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    IntroductiontoCommercialBuildingControlStrategiesand

    TechniquesforDemandResponse

    NaoyaMotegi

    MaryAnnPiette

    DavidS.Watson

    SilaKiliccote

    PengXu

    LawrenceBerkeleyNationalLaboratory

    MS90R3111

    1CyclotronRoad

    Berkeley,California94720

    May22,2007

    ThisworkdescribedinthisreportwascoordinatedbytheDemandResponseResearch

    CenterandfundedbytheCaliforniaEnergyCommission,PublicInterestEnergy

    ResearchProgram,underWorkforOthersContractNo.50003026andbytheU.S.

    DepartmentofEnergyunderContractNo.DE-AC02-05CH11231.

    LBNLReportNumber59975

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    i

    Acknowledgements

    Theworkdescribed in thisreportwascoordinatedby theDemandResponseResearch

    CenterandfundedbytheCaliforniaEnergyCommission(EnergyCommission),Public

    InterestEnergyResearch(PIER)Program,underWorkforOthersContractNo.50003

    026

    andby

    the

    U.S.

    Department

    of

    Energy

    under

    Contract

    No.

    DE

    AC02

    05CH11231.

    Theauthorswishtothanktheengineersandstaffateachbuildingsite. Specialthanksto

    RonHofmann forhis conceptualizationof thisprojectandongoing technical support.

    Thanks also to Laurie ten Hope, Mark Rawson, and Dave Michel at the California

    Energy Commission. Finally, thanks to the Pacific Gas and Electric Company who

    fundedtheAutomatedCPPresearch.

    We appreciate the helpful comments providedby the peer reviewers of this report:

    Douglas B. Nordham (EnerNOC), Austen DLima (San Diego Gas and Electric

    Company),SteveGreenbergandBarbaraAtkinson(LBNL).

    Pleasecite

    this

    report

    as

    follows:

    Motegi,N.,M.A.Piette,D.S.Watson,S.Kiliccote,P.Xu.2006.IntroductiontoCommercial

    Building Control Strategies and Techniques for Demand Response. California Energy

    Commission,PIER.LBNLReportNumber59975.

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    ii

    Preface

    The Public Interest Energy Research (PIER) Program supports public interest energy

    research and development that will help improve the quality of life in Californiaby

    bringingenvironmentallysafe,affordable,andreliableenergyservicesandproductsto

    themarketplace.

    The PIER Program, managed by the California Energy Commission (EnergyCommission),annuallyawardsupto$62milliontoconductthemostpromisingpublic

    interestenergyresearchbypartneringwithResearch,Development,andDemonstration

    (RD&D)organizations,includingindividuals,businesses,utilities,andpublicorprivate

    researchinstitutions.

    PIERfundingeffortsarefocusedonthefollowingsixRD&Dprogramareas:

    BuildingsEndUseEnergyEfficiency

    Industrial/Agricultural/WaterEnd

    Use

    Energy

    Efficiency

    RenewableEnergy

    EnvironmentallyPreferredAdvancedGeneration

    EnergyRelatedEnvironmentalResearch

    EnergySystemsIntegration

    WhatfollowsisthefinalreportfortheStatewideAutoDRCollaborationProject,50003

    026, conducted by Lawrence Berkeley National Laboratory. The report is entitled

    Introduction toCommercialBuildingControlStrategiesandTechniques forDemand

    Response.ThisprojectcontributestotheEnergySystemsIntegrationProgram.

    FormoreinformationonthePIERProgram,pleasevisittheEnergyCommissionsWeb

    site at: http://www.energy.ca.gov/research/index.html or contact the Energy

    CommissionsPublicationsUnitat9166545200.

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    TableofContents

    ExecutiveSummary..................................................................................................................... 1

    1. Introduction ......................................................................................................................... 1

    1.1. BackgroundandOverview........................................................................................ 1

    1.2. Objectives ..................................................................................................................... 1

    1.3. ResearchScope ............................................................................................................ 11.4. BenefitstoCalifornia .................................................................................................. 3

    1.5. ReportOrganization ................................................................................................... 3

    1.6. BuildingOperationandEnergyManagementFramework .................................. 4

    1.7. TermsandConceptsforDRStrategies .................................................................... 6

    2. DemandResponseStrategyOverview ......................................................................... 10

    2.1. HVACSystems.......................................................................................................... 10

    2.2. LightingSystems....................................................................................................... 14

    2.3. MiscellaneousEquipment........................................................................................ 16

    2.4. NonComponentSpecificControlStrategies........................................................ 16

    2.5. StrategiesUsedinCaseStudies .............................................................................. 16

    3. DemandResponseStrategyDetail................................................................................ 19

    3.1. HVACSystems.......................................................................................................... 19

    3.1.1. Globaltemperatureadjustment...................................................................... 20

    3.1.2. Passivethermalmassstorage ......................................................................... 25

    3.1.3. Ductstaticpressuredecrease.......................................................................... 26

    3.1.4. Fanvariablefrequencydrivelimit................................................................. 27

    3.1.5. Supplyairtemperatureincrease .................................................................... 28

    3.1.6. Fanquantityreduction .................................................................................... 29

    3.1.7. Coolingvalvelimit........................................................................................... 30

    3.1.8. Chilledwatertemperatureincrease............................................................... 31

    3.1.9. Chillerdemandlimit........................................................................................ 32

    3.1.10. Chillerquantityreduction............................................................................... 34

    3.1.11. Reboundavoidancestrategies........................................................................ 36

    3.2. LightingSystems....................................................................................................... 37

    3.2.1. Zoneswitching ................................................................................................. 37

    3.2.2. Luminaire/lampswitching.............................................................................. 38

    3.2.3. Steppeddimming ............................................................................................. 41

    3.2.4. Continuousdimming....................................................................................... 42

    3.3. MiscellaneousEquipment........................................................................................ 43

    3.4. NonComponentSpecificStrategies ...................................................................... 45

    3.4.1. Demandlimitstrategy ..................................................................................... 45

    3.4.2. Pricelevelresponsestrategy .......................................................................... 46

    4. ImplementationofDRStrategies.................................................................................. 47

    4.1. DRStrategyDevelopmentandCommissioning................................................... 47

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    ListofFigures

    Figure1.Examplesofloadshapes ............................................................................................. 6

    Figure2.HVACDRstrategydecisiontree ............................................................................. 11

    Figure3.LightingDRstrategydecisiontree .......................................................................... 15

    Figure4.FrequencyofDRstrategies....................................................................................... 18

    Figure5.Temperature

    drift

    rate

    allowed

    under

    ASHRAE

    Standard

    55 .......................... 218

    Figure6.Zonesetpointsdeadband.......................................................................................... 22

    Figure 7. Conceptual diagram of demand savings for typical HVACbased demand

    responsestrategy ............................................................................................................... 24

    Figure8.Luminaireswitchingalternaterowsofluminaires ............................................ 39

    Figure9.Luminaireswitchingeveryotherluminaireineachrow.................................. 39

    Figure10.Lampswitching middlelampsofthreelampfixtures..................................... 40

    Figure11.Lampswitchinglampsineachluminaire ......................................................... 40

    Figure12.Exampleofpricelevelzonesetpointcontrol....................................................... 46

    Figure13.Demandsavingsintensitybyshedstrategy(W/ft2)............................................ 51

    Figure14.OATvs.averagedemandsavings ......................................................................... 52

    Figure15.Wholebuildinghourlydemandvs.OATanddemandsheds .......................... 54

    ListofTables

    Table1.Demandsidemanagementterminologyandbuildingoperations......................... 4

    Table2.BuildingHVACtypes ................................................................................................. 11Table3.HVACdemandresponsestrategies .......................................................................... 12

    Table4.DRstrategiesusedinLBNLAutoDRstudies(fullyautomated) ........................ 17

    Table5.DRstrategiesusedincasestudies(manualorsemiautomated) ......................... 18

    Table6.Conditionsforglobaltemperatureadjustment(GTA)........................................... 20

    Table7.Conditionsforpassivethermalmassstorage.......................................................... 25

    Table8.Conditionsforductstaticpressuredecrease ........................................................... 26

    Table9.Conditionsforfanvariablefrequencydrivelimit .................................................. 27

    Table10.Conditionsforsupplyairtemperaturereset ......................................................... 28Table11.Conditionsforfanquantityreduction.................................................................... 29

    Table12.Conditionsforcoolingvalvelimit........................................................................... 30

    Table13.Conditionsforchilledwatertemperatureincrease .............................................. 31

    Table14.Conditionsforchillerdemandlimit........................................................................ 32

    Table15.Conditionsforchillerquantityreduction............................................................... 34

    Table16.Conditionsforzoneswitching................................................................................. 37

    Table17.Conditionsforluminaire/lampswitching.............................................................. 38

    Table18.Conditionsforsteppeddimming ............................................................................ 41Table19.Conditionsforcontinuousdimming....................................................................... 42

    Table20.Recommendeddatacollectionpoints ..................................................................... 49

    Table21.Demandsavingsinfluencefactors........................................................................... 51

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    Table22.StatisticalsignificanceofOATvs.demandsavings.............................................. 53

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    Abstract

    Demand Response (DR) isa setof timedependentprogramactivitiesand tariffs that

    seektoreduceelectricityuseorshiftusagetoanothertimeperiod. DRprovidescontrol

    systems thatencourage load sheddingor load shiftingduring timeswhen theelectric

    grid is near its capacity or electricity prices are high. DR helps to managebuilding

    electricitycostsandtoimproveelectricgridreliability.

    This report provides an introduction to commercial building control strategies and

    techniquesfordemandresponse.Manyelectricutilitieshavebeenexploringtheuseof

    critical peak pricing (CPP) and other demand response programs to help reduce

    summer peaks in customer electric loads. This report responds to an identified need

    amongbuildingoperatorsforknowledgetouseDRstrategiesintheirbuildings.These

    strategiescanbeimplementedusingeithermanualorautomatedmethods.

