Incidence, Risk Factors,

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    REVIEW

    Incidence, risk factors, and pathogenesis of second malignancies inpatients with non-Hodgkin lymphoma

    JONATHAN TWARD, MARTHA GLENN, MICHAEL PULSIPHER, PHILLIP BARNETTE, &

    DAVID GAFFNEY

    Huntsman Cancer Hospital, University of Utah, UT, USA

    (Received 28 February 2007; revised 10 May 2007; accepted 11 May 2007)

    Abstract

    Most Non-Hodgkins Lymphoma patients will survive their diagnosis. High dose chemotherapy and autologous stem celltransplantation, and radiation therapy have all been implicated as risk factors to secondary cancer development. Herein, wewill review the molecular biology, examine the epidemiologic findings, discuss the impact of both chemotherapy andradiotherapy, and focus on the special populations of pediatrics and high dose chemotherapy and autologous stem celltransplantation with regard to secondary cancer development.

    Keywords: Secondary malignancies, non-Hodkin lymphoma, radiation, epidemiology

    Introduction

    Most patients with a diagnosis of NHL will survivetheir malignancy, with a reported five year relative

    survival rate of 61.7% [1]. Annually in the United

    States, approximately 56 300 new cases of non-

    Hodgkins lymphoma will be diagnosed with an

    estimated 19 200 deaths due to NHL [2]. Improve-

    ments in multimodality therapy have all contributed

    to an increase in survival. Along with our increasing

    success in treating NHL, there has also been a

    concomitant increase in secondary neoplasms which

    are likely related to therapy. Many studies [3 20]

    have demonstrated that NHL patients are at sig-

    nificantly elevated risk for secondary cancers, despite

    earlier reports to the contrary [21 25].Population-based data is well-powered but ham-

    pered by a lack of histologic treatment, and patient

    specific details that would allow for subgroup

    analyses. Very few studies control for the effect of

    treatment on the risk of secondary malignancy.

    Therefore, while these studies in general confirm

    the increased risk of secondary malignancies in

    NHL, specific evidence supporting mechanisms of

    carcinogenesis is lacking for many of the observed

    cancers.

    Using the current WHO lymphoma classification,there are over 20 different histologic types of non-

    Hodgkins lymphoma described [26]. Clinicians tend

    to simplify this system into two broad categories

    based upon natural history and treatment appro-

    aches, and consider them either low grade or

    intermediate/high grade lymphomas based upon the

    Working Formulation [27,28].

    The low grade lymphomas are those that tend to

    grow slowly over months or years, often causing little

    or no symptoms and for which a watch and wait

    approach may be appropriate for patients with stage

    III and IV disease. Median age at presentation is

    65 years. When treatment becomes necessary,prompted by symptoms, rapid progression of disease

    or organ compromise, many different approaches are

    available. There is no accepted standard approach for

    initial or subsequent treatment of these patients, and

    patients may receive immunotherapy, chemotherapy,

    radioimmunotherapy, radiation or combinations

    thereof for initial treatment. As there is no curative

    approach at this time and although most patients

    Correspondence: Dr. Jonathan D. Tward, Department of Radiation Oncology, Huntsman Cancer Hospital, University of Utah, 1950 Circle of Hope. Salt Lake

    City, Utah, 84112-5560, USA. Tel: 801-581-3119. Fax: 801-585-2666. E-mail: [email protected]

    Leukemia & Lymphoma, August 2007; 48(8): 1482 1495

    ISSN 1042-8194 print/ISSN 1029-2403 online 2007 Informa UK Ltd.

    DOI: 10.1080/10428190701447346

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    respond well to initial therapy with response dura-

    tions of months or years, recurrence or progression of

    disease will necessitate multiple treatments in most

    patients. And while response to these future treat-

    ments, again selected with an individualized

    approach, tends to be excellent, quality, and duration

    of response decreases with each treatment.

    Eventually, patients succumb from bone marrow

    failure, infection or progressive lymphoma. There-

    fore, the secondary malignancies seen in these

    patients may be related to prolonged, repeated

    exposure to chemotherapy agents, interaction be-

    tween sequential exposures to chemotherapy, and

    other treatment modalities such as radiation or

    radioimmunotherapy, prolonged immunosuppres-

    sion due to the underlying disease and repeated

    treatments, and advanced age.

    The intermediate/high grade lymphomas are more

    aggressive, progress rapidly, and require immediatetreatment. The median age at presentation is younger

    than for low grade lymphomas. Treatment for

    these lymphomas tends to be more standardized and

    intensive than that for the low grade lymphomas.

    General cure rates are approximately 45 50% with

    current standard first-line therapy, although some

    relapsed/refractory patients can be cured with salvage

    chemotherapy and high dose chemotherapy with stem

    cell rescue [29,30]. Therefore, in contrast to those

    seen in low grade lymphomas, secondary malignancies

    would be expected to have a greater impact on the

    patients overall survival and quality of life given they

    might be lymphoma-free and diagnosed at ayounger age. The etiology of these malignancies might

    be related more to dose intensity/density and addi-

    tional risk of treatment with definitive radiotherapy

    rather than from repeated or continuous exposure to

    treatment as for the low grade lymphomas. Prolonged

    immunosuppression is less likely to play a role.

    Chemotherapy [4,14,19,31,32], high dose che-

    motherapy and autologous stem cell transplantation

    [12,15,17,20], and radiation therapy [3,6,16,33,34]

    have all been implicated as risk factors to secondary

    cancer development. Herein, we will review the

    molecular biology, examine the epidemiologic find-

    ings, discuss the impact of both chemotherapy andradiotherapy, and focus on the special populations of

    pediatrics and high dose chemotherapy and auto-

    logous stem cell transplantation with regard to

    secondary cancer development.

    Molecular biology of carcinogenesis

    Chemotherapy related carcinogenesis

    Chemotherapy has been used to treat NHL for

    decades. The type of agent, cumulative dose, exp-

    osure time, mode of administration, and interactions

    with other treatments and patient characteristics all

    seem to play a role in secondary cancer development

    [35 37]. Most of the chemotherapy agents used

    historically and currently for NHL are alkylators,

    methylators, topoisomerase inhibitors, and purine

    analogs. These all could contribute to secondary

    malignancies by various pathways, as outlined below.

