I3PM-ESG 2011-09-15 Publications Reviewi3pm.org/Resources/IP_Bibliography-gvh.pdf · IFS2020: a...

I3PM-ESG 2011-09-15 Publications Review

Gordan Hyland CFA CAIA FRM

BIBLIOGRAPHY FOR IP – RELATED TO EFFORTS OF THE “ECONOMIC STUDIES GROUP” 2011-..

564bks/41,332pgs

LAW 4/2253

Jurisprudence: key facts by Peter Halstead

ISBN 978-0-340-88695-3 (144pgs) Hodder Education 2006

Jurisprudence: legal philosophy by Surya Prakash Sinha

ISBN 978-0-314-01379-8 (379pgs) West Publishing Co. 1993

Major Legal Systems in the World Today by Rene David & John Brierley

ISBN 978-0-420-47350-5 (650pgs) Stevens & Sons 1985

Intellectual Property Law in Ireland by Robert Clark, Shane Smyth & Niamh Hall

ISBN 978-1847-66366-5 (1080pgs) Bloomsbury Professional 2010

MANAGEMENT 39/3745

Student Attitudes towards Intellectual Property by Rachel Wenstone, Sean Dennehey, Ruth Soetendorp et al.

http://www.ipan.net/ (56pgs) NUS-IPAN-IPO 2012

Top100 Universities 2015 (US patents)

by National Academy of Inventors & Intellectual Property Owners Assoc.

http://www.iam-magazine.com/ & http://www.academyofinventors.org/

(6pgs) Intellectual Asset Management Blog July 2016

Intellectual Property and Education in Europe – study on IP education in school curricula in the EU member

states with additional international comparisons by Ruth Soetendorp et al.

ISBN 978-92-9156-204-6 (216pgs) Office for Harmonization in the Internal Market 2015

New Era of Management by Richard L. Daft

ISBN 978-0-324-53777-2 (800pgs) Thomson South-Western 2008

Economics, Organization & Management by Paul Milgrom & John Roberts

ISBN 0-13-224650-3 (621pgs) Prentice Hall 1992

IP-Manager by Alexander Wurzer

ISBN 978-3-452-27040-5 (473pgs) Heymanns Intellectual Property 2009

Model Behavior (patent monetization landscape) by Bruce Berman

http://www.iam-magazine.com/ (1pg) Intangible Asset Management Sept/Oct 2011

The Law and the Ultimate Intellectual Asset by Lindsay Moore

http://www.iam-magazine.com/ (9pgs) Intangible Asset Management Nov/Dec 2012

Discovering your other Balance Sheet by Stephen Robertson


Intellectual Property Manual for the Engineering Team by Robert Miller et al.

http://www.engineersaustralia.org.au & http://www.sprusons.com.au



(227pgs) Engineers Australia and Spruson & Ferguson 2009

The Patent Guide – a handbook for analyzing and interpreting patent data by IPO

http://www.gov.uk/ipo (28pgs) UKIPO 2015

If European SMEs are to make the most of patents, someone needs to give them the good news by Insight

http://www.iam-magazine.com/ (2pg) Intangible Asset Management May/June 2016

Unlimited Potential – GIPC international IP index (3rd edition)

by Meir Pugatch, David Torstensson & Rachel Chu

Global Intellectual Property Center/Pugatch Consilium (180pgs) US Chamber of Commerce 2015

The Trillion Dollar Tipping Point – exploiting the untapped value in patents by Jeremy Phillips

http://www.aistemos.com/ (21pgs) Aistemos 2014

Report of the Innovation Taskforce by Dept. of the Taoiseach

ISBN 978-1406-2496-6 (132pgs) Govt. Publications 2010

IP Protocol: Putting Public Research to Work for Ireland by Dept. of Jobs, Enterprise & Innovation

IP Working Groups (84pgs) Govt. Publications 2012

International Content Services Center by Deloitte Consulting

Feasibility Study baseline version 2.0 (99pgs) An Smaoineamh Mor 2011

IFS2020: a strategy for Ireland’s international financial services sector 2015-2020

by Minister of State for International Banking Simon Harris TD et al.

ISBN 978-1-4064-2867-4 (60pgs) Govt. Publications 2015

An Analysis of Intellectual Property Activity in Ireland based on Existing Data by CambridgeIP

http://www.djei.ie/ (125pgs) Forfás/Dept. of Jobs Enterprise & Industry 2014

Enhancing the Intellectual Property Activities in the Firm Base in Ireland by Technopolis

http://www.djei.ie/ (138pgs) Dept. of Jobs Enterprise & Industry 2015

CIPO by IAM

http://www.iam-magazine.com/ (69pgs) Intangible Asset Management IP Media Group 2010-2

Patents and Innovation: friends or foes? by Francois Leveque & Yann Meniere

http://ssrn.com/abstract=958830 (83pgs) CERNA 2006

Why Researchers should care about Patents by EC (DG Research) & EPO

http://ec.europa.eu/invest-in-research/pdf/download_en/patents_for_researchers.pdf

(8pgs) European Commission & European Patent Office 2007

Patent positions and startup success

by Yann Meniere, Yann Dietrich, Jim Baron, Tim Pohlmann & Long Nguyen-Dinh

http://www.iam-magazine.com/ (6pgs) Intangible Asset Management March/April 2015

IP Ownership in English Law by Gavin Marriott

http://www.iam-magazine.com/ IP Ownership June/July 2005 p59 (4pgs) IP Media Group 2005

Employee Inventions in Japan by Miyuki Hanai


The Legal Situation of Employed Inventors - “legal framework of the relationship between employed

inventors and employers, incentive systems encouraging creativity” by Heinz Goddar



Workshop on Innovation Support Services and their Management (9pgs) WIPO 2003

Employee Inventions in Germany by Markus Deck & Jens Matthes


Employees’ Invention Renumeration – money (f)or nothing?

by Juergen Meier, Thure Schubert & Hans-Rainer Jaenichen

BLR Vol.24 No.2 p168 (6pgs) Biotechnology Law Report 2005

Reform of the German Act on Employees’ Inventions as of 1 October 2009

by Anja Petersen-Padberg & Markus Georg Mueller

Newsletter 5/2009 p7 (7pgs) Hoffmann-Eitle 2010

Patent Ownership in Germany: employers vs. employees by Alexander Harguth

http://www.mwe.com/ (13pgs) McDermott Will & Emery 2013

Employee Inventions Law

http://www.bardehle.com/ (16pgs) Bardehle-Pagenberg 2013

Tax and the Strategic Management of Intangibles by Alina Macovei & Marc Rasch


Make Innovation Tax Deductible by Bob Stembridge

http://www.iam-magazine.com/ (1pg) Intangible Asset Management July/August 2013

The Future of Employment: how susceptible are jobs to computerization?

by Carl Benedikt Frey & Michael A. Osborne

http://www.oxfordmartin.ox.ac.uk/publications/ (72pgs) Univ. of Oxford 2013

Creative Productivity Index – analyzing creativity and innovation in Asia by EIU for the ADB

ISBN 978-0-86218-212-0 (91pgs) Economist Intelligence Unit 2014

The Inside Perspective (global IP market survey) by Joff Wild & Sara-Jayne Clover


Hard Times in the Global Patent Marketplace, but hope too, in places by Joff Wild & Sara-Jayne Clover

http://www.iam-magazine.com/ (16pgs) Intangible Asset Management July/August 2016

The World in 2025 – ten predictions of innovation by TR

http://www.thomsonreuters.com/ (28pgs) Thomson Reuters 2014

FINANCE 40/2370

Raising Venture Capital for the Serious Entrepreneur by Dermot Berkery

ISBN 978-0071-49602-5 (288pgs) McGraw Hill 2007

How Good are VCs at Valuing Technology? an analysis of patenting VC investments in nanotechnology

by Frederico Munari & Laura Toschi

EPIP Conf02 (27pgs) European Policy for Intellectual Property 2007

Fast Second: how smart companies bypass radical innovation to enter & dominate new markets

by Constantinos C. Markides & Paul A. Geroski

ISBN 0-7879-7154-5 (208pgs) Jossey-Bass 2005



The Mystery of Capital by Hernando deSoto

ISBN 978-0-552-99923-6 (288pgs) Black Swan 2001

Intangibles: management, measurement & reporting by Baruch Lev

ISBN 0-8157-0093-8 (228pgs) Brookings Institution Press 2001

Intellectual Property and Venture Capital by Jorge M. Torres


The Intangible Investor - explain thyself (PIPCOs) by Bruce Berman

http://www.iam-magazine.com/ (1pg) Intangible Asset Management Nov/Dec 2013

Insights into the Global Financial Crisis by Laurence B. Seigel

ISBN 978-1-934667-27-9 (288pgs) The Research Foundation of CFA Institute 2009

Remarks on the Measurement, Valuation & Reporting of Intangible Assets by Baruch Lev

FRBNY Economic Policy Review Vol.9 No.3 p17 (6pgs) Federal Reserve Bank of New York 2003

Viewing Patents through a Financial Lens by Stephen Porter & Michelle Rakiec

http://www.iam-magazine.com/ (9pgs) Intangible Asset Management Sept/Oct 2013

Banking on IP? The role of intellectual property and intangible assets in facilitating business finance

by Martin Brassell & Kelvin King

ISBN 978-1-908908-86-5 (224pgs) UKIPO 2013

Why the next IP battleground could be exchanges and financial services

by John Ciannamea, Michael D’Andrea & Robert M. Ford

http://www.iam-magazine.com/ (6pgs) Intellectual Asset Management March/April 2013

FinTech Data Trends – mobile payments, select findings by Rapid Landscape/CPAglobal

http://www.iam-magazine.com/ & https://www.cpaglobal.com/


FinTech – an IP perspective by Relecura Inc.

http://www.iam-magazine.com/ & https://www.relecura.com/


Creative destruction in Wall Street’s technological arms race: evidence from patent data

by Stephan Essendorfer, Ivan Diaz-Rainey & Michael Falta

http://dx.doi.org/10.1016/j.techfore.2014.11.012 (17pgs) Technology Forecasting & Social Change 2014

