International Journal of Mining Science and …...work-place, defined as the inhalable, thoracic...

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Evaluation of gravimetric sampler bias, effect on measured concentration, and proposal for the use of harmonised performance based dust sampler for exposure assessment B. Belle Anglo American Coal, Australia UNSW, Sydney, Australia article info Article history: Received 9 March 2018 Received in revised form 19 June 2018 Accepted 8 July 2018 Available online xxxx Keywords: Dust Respirable Sampling abstract The last three years has brought about alarming news of re-identification of coal worker’s pneumoconio- sis (CWP) or ‘black lung’ in Australia after reporting nearly being absent for over five decades. While, the CWP statistics in South Africa (SA) are unverifiable, but certainly CWP has not been eliminated. These events have re-kindled the need for better understanding of the dust monitoring, performance of sam- pling devices, and compliance determination. Over the last half century, gravimetric sampling has been the fundamental means for dust exposure monitoring using recognised respirable size-selective stan- dards. In both South Africa and Australia, the gravimetric sampling technique in coal mines has been fol- lowed since 1988 and 1983 respectively using samplers of original Higgins-Dewell (HD) type design. This paper provides the evaluation results of currently used South African and Australian gravimetric sam- plers compared against the original UK SIMPEDS ‘true reference’ sampler. The results consistently sug- gested that the South African and Australian cyclones do not conform to the required size selective curve or even the ‘true’ reference sampler. The results show that the currently used SA and Australian samplers showed a D 50 sampling bias as high as 59% and 47% respectively against the size-selective curve. Similarly, under the controlled laboratory coal dust test conditions measuring the same coal mine dust level in a chamber, the South African, Australian and UK standard SIMPEDS sampler were 7.87, 9.79 and 6.71 mg/m 3 respectively, which aligned with the sampling bias. The differences can in part be attrib- uted to the ‘un-auditable’ inherent design and manufacturing quality, or unverifiable data on size- selective sampling curve. This finding has significant implications towards exposure data collected over the last 25 years and their subsequent use in the arrival of the dose-response curves. Therefore, it is strongly recommended that the harmonised use of ‘true reference’ SIMPEDS cyclone that meets the ISO (1995) criteria uniformly across the industry would benefit the exposure assessment and compliance determination. Ó 2018 Published by Elsevier B.V. on behalf of China University of Mining & Technology. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). 1. Introduction Respirable dust sampling is pivotal in estimating the ‘dose’ of individual worker exposure to dust and in deriving quantitative respiratory disease risks in epidemiological studies. Based on the past epidemiological knowledge, it has been established that the respirable dust particle size distribution is critical due to its potential health effects and quantifying the risks [1]. Respirable dust refers to particles that settle deep within the lungs that are not ejected by exhaling, coughing, or expulsion by mucus. Since these particles are not collected with 100% efficiency by the lungs, respirable dust is defined in terms of size-selective sampling effi- ciency curves. This had led to internationally recognised respirable size-selective sampling widely known as the British Medical Research Council (BMRC) definition of the respirable dust fraction or Johannesburg curve with a median aerodynamic diameter of 5 lm collected with a 50% efficiency (D50) [2]. In reality, these size-selective curves represent lung penetration of dust particles that dust sampling instruments attempt to replicate. The Interna- tional standards organization (ISO) in 1995 recommended that the definition of respirable dust follow the theoretical convention described by Soderholm with a D50 of 4 lm [3–5]. An international collaboration for sampling harmonization has led to the agreement on the definitions of health-related aerosol fractions in the https://doi.org/10.1016/j.ijmst.2018.07.009 2095-2686/Ó 2018 Published by Elsevier B.V. on behalf of China University of Mining & Technology. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). E-mail address: [email protected] International Journal of Mining Science and Technology xxx (2018) xxx–xxx Contents lists available at ScienceDirect International Journal of Mining Science and Technology journal homepage: www.elsevier.com/locate/ijmst Please cite this article in press as: Belle B. Evaluation of gravimetric sampler bias, effect on measured concentration, and proposal for the use of harmonised performance based dust sampler for exposure assessment. Int J Min Sci Technol (2018), https://doi.org/10.1016/j.ijmst.2018.07.009

Transcript of International Journal of Mining Science and …...work-place, defined as the inhalable, thoracic...

Page 1: International Journal of Mining Science and …...work-place, defined as the inhalable, thoracic and respirable curve [3,6–8]. Fig. 1 summarises the BMRC and ISO size-selective

International Journal of Mining Science and Technology xxx (2018) xxx–xxx

Contents lists available at ScienceDirect

International Journal of Mining Science and Technology

journal homepage: www.elsevier .com/locate / i jmst

Evaluation of gravimetric sampler bias, effect on measuredconcentration, and proposal for the use of harmonised performancebased dust sampler for exposure assessment

https://doi.org/10.1016/j.ijmst.2018.07.0092095-2686/� 2018 Published by Elsevier B.V. on behalf of China University of Mining & Technology.This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

E-mail address: [email protected]

Please cite this article in press as: Belle B. Evaluation of gravimetric sampler bias, effect on measured concentration, and proposal for the use of harmperformance based dust sampler for exposure assessment. Int J Min Sci Technol (2018), https://doi.org/10.1016/j.ijmst.2018.07.009