    These are typically used in combination, often

    followed by radiotherapy, so assigning risk to specific

    agents is difficult. Unfortunately, there are few

    specific markers, molecular or otherwise, for

    chemotherapy-induced cancers, although some cyto-

    genetic abnormalities seen in secondary myelo-

    dysplastic syndrome (MDS)/AML are more

    prevalent than in de novo MDS/AML, and some

    preliminary studies have begun to elucidate specific

    point mutations that might be seen more frequently

    in secondary malignancies [38 41].Alkylators and methylators such as cyclopho-

    sphamide, procarbazine, dacarbazine, and thiogua-

    nine are included in most NHL regimens. They

    alkylate DNA, transferring an alkyl group, such as a

    methyl group, to DNA, causing DNA mismatch,

    inhibition of DNA replication and transcription, and

    if not repaired, apoptosis. Secondary acute myelo-

    genous leukemia, thought to arise from exposure of

    bone marrow stem cells to these agents, is char-

    acterized by a relatively long latency of 2 10 years,

    a preceding myelodysplastic syndrome, and complex

    karyotypic abnormalities. These features point to a

    multihit pathway of leukemogenesis due to chromo-somal instability and mutations of multiple genes

    responsible for cell cycle regulation [42]. These

    agents methylate DNA including O6-guanine which

    is typically repaired by O6-methylguanine methyl-

    transferase (MGMT). If the cell is deficient in

    MGMT, then the mismatch must be repaired by the

    cells DNA mismatch repair mechanism (DNA-

    MMR) or apoptosis occurs. If DNA-MMR is

    defective in the cell, these point mutations are

    tolerated, accumulate and eventually contribute to

    carcinogenesis. Therefore, cells with defective or low

    level expression of MGMT may be more susceptible

    to these effects. Recent findings showing diminishedMGMT levels in bone marrow stem cells may

    explain the unique sensitivity to the carcinogenic

    effects of these agents [42]. In addition, alkylating

    agents are often associated with nonrandom loss

    of genetic material from chromosomes 5 and 7

    [16,43].

    Topoisomerase inhibitors, which include anthra-

    cyclines such as doxorubicin and epidopophyllo-

    toxins like etoposide, are also very commonly

    used for treatment of NHL. In fact, anthracyclines

    are considered a crucial component in virtually every

    Second malignancies in patients with NHL 1483

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    front-line regimen for intermediate/aggressive lym-

    phomas. These medications inhibit the religation of

    DNA cleaved by topoisomerases, causing multiple

    double strand breaks and ultimately initiating apop-

    tosis in cancer cells. If the cell does not die, these

    double strand breaks may be mistakenly ligated to

    other loci, causing the common translocations

    detected in tAML [42,44]. These translocations

    can result in incorrectly regulated expression of key

    genes or in chimeric proteins with lost or aberrant

    functions in the affected bone marrow cells which,

    possibly combined with other mutations, lead to

    leukemia [45]. This hypothesis is supported by the

    short latency of these leukemias of months to 5 years

    and by the presence of characteristic translocations

    detected by karyotyping [36,46]. Certain loci are

    commonly involved in these translocations and many

    have been mapped to topoisomerase cleavage sites,

    most often the MLL gene at chromosome 11q23,AF4, and AF9, t(8;21) causing juxtaposition of the

    RUNXand ETO loci, and t(15;7) involving the PML

    and RAR loci.

    Genetic susceptibility may also play a role by means

    of genetic polymorphisms, in which certain indivi-

    duals may metabolize environmental or therapeutic

    agents to different degrees, either activating or

    inactivating these agents, which may lead to increased

    production of carcinogenic intermediates. Examples

    include an NAD(P)H:quinine oxidoreductase1 poly-

    morphism which may render an individual suscep-

    tible to therapy-related myelodysplasia and leukemia

    [47,48], and a glutathione S-transferase-P1 poly-morphism which may increase ones risk of develop-

    ing therapy-related leukemia [49].

    Radioimmunotherapy (RIT) is emerging as an

    important therapy in relapsed NHL. Although the

    secondary malignancy risk specifically due to the RIT

    component of therapy has not been well described,

    case series have suggested a correlation between RIT

    containing regimens and secondary MDS and AML

    [50]. The secondary cancer burden due to RIT will

    only be elucidated as experience with RIT containing

    regimens matures.

    Radiotherapy related carcinogenesis

    Radiotherapy is a known mutagen and carcinogen.

    In contrast to chemotherapy carcinogenesis, radio-

    therapy can induce multiple mutations with an

    extended latency. This may implicate a multistage

    mechanism of carcinogenesis, and suggest that

    some form of genomic instability is operative [42].

    Radiotherapy has not been implicated in specific

    molecular alterations leading to secondary cancers.

    However, radiotherapy and ionizing radiation

    have long been known to induce specific cancers

    especially leukemias and solid tumors, namely

    sarcomas.

    Ionizing radiation refers to radiation of sufficient

    energy to break covalent bonds. X-rays of both

    diagnostic and therapeutic energies are sparsely

    ionizing, indicating there are few ionizing events

    per path of a photon. In contrast, certain forms of

    radiation are densely ionizing, such as neutrons and

    particle radiation [51]. Radiation is known to inter-

    act with proteins, lipids and reducing agents

    (glutathione) in cells and the extracellular matrix;

    however, the dominant target molecule in cells is

    DNA [52]. Approximately one third of DNA damage

    from radiotherapy is believed to be directly attribu-

    table to incoming photons, while two thirds of the

    damage is believed to be radiation induced splitting

    of water molecules (radiolysis) which generate

    hydroxyl radical and free electrons. Hydroxyl radical

    reacts with the heterocyclic bases in DNA byaddition [53]. This results in both single and double

    strand DNA breaks that may be either sublethal or

    lethal to the cell by the formation of chromosomal

    mutations, translocations, dicentrics, rings, acentric

    fragments, and anaphase bridging. For a more

    thorough account of radiation carcinogenesis and

    radiobiology, the interested reader should review

    Dr. Eric Halls excellent textbook [54].

    Epidemiologic findings

    Population statistics

    Several recent large population based studies have

    used cancer registry data to examine secondary can-

    cer risk in patients with NHL [3,8,9,55]. The studies

    support an increased relative risk of secondary malig-

    nancy of about 1.14 to 1.47 over the general

    population.