Financing Intellectual Property by Diane R. Stokke

Com. Lending Rev. Vol.14 No.1 p48 (12pgs) Commercial Lending Review 1998

Managing Value and Patent Citations by Bronwyn H. Hall, Adam Jaffe & Manuel Trajtenberg

RandJ.Econ. Vol.36 No.1 pp16-38 (23pgs) RAND Journal of Economics 2005

Patents and R&D Expenditure Effects on Equity Returns in Pharmaceutical Industry

by Martina Feyzrakhmanova & Constantin Gurdgiev

App.Econ.Ltrs. Vol.22 No.18 http://dx.doi.org/10.1080/13504851.2015.1071460

(6pgs) Applied Economics Letters 2015

Do Financial Analysts get Intangibles? by Eli Amir, Baruch Lev & Theodore Sougiannis

Eur. Accounting Rev. Vol.12 Iss.4 p635-659 (25pgs) European Accounting Review 2003

The Convergence of Insurance and Capital Markets by Richard L. Sandor



Intro chapter (10pgs) Securitized Insurance Risk: strategic opportunities for insurers and investors 1998

The Market for Lemons: quality, uncertainty, and the market mechanism by George A. Akerloff

Q.J.Econ. Vol.84 Iss.3 Art.7 (14pgs) Quarterly Journal of Economics 1970

The Shift toward Intellectual Capitalism – the role of infocom technologies by Ove Granstrand

Res. Policy Vol.29 Iss.9 p1061-1080 (19pgs) Research Policy 2000

Financial Innovation by Peter Tufano

Handbook of the Economics of Finance Vol.1A Ch.6 (30pgs) North Holland 2003

The New Financial Thing: the origin of financial innovations by Josh Lerner

Jour.Fin.Econ Vol.79 Iss.2 Art.1 (33pgs) Journal of Financial Economics 2006

Innovation, Differentiation, and the Choice of an Underwriter: evidence from equity-linked securities

by Enrique Schroth

Rev.Fin.Studies Vol.19 Iss.3 Art.9 (40pgs) Review of Financial Studies 2006

Empirical Studies of Financial Innovation: lots of talk, little action? by W. Scott Frame & Lawrence J. White

Jour.Econ.Lit. Vol.42 Iss.1 Art.5 (29pgs) Journal of Economic Literature 2004

Profitable Innovation Without Patent Protection: the case of derivatives

by Helios Herrera & Enrique Schroth

FAME Research Paper No.76 (52pgs) Intl. Center for Financial Asset Mgmt & Eng. 2003

A Growing Market by Craig Pirrong

Reg. Summer p30 (8pgs) Regulation 2002

Boom and Bust Patterns in the Adoption of Financial Innovations by John C. Persons & Vincent A. Warther

Rev.Fin.Studies Vol.10 Iss.4 Art.2 (29pgs) Review of Financial Studies 1997

Institutional Markets, Financial Marketing and Financial Innovation by Stephen A. Ross

J.Fin. Vol.44 Iss.3 p541 (16pgs) Journal of Finance 1989

Financial Innovation and First-Mover Advantages by Peter Tufano

J.Fin.Econ. Vol.25 Iss.2 Art.4 (28pgs) Journal of Financial Economics 1989

Patent and Copyright Protection for Innovations in Finance

by Christopher Petruzzi, Marguerite Del Valle & Stephen Judlowe

Fin.Mgmt. Vol.17 Iss.4 Art.5 (6pgs) Financial Management 1988

Financial Innovations: the last twenty years and the next by Merton H. Miller

J.Fin.&Quant.Anal Vol.21 Iss.4 Art.8 (13pgs) Journal of Financial & Quantitative Analysis 1986

Innovations: new market instruments by Ian Cooper

Ox.Rev.Econ.Pol. Vol.2 Iss.4 Art.1 (17pgs) Oxford Review of Economic Policy 1986

The Process of Financial Innovation by William L. Silber

Am. Econ Assoc. P&P, Recent Structural Change in the Capital Markets, Vol.73 Iss.2 Art.16

(7pgs) American Economic Association Papers & Proceedings 1983

Reinventing the Bazaar: a natural history of markets by John McMillan

ISBN 978-0-393-32371-9 (278pgs) W. W. Norton 2002

The Origin and Development of Markets: a business history perspective by Mark Casson & John S. Lee

Bus.Hist.Rev. 85 9-37 (29pgs) Business History Review 2011



IP-related statistics from the recent past by various sources

http://www.iam-magazine.com/ (2pgs) Intangible Asset Management Jan/Feb 2015

IP-related statistics from the recent past by various sources


IP-related statistics from the recent past (PIPX Index) by various sources


IP-RELATED TECHNOLOGY PROCESSES 9/3121

Hands on Systematic Innovation: for business & management by Darrell Mann

ISBN 1898546738 (538pgs) Edward Gaskell Publishers 2004

Hands on Systematic Innovation: for technical systems by Darrell Mann

ISBN 90-77071-02-4 (492pgs) Lazarus Press 2007

Systematic Software Innovation by Darrell Mann

ISBN 978-1-906769-01-7 (466pgs) IFR Press 2008

Process Improvement Essentials: CMMI, Six Sigma, and ISO 9001 by James R. Persse

ISBN 978-0596102173 (352pgs) O’Reilly Media 2006

Modern ERP: select, implement & use today’s advanced business systems by Marianne Bradford

ISBN 978-0-557-01291-6 (248pgs) Lulu.com 2008

Sam’s Teach Yourself SAP in 24hrs by George W. Anderson

ISBN 978-0672335426 (411pgs) Pearson Education 2011

My SAP.com industry solutions: new strategies for success with SAP’s industry business units

by H. Kagermann & G. Kehler

ISBN 0201721929 (168pgs) Addison-Wesley 2001

Lean Six Sigma for Dummies by John Morgan

ISBN 978-1119953707 (236pgs) For Dummies 2012

Harvesting External Innovation: managing external relationships and intellectual property

by Donal O’Connell

ISBN 978-1409418337 (210pgs) Gower 2011

THE IP-SPECTRUM 14/2768

Master of Laws in Intellectual Property: collection of research papers 2010 by F. Gurry & M. Ricolfi

ISBN 978-92-805-2108-5 (563pgs) WIPO 2010

Global Reference Guide 2012: intellectual property by FW

http://www.financierworldwide.com/ (52pgs) Financier Worldwide 2012

The Rise of Intellectual Property, 700BC-2000AD: an idea in the balance by Carla Hesse

Daedalus Spring (20pgs) Daedalus 2002



Moral Panics and the Copyright Wars by William Patry

ISBN 978-0-19-538564-9 (292pgs) Oxford Univ. Press 2009

Copyright’s Paradox by Neil Weinstock Netanel


The Genesis of American Patent and Copyright Law by Bruce Bugbee

ASIN B0006BRM7M (208pgs) Public Affairs Press 1967

The Digital Dilemma: intellectual property in the information age by CIPREII & NRC

ISBN 978-0309064996 (364pgs) National Academies Press 2000

The Historical Foundations of the Law Relating to Trademarks by Frank I. Schechter

ISBN 10-158477035X (248pgs) Columbia Legal Studies 1925

Marks of Excellence: the history and taxonomy of trademarks by Per Mollerup

ISBN 978-0714838380 (240pgs) Phaidon Press 1999

A Psychological Study of Trademark Infringement by Richard H. Paynter

ASIN B002YD7FWW (84pgs) Univ. of Michigan 1920

UPOV Report on the Impact of Plant Variety Protection by Evans O. Sikinyi

UPOV report353 (98pgs) UPOV 2005

Beyond Intellectual Property: toward traditional resource rights for indigenous peoples & local communities

by Darrell A. Posey, Graham Dutfield

ISBN 10-088936799X (250pgs) International Development Research Center 1996

Compendium of OECD Work on Intellectual Property by OECD Staff

(21pgs) OECD 2007

Global Intellectual Property Index: GIPI-3 by TaylorWessing Staff

http://www.taylorwessing.com/ipindex (40pgs) TaylorWessing 2011

IP-STRATEGY 25/2292

Rembrandts in the Attic by Kevin G. Rivette & David Kline

ISBN 0-87584-899-0 (240pgs) Harvard Business School Press 2000

Burning the Ships: IP and the transformation of Microsoft by Marshall Phelps & David Kline

ISBN 978-0-470-43215-0 (186pgs) John Wiley & Sons Inc. 2009

Einstein in the Boardroom: moving beyond intellectual capital to I-stuff by S. S. Harrison & P. H. Sullivan

ISBN 0-471-70332-X (240pgs) John Wiley & Sons 2008

Edison in the Boardroom: how leading companies realize value from their intellectual assets

by Julie L. Davis & Suzanne S. Harrison

ISBN 0-471-39736-9 (224pgs) John Wiley & Sons Inc. 2001

Strategies for Investing in Intellectual Property: intangible valuations, real returns by David S. Ruder

ISBN 1-58798-292-7 (159pgs) Beard Books 2008

The Invisible Edge: taking your strategy to the next level using IP by Mark Blaxill & Ralph Eckardt



ISBN 978-1-59184-237-8 (352pgs) Penguin 2009

Patents and the Measurement of International Competitiveness by W. Kingston & K. Scally

ISBN 978-1-84376-444-1 (203pgs) Edward Elgar 2006

The Four Phases of Patent Usage by Kelce Wilson

Cap.U.L.Rev. Vol.40 Iss.3 Art.4 (22pgs) Capital University Law Review 2012

How to Count Patents and Value Intellectual Property: the uses of patent renewal and application data

by Jean O. Lanjouw, Ariel Pakes & Jonathan Putnam

J.Ind.Econ. Vol.46 No.4 p405-432 (28pgs) The Journal of Industrial Economics 1998

Patents as Options: some estimates of the value of holding European patent stocks by Ariel Pakes

Econometrica Vol.54 No.4 p755-784 (30pgs) Econometrica 1986

Innovation in Israel 1968-97: a comparative analysis using patent data by Manuel Trajtenberg

