Intuition is Mi

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    1

    Diagonal Proof, Classical Mathematics and IntuitionismClement Manuelpillai

    1 Introduction

    The controversial topic of Mengenlehre (the theory of infinite sets orset theory) was created by Georg Cantor and it is claimed that theDiagonal Pro= of Method (henceforth, DPM) shows that there are dif-ferent infinities [see [2]] DPM and the result regarding infinities waswell accepted by David Hilbert and a mathematics with an ideology

    and orthodoxy was developed with set the ory as the foundation of allbranches of mathematics This mathematics s is called classical mathe-matics at this time and David Hilbert is generally regarded as the leaderof this school of mathematics. Classical mathematics had its own set-backs with paradoxes and DPM was under suspect and a rival schoolof mathematics emerged. The founder of this school of mathematicsis LEJ Brouwer who rejected DPM and this mathematics is called in-tuitionism. Intuitionism has its own distinct ideology and orthodoxythat is in sharp conflict with classical mathematics where all branchesof mathematics are developed independently with foundations that are

    not based on set theory [see [1, 3] and the references for intuitionismcited in [3]].DPM played a crucial role in the development of both classical

    mathematics and intuitionism. We find that both classical mathemat-ics and intuitionism are flawed in their respective foundations. In thispaper, we point out the flaws in their respective foundations and pro-pose changes to set the foundations straight.

    In the case of classical mathematics, it not the acceptance of DPMbut rather the acceptance of the claim that there are different infinitiesis flawed This is studied in section 2. The construction of real numbersplays a central role in mathematics. We find that the constructionof real numbers in classical mathematics is unacceptable and this isshown in section 3. We also provide a construction of real numbersfor classical mathematics in this section. The changes we propose forclassical mathematics are the following and it is studied in section 5.

    Remove set theory from classical mathematics. Keep the common language meaning of infinity and the mathe-

    matical = infinity the same.

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    Construct real numbers as in section 3.In the case of intuitionism, as it stands, is flawed in its foundations

    and this is due to the rejection of DPM. This is studied in section4. In classical mathematics, the construction of real numbers in intu-itionism is also unacceptable and this is shown in section 3. We alsoprovide a construction of real numbers for intuitionism in this section.Here, by using a diagonal process, we construct the species of irrationalnumbers= in [0,1] as a fan. This construction is carried out withoutthe standard use of choices that is employed in the spread law in theconstruction of [0, 1] as a fan [see [1]]. The changes we propose for

    intuitionism are the following lowing and it is studied in section 4.

    Remove the notion of choices in defining a sequence. Incorporate DPM into the proof method of intuitionism. Construct only the irrational numbers as a fan or a spread.

    Before we proceed, we defend the philosophy of intuitionism inresponse to Snappers remarks about intuitionism in [3]. Snapperpresents an in depth analysis of classical mathematics and intuitionism

    in [3]. He points out that his analysis of the proof method of intuition-ism applies just as well to any other constructive mathematics andconcludes that it is an error in philosophy to define truth and falsityas in intuitionism. His position is hat the law of the excluded middle(LEM) holds for truth and that it should not be rejected in mathe-matics. We argue to the effect that classical mathematics, intuitionismor any other constructive mathematics are all free of errors in theirrespective philosophies.

    Classical mathematics is based on truth and truth determines proofof methods On the other hand, intuitionism is based on proof method

    and proof method determines truth. That is we have two opposingphilosophies of mathematics. One may disagree with a certain philos-ophy but that does not mean that there are errors in that philosophy.The basic question is that whether LEM has to hold for truth in math-ematics. LEM is part of logic. Is mathematics part of logic? Poincareand Snapper are among those who insist that mathematics is not partof logic. If mathematics is not part of logic then we have a choice oflogic in mathematics. Although LEM is rejected in intuitionism, thelaw is false is accepted in intuitionism and it is used in proofs

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    by contradiction to seek truth. This law is accepted because of themeaning ascribed to the word not and more importantly, to avoidcontradictions in mathematics. The philosophy of intuitionism is toseek truth. This forces Brouwer to reject LEM and replace it by thewell known intuitionistic analogue that requires a proof in the use ofLEM.

    2 The Diagonal Proof Method

    Wittgenstein and Brouwer are among those who do not accept DPM.We outline DPM

    Theorem 2.1 [0, 1] is uncountable.

