INTERVIEWEE: WILLIAM SCHONFELD Dean of Social Sciences UCI ...
Transcript of INTERVIEWEE: WILLIAM SCHONFELD Dean of Social Sciences UCI ...
INTERVIEWEE: WILLIAM SCHONFELD Dean of Social Sciences
INTERVIEWER: Samuel c. McCulloch Emeritus Professor of History UCI Historian
DATE: March 5, 1990
SM: Well, it is a pleasure to interview the Dean of Social
Sciences on March 5, 1990. When did you come, Willie, to UCI?
WS: I joined the faculty July 1, 1970.
SM: That's what I thought. As I remember, later that year we were
on an ad hoc committee.
WS: Yes.
SM: Now, what was your view of the School of Social Sciences then
when you came?
WS: When I came, I was fascinated by the School of Social
SM:
WS:
Sciences. I was trained in a Political Science department and
I started to teach in that department. And one of my sources
of frustration and concern was the kind of--from my
perspective--narrow and parochial understanding of what were domA'0
appropriate Q~~ of inquiry for a political scientist. To
just take one example, I wanted to teach a course which I
WftMeli :I;Q. titlef.•Political Sociology. 11
Just one second. (tape is turned off) All right. We won't
be interrupted again, Willie. ~J)
. which is a rather broad area of inquiry, concer~with
the social basis of politics. I went to the department chair
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to make this suggestion and was informed that, ~as L~
impossible because ~t belonged in the Sociology Department.
SM: Where was this?
WS: At Princeton. At the same time, I had a colleague who--~~
i~ft~was teaching a course on European political
doctrines and was not allowed to teach about Marxism because
there was another course that was supposed to do that.
SM: (laughter)
WS: And, you know, try to imagine, you're supposed to teach about
nineteenth century political doctrines coming out of western
Europe, but you can't deal with Marxism because we do that
elsewhere. This kind of rigidity I found not only bothersome
but intellectually offensive. And the [UCI] School of Social
Sciences was an extraordinarily attractive environment for,
amongst other reasons, ~ere were no boundaries at all.
No matter what you were trained in, you were invited to pursue
the intellectual interests and the teaching interests which
you had. And that I found, to put it mildly, a refreshing
change. I was also impressed by the fact that there was a
. . ~q very 1ntellectually 1ntereste~group of colleagues who wanted
to talk with you about what you were doing and wanted you to
listen to them talking about what they were doing. And all
of that I found very appealingjand a very bright group of
people.
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SM: Tell me, Willie, did this not occur to you--I 1 m sure it
did--that as you were progressing into graduate work? For
example, I said to Jim March, "Now it 1 s great not having
departments if you 1 re not going to do graduate work. If
you're going to be a big famous graduate school, you've got
to have departments."
WS: Well, you know, Sam, you asked me the question about what my
impressions were and what attracted me here and that's what
I responded to.
SM: I did. You're quite right.
WS: Okay. With the passage of time, I perceived many of the
~1 ~~r weaknesses with(this environment, one of which is pne that you
just identified. There·were other problems that existed in
the context, but they were problems which I became aware of
as I spent more time in the School of Social Sciences. They
weren't problems that struck me, maybe because of my own youth
and inexperience when I first came. When I first came, I saw
the system as it existed, and from what I could judge of it,
in very positive terms. It had none of the elements of
stodginess, which I didn't lik,eJ_ -£ither at Princeton or other
places where I considered going• I only saw the advantages.
With the passage of time, I saw the major flaws within that
system, and then worked with other colleagues to try to
contribute to muting those flaws while maintaining what I
perceived as the advantages.
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SM: Well, what I was impressed with, Willie, when about three
years on, after your arrival, your group of political
scientists all of a sudden put together a program that was so
good, in my view, that I would send students over there. I'd
say, "Well, now, you've got to take courses and maybe you'll
want to graduate with a major over there."
WS: Right.
SM: But you did something that the others didn't do.
WS: Oh, definitely. I mean, I and many of my colleagues, while
perceiving the advantages of the environment . I think
probably the first thing that struck me and may have struck
other people also, but to me, at least, the first thing that
struck me is this system was really nice because it met my
rebellious needs against established practices.