    The

    report

    compiles

    information

    from

    field

    demonstrations

    of

    DR

    programs

    in

    commercialbuildings. The guide provides a framework for categorizing the control

    strategies that have been tested in actual buildings. The guides emphasis is on

    characterizinganddescribingDRcontrolstrategiesforairconditioningandventilation

    systems.Thereisalsogoodcoverageoflightingcontrolstrategies. Theguideprovides

    someadditionalintroductiontoDRstrategiesforothermiscellaneousbuildingenduse

    systemsandnoncomponentbasedDRstrategies.

    The core information in this report isbased on DR field tests in 28 nonresidential

    buildings,mostofwhichwere inCalifornia,and the restofwhichwere inNewYorkState. The majority of the participatingbuildings were officebuildings. Most of the

    Californiabuildingsparticipatedinfullyautomateddemandresponsefieldtests.

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    ExecutiveSummary

    Introduction

    Demand Response (DR) isa setof timedependentprogramactivitiesand tariffs that

    seek toreduceorshiftelectricityusage to improveelectricgridreliabilityandmanage

    electricity costs. DR strategies provide control methodologies that enhance load

    shedding or load shifting during times when the electric grid is near its capacity orelectricitypricesarehigh.Manyelectricutilitieshavebeenexploringtheuseofcritical

    peakpricing(CPP)andotherdemandresponseprogramstohelpreducesummerpeaks

    incustomerelectric loads.Recentevaluationshaveshown thatcustomershave limited

    knowledgeofhow tooperate theirfacilities toreduce theirelectricitycostsunderCPP

    (QuantumandSummitBlue2004).

    Purpose

    Thepurpose

    of

    this

    report

    isto

    provide

    an

    introduction

    to

    commercial

    building

    control

    strategiesandtechniquesfordemandresponse.Whileenergyefficiencymeasureshave

    been widely understood by many audiences including facility managers, building

    owners, control contractors, utility program managers, auditors, and policy makers,

    therearenotmanydocumentsintroducingframeworksorguidelinesformeasuresand

    strategiestoparticipateindemandresponseprograms.

    Commercialbuildingshavebeenonlyminorparticipantsindemandresponseprograms.

    This report is designed tobe an initial introduction to the technical capabilities of

    existingbuildingequipmentandsystemsandtheirabilitytoprovidedemandresponsecontrolstrategies.WhilethefocusoftheguideisonDR,wehavefoundthattheprocess

    ofdevelopingDRcontrolstrategiescanalsohelpidentifystrategiesforenergyefficiency

    duringdailybuildingoperations.

    ProjectObjectives

    Thereportisauniqueguidethatcompilesinformationfromactualfielddemonstrations

    of DR programs in commercialbuildings. The guide providesbackground technical

    information

    necessary

    to

    identify

    and

    enable

    demand

    response

    control

    strategies.

    The

    guideisintendedforusebybuildingprofessionalsincludingfacilitymanagers,building

    owners,controlcontractors,buildingengineers,utilitypersonnel,andauditors.

    ProjectOutcomes

    Theguideprovidesa framework forcategorizing thecontrolstrategies thathavebeen

    testedinactualbuildings.TheguidesemphasisisoncharacterizinganddescribingDR

    control strategies for airconditioning and ventilation systems, plus lighting control

    strategies. Theguideprovidessomeadditional introduction toDRstrategies forother

    miscellaneousbuildingendusesystemsandnoncomponentbasedDRstrategies.Thesestrategiescanbeimplementedusingeithermanualorautomatedmethods.

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    The core information in this report isbased on DR field tests in 28 nonresidential

    buildings,mostofwhichwere inCalifornia,and the restofwhichwere inNewYork

    State. The majority of the participatingbuildings were officebuildings. Most of the

    Californiabuildingsparticipatedinfullyautomateddemandresponsefieldtests.

    Heating, Ventilating, and Air Conditioning (HVAC). HVAC systems can be an

    excellent resource for DR savings for the following reasons. First, HVAC systems

    compriseasubstantialportionoftheelectricloadincommercialbuildings.Second,thethermal flywheel (thermal storage) effect of indoor environments allows HVAC

    systems to be temporarily unloaded without immediate impact on the building

    occupants. Third, it is common for HVAC systems tobe at least partially automated

    withenergymanagementandcontrolsystems (EMCS).Toprovidereliable,repeatable

    DRcontrol,itisbesttopreplanandautomateoperationalmodesthatwillprovideDR

    savings.TheuseofautomationreducesthelaborrequiredtoimplementDRoperational

    modeswhentheyaresignaled.

    HVACbased DR strategies recommended for a given facility varybased onbuildingtypeandcondition,mechanicalequipment,andEMCS.Basedonthesefactors,thebest

    DR strategies are those that achieve the aforementioned goals of meeting electricity

    demandsavings targets while minimizing negative impacts on the occupants of the

    buildings or the processes that they perform. This guide discusses the following DR

    strategiesforHVACsystems,whicharebestsuitedtoachievethesegoals:

    GlobalTemperatureAdjustmentofZones,and

    SystemicAdjustmentstotheAirDistributionand/orCoolingSystems.

    It is often difficult to estimate the demand savings achieved by HVAC strategies,

    because the buildings HVAC electric load is dynamic and sensitive to weather

    conditions, occupancy, and other factors. However, previous research has found that

    HVAC demand as well as demand savings tend to have positive correlation with

    outsideairtemperature(OAT).

    Lighting.DRstrategiesforlightingcanalsobeeffectiveinreducingpeakdemand.Ona

    hotsummerdaywhendaylightisinabundance,daylitand/oroverlitbuildingsarethe

    best candidates for lighting demand savings. Since lighting produces heat, reducing

    lighting levelswillalsoreduce thecooling loadwithin thespace (SezgenandKoomey

    1998). Lighting DR strategies tend tobe simple and depend widely on wiring and

    controls infrastructures. However, since lighting has safety implications and the

    strategies tend tobe noticeable, they shouldbe carried out selectively and carefully,

    considering the tasks in the spaceand ramificationsof reduced lighting levels for the

    occupants.

    DRcontrol

    capability

    of

    lighting

    systems

    isgenerally

    determined

    by

    the

    characteristics

    of the lighting circuit and the control system. Following is the list of lighting DR

    strategiesdiscussedinthisguideinincreasingorderofsophistication:

    Zoneswitching

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    Fixtureswitching

    Lampswitching

    Steppeddimming

    Continuousdimming

    Miscellaneous Equipment. There is also demand savings potential for certain other

    equipment inboth commercialand industrialbuildings.Equipmentorprocesseswith

    thedemand savingpotentialsdiscussed in this reportare fountainpumps,antisweatheaters, electric vehicle chargers, industrialprocess loads, cold storage, and irrigation

    waterpumps.

    NonComponentSpecific Strategies. Other effective DR strategies focus on controls

    settings rather than on specific equipment. Such strategies highlighted in this report

    includedemandlimitstrategyandsignallevelresponsestrategy.

    Conclusions

    HVAC systems canbe an excellent resource for DR shed savingsbecause; 1) HVACsystems create a substantial electric load in commercial buildings, 2) the thermal

    flywheel effect of indoor environments allows HVAC systems to be temporarily

    unloadedwithoutimmediateimpacttothebuildingoccupants,and3)itiscommonfor

    HVACsystemstobeatleastpartiallyautomatedwithEMCSsystems.

    ForHVACDRstrategies,globaltemperatureadjustmentofzonesistheprioritystrategy

    thatbestachievestheDRgoal.Incontrast,systemicadjustmentstotheairdistribution

    and/orcoolingsystemscanbedisruptivetooccupants. DRstrategiesthatslowlyreturn

    the system to normal condition (rebound avoidance) shouldbe considered to avoid

    unwanteddemandspikescausedbyanimmediateincreaseofcoolingload.

    Lighting DR strategies tend tobe simple and provide constant, predictable demand

    savings.Since lightingproducesheat, reducing lighting levelsmay reduce thecooling

    load and/or increase the heating load within the space. The resolution of lighting

    controlstendstobelowerthanthatofHVACcontrols. Alsolightingsystemsareoften

    not automated with EMCS. These issues canbe major obstacles for automation of

    lightingDRstrategies.

    IfaDRstrategycanbeachievedwithoutanyreductioninservice,thestrategyshouldbe

    considered as permanent energy efficiency opportunity rather than a temporary DR

    strategy. That is, it shouldbe performed on nonDR days as well. The process of

    commissioning shouldbe applied to each phase of DR control strategy application,

    including planning, installation, and implementation to make sure the goal of DR

    controlisachieved.

    Recommendations

    The information in this report should be disseminated to key personnel who are

    involved inDR implementation including facilitymanagers,buildingowners,controls

    contractors,andauditors.Disseminating this informationwillhelpprovideacommon

    understanding of DR control strategies and development procedures to enable these

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    strategies.The report isnotanexhaustive listofallDR strategies.Further research is

    needed tobetterunderstand the peak demand reduction potential and capabilitiesof

    thesestrategiesforvariousbuildingtypesindifferentclimatesandoccupancypatterns.

    One specific technical development needed is to explore the design and operation of

    simplifiedpeakelectricdemandsavingsestimationmethodsandtools.Currentauditors

    and building engineers have widely varying methods to estimate peak demand

    reductions

    for

    various

    strategies.

    BenefitstoCalifornia

    This guide isbased primarily on case studies in California and is intended to help

    streamline the DR control strategy implementation process and increase successful

    participation in DR programs in California. Peak demand reduction and demand

    responsearekeypartsofthestatesenergypolicies.

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    1. Introduction

    1.1. Background and Overview

    Demand Response (DR) isa setof timedependentprogramactivitiesand tariffs that

    seek toreduceorshiftelectricityusage to improveelectricgridreliabilityandmanage

    electricity costs. DR strategies provide control methodologies that enhance load

    shedding or load shifting during times when the electric grid is near its capacity or

    electricitypricesarehigh.Manyelectricutilitieshavebeenexploringtheuseofcritical

    peakpricing(CPP)andotherdemandresponseprogramstohelpreducesummerpeaks

    incustomerelectric loads.Recentevaluationshaveshown thatcustomershave limited

    knowledgeofhow tooperate theirfacilities toreduce theirelectricitycostsunderCPP

    (QuantumandSummitBlue2004).