NBER Working Paper 7022 (43pgs) National Bureau of Economic Research 1999

Inside the Patent Factory by Donal O’Connell

ISBN 978-0470516409 (323pgs) John Wiley & Sons 2008

Use it or Lose it: monetize patents while others still need them by Robert Aronoff


Monetization Models in Biotech and Pharma

by Sherry M. Knowles, Adrian Dawkes, Bill Geary, Brent R. Bellows Esq. & Karl D. Normington


IP risk management: a case study by Donal O’Connell


An Industrial Property Rights Strategy for Europe by Commission Staff

COM(2008) 465 Final (20pgs) European Commission 2008

A Memorandum on Removing Barriers for a Better Use of IPR by SMEs by IPR Expert Group

Report for EU DG Enterprise & Industry (54pgs) PRO INNO Europe 2007

The Patent Paradox Revisited: an empirical study of patenting in the US semiconductor industry, 1979-95

by Bronwyn H. Hall & Rosemarie H. Ziedonis

RandJ.Econ. Vol.32 No.1 pp101-129 (28pgs) RAND Journal of Economics 2001

Intellectual Property Strategy in the Global Cosmetics Industry by Dietmar Harhoff & Bronwyn H. Hall

UC Berkeley, NBER, LMU, CEPR (work-in-progress) (35pgs) Munich School of Management LMU 2003

The Vonage Trilogy: a case study in “patent bullying” by Ted Sichelman

Not.D.L.Rev. Vol.90 Iss.2 Art.3 (35pgs) Notre Dame Law Review 2014

Actively Manage Patents for Better ROI by Chris Sommers

Patent Strategy & Management Vol.8 Iss.4 (3pgs) ALM Law Journal Newsletters 2007

Sign of the Times – trends in technology IP licensing by Terry Ludlow


Introducing the Patent Privateers by Tom Ewing




Patent Privateering Reloaded by Tom Ewing


The New Patent Intermediaries: platforms, defensive aggregators, and super-aggregators

by Andrei Hagiu & David B. Yoffie

J.Econ.Perspectives Vol.27 Iss.1 Art.4 (21pgs) Journal of Economic Perspectives 2013

PIRACY 9/2434

Knockoff: the deadly trade in counterfeit goods by Tim Phillips

ISBN 978-0-7494-4941-4 (246pgs) Kogan Page 2005

Piracy: the intellectual property wars from Gutenberg to Gates by Adrian Johns

ISBN 10-0-226-40118-9 (640pgs) Chicago Univ. Press 2011

The Economics of Counterfeit Trade: govts., consumers, pirates & IPR by P. Chaudhry & A. Zimmerman

ISBN 978-3540778349 (209pgs) Springer 2009

Jefferson vs. the Patent Trolls: a populist vision of IP rights by J. Matsuura

ISBN 978-0-8139-2771-8 (168pgs) Virginia Univ. Press 2008

Global BioPiracy: patents, plants and indigenous knowledge by Ikechi Mgbeoji

ISBN 978-0-8014-7311-1 (311pgs) Cornell University Press 2006

Trademark Counterfeiting, Product Piracy, and the Billion Dollar Threat to the U.S. Economy

by P. Paradise

ISBN 978-1567202500 (288pgs) Praeger 1999

The Economic Impact of Counterfeiting and Piracy (& exec. summary) by OECD

ISBN 978-92-64-04551-4 (428pgs) OECD 2008

Ireland’s SOPA? by European Communities (ECNS)(USUR) Regs. 2011

S.I. No.337 (44pgs) Irish Govt. Statutory Instruments 2011

The IP Commission Report by Dennis C. Blair, Jon M. Huntsman Jnr. et al.

The Commission on the Theft of American Intellectual Property

(100pgs) The National Bureau of Asian Research 2013

ECONOMICS OF THE PATENT SYSTEM 27/1706

An Economic Review of the Patent System by Fritz Machlup

85th Congress 2nd Session, S. Res. 236 study15, Committee Print 24411 (94pgs) US Govt. Printing Office 1958

The Economics of the International Patent System by Edith Tilton Penrose

ASIN B0000EFTZ4 (247pgs) John Hopkins Press 1951

The Economics of the Patent System by Erich Kaufer

ISBN 0-415-26930-X (66pgs) Harwood Academic Publishers GmbH 1989

Industrialization without National Patents: the Netherlands 1869-1912, Switzerland 1850-1907 by Eric Schiff

ISBN 0-691-04197-0 (137pgs) Princeton Univ. Press 1971



The Economics of the European Patent System by D. Guellec & B. van Pottelsberghe de la Potterie


Patent Aggregation and its Impact on Competition and Innovation Policy by Dietmar Harhoff et al.

European Patent Office (8pgs) EPO Economic and Scientific Advisory Board 2015

Economic Theories about the Benefits and Costs of Patents by Roberto Mazzoleni & Richard R. Nelson

JEI Vol.32 No.4 Art.6 (22pgs) Journal of Economic Issues 1998

The Economics of Innovation: a survey by Philip Nelson et al.

Section of Antitrust Law ABA (67pgs) American Bar Association 2002

Unlocking Patents: costs of failure, benefits of success by Robert Litan & Hal Singer

http://www.ei.com/ (40pgs) Economists Incorporated 2014

Property Rights and Invention by Steven N. S. Cheung

RLE Vol8 (14pgs) Research in Law and Economics 1986

What Economists can tell Lawyers about Intellectual Property by George L. Priest

RLE Vol8 (6pgs) Research in Law and Economics 1986

The Role of Intellectual Property Rights in Economic Growth by David M. Gould & William C. Gruben

JDevEcon Vol.48 Iss.2 Art.5 (28pgs) Journal of Development Economics 1996

An Empirical Analysis on the Impact of Patent Protection on Economic Growth (& an extension)

by Mark A. Thompson & Francis W. Rushing

JED Vol.21 Iss.2 Art.4 & Vol.24 Iss.1 Art.5 (27pgs) Journal of Economic Development 1996/99

Intellectual Property Rights and Economic Growth by Rod Falvey, Neil Foster & David Greenaway

RevDevEcon Vol.10 Iss.4 Art.10 (20pgs) Review of Development Economics 2006

Integrating Intellectual Property Rights and Development Policy by John Barton et al.

http://www.iprcommission.org/ (191pgs) Commission on Intellectual Property Rights 2002

Benefits and Costs of Intellectual Property Protection in Developing Economies

by Richard T. Rapp & Richard P. Rozek

JWT Vol.24 Iss.5 Art.5 (28pgs) Journal of World Trade 1990

Intellectual Property Rights and Endogenous Economic Growth – uncovering the main gaps in the research

agenda by Monica L. Azevedo, Sandra T. Silva & Oscar Afonso

ISBN 978-953-51-0509-1 Chp.3 (20pgs) Technological Change 2012

Patent Alchemy: the market for technology in US history

by Naomi R. Lamoreaux, Kenneth L. Sokoloff & Dhanoos Sutthiphisal

Bus.Hist.Rev. Vol.87 Iss.1 Art.1 (36pgs) Business History Review 2013

From Arms Race to Marketplace – the complex patent ecosystem and its implications for the patent system

by Colleen Chien

UCHLJ Vol.62 Iss.2 Art.2 (61pgs) Univ. California Hastings Law Journal 2010

The Dynamics of German Cartels and Patents (parts 1&2) by Heinrich Kronstein

UChiLR Vol.9 Iss.4 Art.5 & Vol.10 Iss.1 Art.3 (50pgs) Univ. of Chicago Law Review 1942-43

Receiving Patents in the Age of Venture Capital by Mark A. Lemley

JS&EBL Vol.4 Iss.1 Art.5 (12pgs) Journal of Small & Emerging Business Law 2000



Worthless Patents by Kimberly A. Moore

BTLJ Vol.20 Art.3 (32pgs) Berkeley Technology Law 2005

Probabilistic Patents by Mark A. Lemley & Carl Shapiro

J.Econ.Persp. Vol.19 Iss.2 Art.5 (24pgs) Journal of Economic Perspectives 2005

Commercializing Patents by Ted Sichelman

Stan.L.Rev. Vol.62 Iss.2 Art.2 (72pgs) Stanford Law Review 2010

Intellectual Property and the Availability of Pharmaceuticals in Poor Countries by Jean O. Lanjouw

NBER Innov.Pol.&Econ. Vol.3 Art.4 (39pgs) Innovation Policy and the Economy 2002

Financing Pharmaceutical Innovation: how much should poor countries contribute?

by William Jack & Jean O. Lanjouw

WBER Vol.19 No.1 Art.3 (23pgs) The World Bank Economic Review 2005

Patents, Price Controls, and Access to New Drugs: how policy affects global market entry by Jean Lanjouw


PATENT HISTORY 8/1305

The Juridical Origins of the International Patent System: towards a historiography of the role of patents in

industrialization by Ikechi Mgbeoji

JHIL Vol.5 Iss.2 Art.8 (20pgs) Journal of the History of International Law 2003

Twenty-Five Centuries of Technological Change by Joel Mokyr

ISBN 0-415-26931-8 (142pgs) Harwood Academic Publishers GmbH 1990

Patents as Promoters of Competition: the guild origins of patent law in the Venetian Republic

by Ted Sichelman & Sean O’Connor

SDLR Vol.49 Iss.4 Art.10 (16pgs) San Diego Law Review 2012

Inventing the Industrial Revolution: the English patent system 1660-1800 by Christine McLeod

ISBN 10-0521893992 (302pgs) Cambridge 2002

The Patent Office Pony: history of the early patent office by K. Dobyns

ISBN 10-1887901132 (249pgs) Sergeant Kirkland Press 1997

American Inventions: a history of curious, extraordinary & just plain useful patents by Stephen van Dulken

