Integrated Methods of Passive Solar Building Design
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Transcript of Integrated Methods of Passive Solar Building Design
Integrated Methods of Passive Solar Building Design
A Proposition For a Solar Design-Support System
Margit Rudy
Acknowledgements
Research funded by the FWF (Austrian Science Fund),
in association with the Technical University of Vienna,
Institut für Hochbau für Architekten –
Abteilung Bauphysik und Humanökologische Grundlagen
(former dept. head and project coordinator: a.o.Univ.Prof. Dr.
Erich Panzhauser).
The author would like to especially thank Dr. Klaus Krec for
his contributions to, supervision and continued support of the
work documented in the following.
Vienna, March 1999
Table of Contents
Introduction...............................................................................1
Context ..........................................................................2
Aim & Objectives...........................................................3
Approach & Results.......................................................4
Part 1: The Solar Profiling Method .........................................7
1-1 Solar Geometry...............................................11
1-2 Solar Energy Potential....................................14
1-3 Solar Access ...................................................18
1-4 Site & Building Model ....................................22
1-5 Building Model Details ..................................26
1-6 Solar Gain through Apertures........................29
1-7 Surface Conditions.........................................32
1-8 Basic Thermal Envelope.................................35
1-9 Transition to Thermal Simulation.................38
Part 2: The Calculation Models .............................................40
2-1 Solar Position .................................................44
2-2 Solar Flux through Atmosphere ....................47
2-3 Local Solar Flux .............................................50
2-4 Shading & Resultant Flux ..............................54
2-5 Net Flux through Glazing...............................58
2-6 Spectral Solar Flux.........................................62
2-7 Climate Profiles ..............................................65
2-8 Resultant Air Temperature ............................67
2-9 Preliminary Performance Assessment ...........70
References ...................................................................73
Part 3: The Solar Toolbox ......................................................75
3-1 Solar Site Analysis .........................................77
3-2 Geometric Modeling.......................................83
3-3 Solar Gain Analysis........................................90
Summary & Prospects .............................................................99
Appendix................................................................................100
A: Parameter Studies.........................................102
B: Case Studies .................................................130
C: Glossary of Terms.........................................176
Introduction
1
Introduction
The last two decades have been marked by an increasing pub-
lic awareness of the need for environmentally sensitive solu-
tions in the realm of building design. Given the simple fact
that a major purpose of a built environment is to provide shel-
ter and comfort, the realization that this could and should be
accomplished more intelligently so as to minimize the damage
to the environment has gained acceptance as a strategic
objective.
Whereas active (mechanical and electrical) systems for sup-
plying a working building with the needed energy are tradi-
tionally the domain of engineering specialists, so-called pas-
sive strategies seek to limit the need for auxiliary systems by
designing the building envelope such that it inherently fulfills
thermal tempering functions as extensively as possible under
the given climatic conditions.
In other words, passive energy-use strategies are by definition
a matter of the entire building envelope together with its utili-
zation and, therefore, a core concern of architectural practice.
In order to effectively reduce the negative environmental
impact of erecting and operating buildings – without compro-
mising thermal comfort or other functional and psychological
priorities – architectural design concepts should adequately
reflect environmental concerns from their inception. Such an
integrative approach implies a fundamental departure from
the increasingly common practice of consulting specialists for
energy arguments “after the fact” of architectural design.
Since accounting for local climate is in large part a question of
adequately modeling the influences of solar radiation on the
overall thermal performance of a building, the meaning of the
term passive solar has evolved to encompass nearly all major
strategies of environmentally responsive building design: to
provide comfortable and inexpensive heating in the winter,
cooling in the summer, and daylighting all year round. Con-
cretely, these objectives are also reflected in new building
codes and thermal quality standards emerging in the European
Union (as elsewhere in the world), which prescribe increas-
ingly sophisticated calculations to be performed for building
project permits.
Meeting more complex and stringent thermal quality stan-
dards poses a substantial addition to the tasks required of
building designers. A positive challenge to the supporting
field of building science lies in developing methods which not
only yield the prescribed final calculations, but also serve to
guide the consistent realization of passive energy-use strate-
gies throughout the entire design process.
Context
2
Context
A wealth of quantitative methods and techniques for estimat-
ing solar influences on the thermal behavior of a building
already exist. Nonetheless, the approaches behind these
developments are either engineering-oriented and aimed at
evaluation late in the architectural design process, or too sim-
plified and individually limited in applicability to a single
level of a specific design decision.
The term “design tool” is generally used to encompass all
design-support methods and aids, i.e. “forward-looking”
guidelines as well as “backward-looking” simplified methods.
Theoretically, a guidance tool would be used before each
design step, followed by the use of an evaluation tool after the
step to verify that the desired result was indeed obtained
(Balcombe 1992). Practically, however, such an ideal usage
sequence is only realistic if the individual procedures involve
compatible tools. As it is, in order to effectively implement the
entire range of currently available solar assessment tech-
niques, the architect must first familiarize him/herself with a
varied (and often inconsistent) array of characterizing parame-
ters – a time-comsuming, autodidactic process better left to
specialists after all.
The consequence, not surprisingly, is that very few of the
many potentially valuable instruments in solar building
physics have made their way into the training and practice of
architecture. This may, in part, be due to the fact that most
simplified methods which have been developed especially
with architects in mind are highly derivative in nature, and
thus tend to obscure rather than clarify underlying physical
principles. Moreover, using such a diverse palette of methods
means having to deal with incongruous models and sets of
parameters for each type of evaluation, thus prohibiting the
comparative interpretation of results spanning different design
stages.
In contrast, computer simulations of thermal performance –
which provide data for correlation analysis and thus constitute
the source of many simplified methods – are in some respects
simpler to comprehend as they are much more closely linked
to physical models. With the increasing availability and power
of computer-based methods for simulating thermal behavior,
simulation analysis appears to be gaining feasibility as a
design guidance tool.
There is, however, no doubt that full-scale simulation analysis
is still far too unwieldy and data-intensive for immediate use
during the course of building design, especially at early stages
when key decisions are made. More importantly, even in the
event that such tools should one day become sufficiently con-
venient for architects, the buiding design process in its earliest
stages does not generally include enough thermally relevant
detail information to make simulation results truly indicative
of performance quality.
Aim & Obejctives
3
Aim & Objectives
Designing effective solar design tools entails establishing an
accessible bridge between the information needs of the build-
ing designer and the information provided by building phys-
ics. It is commonly agreed that design-guidance methods in
general – and computer-based design tools in particular –
should be tailored specifically to the working methods of
architects (rather than engineers) if the derived techniques are
to gain full acceptance in actual design practice.
From the architect’s point of view, solar building physics is
immediately relevant to two primary aspects of design consid-
erations: the optimization of thermal comfort and the economy
of means (Anderson 1990). Beyond this, solar design issues
also directly influence lighting options and, ultimately, psy-
chological and aesthetic qualities of the architecture itself. The
relative importance of these design objectives varies according
to the priorities specific to each project as well as to the
designers and clients involved. Generally, however, it can be
said that technical aspects demanding a high degree of pre-
specification for assessment are only of peripheral interest to
the architect at early design stages.
Concretely stated, satisfying the needs described above calls
for a system of design support tools that targets a number of
goals in equal measure, such that it
provides a means for generating custom information
specific to the site, situation, and overall project
objectives;
allows the architect to “gain a feel” for the physical
parameters involved and how the design is developing in
these terms;
requires only input that is horizontally consistent (in
extent and level of detail) with the building design in
progress;
yields answers to design questions as they arise in the
decision-making process;
emphasizes comparative interpretation (qualitities) –
rather than absolute numeric results (quantities);
complements and enhances conventional methods of
describing a building design.
To meet these goals, solar radiation information should ideally
be modeled with the same level of detail and validity as the
geometric information that architects are accustomed to
working with. A tight coupling of solar radiation data and
design geometry from the start of the design process serves to
enhance intuitive understanding of solar influences, as well as
to establish comparable design profiles for competing con-
cepts.
Approach & Results
4
Approach & Results
The crux of the difficulty in developing reasonably convenient
solar design methods which are also adequately comprehen-
sive in application lies in the fact that solar/thermal and archi-
tectural models are the product of diameterically opposite
approaches in integrating factors and, therefore, address con-
cerns according to very different priorities. Whereas architec-
tural design generally takes its point of departure from human-
oriented purposes and thus works “from the inside out,” the
thermal model for simulation analysis focuses on bioclimatic
conditions which are developed mainly “from the outside in.”
This means, for example, that an architect typically has the
primary purpose of the building (e.g., to create interior spaces
intended for a particular human use) in mind from the very
beginning of the design process and develops the building
envelope with material and geometric properties that satisfy
the demands of this purpose in addition to any further objec-
tives associated with the building project, such as architec-
tural expression, use of exterior spaces, influence on the urban
context, and so on out.
The thermal performance of a building, on the other hand, can
only be simulated effectively if first the global setting is clearly
defined, that is, if the climatic conditions specific to the geo-
graphic location, independent of the thermal envelope, are
adequately modeled. Together with a standardized description
of internal conditions which, though purpose-oriented, is
largely independent of the specific building as well, the inter-
action of these two “bounding environments” with a model of
the given building envelope is what is ultimately simulated.
In order to harmonize the development of a consistent thermal
model with building design practice, workable premises
needed to be staked out for the meaningful implementation of
global criteria (i.e. solar/climate conditions) preliminary to
full-scale thermal simulation. The progressive integration of
such criteria entailed
evaluating solar gain modeling approaches and parameters
with respect to their relevance at different stages of the
design decision-making process, and
extracting and rendering the applicable information that is
implicitly yielded by the generalized (parametric) methods
proven to be most flexibly useful.
In this context, an analysis of architectural working methods
and objectives meant first clarifying the information needs at
each point of entry, i.e. which quantitative and qualitative
parameters are meaningful and definable at various typified
design levels. Subsequently, the processing of information
within this framework was addressed, specifically: the form
and level of precision that quantitative data could most use-
fully assume, as well as how the characterizing data is to be
modeled consistently from schematic to detailed design levels.
Finally, appropriate visualization methods were developed in
the form of “mockups” based on the calculation results of
Approach & Results
5
extensive parameter and case studies (see Appendix for
details). The types of renderings and other graphic representa-
tions which most readily support accurate qualitative interpre-
tation could thus be verified.
An important issue in this context was the decision to model
conditions parametrically as extensively as possible from the
base up and thereby avoid statistically derived factors in favor
of more generally understandable physical dimensions. It is
generally acknowledged that thermal performance assess-
ments of environmentally responsive design are highly sensi-
tive to preliminary assumptions made about solar/climate fac-
tors. Reliable assumptions are not only necessary for reliable
simulation, but can also be used effectively for pre-simulation
analysis of solar design potential. Systematic parameter stud-
ies allow key quantities – and thus qualities – to be pinpointed
at the earliest stages such that their relative impact may be
assessed for horizontal consistency with a given building
design decision.
A rundown of the application model underlying the design
guidance system presented here is given in Part 1: The Solar
Profiling Method. Since it is in the early stages that the most
significant decisions are made regarding sizing, placement,
and orientation of the building volume, design tools are rec-
ommended which inform such key decisions in a schematic
manner that is both flexibly specific and immediately inter-
pretable. Furthermore, the energy information gained should
remain consistently applicable through subsequent design
stages and, ultimately, serve as part of an overall thermal
model.
The desired flexibility is best obtained by basing the solar
design guidance methods on a cohesive set of analytical
descriptions, which are treated in Part 2: The Calculation
Models. This proves especially useful for describing solar
radiation – as opposed to the standard method of relying on
climate databases for relatively coarse and situationally
unspecific radiation data. Though at first glance it may seem a
more complicated proposition to work with custom calculated
radiation data than to simply “plug in” a standardized sub-set
from a reference climate database (or use tabulated monthly
values for simplified parameters), this potential objection loses
its validity upon closer scrutiny.
The first and most obvious advantage to an analytical model is
the relative independence it affords the building designer,
who typically has other concerns than that of drumming up,
evaluating the consistency and analyzing the applicability of,
for example, available climate data. A computer-based imple-
mentation of the parametric radiation model can immediately
be used – without much further ado and with minimal compu-
tation time – to generate plausible solar geometry and radia-
tion data for building sites situated anywhere on the globe.
The second, less conspicuous, but equally important advan-
tage lies in the manageability and, therefore, interpretability of
preliminary results. Instead of handling unwieldy tables of
numeric values, which are generally impenetrable for anyone
Approach & Results
6
but an expert, the parametric approach allows the
development of the thermal simulation model in parallel with
progressively detailed design stages. Thus each stage can be
consistently characterized as well as documented with
relatively manageable sets of parameters (profiles).
Above all, the parametric approach lets the designer extract
valuable information to guide running decisions in a custom-
ized manner, that is, derive sketch assessments of parameter
impact which are considerably more specific and secure than
general “rules of thumb.” The concept for a prototypical
implementation of the necessary computational tools is
described in Part 3: The Solar Toolbox.
Part 1
7
Part 1: The Solar Profiling Method
The entire extent of the building design process can be broken
down into four main phases in order to roughly categorize the
types of design decisions encountered and tools needed
(Balcombe 1992, chapter 10):
1. Conceptual phase, which covers programming,
site/situation analysis, and an assessment of basic options
for building shape and placement.
2. Schematic phase, which entails the commitment to a basic
design strategy and certain key functional, structural, and
architectural aspects of a preliminary design concept.
3. Developmental phase, in which the design concept evolves
in increasing depth and detail, ideally in a manner which
progressively verifies the chosen strategy.
4. Final phase, which includes detailing and technical fine-
tuning of building components as well as construction
documentation.
The specific content of each phase is, of course, dependent on
the concrete project, and especially on whether the design is
for new or retrofit construction. Nonetheless, the four
described stages do provide a theoretical framework for relat-
ing thermal considerations in general – and solar parameters
in particular – to more or less equivalent levels of design
information (figure 1.1).
Fig. 1.1
Correlation of typical building design phases with
solar/climate profile levels.
Part 1
8
The data required for the solar and climatic aspects of an
overall thermal simulation model conveniently coincide with
information that is available at the earliest stages of the
building design process, i.e. during the conceptual phase of
new construction. The objective of the solar profiling method
is to utilize this information to reveal as much as possible
about where the design stands in solar terms – without making
any premature assumptions as to the thermal properties of the
building envelope. As the design model is developed through
subsequent levels, it should yield further and increasingly
specific profiles, and ultimately serve as the basis for more
involved thermal performance assessments.
In order to facilitate the understanding of solar dimensions in
a schematic yet consistent fashion, the profiling method on
the whole works with physical dimensions of energy and
geometry (e.g., W/m2). It aims to characterize a building’s solar
potential from the conceptual stage on; hence, the initial
emphasis is not so much on computing absolute numeric
quantities as it is on generating qualitatively comparable visu-
alizations and renderings. Calculation results in numeric form
may also be re-combined for the purpose of correlating
solar/climate profiles with other simplified methods, since
these often work with some form of dimensionless ratios
(Balcombe 1980, Moore 1985, ASHRAE 1989, Lechner 1991,
Goulding 1993, see also 2-9 Preliminary Performance
Assessment).
Regarding the choice of terminology, an effort has been made
to select a concordant set of solar terms from the numerous
synonyms stemming from different fields. Wherever possible
without contradicting definitively established conventions,
terms were chosen to underscore the characteristic quality of
primary solar dimensions as defined in this particular context
(e.g., “specific flux” instead of “irradiation density” or other
available synonyms). The most commonly used equivalent
terms are included for reference in Appendix C: Glossary of
Terms.
As mentioned in the Introduction, any prospective thermal
simulation results are particularly sensitive to the description
of solar and climate boundary conditions. With solar design
considerations, assessing the impact of decisions on diurnal
patterns is just as important as grasping the effect over an
annual cycle. This makes it necessary to “sample” individual
days of the year in order to obtain an informative picture of
the relevant diurnal patterns.
The choice of which days of the year to sample is especially
important if the results obtained are to bear relevance for later
evaluations related to thermal performance. It essentially
depends on whether the cases to be eventually considered
later on in the design process are typical or extreme (criti-
cal/optimal) in thermal terms. This, in turn, is a question of
the thrust of analysis beyond the strictly solar issues that can
be addressed initially, and should be kept in mind from the
very beginning in the course of developing design case
models.
Part 1
9
Another way of looking at it is in terms of design scenarios,
which are best classified by the nature of the answers sought,
in conjunction with the design model in progress. Generally
speaking, extreme scenarios more readily point up the impact
under either critical or “best case” conditions, making them
most useful in the earliest stages, both for avoiding solar
design mistakes as well as optimizing the use of solar poten-
tial. Typical scenarios, which are necessary to reliably esti-
mate the performance of a given building design under actu-
ally expected conditions, come to bear mainly in later phases.
Thus initial solar/climate profiles are not only defined by the
types of questions commonly asked during early design
phases, but also implicitly targeted at future thermal profiles.
Some examples of such questions, along with illustrations of
the types of answers obtainable, are included in the following
sections. These are structured with respect to the progressive
levels of case model development, as well as the underlying
architectural design issues.
In this context, it is important to distinguish between reference
data and parametric profiles (figure 1.2). Reference type input
(such as a standardized Test Reference Year of climate data
[Solar Energy Laboratory 1994]) yields sample results aimed at
rendering a typical scenario as realistically as possible, and is
therefore usually highly detailed.
Fig. 1.2
Parametric profiles vs. reference data:
diurnal sample of incident solar flux [W/m2] on horizontal
surface (and normal on theoretical tracking surface).
Part 1
10
However, results based on such high resolution data can be
deceiving if used to ascertain the impact of a particular design
parameter (e.g., tilting a façade, enlarging an aperture, etc.),
since the raw data may be sampled inadvertently so as to mask
criteria that are most critical to the diurnal behavior in
question.
Extensive reference data sets that encompass a full year of
diurnal solar/climate conditions in highly realistic form are
appropriate for final evaluations or when concrete predictions
are sought, but they lack the necessary abstraction to reveal
characteristic information as needed for design guidance.
In contrast, a parametric profile characterizes temporal radia-
tion data by means of parameterization in solar terms before
sampling. This form of mathematical abstraction ensures that
any diurnal samples retain the information about the influ-
ence of design-relevant parameters in a consistent manner
throughout various levels of analysis.
1-1 Solar Geometry
11
1-1 Solar Geometry
The task of programming a building project entails defining
the primary project requirements and constraints (in terms of
function, location, space, access, budget, etc.). Such program
specifications can be extended to encompass target values for
thermal performance, thermal comfort, daylighting, and other
energy-related objectives. Together with the givens of the local
climatic situation, these objectives dictate which days of the
year would best be sampled for the purpose of developing a
characteristic set of diurnal profiles.
Programming is typically accompanied by a thorough site
analysis for determining the range of basic design options
given by the urban context, available space for building,
pedestrian and vehicular access, building regulations. and so
on. Analogously, a solar site analysis seeks to profile climate
conditions and solar potential in such a manner that an initial
assessment of promising solar design strategies can be made.
In the case of retrofit design, programming and site analysis
also require a complete description of the existing structure to
be adapted. Energetically, the basic solar site analysis would
be rounded out with evaluations of the current state of solar
access, overall thermal performance, the thermal behavior of
characteristic components, as well as the thermal quality of
critical details.
1-1 Solar Geometry
12
Fig. 1.3
Solar path diagram for summer and winter dates:
Honolulu, USA – Vienna, Austria – Narvik, Norway.
Set against such thermal base case profiles, comparative
simulations of alternate concepts for remodeling the existing
structure could then inform the choice of solar strategy and
the combination of systems to be best integrated into the
existing situation (see also Appendix B: Case Studies).
The first step of solar site analysis is to define a set of season-
ally characteristic dates of the year, depending on the basic
properties of the climate zone as well as the focus of the proj-
ect’s solar energy-related objectives. These dates are estab-
lished at the beginning of the profiling method and main-
tained throughout all levels of early analysis so that the
profiles may be consistently interpreted and compared. Since
the design model becomes very complex with the addition of
geometric information at later stages, it is strongly recom-
mended that the sampling of dates be reduced to a maximum
of three at the start. Otherwise, the number of combinations
for which profiles can be generated soon becomes unmanage-
able, with an increased likelihood of losing sight of meaning-
ful information.
For mild to tropical climates in which the annual and diurnal
temperatures swings are minor in comparison to the variations
in solar radiation, days that characterize solar seasons are
most informative: winter and summer solstices, with an equi-
nox as transition. In such locations, design decisions are pri-
marily directed by the the handling of solar geometry for year-
round shading and optimized energy collection systems (pas-
sive or active), while thermal performance issues are of secon-
dary importance.
1-1 Solar Geometry
13
Fig. 1.4
Tracking surface rendering of the same solar paths as in fig.
1.3.
For locations in which the ambient mean temperatures vary
significantly (thus requiring a fair degree of interior tempering
most of the year), it is more useful to characterize climate sea-
sons: mid-month days in January and July, with April as a
transition month. Design issues here usually involve mixed
passive strategies for optimally harvesting solar energy in cold
weather and avoiding/exhausting excess solar gain in warm
weather. Therefore, the thermal performance of the building
envelope plays a dominant role in design development.
Given just the basic information of site location – geographic
latitude and longitude, along with the applicable time zone
meridian – the diurnal paths of the sun associated with the
seasonal dates can already be calculated (see 2-1 Solar Posi-
tion for specifics on the calculation of these results).
Alternately to a solar path diagram as shown in figure 1.3, a
three-dimensional “terrestrial” rendering can be generated to
visualize this characteristic solar geometry as a theoretical
tracking surface, that is, a plane assumed to ideally follow the
daily path of the sun from sunrise to sunset around the hemi-
sphere of a pre-defined model space. By showing the tracking
surface as discrete unit planes at hourly positions (as in figure
1.4), information about the local time in relation to the sun’s
path is also conveyed in such a rendering.
1-2 Solar Energy Potential
14
1-2 Solar Energy Potential
The incident radiation on a tracking surface as illustrated in
the previous section is, by definition, normal to the surface at
all times during the day. Since this quantity represents the
maximum possible solar flux that can be received at the given
geographic location at any given time, it is a measure of the
solar energy potential, or flux envelope, of the site.
The calculation of a diurnal flux envelope requires the defini-
tion of some basic parameters to characterize the atmosphere
and surrounding terrain: site altitude, haziness and scatter,
and ground-reflectance (detailed descriptions in 2-2 Solar
Flux through Atmosphere and 2-3 Local Solar Flux).
These parameters are used to generate an irradiation profile
that shows the day sums of the flux envelope on the given
dates, whereby the global results can be broken down into
solar flux components for direct, diffuse sky, and diffuse
ground-reflected radiation (figure 1.5). The diurnal patterns of
this quantity, i.e. global radiation or one of its components, are
conveyed through a composite flux plot (figure 1.6).
Site altitude can be viewed as an atmospheric parameter in
that it determines the distance of atmosphere, or optical air
mass, that solar flux passes through before reaching the earth’s
surface. This measure, in turn, affects the degree of atmos-
pheric attenuation of the incoming radiation, especially at low
solar elevations (when the distance is longest).
1-2 Solar Energy Potential
15
Fig. 1.5
Profile of the day sums of solar flux on a tracking surface:
clear skies (A) and overcast (B) – summer/winter, Vienna.
The meteorological parameters for haziness and scatter can be
derived from empirical data for direct/diffuse radiation on a
horizontal surface – in the unlikely event that such informa-
tion is immediately available for the geographic location in
question. Fortunately, it is not necessary (or even desirable) to
work with measured meteorological data during initial site
analysis, since the type of information sought generally
focuses on the “best case” with respect to the site’s solar
energy potential. To this end, meaningful profiles can be
obtained by simply applying standard parameters that
describe the haziness and scatter on a cloudless day. The
ground-reflectance of the surrounding terrain can also
generally be assumed as standard without any loss in
applicability.
Such flux envelope profiles are entirely site-specific, as they
are specially calculated for the given geographic location and
altitude. These results may also be used to design the geome-
try of double-axis tracking collectors and subsequently gauge
the amount of energy that could ideally be harvested (figure
1.7).
