 ______________________________________ DANA L. LARIMER, C.S.R., R.P.R,
11 License No. 084-004152 Notary Public
12 311 S. Wacker Dr., Suite 300 Chicago, Illinois 60606
13 Phone: (312) 263-3524
14
15
16
17
18
19
20
21
22
23
24
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 59
1 Merrill Legal Solutions
2 311 S. Wacker Dr., Suite 300 Chicago, Illinois 60606
3
4 WITNESS CERTIFICATION
5
6
7 I hereby certify that I have read the foregoing
8 transcript of my deposition consisting of pages 1
9 through 56, inclusive. Subject to the changes set
10 forth on the preceding pages, the foregoing is a true
11 and correct transcript of my deposition taken on June
12 10, 2009.
13
14
15 (signed)
16
17
18
19 SUBSCRIBED AND SWORN TObefore me this day of
20 A.D. 2010.
21
22Notary Public
23
24
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 60
Merrill Legal Solutions 311 South Wacker Drive, Suite 300 Chicago, Illinois 60606 (312) 386-2000 March 15, 2010
Office of the State's Attorney Joseph E. BirkettAttn: Mr. Joseph Birkett503 N. County Farm Rd.Wheaton, Il 60187
Case: Lyons vs Village of Woodridge Deponent: Joseph Birkett Date taken: 6-10-09
Dear Mr. Birkett:
The above referenced deposition has been transcribedand is ready for review, pursuant to the Rules ofCourt.
Please contact our office at your earliestconvenience for an appointment to review thedeposition transcript or you may contact counsel fora copy of the transcript for your review.
Upon failure to comply within 30 days, we shallforward an appropriate affidavit of noncompliance tocounsel without further notice.
Very truly yours,
Merrill Legal Solutions
DL169970 DL
MERRILL LEGAL SOLUTIONS (312) 386-2000
Joseph Birkett June 10, 2009
(800) 868-0061 (312) 386-2000Merrill Legal Solutions
Page 61
CASE: Lyons vs Village of Woodridge
DATE TAKEN: 6-10-09
DEPONENT: Joseph Birkett
PAGE LINE ERRATA SHEET
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
____ ____ CHANGE: _______________________________
____ ____ REASON: _______________________________
(Signed) _______________________________ DATE________
Reporter: Dana L. Larimer
MERRILL LEGAL SOLUTIONS (312) 386-2000