James L Holmes Financial Disclosure Report for 2009

8/3/2019 James L Holmes Financial Disclosure Report for 2009

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1 . P e r ~ m ~ | ~ . e p o r t i o g ( l a s t n ~ m c . f i r ~ I , m ~ d d l c i m f i a H 2. C o l o r , o r O r g a n i z a ti o n 3 . D a ~ e o f R e p o r tH O LM E S, JA M E S L . U S . D IST R IC T C O U R T . A R K A N SA S 05;06, 2010

4. Tit le (Amcie 11 ! judges indicate active o~.~nior stat~au: So. Repor l "1"> p~ (dmck appropr iale ~e) 6. Report ing P~riud

U.S. DISTRICTJUD(IE. ACTIVE ~bridal ~ Anmlal ~ Fi~al t 2 1 3 1 ; 2 0 0 95b, ~ Amo~ded Report

7 . Ch a m b e r s o r O f fl e e Ad d re ss 8. On the basi~ of the iol~rmat ion contai~ed in th is Rcpo~ nodmodificatit~n~ pertaining thereto, it is, in my opinion, inU.S. COURTHOUSE ~i ih appl icab le laws ad d regulat ions ,5 0 0 ~ V . C A P I T O L ,LIT~E ROCK. AR 72201 Reviewing Officer Date

IMPOR TA NT NOTES : r~e" ittstrnctions acc,mtimn)ing thi~ fi, rm must be followed. Complete all parts;checking the NONE box.for each part u,here you have no r~,portable it~flarmaiion. Sign ,m last pagt~

~ NONE ~No reportablepos#ions.)P O S I T ! O N N A M E O F O R G A N I Z A T I O N /E N T I T Y

2 .

~ NONE 6Vo reportable agreememx.)DAT~ PARTIES AND TERMS

I.


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FIN.~NCIAL DISCLOSURE REPOR T s ..... ....... Iage 2 of 7 ~ O L m ~ : S . ~ . ~ m ~ S u . o ~ , o ~ . ,2 o ~ oIIl. N O N - I N V E S T M E N T I N C O M E . . a~.,,,,,;.g itrdividtta! ondsp ...... ; see pp. 1 7-24 vJfilln.~ instructitms.~A. Fliers Non-Investment Income

NONE 1~o n72~>rtable n~-im,estment income.D A T E SOURCE AND TYp~ I N C O M E(y o u ~ , n o t sp o u se s J

1.

2.

3.

B. S|)o lls e~$ N 0 II-]lles Ifflel] I- I llCOlll e - If .ro. were ma.~rieat dnrit~g any partk.t oJhe repo~ting year, complete this

N O N E (~o teporlablt~ non-investment ir~come.)D A T E S O U R C E A N D ~PE

l

3.

IV. R E I M B U R S E M E N T S . .. .. .. . ~ , o r , . ~ , , . , t o a ~ i . , ~ , ~ . , , ~ . . . . . . . . - , , , ~ , . . . . . , .N O N E (No r~7~ortab/e re imbu~;~em e~zts . )

~ DAT~ L O C A T I Q N P U R P O S E IT E M S P A ID O R P R O VID E DI.

23 .

5


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Name of Iccson P~eporting Date e| I~,eport IP a g e F I N M N C I A L 3 o f 7 D I S C L O S U R E ~ P O R T Io~,~s.~.a~s ~. o s ~ , , ~ z ~ , , , o I~ N O N E ( N o reportable g~fls )

SOURCE DESCMPTION V A L U E

2.3.4.

5,

[ N O N E fN o reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

I.

2.3,4.

5.


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FINANCIAL DISCLOSURE REPO RT [ ~ .... r ~ . ~ . . . . . a ~ p o , . , i . ~ . [ ~ .... , ~ p o , - ~Page 4 of 7I ttOL,%IES. JAMES L. [

05/0672010

V I I . I N V E S T M E N T S a n d T R U S T S - i ............. , , , , . , . . . . . . . . . . i o , . , , t l n , l u s t s t h , .,e o f v .......... d a~ t,~,a . . . . . t ild ......... 1 ~ . 3 4 - 6 0 o ~ g H t ,g~ N O N E (No inctmze, assets, transaction.s:)F

A B. C.O n c l u d i n g t r u s t a s ~ e B ~ r e p o r t i n g i ~ r i o d o f r e p o r t i n g t ~ d o d

P la c e " ( X ) " a f t e r e a c h a s s e t A m o t u ) t q y p ( e . g . , Value Vahle T y p e { e . g . , ba le] V t iue GaiuC o d e I C o d e 2 j M e ~ o d b u y . s e l l . mm~dd,yy ~Code 2 Code I b u y e r e l l e re x e m p l l?om prior disclosure d i x . , r e n t( A - H ) o r i n t ) ( J - P ) C o d e 3 r e d e m p t ~ o n l [ tJ.P) I A - H ) [ ( i f p r i v a t e( Q - W ) / t r a n s a c t m n ~