A further aspect of the site situation which should be modeled
at this point are distant-field obstructions in the form of hori-
zon elevations (e.g., mountains). Since the direct component
of the calculated flux envelope is blocked at low solar eleva-
tions on days when the sun rises or sets “behind” an elevated
portion of the horizon, this type of obstruction can have a
noticeable impact on the given solar energy potential of the
location (figure 1.8, defined in 2-3 Local Solar Flux).
1-2 Solar Energy Potential
16
Fig. 1.6
Diurnal plots of the solar flux envelope in fig. 1.5, clear skies.
Fig. 1.7
Photovoltaic collector tree (“Solarbaum”) in Gleisdorf, Austria,
design: H. Skerbisch & W. Schiefer.
1-2 Solar Energy Potential
17
Fig. 1.8
Site situation with distant-field obstructions:
solar path diagram and tracking surface rendering with a
partially elevated horizon.
1-3 Solar Access
18
1-3 Solar Access
For any surface plane with a fixed orientation, the incident
radiation depends on the angle of incidence specific to the
orientation at any given time. In other words, the local geome-
try of such a surface plane in terms of azimuth and tilt deter-
mines its specific solar flux (see also in 2-3 Local Solar Flux).
This quantity will always be less than or equal to the momen-
tary flux envelope, which is the normal radiation on an ideal
tracking surface as defined in the previous chapter.
A given site situation usually implies certain key orientations
(e.g., street front, roof), which constrain the locally usable
potential for receiving solar energy. Irradiation profiles and
plots of the specific solar flux on such key orientations in rela-
tion to the flux envelope show the magnitude of these con-
straints (figure 1.9, 1.10). Associated plots of the incident
angles reveal the interrelationship between local and solar
geometry (figure 1.11).
By enabling a preliminary assessment of optimal (or critical)
local geometry, these results inform initial decisions about
building placement and sizing during the conceptual phase of
design. Important design decisions to secure solar access
should also account for future building developments as well
as growing trees and other issues of general landscaping. If
properly applied at the urban planning level (Schempp,
Krampen, and Möllring 1992), such goals do not necessarily
mean a loss in density and can be well-integrated in zoning
restrictions.
1-3 Solar Access
19
Fig. 1.9
Profile of the specific flux day sums [Wh/m2]
set against respective flux envelopes:
facades facing south (A), southwest (B), west (C), north (D)
(summer/winter, Vienna, clear skies).
The question of how to optimally harvest incident energy is a
special focus when the design objective includes the integra-
tion of active solar system components such as photovoltaic
panels (figure 1.12). In certain situations, it may be useful to
compare the effect of ground-reflectance in conjunction with
decisions about tilting façade surfaces (figure 1.13).
Specific flux and angles of incidence show which of the pos-
sible orientations could most effectively contain apertures for
collecting solar gain, while at the same time giving a first indi-
cation of the potential for overheating (figure 1.14). Further-
more, knowing the relative position of the incident direct
beam over the course of the day allows significant middle-
field obstructions to be spotted already at this stage, before
explicitly modeling them in the next level.
1-3 Solar Access
20
Fig. 1.10
Diurnal plots of the global specific flux [W/m2] for one date in
fig. 1.9: summer – south (A), west (C), north (D).
Fig. 1.11
Angles of incidence [deg] of direct beams from fig. 1.10.
Figure 1.12
Photovoltaic panels integrated in the south façade of a power
station in Rieden, Austria, design: stromaufwärts, H. Wirt.
1-3 Solar Access
21
Fig. 1.13
Specific flux comparison:
façade tilted towards sky (+20°) and ground (-20°) with
different ground-reflectances.
Fig. 1.14
Sunspace addition to a single family dwelling in Himberg,
Austria, design: Mihály Táksás.
1-4 Site & Building Model
22
1-4 Site & Building Model
Existing buildings surrounding or on the site constitute sig-
nificant middle-field obstructions, especially in an urban con-
text. A complete picture of the site situation with respect to
overall solar access can be gained by analyzing a three-dimen-
sional site model for shading patterns over the course of the
selected days (e.g. hourly “snapshots”, figure 1.15). Beyond
helping to avoid egregious misassumptions, gauging the rela-
tive reductions in overall insolation due to existing or
designed obstructions provides a valuable measure for work-
ing with solar geometry consciously and effectively.
During the schematic phase of design, modeling these middle-
field obstructions together with the projected building entails
specifying the positions and contours of main exterior surface
planes (facades and other walls, roof surfaces), in addition to
their orientations (azimuths and tilts).
The surface planes that describe the projected building are the
ones in question in terms of resultant solar flux, that is, the
quantities of solar flux received over the extent of a surface
after accounting for direct beam obstructions. Consequently, it
is practical to treat only these planes as incident surfaces to
the end of generating design-specific results (for a full descrip-
tion of the handling of geometric surface models in conjunc-
tion with radiation data, see 2-4 Shading & Resultant Flux).
1-4 Site & Building Model
23
Fig. 1.15
Shading pattern on model ground plane:
site situation with existing and projected buildings.
As illustrated in figures 1.16 and 1.17, two and three-dimen-
sional renderings of the insolated model visualize resultant
flux by coupling the shading patterns that result over the
course of a day with specific solar flux information. Irradiation
profiles of resultant flux convey the relative quantities of solar
energy received on principal building surfaces, as well as the
impact of any middle-field obstructions (figure 1.18). For sur-
face areas that are the focus of further design development, a
diurnal plot of the resultant flux also shows the time span
during which the direct beam obstruction occurs (figure 1.19).
In conjunction with the relative positions of the direct beam
(angles of incidence obtained at the previous level), resultant
flux profiles can be informative for successive design revisions
aimed at both the utilization of solar energy during the heating
season and the avoidance of interior solar gain during the
cooling season.
Generally speaking, solar profiles for guiding decisions up to
this point focus on potential results mainly for identifying
critical situations as well as staking out reasonable perform-
ance ranges based on a minimum of specific design informa-
tion. On the basis of such assessments, the schematic design
concept may then reflect the reasoned commitment to a par-
ticular solar design strategy in the further development of the
overall building design.
1-4 Site & Building Model
24
Fig. 1.16
Flux pattern on incident surfaces of model:
existing and projected buildings.
Fig. 1.17
Flux pattern on key incident surfaces of model:
elevation of projected building (WSW).
1-4 Site & Building Model
25
Fig. 1.18
Profile of the resultant flux day sums [Wh]:
key surface areas of projected building (main façade
orientations SSE and WSW), winter, clear skies.
Fig. 1.19
Diurnal plot of global resultant flux [W] on an incident surface
area: SW-facing, winter, clear skies.
1-5 Building Model Details
26
1-5 Building Model Details
As other constraints weigh into the developing design, com-
mitted information about the projected building gains depth
and detail. Central design issues that arise at this stage revolve
around aperture placement and sizing for all manner of solar
collection. The schematic building model is enhanced with
details of aperture and room contours to enable evaluations of
the resultant flux on such typically critical areas.
Particular attention must be paid to the question of whether or
not a given room is likely to overheat because of excess
amounts of solar gain entering via the apertures. Overheating
problems are usually caused by design errors, whereby over-
heating may even occur in the winter if, for example, the
south glazing is oversized, or the thermal storage mass proves
insufficient for the amount of direct gain. Such potential
design errors can be anticipated with the aid of two-dimen-
sional renderings of the flux on detailed areas of a façade (fig-
ure 1.20).
Where a tendency to overheat has been identified, it can most
likely be corrected at this stage by manipulating the aperture
areas and/or adding shading elements. If the resultant flux on
the areas under scrutiny remains critical, further reductions
can be achieved by considering a re-design of the building
model, especially with regard to the placement of surfaces
which need to include large apertures.
1-5 Building Model Details
27
Fig. 1.20
Flux/shading pattern on glazed apertures/surface areas:
façade detail of projected building (SSE).
Near-field obstructions intended to protect an aperture from
the direct beam are modeled in the simplified form of
orthogonal shading elements (overhangs and wingwalls),
whereby the minimum required design dimensions can be
derived from the angle of incidence at the time of peak flux for
the aperture in question (figure 1.21). In some cases, details of
the glazing structure (framing) may already cause a significant
reduction in resultant flux and, therefore, would also need to
be modeled before making other changes (figure 1.22).
A second focus of evaluation, both for profiles based on solar
seasons and for the winter case of climate-based profiles (see
1-1 Solar Geometry) is the solar collection strategy, that is, the
question of how to maximize use of the available solar energy
within the geometric framework of the given building design.
Comparative renderings of resultant flux allow the contextual
analysis of generic options for deciding where and which pri-
mary solar systems may be implemented most effectively in
further design stages (e.g., buffer spaces, Trombe walls, pas-
sive cooling ventilation configurations, wind-sheltered collec-
tors, insulating shutters, etc.). Daylighting considerations are
initially treated in connection with the next level of design
focus profiles, 1-6 Solar Gain.
1-5 Building Model Details
28
Fig. 1.21
Geometry of shading elements based on peak beam angles:
placement and minimum sizing of an overhang.
Fig. 1.22
Resultant shading effect of aperture details:
glazing structure on a tilted façade.
1-6 Solar Gain through Apertures
29
1-6 Solar Gain through Apertures
First considerations about glazing options typically go hand-
in-hand with the more detailed design of the projected build-
ing. In combination with a parametric model for solar-optical
glazing properties, such givens allow a first look at the quanti-
ties of direct solar gain, i.e. the net flux that can be expected to
pass through transparent components to the building’s interior
spaces (see 2-5 Net Flux through Apertures).
The transmission of solar flux through glazing transforms it
such that the relevant components at this stage are primary
gain (directly transmitted) and secondary gain (absorbed and
emitted inwards as long-wave radiation). To calculate these
quantities, the glazing is characterized by three key solar-
optical properties: total solar energy transmittance, solar direct
transmittance, and directional transmittance. Data for the
directional response of a particular glazing type, that is, how
the transmittance varies according to the angle of incidence, is
generally not available from manufacturers. Fortunately, this
parameter can be generically classified by the types of glazing
commonly used in architectural design, e.g.: clear glass,
translucent white glass, gray/bronze or green (“heat-
absorbing”) glass, light-reflecting film, glass block, etc.
1-6 Solar Gain through Apertures
30
Fig. 1.23
Profile of solar gain day sums [Wh] through glazed apertures –
net flux after obstruction and solar-optical glazing properties:
g=0.71/t =0.65/double (A) and g=0.48/t=0.29/triple (B)
– standard clear glass.
Solar gain profiles are most meaningfully generated for the
combined net flux through all the apertures of a given room,
which has been modeled as a building detail (figure 1.23). If
the profiles at this level confirm an overheating tendency
which cannot be remedied by appropriately specified glazing,
then the apertures and associated shading elements (near-field
obstructions) need to be modified.
Beyond passive heating and cooling, a further passive strategy
that becomes relevant at this stage is that of daylighting. This
is especially effective in institutional and commercial build-
ings, which are used mostly during the daytime. Since the
primary gain through glazing is largely in the visible range of
the spectrum (luminous flux, see 2-6 Spectral Solar Flux),
there is a natural synergy between daylighting and passive
solar heating if the windows used for daylighting are also used
to collect solar energy.
It is also possible to reduce the cooling requirements of these
buildings, since much of the cooling load in them is due to
heat generated by artificial light (natural light contains more
luminous flux in relation to the infrared). Of course, to actu-
ally save energy effectively, artificial lighting systems and
their controls must be integrated well in further design
development.
1-6 Solar Gain through Apertures
31
Fig. 1.24
Diurnal plot of solar gain [W] through a glazed aperture –
net flux after obstruction and solar-optical glazing properties.
The directly transmitted primary gain retains its directional
distribution, so information about the angle of incidence can
be used to control the quality of natural light and keep direct
beam radiation from penetrating the building (figure 1.24).
Glare can be avoided, for example, by keeping apertures that
are used strictly for daylighting above eye level, as well as by
strategically placing shading elements (louvers or baffles) to
diffusely reflect the direct component of resultant flux (1-5
Building Details).
1-7 Surface Conditions
32
1-7 Surface Conditions
Radiation absorbed by opaque building components as well as
the exchange of long-wave radiation with the sky have a
strong influence on the momentarily effective temperatures at
exposed surfaces and, therefore, on the indirect solar gain by
means of conduction and convection. The calculation of these
forms of heat transfer crosses over into the realm of thermal
simulation. Nonetheless, a sense of the dimension of such
effects can still be obtained as soon as design decisions about
building materials and surface finishes become an issue and
sufficient parameters are defined for calculating the sol-air
temperature or, even better, the radiant air temperature at
exposed surfaces (for a description of this approach, see 2-8
Resultant Air Temperature).
Solar absorptances are separately defined for transparent and
opaque building components, which correspond to the glazed
apertures and remainder areas of the surface elements as mod-
eled up to this point. Ambient air temperature is applied in
the form of a diurnal profile analogous to the incident solar
flux. Taken together with the resultant flux profiles that
account for shading patterns, these three influences (absorp-
tance, air temperature, and solar radiation) result in an effec-
tive temperature pattern at the surfaces of the building model
as illustrated in figure 1.25.
1-7 Surface Conditions
33
Fig. 1.25
Temperature pattern on incident surfaces of model:
aperture and room details of projected building.
The resultant air temperature at any given moment is then the
average radiant air temperature over the extent of a surface
area (transparent or opaque), which is distinguished by the
assumed solar absorptance in addition to its geometric proper-
ties (figure 1.26). As can generally be expected during the day,
this value is very close to the ambient air temperature at
surfaces receiving only diffuse radiation, and significantly
higher than the surrounding temperature where direct beam
radiation is incident on highly absorptive surfaces.
At night, with cooler temperatures and in the absence of all
solar flux, net losses in the exchange of long-wave radiation
with the sky may result in radiant air temperatures that are
noticeably below the ambient air temperature (especially
under cloudless conditions). Depending on the overall design
objectives, this latter effect may also be tapped as a night-time
cooling resource during the overheated season.
Profiles of resultant air temperature are primarily targeted at
the next level (1-8 Basic Thermal Envelope), where they are
applied as the boundary condition for performing preliminary
assessments of thermal performance. Since such assessments
are mainly relevant to the interseasonal analysis of climate
extremes, i.e. mid-month dates for the warmest and coolest
months of the year, the underlying diurnal profiles of ambient
air temperature are best generated on the basis of monthly
mean values for temperature minima and maxima (2-7 Cli-
mate Profiles). Plausible values for this basic type of mete-
orological data are commonly available for most sites.
1-7 Surface Conditions
34
Fig. 1.26
Diurnal plots of resultant (radiant) air temperature [°C] at
glazed and opaque areas of a SW-facing surface.
1-8 Basic Thermal Envelope
35
1-8 Basic Thermal Envelope
The ramifications of running design decisions with respect to
the solar strategy should be checked regularly by means of
comparative target evaluations of competing solutions. This
process is best supported by solar profiles which successively
tighten the originally assessed potential to values more spe-
cifically characteristic of design options already decided upon.
As the available amount and stringency of the design informa-
tion grows, calculations requiring increasingly detailed infor-
mation yield estimated results that ideally should provide a
measure of the design’s performance in terms of the energy-
related objectives that were initially specified in the concep-
tual design phase.
Whether explicitly or implicitly, the demand for thermal com-
fort lies at the heart of virtually all the building design objec-
tives that concern energy. The definitive quantification of this
objective, however, is hardly possible since it is part physio-
logical, part psychological, and depends on the unpredictable
combination of a variety of factors (such as air temperature,
surface temperature, air motion, relative humidity, as well as
air quality, age, activity rate, clothing, season, cultural setting,
etc.).
1-8 Basic Thermal Envelope
36
Fig. 1.27
Profile of mean resultant temperature [°C] in rooms of model:
summer date, free-running.
Usually only one aspect, the interior air temperature, is evalu-
ated as a basic measure of thermal comfort. Under free-run-
ning conditions, stable interior temperatures can only be
ensured with effective thermal distribution, that is, if adequate
thermal mass for heat storage is properly located in relation to
major solar gain.
Though the effect of heat storage on the temperature swing
can only be calculated by means of dynamic thermal simula-
tion, the resulting mean interior temperature can be estimated
if periodically stable conditions are assumed (see also 2-9 Pre-
liminary Performance Assessment). This is a reasonable basis
for checking the overheating potential in the especially critical
situation of a longer summer heat wave. Results that show a
higher than tolerable mean temperatures are certainly unac-
ceptable, whatever the dampening effect of thermal mass may
be (figure 1.27). Time-dependent simulation is required to
account for diurnal ventilation patterns (forced or natural),
which are of special interest with respect to passive cooling
strategies.
A complementary question is that of how much energy is
needed to maintain a specified interior temperature. The mean
results for heat flow can be checked for critical summer condi-
tions or optimal winter conditions based on the same steady-
state assumption. Whereas inward flows correspond to the
cooling load without ventilation, outward flows convey heat
losses. Since ventilation strategies are not of primary concern
in the winter, heat loss profiles give a reasonable estimate of
the auxiliary heating energy demand.
1-8 Basic Thermal Envelope
37
Given the essential boundary conditions as already defined up
to this stage – net flux through glazing and resultant air tem-
perature at the surface components – diurnal mean tempera-
ture or heat flow can be calculated in a simplified fashion
without extensive additional modeling. The building surface
model need only be supplemented with basic information
about the (one-dimensional) thermal conductance of exterior
surface components.
Concretely, this means first defining which surface elements
comprise the thermal envelope, and then assigning U-values
to the opaque areas and glazed apertures of these exterior sur-
faces. An overall U-value is then easily calculated for the basic
thermal envelope model (without thermal bridges and compo-
nents in contact with the ground) to provide an initial meas-
ure for the thermal quality of the building’s design geometry.
1-9 Transition to Thermal Simulation
38
1-9 Transition to Thermal Simulation
The emphasis of analysis shifts from comparison to prediction
in the final stages of the design process, when the design has
developed to the point where its thermal envelope, apertures,
and mass size can be tightly defined. Generally stated, this
means that the goal of numeric analysis is to predict the need
for auxiliary heating, lighting, or cooling under average cli-
mate conditions. Once a set of results profiling the amount of
solar energy that an overall design concept has to work with
has been established, more complex design components such
as thermal buffers – which fully utilize the time-dependent
nature of solar gain – can be optimized with the help of small-
scale dynamic simulations of their thermal behavior.
Such simulation analysis allows comparisons between whole
systems over a typical heating or cooling season in order to
reliably distinguish between what is best for the particular
building program and what is best for thermal performance.
Diurnal simulations under periodically assumed conditions
are most effective for profiling extreme situations of thermal
performance, especially to anticipate overheating in the sum-
mer months and estimate critical cooling loads (as checked in
a preliminary fashion for the basic thermal envelope).
For estimating the impact on annual heating/cooling energy
requirements, a longer-term solar profile must be applied.
Since the focus is no longer solely on the impact of solar
influences, typical solar profiles are established by calibrating
the atmospheric parameters to meteorological radiation data
1-9 Transition to Thermal Simulation
39
for the site. Such base data are commonly monthly mean
quantities applied to mid-month dates (as with the air tem-
perature data described in 2-7 Climate Profiles). Summed over
an annual cycle, the results that monthly diurnal simulations
yield are sufficiently accurate for the purpose of comparative
parameter studies.
To this end, solar profiles generated within the geometric
framework of the site and building model comprise a good
portion of the input data necessary for thermal simulation up
through final design, in particular:
resultant flux on exterior surfaces (with distant, middle-
and near-field obstructions),
net flux through glazed apertures (direct solar gain), and
resultant air temperature at exterior surfaces (indirect
solar gain).
For the purpose of full-scale thermal simulation over a typical
year, annual base profiles of these monthly solar-climate
dimensions can be used either to inform the selection of plau-
sible reference year data from available sources or to generate
annual data sets synthetically (see also 2-9 Preliminary
Performance Assessment).
Part 2
40
Part 2: The Calculation Models
The predominantly visual method of solar profiling as out-
lined in the first part is intended to facilitate the meaningful
interpretation of solar dimensions in a schematic fashion. The
desired flexibility and reliability in application is ensured by
basing the solar design guidance system on cohesive paramet-
ric models. Hereby the general direction is one that
approaches thermal simulation by supporting the successive
generation of a thermal model in stages that reflect the type of
evaluation results called for at different stages of building
design.
Fig. 2.1
The principal components of a simulation model for the
thermal behavior of buildings.
Thermal models for building simulation typically represent
the building envelope in the context of its internal and exter-
nal environments (figure 2.1). Generally, the envelope itself is
modeled independently in terms of its thermal characteristics
(thermal conductivity, specific heat and density of materials
and assemblies, solar absorptances of surfaces, etc.). The
simulation then calculates the envelope’s thermal response to
applied environmental driving functions (ambient tempera-
ture, solar gains, internal gains, etc.).
The applicability of simulation results is largely a question of
how the various driving functions are modeled. If the overall
thermal network is to be progressively built up in stages, then
the superposition of thermal responses to separately applied
boundary conditions must be permissible. The mathematical
constraint of linearity limits the description of all model com-
ponents to a strictly linear system of equations.
Part 2
41
The same tack of approaching simulation can be taken to treat
individual components of such a thermal model, in particular,
the parameters involved in solar gain. Since the thermal char-
acteristics of the building envelope are by and large independ-
ent of solar gains, many types of meaningful solar evaluations
can be performed without generating an envelope model.
Embedded in a seamless application method, such prelimi-
nary evaluations can then be efficiently done as input calcula-
tions for more comprehensive thermal simulations (see also
Appendix B: Case Studies).
For calculating the transmission of solar gains to the interior,
the thermal envelope must be at least partially incorporated
into the solar gain model (solar-optical glazing properties,
solar absorptances). Other types of solar evaluations, which go
beyond the pre-simulative context of the solar profiling
method, require simulation-type calculations based on more
extensive information about related driving functions and
thermal properties (Hittle 1977, Hunn 1996). This applies, for
example, to the treatment of shading control involving func-
tional conditions (e.g., diurnal operation of shutters or blinds)
as well as passive solar system components (e.g., sunspaces,
transparent insulation).
Of particular importance for all levels of efficient model
development is, therefore, the support of consistent transitions
between components and information layers such that the
data which has already been developed for preliminary
evaluations need not be generated again for subsequent
calculations.
Fundamental to the solar profiling method are the aspects
involved in modeling the solar dimensions of geometry and
radiation on a daily basis for the express purpose of charac-
terizing a building’s solar potential from its inception (figure
2.2).
Fig. 2.2
Components of the solar gain model.
Part 2
42
Generally stated, the intensity of solar irradiation on a speci-
fied surface at any given point in time depends on the sun’s
position, meteorological conditions, as well as incident surface
and obstructing geometry at the moment under scrutiny. Tra-
ditional methods for generating time-dependent descriptions
of this “solar dimension” typically model the strictly geometric
aspects (in particular, solar position relative to incident sur-
face orientation) in a fairly exact and situation-specific man-
ner.
The meteorological basis, on the other hand, is usually pro-
vided in the form of daily total solar irradiation on a horizon-
tal surface as measured at some (it is hoped nearby and well-
funded) meteorological station. The specific geometric model
is then applied to the most plausible climate data available for
the site at hand in order to derive a synthetically enhanced
description to be used as an ambient driving function for solar
gain. Aside from the obvious uncertainties that arise whenever
adequately detailed and typified climate data is not readily
available, this type of reference data may only be used “as is:”
the implied meteorological conditions can be neither adapted
nor characteristically simplified for design-analytical
purposes.
One tenable way to compensate for these deficiencies is to
implement a solar radiation model that incorporates parame-
ters that clearly distinguish meteorological and terrain condi-
tions from the geometric aspects, both solar and incident. A
diurnal radiation profile generated synthetically by means of
an appropriately selected parametric model has the particular
advantage to architects of being inherently free of the “atmos-
pheric noise” that gives historically based diurnal profiles
their arbitrary character (even when “radiation smoothed”
with an interpolation algorithm [Solar Energy Laboratory
1994] as in figure 1.2).
As a result, a synthetic profile can be depicted to characterize
primarily the directional distribution of solar radiation –
clearly the most significant characteristic for assessing the
impact of predominantly geometric design decisions. A
method for computing the three main components of solar
radiation incident on a given surface (direct beam, diffuse sky
and ground-reflected) has been made standard in the ASHRAE
Handbook of Fundamentals (1989 chapter 27: “Fenestration”).
