Jeremy D Fogel Financial Disclosure Report for 2009

8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2009

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I , ~ o l o I FINANCIAL DISCLOSURE REPORT R e p o r t R e q . i r e a b y t h e E t h i c sin Governm ent Act of l978Rev, 112010 ] FOR CALENDAR YEAR 2009 (~ v.S.C, app. lol- t t OI . P e r s o n R e p o r t i n g : ( l a s t n o r m , f ir s t , m i d d l e i n i t i a l ) 2 . Court o r Organ iza t ion 3 . D a t e o f R e p o r tFogel , Jeremy D. N.D. Cal i forn ia 05/06/2010

4 , T i t l e ( A r t i c l e I l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 ~ R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Reporting Peri~lm a g l s t x a t e j u d g e s i n d i c a t e f u l l - o r p a r t - ti m e ) [ ] No m l n a d o a , D a t e 01 / 01 / 2009U. S . Dist r ic t Judge - act ive [] Initial [] A n n u a l [] Final to12/31/2009

5b . [ ] Amen ded Repo r t7. Chamber~ or Office Addr~s 8 . O n t t ~ b o a s o f t h e I n f o r m a t l o a c o n t a i n e d i n t h b , R e p o r t a t td a a ym o d i f ic a t i o n s p e r t a in i n g t h c r t ~ o , i t i s, i n m y o p i n i o n , in c o m p l i a n c eUnitcd States Cour thouse with app l icable laws and r~ulst ioa t .280 Sou th Fia t St ree tSan Jose, Cal i fornia 95113 Reviewing Officer D a t e

I M P O R T A N T N O T E S : The ins truc t ions accompanying thie f o t to mus t be fo l lowea[ Comple te a l l parts ,checking the NO NE box for each part where you have no reportable informatio~ Sign o n last page.

~ NONE ~o repo~able positiom.)PQSITION NAME OF ORGANIZA~ON~N~TY

I. Le cm~ r i n l aw St~ f o M La w Scho o l

2. T~ T~st #1 -- ~

~l~ ::.." ~

I I . A G R E E M E N T S . (R tpom ing ind lv lduat on ly; s te pp , 14-1a o f Jd lng tnarucaon-r . )[--] NONE (No reportable agreements . )

DATE PARTIES AND TERM SI. 9 /30 /81 Ca lifo rn ia Ju dicia l Retirem en t System : en titled to ap p ro x im a te ly 6 1% of th en -cu r ren t sa la ry o f Su perio r Co u r t lu dg e

a~ o f my 63 rd bir thday


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F IN A N C I A L D I S C L O S U R E R E P O R Tr o g e ~ J e re m y o . os /o~oloPage 2 of 7

III. NON-INVESTMENT INCOME. ~o.~d,~.~A. Filers Non-lnv~tment Income

NONE ~o repo~able non-inves~ent income.)DAT~ SO~CE A~ ~E ~o~s, not spots)

l . 2009 S~fo~ Law S~ool (t~ching) $10350

2.

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf ~u ~r ma~lcd during any po ~ion of the re~ing ~ar, comple~ ~ seaio~~ollar a~t not required ~ept for honorada.)~ NONE ~o reportable non-i~ent income.)

SO~CE1. l~9 ~s Ga te s-S~am ga J~ in t ~n i~ n High Sch~a l DisMct2.

I V . R E I M B U R S E M E N T S - ~,,,~-~o,,, to ,~g , :oo ,~, e ~ , , a ~ , e n ( I nc l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n : s e e pp. 2 5 - 2 7 o f f i l i n g i n s t r u c t i o n s . )V-I NONE (No r e po r tab le r e im bur se m e n ts .)

SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED1 . Pcpperdine Univers i ty Law 3/19/2009-312112009 Maliba, CA Speak at conference Transpor ta t ion, meals and Iodging

S c h o o l

2. Cal i fo rn i a S t a t e Bar I I/I 3/2009-11/20 /2009 Dana Point , CA Speak at conference Transpor ta t ion, meals and lodgingIntellectual Property Section3.4.5.


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N am e ef Pers o n R epo rtin g Date o f Repo rtFINANCIAL DIS CLOS U RE REPORT[ F o g e ~ J e t, m y D ,Page 3 of 7 o s / o 6 / 2 0 ~ o

W. GIFTS, (Includes thosc to ~pause atut dependent childr~n; s c e p p . 2 8 - J I of fdlng instruction~.)NONE (No reportable gifts.)

1 .2.3.4.5.

V L L I A B I L I T I E S . a.~.d.. ,~o.. of .po. .... ~ dependent children; seepp. 3 2 - 3 3 of f cling instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION V A L U E C O D E1 .2.3.4,5.


