Irene C Berger Financial Disclosure Report for Berger, Irene C

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  • 8/3/2019 Irene C Berger Financial Disclosure Report for Berger, Irene C

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Berger , Irene C.

    4. Title (Article lII judges indicate active or senior status;magistrate judges indicate full- or part*time)

    United Sta tes D is t r ic t Judge -Ac t ive

    7. Chambers or Office Address110 N. Heber StreetBeckley, Wes t Vi rg in ia 25801

    2. Court or O rganizat ionDistr ict Court-WV

    3. Date of Report05/I 2 / 2 0 1 1

    5a. Repor t Type (check appropr iate type)] Nom ination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the inform at ion contained in th is Repor t and anymodi f icat ions per taining thereto, i t i s , in m y opinion, in com pl iancewith app l icable laws and regula t ions.

    Reviewing Officer Date

    6. Report ing Period01/01/2010

    to12/31/2010

    IMPORTANT NOTES : The instructions accompa nying th is form m ust be fo l lowed. Com plete al l parts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . ~ R e v o r t i n g individual only; seepp. 9-13 of fi ling instruct ions.)~ NONE(No reportablepositions.)

    POSITION

    2.

    3.

    4.5.

    NAME OF ORGANIZATION/ENTITY

    I I . A G R E E M E N T S . m o ~ , o n i n g i n d i v l d . a l o n l y ; s ~ v v . 1 4 - 1 6 of filing instructions,)~] N O N E (No reportable agreements.)

    D A T E PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 of 6

    N a m e o f P e r s o n R e p o r t in gBerger , I r ene C .

    D a t e o f R e p o r t05/12/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of fding instructions.)A. Filers Non-Investment Income

    D N O N E ( N o reportable income.)on- inves tmentDATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

    1. 2010 WV C onso l ida ted Ret i remen t Board -Ret i rem en t Income $67,000.002.3.4.

    B . S p o u s e s N o n - I n v e st m e n t I n c o m e - lf you were married during any portion of the reporting year, complete this sectio~(Dollar amount not required except for honoraria.)

    ~ N O N E ( N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E

    1. 2010 State of West Virginia-Salary2;3.4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, ent er ta inment .(Includes those to spouse and dependent children; see pp. 25-2 7 o filling instructions.)

    N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N

    1 .2.3.4.

    5.

    PURPOSE ITEMS PAID OR PROVIDED

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    Name of Person ReportingPageFINANCIAL3 of 6 DISCLOSURE REPORT I Be rg er , Iren e C.

    V . G I F T S . a n c i ~ d e s those to ,,o,se and dependent children; see pp. 28-31 of f!ling instructions.)N O N E (No reportable gifts.)

    SOURCE DESCRIPTION1 .2.

    3.4.

    5.

    D a t e o f R e p o r t05/12/2011

    VALUE

    V I . L I A B I L I T I E S . a . c l ~ d e s those of spouse and dependent children; seepp. 32-33 of f!ling instructions.)~ (No reportable liabilities.)O N E

    CREDITOR1. First National Bank Credit Card2. Capital One B ank Cred it Card

    3.

    4.5.

    DESCRIPTION VALUECODEJ

    J

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    FINANCIAL DISCLOSURE REPORTPage 4 of 6

    N a m e o f P e r s o n R e p o r t i n gBerger , I r ene C .

    D a t e o f R e p o r t05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions # n c l u d c s those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

    2.

    3.4.

    5.

    6.

    7.

    8.

    9.

    10 .1 1 .

    1 3 .1 4 .

    1 5 .

    1 6 .

    N O N E ( N o reportable income, assets, or transactions.)

    Description of Assets(including trust assets)

    Place "(X)" after each assetexemp t from prior disclosure

    T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o dr e p o ~ t i n g p e r i o d : O f r e p o r t in g p e r i o d

    (1~ (2) (1) (2) (1) ..... (2) ~-= :(3) (4) (5 3Amount Type (e .g.; V a l u e Value Type (e.g., D at e V a l u e Gain , Ide~i~0Code I div!,rent, C o d e 2 M e t h o d buy, se l l , mm/dd/yy C od e 2 C od e 1 buyer /~e i i~f( A - H ) or in t . ) ( J - P ) Code 3 re demption) (J-P) ( A i H ) : (i~i~

    (Q-W) I t r ansac t ion )

    Certif icate of DepositS a v i n g s A c c o u n t

    A I n t e r e s t

    A I n t e r e s t

    K

    J

    TT

    1 7 .

    1. Income Gain Codes:(See Columns BI and D4)

    2.Value Codes(See Columns C I and D3)

    3.Value Method Codes( S e e C o l u m n C 2 )

    A =$1,000 or lessF =$50,001 - $100~000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =Ap p ra i sa lU ~Book Value

    =$1,00!- $2,500~ $ i o o ; o 6 i : $ 1 , 0 0 0 , 0 0 0= $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0= $ 5 0 0 , 0 0 ~ - $ ~ o o o , o o o=Cost (Real Estate Only)=Othe r

    C =$2,501 - $5,000H i = $ 1,000,001 - $5,000,000L =$50,001 - $100,000P I = $1,000,001 - $5,000,000P4 =More than $50,000~000S = A ssessmentW = E st imated

    D = $5,001 - $15,000 E =$15,001 - $50,000H2 =M0ie tha~ $5,000;000M =$100~001 - $250,000P 2 = $ 5 ; 0 0 0 ~ 0 0 i - $ ~ 5 1 0 0 0 i 0 0 6T = Cash M arkei

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    FINANCIAL DISCLOSURE REPORTPage 5 of 6

    Name o f Pe r s on Rep or t i ngBerger, Irene C.