    Proof: Assume that [0,1] is denumerable. Hence there exists an enu-meration of [0,1]. Hence, every real number in [0,1] belongs to theenumeration. Hence, the diagonal sequence belongs to the enumera-tion (p). However, the diagonal process sequence = every member ofthe enumeration (?). Hence, the diagonal process sequence does not

    belong to the enumeration (= p). Hence, [0,1] is non-denumerable.A proof method is accepted or rejected based on reasoning. It is easyto see from the outline that the questionable implication is (?). If weaccept (?) then we accept DPM. It is therefore safe to say that Wittgen-stein and Brouwer reject (?). Hodges states in [2] that Wittgensteinseems to single out the diagonal process when it involves the entire set[0,1]. That is, the diagonal process cannot construct a sequence thatis different from all the sequences. Wittgenstein is placing a limitationon the constructive power of the diagonal process. That is, if a set al-ready has all the sequences then the diagonal process cannot construct

    a different sequence. On the other hand, Brouwer rejects (?) becausethe enumeration of [0,1] is an infinite set. However, Brouwer wouldaccept (?) if the enumeration were a finite set. So, when does theresults for the finite case extend to the infinite? There are instanceswhere the results for the finite extend to the infinite while there areinstances where it does not. So the question is whether the result forthe finite extends to the infinite in this case. We show that the resultdoes extend to the infinite and also refute Wittgensteins objection to(?).

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    Example 2.1 Conisder the set I = {1

    2n , n = 1, 2, 3, . . .}. In classicalmathematics or in intuitionism, the number 0 does not belong to I.We enumerate the set I in base 2.

    1 0 0 0 0 . . .0 1 0 0 0 . . .0 0 1 0 0 . . .

    The diagonal sequence is the unit sequence and the diagonal processsequence is the zero sequence. The diagonal process constructs the zerosequence that does not belong to I. Similarly in the outline of DPM,the diagonal process does construct a sequence that does not belongto the given denumerable set of real numbers. Regardless of whetherwe have a constructed denumerable set or a set that is assumed to bedenumerable, the diagonal process does construct a sequence that doesnot belong to the given set. The only difference is that we do constructa sequence from a constructed denumerable set, where as we deducea construction of a sequence from a set that is assumed denumerable.We view the diagonal process from a different perspectiveExample 2: Sequences of 0s and 1s having n terms We cannotenumerate all these sequences with only n sequences because there are2n sequences of 0s and 1s. We may also show by a DPM that an

    enumeration with n sequences does not exist. Since the terms of aninfinite sequence can be changed just the same way as the terms of afinite sequence this result holds in the infinite case.

    The examples 2.1 and 2.2 should convince the reader that the argu-ments of Wittgenstein and Brouwer are untenable. In classical math-ematics, since there does not exist a bijection between the naturalnumbers and [0,1], [0,1] is claimed to be bigger in size than that of thenatural numbers. The idea is that there are different infinities. Thesize of [0,1] is of the size of the set of infinite sequences of 0s and 1s.As n goes to infinity, 2n goes to infinity. Notice that, as n goes to

    infinity, 2n

    keeps taking larger and larger finite values and 2n

    remainsfinite. Therefore, we do not have a different size of infinity for [0, 1]and we reject the notion of transfinite cardinals.

    We accept that [0,1] is non-denumerable. However, just because[0,1] is non-denumerable, that does not mean that it is bigger in sizethan the natural numbers. We challenge the validity of the definitionthat [0,1] is non- denumerable means that it is bigger in size than thenatural numbers. Let us defend our position from a different perspec-tive. Recall that every finite sequence of 0s and 1s corresponds to a

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    rational number. However, every infinite sequence of 0s and 1s doesnot correspond to a rational number since there are non-terminating,non-repeating infinite sequences of 0s and 1s. This is an example ofa result that holds for finite sequences while it does not extend to theinfinite sequences. These non-terminating, non-repeating sequencescorrespond to irrational numbers. An irrational number is negativelydefined as a real number that is not a rational number.

    Theorem 2.2

    2 is an irrational number.

    Proof (Outline): Assume that

    2 is a rational number. So,

    2 = ab

    ,

    with (a, b) = 1, since every rational number is reducible to lowest terms(p). o a, b are even. Hence,

    2 is not in lowest terms (= p). Hence,

    2 is an irrational number.The assumption that

    2 is reducible leads to the contradiction

    that it is irreducible. The correct deduction is that

    2 is not a rationalnumber. We cannot deduce that it is a special kind of a rational numberthat is an irreducible rational number. Compare this with Theorem 2.1.The assumption that [0,1] is denumerable leads to the contradictionthat [0, 1] is non-denumerable the construction of a number by thediagonal process that does not belong to [0,1]. The correct deduction is

    that [0,1] is non-denumerable. We cannot deduce that [0,1] is a specialkind of an infinite set that is bigger in size than the natural numbers.We could define irrational numbers as irreducible rational numbers andproceed to introduce a theory of irreducible rational numbers. Thistheory as well as the theory of infinite sets is flawed in the foundations.There is only one kind of rational numbers and there is only one kindof infinite sets. The theory of infinite sets is a mistake.