This involves a basic determination of solar angle in conjunc-
tion with tabulated monthly values for the extraterrestrial
solar radiation intensity A, the atmospheric extinction coeffi-
cient B (together with a regional “clearness number”), and the
diffuse radiation factor C.
An alternative and, in certain respects, more flexibly analyti-
cal model was delineated by Heindl and Koch (1976), and is
presented in detail in the first three chapters that follow (2-1
Solar Position, 2-2 Solar Flux through Atmosphere, 2-3 Local
Solar Flux). The opportunity is taken to adapt the nomencla-
ture to this particular context as well as to translate any spe-
cial terms into English.
Part 2
43
The algorithms for generating synthetic radiation data based
on this model were originally developed for use in a variety of
stand-alone solar calculation programs (e.g., TU-Wien 1989),
and also thoroughly tested within the framework of diurnal
building simulation programs (Fuchs, Haferland, and Heindl
1977; Krec 1994). Qualitative differences between the
ASHRAE “ABC” method and the formulae implemented here
are pointed out but not related in detail, as a thorough com-
parison of the two methods is not a core concern in the pre-
sented concept of building design guidance.
The remaining aspects of solar gain modeling – geometric
shading models and solar-optical glazing properties – are
treated in chapters four through six (2-4 Shading & Resultant
Flux, 2-5 Net Flux through Glazing, 2-6 Spectral Solar Flux).
The final chapters of this part focus on tangentially related
components of the thermal model (2-7 Climate Profiles, 2-8
Resultant Air Temperature, 2-9 Preliminary Performance
Assessment).
Ultimately, if preliminary design evaluations are consistently
modeled as described in the following, they yield customized
input for solar/climate driving functions when a fully devel-
oped building design is ready for simulation analysis.
2-1 Solar Position
44
2-1 Solar Position
The mathematical equations for calculating solar position rela-
tive to the earth as related by Heindl and Koch (1976) are
derived from a thoroughly “astronomical point of view” (figure
2.3). This allows the description of apparent solar position to
fully account for annual deviations in the earth’s ecliptic posi-
tion, which are attributable to the eccentricity ε and obliquity
of the solar ecliptic.
The only significant simplifications made by Heindl and Koch
lie in defining the unit of a day d as 1/365 part of a solar year
and, furthermore, in assuming that the ecliptic position of the
earth ϕ (and thus the solar declination δ) remain constant
throughout the course of one day. The maximum range of
error that can result from these simplifications is proven quite
negligible in comparison to other influences, especially when
considered in the context of thermal simulations. It should
furthermore be noted that all angles in the following equations
are calculated in degrees (not radians).
Given a date expressed as a day D of the month M, this must
first be translated into a day of the year d for use in subse-
quent equations:
d M M D
d T
= ⋅ + − − +
= +
int . .30 0 6 3 305
31
c h if
if =
M
M
≠ 2
2
,
. (1)
The ecliptic longitude can be approximated as:
Fig. 2.3
Angles of the earth’s orbit around the sun.
2-1 Solar Position
45
ϕ = ⋅ − + ⋅ ⋅ − +a d d b a d d c0 0b g b gsin . (2)
d
a
b
c
0 28749
098630 [day
1 9137
10206
=
===
.
.
.
.
-1]
With the obliquity of the earth’s axis (23.45°), the solar decli-
nation δ is then given by:
sin sin . sin . sin .δ ϕ ϕ= − ⋅ = − ⋅2345 03979 (3)
The diurnal difference between apparent and mean solar time,
which varies continuously with the earth’s position on the
ecliptic, is rectified by a special corrective term z to represent
the Equation of Time. In this description (Heindl and Koch
1976), z is expressed analytically as a function of the day of
year d (rather than taken from a table of monthly values
[ASHRAE 1989]):
z = ⋅ − ⋅ − ⋅ −− ⋅ − ⋅ − − ⋅0008 0122 0052 2
0157 2 0001 3 0 005 3
. cos . sin . cos
. sin . cos sin ,
ϑ ϑ ϑϑ ϑ ϑ
(4)
whereby
ϑ = ⋅360365
d (in degrees).
Solar positions at a given terrestrial location are generally cal-
culated for mean solar time t (in hours). The shift between
conventional local time t and mean solar time is determined
by the geographic longitude Φ relative to an associated time
zone meridian Φ0 (e.g., 15° for site locations with Central
European Time) in a separate computational step:
t t z= + − ⋅ −115 0Φ Φb g. (5)
A transformation of the unit vector directed at the sun’s posi-
tion to an earth-based coordinate system (figure 2.4) yields the
expressions for solar azimuth α and elevation β at a given geo-
graphic latitude Ω :
α = −tan 1 2
1
ee
: − °< ≤ + °180 180α , (6)
β = −sin 13e : 0 90°≤ ≤ °β , (7)
with variables from the transformed vector matrix:
e t
e t
e t
1
2
3
15
15
15
= − ⋅ ⋅ ⋅ − ⋅
= − ⋅ ⋅
= − ⋅ ⋅ ⋅ + ⋅
cos sin cos sin cos ,
cos sin ,
cos cos cos sin sin .
δ δ
δ
δ δ
Ω Ω
Ω Ω
b gb gb g
2-1 Solar Position
46
Unlike in the ASHRAE method, a means for correcting the
apparent solar elevation ′β to account for direct beam refrac-
tion through the atmosphere is also incorporated by Heindl
and Koch:
′ = ++
−β ββ
KK
K1
23. (8)
with
K
K
K
1
2
3
14705
30427
00158
= °= °= °
. ,
. ,
. ,
and β from equation (7).
Though this effect is only significant at low solar elevations, it
must be taken into account to accurately predict the time of
sunrise and sunset, i.e. when the refraction-corrected solar
elevation ′β = 0 (as viewed from the earth’s surface). Accurate
solar angle prediction is especially critical in the case of sites
located beyond the arctic circle, where a calculated solar ele-
vation that has not been corrected for refraction yields thor-
oughly misleading results as to whether the sun rises or sets at
all on dates near the solstices.
Fig. 2.4
Angles of the sun’s position relative to a terrestrial location.
2-2 Solar Flux through Atmosphere
47
2-2 Solar Flux through Atmosphere
Most thermal simulation programs work with a climate input
data base derived from empirical meteorological data (e.g.,
Heindl, Krec, and Sigmund 1984; Lemoine 1984; Preuveneers
1994). Typical limitations of such input data bases are due to
the difficulty of obtaining timely access to correct climate data
in the form needed, as well as to the inflexibility of working
with such extensive data sets in general. Serious problems
arise whenever
the geographic coverage is either incomplete or too coarse
for the case at hand to be adequately modeled, or
the data types are inappropriate for the simulation model
or of incompatible validity, or even if simply
the form in which the data is provided requires extensive
manual input to transfer it to the data base.
Instead of maintaining a comprehensive input data base, solar
conditions can be modeled as parametric functions with
which the specific data is generated when needed. Such “syn-
thetic” radiation data is sufficiently realistic for simulating
thermal behavior and better manageable for the purpose of
case comparisons, since it requires maintenance of only a few
key parameters.
The trigonometric equations for translating quantities of nor-
mal direct beam flux to the radiation intensity that is incident
on a surface plane of arbitrary orientation are well known (and
recapitulated in the next section, 2-3 Local Solar Flux). How-
ever, as meteorological stations cannot implement ideal
tracking and measuring devices for determining direct beam
normal flux throughout the day, this theoretical base quantity
is not directly available by empirical means and must be
derived for all further calculations.
Heindl and Koch (1976) delineated a fundamental method for
directly describing the insolation components on a normal
surface in parametric terms, which – due to key differences to
the ASHRAE “ABC” parameters (1989 pp. 27.2-14) – merits a
more detailed re-introduction in this context (with adapted
nomenclature). Because of the need to distinguish between the
various components of solar radiation in this and subsequent
chapters, the notation must employ indices in the superscript
as well as the subscript. This requirement takes precedence
over the usual exponential symbolism. Therefore, whenever a
power of a variable quantity needs to be indicated, parenthe-
ses are used to bracket the quantity and set apart the
exponent.
The first step is to determine with reasonable accuracy the
amount of unmitigated solar radiation that reaches the earth,
before passing through the earth’s atmosphere, I. This equa-
tion involves the time-varying distance between sun and
orbiting earth to account for significant irradiation fluctua-
tions (± 3.34 %) owing to the eccentricity of the solar ecliptic.
It defines extraterrestrial radiation as a diurnal function of the
2-2 Solar Flux through Atmosphere
48
ecliptic longitude (instead of a tabular value of A for a given
month [ASHRAE 1989 p. 27.2]):
I I= ⋅ − ⋅ + °02
1 77 94ε ϕcos . ,b g (9)
with
I0 ===
solar constant (e.g., 1370 W / m
eccentricity of earth's orbit,
ecliptic longitude of the earth
(calculated angular distance
from spring equinox).
2 ),
εϕ
As related by Nehring (1962), the degree to which direct beam
radiation is mitigated due to atmospheric attenuation can be
adequately approximated with a combination of two parame-
ters, Γ and Q, reflecting meteorological haziness and the
inverse effect of the optical air mass at a particular altitude:
I I eND Q= ⋅ −Γ / . (10)
The atmospheric parameter Q is a function of the optical air
mass mA , which is in turn a function of site altitude a and the
calculated solar elevation ′β (refraction-corrected – see the
previous chapter):
Qc
mc
A
= +12, (11)
with c1 = 9.38076, c2 = 0.912018, and
ma
A =⋅ − ⋅
′ + + ′
−2 0015 1 10
0 003
4
2
.
sin . sin.
e jβ β
(12)
Given appropriate values for the total haziness factor Γ
according to Linke and Boda (1922), assumed constant over
the course of the day, the equations above are shown by
Heindl and Koch to be sufficiently accurate for meteorological
conditions from clear to partly cloudy skies. Typical clear sky
values are, for example, Γ=4.3 for urban sites, Γ=3.5 for rural
areas, and Γ=2.7 for mountain locations. By means of a time-
dependent series of momentary values for the haziness factor,
variably cloudy conditions can also be described with this
equation.
As compared with the ASHRAE formulae, this still constitutes
a simplification from the point of view of the user: Instead of
having to rely on regionally mapped data for “clearness num-
bers” to correct the average conditions assumed in the atmos-
pheric extinction coefficient B (as well as to account for high
altitudes), only two relatively clear-cut parameters need be
specified (Γ and a).
Part of the direct radiation filtered by the atmosphere still
reaches the earth’s surface in the form of diffuse sky radiation.
The relative portion of this component, referred to here as the
scatter factor Π according to Reitz (1939), has been proven to
be nearly constant at around 1/3 for fair sky conditions and,
above all, generally independent of the haziness factor as well
as solar elevation. The diffuse radiation factor C according to
2-2 Solar Flux through Atmosphere
49
ASHRAE, which varies strongly from month to month, does
not possess such convenient characteristics for two reasons:
1. The expression for diffuse sky radiation leaves the
inherent dependency on solar elevation embedded in the
value C.
2. C is applied to the quantity of direct normal flux, rather
than to the remainder of extraterrestrial radiation that is
scattered out of the direct beam.
With the Reitz scatter factor Π, the diffuse sky component of
solar flux incident on a horizontal surface is expressed as
I I IHS
ND= ⋅ − ⋅ ′Π e j sin .β (13)
Using the Lambert cosine formula, the direct beam flux com-
ponent incident on a horizontal surface is given by
I I eHD Q= ⋅ ⋅ ′−Γ / sin .β (14)
Consequently, two further equations can be derived for corre-
lating the two main meteorological parameters with actual
radiation data (“custom” Γ and Π), in the event that applicable
data is or becomes available. However, such fine-tuning of the
radiation model only becomes relevant at later evaluation lev-
els, when estimates of thermal performance become an issue
(as described in 2-9 Preliminary Performance Assessment).
For the purpose of making initial assessments of the impact of
primary design options, a model description that consistently
works with standard values of Γ and Π is quite adequate,
clear, and in most instances preferable during early stages of
analysis.
2-3 Local Solar Flux
50
2-3 Local Solar Flux
At this point, given the atmospheric parameters and a locally
assumed incident plane i of arbitrary orientation (illustrated in
figure 2.5), both the direct beam and diffuse sky components
of solar flux received by such a specified surface can be cal-
culated.
The magnitude of the direct component I iD depends on the
angle of incidence θ i , which is best expressed as follows:
coscos cos sin cos sin sin
sin,θ
α β α β β β
βi
i i i i ie e
e e=
⋅ ⋅ + ⋅ ⋅ + ′ ⋅
+ + ′1 2
12
22 2
(15)
with
α i = azimuth angle of incident plane i,
β i = tilt angle of incident plane i,
e1 , e2 from equation (6), ′β from equation (8),
such that the Lambert cosine formula may be applied:
I I
I
iD
ND
i
iD
= ⋅
=
cosθ
0
if
if
cos ,
cos .
θθ
i
i
>≤
0
0 (16)
With respect to the diffuse sky component I iS , this is, of
course, less than that incident upon a horizontal surface, since
the inclined plane does not “see” the full extent of the sky
hemisphere. Based on the diffuse sky flux incident on a hori-
zontal surface IHS from equation (13), the generally accepted
formula for calculating this component on a plane i tilted at an
angle β i from the vertical is:
I IiS
i HS= ⋅ω , (17)
whereby the view coefficient ω i (equivalent to the angle
factor Fss [ASHRAE 1989 p. 27.14]) is defined as
ω βi i= ⋅ +12
1 sin .b g (18)
Fig. 2.5
Angles of an incident surface plane at a terrestrial location.
2-3 Local Solar Flux
51
Part of the total incoming radiation, direct and sky diffuse, is
reflected by the surrounding ground and, to the extent that the
incident plane is tilted into at least partial view of the ground
plane, is also received by the inclined surface. Empirical
radiation data that are limited to measurements made on a
horizontal receiving plane do not include any information
about the diffuse reflectance of the surrounding terrain. None-
theless, a plausible expression for the diffuse ground-reflected
radiation component I iR can be gained (Heindl and Koch
1976) by assuming
isotropic sky radiation,
a simplified surrounding terrain (ground plane G) that is
horizontal and homogeneously diffuse reflecting, and
that the surface i is exposed only to sky and ground:
I I IiR
i G ND
HS= − ⋅ ⋅ ⋅ ′ +1 ω ρ βb g e jsin , (19)
with
ρG = reflectance of ground plane,
ω i from equation (18),
′β from equation (8),
IND from equation (10),
IHS from equation (13).
For most purposes, only the global solar flux specific to an
incident surface, that is,
I I I Ii iD
iS
iR= + + (20)
will be of immediate interest to the building designer. This
applies to planes of fixed orientation as well as to the ideal
orientation normal to the direct beam (tracking surface),
which yields the solar flux envelope IN for the locality.
The full radiation component breakdown is nonetheless nec-
essary for consistently calculating global specific flux while
manipulating the parametric model. This makes it possible to
account for, among other things, the effect that terrain eleva-
tions (e.g., a mountainous horizon or other distant-field
obstructions) have on the “flux mix” incident on a given sur-
face plane.
Distant-field obstructions surrounding a geographic location
are modeled as elevation angles βG for local azimuths αG , as
measured from the center of the assumed horizontal ground
plane G (origin of the model space as in figure 2.6, see also
figure 1.8). This is essentially analogous to the familiar meth-
ods for constructing an obstruction angle overlay for a solar
chart (Moore 1985 pp. 55-61, Goulding 1993 pp. 41-42). The
direct beam component is effectively blocked when the solar
position is such that the solar elevation ′β at azimuth α is less
than the corresponding horizon elevation βG ; the calculated
global flux at the location is reduced accordingly.
2-3 Local Solar Flux
52
When the sun is clearly above the elevated horizon, i.e. for ′β
> βG , distant obstructions are treated as tilted segments of
ground plane, with a mean tilt angle over respective intervals
of angular width ΔαG (Heindl and Koch 1976). The view coef-
ficient of an incident surface plane i (ωG i, ) is thus reduced in
comparison to the case of a horizontal ground plane:
ω βπ
θ β αθ
G i i G i G G, ,sin cos sin .= ⋅ + − ⋅ ⋅ ⋅>
∑12
11
0
b g Δfor all cos G,i
(21)
whereby the angle of incidence expressed in relation to each
tilted ground segment θG i, is given by:
cos cos cos cos cos
sin cos sin cos sin sin
,θ αβ
α β
αβ
α ββ
β
G i GG
i i
GG
i iG
i
= ⋅ ⋅ ⋅ +
+ ⋅ ⋅ ⋅ + ⋅
2
2 2
(22)
The effect on the solar flux received by an incident surface
that is in view of such horizon elevations is both
a reduction of the diffuse sky component from equation
(17) and
an increase in the diffuse ground-reflected component
from equation (19).
It should be noted that the reflectance of an elevated ground
plane also results in diffuse ground-reflected flux on the hori-
zontal, since this orientation is treated in the same manner as
an incident surface of arbitrary orientation.
Fig. 2.6
Angles of an elevated horizon around an incident plane and
coordinate system of the view coefficient.
A final detail should also be pointed out regarding the general
treatment of solar elevation ′β at sunrise and sunset in con-
junction with flux calculations using the equations above. The
exact definition of this point in time varies from astronomical
convention somewhat: It is here defined as the moment when
the visible sun’s center (rather than the top edge) passes the
horizon. This allows a minor simplification in the radiation
pattern that is convenient and sufficiently precise for the pur-
pose at hand.
Solar flux is assumed to be null until the defined moment of
sunrise and immediately after the moment of sunset. The
points of dawn and dusk according to this description show a
discontinuous jump from null to an initial quantity of radia-
tion associated with a fictitious full appearance of the sun. Of
2-3 Local Solar Flux
53
course, the visible “disk” of the sun does not pass the horizon
in a single moment with a sudden jump. The actual radiation
pattern at sunrise and sunset instead reflects a gradual, albeit
steep, transition from “sun still completely hidden” to “sun in
full view” (figure 2.7).
Fig. 2.7
Solar flux at sunrise: actual vs. calculated radiation pattern.
2-4 Shading & Resultant Flux
54
2-4 Shading & Resultant Flux
In order to account for the impact of middle- and near-field
solar obstructions on the amount of incident radiation, the
projected building together with its immediate surroundings
must be geometrically modeled. A graphical technique that is
more or less equivalent to the computer-based method deline-
ated in this chapter is that of using sun charts of available
solar gain in conjunction with shading masks (Balcomb 1992
pp. 491-495).
Up to this point, the solar gain model has been strictly pre-
simulative in nature, that is, an additive compilation of
sequential input information. Coupling a geometric surface
model with radiation results constitutes a basic (yet poten-
tially complex) simulation model in as much as the various
components of calculation are spatially interdependent. It is in
this connection that the intended integration of the proposed
design-support system becomes indispensable for generating
continued results that are truly meaningful to the building
designer.
The calculation of resultant radiation quantities on a building
requires an exact description of the incident and obstructing
surfaces in terms of their extents (areas and contours), orienta-
tions, and relative positions in a unified coordinate space. Due
to the general lack of appropriate three-dimensional modeling
standards in computer-aided design to date, the use of avail-
able CAD applications to facilitate model input is not feasible
in a manner consistent with the constraints of computing solar
gain. Therefore, a fundamental issue that must be addressed in
conjunction with the proposed system is that of how to gener-
ate an integrated surface model via an understandable and
reasonably user-friendly input procedure. This means, for
example, avoiding the numeric input of absolute coordinates
in favor of graphically supported input of relative positions
(distance and direction between two elements), as the latter
better corresponds to the visual-spatial mode of thinking
during the building design process.
The application concept presented here is based on an input
metaphor that should be familiar to most architects: con-
structing a sketch model out of perfectly flat cardboard pieces,
which are furthermore idealized to be infinitesimally thin.
Analogous to the process of physically drafting, shaping, and
finally gluing together the pieces of such a sketch model,
input of the geometric calculation model entails specifying a
set of surface elements with regard to the following two- and
three-dimensional properties:
A polygonal contour, which can be thought of as “drawn”
and then “cut out” in an assumed working plane.
An implicit “front” side, to which the orientation is related
and for which results may also be calculated (incident
surface).
A fixed position in an implied model space, which is hori-
zontally limited by a pre-defined base area (ground plane).
2-4 Shading & Resultant Flux
55
In accordance with the input metaphor for affixing model
pieces (either to a base or to each other), the position of a sur-
face element is established firstly by
positioning two so-called anchor points of a specified
contour in the model space, in relation to either the
ground plane or other existing surface elements,
and secondly by
assigning an orientation, i.e. surface azimuth and tilt.
The orientation is used solely as a geometric constraint when
transforming the input data into definite coordinates for
calculation.
In detail, the unit vector defined by the anchor coordinates
(together with the corner points of the planar polygon) is first
rotated from an assumed initial position, and then trans-
formed again with a rotational tensor derived from the applied
orientation (figure 2.8). By thus having the exact positioning of
the element anchors numerically take precedence over the
user-specified orientation, a potentially contradictory defini-
tion of surface point locations is avoided and the notation of
the orientation still remains recognizable for the purpose of
selecting calculation results of interest (see 3-2 Geometric
Modeling and 3-3 Solar Gain Analysis).
Fig. 2.8
Positioning of a surface element in the model space.
Once a geometric description of the site and building design in
question has been established, an overall shading pattern for
the specified day d can be calculated by means of triangula-
tion with the previously determined diurnal solar positions,
i.e. solar azimuth α and apparent elevation ′β at local time t
(as described in 2-1 Solar Position).
2-4 Shading & Resultant Flux
56
Given such a diurnal shading pattern, the solar flux resulting
on any or all incident surfaces of the building model can be
readily calculated based on the following simplification:
Computationally, a solar obstruction serves only to cut out
the direct radiation component on the shaded area of the
incident surface.
It has no the effect on the total quantity of diffuse
radiation (sky + reflected) that ultimately reaches the
surface in question, since any diffuse sky radiation that
may be effectively blocked (reduced view coefficient) is
uniformly assumed to be diffusely reflected by the
surrounding surfaces.
This simplification is necessary since currently only very
rough, intuitive approximations are available for handling the
reflection of diffuse radiation parametrically with feasible
computation time. Simulated parameter studies show that the
conceivable effects of complicated reflection patterns are not
necessarily negligible (Moore 1985), yet the empirical data
necessary to verify and test the sensitivity of acceptable sim-
plifications is broadly lacking. Much more empirical research
would still be required to develop a diffuse radiation model
with the same level of validity as is available for describing
direct beam radiation.
Within the framework of the solar gain model presented here,
it follows that the resultant global flux on an incident surface
area j of orientation i is given by
J A I B Ij j i j iD= ⋅ − ⋅ , (23)
with
Aj = total area of incident surface plane,
B j = momentarily shaded area,
I i from equation (20),
I iD from equation (16).
When developing solar apertures and shading configurations,
a basic differentiation between direct beam and diffuse (sky +
reflected) flux components may also be useful to the building
designer, that is:
J A B IjD
j j iD= − ⋅d i (24)
and
J A I IjS R
j iS
iR+ = ⋅ +e j, (25)
with
Aj , B j , I iD as in equation (23),
I iS from equation (17),
I iR from equation (19).
2-4 Shading & Resultant Flux
57
Solar apertures and near-field obstructions (e.g., façade shad-
ing devices such as overhangs and wingwalls) are treated
computationally in the same manner as the middle-field
obstructions of the overall site and building model. From a
modeling standpoint, however, such elements are handled
separately as building details. More specifically, an aperture is
defined as a sub-area of an incident surface and specified with
the following properties (figure 2.9):
A polygonal contour, which is “drawn and cut out” as well
as positioned with one anchor point on the defined “front”
side of an existing surface element.
Optional shading elements, which are rectangular planes
that are attached orthogonally to the incident surface
element and positioned relative to the aperture contour.
The sub-areas defined as apertures are thus prepared for
glazing in the next modeling stage (2-5 Net Flux through
Apertures).
Another type of building detail which shall prove useful in
later stages, especially in conjunction with groups of aper-
tures, is that of the room contour. This is specified in basically
the same fashion as an aperture, but without associated shad-
ing elements.
Fig. 2.9
Aperture definition in a planar surface element.
Furthermore, the delineation of a room may include multiple
contours that extend over more than one surface element (e.g.,
around a building corner), without overlapping another room.