SM: (laughter)
WS: But students couldn't appreciate that without finding out what
the basic structure was. So, consequently, it was necessary
to build into our program of studies exposure of students to
the things that we were rebelling against. And in that
respect, we were different from many of our colleagues who
believed that all you did was teach about the revolution, so
to speak. You didn't teach in as candidly and comprehensive
a way as possible about existing knowledge before looking into
ways in which you wanted to change the world. And so we did
put together, in some sense, an extraordinary program given
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~y limited number of people and we worke!i at that 1\ !
together in an environment which basically . It's not
that it prevented us from doing that, but there were no
incentives to do that. The only incentives were our own
feeling that it was the proper thing to do. And so a lot of
us found ourselves from the beginning teaching courses far
afield from our own areas of special expertise, in order to
give the students the kind of background which we thought was
necessary.
SM: Did ultimately the other members, say, I was thinking of Mike
Burton in Anthropology, they finally went along the lines you
did, didn't they?
WS: Well, I think different sets of colleagues went along in
different degrees, not because of specific individuals but «~ ~ __ _._ r
because of the extent to which a particular (Colleagues ~ .
shared views. Meaning, in Political Science, for whatever
reasons, we were pretty consensual about the kinds of beliefs
that I expressed. This was not at all the case necessarily
in all segments of the school, where you would have some
anthropologists who shared this view, but others who didn't.
SM: Yes.
WS: Well, the minute you had some who didn't, made it much more
complicated to bring people together.
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SM: Yes. I'd like to turn a little bit, Willie, to your research
that you were doing in France. And you came back and then I
think you went back again and had another leave?
WS: Yes.
SM: How has that all come together?
WS: Well, when I first came here, the research that I was doing
was focusing on socialization agencies, both general
socialization agencies as well as elite socialization
agencies, and I was trying to study problems. Most
socialization work focuses on the learning of attitudes, of
opinions, and what I was interested in the acquisition of
certain patterns of behavior. Rather than focusing on what
people said, I was trying to focus on what they did. And I
was most interested in behavior and authority settings. So
I was studying that in secondary schools and then also
studying that in elite formation institutions.
SM: Where did you go? Did you go around France or just
concentrate in Paris or what?
WS: Oh, I went around France, in lots of different sections of the
country, where I did do interviews and questionnaires and
extensive observation in secondary school settings, in about
four major regions of France. Now, obviously, I couldn't get
a fully representative sample, so what I was trying to do was
dealing with extremes, particularly poor regions and wealthy
regions, urban regions and rural regions. So that what I
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would try to figure out is the similarities that existed
between extreme contexts and be able to make consequently the
argument that this was reflective of the whole system. I
completed that line of research, basically, by the middle
. ~ . . 1970s. And then I ~at-. · ·----2 became 1nterested 1n
political parties and /'~arried on then research which I did
in the latter part of the 1970s and through the 1980s,
carrying over some of the predispositions that I had in the
earlier research, but with a different focus. A major
predisposition that I carried over was trying to look at what
people do as compared to what they say.
SM: Yes, I remember you giving a talk to the Forum on that
subject.
WS: Yes. It's not that I think people are dishonest. It's that
I think that when we try to talk about things, we try to
arrive at summaries. And each of our summaries is special to
us, because they're trying to put together sets of
complicated, unique acts. And often those summaries are
influenced, not just by what we've done, but how we're trying
to interpret what we did and make it come out according to our
own value system. So what I like to do is a kind of
combination of research methods in which, on the one hand, I
do intensive observation of what people do, and then I talk
to them about what they're doing. And in this next major
direction, what I focused on was the Socialist Party, the
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primary representative of the Left in France and the Gaulist
Party, the primary representative of the Right. And one of
the reasons for choosing those parties was that each carry
with them quite different ideologies about how politics should
be run and how a political party should be run. I wanted to
see to what extent those ideologies carried over into the ways
in which those parties actually ran. So that, then, was a new
major project that I worked on in recent years.
SM: Now, Willie, you were away last year, weren't you, on leave?
WS: Yes, I was.
SM: And you were working on this?
WS: I was working a bit on this. I was basically working on my
mental health, Sam, because in the interim I've spent a few
years deaning in social sciences and I found that my gray
matter was dying at an ever rapid rate and I needed to . .