ISBN 0-8147-8813-0 (288pgs) New York Univ. Press 2004

A Survey of the Principal National Patent Systems by J. Vojacek

ASIN B00474UNP2 (209pgs) Pitman & Sons 1936

Evolution of the Claims of US Patents (parts 1-3) by Karl B. Lutz

J.Pat.Off.Soc’y Vol.20 Iss.2 Art.3, Iss.4 Art.4, Iss.5 Art.6

(79pgs) Journal of the Patent Office Society 1938

PATENT-SYSTEM BREAKDOWN 12/1477



The Case Against Intellectual Property by Michelle Boldrin & David Levine

AERP&P Vol.92 Iss.2 (4pgs)

American Economic Review Papers & Proceedings 2003

Against Intellectual Monopoly by Michele Boldrin & David Levine

ISBN 978-0-521-12716-4 (306pgs) Cambridge Univ. Press 2008

The Public Domain: enclosing the commons of the mind by James Boyle

ISBN 978-0-300-13740-8 (336pgs) Yale Univ. Press 2008

Patent Failure: how judges, bureaucrats & lawyers put innovators at risk by J. Bessen & M. Meurer

ISBN 978-0-691-14321-7 (352pgs) Princeton Univ. Press 2008

Innovation and its Discontents: how our patent system is endangering innovation & progress, & what to do

about it by Adam B. Jaffe & Josh Lerner

ISBN 0-691-12794-8 (256pgs) Princeton Univ. Press 2004

Lost Property: the European patent system & why it doesn’t work by Bruno van Pottelsberghe

ISBN 978-90-78910-12-1 (81pgs) Bruegel 2009

The Case Against Patents by Michele Boldrin & David Levine

Research Division Working Paper 2012-035A (25pgs) Fed. Reserve Bank of St. Louis 2012

Patent Law Is, At Best, Not Worth Keeping by Richard Stallman

Loy.U.Chi.L.J. Vol.45 Iss.2 Art.4 (11pgs) Loyola University Chicago Law Journal 2014

Scaling the Patent System by Christina Mulligan & Timothy B. Lee

http://ssrn.com/abstract=2016968 (28pgs) NYU Annual Survey of American Law 2012

The Great Free Beer Debate or, What Ales the Patent System? by David Musker

J.Intel.Prop.L.&Prac. Vol.2 No.12 p799-804 (6pgs) Journal of Intellectual Property Law & Practice 2007

The Tragedy of the Anti-Commons: property in the transition from Marx to markets by Michael A. Heller

Harv.L.Rev. Vol.111 Iss.3 Art.1 (68pgs) Harvard Law Review 1998

Can Patents Deter Innovation? The anti-commons in biomedical research

by Michael A. Heller & Rebecca S. Eisenberg

Sci. Vol.280 Iss.5364 pp698-701 (4pgs) Science 1998

PATENT SYSTEM EVOLUTION 26/2371

USPTO: performance and accountability report fiscal year 2012 by USPTO

http://www.uspto.gov/ (212pgs) USPTO 2013

Rational Ignorance at the Patent Office by Mark A. Lemley

NULR Vol.95 Iss.4 Art.6 (35pgs) Northwestern Univ. Law Review 2001

As Many as Six Impossible Patents Before Breakfast: property rights for business concepts and patent system

reform by Robert P. Merges

BTLJ Vol.14 Iss.2 Art.4 (39pgs) Berkeley Technology Law Journal 1999

Why “Bad” Patents Survive in the Market How Should we Change? the private and social costs of patents

by Jay P. Kesan & Andres A. Gallo

ELJ Vol.55 Iss.1 Art.2 (80pgs) Emory Law Journal 2006



The Patent Crisis and How the Courts can Solve it by Dan L. Burk & Mark A. Lemley

ISBN 978-0226-08062-5 (232pgs) Chicago Univ. Press 2011

Beyond Intellectual Property: matching information protection to innovation by William Kingston

ISBN 978-1-84844-992-3 (247pgs) Edward Elgar 2010

Who cares what Thomas Jefferson thought about Patents? Re-evaluating the patent “privilege” in historical

context by Adam Mossoff

Corn.L.Rev. Vol.92 Iss.5 Art.2 (60pgs) Cornell Law Review 2007

Patent System for the 21st Century by National Research Council

ISBN 978-0309-08910-4 (188pgs) National Academies Press 2004

Patents in the Knowledge Based Economy by W. Cohen & S. Merrill

ISBN 0309086361 (352pgs) National Academies Press 2004

Study on the Quality of the Patent System (PatQual) by Giuseppe Scellato et al.

MARK/2009/11/D (194pgs) European Commission 2011

Patent Quality by IAM

http://www.iam-magazine.com/ (9pgs) IP Media Group 2012

WIPO Study on Inventive Step by Standing Committee on the Law of Patents 22nd Session

http://www.WIPO.int/ (31pgs) World Intellectual Property Office 2015

Patent Claim Interpretation and Information Costs by Christopher A. Cotropia

L&CLR Vol.9 Iss.1 Art.3 (35pgs) Lewis & Clark Law Review 2005

Role of NPOs, EPO, JPO & USPTO in Promoting the Patent System by IBM Consulting

ETD/2001/B5-3001/E/93 (225pgs) European Commission 2003

The Quality Factor in Patent Systems by Bruno van Pottelsberghe de la Potterie

I&CG Vol.20 No.6 Art.9 p1755-93 (39pgs) Industrial and Corporate Change 2011

Patent Office Governance and Patent system Quality by Pierre Picard & Bruno van Pottelsberghe

J.Pub.Econ. Vol.104 Art.2 (12pgs) Journal of Public Economics 2013

Second Tier Patent Protection by Mark D. Janis

Harv.Intl.L.J. Vol.40 Iss.1 p151 (69pgs) Harvard International Law Journal 1999

Utility Models in the European Union by HLBBshaw

http://www.hlbbshaw.com/ (5pgs) HLBBshaw 1998

Strategic Use of Utility Models in the Europe by John Moffat

http://www.hlbbshaw.com/ (3pgs) HLBBshaw 2011

The Protection of Utility Models in the Single Market – green paper by the Commission

COM95 (370) final (100pgs) Commission of the European Communities 1995

Proposal for a European Parliament And Council Directive approximating the legal arrangements for the

protection of inventions by utility model by the Commission

COM(1997) 691 1997/0356/COD (50pgs) Commission of the European Communities 1997

Amended proposal for a European Parliament And Council Directive approximating the legal arrangements

for the protection of inventions by utility model by the Commission



COM(1999) 370 final/2 (22pgs) Commission of the European Communities 1999

Summary report of replies to the questionnaire on the impact of the Community utility model with a view to

updating the Green Paper on protection by the utility model in the internal market (SEC(2001)1307)

by Internal Market Director General

SEC(2001) 1307 (9pgs) Commission of the European Communities 2001

Consultations on the impact of the Community utility model in order to update the Green Paper on the

Protection of Utility Models in the Single Market (COM(95)370 final) by Commission Staff

SEC(2001) 1307 (8pgs) Commission of the European Communities 2001

Utility Models and their Comparison with Patents and Implications for the US Intellectual Property Law

System by Hans-Peter Brack

http://www.bciptf.org/ (15pgs) Boston College Intellectual Property & Technology Forum 2009

The Economic Impact of Innovation Patents by Matthew Johnson et al.

ISBN 978-1-925245-09-7 Econ Res Paper05 (100pgs) IP Australia 2015

INTERNATIONAL PATENT SYSTEMS 42/2619

All Eyes on Africa by Cara DiSisto & Craig Kahn


European Patent Convention (14th Edition) by European Patent Office

ISBN 978-3-89605-103-2 (798pgs) Kastner AG 2010

Cost-Benefit Analysis of a Unified European Patent System (ComPat) by Dietmar Harnhoff

MARKT/2008/06/D (84pgs) European Commission 2009

Economic Cost-Benefit Analysis of the Community Patent by B. van Pottelsberghe & J. Danguy

EC DG Internal Market (56pgs) European Commission 2009

Enhanced Cooperation for Unitary Patent Protection by 2011/0093 (COD)

COM(2011) 215 final (77pgs) European Commission 2011

Patent Fees for a Sustainable EU (Community) Patent System by B. van Pottelsberghe & J. Danguy

EC DG Internal Market (28pgs) European Commission 2010

Translation Arrangement for European Patent (et al.) by 2010/0198 (CNS)

COM(2010) 350 final (et al.) (34pgs) European Commission 2010

Progress Toward an Enhanced Cooperation Patent in Europe by IAM & WTR

http://www.iam-magazine.com/ & http://www.worldtrademarkreview.com/

(71pgs) IP Media Group 2011-3

Solutions for a Unified Patent Litigation System: the way forward after opinion 1/09 of the CJEU

by the Commission Services

Document 10630/11 Annex II (7pgs) EU Presidency 2011

Conclusions European Council 28-9 June 2012 by General Secretariat of the Council

EUCO 76/12 CO (16pgs) European Council 2012

Agreement on a Unified Patent Court by Council of the European Union



PI 148 COUR77 16351/12 (128pgs) Council of the European Union 2013

Unified Patent Court Rules of Procedure (17th Draft)

by Drafting Committee

L_LIVE_EMEA1:15571909L_LIVE_EMEA1:16175270v2 (155pgs) Preparatory Committee 2014

Switzerland’s Patent Law History by Dominique S. Ritter

FIPMELJ Vol.14 Iss.2 Art.3 (35pgs) Fordham Intell. Prop. Media & Ent. Law Journal 2004

The New Swiss Patent Litigation System by Cyrill P. Rigamonti

JIPITEC Vol.2 Iss.1 Art.1 (15pgs) Journal IP, Info Tech & e-Com Law 2011

Leahy-Smith America Invents Act by 112th Congress

Public Law 112-29 (HR 1249) (59pgs) US Government Printing Office 2011

Study and Report on the Implementation of the Leahy-Smith America Invents Act by USPTO