    The epidemiologic literature relies upon the

    standardized incidence ratio (SIR) and absolute

    excess risk (AER) as two complimentary measures

    of the incidence of an event of interest (in this case

    secondary cancer) in a subpopulation as compared to

    the entire population. Both are based on comparing

    the observed number of events in the subpopulationO with the number of events E expected if the risk

    profile of the subpopulation were identical to that of

    the full population. As a person ages his or her risk of

    an event typically changes due to both attained age

    and attained calendar year. The calculation of the

    expected number of events is adjusted for these

    variables. Additionally, fixed characteristics affecting

    event rates, such as gender and race, are incorpo-

    rated in the calculation of the expected number of

    events. These adjustments make subpopulations of

    different structures comparable: for example, longer

    1484 J. Tward et al.

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    follow-up in one group. SIR and AER differ in

    the way they combine O and E: SIR measures the

    fold-difference between the observed and expected

    number of events (SIRO/E), while AER measures

    the actual number of excess events normalized to

    the number of person-years observed (AER

    (O-E)/PY). Thus, SIR measures the relative risk of

    the event on an individual levelit does not depend

    on the frequency of the event in the population, while

    AER measures the population impactsmall in-

    creases in the relative risk of a common event affects

    more people than a large increase in a rare event. It

    should be noted that the length of follow-up does not

    affect either measure: the number of observed events

    O increases, but so do the number of expected events

    E and the number person-years PY [3]. In this

    review, the AER is expressed as number of events per

    10 000 person-years.

    We recently reported on the risk of secondarycancer development in 77 823 survivors of NHL from

    the United States SEER data base [3]. Over 2000

    twenty-plus year survivors were included, allowing us

    to evaluate cancer risk over three decades. Second

    cancers developed in 5638 people. In some cases,

    more than one secondary cancer was diagnosed; thus,

    6188 additional malignancies were observed. Details

    of our study are reviewed below.

    Overall, for NHL survivors second malignancies

    occurred at a higher rate than that expected in the

    general population (O/E 1.14, 95% CI 1.11 1.17,

    AER 20.12,). There was a significantly increased

    risk for cancers of the head and neck, melanoma,lung, colon, bladder, kidney, Hodgkins disease,

    leukemia, and Kaposis sarcoma versus the general

    population. External beam radiation did not signifi-

    cantly alter the overall risk for secondary cancers

    versus unirradiated patients with NHL (all sites: O/E

    1.18 vs. 1.13, AER 23.36 vs. 19.36,). However, when

    comparing specific cancer subtypes between the

    irradiated and nonirradiated cohorts, radiation ther-

    apy resulted in significantly more soft tissues cancers

    (sarcomas), female breast cancers, and mesothelio-

    mas (p5 0.05), Table I.

    Age at diagnosis

    The overall O/E risk of secondary malignancies was

    highest for the youngest patients and trended down-

    ward with increasing age. NHL diagnosed after age

    75 carried a similar relative risk of secondary

    malignancies to that of the general population. The

    O/E risk of secondary cancers is greatest for the

    youngest cohort, while the absolute excess risk for

    secondary cancers peaks for people aged 25 49 years

    of age at the time of their initial NHL diagnosis and

    then declines with advancing age. This held true for

    both the irradiated and unirradiated patient cohorts

    (Table II).

    Gender

    In general, the O/E risk of all secondary cancers was

    similar in men and women (O/E 1.15 vs. 1.12;

    RR 1.02 p 0.92). Lung and mediastinal cancers

    accounted for the greatest AER in both men and

    women (6.36 and 7.19, respectively). When exclud-

    ing sex-specific malignancies, we discovered that

    women had a relative risk of 1.29 for secondary

    cancers over the general population.

    Latency period

    Often the incidence of secondary cancers increase

    with time; however, our data did not conclusively

    demonstrate that [3]. At first glance, it appears thatwith increased latency the standardized incidence

    ratio increases: for all cancers SIR 1.12, 1.21, and

    1.50 for latencies 510, 10 20, and420 years, res-

    pectively; for a test of linear trend, p-value50.0001.

    However such an analysis is misleading, as age at

    diagnosis affects both the risk of secondary cancers

    and the probability of surviving 10 or 20 years past

    diagnosis. After adjusting for age at diagnosis, the

    effect of latency disappears.

    Reduction in cancer risk

    A significantly decreased risk of female breast,prostate, and myeloma was also observed in NHL

    survivors. Although the unirradiated persons had a

    significantly decreased risk of developing female

    breast cancer across all age cohorts (O/E 0.79,

    AER73.57), the risk for the irradiated group was

    equivalent to the endemic rate (O/E 1.00,

    AER 0.01). Female breast cancer accounted for

    the greatest number of observed secondary malig-

    nancies (548 persons) in women, yet NHL survivors

    are protected from this malignancy versus the general

    population. It has been hypothesized that lowered

    estrogen levels due to ablation of ovarian function

    from chemotherapy may explain this decline. ForHodgkins disease, patients that receive ovarian

    ablative therapy with either chemotherapy of radio-

    therapy, a decrease in breast cancer has been

    observed [56,57]. Prostate cancer risk was also

    significantly lower for unirradiated persons than the

    standard population (O/E 0.89, AER73.11).

    Several hypotheses could explain the reduced risk

    for prostate cancer in NHL survivors. Therapy for

    NHL may eradicate or delay the clinically detectable

    progression of occult prostate cancers [58,59].

    Another speculative hypothesis is that men who

    Second malignancies in patients with NHL 1485

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    have been diagnosed with a prior malignancy may bemore conscientious of their health resulting in

    lifestyle changes impacting their prostate cancer risk

    [60 62]. The above two arguments may also

    account for the decline observed in the diagnosis of

    myeloma after treatment for NHL.

    Many clinical and pathological data known to be of

    prognostic significance are not available in the SEER

    database. Specifically lacking is information regard-

    ing lymphoma staging, details about type or amounts

    of chemotherapy, or if they received bone marrow

    transplant, the proportion of individuals who had

    HIV, or who were otherwise immunocompromised,or the specifics of radiotherapy dose, treatment fields,

    and fractionation schemes [1]. In addition, the SEER

    database does not record history of treatment failure

    or time of relapse. Therefore, we were unable to

    adjust for these factors in our analyses.