    1.2. Objectives

    Thepurposeofthisreportistoprovideanintroductiontocommercialbuildingcontrol

    strategiesandtechniquesfordemandresponse.Whileenergyefficiencymeasureshave

    been widely understood by many audiences including facility managers, building

    owners, utility program managers, auditors, and policy makers, there are not many

    documents introducing frameworks or guidelines for measures and strategies to

    participateindemandresponseprograms.Commercialbuildingshavebeenonlyminor

    participants in demand response programs. This report is designed tobe an initial

    introduction to the technical capabilities of existingbuilding equipment and systems

    andtheirability toprovidedemandresponsecontrolstrategies.Whilethe focusof the

    guideisonDR,wehavefoundthattheprocessofdevelopingDRcontrolstrategiescan

    alsohelpidentifystrategiesforenergyefficiencyduringdailybuildingoperations.

    Thisreportwillhelpunderstandtechnicalaspectsofdemandresponsecontrolstrategies.

    HVAC systems are often complex combinations of components with minimal sensor

    points, limited trend logging, and poorlycommissioned sequences of operation. The

    processofdevelopingDRcontrolstrategieswillprovidevaluablepeakdemandsavings

    in

    addition

    to

    new

    insights

    for

    improving

    energy

    efficiency

    during

    dailybuilding

    operations. The report is the first guide that compiles information from actual field

    demonstrations of DR programs in commercial buildings. The guide provides the

    technical information necessary to install demand response control strategies for

    audiencesincludingfacilitymanagers,buildingowners,andauditors.

    1.3. Research Scope

    This report provides an introduction to commercial building control strategies for

    demand response that havebeen fieldtested in actual commercialbuildings. Thesestrategiescanbeimplementedusingeithermanualorautomatedcontrolmethods.The

    authorscompiledinformationfromactualfielddemonstrationsincommercialbuildings

    that have participated in DR programs in California and New York. Thus, the guide

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    providesaframeworkforcategorizingcontrolstrategiesthathavebeentestedinactual

    buildings.Theguideemphasizesstrategiesforairconditioningandventilationsystems.

    There is also ample coverage of lighting control strategies. In addition, the guide

    provides some introduction toDR strategies forotherbuilding enduse equipment. It

    alsodiscussesnoncomponentbasedDRstrategies.

    Thereportisauniqueguidethatcompilesinformationfromactualfielddemonstrations

    of DR programs in commercialbuildings. The guide providesbackground technicalinformationnecessary to identifyandenabledemandresponsecontrolstrategies. The

    guideisintendedforusebybuildingprofessionalsincludingfacilitymanagers,building

    owners,controlcontractors,buildingengineers,utilitypersonnel,andauditors. Itmay

    alsobeofinteresttoresearchers,energyplanners,andpolicymakers.

    Thedemandresponsecontrolstrategiesdiscussedinthisguidewouldberecommended

    foreithersemi orfullyautomatedDR,thoughtheymaybeusedformanualDRaswell.

    SeeSection1.6onLevelsofAutomationforDRfordefinitionsofDRautomationtypes.

    LawrenceBerkeleyNationalLaboratory(LBNL)hasbeenconductingaseriesofresearchprojectsanddemonstrationsoffullyautomatedDRstrategies(referredtoasLBNLAuto

    DR) (Piette et al. 2005a, 2005b, and 2006). This report is based on the cumulative

    experiencesandfindingsfromtheLBNLAutoDRdemonstrationstudiesalongwiththe

    othercasestudiesreferencedinthisreport.

    The core information in this guide isbased on DR field tests in 28 nonresidential

    buildings, most of which were in California. DRdata from the Energy Commissions

    EnhancedAutomationcasestudiesinCaliforniawerealsoevaluated(CEC2006a),along

    with case studies from New York (NYSERDA 2006). Case studies to date have

    emphasized certain types ofbuildings, while otherbuilding types have not yetbeen

    studied. The majority of the participants havebeen officebuildings. Otherbuilding

    typesincludeseveralretailsites,asupermarket,publicassemblybuildings,acafeteria,a

    postoffice,amuseum,ahighschool,datacenters,andlaboratorybuildings.Thesample

    didnot includeanyhotelorhealthcarebuildings,butmanyofthestrategiesdiscussed

    maybeapplicabletothesebuildingtypes.MostoftheCaliforniabuildingsparticipated

    infullyautomateddemandresponsefieldtests.

    It is also important to consider the HVAC systems that the case studies and

    demonstrationbuildingsused.Builtupvariableairvolume(VAV)systemswithcentral

    coolingplantsdominatethesample,althoughmanyofthesmallerbuildingsuserooftop

    packagedunitsystems.ManyofthelesscommonHVACsystemswerenotincludedin

    thecasestudies.Thisreportdidnotidentifyanywatersourceheatpumporgascooling

    sitesthathaveimplementedDRstrategies.

    Thisguidefocusesonsummerpeakdemandreductionstrategies,althoughlightingDR

    strategies can be utilized to reduce winter demand as well. Most of the examplesintroducedinthisreportarebasedoncasestudiesinthenorthernorcentralCalifornia

    region,whichhasamildorhotanddry climate.This reportdoesnot include careful

    considerationoftheapplicationofDRtofacilitiesinhotandhumidclimates.

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    This guide is intended as a starting point for organizing and presenting such

    information.Although the information isbasedona limitednumberofbuildings, the

    authors compiled the existing case study data because of the need for organized

    informationonthissubject.Theinformationinthisguidehasbeenevaluatedbyseveral

    professionalengineersandenergyanalyststobringbuildingHVACandcontrolstheory

    intothediscussionofDRstrategies.

    1.4. Benefits to California

    This guide isbased primarily on case studies in California and is intended to help

    streamline the DR control strategy implementation process and increase successful

    participation in DR programs in California. Peak demand reduction and demand

    responsearekeypartsofthestatesenergypolicies.

    1.5. Report Organization

    Thissectiondiscussestheguidesbackground,objectives,organization,anddefinitions,

    terms, and concepts.Section 2provides anoverviewof the characteristics ofdemand

    response control strategies. These control strategies are presented in four categories:

    HVAC, lighting, miscellaneous equipment, and nonendusespecific measures. In

    Section 3, ten HVAC strategies, four lighting strategies, six miscellaneous equipment

    strategies, and two nonendusespecific strategies are described in detail along with

    their system requirements and sequences of operation. The appendices provide more

    detailed descriptions and case study examples of each strategy. Section 4 discusses

    commissioningandtheEMCSdatacollectionprocedure;measurementandverificationofdemandresponsestrategiesisveryimportanttoachievesuccessfuldemandresponse.

    StatisticalfindingsfromtheDRstrategycasestudiesarealsointroducedinthissection.

    ThisreportreviewedDRstrategiesthathavebeendemonstrated inactualbuildings in

    previousresearchactivities,including;

    EnhancedAutomation CaliforniaEnergyCommission(CEC2006a)

    RealTime Price Response Program Independent System Operator New

    England(ISONewEngland2003) AutomatedDemandResponse LawrenceBerkeleyNationalLaboratory(LBNL)

    (Piette2005a,2005b)

    AutomatedCriticalPeakPricing LBNL(Piette2006)

    DemandShiftingwithThermalMass LBNL(Xu2004,2006)

    Peak Load Reduction Program New York State Energy Research and

    DevelopmentAuthority(NYSERDA2006andSmith2004)

    NewYorkTimes LBNLandNewYorkTimes(Kiliccote2006)

    DemandResponse

    Program

    Evaluation

    Quantum

    Consulting

    and

    Summit

    Blue

    Consulting(QuantumandSummitBlue2004)

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    1.6. Bui lding Operation and Energy Management Framework

    Thissectionprovidesbackground information forvariousenergyanddemandcontrol

    activities.Italsoprovidesdefinitionsoftermsandconceptsusedinthisguide.

    During the past few decades, knowledge and use of practices to minimize energy

    consumption in commercial building design and operations has been improved to

    achievegreater

    levels

    of

    energy

    efficiency.

    Related

    to

    reduction

    of

    energy

    use

    isenergy

    cost minimization. Electricity cost minimization inbuilding operations requires close

    attentiontothestructuresofelectricitytariffs,whichconsiderthetimeandthequantity

    ofelectricityused.Electricitypricing structurescanbecomplex, including timeofuse

    charges, demand ratchets, peakdemand charges, and other related features. New

    demand response programs and tariffs that utilities or independent system operators

    (ISO) offer provide greater incentives to consider the use of sophisticated building

    operationaland control strategies that reduceelectricityuseduringoccasionalevents.

    Following are three definitions forbuilding design and operational control strategies.

    Table 1 provides insight into the motivations, design, and operation of these three

    strategies(Kiliccote2006).

    Energy Efficiency and Conservation: Energy efficiency lowers energy use while

    providing the same levelof service.Energy conservation reducesunnecessaryenergy

    use. Both energy efficiency and conservation provide environmental protection and

    utilitybillsavings.Energyefficiencymeasurescanpermanentlyreducepeakdemand

    byreducingoverallconsumption.Inbuildingsthisistypicallydonebyinstallingenergy

    efficientequipment

    and/or

    operating

    buildings

    efficiently.

    Energy

    efficient

    operations,

    a

    key objective of newbuilding commissioning and retrocommissioning (for existing

    buildings),requirethatbuildingsystemsoperateinanintegratedmanner.

    Table 1. Demand side management terminology and building operationsEfficiencyandConservation

    (Daily)

    PeakLoadManagement

    (Daily)

    DemandResponse(Dynamic

    EventDriven)

    Motivation

    EconomicEnvironmentalprotectionResourceavailability

    TOUsavingsPeakdemandcharges

    Gridpeak

    Price(economic)Reliability

    Emergencysupply

    DesignEfficientshell,equipment,systems,andcontrolstrategies

    LowpowerdesignDynamiccontrolcapability

    OperationsIntegratedsystemoperations

    DemandlimitingDemandshifting

    DemandsheddingDemandshiftingDemandlimiting

    Initiation Local Local Remote

    Peak Load Management: Daily peak load management hasbeen conducted in many

    buildingstominimizetheimpactofpeakdemandchargesandtimeofuserates.Typical

    peak load management methods include demand limiting and demand shifting.