    Date of Repor t05/12/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)NONE

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    FINANCIAL DISCLOSURE REPORTPage 6 of 6

    Name of Person Repor t ingBerger, Irene C.

    Date of Repor t05/12/2011

    IX. CERTIFICATION.1 c e r t i fy t h a t a ll i n fo rma t i o n g i v e n a b o v e ( i n c lu d i n g i n fo rm a t io n p e r t ai n i n g t o m y s po u s e a n d m i n o r o r d e pe n d e n t c h i l d r e n , i f a n y ) i s

    a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o ryprov i s ions permi t t i ng non-d i sc losu re .I further c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl i ance wi th t he prov i s ions o f 5 U .S .C . app . 501 e t . s eq . , 5 U .S .C . 7353 , and Jud ic i a l Conference regu la t ions .

    Signature: S/Irene C. Ber ge r

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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  • 8/3/2019 Irene C Berger Financial Disclosure Report for Berger, Irene C

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    FINANCIAL DISCLOSURE REPORTPag e 2 o f 6

    N a m e o f P e r s o n R e p o r t in gBerger , Irene C.

    D a t e o f R e p o r t07/25/2011

    I ll . N O N - I N V E S T M E N T I N C O M E . ( R e p o s i n g individual and spouse; seepp. 17-24 of f!llng instructions.)A. Fi l e r s Non- lnve s tmen t Income~ NO N E (No reportable non-investment income.)

    DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1.2010 WV Conso l ida ted Re t i r ement Boa rd-Re t i r ement Income $6 7 ,000 .002.3.4.

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - lf you were married during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)[~] NO NE (No reportable non-investment income.)

    DATE SOURCE AND TYPE1. 2010 Sta te o f West V irg in ia -Sa la ry2.3.4.

    I V . R E I M B U R S E M E N T S - tro.spo,tatio, , Ioaging, Soo a, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

    N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

    1 .2.3.4.5.

    PURPOSE ITEM S PAID OR PROV IDED

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    FINANCIAL DISCLOSURE REPORTPage 3 of 6

    N a m e o f P e r s o n R e p o r t in gBerger , Irene C.

    D a t e o f R e p o r t07/25/2011

    V . G I F T S . a n c t u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)~ N O N E (No reportable gifts.)

    SOURCE DESCRIPTION1 .2.3.4.5.

    V A L U E

    V I . L I A B I L I T I E S . a n c i u d e s t h o s e o f s p o u s e a n d d e p e n d e n t children; see pp. 3 2 - 3 3 of filing instructions)[-~ (_No reportable liabilities.)O N E

    CREDITOR1 . Firs tNat iona l Bank Credi t Ca rd2. Capital O n e Ban k C red it C ard3.

    4.5.

    D E S C R I P T I O N VALUE CODEJJ

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    FINANCIAL DISCLOSURE REPORTP a g e 4 o f 6

    ~ a m e o f P e r s o n R e p o r t in gBerger , Irene C.

    D a t e o f R e p o r t07/25/2011

    V I I . I N V E S T M E N T S a n d T R U S T S --income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

    2.3.4.5.6.7.8.9.

    1 0 .

    I1 .1 2 .

    1 3 .

    1 4 .

    1 5 .

    1 6 .

    N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( inc lud ing t ru s t a s se t s ) r epo r t ing pe r iod

    (1) (2)Place "(X)" after each asset Amount Type (e.g.,

    exempt from prior disclosure Code l div . , ren t ,( A - H )

    Gro ss v a lu e a t en d T ran sa c tio n s d u r in g re p o r tin g p e rio do f r e p o r t i n g p e r i o d

    (1) (2) (!) (~) (3~ (4) (5 )Value V a l u e Type (e.g.~ Date Walue Gai n Identity of

    C o d e 2 M e t h o d : : buy, sell, mm/dd/yy C o d e 2 C o d e 1 buyer / se l l e ro r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J~F) ( A - H ) ( i f p r iva te

    ( Q - W ) I t r ansac t ion )

    Certificate of Deposit BBT A I n t e r e s t KSav ing s Account BBT A I n t e r e s t J

    TT

    1 7 .

    1 : Income Gain Codes:(See Co lunms BI and 1 )4)

    2. Value Codes(See Co lumns CI and D3)

    3.Value Method Codes(Sec Co lumn C2)

    B =$1 ,001 - $2 ,500A=$1,0 rless ....F =$50 ,001 - $100,000 G =$1 00,001 - $1 ,000,000J =$15,000 or less K =$15,001 - $50,000N =$250 ,001 - $500,000 O =$500,001 - $ 1,000,000P3 =$25,000,001 - $50,000,000Q =Appraisal R =Cost (Real Estate Only)U =Book Value V =Oth er

    C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000HI =$i 000,001 : 2 $5 i000,000 . . . . H2 --~rre ~hfi $5;000~000 : :L =$50,001- $I00,000 M ZSi06100] ~ $~50!000 :PI =$1,000,001 - $5,000;000 P2 =$5,000,00!- $25,000,000P4 ~More than $50,000~000S =Assessment T =Cash Mar k et ::w ~ Est ima ted

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    FINANCIAL DISCLOSURE REPORTPag e 5 o f 6

    N a m e o f P e r s o n R e p o r t in gBerge r , Irene C.