B. BelleAnglo American Coal, AustraliaUNSW, Sydney, Australia

a r t i c l e i n f o

Article history:Received 9 March 2018Received in revised form 19 June 2018Accepted 8 July 2018Available online xxxx

Keywords:DustRespirableSampling

a b s t r a c t

The last three years has brought about alarming news of re-identification of coal worker’s pneumoconio-sis (CWP) or ‘black lung’ in Australia after reporting nearly being absent for over five decades. While, theCWP statistics in South Africa (SA) are unverifiable, but certainly CWP has not been eliminated. Theseevents have re-kindled the need for better understanding of the dust monitoring, performance of sam-pling devices, and compliance determination. Over the last half century, gravimetric sampling has beenthe fundamental means for dust exposure monitoring using recognised respirable size-selective stan-dards. In both South Africa and Australia, the gravimetric sampling technique in coal mines has been fol-lowed since 1988 and 1983 respectively using samplers of original Higgins-Dewell (HD) type design. Thispaper provides the evaluation results of currently used South African and Australian gravimetric sam-plers compared against the original UK SIMPEDS ‘true reference’ sampler. The results consistently sug-gested that the South African and Australian cyclones do not conform to the required size selectivecurve or even the ‘true’ reference sampler. The results show that the currently used SA and Australiansamplers showed a D50 sampling bias as high as 59% and 47% respectively against the size-selective curve.Similarly, under the controlled laboratory coal dust test conditions measuring the same coal mine dustlevel in a chamber, the South African, Australian and UK standard SIMPEDS sampler were 7.87, 9.79and 6.71 mg/m3 respectively, which aligned with the sampling bias. The differences can in part be attrib-uted to the ‘un-auditable’ inherent design and manufacturing quality, or unverifiable data on size-selective sampling curve. This finding has significant implications towards exposure data collected overthe last 25 years and their subsequent use in the arrival of the dose-response curves. Therefore, it isstrongly recommended that the harmonised use of ‘true reference’ SIMPEDS cyclone that meets theISO (1995) criteria uniformly across the industry would benefit the exposure assessment and compliancedetermination.� 2018 Published by Elsevier B.V. on behalf of China University of Mining & Technology. This is an open

access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

1. Introduction

Respirable dust sampling is pivotal in estimating the ‘dose’ ofindividual worker exposure to dust and in deriving quantitativerespiratory disease risks in epidemiological studies. Based on thepast epidemiological knowledge, it has been established that therespirable dust particle size distribution is critical due to itspotential health effects and quantifying the risks [1]. Respirabledust refers to particles that settle deep within the lungs that arenot ejected by exhaling, coughing, or expulsion by mucus. Sincethese particles are not collected with 100% efficiency by the lungs,

respirable dust is defined in terms of size-selective sampling effi-ciency curves. This had led to internationally recognised respirablesize-selective sampling widely known as the British MedicalResearch Council (BMRC) definition of the respirable dust fractionor Johannesburg curve with a median aerodynamic diameter of5 lm collected with a 50% efficiency (D50) [2]. In reality, thesesize-selective curves represent lung penetration of dust particlesthat dust sampling instruments attempt to replicate. The Interna-tional standards organization (ISO) in 1995 recommended thatthe definition of respirable dust follow the theoretical conventiondescribed by Soderholmwith a D50 of 4 lm [3–5]. An internationalcollaboration for sampling harmonization has led to the agreementon the definitions of health-related aerosol fractions in the

onised

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Fig. 1. Respirable dust size-selective sampling curves.

2 B. Belle / International Journal of Mining Science and Technology xxx (2018) xxx–xxx

work-place, defined as the inhalable, thoracic and respirable curve[3,6–8]. Fig. 1 summarises the BMRC and ISO size-selective curvesfor dust sampling in mines [3,9]. It is important to note that it isnot only a difference in the D50 value but an entire size-selectivecurve. The new respirable size-selective curve is different fromprevious definitions used in the United States, South Africa,Australia and Europe and truly rep-resents an internationalharmonization of the definition of respirable dust.

Therefore, for any personal exposure monitoring, the chosenrespirable dust sampling device should achieve the theoreticalsampling definition criterion as closely as possible to minimizebias using the D50 performance criteria at the recommended flowrates. Due to the complex nature of sampler performance evalua-tions and their differences, regulatory bodies have dealt with thisaspect by decreeing one specific sampling device, (i.e., MiningResearch Establishment (MRE) horizontal plate elutriator, Dorr-Oliver cyclone, HD cyclone), as the reference sampler of choice.What is important herein is whatever sampler is used for exposuremeasurement, they are to be referenced to epidemiological healtheffects data to derive any meaningful benefits.

Formerly, sampling conventions corresponded more to somedevice than to a health-related issues. For example, the BMRC res-pirable aerosol convention adopted in 1959 at the JohannesburgPneumoconiosis Conference fitted the efficiency of the MRE 113Ahorizontal elutriator [1]. The US law declared that the ‘‘respirableaerosol fraction” was the fraction of dust collected by a specificsampler. The ISO (1995) harmonization curve resulted in the stan-dardisation of health-related aerosol fractions independently fromthe samplers used. Today, compliance samplers should conform tothe ISO1995 respirable curve. As a result, there were modificationsand operation specifications of the samplers which required sam-plers to be tested in ideal conditions to yield their sampling effi-ciency curve and their performance expressed by bias maps.While there may be differing views on the choice of sampler tobe used in the industry, the use of D50 as a selection criteria isthe only widely used and accepted criteria for dust sampler selec-tion, in conjunction with the comparative laboratory concentrationtests under controlled calm air conditions.

