M.D.COLLEGE TYBI INVESTMENT BANKING

UNIVERSITY OF MUMBAI

PROJECT ON

INVESTMENT BANKINGBachelor of Commerce

Banking & InsuranceSemester V

(2015-2016)

Submitted

In partial Fulfillment of the requirement for the

Award of Degree of Bachelor of Commerce Banking & Insurance

Submitted By,

SHIVEK R CHILLALRoll No. - 08Under Guidance,

PROF. SWATI SURYANARAYAN MISSMAHARSHI DAYANAND COLLEGE OF ARTS, SCIENCE & COMMERCE PAREL, MUMBAI 400 012.

MAHARSHI DAYANAND COLLEGE

OF ARTS, SCIENCE & COMMERCEPAREL, MUMBAI 400 012.

CERTIFICATEThis is to certify that MR. SHIVEK RAMESH CHILLAL of B.Com (Banking & Insurance) Semester V (2015-2016) has successfully completed the project on INVESTMENT BANKING under the guidance of PROF.SWATI SURYANARAYAN MISS.Course Coordinator Principal

Project Guide/Internal Examiner

External Examiner

DECLARATION

I am MR. . SHIVEK RAMESH CHILLAL. The student of B. com (Banking & Insurance) Semester V (2015-2016) hereby declares that I have completed the Project on INVESTMENT BANKING. The information submitted is true and original to the best of my knowledge.

Signature of student

Name of Student MR. SHIVEK RAMESH CHILLAL Roll No. 08ACKNOWLEDGEMENT

The college, the faculty, the classmates & the atmosphere, in the college were all the favorable contributory factors right from the point when the topic was to be selected till the final copy was prepared. It was a very enriching experience throughout the contribution from the following individuals in the form in which it appears today. We feel privileged to take this opportunity to put on record my gratitude towards them.

PROF. KUNAL SONI SIR made sure that the resource was made available in time & also for immediate advice & guidance throughout making this project. The principal of our college DR. T.P.GHULE and our Vice-Principal Mrs. SANJEEVANI PHATAK has always been inspiring & driving force. We are thankful to Mr. SANTOSH SHINDE associated with administration part of Financial Markets & Banking & Insurance section has been very helpful in making the infrastructure available for data entry.EXECUTIVE SUMMARYThe Indian economy is currently in a transition period and the second fastest growing economy of the world after China. In this era of globalization, service sectors growth and contribution to the nations GDP has been phenomenal since the last couple of years. Amongst all these, the INVESTMENT banking services has grown from a sapling into a mighty tree and has secured for itself its rightful place in the financial sector. It is a flourishing services today as more entrepreneurs wanting to list their companies.

It can be said that this project helped me to understand every details about INVESTMENT Banking and in future how its going to get emerged in the Indian economy. Hence, Merchant Banking can be considered as essential financial body in Indian financial system.

Before undertaking this work I had to go through SEBI, Regulations, 2009.This helped me to understand in much better way.

Here I introduced all the services of investment banks as it is a variety of it which they perform, as investment banks are now becoming more and more popular as our countrys stock market is growing as well as our FDI and even more and more Indian companies are coming into existence.

INDEX

CHAPTER

NOCONTENTSPAGE NO.

01INTRODUCTION1-3

02HISTORY4-11

03FUNCTIONS OF INVESTMENT BANKS12-27

04CORE INVESTMENT BANKING28-35

05INDUSTRY PROFILE36-39

06FINANCIAL CRISIS 200840-41

07INVESTMENT BANKS IN INDIA42-48

08CONCLUSION49

09BIBLOGRAPHY50

B.COM(BANKING & INSURANCE )