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    Demand Limiting refers toshedding loadswhenpredeterminedpeakdemand limits

    areabouttobeexceeded.Demandlimitscanbeplacedonequipment(suchasachiller

    or fan), systems (such as a cooling system), or a wholebuilding. Loads are restored

    whenthedemandissufficientlyreduced.Thisistypicallydonetoflattentheloadshape

    when the monthly peak demand is predetermined. Demand shifting is achievedby

    changing the time that electricity isused. Thermal energy storage is an example of a

    demand

    shifting

    strategy.

    Thermal

    storage

    can

    be

    achieved

    with

    active

    systems

    such

    as

    chilled water or ice storage, or with passive systems such as precooling ofbuilding

    mass.InCalifornia,timedependentvaluation(TDV)1isalsoinuseforbuildingenergy

    code compliance calculations requiredby the statebuilding energy code (Title 24) to

    take into account the time that electricity is used during the year (CEC 2005). TDV

    acknowledgesthatsomeefficiencymeasuresreducesummerpeakelectricdemandmore

    thanothers.

    DemandResponse:Demandresponseisdynamicandeventdrivenandcanbedefined

    asshorttermmodifications incustomerenduseelectric loads in response todynamicprice and reliability information. Demand response programs may include dynamic

    pricing and tariffs, priceresponsive demand bidding, contractually obligated and

    voluntarycurtailment,anddirectloadcontrolorequipmentcycling.Asdiscussedabove,

    Demand limiting and shifting canbe utilized for demand response. DR can alsobe

    accomplishedwithdemandshedding,whichisatemporaryreductionorcurtailmentof

    peakelectricdemand.Ideallyademandsheddingstrategywouldmaximizethedemand

    reductionwhileminimizinganylossofbuildingservices.

    Figure 1 illustrates concept of typical electric load shapes for each energy/demandcontrolactivitydescribedabove.

    1Time dependent valuation (TDV) is an energy cost analysis methodology that accounts for

    variationsincostrelatedtotimeofday,seasons,geography,andfueltype. InCalifornia,under

    TDV thevalueofelectricitydiffersdependingon timeofuse (hourly,daily, seasonal)and the

    valueofnaturalgasdiffersdependingonseason.TDVisbasedonthecostforutilitiestoprovide

    theenergyatdifferenttimes.

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    6

    0

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    1:00

    2:00

    3:00

    4:00

    5:00

    6:00

    7:00

    8:00

    9:00

    10:00

    11:00

    12:00

    13:00

    14:00

    15:00

    16:00

    17:00

    18:00

    19:00

    20:00

    21:00

    22:00

    23:00

    0:00

    Time of day

    Buildingdemand

    Baseline

    Energyefficiency

    Demandlimiting

    Demand

    shedding

    Demandshifting

    *Thischartisconceptual;thedataarenotfromactualmeasurements.

    Figure 1. Examples of load shapesLevelsofAutomation forDR:Varying levelsofautomation forDRcanbedefinedas

    follows. Manual Demand Response involves a laborintensive approach such as

    manually turning off or changing comfort set points at each equipment switch or

    controller. SemiAutomated Demand Response involves a preprogrammed load

    sheddingstrategyinitiatedbyapersonviacentralizedcontrolsystem.FullyAutomated

    DemandResponsedoesnotinvolvehumanintervention,butisinitiatedbyanEnergy

    ManagementControlSystem(EMCS)inahome,building,orfacilitythroughreceiptof

    anexternalcommunicationssignal,receiptofwhichinitiatespreprogrammedsheddingstrategies.

    Recent evaluations have shown that customers have limited knowledge of how to

    operatetheirfacilitiestoreducetheirelectricitycostsundercriticalpeakpricingorCPP

    (Quantum and Summit Blue 2004). While lack of knowledge of how to develop and

    implementDRcontrolstrategies isabarrier toparticipation inDRprograms likeCPP,

    anotherbarrieristhelackofautomationinDRsystems.MostDRactivitiesaremanual

    andrequirepeopletofirstreceiveemails,phonecalls,andpagersignals,andsecondly

    forpeopletoactonthesesignalstoexecuteDRstrategies(Piette2006).

    1.7. Terms and Concepts for DR Strategies

    Thetermsdefinedbelowdescribekeyconceptsofdemandresponsecontrolstrategies.

    Thesetermsareusedthroughoutthisreport.

    Reductioninservice:Demandresponsestrategiesachievereductionsinelectricdemand

    by temporarilyreducing the levelofservice in the facility.HVACand lightingare the

    systemsmost commonlyadjusted toachievedemand response savings in commercialbuildings.Thegoalofdemandresponsestrategiesistomeetthedemandsavingstargets

    while minimizing any negative impacts on the occupants of the buildings or the

    processesthattheyperform.

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    7

    Occupant satisfaction: Occupant satisfaction shouldbe maintainedby adjusting DR

    strategies tominimizethereduction inservice,so that theoccupantsdonotnotice the

    changeinservice(detectability),oratleastsothattheoccupantscanacceptthechanges

    (acceptability). Many studies have addressed the effect of temperature changes or

    lighting changes on occupant detectability, acceptability, and task performance.

    Newsham et al. conducted an extensive literature search on these studies (Newsham

    2006).

    OnecommonquestionregardingDRstrategies is: Ifyoucanuseastrategy forashort

    period,whynotuseitallthetime?Eveniftheoccupantsdonotnoticethereductionin

    service,theoccupantsproductivitymaybehigherwhenthespaceconditionsarecloser

    to the occupants desirable conditions. Differencesbetween the impacts of shortterm

    and longterm space condition changes are yet unknown. Daily demand savings

    associatedwithreductioninserviceshouldbeconsideredcarefully.SeeLinkstoretro

    commissioningbelowfordiscussionofrelatedtopics.

    Sharedburden:DRstrategies thatshare theburdenevenly throughout the facilityare

    least likely to have negative effects onbuilding occupants. For example, if it were

    possibletoreducelightinglevelsthroughoutanentirefacilityby25%duringaDRevent,

    impacts tooccupantsmightbeminimal.However, turningoff allof the lights inone

    quadrantofanoccupied spacewouldnotbeacceptable. InHVAC systems, strategies

    thatreduceloadevenlythroughoutallzonesofafacilityaresuperiortothosethatallow

    certainareas(suchasthosewithhighsolargains)tosubstantiallydeviatefromnormal

    temperature ranges. By combining demand savings from shed in each component of

    HVAC and lighting systems (and other loads, if available), the impact on eachcomponentisminimizedandthedemandsavingspotentialisincreased.

    Closedloop control: Comfort is maintained in modernbuildings through the use of

    closed loop controls. Sensors are used to measure important parameters such as

    temperature,andactuatorsadjustdampersorvalvestomaintainthedesiredsetpoints.

    Theeffectofthevalveoractuatoronthecontrolledzoneorsystemismeasuredbythe

    sensor, hence closing the (control) loop. Control subsystems for which there is no

    feedbackfromsensorsareknownasopenloopcontrols.

    TomaintainpredictableandmanagedreductionsofserviceduringDRevents,strategies

    shouldmaintaintheuseofclosedloopcontrolwhereverpossible.However,closedloop

    control may become an obstacle to achieve demand savings when the final target

    parameter cannotbe changed through centralized control. (For example, pneumatic

    control systems cannot change zone setpoints from centralized control, while typical

    directdigitalcontrolsystemscan.)Forinstance,ifsupplyairtemperatureisraisedina

    closedloopcontrolsystemtoreducechillerdemand,thefanspeedsuptodelivermore

    air to satisfy the zone setpoints and fails to shed HVAC demand, unless the zone

    setpointsareincreased.

    Granularity of control: For the purposes of DR control inbuildings, the concept of

    granularityreferstotheamountoffloorareacoveredbyeachcontrolledparameter(e.g.

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    8

    temperature).Ifthespacehasmanyzonesthatcanbeseparatelycontrolled,thecontrol

    strategyisconsideredhighlygranular.InHVACsystems,theabilitytoeasilyadjustthe

    temperaturesetpointofeachoccupiedspace isahighlygranularwaytodistribute the

    DR shed burden throughout the facility. Less granular strategies such as making

    adjustments tochillersandothercentralHVACequipmentcanprovideeffective shed

    savings,butcancausetemperatureinsomezonestodriftoutofcontrol.Granularityof

    control

    can

    also

    allow

    building

    operators

    to

    create

    DR

    shed

    behaviors

    that

    are

    customized for their facility.Anexamplewouldbe to slightly increasealloffice zone

    temperaturesetpoints,butleavecomputerroomsetpointsunchanged.

    Resolutionofcontrol:Higherresolutionofcontrolincreasestheflexibilitytoadjustthe

    levelofDRcontrolwithinadesirablerange.Higherresolutionofcontrolalsoenhances

    thecapabilityoframpingup thechangeofDRcontrolparameters.HVACparameters

    canoftenbecontrolledwithhighresolution;inmanysystemstemperaturesetpointscan

    beadjustedbyas littleas0.1F.Although somemodern fluorescentdimmingballasts

    can adjust individual lamps light output in 1% increments, most commercial lampballastsareonlycapableofturninglampsonoroff.

    Rebound: At the end of each DR event, the affected systems must return to normal

    operation.When lighting strategies areused forDR,normaloperation is regainedby

    simplyreenablingall lightingsystems totheirnormaloperation.Lightscomebackon

    as commandedby time clocks, occupancy sensors, or manual switches. There is no

    reasonforlightingpowertojumptolevelsthatarehigherthannormalforthatperiod.