~--~~~ 1rhe most candid and honest way to describe f' ,\, l._ftllt~>§, '"~7 'G J
what I did, is I had a real sabbatical. Rather than having
a research project which kept me going from eight o'clock in
the morning until twelve o'clock at night, which is what I've
done before, I spent my time talking to people, I spent my
time reading, I spent my time giving lectures in a variety of
different places and meeting new colleagues and different
colleagues to just re-immerse myself in scholarly existence,
which is impossible to do when you're deaning. I don't have
to tell you.
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SM: Yes. I retired as Dean, just at the point where I said, "If
I don't, if I stay on, it's the point of no return. I don't
want to go past that point of no return. I want to go back
into the faculty."
WS: Absolutely.
SM: And I did actually have about six months, as you say, reading
WS:
articles and reading books and I well remember that. Now,
let's turn now to your work as Dean. You've had a very active
and interesting time as Dean and exerted a lot of leadership,
I must say. How would you summarize what you achieved?
Well, I wouldn't talk about it in Afersonat~ r"t;"':tm~. That is to
say, I don't regard it as sort of . . . I've been part of the
School of Social Sciences, as I said, since 1970, and I have
very close feelings with a broad range of my colleagues. Over
that period of time, I had a deep sense about things that
people wanted to do but that were very difficult to do in our
own context. So I think what I've tried to do during the
period of time that I was Dean is give voice to the
overwhelming majority of faculty in the School of Social
Sciences and their desires. And work with them to develop
. t. !> organ1za 1onal structure, to better meet our needs, and to
dramatically improve the quality of our collegial review
process and of our hiring process to again meet our goals.
So that I don't regard what's happened as a kind of personal
accomplishment.
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I've always sort of regarded myself as basically a
spokesperson for my colleagues. So let me address the
question from that vantage point, which I think is the
meaningful one. There was a lot of frustration amongst people
in the School of Social Sciences that had developed over time.
The frustration came from a variety of facts. One was the
absence of departments in the School made it impossible to do
short-term planning, much less long-term planning, because
each individua_l coll_r ague could decide, "Gee, I'm going to
leave this sdb;:r f;1 colleagues and go form another one, or
belong to none. " So it gave, in some sense, a tremendous
amount of power to the most extreme member of any faculty
group, because that person could bribe his or her colleagues
with the threat of going away if they didn't agree to
something. ~ef the ways • -.x ]~ What was interesting was
that bribery didn't happen very much, but the threat of it was
often in the atmosphere. It was the sort of thing people were
afraid would happen, more than something which actually did
happen.
SM: Yes, just (inaudible).
WS: So we went through a process which led to departmentalization
in the School, which I think worked superbly well. That is
to say, the School of Social Sciences was founded not just
without departments, but with a virulent belief that these
were the enemies of intellectual life. Not only did we
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departmentalize, but that was done in a way that was calm,
dispassionate, did not disrupt the academic activities of
anyone in the School of Social Sciences. It was done
efficiently, it was done slowly.
We first had an outside committee come in. First, we had
various discussions. I mean, I had talked with a variety of
colleagues and sensed these sorts of needs, and I put together
a small committee of a broad range of faculty, senior
experienced faculty in the school, to talk more about what we
might do organizationally. And in this next step, we had an
outside committee come in. The way I arrived at that was I
decided who I wanted to be chair of the committee and there
was a man named Henry Rasovsky who, at the time, was Dean of
the faculty at Harvard.
SM: Oh, yes.
WS: And an absolutely premier, if not the premier, bureaucrat in
American higher education. I asked him if he would chair such
a committee. He first came to visit and spend a few days, to
decide whether that seemed like a reasonable thing to do, and
then he said yes. And then he chose the other committee
members. That created a much more independent committee than
usually is, and given that his status is significantly higher
than ours, it also enabled him to create what everyone
recognized who was on the committee as the most prestigious ~ V'~
committee on which they had ever served. Its members ~' to
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describe them: a ~iversity ~rofessor from Harvard, which is
their most select categor? member of the National Academy of
Sciences, which is rather rare in the Social Sciences; a Nobel
laureate from Stanford; the former Provost and Dean of the
faculty of stanford; the former Provost at the University of
Chicago; the head of the Smithsonian Institution.
SM: Was that Termin?