    Radiation induced second malignancies

    There are several well characterized scenarios where

    radiation has been clearly linked to induction of neo-

    plasia. The best characterized episodes of ionizing

    Table I. Comparison of standardized incidence ratios and absolute excess risk for patients by treatment modality.

    No radiation radiation#

    Persons 55 392

    Person years at risk

    261 545 Persons 21 111

    Person years at risk

    112 281

    Observed Excess risk O/E 95% CI Observed Excess risk O/E 95% CI

    All sites 4334 19.36 1.13 1.1 1.17 1752 23.36 1.18 1.12 1.23

    All sites excluding NHL 4191 19.14 1.14 1.1 1.17 1671 20.9 1.16 1.11 1.22

    All solid tumors{ 3752 12.84 1.1 1.06 1.13 1521 17.06 1.14 1.09 1.2

    Gyn malignancies 173 70.55 0.92 0.79 1.07 80 0.36 1.05 0.84 1.31

    Head and neck 159 1.42 1.3 1.11 1.52 61 1.1 1.25 0.96 1.61

    Melanoma 145 1.75 1.46 1.23 1.72 61 1.96 1.56 1.2 2.01

    Lung and mediastinum 782 7.28 1.32 1.23 1.42 300 6.25 1.31 1.16 1.46

    Soft tissues{ 27 0.31 1.42 0.94 2.07 20 1.11 2.65 1.62 4.1

    Esophagus 38 70.07 0.95 0.67 1.31 11 70.39 0.72 0 .36 1 .28

    Stomach 87 0.31 1.1 0.88 1.36 39 0.67 1.24 0.88 1.69

    Colon excluding rectum 440 2.12 1.14 1.04 1.26 152 0.21 1.02 0.86 1.19

    Rectum and rectosigmoid junction 130 70.34 0.94 0.78 1.11 50 70.45 0.91 0.67 1.2

    Anus, anal canal and anorectum 10 0.06 1.2 0.58 2.21 5 0.15 1.53 0.49 3.57

    Liver, gallbladder, and billary 54 70.2 0.91 0.68 1.19 24 0.05 1.02 0.66 1.52

    Pancreas 827

    0.75 0.81 0.64 1 43 0.31 1.09 0.79 1.46Breast{ 360 73.58 0.79 0.71 0.88 183 0.22 1.01 0.87 1.17

    Female breast{ 356 73.57 0.79 0.71 0.88 179 0.01 1 0.86 1.16

    Male breast 4 70.01 0.94 0.25 2.4 4 0.21 2.45 0.66 6.28

    Prostate 627 73.11 0.89 0.82 0.96 243 71.9 0.92 0.81 1.04

    Testis 5 0.02 1.1 0.36 2.58 0 70.2 0 0 1.66

    Penis 6 0.11 1.86 0.68 4.05 1 70.02 0.8 0.01 4.45

    Urinary bladder 284 3 1.38 1.22 1.55 95 1.42 1.2 0.97 1.47

    Kidney and renal pelvis 134 1.87 1.58 1.32 1.87 52 1.69 1.58 1.18 2.07

    Brain 38 0.02 1.01 0.72 1.39 16 0.09 1.06 0.61 1.73

    Thyroid 25 0.09 1.11 0.72 1.63 18 0.76 1.89 1.12 2.99

    Hodgkin lymphoma 51 1.59 5.44 4.05 7.15 14 0.89 3.49 1.9 5.85

    Myeloma 27 70.82 0.56 0.37 0.81 7 71.03 0.38 0 .15 0 .78

    Leukemia 183 3.19 1.84 1.58 2.12 59 1.8 1.52 1.16 1.96

    Mesothelioma{ 9 70.06 0.86 0.39 1.63 9 0.45 2.26 1.03 4.28

    Kaposi sarcoma 83 2.93 13.24 10.54 16.41 30 2.43 11.09 7.48 15.83

    Miscellaneous 153 1.78 1.44 1.22 1.69 57 1.38 1.37 1.04 1.78

    Values in reverse typeface represent p50.05 or standardized incidence ratio versus general USA population.

    Values with shaded background represent p50.05 for differences in SIR between the No Radiation and Radiation cohorts.

    The number of patients entering the external beam radiation group was 9734 and the corresponding number of person years was 54 249.

    Excess Risk is #cases/10 000 person years.#Includes patients whose radiotherapy as encoded was External Beam only.{Excludes lymphohematopoietic disorders.{p0.05 for differences in SIR between NHL patients who did, or did not receive radiotherapy.{p0.01 for differences in SIR between NHL patients who did, or did not receive radiotherapy.For female specific sites, the number of patients entering the no radiation group was 25 460 and the corresponding number of person years

    was 12 7398.

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    TableII.Theageatdiagnosiso

    fNHLalterstheriskprofileforsecondarymalignancies.