2. Basics of personal dust samplers

The primary purpose of personal respirable dust sampling is tocharacterize (with regard to mass and size) the quality of the ambi-ent air to evaluate a miner’s dust exposure. The mass of respirabledust inhaled can be determined by sampling. The measurement ofdust in mines is usually carried out using various gravimetric sam-pling instruments. For personal coal mine dust sampling, the dustsampler or cyclone is normally mounted on the upper chest, closeto the collarbone within the breathing zone [10]. The breathingzone is the space around the worker’s face from where the breathis taken, and is generally accepted to extend no more than 30 cmfrom the mouth. Gravimetric dust monitoring involves samplinga known volume of ambient air through a filter. The filters areweighed before and after exposure to determine the mass of

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particles. The collected dust sample is expressed as mass of dust(mg) per cubic meter (m3) of air.

With the acceptance of a defined gravimetric based size-selective sampling, various types of dust samplers called ‘cyclones’were developed and used in mines worldwide since the 1960s [9].Cyclones are named for the rotation of air within its chamber thatseparates and selects dust particles of interest from ambient air-borne dust. The cyclone functions on the basis of a centrifugal forceprinciple, i.e., the rapid circulation of sampled air separates parti-cles according to their aerodynamic diameter.

In a cyclone, non-respirable particles are forced to the peripheryof the airstream, impact the cyclone wall, and collect in a grit pot,while particles less than a specified size remain in the centre of theair stream and deposit onto a pre-weighted filter medium. The sizefraction sampled is very sensitive to type of cyclone used, flow rate,and variations in flow rate. Various commercially availablecyclones can approximate specified size-selective curves when cor-rectly designed and operated at a certain flow rate. Any minordeviation from the recommended flow rate would lead to differ-ences in measured dust results. For example, a small change inflow rate of HD type UK Casella cyclone from 1.9 to 2.2 L/mincan result in differences of up to 20% in measured dust values[11,12]. Both South Africa and Australia have adopted the newsize-selective curve with change in HD type sampler flow ratesfrom 1.9 to 2.2 L/min. Therefore, there may be a need for amend-ment to the exposure limits to incorporate the measurement dif-ferences due to change in sampling flow rates. The impact of thischange is not linear because while higher flow rates result in moreair volume sampled, the dust is of smaller mean particle size, anddifferences between flow rates will depend of the particle size dis-tribution sampled.

With the advent of the internationally accepted respirable size-selective curves, research studies have compared various dustsamplers available for use in mines. What is obvious from the var-ious studies is that there are significant differences in measureddust levels from different samplers measuring the same aerosol[13–16]. The reasons affecting the performance of these differentdust samplers can be attributed to inherent cyclone design, airvelocity, and direction of airflow, humidity, sampler inlet size,geometry, orientation, aerosol particle size, aerosol density differ-ences, electrical charge, particle bounce properties, and conductiveproperties of cy-clones. Globally, over the last 6 decades, varioussize-selective conventions have been used, as well as various typesof personal gravimetric samplers being used by mines. Untilrecently, Feb 2016, in the USA, the Dorr-Oliver 10 mm nyloncyclone was the widely used sampler operated at 2.0 L/min acrossthe entire U.S. coal mining industry [17–19]. On the other hand,most of the European countries (including UK) use the HD typecyclone [15,20–26]. The latest real-time continuous personal dustmonitor (CPDM), PDM3700 uses a HD cyclone operated at 2.2 L/min and manufactured by MESA Laboratories (USA).

The UK HD plastic cyclone or also called the UK SIMPEDS (Safetyin Mines Personal Equipment for Dust Sampling) is used as a refer-ence sampler operating at a flow rate of 2.2 L/min which has beencharacterized previously [27]. The SIMPEDS or Casella cyclonesampler of the generic HD type is recommended for use in theUK for optimal agreement with the respirable convention.

Currently, these HD cyclones are referred to by commercialnames such as Casella, SKC, MESA (formerly BGI). For all cycloneperformance evaluation purposes, HSE uses Casella SIMPEDS plas-tic sampler as a ‘true reference’ sampler. Some of these HD typecyclones are metal as well as the plastic type. It is possible that dif-ferent laboratories recommend different flow rates for the samecyclone.

Another laboratory study investigated various cyclone modelsat a flow rate of 2.1 L/min and observed that D50, increased with

, effect on measured concentration, and proposal for the use of harmonisedol (2018), https://doi.org/10.1016/j.ijmst.2018.07.009

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increasing inner diameter of the vortex tube or surface propertiesof cyclone material [15]. What this would mean is that one sup-plier, for example, Supplier D of a metal or plastic HD cyclonevortex tube with an inner diameter of 3.12 mm would result inhigher D50 of 5.32 lm than the Supplier A of an HD plasticcyclone with a vortex tube with an inner diameter of 3.02 mmD50 of 4.54 lm, a difference in D50 of 0.7 lm. The laboratoryresults and a study by Lidén and Kenney provide the explanationon the differences (of up to twice as large) increased measureddust concentrations by supplier D cyclones when compared withthe Supplier A plastic cyclones [28]. It is certain that manufac-turer modifications such as blacking, tapering of the vortex tubeinlet, and gasket type do influence the cyclone penetrationcurves.

