IIA Central Kentucky Chapter Audit Trails · Talent Management, December 2015 Latest News...
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2015 – 2016 Issue 06 January 2016 Upcoming Chapter Events President’s Message In November we heard from a representative from the US Department of Homeland Security about cyber security risks and the resources the department can provide. Our February meeting will be conducted by Mark Sandler and Dean Buttry of Tempur-Sealy. The title of their presentation is INFORMATION SEC_RITY Isn’t Complete Without U and will share with us the latest practices that end-users can follow to protect themselves at work and home. Bourbon n’Toulose will cater the lunch. Our all-day seminar on March 22 nd , the 3 rd Tuesday, is Critical Thinking: An Essential Skill for Internal Auditor Success presented by Phil Flora. Phil is a professional speaker who has presented a variety of topics to the IIA and chapters. The all-day seminar offering 8 CPE hours is $160 for members and $210 for non-members. You can register and pay now by going to our website. Further info is coming out soon including the Lexington location. Phil has been highly recommended as a speaker. I look forward to hearing what he has to say on the subject. The Chapter by-laws do not allow me to run for a second consecutive term. I have enjoyed my 3 rd go around as the president and I wouldn’t have done so if it was a difficult job. The IIA is quite experienced and has developed practices and tools to make the job manageable. Our Board including officers has been a great source of advice and oversight. Over the years our Chapter has been well managed and has adequate resources, so I believe our success will continue for the foreseeable future. I would encourage you to consider being an officer or a board member. The Board has in the past sent two officers to the IIA’s leadership conference at Walt Disney World’s Disney’s Yacht & Beach Club Resorts. The conference will be April 24– 26, 2016. Please contact me if you would like to know more about the officers or board roles. I hope you come to our events and get an early start on your CPE for 2016. Thanks for supporting your Chapter. Joe Buckman Date: Tuesday, January 12, 2016 Time: 11:30 am – 2:00 pm Topic: INFORMATION SEC_RITY Isn’t Complete Without U Speakers: Mark Sandler & Dean Buttry, Tempur-Sealy Place: Lexmark Cost: $30 for Members - $40 for Non-Members – Use the PayPal link below the Meeting Calendar to pay in advance. RSVP: [email protected] (by Friday, January 8th, 2016) 2015 – 2016 Chapter Officers President Joe Buckman Lexmark International [email protected] Executive VP Amy Brusaw Lexmark International [email protected] Treasurer Chris Darmand Lexmark International [email protected] Secretary Jeremy Wright Creative Lodging Solutions [email protected] IIA Central Kentucky Chapter Audit Trails
Transcript of IIA Central Kentucky Chapter Audit Trails · Talent Management, December 2015 Latest News...
2015 – 2016 Issue 06January 2016
Upcoming Chapter Events
President’s MessageIn November we heard from a representative from the US Department of Homeland Security
about cyber security risks and the resources the department can provide. Our February
meeting will be conducted by Mark Sandler and Dean Buttry of Tempur-Sealy. The title of their
presentation is INFORMATION SEC_RITY Isn’t Complete Without U and will share with us the
latest practices that end-users can follow to protect themselves at work and home. Bourbon
n’Toulose will cater the lunch.
Our all-day seminar on March 22nd, the 3rd Tuesday, is Critical Thinking: An Essential Skill for
Internal Auditor Success presented by Phil Flora. Phil is a professional speaker who has
presented a variety of topics to the IIA and chapters. The all-day seminar offering 8 CPE hours
is $160 for members and $210 for non-members. You can register and pay now by going to
our website. Further info is coming out soon including the Lexington location. Phil has been
highly recommended as a speaker. I look forward to hearing what he has to say on the subject.
The Chapter by-laws do not allow me to run for a second consecutive term. I have enjoyed my
3rd go around as the president and I wouldn’t have done so if it was a difficult job. The IIA is
quite experienced and has developed practices and tools to make the job manageable. Our
Board including officers has been a great source of advice and oversight. Over the years our
Chapter has been well managed and has adequate resources, so I believe our success will
continue for the foreseeable future. I would encourage you to consider being an officer or a
board member. The Board has in the past sent two officers to the IIA’s leadership conference
at Walt Disney World’s Disney’s Yacht & Beach Club Resorts. The conference will be April 24–
26, 2016. Please contact me if you would like to know more about the officers or board roles.