    However, without special forethought, HVAC systems tend to use extra energy

    followingDReventstobringsystemsbacktonormalconditions.Extraenergyisusedto

    removeheatthatistypicallygainedduringthereducedservice levelsoftheDRevent.

    ThispostDReventspikeisknownasrebound. Tominimizethechanceofhighdemand

    chargesandtoreducenegativeeffectstotheelectricgrid,reboundshouldbeminimized

    throughuseofagracefulreturntonormalstrategy.ThesimplestcaseiswheretheDR

    eventendsorcanbepostponeduntilthebuildingisunoccupied.Ifthisisnotpossible,

    strategies that allow HVAC equipment to slowly ramp up or otherwise limit power

    usageduringthepostDRperiodshouldbeused.

    Links to retrocommissioning:Assuming theHVACand lightingsystemsarealready

    operatedtoachieveoptimaloccupantsatisfactionandminimizeenergyconsumptionin

    their normal operation, the implementation of DR may cause a reduction in service.

    However,therearemanycasesinrealitywherethesystemsarenotoperatedoptimally.

    Inthesecases,itmaybepossibletoreduceelectricdemandwithoutreductioninservice.

    Ifafacilityfindssuchastrategy,itshouldbeconsideredapermanentenergyefficiency

    opportunityratherthanatemporaryDRstrategy,andshouldbeperformedonnonDR

    daysaswell.

    Planning a DR strategy can be a good opportunity to examine the sequence and

    parameters of building control. While facility managers may be concerned about

    deviations from current operation only for energy efficiency, they may be more

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    9

    motivated if the goal isboth energy efficiency and DRbecause the occupants canbe

    morepermissiveunderaDRsituationinmanycases.Onceconfirmedthatthestrategy

    doesnotnegatively impactthelevelofservice,thestrategycanbeoperatedonadaily

    basis.

    TheLBNLAutoDRstudies foundseveralcaseswhereDRstrategiesmerely impacted

    thelevelofserviceandincorporatedthestrategiesintheirdailyoperation(Pietteetal.

    2005a,2005b,2006).Inoneexample,aductstaticpressureresetstrategywasusedforabuildingwithpneumaticzone controls.Through thiseffort todevelop shorttermDR

    strategies,theductstaticpressurewasresettooperatelowerduringalloperatinghours.

    In another case, reduction in service actually improved occupant comfort or

    productivityinsomezonesthatwereovercooledduringnormaloperation.Thesecases

    can be viewed as classic retrocommissioning opportunities, identified through the

    processofdevelopingDR strategies. Inother instances,when examining electric load

    shapes, the team found equipment, such as fans or process equipment, running

    unnecessarilyatnight.Inaddition,ifsystemsinafacilityareoperatingpoorlyduetodesignorcommissioning

    issues, it maybe more difficult to implement effective DR strategies. For example, if

    zones are overcooled due to excessive minimum airflows or low supply air

    temperatures, raising zone temperature setpoints during a DR event will not save

    energy.

    DRstrategycommissioning:Theprocessofcommissioningshouldbeapplied toeach

    phase of DR control strategy application including planning, installation, and

    implementationtomakesurethatthegoalofDRcontrol tomaximizedemandsavings

    andminimizeimpacttooccupants isachieved.Thecommissioningprocedureandkey

    issuesaredescribedinSection4.1.

    DesignofDRcontrol strategieswould ideally takeplaceduring thenewconstruction

    commissioning phase and be incorporated into the commissioning process. A

    demonstrationof this concept isbeingplannedat theNewYorkTimesHeadquarters

    building(Kiliccoteetal.2006).

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    10

    2. Demand Response Strategy Overview

    This section provides an overview of demand response control strategies. These

    strategies are categorized into four areas: HVAC, lighting, miscellaneous equipment,

    andnoncomponentspecificmeasures.Thedetailsofeachstrategyaredescribedinthe

    followingsection.

    2.1. HVAC Systems

    HVAC systems canbe an excellent resource forDR shed savings for several reasons.

    First,HVACsystemscreateasubstantialelectricdemandincommercialbuildings,often

    more thanone thirdof the totaldemand.Second, the thermalflywheeleffectof indoor

    environments allows HVAC systems tobe temporarily unloaded without immediate

    impacttothebuildingoccupants.Third,itiscommonforHVACsystemstobeatleast

    partiallyautomatedwithEMCS.

    However,therearesignificanttechnicalchallengestousingcommercialHVACsystemstoprovideDRsavings.Thesesystemsaredesigned toprovideventilationandthermal

    comfort to the occupied spaces. Operational modes that provide reduced levels of

    service or comfort are rarely included in the original design of these facilities. To

    provide reliable, repeatable DR sheds it isbest to preplan and automate operational

    modes that will provide DR savings. The use of automation reduces labor costs

    associatedwiththeimplementationofDRoperationalmodes.

    HVACbasedDRstrategiesrecommendedforagivenfacilityvarybasedonthetypeand

    conditionofthebuilding,mechanicalequipment,andEMCS.Basedonthesefactors,thebestDR strategiesare those thatachieve theaforementionedgoalsofmeetingelectric

    demand savings targets while minimizing negative impacts on the occupants of the

    buildingsortheprocessesthattheyperform.ThefollowingDRstrategiesareprioritized

    toachievethesegoals:

    GlobalTemperatureAdjustmentofZones

    SystemicAdjustmentstotheAirDistributionand/orCoolingSystems

    It is often difficult to estimate the demand savings that willbe achievedby HVACstrategies,becauseHVACcoolingloadisdynamicandsensitivetoweatherconditions,

    occupancy, and other factors. However, previous research has found that the HVAC

    demand and its demand savings tend to have positive correlation with outside air

    temperature(OAT).

    In all field tests that used HVACbased DR strategies, upon initiation of DR events,

    temperatures in occupied zones drifted from normal levels at rates well within the

    acceptablerateofchangespecificationallowedinASHRAEStandard552004(ASHRAE

    2004).DRstrategiesused toreturnHVACsystemstonormaloperationshouldalsobe

    designed to limit the rate of temperature change so as to not exceed the ASHRAE

    standard. DR strategies that slowly return the system to normal condition have the

    additionalbenefitoflimitingrebound.

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    HVAC strategies canbe categorizedby the system targeted for control modification.

    Theseincludezonecontrol,airdistribution,andcentralplant,inorderofrecommended

    priority. Where practical, DR strategies that use temporary modifications to zone

    temperaturesetpointsarerecommended.Thisrecommendationisbasedonmaximizing

    DRshedsavingseffectivenesswhileminimizingthepotentialforoccupantdiscomfort.

    Figure2showsthebasicconceptoftheHVACDRstrategydecisiontree.

    START

    Zone

    control

    DDC zone

    control?

    Y NDDC zone

    control?

    Y N

    Central plant

    control

    Air

    distribution

    control

    Air distribution

    System DDC?

    Y NAir distribution

    System DDC?

    Y N Central plant

    DDC?

    Y NCentral plant

    DDC?

    Y N

    Do not try DR

    at this time

    Figure 2. HVAC DR strategy decision tree

    BuildingHVACtypes

    Building HVAC types are characterized using the following four primary system

    attributesand the secondaryattributes listed inTable2.Theprimaryattributes are (1)

    constant air volume (CAV) or variable air volume (VAV), and (2) central plant with

    chilled water system or packaged units. Applicable DR strategies depend on these

    system types. Applicability based on these attributes is described in each strategy

    section.Manyofthe lesscommonHVACsystems, includingwatersourceheatpumps

    andgascoolingsystems,arenotincludedinthisstudy.

    Table 2. Bui lding HVAC typesType Primarysystemattribute Secondarysystemattribute

    TypeACAVsystemwithcentralplant(CAVCentral)

    Singlezone/multizoneSingleduct/dualductWithreheat/withoutreheatTypeofchiller

    TypeBVAVsystemwithcentralplant(VAVCentral)

    Singleduct/dualductWithreheat/withoutreheatTypeofchiller

    TypeCCAVsystemwithpackageunits(CAVPackage)

    Singlezone/multizoneSingleduct/dualductWithreheat/withoutreheat

    TypeD

    VAVsystemwithpackageunits(VAVPackage) Singleduct/dualductWithreheat/withoutreheat

    CAV:Constantairvolume VAV:Variableairvolume

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    Table3provides shortdefinitionsofDR strategies and theirapplicabilitybybuilding

    HVAC type.Onecan findabuildingHVAC type that is theclosest toonesbuilding,

    andlookforthosestrategiesthatareappropriate.EveniftheHVACtypematches,the

    strategieslistedheremayormaynotbefeasible,dependingonthecontrolattributesof

    yourbuilding.

    Table 3. HVAC demand response strategies

    Category

    DRStrategy

    Definition

    A

    B

    C

    D

    Globaltemperature

    adjustment

    Increasezonetemperaturesetpointsforan

    entirefacilityX X X X

    Zone

    control Passivethermal

    massstorage

    Decreasezonetemperaturesetpointspriorto

    DRoperationtostorecoolingenergyinthe

    buildingmass, andincreasezonesetpointsto

    unloadfanandcoolingsystemduringDR.

    X X X X

    Ductstaticpressure

    decrease

    Decreaseductstaticpressuresetpointsto

    reducefanpower.X X

    Fanvariable

    frequencydrivelimit

    Limitordecreasefanvariablefrequencydrivespeedsorinletguidevanepositionsto

    reducefanpower.

    X X

    Supplyair

    temperatureincrease

    IncreaseSATsetpointstoreducecooling

    load.X X X X

    Fanquantity

    reduction

    Shutoffsomeofmultiplefansorpackage

    unitstoreducefanandcoolingloads.X X X X

    Air

    distribution

    CoolingvalvelimitLimitorreducecoolingvalvepositionsto

    reducecoolingloads.X X

    Chilledwater

    temperatureincrease

    Increasechilledwatertemperaturetoimprovechillerefficiencyandreducecooling

    load.