    D a t e o f R e p o r t07/25/2011

    V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. andicatepa~ofreport.)NONE

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    FINANCIAL DISCLOSURE REPORTPage 6 of 6

    IX. CERTIFICATION.

    Name of Person R eport ingB e r g e r , I r e n e C .

    Date of Report07/25/2011

    I c e r t if y t h a t a ll i n f o r m a t io n g iv e n a b o v e ( i n c lu d in g i n f o r m a t io n p e r t a in in g t o m y sp o u se a n d m in o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t ru e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tu to r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .

    I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s id e e m p lo y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompliance with the provis ions of 5 U .S .C. app. 501 e t . seq . , 5 U .S .C. 7353, and Judic ia l Conference regula t ions .

    Signature: S/Irene C. Berg er

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    C o m mi t t e e o n F i n a n c i a l D i s c l o s u r eAdm inis t ra t ive Off ice of the Uni ted Sta tes Cour tsSuite 2-301O n e C o l u m b u s C i r c l e, N .E .W a s hi n g t o n , D . C . 2 0 5 44

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1. Person Repor ting ( las t name, f ir s t , middle init ial)B e r m a n , R i c h a r d M .

    4. Title (Article III judges indicate active or senior status;m a g i s t r a t e j ud g e s i n d i c a t e f u l l - o r p a r t - t i m e )

    2. Cour t o r O r ganiza t ionU.S. Dis trict court - S.D.N.Y.

    5a . Report Type (check appropria te type )] Nominat ion, D a t eU.S. Distric t Judge - Active

    7 . Cha m be r s o r O f f ic e A d d r e s sU .S . D i s t r i c t C ou r t40 C en t r e S t r ee t (R oom 201)N e w Y o r k , N Y 1 0 0 0 7

    [] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Re port and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancewith appl icable l aws and regula t ions .

    Reviewing Of f icer Date

    3. Date of R e p o r t05/11/2011

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,check ing the NONE box for each par t where you have no repor table information. S ign on las t page.

    I . P O S I T I O N S . m e p o r t i n g individual only; seepp. 9-13 of f! l ing instructions. )~ ~o reportablepositions.)O N E

    POSITION NAME OF ORGANIZATION/ENTITY

    2.

    3.

    4.5.

    I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

    D A T E PARTIES AND TERM S

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    FINANCIAL DISCLOSURE REPORTPage 2 o f 13

    N a m e o f P e r s o n R e p o r t in gBerman, R ichard M .

    Date of Report05/11/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . (Repo . ing ind iv iduui ond spou se ; see pp . ~ 7 -24 of filing instructions.)A. Filers Non-lnvestment Income

    ~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you w e r e m a r r ie d d u r i n g a n y p o r t i o n o f t he r e p o r t in g y e a r, c o m p l e t e t hi s s e c t i o n .(Dollar amount not required except for honoraria.)[-~ N O N E ( N o reportable non-investment income.)

    DATE1. 2010

    2.

    3.

    4.

    SOURCE AND TYPEW e l l e s l e y C o l l e g e

    I V . R E I M B U R S E M E N T S - t ra n s p o r ta t io n , lo d g i n g , fo o d , entertainment .(Includes those to spouse and dependent children," see pp. 25 -27 offiling instructions.)

    ~] N O N E (No reportable reimbursements.)

    2.

    3.

    4.5.

    SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTPage 3 of 13

    N a m e o f P e r so n R e p o r t i n gBerman, Richard M .

    D a t e o f R e p o r t05/11/2011

    V . G I F T S . a n e l u d e s those to spo .... nd dependent children; see pp. 28-31 of f!ling instructions.)N O N E ( N o r e p o r ta b le g i f ts . )

    SOURCE DESCRIPTION1.2.

    3.

    4.

    5.

    VALUE

    V I . L I A B I L I T I E S . a n e l u d e s t h o s e o / s p o u s e .nd dependent children; seepp. 32-33 of filing instructions.)N O N E ( N o r e p o r ta b le l i ab i l it i e s . )

    CREDITOR DESCRIPTION1 .2.

    3.

    4.5.

    VALUE CODE

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    FINANCIAL DISCLOSURE REPORTPage 4 o f 13 Ia m e o f P e r s o n R e p o r t i n gBerman, R ichard M . Date of Report05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v.l.e, trattsactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction&)N O N E (No reportable income, assets, or transactions.)