2.1. History of South African gravimetric samplers: a subsectionsample

The original Department of Mineral and Energy Affairs (DME)document titled ‘‘Guidelines for the Gravimetric Sampling of Res-pirable Airborne Dust Concentrations in Coal Mines” for riskassessment in terms of the occupational diseases in mines andworks Act (1973) do not refer to specific dust sampler for use inSouth African mines [29]. However, a note on the instrumentsacceptable as gravimetric samplers documents few samplers asmeeting the following criteria [30]:

(1) The particle size distribution of the dust on the filter in thetest instrument must comply with the ‘Johannesburg Curve’for respirable dust, i.e., particle aerodynamic diameter of lessthan 7 lm.

(2) The coefficient of correlation must be 0.9 for the linearregression line against MRE 113A gravimetric dust sampler.

(3) The standard error of estimate must not exceed 10% of themean sample mass.

(4) A calibration curve is required for deviations of approxi-mately greater than 10% from the reference curve.

However, the approved sampling cyclones suggested during the1980s were HD type SKC and Casella cyclones with relevant filtersand sampling pumps to be operated at 1.9 L/min. There has alsobeen a reference to a Dorr-Oliver cyclone used in conjunction withCOMSA (Chamber of Mines South Africa) inhalable dust samplerused in gold mines that were initially operated at 1.0 L/min andthen changed to be operated at 1.85 L/min or rounded off to1.9 L/min to align with the UK SIMPEDS sampler [31]. Anothertechnical note, documents the use of Gilian GX-37 cyclone,GX-35 cyclone and the Gilian GX-R25 mm cyclone operated at1.9 L/min for use in South African mines [32]. However, the evalu-ations were done merely on mass concentration comparison basis(<5% measured difference) and no information on size-selectivecurves were available.

Although, original gravimetric sampler lists included varioustraditional cyclone manufacturer trade names such as Casellaand SKC, their use at mines has disappeared from the exposuremonitoring regime completely. Currently, in South Africa it isnoted that almost all of the sampling is carried out using locallymanufacturer ‘‘plastic type HD (Envirocon model GX1)” cyclonewithout any published knowledge of its size-selective performanceas required by the original criteria [30]. The reason for the use ofthis particular cyclone head or the operating specifications suchas flow rate of 1.9 or 2.2 L/min could not be established. Interest-ingly, South Africa was the first country in the world to switch overto the new size-selective curve and no amendments to the OEL tocoal dust or silica dust have been made [12].

Please cite this article in press as: Belle B. Evaluation of gravimetric sampler biasperformance based dust sampler for exposure assessment. Int J Min Sci Techn

(1) A French study of fifteen respirable aerosol samplers hadstudied the South African 25 mm GX1 cyclone had notedthat the cyclones when operated at 1.9 and 2.5 L/min flowrate, they conform to BMRC and ISO (1995) respirable curvewith a D50 of 5.81 and 4.21 lm respectively [16]. Despitethe above, author is not aware of any regulatory guidanceon operating these South African manufactured cyclonesused for exposure monitoring.

(2) A HSE size selection characteristic study noted that thelocally manufactured South African cyclones were very sim-ilar in its performance to the HD type SIMPEDS cyclone [33].The HSE tests were carried out at 1.8, 2.0 and 2.3 L/min witha resulting D50 of 5.9, 5 and 4.6 lm. There were no size-selective data for the SA cyclone that were readily availablefrom the HSE to calculate the bias maps [35]. However,without specific testing at a flow rate of 2.2 L/min, recom-mendation of HSE was accepted to operate the SA cycloneoperate at a flow rate of 2.2 L/min to emulate ISO (1995)curve. The HD type SA cyclones have operated at a flow rateof 2.2 L/min since 1997 [36].

2.2. History of Australian gravimetric samplers

Since the adoption of gravimetric sampling in Australia in 1983,both the plastic and aluminum HD cyclones have been used andoperated at 1.9 L/min. As per AS2985, Australian dust sampling fol-lowed the BMRC with a zero efficiency for particles of 7 lm [1,37].The AS2985 recommended dust sampling devices included theBCIRA (British Cast Iron Research Association), HD cyclones andSIMPED cyclones. However, AS2985 made amendments to the def-inition of the respirable dust aligned with the ISO (1995) definitionand cyclones were recommended to be operated at 2.2 L/min flowrate [38,39]. Currently, further investigations have indicated thatalmost all of the sampling in some mining regions is carried outusing a specific manufacturer, ‘‘plastic type HD” cyclone withoutany reference knowledge of its size-selective performance. The rea-son for the selection of this particular supplier of cyclones couldnot be established other than ease of its availability. In addition,conformity of the currently available SKC cyclone or Casellacyclone test evaluation reports that are used in Australia are notreadily available. New South Wales (NSW) amended the occupa-tional exposure limits (OEL) when they switched over to the newsize-selective curve however, Queensland OEL limits were notchanged. In the absence of publicly available original field evalua-tion data, the switch-over to the newly adopted curve has resultedin confusions over the validity of dust limits between the twostates.

