IWMI-Tata Water Policy Research Highlight - Issue 05 (2016)...- Adverse health effects, such as...
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Water Policy Research
HIGHLIGHT
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Angèle Cauchois
MEASURING THE INVISIBLE Exploi�ng the water-energynexus to es�mate private, urban groundwater dra�
Pumping of groundwater for domes�c uses
is common across the country. Almost
every high-rise, every new housing society
and independent houses have a private
tubewell that services domes�c water
requirements. However, none of these
private tubewells are registered. As a result,
governance ins�tu�ons and policy makers
have no idea about the extent of private
groundwater extrac�on. However, as soon
as the owners acquire an electricity
connec�on, they create a surrogate
registra�on which can be used to quan�fy
the extent of private groundwater dra�.
The objec�ve of this study is to develop a
methodology to es�mate urban
groundwater withdrawal using data from
electricity u�li�es. We argue that the
water-energy nexus can inform
groundwater management and governance
policies in urban India by producing a rapid,
context-sensi�ve and fairly robust es�mate
of private groundwater dra�. Applying our
methodology to selected regions in Gujarat,
we find that private groundwater dra�
represents a significant share of total water
consump�on in these regions.
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1. THE INVISIBLE RESOURCE
Groundwater plays a vital role in urban water systems. Most
municipali�es in the world rely on groundwater; private users
too do not hesitate to turn to wells when municipal supply
proves unreliable. In India, the number of privately-owned
urban wells has soared in the past decades. While low
income households rely on tankers, public stand posts and
common dug wells, middle and high income households are
more likely to have the financial capacity to drill their own
bore wells. It has been established that private bore wells are
an important source of domes�c water in several ci�es
(Anand et al. 2005; Raju et al. 2008; Daga 2003) and may
account for the persistent groundwater stress these ci�es
experience. The stage of groundwater development has
reached 864 per cent in Hyderabad, 406 per cent in Chennai,
232 per cent in Gurgaon, 142 per cent in Bangalore, 138 per
cent in Delhi and 102 per cent in Ahmedabad (CGWB 2011a;
CGWB, 2011b).
Most municipali�es fail to acknowledge the important role
that groundwater plays in mee�ng urban water demand
(Narain 2012) and/or the risks associated with groundwater
over extrac�on (Table 1). In this context, the Chennai
Municipality stands out: it enacted its own groundwater
conserva�on act as early as 1987. Since then, external
pressure from the Supreme Court (in the case of Gurgaon) or
from state governments (such as Karnataka or West Bengal)
has pushed certain metropolises to take ac�on to curb
private groundwater dra�, via the issuance of permits for
new abstrac�on structures and the registra�on of exis�ng
wells. None of these regula�ons however, has brought about
expected results (Narain 2012; Grönwall 2013). In her study
of groundwater regula�on in Bangalore, Grönwall (2013)
iden�fies the total absence of data as a major impediment to
effec�ve groundwater regula�on and governance.
Quan�fica�on and monitoring of private groundwater dra�
is both important and difficult. It is important in order to: [a]
manage and respond to groundwater deple�on, which
plagues many Indian towns and ci�es; [b] assess water
demand accurately at the city-scale; and [c] assess
wastewater produc�on and design appropriate wastewater
systems. It is difficult since groundwater is an invisible
resource. Its domes�c exploita�on has reached a
tremendous scale but this is done within the private space of
the residen�al premise, which conceals it from the inquisi�ve
eyes of the regulator. Effec�ve monitoring requires full
coopera�on on the part of the users and past experience has
shown that this is not a given, be it in Mexico, Spain, or India
MEASURING THE INVISIBLE Exploi�ng the water-energy nexus to es�mate private, urban groundwater dra�*
Research highlight based on Cauchois (2015).