    Noradiation

    radiation

    #

    525

    2549

    5074

    75

    525

    2549

    5074

    75

    Persons

    1752

    Person

    years

    atrisk

    12288

    O/E

    Persons

    11061

    Person

    yearsat

    risk

    65442

    O/E

    Persons

    29549

    Person

    yearsat

    risk

    148890

    O/E

    Persons

    12989

    Person

    yearsat

    risk

    34453

    O/E

    Persons

    1041

    Person

    yearsat

    risk

    8842

    O/E

    Persons

    5104

    Person

    yearsat

    risk

    31744

    O/E

    Persons

    10737

    Person

    yearsat

    risk

    59811

    O/E

    Persons

    4218

    Person

    yearsat

    risk

    11624

    O/E

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Allsites

    5.11

    2.1

    33.55

    1.81

    22.24

    1.12

    715.77

    0.94

    19.36

    4.51

    44.72

    2.01

    20.14

    1.11

    717.06

    0.93

    Allsites

    excluding

    NHL

    3.03

    1.71

    32.06

    1.81

    22.49

    1.13

    714.74

    0.94

    17.5

    4.42

    39.39

    1.93

    18.66

    1.11

    716.48

    0.93

    Allsolidtumors

    {

    1.35

    1.38

    26.33

    1.71

    14.66

    1.09

    716.83

    0.92

    11.52

    3.67

    35.15

    1.88

    14.21

    1.09

    714.85

    0.93

    Gyn malignancies

    70.32

    0

    1.76

    1.59

    71.22

    0.86

    72.09

    0.81

    0.71

    2.7

    1.76

    1.59

    71.13

    0.87

    3.23

    1.28

    Headandneck

    70.11

    0

    1.64

    1.87

    1.37

    1.23

    1.88

    1.33

    70.14

    0

    0.81

    1.4

    1.56

    1.26

    0.58

    1.11

    Melanoma

    70.51

    0

    1.62

    1.69

    1.87

    1.43

    2.37

    1.46

    1.63

    3.61

    2.32

    1.97

    2.17

    1.52

    0.3

    1.06

    Lungand

    mediastinum

    70.12

    0

    6.82

    2.3

    11.04

    1.37

    75.85

    0.82

    70.15

    0

    8.58

    2.45

    8.88

    1.31

    78.02

    0.74

    Softtissues

    0.6

    3.74

    0.26

    1.75

    0.2

    1.25

    0.77

    1.61

    0.92

    5.26

    2.17

    7.13

    0.71

    1.88

    0.49

    1.4

    Esophagus

    70.01

    0

    0.05

    1.12

    70.26

    0.86

    0.53

    1.22

    70.01

    0

    0.5

    2.11

    70.88

    0.53

    70.52

    0.77

    Stomach

    70.03

    0

    0.49

    1.85

    70.34

    0.9

    2.97

    1.43

    70.04

    0

    0.61

    1.93

    0.79

    1.22

    0.88

    1.13

    Colonexcluding

    rectum

    0.71

    8.12

    0.66

    1.27

    3.4

    1.2

    70.12

    1

    70.13

    0

    0.49

    1.18

    1.58

    1.09

    78.63

    0.75

    Rectumand

    rectosigmoid

    junction

    70.06

    0

    70.04

    0.97

    70.04

    0.99

    72.18

    0.78

    70.07

    0

    70.14

    0.9

    70.14

    0.98

    73.07

    0.69

    Anus,analcanal

    andanorectum

    70.01

    0

    0.62

    5.49

    70.18

    0.53

    0.07

    1.15

    70.02

    0

    0.49

    4.6

    0.13

    1.35

    70.51

    0

    Liver,gallbladder,

    bileducts

    70.03

    0

    0.24

    1.47

    70.03

    0.99

    71.83

    0.61

    70.04

    0

    0.37

    1.65

    70.34

    0.87

    1.31

    1.28

    Pancreas

    70.02

    0

    0.18

    1.24

    71.05

    0.77

    71.37

    0.84

    1.1

    38.85

    0.46

    1.57

    0.8

    1.17

    73.13

    0.62

    Breast

    70.44

    0

    71.98

    0.76

    73.57

    0.83

    77.67

    0.72

    2.72

    5.03

    1.92

    1.25

    71.58

    0.92

    2.55

    1.09

    Femalebreast{

    70.44

    0

    71.93

    0.76

    73.57

    0.82

    77.68

    0.71

    2.72

    5.05

    1.67

    1.21

    71.89

    0.91

    2.79

    1.1

    Malebreast

    0

    0

    70.05

    0

    0

    1.01

    0.02

    1.07

    0

    0

    0.26

    5.38

    0.31

    2.58

    70.24

    0

    Prostate

    70.02

    0

    70.9

    0.8

    73.7

    0.9

    76.18

    0.86

    70.04

    0

    0.39

    1.07

    73.93

    0.88

    0.74

    1.02

    Testis

    0.35

    1.74

    0.06

    1.14

    70.01

    0.85

    70.04

    0

    70.52

    0

    70.39

    0

    70.08

    0

    70.04

    0

    Penis

    0

    0

    0.12

    4.47

    0.12

    1.85

    0.05

    1.2

    0

    0

    0.28

    8.2

    70.15

    0

    70.22

    0

    Urinarybladder

    70.06

    0

    2.79

    2.87

    3.75

    1.4

    1.13

    1.07

    70.08

    0

    2.37

    2.38

    1.88

    1.2

    72.15

    0.86

    Kidneyand

    renalpelvis

    70.07

    0

    1.6

    2.4

    2.45

    1.6

    0.66

    1.14

    70.09

    0

    3.19

    3.62

    1.41

    1.36

    70.32

    0.93

    Brain

    0.54

    3

    70.08

    0.89

    70.02

    0.99

    0.2

    1.11

    0.85

    4.07

    0.23

    1.32

    70.24

    0.86

    0.83

    1.47

    (continued)

    Second malignancies in patients with NHL 1487

  • 7/30/2019 Incidence, Risk Factors,

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    TableII.(Continued).

    Noradiation

    radiation

    #

    525

    2549

    5074

    75

    525

    2549

    5074

    75

    Persons

    1752

    Person

    years

    atrisk

    12288

    O/E

    Persons

    11061

    Person

    yearsat

    risk

    65442

    O/E

    Persons

    29549

    Person

    yearsat

    risk

    148890

    O/E

    Persons

    12989

    Person

    yearsat

    risk

    34453

    O/E

    Persons

    1041

    Person

    yearsat

    risk

    8842

    O/E

    Persons

    5104

    Person

    yearsat

    risk

    31744

    O/E

    Persons

    10737

    Person

    yearsat

    risk

    59811

    O/E

    Persons

    4218

    Person

    yearsat

    risk

    11624

    O/E

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Excess

    risk

    Thyroid

    70.34

    0

    0.37

    1.43

    0.02

    1.02

    0.07

    1.08

    3

    8.69

    1.04

    2.21

    0.09

    1.09

    1.76

    3.15

    Hodgkin

    lymphoma

    1.26

    4.39

    1.68

    6.52

    1.78

    5.86

    0.74

    2.77

    0.74

    2.89

    0.96

    4.15

    0.8

    3.17

    1.3

    4.12

    Myeloma

    70.01

    0

    0.05

    1.13

    71.02

    0.54

    71.91

    0.48

    70.02

    0

    70.12

    0.73

    71.18

    0.46

    73.51

    0

    Leukemia

    0.53

    2.92

    3.04

    4.28

    3.88

    1.9

    1.54

    1.18

    4.24

    16.21

    2.47

    3.47

    1.55

    1.36

    70.44

    0.95

    Mesothelioma

    0

    0

    70.07

    0

    70.16

    0.67

    0.42

    1.56

    0

    0

    0.23

    3.56

    0.85

    2.74

    70.67

    0

    Kaposisarcoma

    1.4

    7.17

    10.04

    21.02

    0.55

    5.55

    0.32

    2.23

    70.26

    0

    7.41

    16.97

    0.72

    7.03

    70.25

    0

    Miscellaneous

    70.05

    0

    0.64

    1.87

    2.67

    1.6

    0.29

    1.03

    1.07

    19.91

    1.09

    2.36

    2.02

    1.45

    70.72

    0.93

    Valuesinreversetypefacerepresentp5

    0.05forstandardizedincidenceratioversusgeneralUSApopulation.