As a general observation, other than slight design modifications,the currently available various cyclone particle separators areessentially of the same design as the original cyclone, describedby Higgins and Dewell, as used by and manufactured for the BritishCast Iron Research Association [20]. The UK SIMPEDS sampler, Aus-tralian sampler and the South African (37 mm GX1) are shown inFig. 2a SIMPEDS cyclone Fig. 2b Australian cyclone (AS) Fig. 2cSouth African cyclone (SA).

The air inlet configuration of the SA cyclone sampler is differentto the MESA (formerly BGI), Casella and SKC cyclone samplers. Itcomprises a tangential slot entry rather than the tubular entryfound on the other cyclones. The SA cyclone sampler is a sealedunit and so the vortex finder is permanently attached to thecyclone elutriator.

In the absence of the original HSE data on South African GX1cyclone tests, the author was able to contact and obtain the rawtest results carried out on SA samplers in 1996–97 from the Frenchlaboratory that recommended the sampler to be operated at 2.5 L/min [33,34]. Fig. 3 shows the penetration efficiency of the cyclones

, effect on measured concentration, and proposal for the use of harmonisedol (2018), https://doi.org/10.1016/j.ijmst.2018.07.009

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Fig. 4. Cyclone sampler efficiency testing and dust concentration test set up [40].

Fig. 2. HD test samplers.

Fig. 3. Fractional penetration of particles through South African GX1 gravimetric sampler and Bias map for 2.5 L/min flow rate (using 1996 French test data).

4 B. Belle / International Journal of Mining Science and Technology xxx (2018) xxx–xxx

for different flow rates using the French cyclone size characteriza-tion tests.

From the fractional penetration efficiency and bias map at2.5 L/min for the HD type sampler (25 mm), it is noted that at1.9 L/min the cyclone largely oversamples both BMRC and ISO1995 respirable aerosol fraction. The French study recommendedthat the SA cyclone operate at 2.5 L/min to satisfy the requirementwith a D50 of 4 mm. The French study data noted that SA cyclonedidn’t perform to Johannesburg curve at 1.9 L/min nor the newISO curve when operated at 2.2 L/min. These conflicting Frenchand UK studies necessitated the review of penetration efficiencytests of South African cyclones for operations. In addition, the ser-vice providers or research laboratories both in Australia and SouthAfrica could not demonstrate the exposure monitoring indeedmeets the required respirable dust sampling specification [3].

2.3. Cyclone sampling efficiency and dust concentration tests

The cyclone sampling efficiency and dust concentration testsare very complex and require sophisticated laboratory test cham-bers, which are scarce with handful of expertise on operationalmonitoring experience. Currently, there are very few such facilitiesavailable globally such as in UK, France, Sweden and USA. There-fore, in the absence of such quality facilities in Australia and SouthAfrica, tests were carried out independently at the Health andSafety Executive (HSE) in UK. Tests were carried out to determinethe penetration characteristics of a total of 12 plastic cyclone sam-plers, 3 South African cyclones, 3 used Australian cyclones fromthree different mines, 3 new Australian samplers, and 3 UK SIM-PEDS sampler [40]. The HSE tests are standard cyclone samplingefficiency tests conducted in triplicate. For all comparison pur-poses, the UK SIMPEDS Casella plastic cyclone is considered as a‘true reference sampler’ by the HSE. This is based on the previouslywell-established research study and the evaluation standard setforth by the HSE to the mining industry [27]. The design of thesampler test system is based on that described by Kenny and Lidénused for the measurement of polydisperse aerosol penetrationthrough cyclone samplers inside a calm air chamber and is not dis-cussed here [41]. The approach requires measurements of the aero-dynamic size distribution of an aerosol penetrating through the

Please cite this article in press as: Belle B. Evaluation of gravimetric sampler biasperformance based dust sampler for exposure assessment. Int J Min Sci Techn

cyclone sampler under test and that of the aerosol challenging it.The two size distributions are compared to obtain the penetrationcharacteristics of the cyclone sampler. The experimental cycloneefficiency and dust concentration test set-up is shown in Fig. 4.The laboratory had confirmed that all test cyclone flow rate, beforeand after each test, were found to be within 2% of the target valueof 2.2 L/min.

2.4. Data analysis and calculation of sampler bias for test aerosol

All the data associated with the evaluations in this study wereobtained from the independently commissioned study at the HSElaboratories. The particle size, and cyclone penetration for the ref-erence SIMPEDS plastic cyclone and test cyclone sampler weremeasured as a fraction of the reference aerosol. Using the mea-sured size data, fractional penetration efficiency was plotted todetermine the D50 from the fitted curves for each of the test andreference cyclones. The measured performance data for eachcyclone sampler was assessed against the respirable target conven-tion defined in BS EN 481(1993) [42]. For evaluation purposes, thebias values were calculated for the respirable aerosol size distribu-tion range of 1–30 mm mass median aerodynamic diameter(MMAD) with geometric standard deviation (GSD) range of 1.75–4.0 (step of 0.25) as specified using bias map approach in BS EN13205-2:2014 [43]. Using the calculated bias values, a two-dimensional diagram (bias map) showing the GSD and MMAD onthe axes, and points of equal bias joined to form contours aredrawn. In this paper, the average of all the repeat tests for eachof the gravimetric samplers were calculated and bias maps are