Such an additional definition of rooms allows the meaning-
fully combined output of calculation results for related aper-
tures and other surface sub-areas of the building model (see
also 2-9 Preliminary Performance Assessment).
2-5 Net Flux through Glazing
58
2-5 Net Flux through Glazing
At any instant, the quantity of global solar flux falling on a
glazed aperture equals the sum of radiation that is
reflected back to the exterior,
absorbed and emitted to the exterior,
absorbed and emitted to the interior, and
transmitted directly to the interior.
Of these components, only the quantities that reach the inte-
rior space are of interest for calculating solar gain as net flux
through glazing. Specifically, the directly transmitted flux is
referred to here as primary gain, while the portion of the
absorbed component that is emitted inwards constitutes the
so-called secondary gain.
By concentrating on these two net flux components, the
description of the solar-optical properties of glazing can be
reduced to three characteristics:
total solar energy transmittance g,
solar direct transmittance τ,
directional transmittance τ θb g . The first of these, total solar energy transmittance, is an estab-
lished glazing parameter (European Standard 410) that speci-
fies the overall fraction of incident radiation energy that
passes through an aperture to the interior, i.e. the net solar
flux through an aperture j with a given type of glazing:
G g J G Gj j jP
jS= ⋅ = + , (26)
with
J j from equation (23),
GjP = primary gain (directly transmitted),
GjS = secondary gain (absorbed/emitted).
In lieu of a standard value for g, or in the event that the
desired glazing type is not documented with such characteris-
tics, this factor can also be determined computationally (e.g.,
according to EN 410). However, for the purpose informing ini-
tial building design decisions, such a specific characterization
of glazing properties is not applicable and, therefore, the
description of this calculation procedure in detail lies beyond
the scope of the solar profiling method at hand.
In North America, the more or less equivalent characteristic
published by most glazing manufacturers is the so-called
shading coefficient (SC), which is defined in ASHRAE as “the
ratio of solar heat gain through a glazing system under a spe-
cific set of conditions to solar gain through a single light of the
reference glass under the same conditions.” The net flux is
then calculated by multiplying the shading coefficient with
the solar heat gain factor (SHGF) for the given orientation and
existing conditions (ASHRAE 1989, chapter 27: “Fenestra-
tion”). Thus an appropriate value for the total solar energy
2-5 Net Flux through Glazing
59
transmittance g can also be derived via this alternate route, if
necessary.
By definition, the secondary gain through an aperture area j is
equal to the difference between the total gain and the directly
transmitted radiation:
G g JJS
j= − ⋅( ) .τ (27)
This is taken as constant for all angles of incidence, meaning
that variations in transmittance τ θb g are assumed to be chiefly
compensated for by the complementary directional reflectance
ρ θb g together with variations in the absorbed radiation that is
emitted outward (figure 2.10). Since the directional distribu-
tion of these quantities only applies immediately to exterior
“gains,” it is not of further interest here.
The case of specular reflection – in which direct beam radia-
tion is reflected as such and may potentially contribute to the
direct component incident on a nearby surface (Balcombe
1992 p. 87) – is considered to be of special interest only for
certain detailed considerations of passive solar design. It has
therefore not been incorporated in the framework of the over-
all geometric model (2-4 Shading & Resultant Flux).
Fig. 2.10
Solar-optical properties as a function of the angle of incidence
for double-strength sheet (A), 6-mm clear (B), and 6-mm grey,
bronze, or green absorptive (D) glass. Sources: ASHRAE 1989,
Balcomb 1992.
2-5 Net Flux through Glazing
60
In comparison to the proportionately small quantity of secon-
dary gain, the primary gain through aperture j is strongly
dependent on the angle of incidence and is best calculated by
first distinguishing transmittances for direct and diffuse radia-
tion, such that
G J JjP
jD
jS R= ⋅ + ⋅ +τ τ1 2 , (28)
where τ 1 and τ 2 represent the expressions for direct beam
and diffuse transmittance, respectively, with
J jD from equation (24),
J jS R+ from equation (25).
The direct beam transmittance τ 1 is equivalent to the
dependence on the angle of incidence τ θ( ) , which is a further
characteristic of the glazing:
τ τ θ1 = b g, (29)
with θ equal to the momentary angle of incidence on a given
orientation as yielded by equation (15).
Theoretically, the Fresnel equations could be used to derive an
expression for the function τ θb g ; however, this would only be
applicable to ideal conditions, which are hardly given under
the real circumstances of transparent building components. In
order to arrive at a realistic yet simple description of the com-
plexities involved in reflection, absorption, and transmission
through multiple lights of glazing, it is necessary to resort to a
more empirical approach (Fuchs, Haferland, and Heindl 1977
p. 46; Heindl, Sigmund, and Tschegg 1984 p. 185). The fol-
lowing formula quite precisely describes the curves of manu-
facturer data for the incident angle response of glazing trans-
mittance in a generalized form:
τ θ τ θ κb g b g= ⋅ − −[ cos ].1 1 (30)
Hereby the exponent κ represents the sole parameter for
defining the directional profile of the glazing type, independ-
ently of the specified direct transmittance τ. A realistically
unclean state of the exposed glazed surface can be taken into
account by applying a reduced design value for solar direct
transmittance (e.g., 10% less than the ideal manufacturer-
specified τ).
The literature of technical data for typical glazing types
(BMBT 1979, TU-Wien 1995) shows that the parameter κ con-
veniently characterizes standard categories of glazing assem-
blies used in construction, in particular those of the following
materials:
clear glass,
translucent white glass,
gray/bronze (absorptive) glass,
green (“heat-absorbing”) glass,
light-reflecting film.
2-5 Net Flux through Glazing
61
This means that characteristic exponents can be assigned in a
standardized fashion to these basic glazing types for different
numbers of lights (single, double, or triple), thus avoiding the
need for detailed manufacturer specifications. Separate stan-
dard exponents are also available for skylight glazing and glass
block (BMBT 1979). Figure 2.11 shows examples of such
derived directional response profiles, that is, the characteristic
functionτ θb g for different values of κ.
Since it is assumed that the directional distribution of the dif-
fuse radiation J jS R+ is uniform, the diffuse transmittance τ 2 is
obtained by integrating the directionally dependent transmit-
tance over the half-sphere of all angles of incidence:
τπ
τ θ θ θ θ φπ
2 0
2
0
21= ⋅ ⋅ ⋅ ⋅zz b g cos sin .
/d d
r (31)
Solving this integral with the function τ θb g from the previous
equation yields the following simple expression (Heindl,
Sigmund, and Tschegg 1984 p. 186):
τ τκ κ
κ κ23
1 2= ⋅
⋅ ++ ⋅ +b g
b g b g . (32)
As opposed to the direct beam transmittance, the expression
for the diffuse transmittance remains the same for the entire
course of the calculated time period and, therefore, must only
be determined once for each type of glazing that is character-
ized by a different combination of solar direct transmittance τ and exponent κ.
Fig. 2.11
Transmittance as a function of the angle of incidence for
various exponents: κ parameter of τ θb g .
Glass in general is opaque to all radiation beyond 4.5 μm
(ASHRAE 1989 p. 27.21), so the incoming solar radiation that
is absorbed and re-radiated in the infrared range by interior
surfaces is effectively trapped as heat (see also the next chap-
ter: Spectral Solar Flux).
2-6 Spectral Solar Flux
62
2-6 Spectral Solar Flux
Up to this point, the solar gain model has worked with com-
bined radiation quantities for all wavelengths of the solar
spectrum. Although this is sufficient for informing passive
strategies with respect to the energy demands of heating and
cooling (see 1-6 Solar Gain through Apertures), architectural
daylighting requires information as to the spectral distribution
of solar flux that enters a building. In particular, the quantity
of luminous flux in the visible range (0.38 – 0.77 μm) is needed
to guide this additional category of design decisions.
Although the solar gain model as delineated in chapters 2-1
through 2-5 does provide a framework for addressing the issue
of luminous flux, a suitable parameterization of spectral data
is not (yet) possible in a form that could be consistently inte-
grated in this solar profiling method. A complete spectral
extension of the solar gain model would require the derivation
of wavelength-dependent parameters at two separate levels:
solar flux through the atmosphere (chapter 2-2) and
net flux through glazing (chapter 2-5).
Regarding the attenuation effect of the atmosphere at the first
level, the impact of increased optical air mass mA on terrestrial
solar flux is apparently two-fold (figure 2.12):
1. a reduction in the global solar flux, as conveyed in
equations (10) through (12);
2. a shift in the bulk of spectrally distributed flux to longer
wavelengths (λ).
Fig. 2.12
Spectral variation of solar radiation at the earth’s surface for
different values of optical air mass mA. Source: Balcomb 1992.
2-6 Spectral Solar Flux
63
Given a spectral description of extraterrestrial radiation I λb g and equations (10) through (12), a wavelength-dependent
expression for normal direct beam flux IND λb g could be devel-
oped with a spectral air mass mA λb g and haziness factor
Γ λb g . Theoretically, the wavelength dependence of these
parameters could be derived by means of correlation analysis
with reliable meteorological data; unfortunately, such radia-
tion data is currently not available in sufficient quantities.
Since the scatter factor according to Reitz (1939), which is
used to estimate quantities of diffuse sky radiation, can be
expected to vary strongly with wavelength, a spectral expres-
sion for this parameter, Π λb g , would be clearly necessary as
well. Hence equation (13) may eventually be completed for
further use in calculating the spectral solar flux components
on an incident surface area (equations in 2-3 Local Solar Flux
and 2-4 Shading & Resultant Flux).
With respect to the second level mentioned, that is, for calcu-
lating the spectral distribution of net flux through glazing
based on the spectral resultant flux J λb g incident on a given
aperture, a parametric description of the spectral response of
glazing in general would still need to be established. Although
the relative transmittance, reflectance, and absorptance in the
various wavelengths of the radiation spectrum are empirically
understood and partially documented (e.g., Moore 1985, chap-
ter 11), the spectral expressions for these solar-optical proper-
ties are still lacking: τ λb g , ρ λb g , and α λb g .
Especially a function for the spectral transmittance τ λb g would be of interest (figure 2.13), since this would allow pro-
files of daylight conditions to be generated practically as a by-
product of the calculation models.
Fig. 2.13
Transmittance as a function of wavelength for 3-mm regular
sheet (A), 6-mm grey absorptive (B), and 6-mm green
absorptive (C) glass. Source: ASHRAE 1989.
2-6 Spectral Solar Flux
64
As it is, however, the only spectrally relevant parameters that
are occasionally published for glazing products are values for
the overall transmittances in basic ranges of the solar
spectrum, i.e.
ultraviolet transmittance τUV (< 0.38 μm),
visible transmittance τ vis (0.38 – 0.77 μm), and
solar infrared transmittance τ IR (> 0.77 μm).
A corresponding expression for at least the visible component
of resultant flux ( J vis ) would thus enable the integrated
assessment of luminous flux in conjunction with its direc-
tional distribution. This could be conceivably employed in a
manner that is consistent with and naturally accompanies the
general solar profiling method as outlined in part 1.
2-7 Climate Profiles
65
2-7 Climate Profiles
At the very beginning of the solar profiling method (1-1 Solar
Geometry), a selection of characteristic dates was established
for analyzing the solar situation and design issues consistently
throughout subsequent levels. In particular, the
characterization of climate seasons with a set of dates for the
hottest and coldest months of the year (together with a
transition month) implies that the consideration of ambient
temperature takes precedence over solar radiation quantities
for certain design-analytical purposes.
The early focus on this aspect of the local climate is intended
to generate supporting solar profiles that are ultimately aimed
at thermal simulation (1-9 Transition to Simulation). Dynamic
performance simulations of buildings located in climate zones
with a strong seasonal variation in mean temperatures show
that the results are most sensitive to the ambient temperature
that is applied as a boundary condition in the thermal network
model (see also 2-9 Preliminary Performance Assessment).
Solar energy considerations on a diurnal basis are, therefore,
most effective in connection with the climatic extremes of
temperature. In other words, it is more important to know how
much solar gain can be expected when the exterior conditions
are hottest and coldest, than at the solstices defining the solar
extremes (generally in the month prior to the temperature
extreme).
Although the parameter of ambient air temperature lies
beyond the immediate scope of the solar gain model, its defi-
nition in this context allows the basic profiling method to be
extended to include a number of supplemental evaluations,
which can provide insight into the potential thermal perform-
ance of a building design (1-7 Surface Conditions and 1-8
Basic Thermal Envelope).
For this purpose, a parametric description of ambient air tem-
perature is needed which adequately characterizes the applied
boundary condition as a diurnal profile, analogously to the
solar flux profiles. Such an analytical expression for generat-
ing diurnal temperature curves was derived by Fuchs,
Haferland, and Heindl (1977) on the basis of the standardized
profile as established by Nehring (1962) and illustrated in fig-
ure 2.14. The following set of periodic functions for the air
temperature at time t characterizes this curve in a generalized
form, which also closely approximates the available meteoro-
logical data for varying seasonal temperature swings.
The rising portion of the curve between the minimum and
maximum temperature, i.e. for time t from tmin to tmax , is
described by the function
f x x x x( ) sin . .= ⋅ ⋅ − ⋅ − ⋅ +RSTUVW
2
21 2 0 4 1
π b g b g (33)
2-7 Climate Profiles
66
Since periodicity is assumed, the first and last sections of the
curve are considered as parts of a single continuous function
from tmax to tmin :
g x x x( ) cos . sin .= ⋅ + ⋅ ⋅RSTUVW
2 2
20 07
ππb g (34)
Calibrating these curves to fit a given temperature swing
between T tmin minb g and T tmax maxb g yields
T t T T T gt L t
t L tt t( ) min max min
max
min maxmin= + − ⋅
+ −+ −
FHG
IKJ ≤ <b g for ,0
T t T T T ft t
t tt t t( ) min max min
min
min maxmin max= + − ⋅
−−
FHG
IKJ ≤ <b g for , (35)
T t T T T gt t
t L tt t L( ) min max min
max
min maxmax= + − ⋅
−+ −
FHG
IKJ ≤ ≤b g for .
Herein L connotes the length of the time period (24 hours).
Appropriate values for temperature maxima and minima can
be taken from basic climate data available for most geographic
locations. The time points at which these temperatures occur
in the course of a day, however, are generally not included in
the available data and must therefore be approximated. A
realistic set of assumptions for these values is standardized on
a seasonal basis (Fuchs, Haferland, and Heindl 1977 p. 33),
whereby tmin is also tied to the calculated time point of sun-
rise and corrected differently for clear sky and cloudy
conditions.
Fig. 2.14
Ambient air temperature as a periodic function over the
course of a day. Source: Fuchs, Haferland, and Heindl 1977.
It should be noted that the handling of characteristic climate
data in general – and the reduction of temperature data in par-
ticular – poses a much more complex problem in the climate-
sensitive context of thermal simulation than related here (Feist
1994). Though mathematical descriptions of boundary condi-
tions have the advantage of enabling parametric analysis that
is much more flexible than such based on historical data sets,
the difficulty of obtaining calculation results that can be
reliably interpreted over a range of potential conditions still
remains. This concern is fundamentally one of underlying
approach and has as yet not been satisfactorily resolved.
Promising recent work in this direction seeks to incorporate
random aspects of climate data in a stochastic model
description (Kossecka 1996).
2-8 Resultant Air Temperature
67
2-8 Resultant Air Temperature
In thermal evaluations of a building’s performance, radiative
heat transfer at exterior surfaces is usually accounted for by
introducing a hypothetical ambient temperature (e.g. the sol-
air temperature [Threlkeld 1970 pp. 279-311]) that explicitly
includes the effects of solar radiative absorption and long-
wave radiative emission. Together with a total heat transfer
coefficient that combines both convection and radiation, a lin-
ear description of an equivalent thermal network can thus be
constructed (Balcomb 1992 pp. 91-93).
Koch and Pechinger (1977) demonstrated that the solution of a
so-called “radiant air temperature” – as established by
Haferland and Heindl (1970) and further developed by Fuchs,
Haferland, and Heindl (1975) – exactly defines the boundary
condition at an exposed building surface, provided that cor-
rect assumptions are made regarding the convective portion of
the total heat transfer coefficient. Because of the exactness of
this particular approach, as well as the fact that it has not yet
been presented in English-language literature, the radiant air
temperature (“Strahlungslufttemperatur”) according to
Haferland and Heindl shall be related briefly here in trans-
lated form (with adapted nomenclature).
At a given point on an exposed surface i, the radiant air tem-
perature Ti is defined by the energy balance at the surface:
h T t T W p Tc i i i⋅ − + − =b ge j e j 0, (36)
whereby
hc = convective heat transfer coefficient,
T tb g = ambient air (sky) temperature from
equation (34),
Wi = solar and longwave radiation absorbed
by surface i,
p Tie j = radiation emitted by surface i.
The function p Tie j represents the Stefan-Boltzmann law for
blackbody radiation such that
p T CT
i i rie j = ⋅ ⋅FHGIKJε
100
4
. (37)
The full expression for Wi includes the absorbed quantities of
incident solar radiation and longwave radiation from the sur-
roundings (sky and terrain):
W I C
T t T
i i i i r
G i S G i GG
= ⋅ + ⋅ ⋅
⋅ ⋅ ⋅FHGIKJ + − ⋅ ⋅ FHG
IKJ
L
NMM
O
QPP
α ε
ω ε ω ε, , .b g c h
1001
100
4 4 (38)
Hence the defining equation can be rewritten as:
h T t T I C
T t T
CT
c i i i i r
G i S G i GG
i ri
⋅ − + ⋅ + ⋅ ⋅
⋅ ⋅ ⋅FHGIKJ + − ⋅ ⋅ FHG
IKJ
L
NMM
O
QPP −
− ⋅ ⋅FHGIKJ =
b ge jb g c h
α ε
ω ε ω ε
ε
, ,
,
1001
100
1000
4 4
4
(39)
2-8 Resultant Air Temperature
68
with
α i = solar absorptance of surface i,
I i from equation (20) (less direct beam
component for shaded region),
Cr = blackbody radiation coefficient,
ε i = longwave emittance of surface i,
ωG i, from equation (21),
ε S = emittance of sky/atmosphere,
εG = emittance of surrounding terrain,
TG = surface temperature of surrounding
terrain.
(Note: For lack of a plausible description of the surface
temperature of the surrounding terrain, TG , is
usually assumed to be the same as the ambient
air temperature T tb g in the practical application
of these formulae.)
Numerically, equation (39) is solved for the radiant air tem-
perature by applying the Newton iteration method (Koch and
Pechinger 1977). With the starting value taken as the mean
ambient air temperature T , this method yields in the first
approximation
T Th T t T W p T
h p Ti
c i
c
1 = +⋅ − + −
+ ′
b gd i d id i
, (40)
where Wi is from equation (38), p Td i is given by the Stefan-
Boltzmann law applied to T as in equation (37), and
′ = ⋅ ⋅ ⋅FHGIKJp T C
Ti rd i ε
4100 100
3
. (41)
Since the radiative heat transfer coefficient hr can be ade-
quately approximated as the derivative of the emission func-
tion (Haferland and Heindl 1970), the total heat transfer coef-
ficient is expressed in terms of radiant air temperature as
h h p Tc i= + ′e j. (42)
In connection with the geometric model composed of planar
surface elements (2-4 Shading and Resultant Flux), the
shaded regions have an effective radiant air temperature that
is, of course, considerably lower than the exposed areas
receiving direct beam radiation. Though middle- and near-
field obstructions should be accounted for in order to avoid
overestimating the solar load on a building, it would be highly
impractical to apply such a calculated boundary condition to
the momentary shading pattern in a thermal network model.
For this reason, the definition of a resultant air temperature
that is analogous to the resultant flux on a given surface area
of the geometric model needs to be introduced.
Simply stated, the resultant air temperature (at any given
moment) is the average radiant air temperature on a surface
element over the extent of the area with the same specified
solar absorptance. The basic distinction between opaque and
transparent elements of a thermal envelope constitutes a nec-
essary differentiation of the thermal network for applying
exterior driving functions. Since this distinction also generally
2-8 Resultant Air Temperature
69
corresponds to different assumed absorptances (wall and
glazing) for calculating the effective boundary condition of
temperature, the specification of surface elements with aper-
tures can be readily used to distinguish the geometric compo-
nents as needed for incorporation in a detailed thermal model.
Consequently, the resultant air temperature at surface area k
with a given solar absorptance (wall surface or glazed aper-
ture) and orientation i is defined as
TA B T B T
Akres k k k
Ak k
B
k
=− ⋅ + ⋅b g
, (43)
with
Ak = total area of surface,
Bk = momentarily shaded area,
TkA = radiant air temperature calculated for
specific global flux ( I I IiD
iS
iR+ + ),
TkB = radiant air temperature calculated for
specific diffuse flux only ( I IiS
iR+ ).
Hereby the total area of the planar surface element as modeled
in chapter 2-4 is broken down into transparent sub-areas for
each of the specified apertures and the remainder, which is
defined as opaque. Resultant air temperatures described in
this manner provide a very close approximation of the diurnal
surface conditions both for preliminary performance assess-
ments (see next chapter) and as input data for thermal simula-
tion (Fuchs, Haferland, and Heindl 1977; Krec and Rudy
1996).
2-9 Preliminary Performance Assessment
70
2-9 Preliminary Performance Assessment
In order to obtain preliminary information about the thermal
performance of a building, the geometric building model (2-4
Shading & Resultant Flux) needs to be further enhanced by
specifying which surface elements are to be considered part of
the overall thermal envelope. This specification is best done in
a separate step, since not necessarily all of the surface model
may be of interest for evaluation. Sub-areas of envelope sur-
faces that are already defined as rooms (building details)
remain as such for separate detail evaluations.
Hence the basic thermal envelope is described as a model sub-
set of opaque surface elements with glazed apertures. Appro-
priate U-values can be individually assigned to all of the com-
ponents of each surface element (transparent aperture areas
and opaque remainder area). A first look at the conductive
thermal quality of the building design is then possible after
calculating the overall U-value in the usual manner for all the
components k of all the surface elements j included in the
envelope:
U
A
A U
A
Ares
j
k kk
kk
j
jj
=
⋅⋅F
HGGG
I
KJJJ
∑∑∑
∑, (44)
with
Aj = total area of surface element,
Ak = component sub-area of surface,
U k = component U-value.
The overall U-value for the exterior walls of a given room is
calculated analogously.
Thermal capacitance is not included at this stage of the solar
gain model, since the effects of thermal storage can only be
accounted for by means of dynamic simulation (Hunn 1996,
Krec and Rudy 1996). Nonetheless, based on the assumption
of periodic steady-state conditions, the following basic energy
balance is valid for constant mean values and includes the
primary heat flows associated with a building’s solar load:
G A U T Tjj
k k kres
k∑ ∑− ⋅ ⋅ − =0 0e j , (45)
whereby
Gj = diurnal mean of net flux through
aperture j from equation (26),
T0 = diurnal mean of interior air
temperature (free-running),
Tkres = diurnal mean of resultant air
temperature at surface component k
from equation (43).
2-9 Preliminary Performance Assessment
71
Energy losses or gains due to infiltration and ventilation
(forced or natural) are generally neglected for the purpose of
simple preliminary assessments. With this in mind, a measure
for determining the likelihood of overheating in a particular
room of the building model – the resulting mean interior tem-
perature – can be obtained by rewriting equation (45) with the
sums expanded for the room’s enveloping components (aper-
tures j and surface sub-areas k) and solving for T0 .
When considering the entire building envelope, information as
to the overall heat losses to be expected is generally of greater
interest than the result for a free-running interior air tempera-
ture. A rough estimation of the building’s performance under
winter conditions can be obtained by setting T0 to a fixed
temperature and using equation (45) to calculate the resulting
mean heat flow. Multiplied by 24 hours, this result corre-
sponds to the auxiliary heating energy demand for the given
day under the applied conditions – bearing in mind that the
energy balance includes neither heat losses to the ground nor
thermal bridging effects (Heindl et al. 1987).
Since the analysis up to this point has focused on the para-
metric impact of design decisions on solar gain, the profiles of
radiation and temperature would in general have been calcu-
lated for clear skies, that is, sunny conditions, which empha-
size geometric considerations involving direct beam radiation.