    Forfemalespecificsites,thenumberofp

    atientsenteringtheexternalbeamradiation

    525,2549,5074,and75

    ageintervals

    was328,1778,5046,and2582andthecorrespondingnumberof

    personyearswas3105,13444,30255,

    and7445respectively.

    Excessriskis#cases/10000personyears.

    #Includespatientswhoseradiotherapyw

    asencodedasExternalBeamonly.

    {Excludeslymphohematopoieticdisorde

    rs.

    {Forfemalespecificsites,thenumberof

    patientsenteringthenoradiation525,25

    49,5074,and75

    ageintervalswas592,

    3944,13587,and7337andthecorrespond

    ingnumberofperson

    yearswas4294,27843,74561and20

    701respectively.

    1488 J. Tward et al.

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    radiation include atomic bomb survivors, patients

    with tuberculosis treated with high doses secondary

    to the use of fluoroscopy (dynamic X-ray use),

    patients treated for anklosying spondilitis with

    fluoroscopy, patients treated with superficial X-rays

    for postpartum mastitis and tinea capitis, and

    patients treated with radiotherapy [52]. The induc-

    tion of second malignancies after radiotherapy have

    clearly been related to patient age, radiation dose,

    length of follow-up, site treated, and field size. Thus,

    a common definition of a second malignancy from

    radiotherapy is a tumor of new histologic type in a

    previous radiotherapy field appearing ten years or

    more after a course of radiotherapy. The statistical

    probability is greatest when the above definition is

    met; however, other data have implicated doses out

    of field are sufficient to cause a statistically

    significant increase in second cancers. Often when

    discussing second cancers after radiotherapy, it isuseful to discuss in field versus out of field. In a

    landmark paper by Travis et al., they documented the

    dose response relationship for breast cancer induc-

    tion in female survivors of Hodgkins disease indi-

    cating that doses as low as 4 Gy yield a statistically

    significant increase [57]. Both in field and out of

    field radiation is likely operative in second cancers

    after the treatment of NHL.

    When interpreting population based studies, one

    has to be mindful that radiotherapy techniques have

    markedly improved over the past several decades. In

    the pre-1970s era (prior to the widespread adoption

    of megavoltage linear accelerators), patients mayhave received maximum and integral doses that

    were greater than those using modern radiotherapy

    techniques due to nonstandardized dose/fractiona-

    tion regimens, the variability and lower peak

    energies from historic radiotherapy equipment,

    less rigorous quality assurance, an inability to

    account for tissue inhomogeneities, and a lack of

    computerized treatment planning. Nevertheless, an

    increasingly popular form of radiotherapy is inten-

    sity modulated radiotherapy (IMRT). In IMRT,

    specific organs at risk typically receive a lower dose,

    whereas the total body dose is higher. This is a

    function of the small fraction of radiation leakagefrom the head of the linear-accelerator. IMRT

    treatments require a longer time to deliver, and

    hence result in more absorbed total dose for the

    patient. Since radiation carcinogenesis is a stochas-

    tic effect, how these advances in technology have

    altered the pattern of secondary cancers is un-

    known.

    In our population-based study, radiation therapy

    did not significantly increase the overall, solid tumor,

    or hematologic cancer risk of secondary malignancies

    versus the unirradiated group. The only significant

    differences seen in irradiated versus unirradiated

    patients were for the development of soft tissue

    malignancies (sarcomas), female breast cancer, and

    mesothelioma. The increased risk of sarcoma devel-

    opment in irradiated patients is well known.

    [63 65]. The aggregate absolute excess risk for soft

    tissue malignancies, female breast cancer, and

    mesothelioma in irradiated patients is 1.57 cases

    per 10 000 person years. Nevertheless, our subgroup

    of patients under 25 years at the time of NHL

    diagnosis who had radiation therapy had a signifi-

    cantly elevated risk for leukemia, thyroid, and female

    breast cancer (O/E 16.21, 8.69, and 5.03, respec-

    tively). These data highlight the importance of the

    judicious use of radiotherapy in young patients, and

    particularly in growing children.

    Chemotherapy induced second malignancies

    Two relatively large studies have looked at the impact

    of chemotherapy specifically on secondary cancer

    development. A British cohort study investigated

    the risk of secondary malignancy in 2456 NHL

    patients treated from 1974 2000 and included

    analyses of risk depending upon treatment with

    CHOP (cyclophosphamide, doxorubicin, vincristine

    and prednisone) versus chlorambucil [11]. These two

    groups probably represent aggressive NHL and low

    grade NHL, respectively, and so include all the

    inherent differences represented by those histologic

    subtypes, but no striking differences were noted.

    The marked overall increased risk of secondary AMLwas confirmed (RR 8.8). For those treated with

    either CHOP or chlorambucil, the risk was higher

    (RR 14.2 and 19.2, respectively), solidly implicating

    chemotherapy in leukemogenesis. Overall risk for

    developing subsequent lung cancer was also con-

    firmed at 1.6. The risk for those treated with CHOP

    but not chlorambucil was higher (RR 2.1). In an

    analysis of 2837 patients treated on three

    GELA protocols from 1984 1998 with ACBVP

    (doxorubicin, cyclophosphamide, bleomycin, vinde-

    sine and prednisone), a standard chemotherapeutic

    regimen for aggressive NHL, increased risk was seen

    only for secondary MDS/AML (males O/E, 5.65;females, O/E 19.89), and lung cancer in males only

    with a O/E of 2.45 [13]. No increased overall risk for

    secondary malignancies was detected. An EORTC

    cohort study revealed that smoking significantly

    increases the likelihood of developing secondary

    lung cancer after chemotherapy and/or radiotherapy

    for NHL [66]. Increased risk of bladder carcinoma

    after treatment with cyclophosphamide for NHL

    has also been noted in an earlier case-controlled

    cohort study. A cumulative dose effect was reported,

    with no significant increased risk in those treated

    Second malignancies in patients with NHL 1489

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    with less than 20 g total, but sixfold after 20 49 g or

    14.5-fold increased risk after 50 g or more [7].