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l q a m e o f F e r ~ o u R e p o r t in g D a t e o f R e p o r tFINANCIAL D I S C L O S U R E REPORTI Foge l , Je remy D.a ge 4 o f 7 0 s / 0 6 / : O l O

V I I. IN V E S T M E N T S a nd T R U S T S - ~ ,o . , t, ~ , t . ~ . . . . . t ~ ,, ~ a . c t .~ ~ t h o s e o y ~ . . . . a . ~ . ~ a ~ , c * ~ . . ; ~ , ~ , ~ . ~ ~ oNONE ~o reportable income, ~se~, or transaction.)A, B. C. D.Deschption of A~ts ~me d~ G~ss valug ~t end Tr~fio~ d~g ~g p~(~c lud~g ~s t a~s~) r~n/ng ~ c f r ~ o ~ n g

0) (2) 0) (2 ) 0) (~) (3) (4)Pla~ "(X)" a f l~ each ~set ~nt T~ (e .g . , V M u Value T~ (e . g . , Da ~ V~lu Ga~ Id~ti~ex~mp t~ompf i~di sc lo s~ C~ I d iv . , ~ t , Cod2 M~ b~,~ll, m~d~ C~2 ] ~e I buyer/sgll~( A - H ) o r i n t . ) ( J - P ) C~c 3 ~pfion) ( J - P ) ( A - H ) (if

1 . F i rs t W ~ s ~ m I n v es ~ e n ~ ( ~ s e ~ ~ l o w ) Redeem ed 7 R0 /0 92 . g~ 9 / 9 / 0 93. R~~d 11/0~9 K4. --Russell Coro E~ Fund CI I (~ Ru~[ None J T5. -R ~ sc ll T ax -Mana g e d Lg C ap F~d C Dis~ ibu t i on K T6. --Russel l Int l Developed Ma rkets Fund I None K T(fmr Russel l Int l 1)7. -Russe ll Emerg ing M a rke t s B Dist r ibut ion J T8. -Rus se ll Tax Exempt Bo nd B Int. /Div. L T9. -Fideli ty Cash A lnt~Div. J T

1 0 . - -Russe l l Tax-Mgd M id &Sm Cap Fuud B Dist r ibut ion K T1 I. Morg an Stanley Dean Witter IRA #I (assetsbelow)1 2 . --MSDW Liquid Asset Fun d A I n t . , r E ) i v . J T1 3 . -Pioneer Mid-Cap Fund A Dividend K T1 4 . - -Morgan S t an l eF B a n k A Interest K T1 5 . - - John t t ancock Regiona l Bank B A In t e~s t J T1 6 . -Uni t Van Ka mpen EAFE Se lec t 20 A Int. /Div. K TPortfolio 2007- I1 7 . Morg an Stanley Dean Wit ter IRA #2 (assetsbe l ow)


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N a m e o f P e x ~ on R e p o r t in g D a t e o f R e p o r tFINANCIAL DIS CLOS U RE REPORT Ia g e 5 o f 7 V o = ~ , J e r ~ m y D . 0 5 1 0 6 , 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i . c o .~ , . ~ , e 0 ~ . ~ o . ~ o , ~ a . c ~ , ~ ~ o . t ~ o / ~ l a . . . .. ~ dependent children; .tee l a p . 3 4 - 6 0 of filing instructions.)

N O N E ( N o repor table inco me , asse ts, or transac t ions.)A. B. . D.

D e s c r i p t io n o f A s s c t s I n c o m e d u r i n g G r o s s w i d u ~ a t r a :l T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d in g ~ u s t a ~ s c t ~ ) r e p o r t i n g p e r i o d o f r c p o ~ n g p c r l o d

~ (2) 0) (2) (l) ( 2 ) ( ~ ) ( 4 ) lP l a c e " ( X ) " a f ~ ~ a c h a s s e t A m o u n t I T y p ( e . g . , V a l u e V a ~ u e Type (g.,D a t e V a l u ~ Gain] Id~atlty ofe x c m p t f r o m p r i o r d i s c l o s u r ~ C o d e I [ d i v , , r e m , C o d 2 I M e t h o d bay, sclL] m m / d d ~ y y I c o d c 2 C o d e I buyer/sellerA-H) ] or i~t.) (J-P) Cod~ ] r ed~ "c lp t i on) [ I (JP) (A-H) (if privateIQ - W ) ~ ~ n s a ~ o n )

1 8. - -MSDW Liqu id Asse t Fund A IntJDiv. J T1 9 , - -Morgan S t an l ey Bank A Interest J T

2 0 . -MSDW Globa l Advan t a ge B A Dividend J T2 1 . -Pioneer Mid-Cap Fund A Dividend K T22 . - J o h n Hanc oc k Re g i o n a l Ba nk A A Interest J T

23 , -MS Spec t rum Tech A Dividend J T2 4 . -MS Spec t rum Se lec t A Dividend J T25 , MSDW Stock Fun d (see par t VIII)