In the summer, this constitutes the critical case and is there-
fore appropriate for assessing the summer situation, especially
with regard to overheating and passive control of excess solar
gain.
For the winter case, on the other hand, such profiles represent
“best case” conditions for harvesting solar energy. In order to
arrive at a reasonable annual estimate of auxiliary heating
energy demand, the calculations would need to be based on
typical – rather than ideal – winter conditions. To this end, a
preliminary annual climate profile can be generated from his-
torical data that is commonly available for most geographic
locations: monthly mean values of air temperature and solar
radiation on a horizontal surface. The latter data is used to
derive typical values for the atmospheric parameters Γ and Π
(2-2 Solar Flux through Atmosphere), such that corresponding
solar profiles may be calculated for mid-month dates.
This type of annual climate profile could also provide a
plausible foundation for the development of synthetic climate
data that is detailed enough for application in thermal
simulations of annual heating energy demand (e.g., TU-Wien
1995, Krec and Rudy 1996).
Depending on the focus of analysis and the supplemental
information required, other simplified methods may be useful
for comparison before actually simulating the thermal behav-
ior of a building design. Data extracted from the solar gain
model as defined up to this stage may be appropriately used in
a number of additional methods derived by correlation
analysis (i.e. by determining relationships between variables
numerically rather than from first principles). Simplified
methods that are already developed include, for example:
2-9 Preliminary Performance Assessment
72
the degree-day method for estimating heat loss and the
solar savings fraction (SSF or f), i.e. the solar contribution
to the building’s overall heating load;
the solar load ratio method (SLR), which correlates solar
gain and heating load on a monthly basis;
the unutilizability method for estimating the solar savings
fraction based on solar load ratio, solar radiation incident
on an aperture surface, and thermal storage characteristics
(Balcomb 1992 pp. 182-189).
Multivariable methods generally work with sets of nomo-
graphs, whereby software has been developed for the most
widespread ones to facilitate their application in practice.
Other available applications include the LT method (lighting
and thermal value of glazing, Goulding et al. 1993), the diur-
nal heat capacity method (DHC), as well as a methodology for
determining the optimum allocation of resources for conserva-
tion and passive solar strategies (Balcomb et al. 1980).
References
73
References
Anderson, B. Ed. (1990) Solar Building Architecture. Cam-
bridge, MA: The MIT Press.
ASHRAE (1989) Handbook: Fundamentals – SI Edition.
Atlanta: American Society of Heating, Refrigerating, and Air-
Conditioning Engineers.
Balcombe, J.D. et al. (1980) Passive Solar Design Handbook,
Vol. 2: Passive Solar Design Analysis. Washington, D.C.: U.S.
Dept. of Energy, DOE/CS-0127/2.
Balcombe, J.D. Ed. (1992) Passive Solar Buildings. Cambridge,
MA: The MIT Press.
Bundesministerium für Bauten und Technik – BMBT (1979)
Katalog für empfohlene Wärmeschutzrechenwerte von Bau-
stoffen und Baukonstruktionen. Vienna: Kommissionsverlag,
Österr. Ingenieur- und Architekten-Verein.
Feist, W. (1994) Thermische Gebäudesimulation. Heidelberg
Verlag C.F. Müller.
Fuchs, H., Haferland, F., and Heindl, W. (1975) Ein Verfahren
zur Ermittlung des wärmetechnischen Verhaltens ganzer
Gebäude unter periodisch wechselnder Wärmeeinwirkung.
Vienna: Berichte aus der Bauforschung 99.
Fuchs, H., Haferland, F., and Heindl, W. (1977) Entwicklung
eines einfach anzuwendenden Rechenprogrammes zur Ermitt-
lung von Luft- und Bauteiltemperaturen sowie Heiz- und Kühl-
leistungen. Vienna: Bundesministerium für Raumordnung,
Bauwesen und Städtebau.
Goulding, J. et al. (1993) Energy in Architecture: The European
Passive Solar Handbook. London: Batsford for the EC.
Haferland, F. and Heindl, W. (1970) “Der Einfluß des Schicht-
aufbaus von Außenwänden auf den Temperaturverlauf unter
periodischen Aufheizungs- und Abkühlungsvorgängen infolge
Sonneneinstrahlung und Heizunterbrechung.” Wärme-Klima-
Sanitärtechnik, 11/1969, 1/1970, 2/1970.
Heindl, W. and Koch, H.A. (1976) “Die Berechnung von Son-
nenstrahlungsintensitäten für wärmetechnische Untersuchun-
gen im Bauwesen.” Gesundheits-Ingenieur 97 12/1976, pp.
301-314.
Heindl, W., Krec, K., Panzhauser, E., Sigmund, A. (1987)
Wärmebrücken. Vienna: Springer-Verlag.
Heindl, W., Krec, K., and Sigmund, A. (1984), Klimadatenka-
talog des Bundesministeriums für Bauten und Technik. Vienna:
Kommissionsverlag, Österr. Ingenieur- und Architekten-
Verein.
Heindl, W., Sigmund, A., and Tschegg, E. (1984) Grundzüge
der Bauphysik. Vienna: Springer-Verlag.
References
74
Hittle, D.C. (1977) BLAST – The Building Loads Analysis and
System Thermodynamics Program. Washington, D.C.: U.S.
Army Construction Engineering Laboratory.
Hunn, B. Ed. (1996) Fundamentals of Building Energy Dynam-
ics. Cambridge, MA: The MIT Press.
Koch, A. and Pechinger, U. (1977) “Möglichkeiten zur Berück-
sichtigung von Sonnen- und Wärmestrahlungseinflüssen auf
Gebäudeoberflächen.” Gesundheits-Ingenieur 98 10/1977, pp.
265-280.
Kossecka, E. (1996) “Stochastic Modelling of Heat Transfer
through Building Walls.” Proceedings of International Sympo-
sium of CIB W67, Energy and Mass Flow in the Life Cycle of
Buildings, Vienna: CIB, pp. 581-586.
Krec, K. (1994) RAUM Benutzerhandbuch. Vienna: Technical
University, Dept. of Building Physics.
Krec, K. and Rudy, M. (1996) “Thermal Building Simulation
for Design Practice.” Proceedings of International Symposium
of CIB W67, Energy and Mass Flow in the Life Cycle of Build-
ings, Vienna: CIB, pp. 519-525.
Lechner, N. (1991) Heating, Cooling, Lighting: Design Methods
for Architects. New York: John Wiley & Sons.
Lemoine, M. et al. (1994) CEC European Solar Radiation Atlas,
Vol. I. Rheinland: TUV for the CEC Renewable Energy
Division.
Linke, F. and Boda, K. (1922) “Vorschläge zur Berechnung des
Trübungsgrades der Atmosphäre.” Meteorolog. Zeitschrift.
39/1922.
Moore, F. (1985) Concepts and Practice of Architectural Day-
lighting. New York: Van Nostrand Reinhold.
Nehring, G. (1962) “Über den Wärmefluß durch Außenwände
und Dächer in klimatisierte Räume infolge der periodischen
Tagesgänge der bestimmenden meteorologischen Elemente.”
Gesundheits-Ingenieur 83 7, 8, 9/1962.
Preuveneers, G. et al. (1994) CEC European Solar Radiation
Atlas, Vol. II. Rheinland: TUV for the CEC Renewable Energy
Division.
Reitz, G. (1939) “Pyranometrische Untersuchungen.” Gerl.
Beitr. z. Geoph. 55/1939.
Schempp, D., Krampen, M., and Mölling, F. (1992) Solares
Bauen: Stadtplanung – Bauplanung. Cologne: R. Müller.
Solar Energy Laboratory (1994) TRNSYS/TRNSHELL User
Manual. Madison, WI: University of Wisconsin.
TU-Wien (1989) SOLRAD/SOLFEN Benutzerhandbuch. Vienna:
Technical University, Dept. of Building Physics.
TU-Wien (1995) WAEBED Benutzerhandbuch. Vienna: Techni-
cal University, Dept. of Building Physics.
Threlkeld, J.L. (1970) Thermal Environmental Engineering. 2nd
ed. Chap. 13, Englewood Cliffs, NJ: Prentice Hall.
Part 3
75
Part 3: The Solar Toolbox
The solar toolbox application is structured closely along the
lines of the solar profiling method outlined in Part 1, whereby
each “tool” is a program module for processing the set of input
parameters that is needed for a further level of output options.
The individual output options are systematized to support the
targeted manner of profiles for early building design guidance,
i.e. site analysis and schematic building design development.
Consequently, the principal solar toolbox prototype is con-
ceived to contain the following sequence of modules:
1. solar geometry (geographic site specification – solar
position),
2. solar energy potential (atmosphere and terrain, distant-
field obstructions – solar flux envelope),
3. solar access (incident surface orientations – specific flux),
4. site/building model (full incident surface geometry,
middle-field obstructions – resultant flux),
5. building details (incident surfaces: aperture and room
geometry – resultant flux),
6. solar gain (apertures: solar-optical glazing properties – net
flux).
Consistently comparable results are supported by pre-defined
input sets for standard application cases. In particular, the
selection of standard query dates for seasonal comparison
helps in managing competing design options.
For the more advanced profiling levels (those that go beyond
solar gain modeling), the following tools are tentatively
planned as future extensions:
7. surface conditions (absorptance, ambient air temperature
– resultant temperature),
8. thermal envelope (envelope surface components: U-values
– preliminary performance check),
9. transition to simulation (monthly radiation and ambient
temperatures – annual base profile of solar/climate data).
A preliminary concept for the principal toolbox is covered in
the three chapters of this part (3-1 Solar Site Analysis, 3-2
Geometric Modeling, 3-3 Solar Gain Analysis). In lieu of
lengthy textual descriptions, these chapters contain mainly
graphic depictions of the basic layouts for primary compo-
nents of the user-interface. While the following is clearly not a
user manual, the intended functionality is partially implied by
symbolic conventions for such standard controls as buttons,
input fields, list boxes, and so on. Most of the examples are
shown in the so-called initial state, that is, directly upon
“opening” before user input or editing. Additional comments
are included wherever the operational scheme is not largely
self-explanatory (based on the application background pro-
vided by the previous two parts of this document).
Part 3
76
Fig. 3.1
Screenshot of the online solar workshop.
About the Implementation
The calculation modules of the solar toolbox prototype are
currently programmed as Java applets, which are flexibly
embedded in an HTML user-interface referred to as the solar
workshop (figure 3.1). Since both the solar profiling method
and the algorithms behind it are globally applicable, the main
objective of this Internet-based implementation is to open the
development base and make the “work in progress” as widely
accessible as possible to trial users – without the usual hassles
of physical media distribution, installation, and security risks
on the users’ part.
The tools available in the online solar workshop are organized
in separate main frames for input by level and an overview of
associated output options, whereby the completion of each
input level activates a further set of graphic output options.
The opportunity to document input parameters and numeric
results in tabular form (HTML) is also given in connection
with each level. Two additional frames are incorporated for
related “Help” information as well as project handling. Since
the modeling sequence is intended to accompany the building
design process in an on-going fashion, a general case manager
tool allows for the saving, loading, and editing of previously
entered project data.
The author would like to extend a special thanks to the applet
programmer, Tomasz Kornicki, without whom such an
experimental implementation would not have been possible.
3-1 Solar Site Analysis
77
3-1 Solar Site Analysis
The components depicted in this chapter are for generating
basic solar profiles aimed at site and situation analysis prior to
3D modeling.
A general navigation toolbar is located at the bottom of the
main panel for each input level. Buttons for the following
functions are symbolically included in the layout of all the
main panels:
to previous input level
to first input level (1)
this input level done
clear input for this level
generate tabular document of results
for this level (#)
to next input level (when this one
“done”)
to highest input level that is
currently “done”
3-1 Solar Site Analysis
78
Solar Geometry >>
Input panel >>
>> Solar Position
Output options –
>> solar paths:
>> tracking surfaces: same as for solar paths
3-1 Solar Site Analysis
79
Solar Energy Potential >>
Input panel >>
>> Flux Envelope
Output options –
>> irradiation profile:
>> solar flux plots:
>> site situation:
3-1 Solar Site Analysis
80
Horizon elevation edit:
3-1 Solar Site Analysis
81
Solar Access >>
Input panel >>
>> Specific Flux
Output options –
>> irradiation profile:
3-1 Solar Site Analysis
82
>> solar flux plots:
>> incident angles:
3-2 Geometric Modeling
83
3-2 Geometric Modeling
The components presented in this chapter are for generating
building design profiles aimed at schematic analysis of a 3D
surface model. In preparation for modeling with these compo-
nents of the solar toolbox, it is recommended that the user
physically construct an analogous sketch model of the build-
ing design (using thin cardboard, for example) and keep it at
hand during input. This should serve
to help the user get a sure grasp of the necessary geometric
input (numbers and types of elements, their dimensions
and spatial relation to one another);
as an interpretation aid, both for input (comparison with
model control view) and output (orientations, attached
groups, etc. – see components of the modeling area);
to better tie solar profiling procedures into the “regular”
building design process (assuming, of course, that the
designer is relatively accustomed to working with such
sketch models).
From this level on it becomes necessary to graphically support
input, whereby two different types of views are distinguished:
input view – for graphic input, in particular positioning of
points, generally 2D;
control/selection view – overview of the current state of
the entire site and building model (3D in most instances),
also to be used to graphically select existing elements
(contextual functionality).
Buttons representing the following view controls are included
in a number of panels with graphic views (2D/3D):
zoom in (x2)
zoom out (1/2)
top view of model space (north
justified)
front view of current surface
orientation
cut off view at current surface plane
to wireframe options dialogue
(contextual)
3-2 Geometric Modeling
84
The input views furthermore contain various tools to
graphically support the positioning of points in the model
space (anchors) and in a plane (line endpoints):
snap to existing anchor points
snap to contour corners/line
endpoints
snap to line intersections
snap to grid nodes (double click:
grid setup)
measure angle between 3 points
measure distance between 2 points
The general navigation toolbar at this level also includes an
additional button:
generate tabular document of
site/bldg model (surface element
data)
For contour input, the necessary tools for drawing and shaping
surface elements are grouped in a separate toolbar:
draw line between 2 points
create rectangle (4 lines) between 2
points
copy lines from existing contour
move selected point (line end or
contour corner)
define contour from sequence of
points
move selected anchor point of
contour
flip contour (invert front to back)
remove selected corner point
add corner point to selected line
segment
3-2 Geometric Modeling
85
Site /Building Model >>
Input panel for surface elements >>
>> Resultant Flux on Surfaces
Output options –
3-2 Geometric Modeling
86
Contour new/edit:
Orientation new/edit:
3-2 Geometric Modeling
87
Blocked areas edit (group base surface):
>> surface model (documentation):
3-2 Geometric Modeling
88
>> irradiation profile:
>> solar flux detail:
3-2 Geometric Modeling
89
>> model insolation (24 hrs.):
>> surface insolation (24 hrs.):
3-3 Solar Gain Analysis
90
3-3 Solar Gain Analysis
The last components of the solar toolbox are for developing
the 3D building model in further detail. The supplemental
geometric information and associated parameters modeled
here enhance the calculation of solar energy dimensions to
focus on more advanced issues of building design.
Some view control buttons are adapted to better support the
input of surface-related details:
3D/2D toggle
(model space / surface plane)
3D: top view of model (as before)
2D: top view perp. to current surface
2D only: front view of current
surface
2D only: right side view perp. to
current surface
2D only: left side view perp. to
current surface
The general navigation toolbar at these levels includes the
following additional button:
generate tabular document of bldg
model details (aperture and room
data, aperture glazing properties)
3-3 Solar Gain Analysis
91
Building Details >>
Input panel for surface details (aperture new/edit) >>
>> Resultant Flux on Details
Output options –
3-3 Solar Gain Analysis
92
Shading element new/edit:
Room new/edit:
same as aperture input (without shading elements)
>> surface model (documentation):
3-3 Solar Gain Analysis
93
>> irradiation profile:
>> solar flux detail:
3-3 Solar Gain Analysis
94
>> model insolation (24 hrs.):
3-3 Solar Gain Analysis
95
>> surface insolation (24 hrs.):
3-3 Solar Gain Analysis
96
Solar Gain >>
Input panel >>
>> Net Flux through Apertures
Output options –
>> solar gain detail:
3-3 Solar Gain Analysis
97
>> transmission profile:
3-3 Solar Gain Analysis
98
>> solar gain plots:
99
Summary & Prospects
The traditionally engineering-oriented approach to thermal
building simulation tends to leave such analysis tools out of
the reach of general design practitioners, especially during the
early stages of building design when many of the most influ-
ential decisions regarding the thermal envelope are made. An
alternate approach is proposed for making a situation-specific
component of the overall thermal simulation – the ambient
climate conditions – accessible and informative at the level of
schematic design considerations.
Before and beyond simulation of a building’s overall thermal
behavior, solar radiation data can be made useful to inform
qualitative design decisions if it is
analytically modeled in parametric terms that consistently
correlate geometry with radiation,
selectively implemented in diurnal profiles that capture
meaningful seasonal characteristics, and
rendered to reveal the interdependence of solar
dimensions to the building designer.
By accompanying design phases with the development of a
progressively concise solar/climate model, such information
brings the added benefit of applicability as ambient boundary
condition data for full-scale thermal simulations.
Unto themselves, the kinds of simulations required for the
complete thermal evaluation of fully developed building
designs do not represent design tools in the narrower sense of
the word, since such final evaluations are generally intended
to yield predicted results as proof of target fulfillment (includ-
ing documentation mandated by standards) for a single, “fin-
ished” solution.
But if viewed in light of a seamless application model which
allows energy-related information to be built up and extracted
in layers corresponding to typical decision levels in the
building design process, the strict distinction between design
and evaluation tools disappears. By integrating further levels
of complexity and details as need and available, a principle of
progressive model generation – applied to areas of solar gain
modeling in the context of an overall thermal model – forms
the basis of an integrated solar design tool concept.
Though for new construction the building design process in
its earliest stages does not generally include enough thermally
relevant detail information to make simulation results truly
meaningful, the design of retrofit construction poses an
entirely different situation. To the end of evaluating measures
for improving the energy efficiency in existing buildings, the
application method presented here shall be systematically
extended to encompass the complexities of thermal simulation
analysis.
Appendix
100
Appendix
A: Parameter Studies ....................................................102
A-1 Solar Energy Potential..................................102
A-2 Solar Access .................................................110
A-3 Solar Obstruction .........................................119
A-4 Solar Gain.....................................................124
B: Case Studies..............................................................130
B-1 Housing Retrofit ...........................................130
B-2 Office Building Facade.................................157
B-3 Sunspace Design ..........................................160
C: Glossary of Terms.....................................................176
Parts A and B of this appendix contain excerpted results from
a selection of parameter and case studies that were performed.
The final part – Glossary of Terms – is a compilation of defini-
tions, symbols, and units used throughout Part 2: The Calcu-
lation Models. For reference, commonly used synonyms and
related term,s have also been included, in addition to their
generally accepted translation in German. The chapter refer-
ences point to the terms’ main occurrences in parts 1 and 2 of
this document (as well as relevant case studies in some
instances), thus allowing the glossary to furthermore be used
as an index.
As mentioned in the introduction (Approach & Results), the
solar profiling method, which is also the application concept
behind the solar toolbox, was developed on the basis of exten-
sive parameter and case studies. A methodology of scenario-
based design questions was staked out initially, which in turn
motivated a system of output options targeting applicable
answers. Thus the application model itself essentially evolved
“backwards” in that the main criteria for the input procedures
was that they support reaching the targeted output options as
clearly as possible.
Appendix
101
Program Information
Renderings and other forms of documentation were produced
using standard CAD and graphic software to visualize data
generated with existing calculation tools. The following pri-
mary computer programs work with suitable parametric algo-
rithms and were therefore used in the course of investigating
parameter variations for this design tool application:
SOLRAD (SOLFEN): calculation programs for predicting
solar positions and incident radiation on planes tilted at
any given orientation at any geographic location (shading
of incident plane calculated with orthogonal flanking
planes), © K. Krec and E. Panzhauser.
GEBA, GebaControl: program package for dynamically
simulating the thermal behavior of coupled interior spaces
and entire buildings under periodic conditions at any
geographic location, © K. Krec and A.C. Rahn.
For the case studies that went beyond strictly diurnal evalua-
tions, two further thermal calculation programs were
employed:
WAEBED (EuroWAEBED): program package for predicting
annual heating loads and net heating energy requirements
of buildings, with climate data for sites in Austria,
© Technical University of Vienna.
WAEBRU: program package for calculating multi-
dimensional heat flows and temperature distributions
(“thermal bridges”) under constant conditions,
© K. Krec and E. Panzhauser.
A: Parameter Studies
102
A: Parameter Studies
A-1 Solar Energy Potential
seasonal profiles:
critical months for cooling, heating (July 15, January 15);
solstices for summer, winter (June 21, December 21).
geographic locations:
Vienna @ 48°15'N/16°22'E/ 200 m;
Honolulu @ 21°2'N/158°0'W/ 0 m;
Narvik @ 68°25'N/17°23'W/ 40 m;
… winter-summer times in respective time zones (15-30°E,
150-135°W).
atmosphere and terrain conditions:
Linke haziness factors 4.5 (clear), 45 (overcast)
… Reitz scatter factor 0.333 (standard)
… diffuse ground reflectance 0.2 (standard).
incident planes:
azimuth/tilt tracking the solar path;
azimuths/tilts ±90°/0° (east/west vertical), 0°/90°
(horizontal).
A: Parameter Studies
103
A: Parameter Studies
104
A: Parameter Studies
105
A: Parameter Studies
106
SOLSTICE, tracking surface
date location: meteo. ΣI D ΣI S R+ ΣI
Jun-21 Honolulu: clear 8273 1550 9823
overcast 77 3336 3413
Vienna: clear 9250 1710 10960
overcast 63 3401 3463
Dec-21 Honolulu: clear 5957 1131 7088
overcast 13 1909 1923
Vienna: clear 2442 455 2897
overcast 0 554 554
CRITICAL MONTH, tracking surface
date location: meteo. ΣI D ΣI S R+ ΣI
Jul-15 Honolulu: clear 8213 1539 9751
overcast 77 3315 3392
Vienna: clear 8995 1664 10659
overcast 58 3275 3333
Jan-15 Honolulu: clear 6168 1171 7339
overcast 17 2022 2039
Vienna: clear 2831 526 3357
overcast 0 659 659
A: Parameter Studies
107
CRITICAL MONTH, tracking surface
date location: meteo. ΣI D ΣI S R+ ΣI
Jul-15 Narvik: clear 9675 1827 11502
overcast 16 2928 2944
Vienna: clear 8995 1664 10659
overcast 58 3275 3333
Jan-15 Narvik: clear 81 6 87
overcast 0 6 6
Vienna: clear 2831 526 3357
overcast 0 659 659
A: Parameter Studies
108
SOLSTICE, clear skies, east/west surface
date location: orient. ΣI D ΣI S R+ ΣI
Jun-21 Honolulu: horiz. 6185 1621 7806
E/W vert. 2178 1591 3769
Vienna: horiz. 6230 1805 8034
E/W vert. 2648 1706 4353
Dec-21 Honolulu: horiz. 3264 1231 4495
E/W vert. 1329 1065 2394
Vienna: horiz. 607 589 1196
E/W vert. 419 414 833
CRITICAL MONTH, clear skies, east/west surface
date location: orient. ΣI D ΣI S R+ ΣI
Jul-15 Honolulu: horiz. 6148 1609 7757
E/W vert. 2180 1580 3760
Vienna: horiz. 5982 1758 7740
E/W vert. 2581 1653 4234
Jan-15 Honolulu: horiz. 3498 1266 4764
E/W vert. 1414 1109 2523
Vienna: horiz. 748 665 1449
E/W vert. 517 478 994
A: Parameter Studies
109
CRITICAL MONTH, clear skies, east/west surface
date location: orient. ΣI D ΣI S R+ ΣI
Jul-15 Narvik: horiz. 4787 2047 6834
E/W vert. 2947 1707 4654
Vienna: horiz. 5982 1758 7740
E/W vert. 2581 1653 4234
Jan-15 Narvik: horiz. 1 9 10
E/W vert. 5 6 11
Vienna: horiz. 748 665 1449
E/W vert. 517 478 994
A: Parameter Studies
110
A-2 Solar Access
seasonal profiles:
critical months for cooling, heating (July 15, January 15);
solstices for summer, winter (June 21, December 21).
geographic locations:
Vienna @ 48°15'N/16°22'E/ 200 m;
Honolulu @ 21°2'N/158°0'W/ 0 m;
Narvik @ 68°25'N/17°23'W/ 40 m;
… winter-summer times in respective time zones (15-30°E,
150-135°W).
atmosphere and terrain conditions:
Linke haziness factor 4.5 (clear) … Reitz scatter factor
0.333 (standard) … ground reflectance 0.2 (standard).
ground reflectance 0.2 (20%), 0.5 (additional 30%).
incident planes:
azimuth/tilt tracking the solar path;
azimuths 0° (south), ±45° (SW/SE), ±90° (west/east), 180°
(north) /tilt 0°;
azimuth 0° / tilts +20° (to sky), -20° (to ground).
shading geometry of incident planes:
minimal orthogonal dimensions to shade a surface
(aperture) area from the peak direct beam.