I hope you come to our events and get an early start on your CPE for 2016. Thanks forsupporting your Chapter.
Joe Buckman
Date: Tuesday, January 12, 2016
Time: 11:30 am – 2:00 pmTopic: INFORMATION SEC_RITY Isn’t Complete Without U
Speakers: Mark Sandler & Dean Buttry, Tempur-SealyPlace: LexmarkCost: $30 for Members - $40 for Non-Members – Use the PayPal link below the Meeting Calendar to pay in
advance.RSVP: [email protected] (by Friday, January 8th, 2016)
2015 – 2016Chapter Officers
PresidentJoe BuckmanLexmark [email protected]
Executive VPAmy BrusawLexmark [email protected]
TreasurerChris DarmandLexmark [email protected]
SecretaryJeremy WrightCreative Lodging [email protected]
IIA Central Kentucky Chapter
Audit Trails
2015 – 2016 Issue 06January 2016
Meeting CalendarDate Speaker(s) Topic(s) CPE (est.)
February 16, 2016 Mark Sandler & Dean Buttry, Tempur-Sealy
INFORMATION SEC_RITY Isn’t CompleteWithout U
2.0
March 22, 2016 Philip E. Flora, CIA, CISA, CFE, CCSAIIA Training Consultant
Critical Thinking: An Essential Skill forInternal Auditor Success
8.0
To pay in advance via PayPal click the following link:https://chapters.theiia.org/central-kentucky/Events/Pages/CKIIA%20Catalog%20for%20PayPal%202014-15.htm* - Registration and Cancellation Policy:To cover meeting costs including meals, the CKIIA Board has approved a two business day cancellation policy for meetings. For example, for aTuesday meeting starting at 11:30 AM, the cancellation must be received by 11:30 AM the Friday prior to the meeting. If the cancellation is notreceived by that date, the registrant is responsible for and will be billed for the meeting fee unless another individual from the registrant'sorganization attends in the registrant's place.
Central Kentucky Chapter NewsCKIIA WebsiteAdd the CKIIA website to your favorites. https://chapters.theiia.org/central-kentucky/Pages/default.aspx.
Certification NewsNone Reported
Note: Due technical issues experienced this year in the generation of the report for newly certified chapter members, there may have been
newly certified members left out in Newsletters. Please reach out to one of the officers noted above if you believe your recognition has not
been made. It is important to us to make sure that each member is recognized for this wonderful professional achievement!
Membership AnniversariesJanuaryPhilip Christian – 18 yearsRebecca Conley – 13 yearsChris Darmand – 13 yearsKelly Walker – 9 yearsNorman Williams – 7 yearsRuss Davis – 5 yearsPatrick Simpson – 5 yearsAmy Brusaw – 4 yearsBrittany Besten – 3 years
Job Postings Information
The Central Kentucky Chapter of The Institute of Internal Auditors offers a job posting section on our website and in ournewsletter for organizations in our area with chapter members. The price is $50 for 3 months. This includes the posting of theemployer's ad on the CKIIA website and a publication of the job summary in our Newsletter. Please submit the ad to the ChapterSecretary and newsletter editor, Jeremy Wright at [email protected].
2015 – 2016 Issue 06January 2016
IIA News
The New IPPF
The link below is for The Framework for Internal Audit Effectiveness: The New IPPF.
https://global.theiia.org/standards-guidance/Pages/New-IPPF.aspx
New Course to Complement COSO’s Updated FrameworkCOSO has updated its Internal Control–Integrated Framework: 2013 (Framework). As one of the sponsoring organizations ofCOSO, The IIA is developing resources, tools, and training to help its members with implementation. Locations and dates of theseseminars can be found here: http://www.theiia.org/goto/COSO-course.