WS: The one from Stanford was Hasdorf, Al Hasdorf. So it was a
very, very prestigious group of absolutely first class
people--both intellectually first class and administratively
first class. That is to say, you had the three academic
officers, who had just stopped at that time, of the University
of Chicago, of Stanford, and of Harvard. I mean, all of which
are generally regarded as pretty decent institutions. You had
people of the highest academic quality and they came for two
separate visits. Each time they spent a lot of time talking
to faculty, individually and collectively. In the interim,
they went over various documents that faculty provided.
SM: Are you talking about 1982?
WS: No, no, no, this was later. This process basically began in
1985.
SM: Nineteen eighty-five?
WS: Yes. And then, following this, we created our own internal
faculty committee to look over their recommendations, which
was half appointed by me and half elected by the faculty, with
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the recommendation that we have de facto departmentalization.
We did that for about eighteen months and then converted to
de jure departmentalization. The result was that faculty
didn't feel threatened, didn't feel disenfranchised. They
felt that they were participating in a process which in some
major way organizationally was revolutionary and has also
contributed to having an absolutely crackerjack group of
department chairs who are doing a superb job. So that was a
major organizational change.
Now, sort of coincident, antedating this process and
continuing with it, were a variety of other things which we
tried to do. There had been a certain laxism in the School
of Social Sciences in certain areas over contributions to
undergraduate curricula--on the one hand understandable, in
that we like to call it a research university. on the other
hand, unacceptable. So we made lots of changes in that
direction and working again with faculty to improve
dramatically our curriculum in all academic areas and
improving the kinds of participation that faculty members made
to that curriculum. We've done comparable things with the
graduate program and we've d~bJe ------W~¥e changed
~~~ur mechanisms of
traditional process where the
internal evaluation
s~ School of
from a
Social
Sciences' role was to try to present the best possible case
for the person being evaluated to a situation in which we try
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to do the serious basic evaluation and not leave that to the
Committee on Academic Personnel or the Vice Chancellor.
SM: I was interested in . I was talking to Kim Romney. I
interviewed him about maybe eight months ago or something like
that. And you're able to fit in something that's fascinating.
Duncan Luce and Kim Romney and maybe three or four other
people have a little group of their own. Is it a teaching as
well as a research group?
WS: No. It's a research group. You see, one of the things I
think that was problematic in the historical organization of
the School was that it pretended that research and teaching
groups could be combined in the same entity.
SM: Oh, yes.
WS: And they can't be. And so we've tried to filt~r th~se th~~gp \ A \A ) .AI\'" \')\Jt, \\l\,f,1(;,t,~;\,
apart. So we have, for instance) . And that group
actually i:s.vglve:! :I'ftftfl}" mEH:"~-b~J:.e--i;;;~"(;Aa,t;._---:rt includes
It is primarily a
research entity, but also contributes towards managing--or
will contribute towards managing--a new graduate curriculum,
which will train students on the one hand in mathematical
social science techniques, but on the other hand it requires
them to develop expertise in one of the disciplines within the
School, so that there's a kind of linkage between this
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training enterprise here and the separate departments within
the School.
SM: By the way, you'd be amused to know that I am known as one of
the few people that ever got a lot of money out of Dean (L~s~" >/"'1 Ra:s~ov&:k:y •
. WS: Ah, ha!
SM: The Australian government gave to Harvard a million dollars
at the American bicentennial, that's back in 1976. And since
then, they have brought over . They have a Chair of
Australian studies. And they bring over not only historians,
the first three were historians, but they bring over political
scientists and sociologists and art historians and so on. And
the year I wanted Professor Geoffrey Blainey, who's a very
famous historian, and he wrote . . . Oh, no, the Dean wasn't
going to give any money to have him come give a lecture. It
happened to be my course at UCLA that year. John s. Galbraith
was swapped courses with UCI. So, anyhow, I wrote and said
that they had not spent any money in traveling expenses. The
previous people in the chair had not gone anywhere, and I did
think that the least they could do for us, since I had a class
of eighty-five students at UCLA, and I think that they should
pay for Professor Blainey. So he came up with the money.
(chuckling)
WS: Oh, fantastic.
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SM: But only about a year after that he retired from the Deanship.
Well, you have answered this quest'ion, Willie, about the
departmental structures and I am fascinated with this. I had
not been aware of how it was done and how with the least
trauma.