A: Parameter Studies
111
Vienna SOLSTICE: clear skies, vertical surface
date orient. ΣI D ΣI S R+ ΣI peak α /β θ
south 1940 1706 3646 512 0/65 65
SE/SW 2580 1706 4286 600 70/48 53
E/W 2648 1706 4353 655 84/38 37
Jun-
21
north 492 1706 2198 174 105/18 76
south 2135 414 2549 503 0/18 18
SE/SW 1513 414 1928 420 14/17 35
E/W 419 414 833 215 28/14 63
Dec-
21
north 0 414 414 75 0/18 -- Vienna CRITICAL MONTH: clear skies, vertical surface
date orient. ΣI D ΣI S R+ ΣI peak α /β θ
south 2108 1653 3761 531 0/63 63
SE/SW 2652 1653 4305 607 70/46 51
E/W 2581 1653 4234 649 83/36 37
Jul-
15
north 387 1653 2040 163 0/63 --
south 2414 478 2892 545 0/21 21
SE/SW 1716 478 2194 463 16/19 34
E/W 517 478 994 248 30/15 61
Jan-
15
north 0 478 478 82 0/21 --
A: Parameter Studies
112
A: Parameter Studies
113
Honolulu SOLSTICE: clear skies, vertical surface
date orient. ΣI D ΣI S R+ ΣI peak α /β θ
south 0 1591 1591 176 180/88 --
SE/SW 1136 1591 2727 413 102/41 66
E/W 2178 1591 3769 642 103/41 43
Jun-
21
north 1149 1591 2740 250 103/41 80
south 3792 1065 4857 693 0/46 46
SE/SW 2807 1065 3872 686 35/37 38
E/W 1329 1065 2394 493 47/28 53
Dec-
21
north 0 1065 1065 146 0/46 --
Honolulu CRITICAL MONTH: clear skies, vertical surface
date orient. ΣI D ΣI S R+ ΣI peak α /β θ
south 0 1580 1580 179 180/89 --
SE/SW 1231 1580 2811 432 99/48 67
E/W 2180 1580 3760 646 101/40 41
Jul-
15
north 879 1580 2459 228 101/40 82
south 3737 1109 4847 686 0/48 48
SE/SW 2810 1109 3919 693 37/38 39
E/W 1414 1109 2523 516 49/29 49
Jan-
15
north 0 1109 1109 150 0/48 --
A: Parameter Studies
114
Narvik SOLSTICE: clear skies, vertical surface
date orientation ΣI D ΣI S R+ ΣI
south 3375 1835 5210
SE/SW 3466 1835 5301
E/W 3106 1835 4942
Jun-21
north 1343 1835 3178
south 0 0 0
SE/SW 0 0 0
E/W 0 0 0
Dec-21
north 0 0 0
Narvik CRITICAL MONTH: clear skies, vertical surface
date orientation ΣI D ΣI S R+ ΣI
south 3436 1707 5143
SE/SW 3459 1707 5166
E/W 2947 1707 11502
Jul-15
north 1044 1707 11502
south 80 6 86
SE/SW 57 6 63
E/W 5 6 11
Jan-15
north 0 6 6
A: Parameter Studies
115
A: Parameter Studies
116
A: Parameter Studies
117
Vienna: shading devised for peak SUMMER beam
date orientation θ ΣI shaded ΣI
south 65 3646 1702
SW 53 4286 2045
W 37 4353 2255
Jun-21
north 76 2198 1805
south 2549 2270
SW 1927 1452
W 833 592
Dec-21
north 414 412
Honolulu: shading devised for peak WINTER beam
date orientation θ ΣI shaded ΣI
south 46 4857 1676
SW 38 3872 1559
W 53 2394 1205
Dec-21
north -- 1063 1063
south 1591 1590
SW 2727 1630
W 3772 3772
Jun-21
north 2740 2740
A: Parameter Studies
118
Vienna: south tilted surface (±20°)
date orient.: ρG ΣI D ΣI S R+ ΣI peak θ
to sky: 0.2 3876 1689 5565 756 43
0.5 3876 2708 6583 872
to ground: 0.2 348 1617 1966 262 83
Jul-
15
0.5 348 3395 4043 500
to sky: 0.2 2536 542 3078 585 1
0.5 2536 732 3269 622
to ground: 0.2 2000 413 2414 449 41
Jan-
15
0.5 2000 802 2803 524
Honolulu: south tilted surface (±20°)
date orient.: ρG ΣI D ΣI S R+ ΣI peak θ
to sky: 0.2 1483 1590 3073 455 71
0.5 1483 2611 4093 588
to ground: 0.2 0 1570 1570 187 --
Jul-
15
0.5 0 3652 3652 458
to sky: 0.2 4709 1163 5872 856 28
0.5 4709 1790 6498 953
to ground: 0.2 2316 1056 3372 451 68
Jan-
15
0.5 2316 2334 4651 650
A: Parameter Studies
119
A-3 Solar Obstruction
seasonal profiles:
critical months for cooling, heating (July 15, January 15);
solstices for summer, winter (June 21, December 21).
geographic locations:
Vienna @ 48°15'N/16°22'E/ 200 m;
Honolulu @ 21°2'N/158°0'W/ 0 m;
Narvik @ 68°25'N/17°23'W/ 40 m;
… winter-summer times in respective time zones (15-30°E,
150-135°W).
atmosphere and terrain conditions:
Linke haziness factor 4.5 (clear) … Reitz scatter factor
0.333 (standard) … ground reflectance 0.2 (standard).
incident planes:
unit areas of building surfaces (see diagrams for
placement) …
azimuths 0° (south), ±45° (SW/SE), ±90° (west/east), 180°
(north) /tilt 0°.
shading configurations (see associated diagrams):
middle-field – SW façade area freestanding (none), across
from a building front of the same height at a distance of
10m (vis-à-vis), at right angles to equivalent building
tracts at either end (to NW, to SE);
near-field – aperture area (1m2 glazing + 5cm frame)
recessed 30cm into wall.
A: Parameter Studies
120
Vienna: unit aperture area of SW facade
date obstruction ΣJ D ΣJ S R+ ΣJ
none 2652 1653 4305
bldg. vis-à-vis 2097 1653 3750
bldg. tract to NW 1672 1653 3325
Jul-15
bldg. tract to SE 2652 1653 4305
none 1716 478 2194
bldg. vis-à-vis 104 478 582
bldg. tract to NW 1716 478 2194
Jan-15
bldg. tract to SE 689 478 1167
A: Parameter Studies
121
A: Parameter Studies
122
Honolulu: unit aperture area of SW facade
date obstruction ΣJ D ΣJ S R+ ΣJ
none 1231 1580 2811
bldg. vis-à-vis 1042 1580 2622
bldg. tract to NW 48 1580 2060
Jul-15
bldg. tract to SE 1231 1580 2811
none 2810 1109 3919
bldg. vis-à-vis 1360 1109 2469
bldg. tract to NW 2810 1109 3919
Jan-15
bldg. tract to SE 2402 1109 3511
Narvik: unit aperture area of SW facade
date obstruction ΣJ D ΣJ S R+ ΣJ
none 3459 1707 5166
bldg. vis-à-vis 1700 1707 3407
bldg. tract to NW 2691 1707 4398
Jul-15
bldg. tract to SE 2757 1707 4464
none 57 6 63
bldg. vis-à-vis 0 6 6
bldg. tract to NW 57 6 63
Jan-15
bldg. tract to SE 0 6 6
A: Parameter Studies
123
Vienna: unit glazed area recessed in aperture
date orientation ΣI ΣJ
south 3761 2180
SE/SW 4305 2967
E/W 4234 3454
Jul-15
north 2040 1701
south 2892 2564
SE/SW 2184 1738
E/W 709 995
Jan-15
north 478 478 Honolulu: unit glazed area recessed in aperture
date orientation ΣI ΣJ
south 1593 1584
SE/SW 2863 1909
E/W 3781 3057
Jul-15
north 2373 1606
south 4847 3367
SE/SW 3021 3920
E/W 1899 2524
Jan-15
north 1111 1111
A: Parameter Studies
124
A-4 Solar Gain
seasonal profiles:
critical months for cooling, heating (July 15, January 15);
solstices for summer, winter (June 21, December 21).
geographic location:
Vienna @ 48°15'N/16°22'E/ 200 m … winter-summer time
(15-30°E).
atmosphere and terrain conditions:
Linke haziness factor 4.5 (clear) … Reitz scatter factor
0.333 (standard) … ground reflectance 0.2 (standard).
ambient air (sky) temperatures:
diurnal minima~maxima …
extremes in Vienna 16~30 (summer), -7.5~1.5 °C (winter).
incident planes:
unit areas of building surfaces (see diagrams for
placement) …
azimuths 0° (south), ±45° (SW/SE), ±90° (west/east), 180°
(north) /tilt 0°;
shading configurations (see associated diagrams):
middle-field – SW façade area freestanding (none), across
from a building front of the same height at a distance of
10m (vis-à-vis), at right angles to equivalent building
tracts at either end (to NW, to SE).
near-field – orthogonal flanking element minimally
dimensioned to shade an aperture area from the peak
direct beam.
solar-optical properties:
glazing types with direct transmittances 0.65 (double: air-
filled, U=3.0), 0,47 (improved: Ar-filled, U=1.3), 0.29
(triple: Kr-filled, coated, U=0.7), 0.17 (reflecting: Ar-filled,
U=1.3).
surface conditions:
solar absorptances 0.5 (light wall), 0.9 (dark wall), 0.1
(glazing).
A: Parameter Studies
125
Vienna: unit glazed area in SOUTH façade, unobstructed
date glazing type ΣJ ΣGP ΣGS ΣG
double (air-filled) 3778 1611 209 1910
improved (Ar) 1162 613 1775
triple (Kr) 631 665 1296
Jul-15
reflecting film (Ar) 398 222 620
double (air-filled) 2896 1700 232 1932
improved (Ar) 1227 472 1699
triple (Kr) 727 512 1238
Jan-15
reflecting film (Ar) 438 171 609
Vienna: unit glazed area in WEST façade, unobstructed
date glazing type ΣJ ΣGP ΣGS ΣG
double (air-filled) 4240 2249 235 2584
improved (Ar) 1623 686 2309
triple (Kr) 933 744 1677
Jul-15
reflecting film (Ar) 571 248 819
double (air-filled) 994 475 78 553
improved (Ar) 343 160 503
triple (Kr) 191 173 364
Jan-15
reflecting film (Ar) 119 68 117
A: Parameter Studies
126
Vienna: unit glazed area in SW façade with improved
double glazing (Ar-filled, coated, U=1.3, t=0.47)
date obstruction ΣJ ΣGP ΣGS ΣG
none 4322 1519 701 2220
bldg. vis-à-vis 3812 1350 590 1940
bldg. tract to NW 3423 1195 507 1702
Jul-15
bldg. tract to SE 4322 1519 601 2220
none 2194 861 357 1218
bldg. vis-à-vis 612 203 92 295
bldg. tract to NW 2194 861 357 1218
Jan-15
bldg. tract to SE 1225 509 166 675
Vienna: glazed area with improved double glazing (Ar-filled,
coated, U=1.3, t=0.47), unobstructed
date orientation ΣJ ΣGP ΣGS ΣG
south 3778 1162 613 1775
SE/SW 4322 1519 701 2220
E/W 4240 1623 686 2309
north 2058 700 327 1027
Jul-15
horizontal 7742 3058 1261 4319
south 2896 1227 472 1699
SE/SW 2194 861 357 1218
E/W 994 343 160 503
north 478 178 78 256
Jan-15
horizontal 1451 424 236 660
A: Parameter Studies
127
Vienna: aperture with improved double glazing, shading
devised for peak SUMMER beam (see A-2 Solar Access)
date orientation ΣI ΣGP ΣGS ΣG
south 3660 1112 593 1705
shaded 1704 633 277 910
SE/SW 4299 1490 698 2188
shaded 2053 752 332 1084
E/W 4355 1665 704 2369
shaded 2268 881 364 1245
north 2210 747 354 1101
shaded 1813 665 292 957
Jun-21
horizontal 8032 3184 1309 4493
south 2556 1089 417 1506
shaded 2270 964 370 1334
SE/SW 1935 759 315 1074
shaded 1450 583 236 819
E/W 837 285 135 420
shaded 601 223 93 316
north 414 154 67 221
shaded 414 154 67 221
Dec 21
horizontal 1196 344 194 538
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Vienna: surface conditions, unobstructed
radiant air temperature
date orientation: surface min. mean max.
Jul-15 air (sky) temperature 15.62 22.96 29.64
south vert.: glazed 11.54 19.52 27.75
light wall 11.58 22.94 39.04
dark wall 11.54 26.38 50.53
SW vert.: glazed 11.53 19.66 28.88
light wall 11.57 23.55 42.15
dark wall 11.54 27.45 55.29
west vert.: glazed 11.56 19.64 28.97
light wall 11.70 23.44 42.76
dark wall 11.72 27.25 56.40
north vert.: glazed 11.60 19.06 25.82
light wall 11.51 20.94 29.12
dark wall 11.34 22.88 32.62
horizontal: glazed 8.97 17.81 27.10
light wall 8.97 24.79 45.84
dark wall 8.92 31.66 64.23
A: Parameter Studies
129
Vienna: surface conditions, unobstructed
radiant air temperature
date orientation: surface min. mean max.
Jan-15 air (sky) temperature -7.53 -4.02 -0.50
south vert.: glazed -9.74 -5.71 -0.47
light wall -9.84 -3.70 8.40
dark wall -9.94 -1.66 17.54
SW vert.: glazed -9.72 -5.85 -0.63
light wall -9.73 -4.33 7.07
dark wall -9.74 -2.77 14.90
west vert.: glazed -9.72 -6.10 -1.63
light wall -9.72 -5.41 2.68
dark wall -9.72 -4.70 7.10
north vert.: glazed -9.72 -6.20 -2.55
light wall -9.74 -5.87 -1.29
dark wall -9.76 -5.52 0.06
horizontal: glazed -11.09 -7.43 -3.20
light wall -11.14 -6.42 1.33
dark wall -11.20 -5.38 6.10
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130
B: Case Studies
B-1 Housing Retrofit
“Living in the City” design competition
SITUATION ...
The default site in Pécs, Hungary, is composed of three L-
shaped complexes of the same orientation. Each L-complex
consists of two triple-unit blocks which are currently identical
except for the orientation of the main (entrance) facades:
southeast by south and southwest by west. Extreme repeti-
tiveness and a highly dominant modular system dictate a rigid
orthogonal structure. A single standard building unit is
repeated throughout, combined in blocks and placed with lit-
tle regard for orientation and situation relative to other blocks,
resulting in “dead” end walls and corner areas as well as an
unpleasantly “leftover” exterior.
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DESIGN STRATEGY ...
The proposed redesign encompasses the entire building site,
whereby the architectural problem zones (interior and exte-
rior) have been treated mainly by
re-organizing circulation to activate “dead” areas and
engendering variety out of inherent differences in
orientation and situation.
With a few minor exceptions, the primary load-bearing walls
(exterior and center) and the overall structural system of pre-
fabricated concrete panels have been fully maintained, that is,
not radically remodelled. The need to renovate the roofs
afforded the opportunity to extend the south-oriented blocks
by an additional floor so that this somewhat more attractive
orientation could be better utilised, without obstructing solar
access to other parts of the building complex.
The parking areas (of which there is an apparent shortage)
have been extended and partially buried at basement level to
preserve and structure the court-like, semi-public outdoor
areas.
The circulation system has been reorganised such that the
three stairwells of the predominantly south-oriented blocks as
well as one stairwell each of the west-oriented blocks have
been consolidated in two replacement stairwells with eleva-
tors. The remaining two stairwells in the west-oriented blocks
have been adapted to include elevators as well.
The new vertical circulation units are located as additions at
the west ends of the south-oriented blocks and in the corner
areas formed by the two perpendicular blocks where they abut
towards the northeast. Both allow through-circulation to and
building access from the adjacent street and bus stop flanking
the site towards the north.
All of the apartment floor plans have been remodeled to gen-
erate a broad mix of types ranging from single-room studios to
double-floor “maisonettes”, including small, middle, and fam-
ily size apartments, as well as wheelchair-accessible units.
Nearly all the apartments are augmented by a sunspace,
whereby two different types have been designed according to
the different conditions of the two main facade orientations.
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THERMAL PERFORMANCE & ECONOMIC
CONSIDERATIONS ...
The measures proposed to improve thermal quality include
renewal of all windows (replacement: insulating double light,
U-value=1.3), as well as overcladding of exterior walls and
roof renewal with 10 cm insulation (separated roof build up).
Furthermore, buffer spaces which function as a hybrid
between isolated and direct gain systems were designed for
maximum usability in winter and summer (insulating double
light glazing, separating wall of existing concrete panels unin-
sulated). Two variations of the same standard system – corre-
sponding to two main facade orientations – were developed:
broad and shallow, single-sided toward SSE;
deep, two-sided “sun scoops” on WSW facades, spaced to
avoid solar obstruction.
Selection and development of the thermal performance
improvements were based on computer-aided solar-climatic
analysis and thermal simulations, whereby the focus was on
optimizing relatively simple (affordable) options rather than
on implementing more sophisticated (costly) systems. As
buffer spaces provide only minor savings in overall energy
requirements in this context, their expense is only justified if
they represent more than simply a glazed-over balcony, that is,
if they provide a comfortably usable extension to living spaces
year-round.
NET ANNUAL HEATING ENERGY [kWh/m2]
simulation results:
proposal:base case = 24% | net savings p.a. = 82 kWh/m2
GROSS ANNUAL HEATING ENERGY [kWh/m2]
heating system
efficiency:
base case proposed
improvement
40 % 268 (63)
80 % (134) 32
proposal:base case = 12% | gross savings p.a. = 236 kWh/m2
B: Case Studies
133
B: Case Studies
134
BUILDING & SITE REDESIGN
apartment sizes* &
numbers of units:
base case proposal
35 m2 90 35 m2 36
50 m2 120 65 m2 60
75 m2 36
90 m2 18
100 m2 18
125 m2 3
140 m2 12
TOTAL 210 units
(18 stairwells)
parking for 62
183 units (12
stairwells with
elevators) parki
ng for 102
* not including sunspaces
B: Case Studies
135
B: Case Studies
136
B: Case Studies
137
SOLAR/THERMAL EVALUATIONS …
I. SITE PROFILE – SOLAR ACCESS
diurnal solar path, site shading (sunrise–sunset):
1. clear-sky winter day (mid-January) + clear-sky
summer day (mid-July)
radiation curves, day sums (SOLRAD):
2. 4 main facade orientations
II. BASE CASE PROFILE –
for comparing generic system options: standard base case unit
= one central floor (3 of 5) of one centrally located stair unit
(incl. flanking appartments)
A. THERMAL BEHAVIOR (GEBA)
diurnal characterization of standard building unit, periodic
simulation:
1. 2 standard orientations (corresponding to
otherwise identical existing buildings)
2. x 2 seasonal conditions: clear skies/overcast
winter (resultant heating load w./w.o solar gain)
+ summer (comfort: resultant interior temp.)
B. ANNUAL HEATING ENERGY (WAEBED)
overall building unit (base case all floors incl. roof +
basement), time-step simulation:
– 2 standard orientations (corresponding to
otherwise identical existing buildings)
C. THERMAL BRIDGING DETAILS (WAEBRU)
thermal conductance (temperature distribution, heat flow
pattern):
– exterior wall/floor joint
– exterior wall/roof joint
– window frame
III. SCHEMATIC/DEVELOP. DESIGN PROFILES –
A. THERMAL BEHAVIOR
resultant heating load w. solar gain (winter characterizations):
1. refurbished windows, sealed overcladding
insulation -- all exterior walls
2. 1 + sunspace towards south, ventilation directly
to exterior
(2a. 1 + sunspace towards north)
3. 2 without overcladding of separating wall areas
4. 3 + heating ventilation via sunspace
resultant temperatures w. solar gain (summer
characterization):
– necessary measures to attain acceptable comfort
levels
B. ANNUAL HEATING ENERGY
optimum version as determined in A for overall building unit:
– analogous to base case
C. THERMAL BRIDGING DETAILS
where base case proved critical,
optimum version as determined in A:
– analogous to base case
IV. FINAL DESIGN PROFILE
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138
B: Case Studies
139
B: Case Studies
140
B: Case Studies
141
B: Case Studies
142
B: Case Studies
143
B: Case Studies
144
SOLAR DETAILS …
VERTICAL SHADING ANGLES (at irradiation peaks)
in section: WSW SSE
January 19.4 22.6
July 45.9 58.2
SSE-facing sunspace:
CLIMATE PROFILE
average daily temp. [°C]
high low clear skies
January 2.4 -3.7 25 %
July 27.5 15.8 65 %
WSW-facing sunspace:
B: Case Studies
145
DIURNAL THERMAL ANALYSIS…
summer (Jul-15): 17.2°~32.1° C, clear skies
winter (Jan-15): -7.5°~-0.5° C, clear skies/overcast
SIMULATION MODELS OF CENTRAL BAY UNITS:
middle stairwell + 2 flanking apartments on floor 2 of existing
building tracts; model versions for each main orientation
(entrance façade) –
SSE-facing unit
WSW-facing unit
full input documentation separately includes:
thermal properties of building materials, building
component assemblies & dimensions, glazing properties &
dimensions, radiation data, air changes & infiltration,
heat transfer & other coefficients …
B: Case Studies
146
space description
1 BACK ROOMS (north zone, across entire unit):
77.76 m2 (221.6 m3), bounded by –
exterior wall > NNW or ENE,
separating walls > spaces 2 & 3,
interior wall > space 5,
apt. unit sep. walls > eq. neighboring spaces (X),
floor & ceiling > eq. spaces above & below (X).
Heated in some cases (20° C).
Internal gains: 2 daytime occupants.
Heating ventilation in some cases.
2 E-FRONT ROOM (south zone to right of stairwell):
15.39 m2 (92.3 m3), bounded by –
exterior wall > SSE or WSW,
separating wall > space 1,
interior wall > space 5,
apt. unit sep. wall > eq. neighboring space (X),
floor & ceiling > eq. spaces above & below (X).
Heated in some cases (20° C).
Internal gains: 2 occupants.
3 W-FRONT ROOM (south zone to left of stairwell):
base cases same as space 2,
design cases (with sunspace) bounded by –
exterior wall = separating wall > space 4,
otherwise same as space 2.
Heating vent. source for space 1 in some cases.
space description
4 SUNSPACE (buffer added to W-front of base case):
8.40 m2 (23.9 m3), bounded by –
exterior glazed wall > SSE or WSW,
ext. flanking walls > ENE/WSW or NNW/SSE,
separating wall > space 3,
floor & ceiling > eq. spaces above & below (X).
No heating (free-running).
Internal gains: 1 daytime occupant.
Shades employed in some cases.
Force ventilated in some cases.
Heating vent. source for space 1 in some cases.
(5) STAIRWELL (between spaces 2&3):
12.96 m2 (36.9 m3), bounded by –
interior walls > spaces 1, 2 & 3,
floor & ceiling > eq. spaces above & below (X).
No heating (free-running).
Internal gains: 1 daytime occupant.