The IIA has also established The IIA COSO Resource Exchange at the following link:
https://global.theiia.org/standards-guidance/topics/Pages/COSO-Resource-Center.aspx
IIA SeminarsClick on the location and dates to open the link to the website for more details.
Washington, D.C. March 1-4, 2016March 1–2, 2016Assessing Risk: Ensuring Internal Audit's ValueBuilding a Sustainable Quality ProgramFinancial Auditing for Internal AuditorsFundamentals of IT Auditing
March 1–3, 2016COSO Internal Control Certificate
March 1–4, 2016Auditor-in-charge Tools and TechniquesBeginning Auditor Tools and TechniquesCommunication Skills for Auditors
March 3–4, 2016Auditing Contracts : From Planning to ReportingFraud Detection, Deterrence, and Incident Response for Internal AuditorsLogging In: Auditing Cybersecurity in an Unsecure WorldOperational Auditing: Influencing Positive ChangePerforming an Effective Quality Assessment
New Orleans, LA March 15-18, 2016March 15–16, 2016Enterprise Risk Management: Elements of the Process
March 15–18, 2016Beginning Auditor Tools and TechniquesLeadership Skills for Auditors
March 17–18, 2016Logging In: Auditing Cybersecurity in an Unsecure World
2015 – 2016 Issue 06January 2016
Latest Updates from the IIA’s Standards and Guidance
Implementation GuidesNEW! Implementation Guide 1000: Purpose, Authority and Responsibility, July 2015NEW! Implementation Guide 2110: Governance, July 2015
Practice GuidesNEW! Internal Audit and the Second Line of Defense, January 2016NEW! Talent Management, December 2015
Latest News
28-January-2016CBOK Report: Nearly 4 in 10 Internal Audit Functions Outsource Work
27-January-2016New Second Line of Defense Guidance Released
25-January-2016Announcement Of The Slate For 2016-17 IIA Global Leaders
25-January-2016Blog: What 2015's Top 10 Blogs Tell Us About Internal Audit
25-January-2016Doug Anderson Joins IIA Professional Solutions Team
19-January-2016Call for 2016 IIA Award Nominations
19-January-2016IIA Announces New EHS Director
18-January-2016Blog: Has VW Put Its Transparency Efforts in Reverse?
11-January-2016Blog: Internal Audit: More Than Brakes, It's Part of the Navigation System
08-January-2016Institutes in the News – Week of 4 January 2016
2015 – 2016 Issue 06January 2016
IIA Guidance Webinars
The IIA offers professional development and continuing professional education (CPE) opportunities throughcomplimentary webinars that cover recent guidance releases. These webinars are presented by the authors to assistmembers with implementation and answer questions.
Please check the webinar calendar for the latest information.On-demand 24/7 Webinar Playback
One benefit of being an IIA member is having access to our extensive library of archived webinars.NOTE: On-demand webinars do not qualify for NASBA CPEs.
Upcoming Members-Only WebinarsThe IIA's complimentary Members-only Webinar Series is available exclusively to you as part of your membership investment.These monthly educational webinars are developed specifically with IIA members in mind.
11-February-2016
Guidance Webinar: Getting to Know the Proposed Changes to the Standards
16-February-2016
Members-only Webinar: Filling the Void: Addressing Today's Skills Gaps in Internal Audit
10-March-2016
Environmental, Health and Safety (EHS) Auditing
15-March-2016
Members-only Webinar: Auditing Cybersecurity in an Unsecure World
19-April-2016
Members-only Webinar: Pulse of Internal Audit
17-May-2016
Members-only Webinar: Preparing for a Successful External Quality Assessment
21-June-2016
Members-only Webinar: The Uncharted Territory of Auditing an Organization’s Culture
19-July-2016
Members-only Webinar: Maximizing the value of the “Three Lines of Defense”
2015 – 2016 Issue 06January 2016
Audit Executive CenterThe IIA's Audit Executive Center is the essential resource to empower chief audit executives to be more successful. TheCenter's suite of information, products, and services will enable you to respond to the unique challenges and emergingrisks of the profession. (http://www.theiia.org/cae/)
CAE BulletinCAE Bulletin is a twice-monthly newsletter that will alert you to the latest news, guidance, and information to help yoube as effective as possible in your position as chief audit executive. The CAE Bulletin, part of the benefit of being amember of the Audit Executive Center, is designed to help you respond to today’s business challenges andopportunities. Learn more about Audit Executive Center membership. (http://www.theiia.org/cae/)
Tone at the TopThe IIA's Tone at the Top e-mail newsletter provides executive management, boards of directors, and audit committeeswith concise, leading-edge information on such issues as risk, internal control, governance, ethics, and the changingrole of internal auditing; and guidance relative to their roles in, and responsibilities for the internal audit process.(https://na.theiia.org/periodicals/Pages/Tone-at-the-Top.aspx)
Other Opportunities for Continuing Education
Meeting Calendar for the Louisville IIA Chapterhttps://chapters.theiia.org/louisville/Events/Pages/default.aspx
Date Time Topic CPE (est.)