    X X

    Chillerdemandlimit Limitorreducechillerdemandorcapacity. X X

    Central

    plant

    Chillerquantity

    ReductionShutoffsomeofmultiplechillerunits. X X * *

    SlowrecoverySlowlyrestoreHVACcontrolparameters

    modifiedbyDRstrategies.** ** ** **

    Sequential

    equipmentrecovery

    RestoreHVACcontroltoequipment

    sequentiallywithinacertaintimeinterval. **

    **

    ** **

    Rebound

    avoidance

    ExtendedDRcontrol

    Period

    ExtendDRcontrolperioduntilafterthe

    occupancyperiod.** ** ** **

    *Thestrategycanbeappliedtopackagesystemsbyreducingshuttingoffsomeofthecompressors.

    **ApplicabilityofreboundavoidancestrategiesisdeterminedbytheDRstrategiesselected.

    ZonecontrolstrategiesGlobalTemperatureAdjustment

    This strategy requires zone level direct digital control (DDC) that can be easily

    programmedtorespondgloballytodemandresponsecommands.Somecontrolsystem

    manufacturersprovideproducts thatenable thezonesetpointsofall thermostats tobe

    changed globally by one parameter. This software feature is known as global

    temperatureadjustment(GTA).ForcontrolsystemsthatdonotofferGTAasastandard

    feature,itcanusuallybeprogrammedduringtheinstallationorretrofitprocess,atacost

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    somewhathigher than if itwereastandard feature.Thisstrategyhasproven tobean

    effectiveandminimallydisruptivetechniqueforachievingHVACdemandresponse.

    Airdistributionstrategies

    Insystemsforwhichglobaltemperatureadjustmentofzones isnotanoption(suchas

    those that are not DDC), strategies that make temporary adjustments to the air

    distributionormechanicalcoolingsystemscanbeemployedtoenabledemandresponse.

    IftheHVAC(fans,chillers,orboth)isaconstantvolumesystem(withoutVAV),direct

    controloftheequipmentmaybeconsidered.

    If the HVAC system is VAV, a combination of multiple parameter controls canbe

    considered.Within a closed loop system, fansand chillers always try tomaintain the

    required set points by changing HVAC parameters. For example, a supply air

    temperature(SAT)increasemightreducechilledwaterflowtosavecoolingenergy,but

    fanpowermightrisetoincreaseairflowtomaintaincoolingzonesetpointsattheVAV

    boxes

    (which

    try

    to

    compensate

    for

    warmer

    supply

    air

    by

    supplying

    more

    air).

    To

    achieve a demand reduction, the fan and chiller control strategies may require

    simultaneous modifications. One may want to limit or fix the chilled water supply

    temperature, and simultaneously limit or fix the variable frequency drive (VFD)

    percentagetoreducefanpower.

    While effective in achieving load reductions, the use of systemic adjustments to air

    distribution systems and/or mechanical cooling systems for DR purposes has some

    fundamental drawbacks. In these strategies, the DR burden is not shared evenly

    between all the zones. Centralized systemic HVAC DR shed strategies can allowsubstantialdeviations in temperature,airflow,andventilationrates insomeareasofa

    facility.Centralizedsystemicchanges to theairdistributionsystemand/ormechanical

    cooling systems allow zones with low demand or those that are closer to the main

    supply fan to continue to operate normally and hence these zones do not contribute

    towardloadreductioninthefacility.Zoneswithhighdemand,suchasthesunnysideof

    thebuildingorzonesattheendsoflongductruns,canbecomestarvedforair.Aftera

    VAV box is fully opened, its zone setpoint is no longer under control. Increased

    monitoringof

    occupied

    areas

    should

    be

    conducted

    when

    using

    these

    strategies.

    Coolingstrategies

    Most modern centrifugal, screw, and reciprocating chillers have the capability of

    reducing theirpowerdemands.This canbedoneby raising the chilled water supply

    temperature setpoint orby limiting the speed, capacity, number of stages, or current

    drawofthechiller.Thenumberofchillersrunningcanalsobereducedinsomeplants.

    As mentioned above, reducing the central plant load can typically achieve larger

    demand savings than canbe achievedby reducing the air distribution load. These

    strategiesmaycausesomeairdistributionload increases,whichareusuallymorethan

    compensatedforbycentralplantloadreductions.

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    Reboundavoidancestrategies

    As mentioned in section 1.7, HVAC systems tend to experience rebound, using extra

    energy following DR events in order tobring systemsback to normal conditions. To

    minimize the chance of high demand charges and to reduce negative effects on the

    electric grid, rebound shouldbe minimized through use of a gradual return to the

    normalstrategy.ThesimplestcaseiswheretheDReventendsorcanbepostponeduntil

    thebuildingisunoccupied.Ifthisisnotpossible,strategiesthatallowHVACequipmentto slowly rampup or otherwise limit power usage during the return to normal state

    shouldbeused.

    2.2. Lighting Systems

    Onahotsummerdaywhendaylight isabundant,daylitand/oroverlitbuildingsare

    thebest candidates for demand reduction using the lighting system. Since lighting

    producesheat,reducinglightinglevelswillalsoreducethecoolingloadwithinthespace

    and allow the HVAC strategies to work for extended periods of time. Research has

    shownthateachkWhoflightingsavingscanalsoprovideadditionalcoolingsavingsby

    reducing the cooling load. This savings varies in quantity by building type and

    characteristics,climatezone,andseasonoftheyear.AnLBNLstudyestimatedthat,ona

    nationalannualaverage,1kWh lightingsavings induces0.48kWhcoolingsavings for

    existingcommercialbuildings(SezgenandKoomey1998).

    Lightingdemandshedstrategies tend tobesimpleanddependwidelyonwiringand

    controlsinfrastructures.However,sincelightingistypicallyassociatedwithhealthand

    safetyandtheshedstrategiestendtobevisible,theyhavetobecarriedoutselectively

    andcarefullyconsideringthetasksperfomedinthespaceandramificationsofreduced

    lightingfortheoccupants.Typically,theresolutionoflightingcontrolstendstobelower

    thanthatofHVACcontrols.Also,lightingsystemsareoftennotautomatedwithEMCS.

    These issuescanbemajorobstacles forautomationof lightingDRstrategies,although

    lightingstrategiesarepopularlyusedinmanualDR.

    Estimating the demand savings potential of lighting strategies depend on how the

    demandsavings

    are

    achieved.

    Demand

    response

    control

    capability

    of

    lighting

    systems

    is

    generallydeterminedbythecharacteristicsoflightingcircuitandcontrolsystem.There

    are two ways to implement demand response control with lighting, absolute reduction

    and relative reduction. Absolute reduction is achievedby programmingpreset lighting

    level for times when demand response is required. This maybe configured in many

    differentwaysbasedonthelightingcontrolstrategies,i.e.halfthefixtureson,onethird

    ofthelampsineachfixtureon,oralllampsat70%offulllightoutput.

    Theproblemwithanabsolutereductionapproachisthatitdoesnotyieldanysavingsor

    mayevenincreaselightingelectricityconsumptionifthelightinglevelsarethesameasor lower than the preset levels at the time demand response is initiated. Therefore,

    althoughthisapproach iseasyto implementwithcurrent lightingcontrolsystems,the

    demandsavingsestimatevariesdependingonthebuildinguseandoccupancy.

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    Relativereductionmeansreducingloadswithrespecttotheleveloflightingatthetime

    ofdemand response. Insteadof reducing toapreset level,acertainpercent reduction

    over the current value is achieved during a demand response event. Implementation

    requires that the light output from the lamp or power output from the ballast is

    communicatedback to the lighting control system, so central closed loop control is

    required.Systemswithsuchsophisticatedcontrolstendtobenewerandmoreexpensive.

    The

    decision

    to

    implement

    absolute

    or

    relative

    lighting

    reduction

    depends

    on

    the

    buildinglightinginfrastructure,thelightinguse inthebuilding,andthecapabilitiesof

    theinstalledlightingcontrolsystem.

    FollowingisalistoflightingDRstrategiesinincreasingorderofsophistication.

    Zoneswitching

    Fixtureswitching

    Lampswitching

    Steppeddimming

    Continuousdimming

    START

    Central lighting

    control?

    Y NCentral lighting

    control?

    Y N

    Dimmable

    ballast?

    Y NDimmable

    ballast?

    Y N

    Zone

    switching

    Zone

    switching?

    Y NZone

    switching?

    Y N

    Bi-level

    switching?

    Y NBi-level

    switching?

    Y N

    Do not try DR

    at this time

    Fixture

    switching

    Continuous

    dimming

    Lamp

    switching

    Stepped

    dimming

    Bi-level

    infrastructure?

    Y NBi-level

    infrastructure?

    Y N

    Step dimming

    capability?

    Y NStep dimming

    capability?

    Y N

    Figure 3. Light ing DR strategy decision tree

    Figure 3 presents a decision tree to assist in strategy development. Each strategy isdescribedindetailinsection3below.

    Controlstrategyplanningprocedure

    While the decision tree in Figure 3 shows the decision process, within a facility it is

    common to find various vintage of equipment and control systems for lighting, as

    retrofits tend to happen in stages depending on the varying tasks and their lightingrequirementswithinthespaces.Itisimportanttostartwiththereflectedceilingplanof

    a facility tounderstand the zones, circuits, and control infrastructures. Granularityof

    controlsdescribeshowmuchfloorareaiscoveredbyagivencontrolparametersuchas

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    a photosensor. Less granular strategies affect more occupants and tend tobe more

    disruptive. More granular strategies require welldesigned and wellimplemented

    infrastructuresandallowoccupantstobetteracceptDRstrategyimplementation.

    2.3. Miscellaneous Equipment

    DR can target other equipment besides HVAC and lighting. If the equipment is

    independentfromanycriticaloperation,thesequenceofcontroldoesnotrequiresuchcareful consideration. One issue of shedding miscellaneous equipment is that this

    equipment is often not connected to the EMCSbut rather isoperated standalone. In

    commercialbuildings,thedemandresponsepotentialofmiscellaneousequipmentshed

    is usually insignificant compared to HVAC or lighting shed. On the other hand, in

    industrialsites,significantdemandreductioncanbeachievedbytemporallyunloading

    processloadswithoutjeopardizingtheprocessorproductquality

    2.4. Non-Component-Specific Control Strategies

    The demand response control strategies mentioned above can be controlled in a

    sophisticatedmannerwiththeuseofanadvancedEMCS.CombinationofDRstrategies

    are programmed in the EMCS to coordinate appropriate strategiesbased on various

    conditionalparameterssuchasoutsideair temperature,wholebuildingdemand level,

    orelectricitypricelevel.Thesestrategiesmayrequireahighlevelofprogrammingeffort.