Report to Congress Sept 2015 (66pgs) US Patent and Trademark Office 2015

Manual of Patent Examination Procedure (9th Edition, Appendix L) by US Patent & Trademark Office

http://www.uspto.gov/web/offices/pac/mpep/ (80pgs) USPTO 2014

Japanese Patent Law 2007 by Japanese Law Translation Database System

http://www.japaneselawtranslation.go.jp/ (101pgs) Ministry of Justice 2007

Guide to Japanese Intellectual Property Law by Brian G. Strawn

AIPLAQJ Vol.26 No.1 p55 (50pgs) AIPLA Quarterly Journal 1998

Reducing the Costs of Obtaining and Maintaining Japanese Patents by Hideo Kodama & Jeffrey D. Tekanic

J. Pat & Trademark Off. Soc’y Vol.81 Iss.2 Art.2 (12pgs) Journal Patent & Trademark Office Society 1999

Navigating the European Litigation Maze by Joff Wild

http://www.iam-magazine.com/ (10pgs) Intangible Assets Management Oct/Nov 2007

Finding a Way Through the EU Patent Litigation Maze by Joff Wild


Patent Litigation in Europe – an overview of the national patent litigation systems in Europe (2nd Edition)

by European Patent Office

http://www.epo.org/academy (104pgs) European Patent Office 2010

Comparing Patent Litigation across Europe: a first look by Nicolas van Zeebroeck & Stuart Graham

http://ssrn.com/abstract=1924124 (30pgs) Solvay Brussels School of Economics

& Management, College of Management Georgia Institute of Technology, Office of Chief Economist USPTO 2011

Determinants of Opposition against EPO Patent Grants – the case of biotechnology and pharmaceuticals

by Dietmar Harhoff & Markus Reitzig

Intl.J.Ind.Org. Vol.22 No.4 p443-480 (38pgs) International Journal of Industrial Organization 2004

The French saisie-contrefaçon as a tool in international patent litigation by Thomas Bouvet

M:\PVE\971015\The French saisie-contrefaçon.ppt (21pgs) Véron et Associés 2003

Worldwide Patent Litigation and the Italian Torpedo by Mario Franzosi

EIPR Vol.7 p382 (4pgs) European Intellectual Property Review 1997

Torpedoes are Here to Stay by Mario Franzosi

Intl.R.Ind.Prop.&CopyR.L. Vol.2 p154 (8pgs) International Review of Industrial Property & Copyright Law 2002



Cross-Border Injunctions in Patent Infringement Cases: paradise lost? by Jochen Buehling

Bldg.&Enforc.Intell.Prop.Val. 2007 p172-5 (4pgs) Building & Enforcing Intellectual Property Value 2007

The “Torpedo”: recent developments in Europe by Claudia Rehse

http://www.intellectualpropertymagazine.com/ April’14 p76 (3pgs) Intellectual Property Magazine 2014

Patent Litigation – jurisdictional comparisons (United States)(1st Edition) by Maria Luisa Palmese

ISBN 978-0954652371 (p355-369) (14pgs) The European Lawyer (Reference) 2006

Report on the Prior User Rights Defense by Paul Salmon

http://www.uspto.gov/ (64pgs) USPTO 2012

Compulsory Licensing in the European Union by Jarrod Tudor

http://works.bepress.com/jarrod_tudor/1 (47pgs) Kent State University 2012

Background of Compulsory Licensing in North America by M. Andrea Ryan

http://www.aipla.org/ (13pgs) Wyeth Research 2010

The Pitfalls of Compulsory Licensing in India by Sanjay Kumar & Arpita Sawhney


Grace Period by Tegernsee Experts Group

study mandated by the Tegernsee Heads (56pgs) Tegernsee Group 2012

Consolidated Report on the Tegernsee User Consultation on Substantive Patent Law Harmonization

by Tegernsee Experts Group

http://www.uspto.gov/ (144pgs) Tegernsee Group 2014

Results of the WIPO Arbitration and Mediation Center International Survey on Dispute Resolution in

Technology Transactions by WIPO Center

WIPO/ADR CISDRTT (54pgs) WIPO 2013

Misc IP protection & litigation by IAM & WTR



IP Litigation Costs (special edition) by William R. Towns et al.

WIPO Magazine Iss. 2010 -1 (32pgs) WIPO 2010

Report of the Economic Survey 2013 (press summary) by David A. Divine & Richard W. Goldstein

http://www.aipla.org/ (36pgs) AIPLA 2013

Where have All the Patent Lawyers Gone? long time passing by Ken Port, Lucas Hjelle & Molly Littman

http://ssrn.com/abstract=2561452 (22pgs) William Mitchell College of Law 2014

US SPECIAL PATENT TOPICS – court, litigation, legalytics, trolls/NPEs/PAEs 184/7081

US Patent System Basics 25/1336

To Promote Innovation: the proper balance of competition and patent law and policy

by Federal Trade Commission



http://www.ftc.gov/ (315pgs) Federal Trade Commission 2003

A Simple Conveyance Rule for Complex Innovation by Adam Mossoff

Tul.L.Rev. Vol.44 Iss.4 Art.3 (31pgs) Tulsa law Review 2009

Ignoring Patents by Mark A. Lemley

Mich.St.L.Rev. Vol.2008 Iss.1 Art.2 (16pgs) Michigan State Law Review 2008

Do Patents Disclose Useful Information? by Lisa Larrimore Ouellette

Harv.J.L.&Tech. Vol.25 Iss.2 Art.4 (63pgs) Harvard Journal of Law & Technology 2012

Enforcing Intellectual Property Rights by Jean O. Lanjouw & Mark Schankerman


Empirical Evidence on the Validity of Litigated Patents by John R. Allison & Mark A. Lemley


Are All Patent Examiners Equal? the impact of patent examiner characteristics on patent statistics and

litigation outcomes by Ian M. Cockburn, Samuel Kortum & Scott Stern


What is the Probability of Receiving a US Patent? by Michael Carley, Deepak Hegde & Alan Marco

USPTO Economics Working Paper 2013-2 (23pgs) USPTO 2014

The Myth of the Sole Inventor by Mark A. Lemley

MLR Vol.110 No.5 (52pgs) Michigan Law Review 2012

A Critique of Mark Lemley’s “The Myth of the Sole Inventor” by John Howells & Ron D. Katznelson

http://ssrn.com/abstract=2123208 (15pgs) http://bitly.com/Lemley-Critique 2011

The US First-to-Invent System, the Mossinghoff Conclusion, …and Statistics by James E. White


Ending Abuse of Patent Continuations by Mark A. Lemley & Kimberly A. Moore

BULR Vol.84 Iss.1 Art.2 (62pgs) Boston University Law Review 2004

Patent Reform and Differential Impact by Matthew Sag & Kurt Rohde

MJLS&T Vol.8 Iss.1 (93pgs) Minneapolis Journal of Law, Science & Tech. 2006

The Evolution and Impact of the Doctrine of Willful Patent Infringement

by Matthew D. Powers & Steven C. Carlson

SyracuseL.Rev. Vol.51 Iss.1 Art.2 (63pgs) Syracuse Law Review 2001

Ending Patent Law’s Willfulness Game by Mark A. Lemley & Ragesh K. Tangri

BerkeleyTech.L.J. Vol.18 Iss.4 Art.3 (42pgs) Berkeley Technology Law Journal 2003

Rethinking Prosecution History Estoppel by Douglas Lichtman

U.Chi.L.R. Vol.71 Iss.1 Art.10 (32pgs) Univ. of Chicago Law Review 2004

Willful Infringement and the Evidentiary Value of Opinion Letters after Knorr-Bremse v. Dana

by Joshua Stowell

2005 DukeL.&Tech.Rev. 5 (16pgs) Duke Law & Technology Review 2005

Copying in Patent Law by Christopher A. Cotropia & Mark A. Lemley

NCLR Vol.87 Iss.5 Art.4 (46pgs) North Carolina Law Review 2009



Should Patent Infringement Require Proof of Copying? by Mark A. Lemley

MLR Vol.105 Iss.7 Art.10 (12pgs) Michigan Law Review 2007

Independent Invention as a Defense to Patent Infringement by Samson Vermont


An Independent Invention Defense to Patent Infringement: the academy talking to itself: should anyone

listen? by Roger Milgrim


Taming the Doctrine of Equivalents in light of Patent Failure by Samson Vermont

JIPL Vol.16 Iss.1 Art.4 (25pgs) Journal of Intellectual Property Law 2008

Explaining the Demise of the Doctrine of Equivalents by David L. Schwartz

BTLJ Vol.26 Iss.2 Art.5 (59pgs) Berkeley Technology Law Journal 2011

The Failure of Public Notice in Patent Prosecution by Michael Risch


Patent Claim Interpretation Methodologies and Their Claim Scope Paradigms by Christopher A. Cotropia

W&MLR Vol.47 Iss.1 Art.2 (86pgs) William & Mary Law Review 2005

US Patent Litigation 33/1511

Property Rules, Liability Rules, and Patents: one experimental view of the cathedral

by Andrew W. Torrance & Bill Tomlinson

Y.J.L.&Tech. Vol.14 Iss.1 Art.4 (24pgs) Yale Journal of Law & Technology 2011

Intellectual Property – assessing factors that affect patent infringement litigation could help improve patent

quality by Frank Rusco

GAO-13-465 (61pgs) Government Accountability Office 2013

The Evolving IP Marketplace: aligning patent notice and remedies with competition by J. Leibowitz et al.