WS: Yes.
SM: Now, I'd like to turn now to what are your expectations for
the School. We're going down the pike now . . . Ten years
from now, we're talking about (inaudible).
WS: Yes. Well, I think, again, as one looks towards the future,
one has to be looking at stages, which I think sometimes on
the campus in general we don't do. For example, one of the
common ways of talking on campus is, "What are we going to do
that's special, so that we can be competitive with other more
established and larger entities?" Now, I think that's a
critical way to look at the world in the short term, but it
makes no sense when you're looking at us as a campus with
28,000 students, because at that time we're going to be bigger
than most universities. So now we have a kind of balance.
How do we in the short term be competitive, setting a base so
that in the long term we are competitive? And I think that's
the kind of problem that all academic units on this campus
face.
The way we're trying to do that in Social Sciences is by
being conscious of that, that in the long-run we are going to
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be more or less the same size as major departments at Berkeley
and UCLA; which means that in the long-run being highly
specialized is going to make us second-rate. So what we have
to do is follow one of two kinds of strategies, which we're
doing in different ways for different departments. One kind
of strategy is developing first major sub-discipline clusters
of particular high-quality people in a broad area where we can
be genuinely competitive already. But doing that construction
in a way such that we do that in phase one. And in phase two,
as we continue that, we are increasing through other sub-
disciplinary areas, so that we don't end up being big and
marginal.
SM: Yes.
WS: The other thing which I think is a model being followed by
some of our departments is that while we want to move towards
this across-the-board excellence, we also want to have certain
defining traits. That, for example, you'd mentioned before
about the research in unit in Mathematical,/~ehavioral Science. One of the things that we have is a major cluster
of very sophisticated people, such that we can do teaching in
a broad array of a discipline, but bring to that certain
special kinds of expertise which make us different from every
university and we have our own special mark. So we're trying
to deal with those two kinds of strategies.
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SM: Well, tell me, Willie, I noticed that one of the first things
Tien did was to draw up an academic plan. Now, as you know,
I'm Emeritus now, so I'm not in on those things, and I ask
questions but I wasn't clear. For instance, how did you as
Dean and your School·of Social Sciences get involved in an
academic plan?
WS: Well, yours is really a process question, so I answer it that
way.
SM: (inaudible)
WS: What happened was the Vice Chancellor first asked for
different departments to come up with plans.
SM: Ah, ha!
WS: And then asked the Dean to evaluate those departmental plans.
SM: I see.
WS: ,II,!
Then asked various Academic Senatei to evaluate the global
picture. And then to have the departments redefine their
academic plan in reference to these comments. That sort of
is the basic process line that was followed. Now, on the
general planning issue, I should note that my own sense of
history is not as profound as yours or your colleagues, but
planning has always been a very, very complicated thing,
especially if you anticipated saying anything about what will
happen in the future.
SM: (laughter) We just changed it every one year, Willie. We'd
always draw up a five-year plan and we changed it every year.
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Ah, my word! It's kind of sad that we're sort of having to
shift around again.
WS: I think that's very serious.
SM: Serious because Jack will stay on awhile, yet, but, I mean,
he can't go on for that long.
WS: Of course.
SM: Another thing, I'd like to ask you a question. It doesn't
matter because these . . . It's a fair question. Why does
Jack Peltason put so many people on his search committee? I
think I know why, but I would never permit . . . When I was
Chair of the Academic Senate, I had a say on the search
committees along with the deans and those people, and I would
see to it that they were properly represented, and we never
had more than about seven to eight people.
WS: I think that the Chancellor's own logie--r mean, if you were
asking him .
SM: I might ask him. It's coming up.
WS: Yes.
SM: I'm going to interview him again. He's been interviewed once
already.
WS: Yes, yes. His response would be to represent a variety of
constituencies, which he feels should be represented. Now,
an alternative view than the one which he's operationalized
would argue that a committee of seven or eight people, because
clearly it cannot represent all constituencies, as compared
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• . . will effectively be less criticized than a committee of
twenty-one. Since the number seems so high, all could
presumably be represented and, yet, of course, they can't be.
So that some could argue that the larger committee is actually
more subject to being condemned for non-representivity.
SM: There are twenty-one, I think, on it.
ws: Yes.
SM: Bill Lillyman is the Chair.