    2.5. Strategies Used in Case Studies

    Table4andTable5summarizetheDRstrategiesusedduring4yearsintheLBNLAuto

    DRstudiesand theothercasestudies.The listcontains56participants(35commercial

    and 9 industrialbuildings). All 40 LBNL project sites implemented the strategies as

    fullyautomatedDR,whiletheothercasestudiesusedeithermanualorsemiautomated

    DR.

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    Table 4. DR strategies used in LBNL Auto-DR studies (fully-automated)

    Building use 20

    03

    20

    04

    20

    05

    20

    06

    Globaltemp.adjustment

    Du

    ctstaticpres.

    Increase

    SA

    TIncrease

    Fa

    nVFDlimit

    CH

    Wt

    emp.

    Increase

    Fa

    nqty.reduction

    Pre-cooling

    Co

    olingvalvelimit

    Bo

    ilerlockout

    Fa

    n-coilunitoff

    Electrichumidifieroff

    Ch

    illerdemandlimit

    Slowrecovery

    Ex

    tendedshedperiod

    Co

    mmonarealightdim

    Officearealightdim

    Tu

    rnofflight

    Dimmableballast

    Bi-levelswitching

    An

    ti-sweatheatershed

    Fo

    untainpumpoff

    No

    n-criticalprocessshed

    Office X

    Office X

    Office X X

    Office X

    Office X X X X X

    Office X X X X X

    Office X X

    Office X X

    Office X

    Office X X

    Hi-tech office X X X X X X X X

    Hi-tech office X

    Office, data center X X X X X

    Office, data center X X

    Office, lab X X X X X X

    Office, lab X X X X X X X

    Office, lab X X

    Office, lab X X

    Research facility X X

    Cafeteria, auditorium X

    Archive storage X

    Library X X X

    Highschool X X

    Junior Highschool X X

    Detention facility X

    Retail X X X X

    Retail X X

    Retail X X

    Retail X X

    Furniture retail X

    Furniture retail X

    Supermarket X X X

    Supermarket X

    Supermarket X

    Supermarket X

    Museum X X

    Distribution center X X

    Manufacture, office X X

    Bakery X

    Material process X

    Participation HVAC Lighting Other

    *Somesitesparticipatedin2003or2004studystoppedduetoineligibilitytoparticipateinCPP.

    *IntheParticipationcolumn, indicatestheyearofparticipation,andindicatesthatthesite

    wasintheprocessofdevelopingtheDRstrategiesindicatedincolumnstotheright.

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    Table 5. DR strategies used in case studies (manual or semi-automated)

    Building useRerefenced

    studies Globaltemp.adjustment

    Duct

    staticpres.Increase

    SAT

    Increase

    FanVFDlimit

    CHW

    temp.Increase

    Fanqty.reduction

    Pre-cooling

    Fan-coilunitoff

    Chillerdemandlimit

    Chillerqty.reduction

    Commonarealightdim

    Officearealightdim

    Turn

    offlight

    Dimm

    ableballast

    Bi-levelswitching

    Non-

    criticalprocessshed

    Elevatorcycling

    Shut

    offcoldstorage

    Wwa

    terpumppeakshift

    Office Quantum X X X

    Office Quantum X X X X X X X

    Food process Quantum X X X

    Glass process Quantum X

    Chemical repackage Quantum X X X

    Packing & cold storage Quantum X X X X

    Packing & cold storage Quantum X X

    Retail NYSERDA X X

    Cement process NYSERDA X

    Office NYSERDA X X X

    Irrigation NYSERDA X

    Lumber process SCE X

    Office SCE X X

    Office DOE Project X X X X X X X X

    Library ISO New England X X

    HVAC Lighting Other

    Figure4illustratesthenumberofsitesforeachstrategyused.Themostpopularstrategy

    usedwasglobal temperatureadjustment,ofwhichnearlyhalfof the listed sitesused.

    DuctstaticpressureincreaseandSATincreasewerethesecondmostpopularstrategies.

    0 5 10 15 20 25

    Global temp. adjustment

    Duct static pres. Increase

    SAT Increase

    Fan VFD limit

    CHW temp. Increase

    Fan qty. reduction

    Pre-cooling

    Cooling valve lim it

    Turn off light

    Dimmable ballast

    Bi-level switching

    # of sites

    Fully-Automated Manual or Semi-Automated

    Figure 4. Frequency of DR strategies

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    3. Demand Response Strategy Detail

    Thissectiondescribesthedetailsofthesystemoperationmethodsofdemandresponse

    strategies.Eachstrategy isexplainedwithsystemrequirements,sequenceofoperation

    andspecific issues toconsider.The information is firstsummarized in table formand

    thenexplainedbelow.

    3.1. HVAC Systems

    ThissectiondescribesthedetailsofHVACDRcontrolstrategies.Table6throughTable

    15summarizethekeyinformationonthestrategy,andthedetailsareexplainedbelow

    thetable. Definitionsofitemsinthetablearelistedbelow,

    DefinitionBriefdefinitionoftheDRcontrolstrategy.

    HVACtypeApplicableHVACtypesasdefinedinTable2.

    Target loads HVAC system component or equipment whose electric load is

    targetedtobereducedbytheDRstrategy.

    Category DR approach: demand shed, demand shift, or demand limit as

    definedinSection1.6.

    System applicabilityHVACorcontrolsystemcharacteristicsrequired touse

    theDRstrategy.

    Sequence

    of

    operation

    Detailed

    sequence

    of

    operation

    used

    to

    program

    the

    EMCStoimplementtheDRcontrolstrategy.

    EE potentialPotentialofachievingsavings fromenergyefficiencyaswellas

    DRbyapplyingtheDRstrategyduringregularpracticeoutsideofDRevents.

    ReboundRiskof reboundpeakandnecessityof reboundavoidancestrategy

    fromapplyingtheDRstrategy.

    Cautions Miscellaneous issues to be considered when the DR strategy is

    appliedto

    mitigate

    and

    avoid

    any

    risks.

    Applied sites Number andbuilding type of the LBNL AutoDR participant

    sites that applied the DR strategy. None indicates the DR strategy was not

    implemented at the LBNL AutoDR sites, but was used in some other case

    studiesoratan excandidate site that implemented the strategybut couldnot

    automateit.

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    3.1.1. Global temperature adjustment

    Table 6. Condi tions for g lobal temperature adjustment (GTA)

    Definition Increasezonetemperaturesetpointsforanentirefacility.

    HVACtype All

    Targetloads Airdistribution,cooling

    Category

    Demandshed

    System

    applicability

    1.DDCzonecontrol

    2a.Globaltemperatureadjustment(GTA)capabilityatzonelevel,or

    2b.CapabilitytoprogramGTAateachVAVbox.

    Option1:Absolutesetpointadjustment

    Globallyadjust(increase)allzonecoolingsetpointstoacommon

    value(e.g.76F),TcF

    Globallyadjust(decrease)orleaveunchangedallzoneheating

    setpointstoacommonvalue(e.g.68F),ThF

    (Tc:DRmodecoolingsetpoint,Th:DRmodeheatingsetpoint)Sequenceof

    operationOption2:Relativesetpointadjustment

    Globallyadjust(increase)allzonecoolingsetpointsbyacommon

    differentialtemperaturefromtheirpriorsetpoint(e.g.2F),TcF

    Globallyadjust(decrease)orleaveunchangedallzoneheating

    setpointsbyacommondifferentialtemperaturefromtheirprior

    setpoint(e.g.2F),ThF

    (Tc:DRmodecoolingsetpoint,Th:DRmodeheatingsetpoint)

    EEpotentialSomeoccupantsmaybemorecomfortableduringDRevents. This

    wouldindicatemakingpermanentchangestothesetpoints.

    Rebound Reboundavoidancestrategyrequired.

    CautionsAdjustzonetemperaturesetpointsinmultiplestepsifalongshed

    durationisrequired.

    Appliedsites

    15officebuildings,6retailstores,2laboratoryfacilities,2schools,

    1manufacturingfacility,1museum,1archivestorage,1detention

    facility

    Global Temperature Adjustment (GTA) of occupied zones is a strategy that allows

    commercialbuildingoperators toeasily adjust the space temperature setpoints for an

    entirefacilitybyonecommandfromonelocation.Typically,thisisdonefromascreen

    onthehumanmachineinterface(HMI)totheEMCS.Infieldtests,GTAwasshowntobe

    the most effective and least objectionable strategy of the HVAC DR strategies tested

    (Pietteetal.2005a,2005b,and2006).Itismosteffectivebecauseitreducestheloadofall

    associatedairhandlingandcoolingequipment.Itisleastobjectionablebecauseitshares

    the

    burden

    of

    reduced

    service

    level

    evenly

    between

    all

    zones.

    GTA

    based

    DR

    strategies

    can be implemented either automatically based on remote signals or manually by

    buildingoperators.

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    thesevendorsprovidedsomeofthelargestshedsandrequiredtheleastamountofset

    uplabor.

    For sites that have EMCS controlled space temperature zones,but lack GTA, it can

    typically be added in the field. To add GTA to an existing site, each EMCS zone

    controllermustbeprogrammedtolistenforaglobalGTAcommandfromthecentral

    EMCS system. In addition, the central system must be programmed to send GTA

    commandstoallrelevantzonecontrollersontheEMCSdigitalnetwork.TypicallyGTAcommandsaresentinaglobalbroadcasttoallcontrollerssimultaneously.

    Manufacturersofferdifferent typesofVAVzone setpointconfigurationmethods.The

    followingtwoexamplesarecommonVAVzonesetpointconfigurations.