, effect on measured concentration, and proposal for the use of harmonisedol (2018), https://doi.org/10.1016/j.ijmst.2018.07.009

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produced for the identical calm test chamber conditions for testcyclones. For any aerosol size distribution A, the bias in the sam-pled concentration is defined in Workplace exposure—assessmentof sampler performance for measurement of airborne particle con-centrations as [42]:

Di ¼ Di DA; rAð Þ ¼ cCi� CstdCstd

ð1Þ

where Cstd is the concentration that would be sampled by a samplerthat perfectly follows the sampling convention and is a function ofthe sampled aerosol size distribution A; c the correction factor sta-ted either in the manufacturer’s instructions for use or in the rele-vant measuring procedure, but no other correction factor may beapplied to the sampled concentrations, and If no correction factoris stated, c is assigned a value of 1,00; Ci is the mean sampled rela-tive concentration and is a function of the sampled aerosol size dis-tribution A; DA the mass median aerodynamic diameter of thesampled aerosol, A; Di the bias or relative error in the aerosol con-centration measured using the candidate sampler, for aerosol sizedistribution A, and rA the geometric standard deviation (GSD) ofthe sampled aerosol, A.

Similarly, for the sampler flow rate of 2.2 L/min, the fractionalmass sampled (FMS) from a test aerosol with lognormal size distri-bution (aerodynamic mass median diameter, MMAD, and geomet-ric standard deviation [GSD], rg) will be a function of the sizedistribution parameters and the flow rate, Q, and is evaluated asan integral over all aerodynamic particle sizes, Dae [28]

FMS MMAD;rg ;Q� � ¼ corr

Z1

0

eff Dae;Qð Þf ðDae;MMAD;rgÞdDae ð2Þ

where eff(Dae, Q) is the sampler efficiency curve, including mea-sured or assumed aspiration losses; f(Dae, MMAD, rg) the mass dis-tribution density function of an aerosol with parametersMMAD andrg; and corr a correction factor used to over-come sampler bias.

The sampler bias is then calculated for each aerosol size distri-bution selected, and each flow rate (in this study at 2.2 L/min), bycomparing the numerically modelled FMS values to what wouldhave been obtained by an ideal sampler perfectly following a sam-pling convention [28].

biasðMMAD;rg ;QÞ ¼ 100FMSSAMPLE� FMSIDEAL

FMSIDEALð3Þ

2.5. Results and discussions

Table 1 shows the measured particle size at which 50% of theparticles penetrated for all test cyclones (D50) for each test, along

Table 1Summary statistics of measured D50 of SIMPEDS, Australian and South African samplers.

Gravimetric sampler Test-1 Test-2

D50 (mm) Bias D50 (%) D50 (mm) Bias D50 (%)

SA1 5.51 37.75 5.36 34.00SA2 5.87 46.75 5.68 42.00SA3 4.62 15.50 4.68 17.00AS1* 5.80 45.00 5.48 37.00AS2* 6.13 53.25 6.36 59.00AS3* 6.20 55.00 5.85 46.25AS1** 5.70 42.50 5.42 35.50AS2** 6.28 57.00 6.14 53.50AS3** 5.67 41.75 5.65 41.25SIMPEDS1 4.40 10.00 4.36 9.00SIMPEDS2 4.39 9.75 4.33 8.25SIMPEDS3 4.18 4.50 4.18 4.50

* Notes: means the used Australian samplers from different mine sites.** is the New Australian sampler.

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with the percentage deviation, Bias D50, from the D50 of 4 lm givenin BS EN 481 [42]. Fig. 5 shows the average fractional penetrationcurve for the three South African, six Australian (3 used and 3 new)and three SIMPEDS gravimetric samplers, all operated at 2.2 L/minflow rate. The plot also highlights the ISO (1995) respirable con-vention for comparison [3,42].

From Table 1, it is noted that the D50 value for South African,Australian and the SIMPEDS samplers were 5.28, 5.95 and 4.28 mmrespectively. From the tabulated results, it can be clearly seenthat cyclone samplers SA1 and SA2 exhibited a higher positivesampling bias (>35%) compared to the respirable convention fortheoretical aerosols with mass median aerodynamic diameters1–30 lm and geometric standard deviations 1.75–4.00 [3,42]. Theywould therefore be expected to overestimate measurements of therespirable dust in the field. However, SA3 sampler exhibitedunusually lower bias of <20%, but demonstrated significant varia-tions from the other two in terms of sampling performance. Thereason for the higher D50 cut-point and high bias for SA1 andSA2 is not clear as the cyclone specifications are not readily avail-able. Laboratory inspections concluded that there was an observeddifference in the air inlet slot dimension for SA2 which appeared tobe wider than SA1 and SA3 whose dimensions appeared similar. Itwas noticed that the SA1 sampler had been extensively used asthere were signs of wear to the body. Whether these observationswere the cause of the differences in sampling performance is spec-ulative, but it suggests a potential variation in manufacturing tol-erance. On the other hand, the measured D50 of the Australiangravimetric sampler (both new and used) was up to 59% higher(AS2 in Test2) than the target value of 4 mm.