RISKS CAUSES CONSEQUENCES
Deple�on Over-exploita�on - Drying up of exis�ng tube wells;- High failing rate of new tube wells; - Increasing depth of the water table implying extra drilling and
pumping costs;- Importa�on of water at high costs from the hinterlands
Land subsidence Over-exploita�on - Lowering of the surface;- Cracking, �l�ng, sinkholes;- Increased vulnerability to floods
Floods Land subsidence - Adverse health effects;- Contamina�on of water;- Damaging of the built environment
Sea water intrusion Over exploita�on in coastal areas - Long-las�ng altera�on of water quality
Pollu�on by contamina�ng agents (fluoride, arsenic, nitrate etc.)
- Over exploita�on - Long-las�ng altera�on of water quality; - Adverse health effects, such as gastro-intes�nal illnesses, dental
and skeletal fluorosis, cancers, poisoning
Table 1: Risks associated with groundwater over exploita�on in urban areas
*This Highlight is based on research carried out under the IWMI-Tata Program (ITP) with addi�onal support from the CGIAR Research Program on Water, Land and Ecosystems (WLE). It is not externally peer-reviewed and the views expressed are of the author/s alone and not of ITP or its funding partners.
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(Shah 2009). Exis�ng a�empts to assess private groundwater
usage in Indian ci�es are at best vague, and at worst a failure
(CGWB 2011a; Grönwall 2013). At the municipal level, li�le
is known about the actual number, let alone the average
dra�, of private wells and users.
The Central Ground Water Board (CGWB) does publish
groundwater scenarios on a regular basis. However, this
informa�on is available at the district or block level only,
except for twenty-eight urban centers for which
groundwater dra� is computed at the municipal level also.
For domes�c and industrial groundwater use, the following
method is employed:
“The most commonly used method for computa�on of
irriga�on dra� is – number of abstrac�on structures
mul�plied by the unit seasonal dra�. […] Ground water
dra� for domes�c and industrial needs is computed
using the unit dra� method and [is] based on
consump�ve use pa�ern of the popula�on.”
– (CGWB 2011a, p7)
In other words, CGWB's numbers are computed on
popula�on, per capita consump�on, and assump�ons
regarding the number of abstrac�on structures. This method
comes with serious inaccuracies. As we have seen, the
number of abstrac�on structures is a big ques�on mark in
ci�es. In addi�on, the CGWB relies on official standards to
assess per capita consump�on, which bear li�le resemblance
to reality and vary largely across ci�es.
Other methods too have similar limita�ons, either because
they lack accuracy when producing data or because they are
not feasible on a large scale. Narain (2012) advises to deduce
groundwater use based on the quan�ty of sewage a city
produces. However, reliable data on sewage genera�on is
hardly ever available. Raju et al. (2008) and Anand et al.
(2005) try to assess the number of private wells through
systema�c survey. However, these methodologies involve
significant human capital and �me if it is to be replicated in
bigger areas. In addi�on, it gives li�le tangible informa�on as
to the average dra� of one domes�c borewell.
The present study aims at filling this knowledge gap by
proposing a methodology that is able to produce fairly
accurate results with minimal effort, so as to be useful to
policy makers.
2. ESTIMATING GROUNDWATER DRAFT RAPIDLY AND
ACCURATELY
In order to assess domes�c groundwater use, we use
electricity consump�on as a surrogate. The logic behind the
this methodology relies on two basic observa�ons: [a]
domes�c tube wells, in the formal part of the city, use
electric pumps to li� water from the ground; [b] it is possible
to segregate electricity consump�on of domes�c pumps,
either by relying on specific water works (WW) tariffs (in
Gujarat), or by looking at the contracted load of a domes�c
Water Policy Research Highlight-05
connec�on if there is no specific water works tariffs.
Electricity tariffs are set at the distribu�on u�lity level and
differ from one state to the other. In Gujarat, because
electricity u�li�es issue specific tariffs for domes�c premises
and for public or private water works, it becomes rela�vely
easy to compute urban groundwater dra�.
2.1 How can electricity consump�on inform us about
groundwater dra�?