(X) ADJACENT INTERIOR SPACES:
model boundary > all spaces (apt. sep. walls, floor
& ceiling)
Interior air temp. assumed same as adjacent space.
MODEL CONFIGURATIONS & RESULTS …
B: Case Studies
147
base cases:
existing building units (no sunspaces)
existing double fitted windows
no exterior insulation
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 25.0
(17.2~32.1)
a-S-0 SSE-facing 1: 25.7
(24.1~27.1)
2/3: 26.6
(24.9~27.5)
b-S-0 WSW-facing 1: 27.1
(25.2~28.2)
2/3: 27.4
(25.7~28.8)
case distinguishing 20°: mean load [W]
label parameters (min~max.)
W Jan-15
ext. temp.: –4.0 (-7.5~-0.5)
a-W-0 SSE-facing, clear skies 1: 2347
(1969~2893)
2/3: 677
(434~878)
b-W-0 WSW-facing, clear skies 1: 2336
(1971~2770)
2/3: 775
(554~1093)
a-W-0/o SSE-facing, overcast 1: 2321
(1932~2828)
2/3: 820
(663~1039)
B: Case Studies
148
basic upgrade options:
new windows with double light, coated glazing (gas fill,
U=1.3/t=0.47/g=0.61)
overcladding insulation of exterior walls (12cm)
case distinguishing 20°: mean load [W]
label parameters (min~max.)
a-W SSE, Jan-15, clear skies
ext. temp.: –4.0 (-7.5~-0.5)
a-W-0 – base case 1: 2347
existing windows (1969~2893)
no ext. insulation 2/3: 677
(434~878)
a-W-0+ 1: 1877
new windows (1496~2384)
no ext. insulation 2/3: 568
(354~746)
a-W-1 1: 1159
new windows + (821~1633)
overcladding insulation 2/3: 219
(-48~441)
case distinguishing 20°: mean load [W]
label parameters (min~max.)
b-W WSW, Jan-15, clear skies
ext. temp.: –4.0 (-7.5~-0.5)
b-W-0 – base case 1: 2336
existing windows (1971~2770)
no ext. insulation 2/3: 775
(554~1093)
b-W-1 1: 1150
new windows + (827~1543)
overcladding insulation 2/3: 291
(57~563)
B: Case Studies
149
basic design options:
simple sunspace addition (4) to the W-front room (3)
leaving the overcladding insulation off of the separating
wall between the W-front (3) and the sunspace (4)
case distinguishing 20°: mean load [W]
label parameters (min~max.)
a-W SSE, Jan-15, clear skies
ext. temp.: –4.0 (-7.5~-0.5)
a-W-1 – see upgrade 1: 1159
no sunspace (821~1633)
2/3: 219
(-48~441)
a-WS-1 1: 1156
sunspace 4 added (817~1640)
insulation on sep. wall 2: 218
(-49~439)
3: -252
temperature in 4: (-729~9)
18.4 (12.7~27.9) °C 4: 0
a-WS-2 1: 1156
sunspace 4 added (817~1640)
no sep. wall insulation 3: -242
temperature in 4: (-684~5)
18.8 (14.2~26.0) °C 4: 0
question 1 (1a):
How useful are sunspaces that are not oriented due south for
harvesting solar gain? (How comfortable are they in winter?)
sunspaces oriented SSE and WSW
case distinguishing 20°: mean load [W]
label parameters (min~max.)
b-W WSW, Jan-15, clear skies
ext. temp.: –4.0 (-7.5~-0.5)
b-W-1 – see upgrade 1: 1150
no sunspace (827~1543)
2/3: 291
(57~563)
b-WS-1 1: 1148
sunspace 4 added (824~1538)
insulation on sep. wall 2: 291
(57~565)
3: -84
temperature in 4: (-471~240)
12.8 (9.0~21.0) °C 4: 0
b-WS-2 1: 1148
sunspace 4 added (824~1538)
no sep. wall insulation 3: -32
temperature in 4: (-393~293)
14.5 (11.5~20.7) °C 4: 0
B: Case Studies
150
question 2:
How well does the sunspace perform on a cloudy day?
overcast conditions
case distinguishing 20°: mean load [W]
label parameters (min~max.)
a-W SSE, Jan-15
ext. temp.: –4.0 (-7.5~-0.5)
a-WS-2 – see previous 1: 1156
clear skies (817~1640)
2: 218
(-49~439)
3: -242
temperature in 4: (-684~5)
18.8 (14.2~26.0) °C 4: 0
a-WS-2/o 1: 1177
overcast (825~1614)
2: 364
(219~578)
3: 197
temperature in 4: (44~427)
9.8 (8.1~12.7) °C 4: 0
question 3:
Could anything be gained – energy or space that is partially
usable in winter – by applying a sunspace to the mainly east
oriented “back side”?
unit reversed such that the sunspace (4) is oriented ENE
case distinguishing 20°: mean load [W]
label parameters (min~max.)
W Jan-15, clear skies
ext. temp.: –4.0 (-7.5~-0.5)
b-WS-2 WSW-facing – see previous 1: 1148
(824~1538)
2: 291
(57~565)
3: -32
temperature in 4: (-393~293)
14.5 (11.5~20.7) °C 4: 0
c-WS-2 ENE-facing 1: 838
(space 1: WSW-facing) (-335~1600)
2: 389
(237~563)
3: 256
temperature in 4: (95~433)
8.3 (6.7~9.9) °C 4: 0
B: Case Studies
151
question 4:
What combination of heating and internal ventilation best
distributes the excess energy gained in the south zone?
sunspace as remote source for heating ventilation to back
rooms (1) during peak hours
W-front room (3) as free-running heat source to adjacent
back rooms (1) through additional internal air circulation
case distinguishing 20°: mean load [W]
label parameters (min~max.)
a-W SSE, Jan-15, clear skies
ext. temp.: –4.0 (-7.5~-0.5)
a-WS-2 – see previous 1: 1156
no heating vent. (817~1640)
(no exchange betw. 3 & 1) 3: -242
temperature in 4: (-684~5)
18.8 (14.2~26.0) °C 4: 0
a-WS-3
sunspace 4 as source to 1
circulation betw. 3 & 1 1: 1148
space 3 set at 20°C (818~1632)
3: -240
temperature in 4: (-668~14)
18.7 (16.3~21.5) °C 4: 0
a-WS-4
sunspace 4 as source to 1
circulation betw. 3 & 1 1: 946
free-running temp. in 3: (617~1453)
21.2 (20.9~21.8) 3: 0
temperature in 4:
19.1 (16.7~22.0) °C 4: 0
B: Case Studies
152
question 5 (5a):
What measures are necessary to control the overheating
tendency of the sunspace? (How effective are they in
maintaining an acceptable level of thermal comfort during a
hot summer spell?)
internal air circulation between the overheated W-front
(3) and the cooler back rooms (1)
case distinguishing mean temp. [°C]
label parameters (min~max.)
a-S SSE, Jul-15, clear skies ext. 25.0
(17.2~32.1)
a-SS-2 – see basic design options 1: 26.4
(no exchange betw. 3 & 1) (24.8~27.9)
2: 27.0
(25.3~27.8)
3: 30.0
(28.1~31.2)
4: 39.9
(32.5~48.1)
a-SS-3 1: 27.0
circulation betw. 3 & 1 (25.3~28.6)
2: 27.1
(25.4~27.9)
3: 28.5
(26.8~29.6)
4: 39.4
(32.1~47.6)
B: Case Studies
153
shading devices used to cut out the direct beam on all
south-facing glazing (2 and 4)
mechanically forced night ventilation of the sunspace (4)
case distinguishing mean temp. [°C]
label parameters (min~max.)
a-S SSE, Jul-15, clear skies ext. 25.0
(17.2~32.1)
a-SS-3 – see previous 1: 27.0
shades not used (25.3~28.6)
no forced night vent. 2: 27.1
(25.4~27.9)
3: 28.5
(26.8~29.6)
4: 39.4
(32.1~47.6)
a-SS-3+ 1: 25.6
shades in use: 7:00 – 14:00 (24.1~27.0)
no forced night vent. 2: 25.2
(24.0~26.0)
3: 26.1
(24.9~26.9)
4: 29.4
(25.7~32.5)
a-SS-4+ 1: 25.6
shades in use: 7:00 – 14:00 (24.0~27.0)
forced night vent. in 4 3: 25.8
(24.6~26.6)
4: 27.7
(23.3~31.2)
B: Case Studies
154
day: external movable shutters louvered to block direct
radiation
night: cooling ventilation to exterior (mechanically forced in
sunspace), net losses in longwave radiation exchange
with sky
B: Case Studies
155
day: predominantly isolated gain sunspace, partial direct
gain to south zone, heating ventilation to north zone
night: thermal masses give off stored heat, improved insulation
& airtightness, closed shutters cut long wave radiation
losses to sky
AUXILIARY HEATING LOAD [W/m2]
min.~max. output to maintain 20 °C
B: Case Studies
156
CONSTRUCTION DETAILS & THERMAL BRIDGES …
B: Case Studies
157
B-2 Office Building Façade
Sintex Pacific Hard Metals Corporation,
Forest Grove, Oregon, U.S.A.
geographic location: 67°0'E/15°30'N
solstices (Jun-21, Dec-21), clear skies …
B: Case Studies
158
question 1 (1a):
How does tilting the foyer façade affect the specific summer
quantities of solar flux? (How do these quantities compare to
the solar flux envelope?)
azimuth/tilt tracking the solar path;
azimuth -90° (east) / tilts 0°, -18°55'
azimuth 0° (south) / tilts 0°, -18°55'
date orientation ΣI D ΣI S ΣI R ΣI
tracking 9865 1372 217 11454
east vert. 2834 825 836 4495
east tilted 1764 558 1107 3429
south vert. 1785 825 836 3446
Jun-21
south tilted 126 558 1107 1790
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159
question 2:
What are the minimal overhang dimensions needed to
completely shade the south-tilted façade of the foyer from the
peak direct beam (glare) in summer?
depth of an orthogonal flanking element at the top of a
2.00m height of aperture area, with 2.5cm deep elements
spaced apart 1.15m horizontally (representing the
modular framing structure of the glazed façade)
date depth (orient.) ΣI D shaded ΣI
0 cm (south vertical) 1785 3446
0 cm (south tilted) 126 1790
5 cm (south tilted) 105 1685
Jun-21
10 cm (south tilted) 0 1664
question 3:
How much of the winter gain is obstructed by this minimal
shading geometry?
date depth (orient.) shaded ΣI
0 cm (south vertical) 3289
0 cm (south tilted) 2784
Dec-21
10 cm (south tilted) 2656
B: Case Studies
160
B-3 Sunspace Design
Haus Felber (design: Mihály Táksas), Himberg, Austria
SITE & SIMULATION MODEL …
geographic longitude/latitude/altitude: 48°15'N/16°22'E/200m
diurnal climate profiles –
summer (Jul-15): 16°~30° C, clear skies
spring (Apr-15): 4°~16° C, clear skies
winter (Jan-15): -6.5°~0.5° C, clear skies/overcast
full input documentation separately includes:
thermal properties of building materials, building
component assemblies & dimensions, glazing properties &
dimensions, radiation data, air changes & infiltration,
heat transfer & other coefficients …
B: Case Studies
161
space description
1 BUFFERSPACE (between structural glue lam.):
11.83 m3, bounded by –
main glazing area (south tilted 0°/45°) > exterior,
shades > space 2,
ventilation flaps > S-intake & N-exhaust (roof),
glue lam. timber > E-wall, space 3, W-attica.
No heating or other internal gains.
Force ventilated in some cases.
2 SUNSPACE (main focus):
133.4 m3, bounded by –
shades > space 1,
roof glazing > W-attica & N-roof/-attica,
ext. wall > NE-attica & E-wall (part. glazed),
entrance “box” > E-wall (glazed),
sep. wall/ceiling > spaces 3 & “X” (part. glazed),
floor > basement,
planter & floor edge > S-exterior (“underside”).
Internal gains: 2 daytime occupants.
Minimally heated in some cases (10°~17° C).
Ventilated directly to exterior in some cases
(intake from basement, exhaust to N-roof).
Shades employed in some cases.
space description
3 ROOM (workshop between sunspace & garage):
54.8 m3, bounded by –
sep. wall > spaces 1+2 & “X”,
ext- wall > SW-firewall & E-wall (part. glazed),
ceiling > SW-roof,
floor > basement.
Internal gains: 2 daytime occupants.
Heated in some cases (20° C).
Reference space for the behavior of “X” – see
below (same diurnal temp. assumed at
boundaries).
(TZ) BASEMENT:
temperature zone > spaces 2 & 3 (floors).
Interior air temp. assumed constant: 18° C in
summer, otherwise 16° C.
Ventilation air source for space 2 in some cases.
(X) EXISTING BLDG:
model boundary > spaces 2&3 (sep. walls/ceiling)
Interior air temp. assumed same as space 3.
SUNSPACE CONFIGURATIONS & RESULTS …
B: Case Studies
162
base cases:
shades not used
no forced ventilation of buffer
3cm add. insulation in floor (> basement)
no insulation on separating wall (> existing bldg)
double glazing in sep. wall (> existing bldg)
main glazing area (tilted S): double light, coated (air fill,
U=1.5/t=0.48/g=0.61)
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-0 1: 45.8
basement: 18° C (27.0~72.3)
2: 46.7
(29.6~69.7)
space 3 free-running 3: 32.7
(27.9~36.1)
B: Case Studies
163
base cases:
shades not used
no forced ventilation of buffer
3cm add. insulation in floor (> basement)
no insulation on separating wall (> existing bldg)
double glazing in sep. wall (> existing bldg)
main glazing area (tilted S): double light, coated (air fill,
U=1.5/t=0.48/g=0.61)
case distinguishing mean temp. [°C]
label parameters (min~max.)
T Apr-15, clear skies ext. 10.0
(4.0~16.0)
T-0a 1: 33.1
basement: 16° C (20.1~54.1)
2: 34.3
(23.4~50.8)
space 3 free-running 3: 24.6
(22.7~25.7)
T-0b 1: 32
basement: 16°C (19.0~53.0)
2: 33.0
heating/cooling load in 3: (22.1~49.5)
-335 (-917~239) W 3: 20
case distinguishing mean temp. [°C]
label parameters (min~max.)
W Jan-15 ext. -3.0
(-6.5~0.5)
W-0a
clear skies 1: 12.6
basement: 16° C (6.1~26.1)
sunspace 2 free-running 2: 14.4
heating load in 3: (8.9~25.1)
658 (416~873) W 3: 20
W-0b Jan-15
overcast 1: 7.5
basement: 16° C (4.5~12.2)
sunspace 2 free-running 2: 9.1
heating load in 3: (6.6~13.0)
785 (592~950) W 3: 20
W-0c
overcast
basement: 16° C 1: 15.6
heating load in 2: (7.3~11.7)
1214 (224~2655) W 2: 14.1
heating load in 3: (10.0~17.0)
706 (519~874) W 3: 20
B: Case Studies
164
B: Case Studies
165
question 1:
How effective are basic measures in reducing the extreme
overheating tendency?
shades between buffer (1) and sunspace (2)
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-0 – base case 1: 45.8
shades not used (27.0~72.3)
2: 46.7
(29.6~69.7)
3: 32.7
(27.9~36.1)
S0+ 1: 46.1
shades in use: 9:00 – 19:00 (23.9~84.2)
2: 39.7
(26.1~57.2)
3: 31.3
(26.7~34.4)
force ventilating the sunspace (2) via the buffer (1)
case distinguishing mean temp. [°C]
label parameters (min~max.)
S-0 – base case 1: 45.8
shades not used (27.0~72.3)
no ventilation through 1 2: 46.7
(29.6~69.7)
3: 32.7
(27.9~36.1)
S-01 1: 31.2
shades not used ((18.9~46.9)
2 ventilated through 1 2: 41.4
(27.6~59.2)
3: 31.7
(27.0~34.9)
S-01+ 1: 49.8
shades in use: 9:00 – 19:00 (11.7~30.9)
2 ventilated through 1 2: 33.6
(23.9~44.3)
3: 30.2
(25.7~33.0)
B: Case Studies
166
shades between buffer (1) and sunspace (2)
case distinguishing mean temp. [°C]
label parameters (min~max.)
T Apr-15, clear skies ext. 10.0
(4.0~16.0)
T-0a – base case (a) 1: 33.1
shades not used (20.1~54.1)
2: 34.3
(23.4~50.8)
space 3 free-running 3: 24.6
(22.7~25.7)
T-0a+ 1: 32.7
shades in use: 9:00 – 19:00 (15.9~66.4)
2: 27.5
(18.6~39.8)
space 3 free-running 3: 22.9
(20.9~24.1)
case distinguishing mean temp. [°C]
label parameters (min~max.)
T-0b – base case (b) 1: 32
shades not used (19.0~53.0)
2: 33.0
heating/cooling load in 3: (22.1~49.5)
-335 (-917~239) W 3: 20
T-0b+ 1: 32.1
shades in use: 9:00 – 19:00 (15.2~65.8)
2: 26.7
heating/cooling load in 3: (17.9~39.0)
-217 (-815~345) 3: 20
B: Case Studies
167
question 2:
Is there anything to be gained through such measures that
influence the thermal coupling of the sunspace with the
existing building?
leaving out the additional 3cm layer of insulation in the
floor of the sunspace (2) over the existing basement (TZ)
case distinguishing mean temp. [°C]
label parameters (min~max.)
W-a Jan-15, clear skies ext. -3.0
(-6.5~0.5)
W-0a – base case (a)
add. ins. in floor of 2 1: 12.6
sep. wall: base config. (6.1~26.1)
sunspace 2 free-running 2: 14.4
heating load in 3: (8.9~25.1)
658 (416~873) W 3: 20
W-1a
no add. ins. in floor of 2 1: 12.4
sep. wall: base config. (6.0~26.2)
sunspace 2 free-running 2: 14.2
heating load in 3: (8.7~25.2)
661 (420~877) W 3: 20
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-01+ – see question 1 1: 49.8
add. ins. in floor of 2 (11.7~30.9)
no add. ventilation of 2 2: 33.6
sep. wall: base config. (23.9~44.3)
3: 30.2
(25.7~33.0)
S-11+ 1: 30.3
no add. ins. in floor of 2 (17.2~49.6)
no add. ventilation of 2 2: 31.4
sep. wall: base config. (22.0~42.1)
3: 29.8
(25.4~32.6)
B: Case Studies
168
leaving out the additional 3cm layer of insulation in the
floor of the sunspace (2) over the existing basement (TZ)
case distinguishing mean temp. [°C]
label parameters (min~max.)
W-c Jan-15, overcast ext. -3.0
(-6.5~0.5)
W-0c – base case (c)
add. ins. in floor of 2
sep. wall: base config. 1: 15.6
heating load in 2: (7.3~11.7)
1214 (224~2655) W 2: 14.1
heating load in 3: (10.0~17.0)
706 (519~874) W 3: 20
W-1c
no add. ins. in floor of 2
sep. wall: base config. 1: 12.6
heating load in 2: (8.2~16.5)
298 (-692~1786) W 2: 14.1
heating load in 3: (10.0~17.0)
529 (319~694) W 3: 20
additionally ventilating the sunspace (2) with air drawn
from the basement (TZ) and exhausted directly to the
exterior (> N-roof)
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-11+ – see previous 1: 30.3
no add. ins. in floor of 2 (17.2~49.6
no add. vent. of space 2 2: 31.4
sep. wall: base config. (22.0~42.1)
3: 29.8
(25.4~32.6)
S-12+ 1: 29.0
no add. ins. in floor of 2 (16.7~46.8)
add. vent. (TZ > 2 > ext.) 2: 26.9
sep. wall: base config. (20.4~33.6)
3: 29.0
(24.7~31.6)
B: Case Studies
169
shielding the existing building (X) from the sunspace (2)
by insulating the separating wall
case distinguishing mean temp. [°C]
label parameters (min~max.)
W Jan-15, clear skies ext. -3.0
(-6.5~0.5)
W-0a – base case (a)
add. ins. in floor of 2 1: 12.6
no ins. of sep. wall (6.1~26.1)
sunspace 2 free-running 2: 14.4
heating load in 3: (8.9~25.1)
658 (416~873) W 3: 20
W-2a
add. ins. in floor of 2 1: 12.3
sep. wall insulated (5.1~27.6)
sunspace 2 free-running 2: 14.0
heating load in 3: (7.6~27.0)
632 (371~844) W 3: 20
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-01+ – see question 1 1: 49.8
add. ins. in floor of 2 (11.7~30.9)
no add. ventilation of 2 2: 33.6
no ins. of sep. wall (23.9~44.3)
3: 30.2
(25.7~33.0)
S-21+ 1: 31.1
add. ins. in floor of 2 (17.5~50.4)
no add. ventilation of 2 2: 34.0
sep. wall insulated (23.1~46.6)
3: 29.9
(25.5~32.8)
B: Case Studies
170
using single-light rather than double-light (insulating)
glazing in the separating wall
case distinguishing mean temp. [°C]
label parameters (min~max.)
W Jan-15, overcast ext. -3.0
(-6.5~0.5)
W-0c – base case (c)
double glazing in sep. wall
heating load in 2: 2: 14.1
1214 (224~2655) W (10.0~17.0)
W-3c
single glazing in sep. wall
heating load in 2: 2: 14.1
1115 (54~2587) W (10.0~17.0)
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-01+ – see question 1 1: 49.8
add. ins. in floor of 2 (11.7~30.9)
no add. ventilation of 2 2: 33.6
double glazing in sep. wall (23.9~44.3)
S-31+ 1: 30.9
add. ins. in floor of 2 (17.7~49.6)
no add. ventilation of 2 2: 33.3
single glazing in sep. wall (23.9~43.8)
B: Case Studies
171
question 3:
What type of main glazing would be best for the sunspace,
both in winter and in summer?
thermal-insulating glazing properties (standard or high-
performance gas-filled)
case distinguishing mean temp. [°C]
label parameters (min~max.)
W Jan-15, clear skies ext. -3.0
(-6.5~0.5)
W-0a – base case (a)
double, ins. (air fill) 1: 12.6
U=1.5/t=0.48/g=0.61 (6.1~26.1)
sunspace 2 free-running 2: 14.4
heating load in 3: (8.9~25.1)
658 (416~873) W 3: 20
W-0a-hg
triple, high ins. (Kr fill) 1: 14.3
U=0.7/t=0.29/g=0.48 (8.4~27.1)
sunspace 2 free-running 2: 15.0
heating load in 3: (10.3~23.8)
549 (349~716) W 3: 20
case distinguishing mean temp. [°C]
label parameters (min~max.)
W Jan-15, overcast ext. -3.0
(-6.5~0.5)
W-0b – base case (b)
double, ins. (air fill) 1: 7.5
U=1.5/t=0.48/g=0.61 (4.5~12.2)
sunspace 2 free-running 2: 9.1
heating load in 3: (6.6~13.0)
785 (592~950) W 3: 20
W-0b-hg
triple, high ins. (Kr fill) 1: 9.1
U=0.7/t=0.29/g=0.48 (6.6~13.4)
sunspace 2 free-running 2: 10.2
heating load in 3: (8.2~13.4)
663 (516~799) W 3: 20
B: Case Studies
172
thermal-insulating glazing properties (standard or high-
performance gas-filled)
case distinguishing mean temp. [°C]
label parameters (min~max.)
W Jan-15, overcast ext. -3.0
(-6.5~0.5)
W-0c – base case (c)
double, ins. (air fill)
U=1.5/t=0.48/g=0.61 1: 15.6
heating load in 2: (7.3~11.7)
1214 (224~2655) W 2: 14.1
heating load in 3: (10.0~17.0)
706 (519~874) W 3: 20
W-0c-hg
triple, high ins. (Kr fill)
U=0.7/t=0.29/g=0.48 1: 13.2
heating/cooling load in 2: (8.7~17.3)
96 (-1063~1388) W 2: 14.1
heating load in 3: (10.0~17.0)
453 (287~593) W 3: 20
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-01+ – see question 1 1: 49.8
double, ins. (air fill) (11.7~30.9)
U=1.5/t=0.48/g=0.61 2: 33.6
(23.9~44.3)
3: 30.2
(25.7~33.0)
S-01+hg 1: 30.5
triple, high ins. (Kr fill) (18.0~48.1)
U=0.7/t=0.29/g=0.48 2: 31.6
(23.2~40.7)
3: 31.4
(28.8~25.0)
B: Case Studies
173
solar-protective glazing properties (with or without light-
reflecting film + gas-filled)
case distinguishing mean temp. [°C]
label parameters (min~max.)