    1. Definezonecoolingsetpointsandzoneheatingsetpointsseparately.

    2. Definethemidpointbetweenzonecoolingsetpointsandzoneheatingsetpoints

    andthewidthofthedeadband.2Increasingthedeadbandmakescoolingsetpoints

    higher and heating setpoints lower. Raising the midpoint makesboth coolingandheating setpointshigher.Figure 6 shows the change in thedeadband and

    required airflow change in a VAV system.3 Increasing the cooling setpoints

    reducestherequiredairflow.

    Heating

    setpoint

    Cooling

    setpoint

    Min

    CFM

    AirflowCFM

    Deg-FThNew

    setpoint

    TcNew

    setpoint

    Original

    deadband

    New deadband

    ThTh TcTc

    Setpoint-airflow relationship

    with original deadband

    Setpoint-airflow relationship

    with new deadband

    Figure 6. Zone setpoints deadband

    2Deadband in thecontextofzone temperaturecontrolhas twodefinitions;1) the temperature

    range between actuation and deactuation of the cooling or heating system, and 2) the

    temperature range where no cooling or heating (beyond that required to provide freshair) is

    provided.Although the firstdefinitionhasbeenhistoricallyused, theseconddefinition isalsocommonlyused.Thisreportusestheseconddefinition.

    3 Figure 5 shows proportional control for illustrative purposes. Most zone controllers use

    proportionalandintegralcontrolalgorithms.

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    IfGTAofzonesisavailable,itistherecommendedHVACDRstrategyforcommercial

    buildings.Infieldtests,sitesthatusedHVACDRstrategiesotherthanGTAusuallydid

    sobecausethatfeaturewasnotavailableatthesite.ReasonsthatGTAwasnotavailable

    include:1)Space temperaturewasnotcontrolledby theEMCS (e.g.useofpneumatic

    controlsinoccupantzones),and2)SpacetemperaturewascontrolledbytheEMCS,but

    thespacetemperaturecontrollersdidnotincludetheGTAfeature.

    WhiletheGTAstrategyreducestheserviceleveloftheoccupiedspaces,itdoessousinga closedloop control strategy in a highly granular fashion. This causes the DR shed

    burden tobeevenlysharedbetweenallbuildingoccupantsandkeepsallzonesunder

    control.Sincenoneof thezonesare starved forairflow, there isno riskofventilation

    ratesdroppingbelowspecifieddesignlevels.

    SometimesiftheHVACsystemsareoversizedandthechillersarenotcontrolledbythe

    percentage of zones asking for cooling, the GTA strategy has tobe combined with

    supplyair temperature reset.One typicalexample isabuildingwithmultiple rooftop

    units,wherethecompressorsarecontrollednotbyhowmanyzonesaredirectlyaskingfor cooling, but by meeting the supply air temperature setpoints. If the units are

    oversizedortheminimumsupplyairflowrateistoohigh,GTAmaynotworkandthe

    zone temperatures will not follow the new setpointsbecause of the excessive cooling

    providedby theminimumair flow. In thatcase, theSATsetpointhas tobe increased

    about3~5oFintheGTAperiodtoreducetheminimumcoolingdeliveredbytheHVAC

    system.

    TheGTA strategyworkswellwithmostbuiltupHVAC systems,where typically the

    chillersshutoffifthepercentageofzonesthataskforcoolingislessthanapredefined

    threshold.InGTA,ifnozonesaskforcoolingoncethenewsetpointisabovethecurrent

    zone temperatures, thechillersnormally shutoffautomatically.Sometimes, insteadof

    being completely shut off, the chillers will onlybe reduced to a partial capacity, to

    maintaincoolingforsomehotspotsthatarepoorlybalancedorotherwiseoverloaded.

    Thermalzonesthatarepoorlydesignedorpoorlybalancedcanalsoposechallengesdue

    to overcooling. If minimum fresh air requirements are overcooling many zones, shed

    savingsfrom

    aGTA

    DR

    strategy

    alone

    may

    not

    be

    effective.

    This

    problem

    can

    be

    solved

    by increasing the supply air temperature in addition to raising the zone temperature

    setpoints.

    DemandsavingscomponentsofGTA

    Demand savingsby theGTA strategy consistsof twoparts, steadystate savingsand

    transientsavings. Whenzonesetpointsareraised,coolingisturnedofforreducedtoits

    minimaloperationuntilzonetemperaturesreachthenewsetpoints(transientsavings).

    After zone temperatures are stabilized at the new setpoints, the cooling load is still

    lowerthanthebaselinecoolingloadduetoasmallerdifferencebetweenzonesetpoints

    andOAT(steadystatesavings).

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    Transient savings can be achieved by the thermal mass storage effect of building

    structuremass,includingfloorslabandinteriorandexteriorwalls,furniture,andother

    materials. When zone setpoints are increasedby the GTA strategy, the thermal mass

    componentshave stored coolingenergy.The thermalmass coolsdown the indoorair

    anddisplaces the cooling loaduntil it runsoutof stored cooling energy.Durationof

    transient savings can widely vary depending on factors includingbuilding structure,

    outside

    air

    flow

    rate,

    internal

    heat

    gain,

    and

    solar

    heat

    gain

    through

    windows.

    Figure7 illustratesaconceptualdiagramofdemandsavings (notactual fielddata)by

    theGTAstrategywithzonesetpoint(ZTsetpoint)increasefrom72Fto76F. Thezone

    temperture (ZT read) is also shown. A case study of this strategy is introduced in

    AppendixA,sectionA.1.

    0

    100

    200

    300

    400

    500

    11

    :00

    11

    :30

    12

    :00

    12

    :30

    13

    :00

    13

    :30

    14

    :00

    14

    :30

    15

    :00

    15

    :30

    16

    :00

    16

    :30

    17

    :00

    17

    :30

    18

    :00

    18

    :30

    19

    :00

    Time

    WholeBuildingPower[kW]

    70

    75

    80

    85

    90

    95

    Temperature[F]

    Baseline DR demand ZT SP ZT read

    Transient Savings

    Steady-State Savings

    Figure 7. Conceptual d iagram of demand savings for typical HVAC-based demand

    response strategy

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    3.1.2. Passive thermal mass storage

    Table 7. Conditions for passive thermal mass storage

    DefinitionDecreasezonetemperaturesetpointsduringoffpeakhourspriortoacurtailmentto

    storecoolingenergyinthebuildingmass,andthenincreasezonesetpointstounload

    fanandcoolingsystemduringacurtailment.

    HVACtype All

    Targetloads Airdistribution,cooling

    Category

    Demandshiftordemandshed

    System

    applicability

    1.DDCzonecontrol

    2a.Globaltemperatureadjustment(GTA)capabilityatzonelevel,or

    2b.CapabilitytoprogramGTAateachVAVbox.

    3.Mediumtohighbuildingmass.

    Sequenceof

    operation

    DecreasezonetemperaturesetpointsbyTc1Fpriortoacurtailment.

    IncreasezonetemperaturesetpointsbyTc2Fduringacurtailment.

    EEpotentialOccasionallyproducestotalenergyusagesavingsinmildclimates,especiallywhen

    nighttimefreeventilationcoolingisused. However,totalenergyusagemayincrease

    dependingonclimate,buildingtype,andprecoolingschedule.Rebound Reboundavoidancestrategyrequired.

    Cautions

    ThisstrategyisapplicabletodayaheadDRprograms,wheretheeventnotificationis

    sentonthedaybefore. Iftheeventnotificationisonthesameday,thereisnot

    sufficienttimetostoreenoughcoolingenergy. Thepassivethermalmassstorage

    controlisverycomplicatedandhastobedoneproperly. Testing,adjusting,and

    balancingcontrolschedulesarerecommendedinthepreparationphase.Avoidover

    coolingduringtheprecoolingperiodtopreventcoldcomplaintsfromoccupants.

    Appliedsites 1officebuilding,1museum

    Precooling the thermalmassof thebuildingcanbeused toreduce thepeak load.Forexample,insummer,thebuildingmasscanbecooledduringnonpeakhourstoreduce

    thecoolingloadinthepeakhours.Asaresult,thecoolingloadisshiftedintimeandthe

    peak demand is reduced. Thebuilding mass canbe cooled most effectively during

    unoccupiedhoursbecauseitispossibletorelaxthecomfortconstraints.

    Thermalmasscontrolstrategiesdiffer in theway theystoreandreleaseheat from the

    mass.Thebuildingmassmaybecooledbynaturalormechanicalventilation,withor

    withoutmechanicalcooling.Precoolingcanbeperformedeitherduringtheunoccupied

    hoursorduringtheoccupiednonpeakhours,usuallyinthemorning.Inclimateswitha

    large diurnal temperature swing, it may be possible to precool the building mass

    withoutmechanicalcooling.

    Ifthereissufficientprecoolingandthedaytimecoolingloadisrelativelylow,itmaybe

    possible for the indoorair temperature toremainwithin thecomfortrangeduring the

    peakhourswithoutanymechanicalcooling.Coolingenergystored inthemasscanbe

    dischargedduringthepeakhoursbyeitherzonaltemperatureresetordemandlimiting

    thecooling

    plant

    and

    distribution

    system

    (Xu

    2004).

    Adetailed

    simulation

    study

    of

    the

    passivethermalmassstoragestrategyissummarizedinAppendixA,sectionA.2(Braun

    etal.2001).

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    3.1.3. Duct static pressure decrease

    Table 8. Conditions for duct static pressure decrease

    Definition Decreaseductstaticpressure(DSP)setpointstoreducefanpower.

    HVACtype B(VAVCentral),D(VAVPackage)

    Targetloads Airdistribution,cooling(occasionally)

    Category Demandshed

    System

    applicability

    1.AllzonecontrolsystemsincludingpneumaticandDDC

    2.DDCforairhandlingunit

    Sequenceof

    operationLowerDSPsetpointsbyX%.

    EEpotentialTuningDSPsetpointscansavefanpowerconsistentlywithouta