WS: Yes.
SM: And he's got the whole shooting match.
WS: I've heard it mentioned or concerned that only a relatively
small proportion of those people are representative of the
academic enterprise.
SM: Absolutely correct, and I'm shocked.
WS: And this seems to be a position which, presumably, is
predominantly their chief academic officer.
SM: Now, I've got it there. I think I'll put it in my briefcase
over there to take home to Sally. I don't know. Now, you've
really answered my question, Willie: What do you feel have
been your main contributions to the School as you were Dean?
But I thought you'd maybe summarize it again. You've very
modestly (inaudible).
WS: I think my main contribution, my single main contribution as
Dean of Social Sciences, is having an understanding of the
basic desires and goals of the faculty of the School of Social
SCHONFELD 21
Sciences in all areas, and being able to work relatively
efficiently towards achieving their goals and aspirations.
SM: Well, that's a very, very fine and admirable contribution.
WS: I should note, I am a believer that a Dean is, first and
foremost, representative of the faculty within his or her
academic unit.
SM: Oh, yes.
WS: But a Dean is not a representative of the central
administration in the academic (inaudible).
SM: Well, I always knew that. I remember we had talked about that
one day over at the University Club. I think Spence Olin was
sitting with us. But you're dead right and that was my view.
I always felt I'm here to help the faculty. I want to get a
lot of this crap out of the way so they can do their work,
their research and their teaching properly.
WS: Absolutely.
SM: That's all I did and I did it for four years at San Francisco
State and six years here. But I think you've done a really
fine job.
WS: Thank you.
SM: I must say that I suppose as Dean I had a fair amount of
tangles with Jim [March]. I liked Jim, got along well with
him, but I didn't agree with him. But, you see, what you've
gone through and done, and, I must say, amazingly well. I
said to Jim, "You've got to have departments and if you don't
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have them now, somebody's going to have to find secretaries
and all those sorts of costs, that it might be very difficult
later on." I'll bet you had some problems getting
secretaries.
WS: Yes. I think in some sense of the failure, March's real
failure, was not rejecting the disciplines. I think that
there was an alternative thing he could have done at the
outset, which is something closer to what was done in
Biological Sciences. One could have created departments
around analytical problems. The difficulties of total absence
of departments was an inevitably unstable situation as the
institution grew. Size does matter. And beyond a certain
size, you just can't organize something.
SM: Well, when I interviewed him for this oral history back in
1974 or 1973, I said,· "Jim, you're a specialist in
organization. Now, you really created an anarchy."
WS: Yes.
SM: He just laughed. He just laughed. And I'm not at all sure,
in a way, he was a whimsical sort of fellow, and I think that
he sort of, as an organizational specialist, he watched this
thing develop . . .
WS: He may very well.
SM: And just when it was all going to go, you know . . .
WS: He left.
SM: He left. (chuckling)
SCHONFELD 23
WS: Absolutely.
SM: Well, is there anything more you'd like to say to me as the
UCI Historian? I think your School has really . . . I mean,
the acquisiti0ns of people like Harry Eckstein and people like
that.
WS: Yes. I think those things have been very, very important.
I think that bringing in people of such absolutely stellar
quality and also people with extensive experience have helped
the School of Social Sciences grow, and grow in the right
direction.
SM: Now, is Easton still .
teaching?
WS: He's still teaching.
Is he Emeritus or is he still
SM: Those guys have taught You know, they're really going
to (inaudible).
WS: Right. And Duncan Luce in the same way.
SM: Duncan Luce, yes.
WS: Really very . . . You know, Duncan, besides everything, was
recently Chair of the Department of Psychology at Harvard and
there's a lot of administrative as well as intellectual savvy
which has enormous spill-over effects on everyone.
SM: Yes, yes. Kim Romney from Harvard.
WS: Yes.
SM: And, of course, to have a person like Duncan Luce because he's
a member of the National Academy of Sciences.
SCHONFELD 24
WS: Right.
SM: And, my God, you know, that's good.
WS: Which is very rare in the Social Sciences, very common in the
hard sciences.
SM: Oh, yes. I think Jim March was one of the first .•.
ws: Yes, yes, absolutely.
SM: Well, thank you very much, Willie.
WS: Thank you, Sam.
END OF INTERVIEW