From the Table 1 and Fig. 5 it is noted that the measured D50 forthe South African samplers was considerably higher than the targetvalue of 4 mm i.e. between 33% and 47% higher, except for SA3 sam-pler with a D50 of 4.64 mm for 3 repeat tests. Similarly, measuredD50 for the Australian (used and new) cyclones was considerablyhigher than the target value of 4 mm, i.e. between 35% and 59%higher. In contrast, the measured D50 for the ‘true reference’ UKSIMPEDS plastic cyclone was much closer to the target value i.e.3%–10% higher with an average D50 of 4.28 mm. It is also interestingto note that there are differences in individual Australian andSouth African cyclone samplers or larger scatter in terms of mea-sured D50 values given by a higher coefficient of variation (RSD)in Table 1. Similarly, what is a critical finding from the penetrationplots (Fig. 5) is that both the South African and Australian samplershave a tail of the penetration graph that extends much further intothe larger particle sizes than the reference SIMPEDS UK ‘true’cyclone samplers (i.e., the penetration approaches zero at about8 mm for the SIMPEDS and >15 mm for the South African andAustralian cyclones respectively).

Test-3 Average SD (mm) CV

D50 (mm) Bias D50 (%) D50 (mm) % Bias D50

5.33 33.25 5.40 35.00 0.096 1.795.82 45.50 5.79 44.75 0.098 1.704.61 15.25 4.64 15.92 0.038 0.825.64 41.00 5.64 41.00 0.160 2.846.10 52.50 6.20 54.92 0.142 2.306.00 50.00 6.02 50.42 0.176 2.925.42 35.50 5.51 37.83 0.162 2.936.04 51.00 6.15 53.83 0.121 1.965.71 42.75 5.68 41.92 0.031 0.544.31 7.75 4.36 8.92 0.045 1.044.28 7.00 4.33 8.33 0.055 1.274.12 3.00 4.16 4.00 0.035 0.83

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Fig. 6. Bias map of gravimetric samplers (South Africa-Top), Australian Sampler (Middle) and SIMPEDS sampler (Bottom) for various dust.

Fig. 7. Measured average dust levels under controlled test conditions [40].

Fig. 5. Fractional penetration average of particles through South African (left), Australian (middle) and UK SIMPEDS cyclone (Right) gravimetric samplers as a function ofaerodynamic particle diameter [40].

6 B. Belle / International Journal of Mining Science and Technology xxx (2018) xxx–xxx

Fig. 6 shows the bias maps of gravimetric samplers. Both theSouth African and Australian gravimetric samplers exhibited a highsampling bias, giving a positive bias often greater than 30% higherthan the respirable convention. They would therefore be expectedto overestimate measurements of the respirable concentration ofairborne dust in the workplace.

These independent laboratory results with higher D50 valuesand bias have reinforced the conclusions that the current SouthAfrican and Australian gravimetric samplers significantly overesti-mated the measured respirable dust levels based on size analysesduring field measurements [44]. Regardless of the attributable rea-sons for the non-conformance to the respirable size-selectivecurve, both the current South African and Australian cyclones mustbe discontinued their use in their current design and use [3].

2.6. Measured cyclone dust concentrations

Table 2 and Fig. 7 shows the dust levels measured by each gravi-metric test sampler when exposed to an airborne coal dust cloud inthe HSE laboratory test chamber. The samples of each SIMPEDS andAustralian cyclone sampler gave consistent measurements of thedust concentration, given by a coefficient of variation (CV) valueof less than 5% between samplers for each repeat test. However,the SA cyclone showed a significant variation in performancebetween samplers illustrated by a RSD of 13.3%, 19.2% and 21.5%for each test. This supports the variation in D50 between the threeSA cyclone samplers shown in Table 1. The ratio of SA cyclone sam-pler dust levels to average SIMPEDS cyclone sampler dust levels

Table 2Summary of measured dust levels under controlled coal dust tests.

Test# #1 (mg/m3) #2 (mg/m3)

Sampler Avg SD CV Av

SA1* 8.4 7.2SA2* 10.2 8.9 1.1 13.3 9.0 7.SA3* 8.03 6.2AS1** 10.7 9.0AS2** 11.5 10.9 0.5 4.6 9.7 9.AS3** 10.6 8.9RC1*** 7.4 6.4RC2*** 7.7 7.5 0.2 3.3 6.1 6.RC3*** 7.3 6.5

* Notes: means the South African HD sampler.** is Australian HD sampler.*** is UK SIMPEDS sampler.

Please cite this article in press as: Belle B. Evaluation of gravimetric sampler biasperformance based dust sampler for exposure assessment. Int J Min Sci Techn

increased in the order SA3 (0.99), SA1 (1.13), SA2 (1.40). This isconsistent with the increase in D50 values shown in Table 1 withonly SA3 sampler closely matching the SIMPEDS sampler. The ratioof Australian cyclone dust measurement to SIMPEDS cyclone dustmeasurement is consistently around 1.41–1.53%, i.e., the Aus-tralian cyclone sampler measured approximately 40–50% higherdust levels than the reference SIMPEDS cyclone sampler. This isconsistent with the higher value of D50 measured previously forall three used and new Australian cyclones.