W Jan-15, clear skies ext. -3.0
(-6.5~0.5)
W-0a – base case (a)
double, ins. (air fill) 1: 12.6
U=1.5/t=0.48/g=0.61 (6.1~26.1)
sunspace 2 free-running 2: 14.4
heating load in 3: (8.9~25.1)
658 (416~873) W 3: 20
W-0a-rf
double, refl. film (Ar fill) 1: 9.0
U=1.4/t=0.27/g=0.33 (4.8~16.9)
sunspace 2 free-running 2: 12.2
heating load in 3: (7.9~20.0)
721 (473~922) W 3: 20
case distinguishing mean temp. [°C]
label parameters (min~max.)
S Jul-15, clear skies ext. 23.0
(16.0~30.0)
S-01+ – see question 1 1: 49.8
double, ins. (air fill) (11.7~30.9)
U=1.5/t=0.48/g=0.61 2: 33.6
(23.9~44.3)
3: 30.2
(25.7~33.0)
S-01+rf 1: 27.9
double, refl. film (Ar fill) (17.5~41.1)
U=1.4/t=0.27/g=0.33 2: 31.1
(22.9~39.4)
3: 29.7
(25.3~32.4)
B: Case Studies
174
questions 1 & 2:
B: Case Studies
175
question 3:
C: Glossary of Terms
176
C: Glossary of Terms
TERM
DEFINITION {chapter reference}
CHAPTER
REFERENCE
SYMBOL
[UNIT]
DEUTSCH
(GERMAN)
absorptance
ratio of absorbed to incident radiation on a surface (a.k.a. absorption
factor)
1-7 / 2-5, 2-8 α [--] Absorptionsgrad
absorption factor – see absorptance
albedo – see ground-reflectance Albedo
altitude
distance above (or below) sea level of a geographic location
1-2 / 2-2 a [m] Seehöhe
ambient air temperature
design temperature of the air in the space surrounding any object
being considered (e.g., a building, a thermal energy storage device,
or a solar collector)
1-7, 1-8, 1-9 /
2-7, 2-8, 2-9
T tb g [°C] Außenlufttemperatur
angle factor – see view coefficient Fss
angle of incidence
angle between the line joining the center of the solar disk to a point
on an irradiated surface and the outward normal to the irradiated
surface (a.k.a. incidence angle, incident angle)
1-3, 1-5, 1-6 /
2-3, 2-5
θ i [deg] Einfallswinkel
C: Glossary of Terms
177
(glazed) aperture
opening in an exterior wall surface (solar collector), through which
unconcentrated solar radiation is admitted
1-5, 1-6, 1-7,
1-8 / 2-4, 2-5,
2-8, 2-9
(verglaste) Öffnung
aperture area
area of a transparent component of a building surface (the
maximum projected area through which unconcentrated solar
radiation enters a collector)
1-5, 1-6, 1-7,
1-8 / 2-4, 2-5,
2-8, 2-9
Ak [m2] Verglasungsfläche
(Öffnungsfläche)
atmospheric attenuation
decrease in the irradiance (and shift in its spectral distribution) of
solar flux while propagating through the atmosphere due to
absorption and scattering by the atmospheric constituents
1-2 / 2-2, 2-6 Abschwächung durch die
Atmosphäre
atmospheric radiation
longwave radiation emitted by and propagated through the
atmosphere (a.k.a. sky radiation)
1-7 / 2-8 Gegenstrahlung der
Atmosphäre
auxiliary heat source
source of heat (other than solar) used to supplement the output
provided by the solar energy system
1-8 / 2-9 (Zusatz-)Wärmequelle
bzw. Beheizung
auxiliary heating energy demand
load applied to the auxiliary heat source
1-8, 1-9 / 2-9 Q aux [Wh] (Zusatz-)Heizwärmebedarf
azimuth
angle between due south and the horizontal projection of the
normal vector of a surface plane
1-3 / 2-3, 2-4 α i [deg] Flächenazimut
C: Glossary of Terms
178
beam radiation – see direct radiation direkte Strahlung
conduction
transfer of energy (heat) from a warmer to a colder region in a
material medium, whereby kinetic energy is transmitted between
particles without material displacement
1-8 / 2, 2-8,
2-9
Wärmeleitung
convection
heat transfer between a surface and an adjacent fluid medium
(usually air or water) as well as by fluid displacement
1-9 / 2, 2-8 Konvektion
date (day)
day of year
1-1, 1-9 / 2-1,
2-9
M/D
[mo./day]
d [day #]
Datum (Tag)
daylight – see visible solar radiation 1-6 Tageslicht
diffuse (solar) radiation
combined quantity of diffuse sky and (ground-)reflected solar
radiation received on a plane surface
1-2, 1-3, 1-4,
1-5 / 2-3, 2-4,
2-5
I iS R+ [W/m2]
J jS R+ [W]
diffuse Strahlung
diffuse (ground-)reflected radiation
solar radiation received on a plane surface that is diffusely reflected
by surrounding surfaces (terrain)
1-2, 1-3 / 2-3 I iR [W/m2]
J jR [W]
diffuse Reflexstrahlung
(der terrestrischen
Umgebung)
diffuse sky radiation
solar radiation received on a plane surface that is scattered in the
atmosphere
1-2, 1-3 / 2-2,
2-3 I i
S [W/m2]
J jS [W]
diffuse Himmelsstrahlung
C: Glossary of Terms
179
direct (beam) radiation
radiation received on a plane surface i from a small solid angle
centered on the sun’s disk (a.k.a. beam radiation)
1-2, 1-3, 1-4,
1-5, 1-6 / 2-2,
2-3, 2-4, 2-5
I iD [W/m2]
J jD [W]
direkte Strahlung
directional transmittance
transmittance per unit interval of incident angle (a.k.a. incident
angle response)
1-6 / 2-5 τ θb g [--/deg] einfallswinkelabhängiger
Transmissionsgrad
ecliptic longitude
angular position of the earth in its orbit around the sun (measured
from the spring equinox position)
2-1, 2-2 ϕ [deg] ekliptische Länge
emission
radiant exitance of a body at a given temperature
1-6, 1-7 / 2-8 Abstrahlung
emissivity – see emittance
emittance
ratio of radiation emitted by a body to the emission of a full radiator
(blackbody) at the same temperature (a.k.a. emissivity)
2-8 ε [--] Emissionsgrad
Equation of Time
time adjustment applied to local and mean solar time to account for
certain irregularities in the daily rotation of the earth about its axis
over the course of the year.
2-1 z [--] Zeitgleichung
extraterrestrial solar radiation
solar radiation received at the limit of the earth’s atmosphere
2-2, 2-6 I [W/m2] extraterrestrische
Strahlungsintensität
C: Glossary of Terms
180
geographic location
terrestrial position on the globe, expressed as latitude/longitude
1-1 / 2-1 Ω /Φ [deg] geographische Lage
(Breite/Länge)
global (solar) radiation
combined quantity of direct, diffuse sky, and diffuse reflected solar
radiation received on a plane surface from a solid angle of 2π sr,
integrated over all wavelengths (a.k.a. total incident radiation)
1-2, 1-3, 1-4,
1-5 / 2-3, 2-4,
2-5
I i [W/m2]
J j [W]
globale Sonnenstrahlung
Greenwich mean time
international reference time scale, based on the time zone meridian
at longitude 0° (Greenwich meridian)
1-1 / 2-1 GMT Greenwich-Zeit
ground-reflectance
average reflectance of the terrestrial surroundings at a given
geographic location (a.k.a. albedo)
1-2, 1-3 / 2-3 ρG [--] Reflexionszahl der
terrestrischen Umgebung
haziness factor
atmospheric parameter (Linke), used together with site altitude to
describe the effect of local meteorological conditions on the
quantity of direct solar flux passing through the atmosphere
1-2, 1-9 / 2-2,
2-6, 2-9
Γ [--] Trübungsfaktor (Linke)
heat flow
energy transfer through various materials and structures (usually
refers to conduction, convection, and radiation combined)
1-8, 1-9 / 2,
2-9
Q [W] Wärmefluß
C: Glossary of Terms
181
heat transfer coefficient
any one of a number of coefficients used in calculating heat flow (in
this document: total, conductive, and radiative heat transfer coeff.)
1-8 / 2, 2-8 h [--]
hc , hr
Wärmeübergangszahl
(Gesamt- bzw. für
Konvektion und Strahlung)
horizon elevation
effective extent of a distant-field obstruction, expressed as the
angular elevation of the horizon at an azimuth measured from the
center of a site location (assumed for an azimuth interval)
1-2 / 2-3 αG / βG -
ΔαG
[deg]
Horizontüberhöhung
incident angle – see angle of incidence 1-3
incident angle response – see directional transmittance 1-6 / 2-5 einfallswinkelabhängiger
Transmissionsgrad
infrared radiation (IR)
radiation of wavelengths between 780 nm and app. 1 mm
1-6 / 2-6 I IR [W/m2] infrarot Strahlung
infrared transmittance
ratio of the infrared radiation transmitted through a body to the
incident radiation in the same range
2-6 τ IR [--] Infrarottransmissionsgrad
internal gains
energy dissipated as heat inside a space by occupants (body heat)
and appliances (lighting, electrical equipment, etc.)
2 / B-1, B-3 [W] [Wh] Innenwärmen
(Wärmequellen)
irradiance – see specific flux Bestrahlungsdichte
C: Glossary of Terms
182
irradiation
incident energy per unit area of incident surface, found by
integration of irradiance over a specified time interval (usually an
hour or a day)
1-2, 1-3 / 2-3 ΣI i
[Wh/m2]
[MJ/m2]
Bestrahlung
light – see visible radiation 1-6 Licht
light transmittance – see visible transmittance
Lichttransmissionsgrad
load
heat supplied to the user (positive value: heating load; negative
value: cooling load)
1-6, 1-8, 1-9 /
2, 2-9
Ql
[Wh] [MJ]
Bedarf
local time
hour of day as determined by the time zone convention of the
geographic location
1-1 / 2-1 t [h] Zonenzeit
longwave radiation (LW)
radiation at wavelengths greater than 3 μm, typically originating
from sources at terrestrial temperatures (e.g., ground and other
terrestrial objects)
1-6, 1-7 / 2-8 I LW [W/m2] langwellige Strahlung
(Wärmestrahlung)
luminous flux – see visible radiation 1-6 / 2-6 sichtbare Strahlung (Licht)
mean solar time
hour of day as determined by the apparent angular motion of the
sun across the sky, with solar noon as the reference point for 12
o’clock
2-1 t [h] wahre Ortszeit
C: Glossary of Terms
183
natural light – see visible solar radiation 1-6 natürliches Licht
(solar) obstruction
anything outside a building which prevents the direct view of part
of the sky (in this document: distant-, middle-, and near-field
obstructions treated separately)
1-2, 1-3, 1-4,
1-5, 1-6 / 2-3,
2-4
beschattender Gegenstand
optical air mass
measure of the length of the path through the atmosphere to the
earth’s surface traversed by extraterrestrial solar radiation,
expressed with reference to the path length in the vertical (varies
with the declination of the sun and site altitude, as well as local
barometric pressure – to be distinguished from meteorological air
mass)
1-2 / 2-2, 2-6 mA [--] relative Luftmasse
orientation
direction that a surface plane faces, expressed as the azimuth and
tilt angles of the plane’s normal vector
1-3, 1-4 / 2-3,
2-4, 2-8
α i / β i [deg] Orientierung
overall U-value
resultant average U-value over the extent of a thermal envelope
1-8 / 2-9 U res
[W/m2K]
mittlerer Wärmedurch-
gangskoeffizient (k-Wert)
perihelion
point in the earth’s orbit when it is closest to the sun (at ∼147 x 106
km)
2-1 Perihel
primary gain
solar radiation transmitted directly through a glazed aperture
1-6 / 2-5 GjP [W]
ΣGjP [Wh]
primäre Strahlungs-
transmission (durch
Verglasung)
C: Glossary of Terms
184
pyranometer
radiometer designed for measuring the irradiance on a plane
receiver surface which results from the radiant flux incident from
the hemisphere above (within the shortwave range 0.3 – 3 μm) –
see also solar radiation
(References) Pyranometer
radiant air temperature
hypothetical temperature at an exposed surface, calculated to
account for solar absorptance of shortwave radiation, exchange of
longwave emission with the sky and ground, as well as forced
convection due to wind at a given ambient air temperature (similar
to sol-air temperature)
1-7 / 2-8 Ti [°C ] Strahlungslufttemperatur
radiant flux
quantity of energy transferred by radiation
1 / 2 ΣJ j , ΣGj
[Wh] [MJ]
Strahlungsenergie
radiation
transfer of energy in the form of electromagnetic waves or
associated photons
1 / 2, 2-8 Strahlung
reflectance
ratio of the radiant flux reflected from a surface to the incident
radiation (a.k.a. reflection factor)
2-3, 2-5 ρ [--] Reflexionsgrad
reflection factor – see reflectance
C: Glossary of Terms
185
resultant air temperature
average radiant air temperature over the extent of a surface area of
uniform orientation and solar absorptance, calculated to account for
(partial) obstruction of direct beam radiation
1-7, 1-9 / 2-8,
2-9
Tjres [°C] resultierende (Strahlungs-)
Lufttemperatur
resultant (solar) flux
incident radiation on the extent of a surface area, calculated to
account for (partial) obstruction of the direct beam
1-4, 1-5 / 2-4,
2-5
J j [W]
ΣJ j [Wh]
resultierende
Strahlungsleistung
(Strahlungswärmestrom)
scatter factor
atmospheric parameter (Reitz), used together with the haziness
factor (Linke) to describe the effect of local meteorological
conditions on the diffuse sky component of solar flux passing
through the atmosphere
1-2, 1-9 / 2-2,
2-6, 2-9
Π [--] Faktor der diffusen
Himmelsstrahlung (Reitz)
scattering
interaction of radiation with matter where its direction is changed,
but the total energy and wavelength remain unaltered
1-2 / 2-2, 2-6 Streuung
secondary gain
solar radiation absorbed and re-emitted to the interior through a
glazed aperture
1-6 / 2-5 GjS [W]
ΣGjS [Wh]
sekundäre Wärmeabgabe
(durch Verglasung)
selective surface
surface of which the properties of reflectance, absorptance,
transmittance, and emittance vary with the wavelength of incident
radiation
2-6 selektive Oberfläche
C: Glossary of Terms
186
shading coefficient (SC)
ratio of solar heat gain through a glazing system under a specific set
of conditions to solar gain through a single light of the reference
glass under the same conditions (related to total solar energy
transmittance)
2-5
shortwave radiation (SW)
radiation with wavelengths less than 3 μm (includes ranges of
ultraviolet and visible radiation)
2-6 I SW [W/m2] kurzwellige Strahlung
sky radiation – see atmospheric radiation 1-7 / 2-8
sky temperature
equivalent blackbody radiation temperature of the atmospheric
longwave radiation received at a horizontal surface
1-7 / 2-8 T tb g [°C] Gegenstrahlungs-
temperatur der
Atmosphäre
sol-air temperature – see radiant air temperature 1-7 / 2-8 “Sonnenlufttemperatur"
solar absorptance – see absorptance 1-7 / 2-8 Absorptionsgrad für
Sonnenstrahlung
solar altitude – see solar elevation Sonnenhöhe
solar azimuth
projected angle between a straight line from the apparent position of
the sun to the point of observation and due south (west positive)
1-1 / 2-1 α [deg] Sonnenazimut
C: Glossary of Terms
187
solar (thermal) collector
building component or device designed to absorb solar radiation
and to transfer thermal energy so gained to an interior space or a
fluid passing through it
1-3, 1-5, 1-6 /
B-3
Solarkollektor
solar constant
solar irradiance outside the earth’s atmosphere on a plane normal to
the direction of this radiation when the earth is at its mean distance
from the sun (149.5 x 106) – defined as 1367 W/m2 (but may be
revised within ±7 W/m2)
2-2 I0
[W/m2]
Solarkonstante
solar contribution
heat supplied by the solar part of a system
2-9 Qsol
[Wh] [MJ]
solarer Beitrag
solar declination
angle subtended between the earth-sun line and the plane of the
equator (north positive, 0° on equinox dates, varying between
±23.45° on solstice dates)
2-1 δ [deg] Sonnendeklination
solar direct transmittance – see transmittance 1-6 / 2-5 direkter Sonnenenergie-
transmissionsgrad
solar elevation
angle between the line joining the center of the solar disk to the
point of observation and the horizontal plane through the point of
observation, corrected for refraction through the earth’s atmosphere
(a.k.a. solar altitude – the term elevation is preferred here in order
to distinguish this angular dimension from the linear distance of
site altitude)
1-1 / 2-1 ′β [deg] Sonnenhöhe
C: Glossary of Terms
188
solar energy
energy emitted by the sun in the form of electromagnetic energy or
any energy made available by the reception and conversion of solar
radiation
1, 1-2, 1-4 /
2, 2-9
[Wh] [MJ] Sonnenenergie
solar flux
radiation emitted by, transferred or received from the sun
1 / 2 I [W/m2]
ΣI [Wh/m2]
Sonnenbestrahlung bzw.
-einstrahlung
solar flux envelope
specific flux on (or irradiation of) an ideal tracking surface, i.e.
global flux at a normal angle of incidence
1-2, 1-3 / 2-3 IN [W/m2]
ΣIN [Wh/m2]
Strahlung auf eine
nachgeführte Fläche
solar (savings) fraction
energy supplied by the solar part of a system divided by the total
system load
2-9 f [--] solarer Beitragsanteil am
Gesamtenergiebedarf
(direct) solar gain
net solar flux that passes into the interior through transparent
components of a building’s thermal envelope (e.g., glazed apertures)
1-4, 1-5, 1-6 /
2-5, 2-9
Gj [W]
ΣGj [Wh]
solare Gewinne
solar gain factor – see total solar energy transmittance Gesamtenergiedurchlaß-
grad
solar heat gain factor (SHGF)
specified condition for calculating solar gain through a glazing
system using shading coefficients (SC)
2-5
solar noon
local time of day when the sun crosses the observer’s meridian
tnoon [h] wahrer Mittag
C: Glossary of Terms
189
solar path diagram
graphic representation of solar elevation versus solar azimuth,
showing the position of the sun as a function of time for various
dates of the year (a.k.a. sun-path diagram)
1-1 Polardiagramm
(Sonnenbahndiagramm)
solar position
location of the sun in the sky hemisphere, expressed as solar
azimuth and elevation angles
1-1 / 2-1 α / β [deg] Sonnenstand
solar radiation– see also solar flux
radiant flux emitted by the sun (primarily in the shortwave range
0.3 – 3.0 μm)
1 / 2, 2-6 [W] [Wh]
[MJ]
Sonnenstrahlung
solar spectrum
distribution by wavelength (or frequency) of solar radiation
2-6 Sonnenstrahlungs-
spektrum
solar time – see mean solar time wahre Ortszeit
solar zenith angle
angular distance of the sun from the vertical, i.e. the angle
subtended by a vertical line to the zenith and the line of sight to the
sun (90° complement of solar elevation)
′β z [deg] Zenitwinkel
specific (solar) flux
power or energy density of solar radiation incident on a surface, i.e.
the rate or quantity at which radiant flux is incident on a surface
per unit area of that surface (a.k.a. irradiance)
1-3 / 2-3, 2-4,
2-8
I i [W/m2]
ΣI i [Wh/m2]
Bestrahlungsdichte
C: Glossary of Terms
190
spectral (solar) flux
solar radiation per unit interval of wavelength
2-6 I λb g [W/m2.μm]
spektrale
Strahlungsleistung
spectral irradiance – see spectral flux
spectral transmittance
transmittance per unit interval of wavelength
2-6 τ λb g [--/μm]
wellenlängenabhängiger
Transmissionsgrad
specular surface
surface with reflective properites where the angle of visible
incidence is equal to the angle of reflection (in this document: all
surfaces assumed to be uniformly diffuse-reflecting)
2-5 spiegelnde Oberfläche
sun-path diagram – see solar path diagram Polardiagramm
sunspace
solar collector that shares at least one common wall with the
associated building and doubles as useful building space
1-3, 1-5, 1-8,
1-9 / B-1, B-3
Wintergarten
surrounding air speed
air speed (velocity) measured in a specified location near an
exposed surface (e.g., a solar collector or system) – primarily
influences convection (heat transfer coefficient)
1-8 / 2-8 υ [m/s] Wind- bzw.
Luftgeschwindigkeit
temperature
thermal state of matter with reference to its tendency to
communicate energy (heat) to other matter by radiation exchange,
conduction, or convection
1-8 / 2, 2-7,
2-8, 2-9
T [°C] [K] Temperatur
C: Glossary of Terms
191
temperature zone
space thermally distinguished by the assumed air temperature
(boundary condition node of the thermal network model)
1-8 / 2, 2-7,
2-8, 2-9 /
B-1, B-3
(Temperatur-)Raum
thermal conductance
time rate of heat transferred through a composite structure
separating two temperature zones (for planar components: product
of U-value and area)
1-8 / 2-9 Ck [W/K] (Wärme-)Leitwert
thermal (building) envelope
composite structure of building elements that separate an interior
temperature zone from the exterior
1-8 / 2-9 thermische Gebäudehülle
tilt
angle between the horizontal plane and the normal vector of a
surface plane
1-3, 1-4 / 2-3,
2-4
β i [deg] Flächenneigung
time zone meridian
reference longitude for adjusting mean solar to local time
1-1 / 2-1 Φ0 [deg] Bezugsmeridian der
Zeitzone
total incident radiation – see global solar radiation globale Sonnenstrahlung
total solar energy transmittance
ratio of the total solar energy transmitted through glazing (including
longwave re-radiation to interior) to the incident radiation (a.k.a.
solar gain factor, also related to shading coefficient)
1-6 / 2-5 g [--] Gesamtenergiedurchlaß-
grad
C: Glossary of Terms
192
tracking collector
solar collector that moves so as to follow the apparent motion of the
sun during the day, rotating about one or two axes (single- or
double-axis tracking)
1-2 nachgeführter Sonnen-
kollektor
tracking surface
theoretical irradiated surface that ideally follows the path of the sun
such that it is always oriented normally to the direct beam
(coordinates of movement are the solar elevation and azimuth
angles, angle of incidence always 0°)
1-1, 1-2 / 2-3 nachgeführte Fläche
transmission factor – see transmittance
transmittance
ratio of the radiant flux passing through a body to the incident
radiation (a.k.a. transmission factor)
1-6 / 2-5, 2-6 τ [--] Transmissionsgrad
(Durchlaßgrad)
ultraviolet radiation (UV)
electromagnetic radiation with wavelengths shorter than visible
light (< 380 nm) and longer than X-rays
2-6 IUV [W/m2] UV-Strahlung
ultraviolet transmittance
ratio of the ultraviolet radiation transmitted through a body to the
incident radiation in the same range
2-6 τUV [--] UV-Transmissionsgrad
U-value
heat flow through unit area of a planar component of the thermal
envelope under steady conditions per unit temperature gradient
maintained in the direction perpendicular to the area
1-8 / 2-9 U k [W/m2K] Wärmedurchgangs-
koeffizient (k-Wert bzw.
flächenbezogener Leitwert)
C: Glossary of Terms
193
view coefficient
angular portion of the sky hemisphere to which a surface is exposed
(similar to angle factor)
2-3 ω i , ωG i,
[--]
Einstrahlzahl
visible (solar) radiation
radiation in the wavelength range that stimulates the human optic
nerves, i.e. 380 - 780 nm (a.k.a. light, luminous flux)
1-6 / 2-6 I vis
[W/m2]
sichtbare Strahlung (Licht)
visible transmittance
ratio of the visible radiation transmitted through a body to the
incident radiation in the same range (a.k.a. light transmittance)
2-6 τ vis [--] Lichttransmissionsgrad
wind speed – see also surrounding air speed
air speed in meteorology
υ [m/s] Windgeschwindigkeit
zenith
highest point of the sky hemisphere, i.e. the point vertically above
the observer
Zenit