FTC.Gov (309pgs) Federal Trade Commission 2011

Empirical analysis of Intellectual Property Litigation: some preliminary results by William M. Landes

HLR Vol.41 Iss.3 Art.2 (28pgs) Houston Law Review 2004

Inter Partes Review – an early look at the numbers by Brian J. Love & Shawn Ambwani

U.Chi.L.Rev.Dia. Vol.81 p93-107 (15pgs) University of Chicago Law Review Dialog 2014

Impact of the AIA on Patent Litigation – changes that may affect your choice of forum by C. Charneski

Landslide Vol.4 No.5 (8pgs) American Bar Association 2012

Forum Selection in Patent Litigation: a traffic reporter 2006 by Roderick R. McKelvie

http://www.cov.com/publications (17pgs) Covington & Burling LLP 2007

Where to File your Patent Case by Mark A. Lemley

AIPLAQJ Vol.38 No.4 (37pgs) AIPLA Quarterly Journal 2010

Judges, Juries, and Patent Cases – an empirical peek inside the black box by Kimberly A. Moore


Tilting the Table? The use of preliminary injunctions by Jean O. Lanjouw & Josh Lerner

J.Law&Econ. Vol.44 No.2 p573-603 (31pgs) Journal of Law & Economics 2001



The Other Patent Agency: Congressional Regulation of the ITC by Sapna Kumar

FlaLRev Vol.61 p529 (52pgs) Florida Law Review 2009

Assessing Bias in Patent Infringement Cases: a review of International Trade Commission decisions

by Robert W. Hahn & Hal J. Singer


Patently Protectionist? an empirical analysis of patent cases at the International Trade Commission

by Colleen V. Chien

W&MLR Vol.50 Iss.1 Art.2 (53pgs) William and Mary Law Review 2008

The State of Patent Litigation by Chief Judge Randall R. Rader Court of Appeals for the Federal Circuit

http://www.fedcirbar.org/ (28pgs) Eastern District of Texas Judicial Conference 2011

PWC Patent Litigation Study 2011 by Chris Barry et al.

http://www.pwc.com/us/en/forensic-services (36pgs) PWC USA 2011









The Patent Litigation Explosion by James Bessen & Michael J. Meurer


The Private Costs of Patent Litigation by James Bessen & Michael J. Meurer

http://ssrn.com/abstract=983736 (43pgs) Boston Univ. School of Law 2008

The America Invents Act 500 – effects of patent monetization entities on US litigation

by Sara Jeruss, Robin Feldman & Joshua Walker

11 Duke L. & Tech. Rev. 357 (33pgs) Duke Law & Technology Review 2012

The AIA 500 expanded: the effects of patent monetization entities

by Sara Jeruss, Robin Feldman & Tom Ewing

http://ssrn.com/abstract=2247195 (109pgs) Lex Machina & UC Hastings 2013

The Rise of Contingent Fee Representation in Patent Litigation by David L. Schwartz

AlaL.Rev. Vol.64 Iss.2 Art.4 (54pgs) Alabama Law Review 2012

Lawyer Fees and Lawyer Behavior in Litigation: what does the empirical literature really say?

by Herbert M. Kritzer

TLR Vol.80 Iss.7 Art.17 (41pgs) Texas Law Review 2002

The Economics of 3rd Party Financed Litigation by Keith N. Hylton

http://ssrn.com/abstract=1971229 (40pgs) George Mason Univ. Law & Economics Center 2011

The More you Ask the More you Get: Anchoring in personal injury verdicts

by Gretchen B. Chapman & Brian H. Bornstein



App.Cog.Psy. Vol.10 Iss.6 Art.7 (22pgs) Applied Cognitive Psychology 1996

The Last Word in Court – a hidden disadvantage for the defense

by Birte Englich, Thomas Mussweiler & Fritz Strack

L&Hum.Behav. Vol.29 Iss.6 Art.5 (18pgs) Law & Human Behavior 2005

How are Patent Cases Resolved? an empirical examination of the adjudication and settlement of patent

disputes by Jay P. Kesan & Gwendolyn G. Ball

WULR Vol.84 Iss.2 Art.1 (76pgs) Washington Univ. Law Review 2007

Who Wins Patent Infringement Cases? by Paul M. Janicke & LiLan Ren

AIPLAQJ Vol.34 Iss.1 Art.1 (43pgs) AIPLA Quarterly Journal 2006

Who Wins Patent Infringement Cases? by Paul M. Janicke & LiLan Ren

RandJ.Econ. Vol.32 Iss.1 p129-151 (23pgs) RAND Journal of Economics 2001

Patent Quality and Settlement Among Repeat Patent Litigants

by John R. Allison, Mark.A. Lemley & Joshua Walker

GLJ Vol.99 Iss.3 Art.1 (36pgs) The Georgetown Law Journal 2011

A Tale of Two Patent Battles: key lessons on IP and business strategy by Steve Lee


US Patent Litigation Remedies 19/762

Let the Games Begin: incentives to innovation in the new economy of intellectual property law

by Amy L. Landers

SCLR Vol.46 Iss.2 Art.3 (69pgs) Santa Clara Law Review 2006

Excessive or Unpredictable? an empirical analysis of patent infringement awards

by Michael J. Mazzeo, Jonathan Hillel & Samantha Zyontz

http://ssrn.com/abstract=1765891 (57pgs) Kellogg NWU, SASM&F LLP & GMU Law 2011

Explaining the Unpredictable? an empirical analysis of US patent infringement awards

by Michael J. Mazzeo, Jonathan Hillel & Samantha Zyontz

Int’l.Rev.L.&Econ. Vol.35 Art.5 (15pgs) International Review of Law and Economics 2013

Economics and Key Patent Damages Cases by Vincent E. O’Brien

UBIPLJ Vol.9 No.1 p1 (28pgs) Univ. of Baltimore Intell. Property Law Journal 2000

The Misuse of Reasonable Royalty Damages as a Patent Infringement Deterrent by Brian J. Love

Mo.L.Rev. Vol.74 Iss.4 Art.1 (40pgs) Missouri Law Review 2009

Distinguishing Lost Profits from Reasonable Royalties by Mark A. Lemley

W&MLR Vol.51 Iss.2 Art.9 (21pgs) William and Mary Law Review 2009

Structured Approach to Calculating Reasonable Royalties by Daralyn J. Durie & Mark A. Lemley

L&CLR Vol.14 Iss.2 Art.9 (27pgs) Lewis & Clark Law Review 2010

Georgia-Pacific Corp. v. United States Plywood Corp. by Judge Charles H. Tenney US District Court SDNY

318F. Supp. 1116, 166 U.S.P.Q (BNA) 235 (35pgs) S.D.N.Y. 1970

Applying Merger Simulation Techniques to Estimate Lost Profit Damages in Intellectual Property Litigation

by Gregory K. Leonard

Economic Approaches to Intellectual Property Policy, Litigation & Management – section3 chap7 p111-125



ISBN 978-0974878812 (14pgs) NERA Economic Consulting 2005

Patent Damages and Real Options by Jerry A. Hausman, Gregory K. Leonard & J. Gregory Sidak

BTLJ Vol.22 p825 (29pgs) Berkeley Technology Law Journal 2007

Patent Holdup and Royalty Stacking by Mark A. Lemley & Carl Shapiro

TLR Vol.85 Iss.7 Art.11 (59pgs) Texas Law Review 2007

The Smartphone Royalty Stack: surveying royalty demands for the components within modern smartphones

by Ann Armstrong, Joseph J. Mueller & Timothy D. Syrett

Working Paper (69pgs) 2014

Valuation of Patent Licenses by Ted Hagelin

TIPLJ Vol.12 Iss.3 Art.1 (19pgs) Texas Intell. Property Law Journal 2004

Apple Inc. and NeXT Software Inc. v. Motorola Inc. and Motorola Mobility Inc.

by Chief Judge Richard A. Posner US Court of Appeals for the 7th Circuit

No.1:11-cv-08540 Opinion & Order 6-22 (38pgs) N.D.Illinois E.D. 2012

The Insufficiency of Antitrust Analysis for Patent Misuse by Robin Cooper Feldman

UCHLJ Vol.55 p399 (53pgs) Univ. California Hastings Law Journal 2003

Injunctions Enjoined: remedies restructured by Lily E. Lim & Sarah E. Craven

SCC&HTLJ Vol.25 Iss.4 Art.4 (35pgs) Santa Clara Computer & HiTech Law Journal 2009

Bargaining in the Shadow of the Law: the case of divorce by Robert H. Mnookin & Lewis Kornhauser

YLJ Vol.88 Iss.5 Art.4 (48pgs) Yale Law Journal 1979

Do the Merits Matters? a study of settlements in securities class actions by Janet Cooper Alexander

SLR Vol.43 Iss.3 Art.1 (102pgs) Stanford Law Review 1991

The Legality of Reverse Payment Settlements in Paragraph IV Disputes

by Lisa Barons Pensabene & Lisa Butler


US Patent Construction qua Litigation & Litigation per se 10/462

The Formal Structure of Patent Law and the Limits of Enablement by Jeffrey A. Lefstin

BTLJ Vol.23 p1141 (85pgs) Berkeley Technology Law Journal 2008

Uncertainty and Unpredictability in Patent Litigation: the time is ripe for a consistent claim construction

methodology by Gretchen Ann Bender

JIPL Vol.8 Iss.2 (49pgs) Journal of Intellectual Property Law 2001

Construing Patent Claims According to their Interpretive Community: a call for an attorney-plus-artisan

perspective by John M. Golden


Is the Federal Circuit Succeeding? an empirical assessment of judicial performance by R. Polk Wagner

http://www.ClaimConstruction.com (28pgs) Univ. of Pennsylvania 2004

Is the Federal Circuit Succeeding? an empirical assessment of judicial performance

by R. Polk Wagner & Lee Petherbridge

UPLR Vol.152 p1105 (77pgs) Univ. of Pennsylvania Law Review 2004



Markman Eight Years Later: is claim construction more predictable? by Kimberly A. Moore

L&CLR Vol.9 p231 (17pgs) Lewis & Clark Law Review 2005

Canons of Patent Claim Construction by Kevin R. Casey

PIPLA Iss.4 Art.1 (8pgs) Philadelphia IP Law Association 2005

Nine Unanswered Questions After In re Seagate Technology LLC

by Roderick R. McKelvie, Simon J. Frankle & Deanna L. Kwong

IP&TLJ Vol.20 No.4 April (5pgs) Intellectual Property & Technology Law Journal 2008

Claim Construction Update: Phillips and Beyond by D. O’Brien, R. Singh & A. Rovner

AIPLA May24 (65pgs) Austin IP Law Ass’n 2006

Practice Makes Perfect? an empirical study of claim construction reversal rates in patent cases

by David L. Schwartz

MLR Vol.107 p223 (62pgs) Michigan Law Review 2008

Characteristics of US Patents Litigated 8/356

Stylized Facts of Patent Litigation: value, scope and ownership by Jean O. Lanjouw & Mark Schankerman