February 9, 2016 12:00pm Corporate Compliance Governance and Risk Management 1February 22-23, 2016 7:30am – 4:30pm Governmental Fraud Training 16March 8, 2016 12:00pm How Auditing Can Add Value by Improving the Process 1April 12, 2016 12:00pm TBD 1April 26, 2016 3:00pm – 5:00pm Ethics 2May 10, 2016 12:00pm TBD 1
Meeting Calendar for the Bluegrass IMAhttp://bluegrass.imanet.org/
Date Time Topic CPE (est.)
February 18, 2016 6:00pm Student Night TBDMarch 17, 2016 6:00pm Forensic Accounting TBDApril 15, 2016 6:00pm Excel & Keeneland TBDApril 21, 2016 6:00pm UK Athletics Operations TBD
Meeting Calendar for the Bluegrass IIBAhttp://bluegrassiiba.com/
Date Time Topic CPE (est.)
February 17, 2016 6:30pm 10+5+3+1=90…How to Help the Business Achieve its StrategicPlan
TBD
2015 – 2016 Issue 06January 2016
Louisville Chapter IIA is sponsoring a 2 Day Governmental Fraud Training
What: 16 hours of CPEWhere: Transportation Cabinet Auditorium, 200 Metro Street, Frankfort, KY
When: February 22 & 23; Registration 7:30 am, Training 8:00am – 4:30pm
Monday: Dave Cotton presents on Finding Fraud – Past, Present and Future; The Psychology of Fraud; Assessing and Managing
Fraud Risk; and The Good, the Bad and the Ugly: Case Studies in Contractor Corruption and Fraud.
Tuesday Morning: James Holzrichter will speak about his experience as a whistleblower when he worked for a federal contractor.
*Each attendee will also receive a copy of his book, A Just Cause.
Tuesday Afternoon: Tom Devine will speak about how organizations should handle whistleblower programs using material from
the handbook The Corporate Whistleblower’s Survival Guide, which he co-authored with Tarek F. Maassarani.
You can register online at https://chapters.theiia.org/louisville/Events/pages/February-2016-Governmental-Seminar.aspx
Central Ohio Chapter IIA is sponsoring a 3 Day CGAP Training Course presented by Mark Kolman
Mark Kolman, CIA, CPA, CISA, CFE, is a Distinguished Faculty Member of The IIA’s seminar program. He is a general audit managerfor a government entity. He specializes in fraud detection training for auditors, accountants, and business organizations. His workexperience includes private and public accounting, nonprofit and governmental auditing, and audit supervision for large entities.Mark received his bachelor’s degree from the University of South Florida, as well as a master’s in adult education. He is a memberof The IIA, the Association of Certified Fraud Examiners, the Information Systems Audit and Control Association, and the AmericanInstitute of Certified Public Accountants. He has designed and presented courses on auditing, fraud, human relations, and publicspeaking, and has been published in several journals.
You can register online at the IIA website.
The training will be held February 24-26, 2016 at the Hyatt Place at Grandview Yard. 795 Yard Street, Columbus, Ohio 43212.
(614) 280-1234
Information can be found on Central Ohio Chapter website: https://chapters.theiia.org/central-ohio/
$600 per person.