    A. B. C. ..... D.Description of Assets : Income dur ing Gross value a t end Transact ions dur ing repor t ing per iod( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    (1) (2) ( 1 ) (2 ) ( 1 ) (2) (3)Place "(X)" after each asset Amount Type (e.g., Value Va lue Type (e.g., D a t e V a l u e

    exempt from prior disclosure Code l di~i. , rent, C0de2 M e t h o d . , buy, sell, m m / d d / y y C o d e 2( A - H ) Or in t . ) (J-p) " Code 3 r e d e m p t i o n ) O - P )I Q - W )

    (4) (5 )G a i n Identity of

    Code 1 buyer/selLer(A-H) (if private

    transaction)

    1 . Apartment, New Yo rk City, NY E Rent S o l d 09/14/10 O G Ashley Altschuler2. Property, Suffolk County, NY~ D R e n t N W3. Prope r t y , Suf fo lk C oun t y , NY D R e n t K W4. Aztex Limited Partnership (real es tate) B Distribution J W5. Vanguard 500 Index Trust C Dividend M T6. Vanguard Total Intl Index B Dividend L T7. Vanguard Total Stock Index B Dividend L T8. GE Common Stock A Dividend9 . M icro s o f t Common S t ock B Dividend

    Sold 04/06/10( p a r t )S o ld 03/3 0/10

    J

    JA

    A

    1 0 . E xxon M ob i l A D i v i d e n d1 1 . N Y S D o r m A u t h o r i t y A In te re st

    S o l d 03/30/t 0 J CR e d e e m e d 105/17/10 K A

    1 2 . NYS Dorm Authority M ental Health B I n t e r e s t K T1 3 . Metro Trans Authority B I n t e r e s t Redeemed 10/01/10 K A

    1 4 . Icon Energy Fund A Dividend J T1 5 . Berkshire H atb w ay B None K1 6 .

    1 7 .

    G o l d m a n S a c h s A D i vi d e n d K S o l d ! 02/09/10 K(par t)Bu y I0/01/10 J(add l )

    1. Inco m e G ain C o des: A =$1,000 o r le ss B =$1;001 - $2,500( See C olumns B i and D4 ) F =$50,001 - $100,000 G --$100;001 - $1,000;000

    2. Value Codes 3 = $15;000 o r less K =$15,001 - $50,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O ~$5 00,001 - $1,000,000

    P3 =$25,000,001 r $50,000,0003 . Value Meth od C odes Q = A p p r a i sa l R ~C os t ( R eal Es t a t e on ly )( S e e C o l u m n C 2 ) U =Book Value V --Other

    C =$2,501 - $5,000Hi =$1,000,00 t. $5,000,000L =$50,001 - $100~000P 1 =$1,000,001 - $5,000~000P4 =More than $50,000,000S =A s s es s mentW =Es t imated

    D =$5,001- $15,000H2 =More than $5,000,000M= $100,00I -$250,000P2=$5;000,001- $25,000,000T =C as h Mar k c t

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 o f 13

    N a m e o f P e r s o n R e p o r t in gBerman, Richard M .

    D a t e o f R e p o r t05/I 1/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a l u e , t r a n s a c t io n s ( I n c l u d e s those of spouse and dependent children; see p p . 3 4 - 6 0 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

    A. B. C. [3 .Description of Assets Income dur ing Gross value a t end Transact ions dur ing repor t ing per iod

    (including trust assets) reporting period of reporting period(1 ) (2) (1) (2) ~ 1 ) (2) (3) (4) (5 )

    Pla~e "(X)" after each asset ~mount T y p e ( e . g ., Value Value Type (e.g. , D a t e Value G a i n Identity ofexempt f rom pr ior d isclosure C o d e I div., rent, C o d e 2 Method b u y , s e l I ~ m m / d d / y y C o d e 2 Code 1 buyer/seller

    1 8 .

    1 9 . P r o c t o r & G a m b l e C o .20 . Amer . Funds Fundamenta l F21 . Johns on & Johns on22 . W a s t e M a n a g e m e n t I n c .23 . Ra yt he on24 . Pe ps i co2 5. P P G In dus trie s26 . D u k e E n e r g y27. E MC C orp . - M as s28 . E n c a n a29 . Cis co30 . NYS T wy Auth . (Highway & Br idge )31 . NYS Dorm Auth . (Revs )32 . T r iborough B&T A uth.33. S p a r t a n 5 0 0 I n d e x F i d A d v34 . New P ers pec t ive Fund

    ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) (A- H )(Q-W) tSold 12/02/10 K B(part)

    A Dividend Sold 03/30/10 J BA Dividend K TA Dividend Sold 03/30/10 J AA Dividend Sold 03/30/I0 J AA Dividend Sold 03 /30 /10 J AA Dividend Sold 03 /30 /10 J AA Dividend Sold 03/30/l 0 J AA Dividend Sold 03 /30 /10 J AA Dividend Sold 03/30/I 0 J AA Dividend Sold 03/30/10 J AA Dividend Sold 03 /30 /10 J AC I n t e r e s t L T

    D I n t e r e s t M T

    C I n t e r e s t L T

    B Dividend L TA Dividend K T

    ( i f p r i x ~ a t etransaction)

    i i l ncome G ain C odes i A =$!,000 or !ess B =$!,001- $2,500(S e e Co l um n s B 1 an d I M) F =$50,001 - $ 100,000 G =$100,001 - $1,000,000

    2. Value Codes J =$15~000 or less K =$] 5,00! - $50,000(Se e Co lumn s C I and D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000;000

    P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = A p p r a i sa l R =C os t ( R eal Es t a t e O nly )(Se e C o lum n C 2) U =B o o k Va lue V =O th er

    C =$2,501 - $5,000H 1 =$ i,000,001 - $5~000,000L =$50;001 -$ 100;000P 1 -$1,000,001 - $5,000,000P4 =More than $50,000,000S =A s s es s mentW =Es t imated

    D =$5,001 - $15,000H2 =More than $5~000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 6 o f 13

    N a m e o f P e r s o n R e p o r t in gBerman, Richard M.