I. ~,~,~ : : : :>, f~7 ~ ~ ] W HO L~ A Div idend K TLIFE~ . N o n e K T

3 . ~ : :~ : : . T R U S T A C C O U N T ( X ) A I n r a r e s t J T4. T ~ UST A( COU NT A Interest J T5 . IL~ #1 A Dividend M T6 . -~ RISING DIVIDENDS7. ~ . : : , , SMALL C AP VALUE8. ~ PL AN L RG/ MID CAP CL A9. - P L A N L ARGE : MID CAP

1 0 . - *,4 ~",~ GLOBAL BOND CLASSAt . I . B R O K E R A G E A C C O U N T # 2

1 2 . ~ UTILITIES CLASS A B Dividend K T1 3 . - E,NLxoN MOBIL CORP A D i v i d e * ~ d J T1 4 . - OUB L E T AX FRE E B lnlerest K T1 5 . , S T R Y K E R C a R P A Dividend J T

1 6 . - P L A N L A R G E iM I D C A P K T1 7 . - P L A N L R G , M ID CA P CL:\ A A Dividend K T


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FIN.~NCIAL DISCLOSURE R EPORT .~ .... fPe ..... Repo,~ing ] Dace of Rep ortPage 5 of 7 ~OL~.S.J.~S

~ reportable assetx, or lrat~s~clitnzs.)ON~~ ~. C. D.

eXenlpl ~?om prb:~ disck~ttre C ~ ! e ! di~,, rent , C ode 2 M ethod btty. sell. n ~m /dd ;yy Code 2 Code I buycr,,seller( A - H ) o ~ " m l , . ~ (3-P) Code 3 redemption) ~ 3 - P l IA -H ) (i{ private

18 . -TELECOM CO~ OF NW ZEALAND A Di v i d e n d ~oldA D S19 , ~ ~;:~:~,~, ~ FOREIGN SMALLER A D i v i de nd J TCOMPANI~ A2 0 . - GOLD AND PRECIOUS B Di v i d e n d K T

21. - KRA~ FOODS 1NC CL A A D i v i de nd J T Bo y 06:08/09 J


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FIN,~NCIAL DISCLOSURE REPOR T I~ ....P ......~,o,.,,~ ~:,~o,,~,I Iage 6 of" 7 HOL M E S . JA. , ME S L . 05,:06.;2010VIII . ADDITIONAL INFORM ATION OR EXPLANATIONS.

PAPCY VII, INVESTMENTS AND TRUST_ LINE 3 - VALUE OF ACCOL~NT CAUSED .,\CCOL:NT TO B!~COMfi P~PO~TABLE ONCE AGAIN.PART VI|. INVESTMENTS AND TRUST. LINE 1 I - THIS IS A IIEAD[NG, TIlE UNDERLYING ASSETS ARE REPORTED SEPARATELY. INCLUDINGTHE INCOME. YEAR-END VALUES AND TRANSACTIONS.


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F IN A N C I A L D IS C L O S U R E R E P O R T ,~ .... fPe . . . . . Reporting Dale of ReportPage 7 of 7 D O L ~ I E S . J .~ E S L .

IX. CERTIFICATION.I cert if) that al l inform;~fion given above l including iuformalion pertaiuing to m y spouse and minor or dependent children, if an. ~ } isaccurate, t rue, and com plete to the best of my kno wledge and bellet~ and that an). information o pt reported was withheld because i t m et applicable s i atn~or.~provision.~ permitting non-disclosure.1 fur ther cert ify that earned incom e from o uts ide employm ent and hon oraria and the acceptance of gif ls wbich have been reported are incompliance ~i~h the provisions of 5 U.S.C. app. 501 el . seq. , 5 U.S.C. 73. 53. and Jndicial Con[erence regulal ioos .

S i g n a t u ~ "

. .NOTE: ANY INDIVIDUAL W IIO KNO~ ,VINGL AN D x, l LF[ILI_Y F_-~I_SIFIES OR FALLS TO FILE TItIS REPORT M AY BE SUBJECT TO CIVILAND C R IMINAL SA NC TION S (5 U .S .C . ap p . 104)

F I L I N G I N S T R U C T I O N SM ail s igned original and 3 addit ional cop~es to:

Com mit tee on [=inancia l Disc losureAdm inistrative Oft] ze of the U hired States C ourtsSu i te 2 -3 0 IO n e C o lmn b u s C i rc le , N . E .W ashing t on , D . C . 205 44

James L Holmes Financial Disclosure Report for 2009

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Transcript of James L Holmes Financial Disclosure Report for 2009