    3 Construction of Real Numbers

    In intuitionism, a sequence is defined by a law or by choices or by usingboth. In this section, we restrict the discussion of the sequences of in-tuitionism to only those defined by a law. In classical mathematics, asequence is defined by a law. The notion of a sequence in classical math-ematics and the notion of a sequence defined by a law in intuitionismare different. This difference is due to what we mean by existence. Ex-istence in classical mathematics may not require a computation whileexistence in intuitionism requires it. There are examples of sequencesof classical mathematics that are not sequences of intuitionism (see

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    [1]). Further more, in intuitionism, only a finite segment of a sequenceis known, while in classical mathematics the entire sequence is known.For example, consider the zero sequence. In intuitionism, this is aninfinitely proceeding sequence (ips) in which only a finite segment isknown. We need to compute the terms of the sequence one at a timeand the construction of the sequence is incomplete. In classical math-ematics, this sequence is an ips where the terms of the sequence aredefined for every natural number and therefore the infinite sequenceis known in its entirety. That is, the construction of the sequence iscompleted. This does not mean that the sequence is a completed set.Since the notion of a sequence in classical mathematics is different fromthat in intuitionism, the Cauchy sequences are also different.= Since areal number is defined as a Cauchy sequence of rational numbers, theclassical continuum is different from the intuitionistic continuum.

    In both classical mathematics and intuitionism, when real numbersare constructed, the construction is carried out with rational numbers.In this process, rational numbers that have a construction by the oper-ation called division are constructed again. That is, one constructs theconstructed rational numbers from the constructed rational numbers.What kind of a construction is this? Surprisingly, these constructionsare accepted as legitimate constructions. To make matters worse, in

    classical mathematics, the irrational numbers are not even constructed.They are simply collected as Wittgenstein had noticed. We therefore,allow only the construction of irrational numbers using rational num-bers.

    3.1 Construction of Irrational Numbers in [0,1] forIntuitionism

    We work in base 2. In order to carry out the diagonal process, we

    rep resent every terminating binary expansion of a rational number in[0,1] as a repeating binary expansion in 0. Let A denote the speciesconsisting of terminating and eventually periodic binary expansionsof rational numbers in [0,1] except the terminating expansion of thenumber 1. For every rational number in [0,1] other than 1 with doublerepresentation, both expansions are included in A. It is clear that thespecies A is denumerable. Let a1, a2, . . . designate an enumeration ofA. Let an(i) denote the ith digit of the binary expansion of an. Weconstruct a binary expansion b such that b(i) = ai(i), i = 1, 2, . . ..

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    Here b(i) denotes the ith digit of b. Thus the ith digi= t of b is neverequal to the ith digit of the ith binary expansion ai. Since b differs fromevery element of A, b is an irrational number in [0,1]. The diagonalprocess on every enumeration of A constructs irrational numbers in[0,1]. We use this diagonal process to construct the irrational numbersin [0,1] as a fan.Spread Law: Let a1, a2, . . . designate an enumeration of the speciesA. Admissible sequences consist of 0s and 1s. Let an(i) denote theith digit of the element an of this enumeration of the species A, andlet bn(i) equal 1 ifan(i) = 0, and 0 ifan(i) = 1. Every bn(1) is a one-member admissible seqeunce. Ifb1

    n

    (1), b2n

    (2), . . . , bkn

    (k) is an admissiblesequence, then b1n(1), b

    2n(2), . . . , b

    k+1n (k+1) is an admissible sequence iff

    nk+1 = nk = n1.Complementary Law: To the sequence bn(1), bn(2), . . . , bn(k) (if ad-

    missible) is assigned the rational numberk

    i=1bin(i)2i

    . We show that theabove fan coincides with species of irrational numbers in [0,1].

    Let ig = .i1i2i3 . . . denote any irrational number in [0,1]. There areinfinitely many 0s, 1s in x = n, for every n. Hence for every positionofig , an infinite number ofans can be chosen to carry out the diagonalprocess. To complete the proof, we show that every element of A canbe selected for the diagonal process. We show that each an differsfrom ig at infinite number of positions. If ig and an differ only at afinite number of positions, then both expansions ig and an will haveidentical tail ends which obviously cannot be the case. Hence each andiffers from ig at infinite number of positions. Therefore, there existsan enumeration of A on which the diagonal process constructs ig.

    Remark 3.1 The species of irrational numbers is constructed as a

    spread; assign the rational number Z+ ki=1 bni(i)2i in the above com-plementary lae, where Zis the species of integers.

    3.2 Construction of Real Numbers for ClassicalMathematics

    We argued that the construction of real numbers in classical mathe-matics ans intuitionism are both unacceptable. The construction inclasical mathematics simply collects irrational numbers. The construc-tion of classical mathematics should not even be called a construction.However, the mathematics of intuitionism is very precise with explicit

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    directions in the construction of real numbers. So, we use the mathe-matics of intuitionism in the construction of real numbers for classicalmathematics. We have explained the difference between the sequencesof classical mathematics and the sequences of intuitionism that are de-fined by a law in the beginning of this section. The construction ofirrational numbers for classical mathematics is the same as the aboveconstruction for intuitionism. The construction needs to be vi viewedfrom a classical mathematics standpoint to distinguish terminology.