To withdraw groundwater, we need amount of energy β
within a given period of �me. We can establish a simple
correla�on between electricity consump�on and domes�c
groundwater abstrac�on, which illustrates the nexus
between water and energy:
Groundwater withdrawal (L)=β ×Energy consumed (kWh)
The ' ' factor is not a constant; it varies across pumping β
systems. Pumping systems vary in size, age, state, efficiency,
and depth of the well. Depending on these factors, the above
correla�on varies accordingly. There might be as many
different values for as there are pumps in Anand. Engineering β
science teaches us that the different factors impac�ng for the
value of can be captured using the following equa�on:β
x x ⁶Q=
E(kWh) 3.6 10
9.81 h x
Where:
Q = Yearly dra� (L)
h = differen�al head (m) = depth of the bore well + height of
the building/reservoir
E(kWh) = Energy consumed yearly (kWh)
Hence, to calculate the total groundwater dra� of a city, we
need to know the values of the three variables listed below:
§ Units consumed (kWh) by the totality of the water works
connec�ons over a year.
§ Average height of buildings/reservoirs in the city. For
private connec�ons, one can either perform a
representa�ve sample survey of buildings' height in the
city that is being considered (as we proceed in ) or Anand¹
make an assump�on, based on the characteris�cs of the
city. In flat, low-density ci�es such as Mehsana or Anand,
we assume an average of 15 meters. In more ver�cal
ci�es such as Ahmedabad, we take 30 meters as the
average height.
§ Depth of the bore well. The depth depends greatly upon
the city in considera�on. It can be collected either from
households themselves, or by asking drilling companies,
or by using data from the Minor Irriga�on Census. For
Anand, we approached households to determine the
average depth of borewells. For other es�mates, we used
the fourth Minor Irriga�on Census, which produces data
on the depth of irriga�on wells at the district level.
¹We computed the average height of a building by mul�plying its number of floors+1 by 3.1 meters.
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The above equa�on may not produce an accurate es�mate
of groundwater dra� for two reasons. First, in certain
residen�al socie�es and premises, the electricity
consump�on of the buildings' elevator and other public
ligh�ng fixtures might be included in the water works
electricity bill and this may lead to an over-es�ma�on of
groundwater dra�. Second, the equa�on assumes that
groundwater pumps are 100 per cent efficient, which is not
true. In order to address the first issue, we carried out a
survey in the city of Anand to determine whether this was a
common prac�ce and to es�mate the average electricity
consump�on of an elevator. We found that about 13 per
cent of the total waterworks connec�ons have the elevators'
consump�on included in the electricity bill and that the
average annual consump�on is 3,331 kWh. To address the
second issue, we also es�mated the average efficiency of
urban water pumps in Anand to be about 39 per cent. Both
these findings were then incorporated in our computa�on of
annual groundwater dra�.
2.2 An Excel tool to facilitate municipal diagnosis
Overall, this methodology has the advantage of producing a
first-cut es�mate with minimal effort, since a trip to the local
electricity u�lity shall suffice to produce fairly accurate
results. Further, we can facilitate data collec�on and analysis
by designing an easy-to-use excel model. Once the user has
entered relevant informa�on regarding the city being
surveyed, the total private groundwater dra� as well as the
share of private groundwater in total supply is automa�cally
computed (see Table ). 2
3. GROUNDWATER DEPENDENCE IN NORTHERN AND
CENTRAL GUJARAT
The data on which our results are based was collected from
the electricity u�li�es for central and north Gujarat: MGVCL
( Company Ltd.) and UGVCL (Madhya Gujarat Vij U�ar Gujarat
Vij Company Ltd.). The two u�li�es provided us with data at
the circle-level, whose geographical boundaries correspond
roughly to those of eleven administra�ve districts of central
and northern Gujarat . Water orks Gram Panchayats ² w
(WWGP) connec�ons were ignored. Urban popula�on was
determined at the district level based on 2011 Census data.