    Date of Report05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , tr an s a c ti o n s ( I n c lu d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d re n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t ru c t io n s . )N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i nc l ud i ng t rus t asse t s ) r e p o r t i n g p e r i o d

    (I) (2)Place "(X)".after each asset A m o u n t Type (e.g.,

    exempt from prior disclosure C o d e 1 div . , r e nt ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    Value Value : T y p e ( e . g ., Da t e V a l u e G a i n Identity ofCode 2 Method buy, sell; m m / d d / yy C o d e 2 , C o d e t buyer/seller(J-p) (A-H) ( i f p r i v a t e

    transaction)

    35 . UPS Class B A Dividend36 . Puerto Rico Pub Bldgs. Auth Rev C I n t e r e s t37 . New Yo rk NY Ser C U/T B I n t e r e s t

    L TK T

    S o l d 03/30/10 J A

    38 . New York NY RFDG Ser G U/T C I n t e r e s t L T39 . Fi de l it y GNM A Fund C Dividend40 . F I A C a r d S e r v i c e s N A R A S P A c c o un t A Interest41 . G o o g le In c C la ss A N o n e42 .

    43 .44 .45 . N o r d i c A m e r i c a n T a k r S h p g A Dividend4 6 . C D G o l d m a n S a c h s C Interest

    LLK

    T

    TT

    T

    Buy 01/19/10 K(addl)Sold 02/09/10 K D( p a ~ )Sold 05/lO/lO K A(par t)Buy 10/26 /10 J

    (addl)Sold 09/16/10 J A

    47 .48 .

    49 .

    50 .51 .

    Fairholme Fund (X) B DividendIshares FTSE X inhu a H K None

    LJ

    J

    T

    T

    T

    S o l d 01/27110(par t)Buy 03131/10Bu y 04106/10( a dd I )S o l d 05/28/I 0(par t)

    J

    J

    J

    J

    A

    A

    1~ 1~c0~6 Gain C0desi A =$1,000 or less B =$1.001 - $2,500(Se e Co lun ms BI a n d IM) F =$50100i - $ I00,000 G =$100,001 - $1,000.000

    2. Value Codes J =$15,1)00 o r le ss K ~$15,001 - $50,000( See C olumns C I and D3) N =$250,001 - $ 500,000 O =$5 00,001 - $1,000,000

    P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = A p p r a i sa l R =C os t ( R eal Es t a t e O nly )(Se e C o lum n C 2) U =B o o k Va lue v = Othe r

    C =$2,501 - $5,000 D =$5,001 - $15,000HI =$1,000,001 - $5,000,000 H2 =More than $5;000,000L =$5 0,00i - $100,000 M --$100,00I - $25 0,000P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50,000,000S =A s s es s mc nt T = C a s h M a r k e tW =Es t imated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 7 of 13

    N a m e o f P e r so n R e p o r t i n gBerman, Richard M.

    D a t e o f R e p o r t05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)--] N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    Place " (X)" a~er each asse texempt from prior disclosure

    reporting period of repor t ing per iod( 1 ) ( 2 ) (1) (2) (13 !2) (3) (4) O)

    Amount Type (e.g. , Value Value ~ype(e.g.,: Date Value Gain , I d e n t i . t y o fMethod buy;sell, mm/dd/yy C 0 d e 2 Code 1 buyer/ se l le rCode 3 : redempt ion) (J-P) (ArH) (if private( Q - W ) . t r a n s a c t i o n )

    52. Buy ! 10/01/10 J(ad d l )53 . B P P L C S p o n A D R N o n e So ld 02/09/10 J5 4 . L i b e r t y G l o b a l I n c S e r A N o n e So ld 04/21/10 J

    AA

    55 . I n d i a F u n d I n c N o n e So ld 05/28/10 J A56 . I s ha re s Rus s e l l 2000 Index FD A D i v i d e n d K T57 . UT S SP D R T rus t Se r I A D i v i d e n d K T58 . JP M organ E merg ing M arke t s E qui ty Fund A D i v i d e n dC I A59 . Berks h i re Ha thway Inc . Notes A Interest K T60 . NY Sta t e Dorm Auth Nor th Shore L . Io D Interest M61 . N Y S t a t e D o r m A u th L e a s e R e v S t U n i v D Interest MD o r m62 . P uer to Rico P ub Bldgs Auth Rev D Interest M

    T

    T63 . O m a h a N e b O m a h a C o n v e n t i o n C e n t e r B Interest K64 . NY Sta t e Dorm Auth Revs St . Univ A Interest J65 . P uer to Rico Com wl th P ub Impt Se r A B Interest L66 . N e w Y o r k N Y R f d g - Se r F A Interest J T