Revisiting Injunctive Relief: interpreting eBay in high-tech industries with non-practicing patent holders

by Vincenzo Denicolo, Damien Geradin, Anne Layne-Farrar & A. Jorge Padilla

JCL&E Vol.4 p571 (38pgs) Journal of Competition Law & Economics 2008

Lessons for Patent Policy from Empirical Research on Patent Litigation

by James Bessen & Michael J. Meurer

LCLR Vol.9 Iss.1 (28pgs) Lewis and Clark Law Review 2005

Of Trolls, Davids, Goliaths, and Kings: narratives and evidence in the litigation of high-tech patents

by Colleen Chien

NCLR Vol.87 Iss.5 Art.7 (46pgs) North Carolina Law Review 2009

Extreme Value or Trolls on Top? the characteristics of the most-litigated patents

by John Allison, Mark Lemley & Joshua Walker

UPLR Vol.158 No.1 (38pgs) Univ. of Pennsylvania Law Review 2009

Valuable Patents by John R. Allison, Mark A. Lemley, Kimberly A. Moore & R. Derek Trunkey

GeoLJ Vol.92 Iss.3 Art.1 (45pgs) Georgetown Law Journal 2004

2009 IPO Corporate IP Management Benchmarking Survey by IPOA

Intellectual Property Owners Association (46pgs) IPOA 2009

Intellectual Property Wrongs by Robin Feldman

http://ssrn.com/abstract=2127558 (72pgs) Univ. California Hastings College of Law 2012

Trolls in the US 40/921

History of the Patent Troll and Lessons Learned by Robert H. Reis

ABA Intell.Prop.Litig. Vol.17 No.2 (6pgs) American Bar Association 2006

An Overview of the “Patent Trolls” Debate by Brian T. Yeh

CRS 7-5700 R42668 (23pgs) Congressional Research Service 2012



Analyzing the Role of Non-Practicing Entities in the Patent System by David L. Schwartz & Jay P. Kesan

Illinois Public Law & Legal Theory paper 13-01 (13pgs) Univ. of Illinois College of Law 2012

Analyzing the Role of Non-Practicing Entities in the Patent System by David L. Schwartz & Jay P. Kesan

Corn.L.Rev. Vol.99 Iss.2 Art.4 (32pgs) Cornell Law Review 2014

It’s time to talk about Patent Funds by Jack Ellis


Public IP Companies (PIPCOs) – a business model whose time has come by Bruce Berman

http://www.iam-magazine.com/ (1pg) Intellectual Asset Management March/April 2013

Extinction-level event: out of adversity opportunity (PIPCOs) by David Kline


PIPCO investing in a brave new world by Mark Gober & Kevin Rivette


Licensing Acquired Patents by Michael Risch

Geo.MasonL.Rev. Vol.21 Iss.4 Art.9 (35pgs) George Mason Law Review 2014

Patents at Issue: the data behind the patent troll debate

by Jonathan H. Ashtor. Michael J. Mazzeo & Samantha Zyontz

Geo.Mas.L.Rev. Vol.21 Iss.4 Art.8 (22pgs) George Mason Law Review 2014

Patent Troll Myths by Michael Risch

SLR Vol.42 Iss.2 Art.1 (44pgs) Seton Hall Law Review 2012

Patent Trolls – who, what, where & how to defend against them by C.T. Vrountas, R.S. Loftus & C.P. Palmer

NHBJ Vol.52 No.3 (6pgs) New Hampshire Bar Journal 2011

Trolls or Market-Makers? An empirical analysis of non-practicing entities by Sannu K. Shrestha

Colum.L.Rev. Vol.110 Iss.1 Art.4 (48pgs) Columbia Law Review 2010

Trolls or Great Innovators: case studies of patent assertion entities by Ryan T. Holte

St.Lou.Univ.L.J. Vol.59 Iss.1 (44pgs) St. Louis University Law Journal 2015

Trolls and Other Patent Inventions: economic history and the patent controversy in the 21st Century

by B. Zorina Khan

Geo.Mas.L.Rev. Vol.21 Iss.4 Art.3 (39pgs) George Mason Law Review 2014

Trolls & Privateers by IAM

http://www.iam-magazine.com/ (10pgs) IP Media Group 2011-2

You can Call Me Troll (IPNav) by Jack Ellis


Introducing the Patent Privateers by Tom Ewing

Intell.Asset.Mgmt. Vol.45 p31-38 (8pgs) IP Media Group 2011

Business Model Insights from 5 IP Pure-Plays by Pat Kennedy

http://www.iam-magazine.com/ (8pgs) Intangible Asset Management May/June 2012

A Game of Scale by Jack Ellis




If it’s broke, fix it (new NPE business models) by Richard Llyod


NPEs in Europe – works in progress by Daniel Papst

http://www.iam-magazine.com/ (5pgs) Intangible Assets Management May/June 2010

IV moves from Myth to Reality by Victoria Slind-Flor

http://www.iam-magazine.com/ (6pgs) Intangible Assets Management Aug/Sept 2006

IV shifts gear by Nigel Page

http://www.iam-magazine.com/ (10pgs) Intangible Assets Management July/Aug 2009

What’s Inside IV’s Patent Portfolio? by Kent Richardson & Erik Oliver


How Intellectual Ventures is Streamlining its Portfolio by Erik Oliver, Kent Richardson & Michael Costa


The Giants Among Us by Tom Ewing & Robin Feldman

2012 Stan.Tech.L.R. 1 (63pgs) Stanford Technology Law Review 2012

Startups and Patent Trolls by Colleen Chien

http://digitalcommons.law.scu.edu/facpubs/553 (37pgs) Santa Clara Univ. School of Law 2012

Blackberries and Barnyards: patent trolls and the perils of innovation by Gerard N. Magliocca

NDLR Vol.82 Iss.5 Art.2 (29pgs) Notre Dame Law Review 2007

Formerly Manufacturing Entities – piercing the “patent troll” veil by Kristen Osenga

Conn.L.R. Vol.47 Iss.2 Art.4 (45pgs) Connecticut Law Review 2014

Missing the Forest for the Trolls by Mark A. Lemley & A. Douglas Melamed

Colum.L.R. Vol.113 Iss.8 Art,2 (74pgs) Columbia Law Review 2013

The Direct Costs from NPE Disputes by James Bessen & Michael J. Meurer

Cornell LR Vol.99 Iss.2 Art.3 (38pgs) Cornell Law Review 2014

The Private and Social Costs of Patent Trolls by James Bessen, Jennifer Ford & Michael J. Meurer

Regulation Vol.34 Iss.4 Art.5 (10pgs) Cato Institute 2011

Patent Assertion and US Innovation by the President’s

Council of Economic Advisors, the National Economic Council and the Office of Science & Technology Policy

The White House (17pgs) Executive Office of the President 2013

The Effect of Patent Litigation and Patent Assertion Entities on Entrepreneurial Activity

by Catherine E. Tucker

http://ssrn.com/abstract=2457611 Working Paper (46pgs) Massachusetts Institute of Technology 2014

Keeping Trolls Out of Courts and Out of Pocket: expanding the inequitable conduct doctrine

by Giordana Mahn


The Myth of the Patent Troll: an alternative view of the function of patent dealers in an idea economy

by James F. McDonough

ELJ Vol.189 Iss.1 Art.6 (40pgs) Emory Law Journal 2006



The New Patent Intermediaries: platforms, defensive aggregators, and super-aggregators

by Andrei Hagiu & David B. Yoffie

J.Econ.Persp. Vol.27 Iss.1 Art.3 (21pgs) Journal of Economic Perspectives 2013

Why Pharmaceutical Firms Support Patent Trolls: the disparate impact of eBay v. MercExchange on

innovation by Jeremiah S. Helm

MT&TLR Vol.13 Iss.1 Art.8 (13pgs) Michigan Telecommunications & Technology Law Review 2006

The Goodlatte Act: not anti-troll, but very definitely anti-plaintiff by IAM


Business Process Patenting in the US, & global context 41/1402

Directive 96/9/EC of the European Parliament and of the Council on the Legal Protection of Databases

by the European Parliament and the Council of the European Union

Directive 96/9/EC (9pgs) Official Journal of the European Communities 1996

Directive 2009/24/EC of the European Parliament and of the Council on the Legal Protection of Computer

Programs by the European Parliament and the Council of the European Union

Directive 2009/24/EC (7pgs) Official Journal of the European Union 2009

Proposal for a Directive of the European Parliament and of the Council on the Patentability of Computer-

Implemented Inventions by the Commission

COM(2002) 92 Final (3pgs) Official Journal of the European Communities 2002

The Patentability of Computer Programmes: discussion of European-level legislation in the field of patents

for software by Reinier Bakels, P. Bernt Hugenholtz & Klaus H. Offermann

Directorate-General Legal Affairs Series JURI 1xx EN (48pgs) European Parliament 2002

Benson Revisited: the case against patent protection for algorithms and other computer program-related

inventions by Pamela Samuelson

ELJ Vol.39 p1025-1154 (130pgs) Emory Law Journal 1990

On Defining the Concept of Infringement of Intellectual Property Rights in Algorithms and other Abstract

Computer-related Ideas by Richard H. Stern


The Protection of Software and the Crisis of the Patent System by Axel H. Horns

http://ipjur.com/data/040901SoftPat-10-FINAL.pdf (26pgs) [email protected] 2004

An Empirical Look at Software Patents by James Bessen & Robert Hunt

J.Econ&Mgmt.Strat. Vol.16 Iss.1 Art.7 (33pgs) Journal of Economics & Management Strategy 2007