We assume that in ci�es with popula�on less than 5 , the lakh
inhabitants rely exclusively on groundwater. We applied this
model and associated assump�ons to municipal supply to
test its robustness and then applied it at the district level to ³
obtain regional es�mates for private groundwater dra� (see
Table ). Official es�mates put municipal dra� in Ahmedabad 3
and at 10,950 and 5,913 ML/year respec�vely. Vadodara
Thus, using our methodology produces fairly accurate
es�mates of municipal groundwater dra�.
According to a 2004 survey of several Indian ci�es (Shaban
and Sharma 2007), the average consump�on of an Indian
household is 92 LPCD. How to explain the discrepancies
observed in our results across districts regarding the average
LPCD? Ahmedabad, Mehsana/Patan districts and
Panchmahal/Dahod districts showcase remarkably high
LPCD (111, 121 and 130 respec�vely). Incidentally, they also
boast the deepest bore wells of the en�re region studied
(119, 132 and 105 meters respec�vely). In such water-scarce
areas, using the Minor Irriga�on Census to assess the
average depth of borewells is likely to lead to inaccuracies.
The Minor Irriga�on Census has but only one imprecise
category for very deep wells, namely deeper than 150
meters. This category does not indicate whether the wells
DATA
Average li� consump�on yearly (kwh) 3,331
Private pumps' efficiency (%) 39%
Average number of combined bills (li� + pumps) in WWSP connec�ons (%)
13%
CITY CHARACTERISTICS
Electricity Data
Private units of consump�on yearly (kwh)
Number of private connec�ons
City Characteris�cs
Popula�on (source: 2011 census)
Average depth of borewells (Source: Minor Irriga�on Census)
Average height of buildings (Source: Assump�on)
Total municipal supply from surface water (Source: Municipality)
Total municipal supply from groundwater (Source: Municipality)
RESULTS
Total private groundwater dra�
Share of groundwater in total supply (%)
Share of private groundwater dra� in total supply (%)
Liters per capita per day (LPCD)
Table 2: Model for es�ma�ng groundwater dra�, using Anand as a
benchmark (all units are yearly; water quan�ty is expressed in million
liters unless specified otherwise)
²Namely Ahmedabad, Vadodara, Banaskantha, Sabarkantha, Panch Mahal, Dohad, Anand, Mahesana, Gandhinagar, Patan and Kheda districts. ³The share of units dedicated to drainage, pressure and groundwater extrac�on respec�vely are determined based on Anand municipal data regarding the total pumps' capacity (HP). Technically speaking, equa�ng load to consump�on is a rather eccentric assump�on, yet it gives a rela�vely sa�sfactory es�mate of municipal groundwater dra�. We found that about 56 per cent of electricity consumed by municipal waterworks is dedicated exclusively to groundwater dra�. Other electricity units consumed are dedicated to drainage or pressure pumps. Our results proved to be quite similar to municipal es�mates, which comfort the usability of our methodology.
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concerned are 160 meters on average (which is our
assump�on in this study) or closer to 400 meters deep. As a
result, we may have underes�mated the average depth of
borewells in the districts concerned, leading to an
overes�ma�on of groundwater dra� in the water-scarce
areas of Gujarat. A rapid survey on the ground may resolve
this problem. In the case of populous Ahmedabad, where
groundwater plays but a minor role with respect to total
water supply, this inaccuracy does not introduce much bias
in our results; increasing the average depth of borewells from
the current 119 meters to a hypothe�cal 300 meters will
bring down the LPCD by eight liters only.
In other districts, the average LPCD is lower than Shaban
and Sharma (2007)'s es�mate. This is coherent, given that
the methodology excludes certain categories of actors. The
present results are an under-es�mate of actual private
groundwater dra�. Our star�ng assump�ons, if inaccurate,
are all the more likely to affect our results, as Central and
Northern Gujarat, with the notable excep�on of Ahmedabad
and Vadodara, consist of a constella�on of small towns and
ci�es; light inaccuracies are likely to be amplified by the low
density that characterizes most of the urban areas under
scru�ny.