    67 . N e w Y o r k N Y S e r F A Interest K T68 . N e w Y o r k N Y S e r J U / T B / E D Interest M T

    1. incom e G ain C odes: A ~$1,000 or less(See Coltunns B 1 and D4) F =$50,001 - $100,000

    2. Va lue C o de s J = $ t5 ,000 o r les s( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000

    P3 =$25,000~001 - $50,000,0003 . Va lue M ethod C o des Q =A ppra lsa l( S e e C o l u m n C 2 ) U =Book Value

    B = $ 1 , 0 0 1 - $ 2 ;5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0G ~$ 1 0 0 ~0 0 1 : $ 1 1 0 0 0 ,0 0 0 HI --$ ii000,00i -$5,000,000K = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 ~0 0 ! - $ 1 0 0 ,0 0 0O = $ 5 0 0 ,0 0 1 - $ 1 ,0 0 0 ,0 0 0 P 1 = $ t ; 0 0 0 ,0 0 1 - $ 5 ; 0 0 0 ,0 0 0

    P 4 = M o r e t h a n $ 5 0 , 0 0 0 , 0 00R = C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n tV = Ot h e r W = E s t im a t e d

    D =$5,001 - $15,000 E =$15,001 - $50,000H2 =More than $5,000,000M =$100,00! - $250,000P2 =$5,000;001 - $25,000,000T = C a s h M a r k e t

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    FINANCIAL DISCLOSURE REPORTPage 8 o f 13 Ia m e o f P e r s o n R e p o r t in gBerman, Richard M . D a t e o f R e p o r t05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , t r a n s a c t i o n s ( l n d u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s : Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(!) (2) (1) (2) ( 1 ) (2) (3)

    P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g . , Value Value T y p e ( e ~ g ., D a t e Valuee x e m p t f r o m p r i o r d i s c l o s u r e C ode I d i v . , r e n t , C o d e 2 M e th o d buy; sell, m m / d d/ y y C o d e 2(A:H) . . . .. o r i n t ) ( J - P ) C o d e 3 redemption) ( J - P )( Q - W )

    C. DrG r o s s v a l u e a t e n d Transactions during reporting period

    (4)Gain ..... . . . : : Ident i ty ofC o d ~ l buyer/ se l le r(Ar~ (i~privatet r a n s a c t i o n )

    69 . N e w Y o r k N Y S e r J B / E U / T A In te re st J T

    70 . P uer to Rico E lec P w r Auth P r f D Interest M T71 . P uer to Rico E lec P wr Auth D Interest M T72 . San Jo aquin Hi l l s Cal i f N o n e So ld 01/06/10 K A73 . Nor th Caro l ina E as tn M P A P wr Sys C Interest M T74 . C A In fra s t & E co n D v B K R ev -B a y A rea N o n eT o l l Br i d g s75 . Pu er t o R i co C om wl t h Hwy & Tr ans n A u t h B In te re st L TT r a n s R e v76 . W s t ch s t r N Y -TO B As s e t S ecr t z t n C R P D In te re st M T

    S o l d 01/06/10 K

    77 . Me t ropo l i t a n Tra nsn A uth NY ET M D Interest M TD e d i c a t e d T a x78 , T S A S C I n c N Y T O B S e t t l e m e n t A s s e t C Interest L T79 . NYS D/A AU th Revs Sndly P re f-M enta l D Interest M THlth Fac80 . M etro T rans n Au NY-Dedica t ed T ax FD- D Interest M TF SA81 . New York St T wy Au Second G enl Hwy & B Interest L TB r d g82 . N e w Y o r k N Y S e r B U / T B Interest R e d e e m e d 10/14/10 M C83 . Pue r t o R i co Pub Fi n Corp- Com w l t h A pprop B Interest K T84 . New York St Dorm Auth Leas e Rev St Univ l B Interest K TD o r m F A C S85 . N e w Y o r k S t a t e Ho u s in g F i n a n c e A g c y T a x A Interest K TR ev

    A =$1,000 or tess B =$1,001 : $2,500. Income Gain Codes~( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,000

    2. Value Codes J =$15,000 or less K =$15,00I - $50,000( See C olumns C I and D3) N = $25 0,0 01 - $ 500,000 O =$5 00~001 - $1,000,000

    P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appraisal R =C os t ( R eal Es t a t e O nly )( S e e C o l u m n C 2 ) U =Book Value V =O th er

    C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,00 t - $50,000H i =$1,000,00 ~ ~ $5,000~000 H2 =MOrt t h a h * ~ , 0 0 0 0 0 0L =$50 001 = $100 000 M = $ 1 0 0 ~ 0 0 1 : - - $ 2 5 0 ; 0 0 0PI =$1,000 001 , $5 ,000i000 P2 =$5;000,001 ~ $25,000,000P 4 = Mo r e t han $ 50 000 000S =A s s es s ment T--Ca sh Ma rke tw =Es t imated

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    FINANCIAL DISCLOSURE REPORTPage 9 o f 13

    N a m e of Person ReportingBerman, Richard M.