    Finally, increases in risk of tAML were seen after

    treatment with prednimustine, procarbazine, or

    mechlorethamine (RR*13.0), and with chloram-

    bucil in patients treated with 1300 mg total (RR

    6.5) [67].

    Therefore, it appears that chemotherapy used for

    treatment of NHL increases the relative risk of

    secondary MDS/AML, lung cancer, and bladder

    cancer substantially. While there is an increased risk

    of other secondary cancers after treatment for NHL,

    these have not been directly linked to chemotherapy.

    Future studies that carefully control for histology,

    treatment, and patient-related factors are needed.

    However, significant advancement in understanding

    the pathogenesis of these cancers will be made when

    molecular markers for specific exposures can be

    measured [68].

    Second malignancies after autologous and

    allogeneic transplantation for NHL

    For several decades, hematopoietic cell transplanta-

    tion (HCT) has offered the ability to deliver high dose

    chemotherapy with or without total body irradiation

    (TBI) aimed at overcoming moderate chemotherapy

    resistance in relapsed intermediate or high grade

    NHL, high-risk NHL in first remission, or multiply

    relapsed low-grade NHL [69]. Over the past few

    years, these approaches have sometimes been com-

    bined with antibodies such as rituximab [70] orradioconjugates such as bexxar or zevalin [71,72].

    Recently, an increasing number of centers are turning

    to allogeneic approaches with either standard or

    reduced intensity preparative regimens to treat

    NHL, taking advantage of an immunologic graft

    versus lymphoma effect to overcome chemotherapy

    resistance [73 75]. Risk factors for the development

    of secondary malignancies after transplant differ by

    type of secondary malignancy, with pretransplant

    (previous therapy, genetic susceptibilities), transplant

    specific (preparative regimen, graft manipulations),

    and posttransplant (GVHD, immunodeficiency)

    factors all contributing to the likelihood of a secondcancer.

    Malignancies reported after transplant have been

    broadly categorized as follows: (1) tMDS/t-AML

    (2) LPD/lymphoma, and (3) solid tumors. Reported

    incidences of all malignancies have ranged from

    9.9 14% at 11 20 years after transplant [76 80].

    Leukemias and lymphomas almost invariably develop

    in the first 5 8 years following transplant, while solid

    tumors have a longer latency period and do not

    demonstrate a plateau in incidence (cumulative

    incidence 2.2%, 5%, and 8.1% at 10, 15, and 20

    TableIII.Riskfactorsassociatedwithsecondmalignanciesaftertran

    splant.

    tMDS/tAML

    LPD/lymphoma

    Solidtumors

    EBV

    Lympho-proliferativedisorders[74,87]

    HodgkinDisease:[88]

    LateOnsetLymphoma

    Pre-transplanttherapy

    Donortype/graftmanipulation

    s

    AcuteGVHD

    ChronicGVHD[80]

    Transplantrela

    tedfactors

    Chemotherapy

    HLAmismatch

    ChronicGVHD

    TBI[74,80]

    Numberofregimes[19]

    Unrelateddonor

    ChronicGVHD[80]

    Otherfactors

    Youngerage

    attransplant[80,89]

    Malesex[80

    ]

    Useofalkylatingagents[13,81]

    T-celldepletion

    Pre-TransplantXRT[82,83]

    Transplantrelatedfactors

    UseofPBSCoverBM

    [74,81,82,84]

    TransplantusingTBI[13,14,81,85]

    Numberoftransplants[85]

    Fewercellsinfused[86]

    Otherfactors

    OlderageatBMT(435,38,or40)[

    14,19,74]

    Numberofrelapses[83]

    IntervalfromdiagnosistoBMT[19,8

    5]

    LowplateletcountafterBMT[19]

    ATGtherapy

    Anti-CD3monoclonalantib

    odytherapy

    Pre-andPost-transplantImmu

    odeficiencies

    Primarydiagnosisofimmun

    odeficiency

    AcuteGVHD

    ChronicGVHD

    1490 J. Tward et al.

  • 7/30/2019 Incidence, Risk Factors,

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    years respectively) [81]. Factors contributing to risk

    are somewhat different for each of these three

    categories of malignancies (Table III).

    Therapy related MDS and AML (tMDS/tAML) is

    most closely associated with intensity of treatment,

    both pretransplant and during transplant. These

    diseases most often occur after an autologous HCT

    in a heavily pretreated individual, likely reflecting

    DNA damage to marrow that is returned to the

    patient. The finding that radiation involving signifi-

    cant marrow exposure used prior to transplant and

    higher dose TBI given as part of the transplant shows

    that radiation damage to marrow and marrow stroma

    contributes to risk. The increased risk of tMDS/

    tAML noted with smaller amounts of marrow

    infused, older donors (less marrow reserve), and

    poor platelet counts after transplant further illustrate

    the importance of healthy marrow function to cancer

    prevention.Risks factors associated with the development of

    posttransplant lymphoproliferative disorders (LPD)

    and Hodgkins disease or NHL after transplant differ

    significantly from tMDS/tAML. These cancers are

    associated with immune deficiency created by

    unrelated or mismatched grafts, T-cell depletion,

    primary immunodeficiencies, immune suppressive

    medications, or GVHD (Table II).

    Secondary solid tumors after transplant occur

    following both allogeneic and TBI-containing auto-

    logous procedures. Tumors of the oral cavity, brain,

    liver, uterus/cervix, thyroid, breast, bone, and con-

    nective tissue, along with melanoma have beenreported and are thought to be associated with

    radiation exposure [82]. Squamous cell cancers are

    generally associated with tissue damage associated

    with chronic GVHD [82]. Because of thelong lag-time

    between transplant and the onset of these tumors,

    younger age has been described as a risk factor for

    solid tumors, but whether this is a true risk factor or

    simply a product of the fact that a larger number of

    younger patients live decades after allogeneic trans-

    plants and are therefore susceptible is unknown.