We observe a loose correla�on between the size of the
major city and private reliance on groundwater, which
confirms findings from other studies (Patel and Krishnan
2009). In Ahmedabad and Vadodara, where both the
municipali�es have almost completely moved away from
District(s)Ahmedabad – Gandhinagar
Vadodara Anand KhedaMehsana,
PatanPanchmahal,
DahodBanaskantha Sabarkantha
TOTAL
Major City(Popula�on)
Ahmedabad (6,352,254)
Vadodara (1,817,191)
Anand (286,921)
Nadiad (225,071)
Mehsana (190,189)
Godhra (143,644)
Palanpur (140,344)
Himmatnagar (81,137)
Surface Water (ML)
268,279(CGWB 2011a)
53,217(Narain 2012)
0 0 0 0 0 0 321,496
Municipal Groundwater Dra� (ML)
10,776 5,959 9,149 8,584 8,799 10,067 25,001 10,061 88,398
Private Groundwater Dra� (ML)
49,199 8,880 11,899 6,787 15,237 8,582 7,395 2,442 110,422
Share GW/Total Supply (%)
18% 22% 100% 100% 100% 100% 100% 100% 38%
Share Private GW Dra�/Total Supply (%)
15% 13% 57% 44% 63% 46% 23% 20% 21%
LPCD (L) 111 88 79 67 121 81 130 88 96
Table 3: Urban groundwater dra� in North and Central Gujarat
groundwater sources while expanding the municipal water
supply network well beyond na�onal averages, private
groundwater dra� does not contribute to a large extent in
the total water supply. Reliance on groundwater resources is
found to be the highest in districts coun�ng medium-sized
and growing ci�es such as Anand, Mehsana, Godhra or
Nadiad. The low share of private groundwater dra� in
Banaskantha (23 per cent) and Sabarkantha (20 per cent)
may also be correlated to city size. In both districts, urban
areas are like a collec�on of very small towns of less than
50,000 inhabitants, almost skin to villages. While further
research is needed to validate this hypothesis, it might well
be the case that, similar to rural areas, residents have not
equipped themselves with electric pumps within their
premise, especially in these water-scarce areas where drilling
a private well represents a substan�al investment.
4. ESTIMATING GROUNDWATER DRAFT OUTSIDE GUJARAT
In other states, there are no separate connec�ons and tariffs
for water works connec�ons. However, domes�c pumps
would s�ll stand out in the official data due to their
contracted load, which is higher than other domes�c
connec�ons. Garg et al. (2014) studied the load profile of
Gujara� households for various income groups (Figure 1).
According to their findings, even AC-equipped high income
households do not use more than 2 kW of power at any
given point of �me. These findings are consistent with our
own research. According to officials' personal es�mates for
the ci�es of Jaipur, Jaisalmer, Jodhpur, Kota, Anand and
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Hyderabad, households contract 3 kW of load on average for
domes�c purposes; 6 kW in Bangalore; between 3 and 5 kW
in Delhi; up to 10 kW in Chennai. These are adventurous and
quick personal es�mates from officials; according to
secondary data collected for the district of Vadodara, urban
domes�c connec�ons score an average connected load of
1.31 kW. By contrast, domes�c pumps (WW.PR connec�ons)
in Gujarat show much higher contracted load on average:
Figure 1: Load profile for income categories during (a) summer and (b) winter.
7 kW in water-abundant Anand City, 22 kW in Ahmedabad
district, and 10 kW in Vadodara district. This average reaches
a dazzling 34 kW in Mehsana. It should be noted that these
domes�c connec�ons o�en service an en�re society, colony
or high-rise apartment building with several inhabitants, and
not individual household connec�ons. Therefore, it is
possible to segregate domes�c connec�ons from water
works connec�ons based on their load profile.