    4 Intuitionism

    As mentioned in section 3, in intuitionism, a sequence is defined by alaw or by choices or by using both. Choice sequences are used in thespread law in the construction of [0,1] as a fan. We stated in section3 that the construction is unacceptable. There is also another reasonwhy this construction is unacceptabe; the rational numbers that arecomplete objects are constructed as incomplete objects. We do notneed choice sequences to carry out the program of intuitionism. Itis also very difficult to justify the notion of choice sequences. Furthermore, the fundamental theorems produced from its aplications are anti-

    intuitive. We therefore, call for the removal of the notion of choices indefining a sequence. We also call for the incorporation of DPM intothe poof method of intuitionism. This in turn, enables us to constructthe irrational numbers in [0,1] as a fan as we did in section 3. Now thepath is clear to work out the fundamental theorems of real analysis.This path leads to fundamental theorems of real analysis that at aredifferent from intuitionism.

    Theorem 4.1 A real valued function defined only on the irrationalnumbers = in [0,1] is uniformly continuous.

    Proof: Since the species of irrational numbers in [0,1] coincides withthe fan I, we use the fan theorem to prove this. The proof is essentiallythe same as that of the uniform continuity theorem found in [1] withsome obvious modifications that the reader can easily see. Therefore,we omit the details.

    Theorem 4.2 The Uniform Continuity Theorem: A point-wise con-tinuous real valued function f defined on [0,1] is uniformly continuous.

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    Proof: By the previous theorem, the function f restricted to the irra-tional numbers is uniformly continuous. Since the irrational numbersin [0,1] is dense in [0,1] and f is point-wise continuous, it follows that fis uniformly continuous on [0,1].

    It is not very difficult to formulate and prove the other fundamentaltheorems of real analysis. By adhering to the three changes we called forin the introduction (section 1), the mathematics of the other branchesof intuitionism such as algebra, topology and so on could be workedout as well.

    5 Classical Mathematics

    We begin with a discussion of the theory of functions of one variable.Example 5.1: The characteristic function f that takes the value 1 onthe irrational numbers and 0 on the rational numbers. This is a welldefined function in classical mathematics where as it is not well definedin intuitionism or in our intuitionism.What is the function value for the Euler number c?

    In classical mathematics, intuitionism or in our intuitionism, welook at the corresponding construction or feal numbers. In classical

    mathematics, since c is either rational or irrational (LEM), there existsa value. It is not necessary to know the value or the status of the Eulernumber

    In intuitionism, from the construction of real numbers, there is anips in= the construction corresponding to c. However, since we do notknow the status of c, we cannot assign a value for c. It is required toknow the status of c. Therefore, the above function is not well defined.

    In our intuitionism, again, we look at the construction of real num-bers. c belongs to the construction becaue of congruency. However,since we do not know the status of c, we do not know whether a ratio-

    nal number or an ips that corresponds to c. Hence, we cannot assign avalue for c. Therefore, the above function is not well defined.

    The theory of functions of one variable does deal with unsolvedproblems of mathematics. However, the theory does not depend onsolutions to unsolved problems. In intuitionism, unsolved problemsplay only a secondary role in the form of Brouwerian counter examples.These unsolved problems are part of number theory and number theoryis not the foundation for real analysis. Similarly, set theory should notbe the foundation for real analysis.

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    We reject the notion of transfinite cardinals. The common languagemeaning of infinity and the mathematical infinity should be the same.By adhering to the three changes we called for in the introduction(section 1) and with appropriate changes to [1] the classical mathe-matics could be worked out without much difficulty. We also call forthe removal of the popular integration theory called Lebesgue measuretheory as it is founded on the notion of transfinite cardinals.

    The text books of classical mathematics in the elementary coursesalso need revision in several areas. Needless to say that technology isa useful tool in the class room. However, it is the same dance with adifferent music.

    6 Acknowledgement and Dedication

    I am grateful to Peter Sauter, Senior IT Manager for PERIF FormworkSystems Inc. USA for allowing me to use his computer facilites and hisassistance. This paper is dedicated to Professor Ernst Snapper and toDr. S. V. Kasynathan.

    References[1] A. Heyting, Intuitionism, An Introduction, Amsterdam, 1966.

    [2] W. Hodges. An Editor Recalls Some Hopeless Papers, The Bul-letin of Symbolic Logic Vol4, No. 1, March 1998, 1-16.

    [3] E. Snapper: What is Mathematics, Monthly, Augustj-September1979.