    Date of Report05/11/2011

    VII. I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 )filling instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Descr ipt ion of Assets income dur ing G ro ss va l u e a t e n d T ra n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (including trust assets) reporting period : of reporting period(1) (2) (1) (2) (f) ....... (2) (3) (4) (5 )

    Place "(X)" after each asset Amount Type (e.g. , Value Value. T3q~e (e.g .... Date Value G a i n Ident i ty ofexempt from prior disclosure C o d e I div.iren t~ C od e 2 Metho d, : . : .~ buy, se l l , m m /dd ?yy :C o de 2 C ode t buyer/se lle r(A-H) o r i n t . ) ( J ~ P ) C ode 3 : :: r edem pt i on ) i (J-P) (A-H) (if private

    (Q-W) t r a n s a c t i o n )

    86 .

    87 .

    88 .89 .

    90 .91 .

    92 .

    N e w Y o r k S t U r b a n D e v C o r p R e v P e r s o n a l t3I n c o m e T a x Interest KN e w Y o r k S t D o r m A u t h C t F A C S L s e R e v A(NYC Is s ue )M et ropol i t an T rans n Auth NY R ev-B-CIFG B

    Interest JInterest K

    TT

    M etropol i t an T rans n Auth NY Ded ica t edT ax FD-A Revs FGICN e w Y o r k G e n e r a l O b l i g a ti o n B d S e r J

    CB

    InterestInterest

    LSold 10/14/10 K

    C i t y o f N e w Y o r k G e n O b l i R f d g B o n d s S e r B Interest M TBT I A A - C R E F N o n e L T

    93 . T - C I n f l L n k d B o n d - R t m t A Dist r ibut ion K T94 . T -C L i fecycle 2020-Rtm t A Distribution K T95 . T -C L i fecycle Rtmt- Inc-Rtmt B Dist r ibut ion K T96 . P rope r ty , Ind i an Rive r County , FL (X ) D R e n t L W97 . Lucia M ar Un i Sch Dis t Ca l i f E lec t ion 2004- A Interest K T Bu yS e r A F G I C98 . O regon St Dept T rans hn Hwy Us e r T ax Rev A Interest K T Bu ySer A99 . G e o r g i a S t - B -B / E U T D D N o n e L T Bu y100. O regon St Dept T rans hn Hwy Us e r T ax Rev B Interest K T Bu ySe t A101. Scot t s da l e Ar i z M un P pty Corp E x ci se T ax N o n e L T Bu yR e v P r e f B / E1 0 2 . U t a h T r a A u t h S a le s T a x R e v S e r B F S A B Interest L T Bu y

    0~I~10 K0~2~10 Kt0/14/10 L1~1~10 K1~t~10 L10/14/10 L

    1: in co m e G a in :C 0d es: A = $1,000 o r le ss( S ee Co l um n s B 1 an d 1) 4) F =$50,001 - $100,000

    2. Value Codes J =$15,000 or less( See C olumns C I and D3) N =$250,001 - $500,000

    P3 =$25,000,001 - $50,000,0003. Value Method Codes Q : A ppr a i sa l( S e e C o l u m n C 2 ) U =Book Value

    B =$1,00i ~ $2,500 C =$2;501 - $5,000 D =$5,001 - $t 5 ,000G =$100,001 - $i;000,000 Hi--$i;O00i00~ ~ $5;000;000 H2 --M0re than $5,000~000K =$15,001 _ $50,000 L =$50 001 ~$100 000 M --$100,00] - $250,000O = $5 00 ,0 01 ~ $1 ;0 00 ,0 00 P l = $1 ,0 00 ,0 01 ~ $5 ,0 00 ;0 00 P2 =$5,000,001 - $25,000,000

    P4 &M0r~ ihan $50,oo0~o00 ....R =C os t ( R eal Es t a t e O nly ) S =A s s es s meat T = C a s h M a r k e tV =O th er W =Es t imated

    E = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 10 o f 13

    N a m e o f P e r s o n R e p o r t in gBerman, Richard M .

    Date of Report05/11/2011

    VII. I N V E S T M E N T S a n d T R U S T S - income, value, transactions ( Includes those of spouse and dependent children; see pp. 34-60 of f! ling instructions.)N O N E (No reportable income, assets, or transactions.)

    A ....... ..... B, C. D.Description of Assets ........ In co m e d urin g G ro ss ~a lue a t e n d Transact ions dur ing repor t ing per iod

    (including trust assets) report ing pe riod . of reporting period(!) (2) (1) (2) (1) (2) . .. . (3) (4) (5 )

    Place"(X)" after each asset ....... A m o u n t T y p e : ( e , g ~ , ~alue Value Type (e.g. , D a t e Value I Gain Identity ofexempt f rom pr iordise losure Code 1 diw; rent ; C o d e 2 Method buy, se l l , mni/dd/yy C o d e 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) C o d e 3 redempt ion) (J-P) (A-H) ( i f p r i v a t e(Q-W) t r a n s a c t i o n )

    103 . N ew Jersey S t Var Purp PrefB/ E104.

    105. Ap p le In c106.

    1 0 7 . F r e e p o r t -M c m r a n C P R & G l d108.109.

    1 1 0 . C h i n a M o b i l e L t d S p n A D R111.112.