[HI: High Income; HMI: Higher Middle Income; MMI: Middle Medium Income; LMI: Lower Medium Income; ULI: Upper Low Income]
Source: Garg et al. 2014
0
0.3
0.6
0.9
1.2
1.5
1 3 5 7 9 11 13 15 17 19 21 23
kW/H
ousehold
Hour
Summer
HI HMI MMI LMI ULI
a
0
0.3
0.6
0.9
1.2
1.5
1 3 5 7 9 11 13 15 17 19 21 23
kW/H
ousehold
Hour
Winter
HI HMI MMI LMI ULI
b
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REFERENCES
Anand, K.D., Raju, K.V., Praveen, N., Deepa, N., and Latha N. (2005): “Urban water supplies dependency on groundwater: Can it sustain? – Ini�al
Findings from South Indian ci�es”. Unpublished paper, Anand: IWMI-Tata Water Policy Program.
Cauchois, A. (2015): “Es�ma�ng urban groundwater dra� in central and northern Gujarat using electricity consump�on as a surrogate: A
Methodology”. Unpublished internship report, Anand: IWMI-Tata Water Policy Program.
Central Ground Water Board (CGWB). (2011a): “Dynamic ground water resources of India” (as on 31 March 2009). Retrieved from:
h�p://www.cgwb.gov.in/GW_assessment.html
Central Groundwater Board (CGWB). (2011b): “Groundwater Scenario in Major Ci�es of India”. Retrieved from: www.cgwb.gov.in
Daga, S. (2003): “Private supply of water in Delhi”. Discussion Paper, Centre for Civil Society. Retrieved from:
h�p://ccs.in/internship_papers/2003/chap18.pdf
Garg, A., Shukla, P.R., Maheshwari, J., and Upadhyay, J. (2014): “An assessment of household electricity load curves and corresponding CO2
marginal abatement cost curves for Gujarat state, India. Energy Policy, 66: 568-584
Grönwall, J.T. (2013): “Groundwater Governance in India: Stumbling Blocks for Law and Compliance”. WGF Report No. 3, Stockholm: Stockholm
Interna�onal Water Ins�tute (SIWI). Retrieved from:
h�p://www.watergovernance.org/documents/WGF/Reports/2013_No3_Groundwater_Governance_India-3-new.pdf
Narain, S. (2012): “Excreta ma�ers: How urban India is soaking up water, pollu�ng rivers and drowning in its own waste”. Vol. I & II. New Delhi:
Center for Science and Environment.
Patel, A. and Krishnan, S. (2009): “Groundwater situa�on in urban India: Overview, opportuni�es and challenges. In Amarasinghe, Upali A.; Shah,
Tushaar; Malik, R. P. S. (Eds.). Strategic Analyses of the Na�onal River Linking Project (NRLP) of India, Series 1: India's water future: scenarios and
issues. Colombo, Sri Lanka: Interna�onal Water Management Ins�tute (IWMI) pp.367-380.
Raju, K.V., Manasi S., and Latha N. (2008): “Emerging groundwater crisis in urban areas: A case study of Ward No. 39, Bangalore: Ins�tute for Social
and Economic Change, Working paper 196. Retrieved from: h�p://www.isec.ac.in/WP%20-%20196.pdf
Shaban, A., and Sharma, R.N. (2007): “Water Consump�on Pa�erns in Domes�c Households”. Economic & Poli�cal Weekly, 42(23): 2190 – 2197
Shah, T. (2009): “Taming the anarchy: Groundwater governance in South Asia”. Washington, DC: RFF Press
5. CONCLUSION
In the present study, we used the water-energy nexus to
compute private, municipal groundwater dra� in Central and
Northern Gujarat. It produced compelling evidence that
private groundwater dra� represents a significant share of
total water consump�on in these regions. Since exis�ng
methodologies have failed to produce very accurate data in
this regard, this methodology is a first step towards a greater
understanding of groundwater pa�erns of use in urban
contexts. Using the water-energy nexus to compute
groundwater dra� offers local policy makers the capacity to
measure rapidly, effec�vely and fairly accurately at the city
level.
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About the IWMI-Tata Program and Water Policy Highlights
The IWMI-Tata Water Policy Program (ITP) was launched in
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developed primarily as the basis for discussion during ITP's
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