    Secondary malignancies after therapy fornon-Hodgkins lymphoma in pediatric

    patients

    The estimated cumulative probability of developing

    any second malignancy after treatment of childhood

    cancer is approximately 3% at 20 years, a 3- to

    10-fold risk over the general population [49,83 85].

    Few studies report the specific rate of second cancers

    after therapy for non-Hodgkins lymphoma, with

    reported estimates ranging from.1.4% to 4.8% at

    20 years [84 86]. Difficulties in accurate estimation

    may result from small numbers of reported cases,

    evolution of therapy over treatment generations, and

    variability in secondary malignancy rates reported

    for the three primary types of childhood NHL: the

    lymphoblastic (10.9%), small, noncleaved (.5%),

    and large cell histologies (5.8%) [86].

    Secondary malignancies are of two major subtypes:

    (1) therapy related acute myeloid leukemias and

    myelodysplastic syndromes (t-AML/MDS), gener-

    ally presenting 1 5 years following initial therapy

    with topo-isomerase II inhibitors or alkylating agents

    and (2) solid tumors such as breast, thyroid, and soft

    tissue sarcomas, presenting 10 20 years after radia-

    tion and alkylator therapy. Secondary leukemias,

    breast, and thyroid carcinoma, and bone sarcomas

    constitute approximately half of all second malignant

    neoplasms following therapy for childhood NHL

    [8385].

    Host specific risk factors for the development of

    secondary malignancies, not specific to NHL, in-clude a younger age at first cancer diagnosis

    [85,87 90] and female gender [91,92]. The younger

    age association is primarily due to increased risk of

    radiation-induced solid tumor secondaries. This risk

    may be conferred by increased susceptibility in

    tissues undergoing rapid proliferation and differen-

    tiation in the younger patient. Although data specific

    to NHL is lacking, extrapolated data from radiation

    exposure in HD demonstrates age association, with

    patients receiving mantle irradiation during puberty

    having a 75-fold increase in breast cancer [93], and

    patients treated after age 30 having no increased risk

    [94]. It is also likely that given the longer latencyperiod until solid tumor development, the pediatric

    patient has an increased period of relative suscept-

    ibility. Female sex was an independent risk factor in

    developing a secondary malignancy after therapy for

    NHL, presumably due to increased thyroid and

    breast carcinoma [85].

    Therapy related risk factor research focuses on

    relative attribution of therapy modalities to the

    development of secondary malignancies. Radiation

    therapy is clearly implicated in the development of

    secondary solid tumors, exhibiting dose response,

    increased effect on younger patients, and tumor

    development usually within or at the periphery of theprior radiation field [84,95 97]. Radiation therapy

    has not been significantly implicated in the develop-

    ment of leukemia or myelodysplastic syndrome

    [3,16,32,98,99].

    The rare studies that have concluded no in-

    creased risk of second malignancy attributed to

    chemotherapy alone have an acknowledged limitation

    of small sample size and low doses of alkylators and

    topoisomerase II inhibitors [84,100]. Other studies

    have detailed a synergistic carcinogenic effect

    between chemotherapy and radiotherapy, especially

    Second malignancies in patients with NHL 1491

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    in the development of soft tissue sarcomas [83 85].

    Several groups report a linear association between

    alkylator dose and soft tissue sarcoma development,

    independent of radiation therapy [95,97], with

    Hawkins et al. reporting a relative risk of 31 for

    patients treated for NHL developing a second bone

    cancer.

    Many studies support the association between

    chemotherapeutic agents and secondary acute

    myeloid leukemia and myelodysplasia [101].

    Alkylator associated hematopoietic malignancy often

    occurs after a prolonged latent period, presumably

    allowing for the accumulation of additional muta-

    genic events that lead to transformation. Data support

    a linear dose relationship between alkylating agent

    and the development of secondary myelodysplasia

    and leukemia [12]. It does not appear that pediatric

    patients are at greater risk for alkylating agent related

    MDS or leukemia than adult patients [102].This contrasts with the topoisomerase-II inhibitor

    associated myeloid leukemias, which tend to occur

    within five years of exposure, without preceding

    myelodysplasia, and are a result of translocations

    involving the Mixed Lineage Leukemia gene on

    chromosome band 11q23 [43,103 105]. Although a

    dose response relationship between epipodo-

    phyllotoxin use and secondary leukemia was not

    observed in a 12-trial review by the National Cancer

    Insitutute [106], other studies have supported in-

    creasing risk with cumulative exposure, with the most

    notable reporting an O/E of 200 for a cohort of

    patients developing acute myeloid leukemia afterepipodophyllotoxin therapy for NHL [86].

    The concept of genetic host susceptibility to

    malignancy, although not unique to the pediatric

    population, is often raised due to the earlier onset of

    these malignancies. This susceptibility may manifest

    in a patient who has a specific tumor predisposition

    syndrome, in which both primary and secondary

    malignancies may be overrepresented. Patients with

    Bloom syndrome are at increased risk for lymphomas

    early in life, with an increasing risk of carcinoma

    with advancing age, with an unclear increased risk

    secondary to treatment for the initial malignancy

    [107,108]. Therapy for a primary lymphoma in apatient with altered tumor suppression mechanisms

    may lead to even greater susceptibility to a second

    malignancy, such as in the therapeutic use of

    chemotherapy and/or radiation therapy in patients

    with ataxia telangiectasia [109,110].

    Conclusion

    The population-based data clearly demonstrate that

    NHL survivors are at higher risk for developing both

    solid tumors and hematologic secondary malignan-

    cies than the general population. These risks are

    altered by the type of second cancer, age at diagnosis

    of NHL, effect of radiation therapy, effect of chemo-

    therapy, and gender. Overall, radiation therapy does

    not cause a significant increase in excess risk of

    secondary malignancies for patients with NHL.

    Nevertheless, certain solid tumors (sarcomas, meso-

    thelioma, and female breast cancer) are significantly

    elevated in irradiated patients. Additionally, certain

    subgroups, such as young patients, are at a markedly

    elevated relative risk of secondary cancers (notably

    breast and thyroid) related to radiotherapy. Further

    investigations with more robust data bases that in-

    corporate the specifics of histology, staging, treatment

    delivery, genetics, and other prognostic variables will

    be crucial to our understanding of this growing patient

    population. With continued studies, we can refine our

    treatments to make them safer for patients.

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