    AB

    A

    I n t e r e s t K

    I n t e r e s t L

    None KJ

    None J

    Dividend

    T B uy 10/19/10

    T B uy 10/19/10( a d d l )T B uy 03/31/10

    B uy 04/06/10( a d d l )T B uy 03/31/10

    B uy 04/06/10( add I )S o l d 05/I0/10( p a r t )

    T B uy 04/09/10

    B uy 04/09/10I( a d d l )S o l d 05 /28 / I 0

    K

    LJJJJ

    JJJ

    J

    A

    A

    113.

    114.

    115.

    116.

    Bu y 10/01/10 JC h i n a U n i c o r n Ho n g K o n g D i vi d e n d T Bu y 04/09/10 J

    Bu y 04/09/10 J(add l )S o l d 05/28/10 J A

    117.

    1 1 8 . I s ha r e s M S C I T u r k e y I n d e1 1 9 . I s ha r e s M S C I B r a z i l

    AA

    DividendDiv idend

    JJ

    Buy 10/01/10

    T Bu y 10/26/10T Buy 10/01/10

    JJ

    J

    1, I nc ome G ain C odes :( See C olumns BI and 1 ) 4 )

    2.Value C od es( See C olumns C I and D3)

    3.Valuc Meth od C odes( S e e C o l u m n C 2 )

    A =$1 ;0 0 0 or l es s B ~-$1,001 - $2,500F =$50,001 - $100,000 G =$100~001 = $1,000;000J =$15,000 or less K =$15,001 = $50,000N =$250,001 - $ 500,000 O =$5 00,001 - $1,000,000P3 =$25,000,001 - $50,000;000Q = A p p r a i sa l R --Cost (Real Estate Only)U =-Book Value V =O th er

    C =$2,50I - $5,000H i =$i ~000,001 - $5;000;000L =$50,001 - $ I00~000PI =$ !;000,001 - $5,000;000P4 -More than $50,000,000S =A s s es s mentW =Es t imated

    D= $5,00t -$15 ,000H2 =Morethan $5,000,000M=$100,001~ $250,000P2 =$ 5,000,001- $25000,000T = C a s h M a r k e t

    E =$15,001 -$50,000

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    FINANCIAL DISCLOSURE REPORTPage 11 of 13

    N a m e o f P e r so n R e p o r t i n gBerman, R ichard M .

    D a t e o f R e p o r t05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N ON E (N o reportable income, assets, or transactions.)

    A. B. C. D.D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G ro s s va lue a t e n d T r a n s a c tio n s d urin g re p o rt in g p e rio d

    ( i n c l ud i n g t r us t a s s e t s ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1 ) (2 ) (1) (2) (1 ~ (2) (3) (4)

    Place "(X)" after each asset A m o u n t Type (e.g.. Va lue V a lue Type (e.g., D a t e V a l u eexempt from prior disclosure .....C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b uy , s e l l , m m /d d /y y C o d e 2

    ( A - H ) o r i n t . ) ( J -P) C o d e 3 r e d e m ptio n ) (J-P)( Q - W )

    (5 )G a i n I d e n t i L y o f

    C o d e 1 b u y e r / s e l l e r(A -H) ( i f p r iv a te

    t r a n s a e t i o n i

    120. SDPRGold Trust None J T Bu y 05/28/10 J

    (Se e Co lumn s BI a n d IM) F =$50,001 - $100,000 G =$100;001 - $1,000,0002. Value C o d es J =$15,000 or le ss K =$15,001 - $50,000

    ( Se e C olum tts C 1 a nd D3 ) N =$ 25 0, 001 - $ 500, 0~ 0 O =$500,00~ - $1,000,O00P3 =$25,000,001 - $50,000,0003 . Value Meth od C odes Q = A p p r a i sa l R =C os t ( R eal Es t a t e O nly )

    ( S e e C o l u m n C 2 ) U =Book Value V =O th er

    C -$2,501 - $5,000H 1 =$1,000,001 - $5 ,000,000L =$50,001 - $100,000P1 -$1,000,001 - $5,000,000P 4 Mo re tha n $50,000,000S =A s s es s mentW =Es t imated

    D =$5,001 - $15,000 E =$ t 5,001 - $50,000H2 =More than $5;000,000M =$100,001 - $250,000 ...... ..P2 -$5,000,001 - $25,000,000T = C a s h M a r k e t

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    FINANCIAL DISCLOSURE REPORTPage 12 o f 13

    N a m e o f P e r s o n R e p o r t in gBerman, Richard M.

    Date of Report05/I 1/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

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    FINANCIAL DISCLOSURE REPORTP a g e 1 3 o f 1 3

    IX . CERTIFICATION.Iame of P e r son Repor t ingB e r m a n , R i c h a r d M . Date of Report05/11/2011

    I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a te , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t ut o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s ur e .

    I f u rt h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t io n s .

    Signature: S/Richard M . Berman

    N O T E : A N Y I N D IV ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 10 4 )

    C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t iv e O f f i ce o f t h e U n i t e d S t a t e s C o u r tsSui te 2-301O n e C o l um b u s C i r cl e , N .E .W a s h i n g t o n , D . C . 20 5 4 4