From the laboratory controlled concentration test results it wasnoted that the measured dust levels of gravimetric samplers aresignificantly different when operated at the same sampler flowrates. The average measured dust levels for the South African, Aus-tralian and the UK SIMPEDS samplers for the sampling period were7.87, 9.79 and 6.71 mg/m3 respectively. Using the linear regressionof the data, it can be inferred that there is a positive ‘concentrationmeasurement bias’ in respirable dust levels for Australian and

#3 (mg/m3)

g SD CV Avg SD CV

7.05 1.4 19.1 8.7 7.1 1.5 21.5

5.79.0

2 0.4 4.6 9.6 9.2 0.39 4.258.96.4

3 0.2 3.1 6.2 6.2 0.15 2.486.1

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B. Belle / International Journal of Mining Science and Technology xxx (2018) xxx–xxx 7

South African samplers by 46% and 26% respectively. From an oper-ational perspective, the implications of this findings are significantwhen compliance and epidemiological determinations are made.

3. Conclusions

This paper summarises comparative cyclone penetration effi-ciency and dust concentration results evaluated under controlledconditions between the South African, Australian and the ‘refer-ence true’ SIMPEDS UK reference sampler operated in accordancewith the respirable size-selective curve at a flow rate of2.2 L/min [3]. The following conclusions can be drawn from thesampler evaluations:

(1) The measured D50 for the ‘true reference’ UK SIMPEDS stan-dard plastic cyclone was 4.28 mm. This was within 3%–10% ofthe ISO target MMAD of 4 mm and aligned to the bias mapcriteria.

(2) In contrast, particle penetration efficiency results shownthat the D50 value for South African and the Australian sam-plers were 5.28 and 5.95 mm respectively. The South Africansamplers exhibited a higher positive sampling bias, than thetarget value of 4 mm, i.e., between 33% and 47% higher,except for SA3 sampler with a D50 of 4.64 mm for 3 tests.Similarly, measured D50 for the Australian (used and new)cyclone samplers was considerably higher than the targetvalue of 4 mm, i.e., between 35% and 59% higher.

(3) Based on the particle size penetration plots, both the SouthAfrican and Australian penetration graphs have tails into lar-ger particle sizes than the reference sampler or the ISOcriteria.

(4) Calculated average bias map using the sampling efficiencydata, show that both the South African and Australian gravi-metric samplers exhibited a high positive sampling bias,often greater than 30% higher than the respirable conven-tion. They would therefore be expected to overestimatemeasurements of the respirable dust levels in the workplace.

(5) An independent concentration measurement of dust aerosolshowed that the average measured dust levels for the SouthAfrican, Australian and the UK SIMPEDS samplers for thesampling period were 7.87, 9.79 and 6.71 mg/m3 respec-tively. Based on the laboratory controlled con-centration testconditions, it can be inferred that there is a ‘concentrationmeasurement bias’ in respirable dust levels for Australianand South African samplers by 46% and 26% respectively.From an operational perspective, the implications of thisfindings are significant when compliance and epidemiologi-cal determinations are made.

In summary, an independent laboratory data and their analyseswith higher D50 values and bias have rein-forced the conclusionsthat the current South African and Australian gravimetric samplerresults significantly overestimated the true respirable dust levels.It is acknowledged that the manufacturing challenges of samplers,design variations, inlet geometry variations of samplers, samplermaterial type, and some discrepancies in evaluation methodologydifficulties in particle-size dependent efficiency measurement arewell understood by the aerosol professionals. However, these areknown variables and should not be the reason in over or underes-timation of the personal exposure results whichmay show to causesignificant non-compliance. This also con-tributes to the loss ofconfidence in the exposure data that ultimately gets used in deriv-ing dose-response relationships. This situation can be avoided byfollowing the path of single SIMPEDS sampler in the South Africanand Australian industry. This was the approach used in the USAand in fact current continuous personal dust monitors (CPDMs),

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also commercially known as PDM3700, contain a correction factorto reference their results to the Coal Mine Dust Personal SamplingUnit used since 1969. The benefits of harmonised use of a singletrue standard sampler would enable greater understanding ofexposure data derived worldwide or within the mining industry.Regardless of the attributable reasons for the non-conformanceto the size-selective curve, both the current South African and Aus-tralian cyclones must be discontinued from use in their currentdesign. The study has demonstrated that it is critical to ensurethe samplers used at the mining operations by the third-party ser-vice providers or research laboratories for exposure monitoringindeed demonstrate and meets the respirable dust size-selectiveperformance criteria and quality. Hopefully the findings in thispaper will assist in ensuring the selection and use of the samplersand more importantly, result in the implementation of the har-monised use of prescribed dust sampler for use in the global min-ing industry. This paper and the work contained herein is an effortto improve the exposure monitoring and improve engineering con-trols in workplaces.

Acknowledgments

The author would like to thank J Volkwein (USA) and E Cauda(NIOSH, USA) for their constructive comments and encouragingremarks. Also, appreciates Mr. A. Thorpe (HSE, UK) who carriedout the experimental work and an opportunity to witness thecyclone evaluations, L Kenny (UK) and P Gorner (France) for tech-nical exchanges on laboratory work. Also acknowledge AndrewThomson (SA) for providing the currently used SA samplers forevaluations. The views expressed herein are of the author and donot necessarily represent the views of any organization.

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