SAVE THE DATE. TELL YOUR FRIENDS. THE CGAP TRAINING ALWAYS SELLS OUT!!
2015 – 2016 Issue 06January 2016
Please see below for details on the IIA’s Seminar in New Orleans, LA March 15-18, 2016
Top Internal Audit courses offered in New Orleans
Developed and facilitated by seasoned internal audit professionals, IIA Seminars courses will provide you with the skills you need
to drive results:
When: March 15-18
Where: New Horizons Computer Learning Centers, Metairie
For more information and registration on the courses offered, click on course name below. To register, look for the Los Angeles
listing on the right side of the Course Description page and click on Register.
NEW! Enterprise Risk Management:Elements of the Process
Learn the fundamental conceptsnecessary to understand ERM, andacquire knowledge of the evolutionaryand fluid process of developing,implementing, and evaluating it.
NEW! Logging In: AuditingCybersecurity in an Unsecure World
Develop an understanding ofcybersecurity concepts that can be usedto facilitate integrated audit efforts withinyour organization.
Leadership Skills for Auditors
Learn tools and techniques for cultivatingand maintaining an effective and efficientteam, keeping them motivated andprogressive through the entire auditprocess.
Beginning Auditor Tools andTechniques
New auditors and non-auditors withinternal control responsibilities can learnthe ins-and-outs of an audit frombeginning to end.
2015 – 2016 Issue 06January 2016
IIA Certifications
Certified Internal Auditor (CIA) Register Now:http://www.theiia.org/certification/certified-internal-auditor/
Certification in Control Self-Assessment (CCSA) Register Now:http://www.theiia.org/certification/specialty-certifications/ccsa/
Certified Financial Services Auditor (CFSA) Register Now:http://www.theiia.org/certification/specialty-certifications/cfsa/
Certified Government Auditing Professional (CGAP) Register Now:http://www.theiia.org/certification/specialty-certifications/cgap/
The IIA's CIA Learning System is a comprehensive training course designed to provide chapters, members, and the auditcommunity of professionals with information and tools to master the global CIA exam syllabus. This premier quality program isaligned with the International Professional Practices Framework (IPPF) to ensure you stay current with the global internalauditing profession and are ready for the CIA exam. It combines printed text with online testing tools and online questions.
Take advantage of the best prep materials out there by ordering yours today!
Web: https://na.theiia.org/training/Pages/CIA-Learning-System.aspx
The IIA Research FoundationUnderstanding, Shaping, AdvancingThe Institute of Internal Auditors Research Foundation was founded in 1976 by The Institute of InternalAuditors. For more than 30 years, the Foundation has consistently set the standard for professionalachievement in the internal auditing profession. http://www.theiia.org/go?to=chapteroutreachIIARF
The IIA Research Foundation (IIARF) has just released its 2016 research priorities. There are four priority topics for 2016:
1. Approaches to Continuous Monitoring and Continuous Auditing2. Internal Auditing of Anti-corruption Programs3. Providing Assurance over Strategic Planning and Execution4. International Professional Practices Framework (IPPF) Principles
2015 – 2016 Issue 06January 2016
GLEIM – IIA Chapter Payback ProgramYour Central Kentucky IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam! Workingtogether, we will provide you the necessary study tools to prepare for this difficult exam.
Gleim provides an extensive self-study course for the CIA exam. Our most successful candidates use the Gleim CIA ReviewSystem with Gleim Online. This system combines Review Books, Test Prep software, Test Prep for Windows Mobile, audioreviews, Gleim Online and a Personal Counselor (a real live person!) to maximize your available study time. Because Gleimidentifies and focuses on your weak areas, you will not spend any more time preparing than is necessary to guarantee success.The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time. We are here to saveyou time and money.
As a member of our chapter, you are eligible for a 20% discount on Gleim CIA Review materials. In addition, the Chapter willreceive 20% of your Gleim CPE purchase. To take advantage of the reduced prices, please contact our chapter representative,Melissa Leonard:
Contact phone: (800) 874-5346, Ext. 131Email: [email protected]: (888) 375-6940, Attn: Melissa Leonard