2 6 . Wacho via Stock Fun d (see par t VIII)

27 . World Savin gs IRA (CD) A Interest J T28 . World Savin gs IRA (CD) A Interest J T29 . Trus t #1 (assets bclow )3 0 . --Ci ty Nat ional Ba nk Ladder Accoun t C Interest PI T3 1, Nortel Nctworks, Inc. comm on stock (see None Exp ired 1 2 / 3 1 Jpar t VIII)3 2 . LTCQ, In c. co mm o n stock None K U

I . Int:orae Gain Codes: A "$ I .~ 00 o r le ss B - $ 1 ,0 0 1 - $ 2 .5 0 0 C - $ 2 , 5 0 1 - $ 5 , 0 0 ~ D =$$ ,001 - $15 .0 00 E =$ I ~.001 $ 50,000(See Co lu ra n s B I a n d D4) F -$ 5 0 ,0 0 1 - $ 1 0 ~ ,0 0 0 G = $ 1 0 0 ,0 0 | - $ 1 ,0 0 0 ,0 0 0 |1 1 - -$ 1 ,0 0 0, 00 1 $ 5 ,0 0 0, 00 0 H 2 = M or e t ha n $ ~ ,0 0 0, 00 02 . Va lu e Co de* J -$ 1 $ ,0 0 0 o r le t s K =$ I 5,001(See Co lu mn s CI a nd D3 ) N " $2 50 ,0 01 - $ 50 0,0 00 O =$ 50 0.0 01 - $1 ,0 00 ,0 00 Pl =$ 1,0 00 .0 01 - $ 5 ,0 00 ,0 00 P2 ~1 5,0 00 .0 01 - $ 2~ ,0 00 ,0 00

P3 =$25 ,~00 , 0 01 - 5 50 , 0 00 .0 00 P4 -Mo te th an $50 ,000 ,0003 . Va | ae Me th od Cod~s Q =Appraisal R =Co st (Rea l Esta t~ O~ y) S -Asses sm en t T =CaLsh Market(See Co lumn C2) O =Book Value V ~Oth~ W =E~timated


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Ia m e o f P e r s on R e p o r t in gI

FINANCIAL D IS C L O S U R E R E P O R T[ Fngel, Jeremy D.

D.~ of R*porlP a g e 6 o f 7 o ~ / o ~ / 2 o l oVIII . ADDITIONAL INFORM ATION OR EXPLANATIONS. a ,~ ,~ ,~ r~ o y~ ,o ,~ )

The stock funds ident i f ied on l ines 25 an d 26 of Par t VII, the holdings of which w ere repor ted a t lines 25-40 of my 2 009 rcp por t , a re no lon ger r~po r tabl bemuset h e o wn e r o f t h e f u n ds is n o I o n g e r ~The asse t l i sted on l ine 31ha s become wor th less as the re . sui t of a corp ora te bankru ptcy. The corpora t ion has i ssued several publ ic sta tements indica t ing tha t i t doesnot expec t holders of common stock to rece ive any value from the bankru ptcy proceedings, and ! have repor ted a capi t a l loss on my tax re turns for 2 009.


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N a m o f P er se n R e p o r t i n gINANCIAL DISCLOSURE REPORT I FogeI, JeremyD. D,teofReportPage 7 o f 7 0 5 / o 6 ~ 0 i oIX . CERTIFICATION.

I ce r t if y t ha t a l l i n f o rma t i on g iven above ( i nc luding i n f o rma t i on p er t a i n i ng t o my spo use a nd mino r o r dependen t ch i ldren , i f a ny ) i sa ccu ra t e , t r ue , a nd comp le te t o t he bes t o f my know ledge a nd bel ie f , a nd tha t a ny i n f o rma t i on no t repo r t ed was w i thh e ld because i t met a pp l i cable s ta t u t o ryp rov i s i on s permi t t i ng non -di sc lo su re .I f u r t he r ce r t if y t ha t ea rned income f rom ou t s ide emp lo )an en t a nd hono ra r i a a nd the a ccep t a nce o f g i f t s which ha ve been repo r t ed a re i ncomp l i a nce w i th t he p rov i s i on s o f 5 U .S.C. a pp . 501 e t . s eq~ 5 U .S.C. 7353 , a nd Judic i a l Con ference regu la t i on s .

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSI IL~AND CRIMINAL SANCTIONS (5 U.S.C. app . 1 04)

FILING INSTRUCTIONSMail " " addi ti on a l copi es t o :~gned o r t g i n a l a nd 3

Comm i t t ee on F i nanc i a l D i sc lo s u r eAdmin i s t r a t ive Off ice o f the Uni ted S ta tes Cour t sSu i t e 2 -30 1One Co lu mbu s C i r c l e, N .E.Wash i ng t o n , D .C. 20 544

Jeremy D Fogel Financial Disclosure Report for 2009

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