Do Patents Facilitate Financing in the Software Industry by Ronald J. Mann

TLR Vol.83 Iss.4 (70pgs) Texas Law Review 2005

Reforming Software Patents by Colleen Chien

Hous.L.Rev. Vol.50 Iss.2 Art.1 (66pgs) Houston Law Review 2012

At the Core of America’s Competitive Edge: why software implemented inventions are, and must remain,

patent eligible by David J. Kappos & Aaron Cooper

IAM Software White Paper Sept. 2015 (14pgs) IP Media Group 2015

Of Smart Phone Wars and Software Patents by Stuart Graham & Saurabh Vishnubhakar

J.Econ.Perspectives Vol.27 Iss.1 Art.4 (19pgs) Journal of Economic Perspectives 2013



Internet Business Method Patents by John R. Allison & Emerson H. Tiller

ISBN 0-309-50941-5 Patents in the Knowledge-Based Economy ch9 (26pgs) National Academy Press 2003

Automated Financial or Management Data Processing Methods (Business Methods) by USPTO

http://www.uspto.gov/web/menu/busmethp/index.html White Paper ver1.43

(32pgs) US Patent &Trademark Office 2000

2014 Interim Guidance on Patent Subject Matter Eligibility by US Patent & Trademark Office

Federal Register Vol.79 No.241 p74619-74633 (16pgs) USPTO 2014

Apply it to the USPTO: review of the implementation of Alice v. CLS Bank in patent examination

by Tristan Gray-LeCoz & Charles Duan

P-O.P.L.J. No.1 USPTO 101 Review pp1-10 (10pgs) Patently-O Patent Law Journal 2014

Patents on Methods of Doing Business by John R. Thomas

CRS-RL30572 (35pgs) Congressional Research Service 2000

The Multiple Unconstitutionality of Business Method Patents: common sense, Congressional consideration

and constitutional history by Malla Pollack

RC&TLJ Vol.28 p61 (60pgs) Rutgers Computer & Tech. Law Journal 2002

Why Business Method Patents? by John F. Duffy

SLR Vol.63 Iss.6 Art.1 (42pgs) Stanford Law Review 2011

You Can Patent That? are patents on computer programs and business methods good for the new economy?

by Robert M. Hunt

FRBP Business Review Q1’01 p5 (11pgs) Federal Reserve Bank of Philadelphia 2001

Where does State Street lead? a first look at finance patents, 1971-2000 by Josh Lerner

J.Fin Vol.57 Iss.2 Art.13 (30pgs) Journal of Finance 2002

The Two Edged Sword: the competitive implications of financial patents by Josh Lerner

FRBA’s Financial Markets Conference – Business Method Patents & Financial Services

(40pgs) Federal Reserve Board of Atlanta 2003

Business Method Patents, Innovation, and Policy by Bronwyn H. Hall


The Uninvited Guest: patents on Wall St. by Robert P. Merges

FRBA Economic Review Q4’03 p1 (14pgs) Federal Reserve Bank of Atlanta 2003

Business Method Patents and US Financial Services by Robert M. Hunt

NBER Working Paper 08-10R (47pgs) National Bureau of Economic Research 2009

The Litigation of Financial Innovations by Josh Lerner


Information Content of Business Method Patents by Brian Boscaljon, Greg Filbeck & Tim Smaby

Fin.Rev. Vol.41 Iss.3 Art.4 (18pgs) Financial Review 2006

Optimal Patenting and Licensing of Financial Innovations by Praveen Kumar & Stuart M. Turnbull

Mgmt.Sci. Vol.54 No.12 p2012 (13pgs) Management Science 2008

Is the Use of Patents Promoting the Creation of New Types of Securities by Stephania Fusco

Santa Clara High Tech LJ Vol.25 Iss.2 Art.1 (32pgs) Santa Clara High Technology Law Journal 2008



The Patentability of Financial Methods: the market participants’ perspectives by Stefania Fusco

LLR-LA Vol.45 Iss.1 (39pgs) Loyola of Los Angeles Law Review 2011

Patentability of Business Method Inventions and Inventions with Non-technical Features in Japan versus the

US and Europe by Hideo Furutani

http://www.furutani.jp/ (40pgs) Furutani Patent Office 2003

Limiting the Business Method Patent: a comparison and proposed alignment of European, Japanese and

United States patent law by Brian P. Biddinger

FLR Vol.69 Iss.6 Art.8 (32pgs) Fordham Law Review 2001

Financial Patenting in Europe by Bronwyn H. Hall, Grid Thoma & Salvatore Torrisi


Business Method Patents in Europe and their Strategic Use: evidence from franking device manufacturers

by Stefan Wagner

School of Management Discussion Paper 2006-15 (32pgs) Ludwig Maximilian’s Universitaet Muenchen 2006

Patenting Business Methods in Europe: what lies ahead? by Matthew E. Fink

ILJ Vol.79 Iss.1 Art.7 (24pgs) Indiana Law Journal 2004

Intellectual Property Rights and Standard Setting in Financial Services: the case of the single European

payments area by Robert M. Hunt, Samuli Simojoki & Tuomas Takalo

FRBP Working Paper 07-20 (43pgs) Federal Reserve Bank of Philadelphia 2007

Taking Care of Business (Methods): how the EPO today refuses inventions involving non-technical features

by Arnoud Engelfriet

ISBN 3-452-26251-0 EPI Information 2/2006 p69 (3pgs) Carl Heymanns Verlag 2006

Alice Corp. Pty. Ltd. v CLS Bank Intl. et al. by US Supreme Court

573 US 2014 No. 13-298 (21pgs) US Supreme Court 2014

Report on a Review of the Patenting of Business Systems by Advisory Council on Intellectual Property

Australia ACIP (53pgs) ACIP 2003

Covered Business Methods – Patent Trials & Appeals Board Institution Decisions on Standing

by Docket Navigator Analytics

http://home.docketnavigator.com/ (7pgs) Docket Navigator 2015

International Game Technology by Editorial

http://www.iam-magazine.com/ (1pgs) Intangible Assets Management Dec/Jan 2008

Patent Collusion in US Industry Practice 5/225

Do Patent Pools Encourage Innovation? evidence from the C19th sewing machine industry

by Ryan L. Lampe & Petra Moser


The Rise & Fall of the First Patent Thicket: the sewing machine war of the 1850s by Adam Mossoff

Ariz.L.Rev. Vol.53 Iss.1 Art.7 (47pgs) Arizona Law Review 2011

Intellectual Property Rights and Standard-Settings Organization by Mark A. Lemley

CLR Vol.90 Iss.6 Art.3 (92pgs) California Law Review 2002



Standard Setting, Patents, and Access Lock-in: RAND licensing and the theory of the firm

by Joseph Scot Miller

ILR Vol.40 Iss.2 Art.4 (45pgs) Indiana Law Review 2007

The Bringing of an Action for a Prohibitory Injunction against an Alleged Infringer by a Proprietor of a

Standard Essential Patent (SEP) which holds a Dominant Position may constitute an Abuse of that Dominant

Position in certain Circumstances by the Court of Justice of the European Union (CJEU)

Press Release No.88/15 (2pgs) CJEU 2015

US Patent Submarining 3/106

Hiding in the Patent’s Shadow: firms’ uses of secrecy to capture value from new discoveries

by Stuart J. H. Graham

GaTech TI:GER Working Paper Series (36pgs)

Scheller College of Business, Georgia Institute of Technology 2004

An Empirical Study of the Twenty-Year Patent Term by Mark A. Lemley

AIPLAQJ Vol.22 No.3&4 p369 (56pgs) AIPLA Quarterly Journal 1994

Submarines in Software? continuations in US software patenting in the 1980s and 1990s

by Stuart J. H. Graham & David C. Mowrey

Econ.Innov.NewTechn. Vol.13 No.5 p443 (14pgs) Economics Innovation New Technology 2004

TRADEMARKS, COPYRIGHT & TRADE SECRETS 23/507

Trademarks & Brands 14/289

Locating the Missing Link between Trademarks and Innovation by Adam Smith

WTR Iss.30 Art.3 (6pgs) World Trademark Review 2011

Brand Valuation: what is means and why it matters by IAM

IAM Supplement No.1 (5pgs) IP Media Group 2013

The Brand Valuation Minefield – avoiding the most common mistakes by Gabriela Salinas


Value Creation through Brands by Unni Krishnan

TR May pp62-4 (3pgs) Tata Review 2010

New International Standard on Brand Valuation by BrandFinance

http://www.brandfinance.com/ (7pgs) BrandFinance 2010

Overview of ISO10668: brand valuation by Australian Marketing Institue & BrandFinance

http://www.standards.org.au/ (16pgs) Australian Marketing Institute 2011

Brand Valuation post-ISO10668: from the jungle to the Garden of Eden? by Gabriela Salinas


BrandZ top-100 most valuable global brands 2012 by BrandZ

http://www.brandz.com/ (2pgs) BrandZ 2012



Best Global Brands 2012 by InterBrand

http://www.interbrand.com/ (75pgs) InterBrand 2012

Best Global Brands 2013 by InterBrand

http://www.interbrand.com/ (74pgs) InterBrand 2013

BrandFinance Global500 2012 by BrandFinance


IPL vs. League Table by BrandFinance India


$700B up for grabs through more effective management of the World’s 500 most valuable brands

by David Haigh & Mike Rocha


How Accurate are Brand Value Rankings? - findings of a comparative analysis of brand values from

different sources by Schwyz

TradeMark Comparables AG (14pgs) MARKABLES 2015

Copyright 3/99

WIPO Studies on the Economic Contribution of the Copyright Industries by WIPO

http://www.wipo.int/portal/en/index.html (38pgs) WIPO 2013

Copyright Industries in the US Economy – the 2013 report by Stephen E. Slwek

ISBN 978-0-9911233-0-8 (29pgs) International Intellectual Property Alliance 2013

The Economic Contribution of Australia’s Copyright Industries 2002-2014 by PwC

http://www.pwc.com.au/ (32pgs) Australian Copyright Council 2015

US Copyright Trolling 2/95

Shedding Light on Copyright Trolls: an analysis of mass copyright litigation in the age of statutory damages

by James DeBriyn

UCLAELR Vol.19 Iss.1 Art.2 (34pgs) UCLA Entertainment Law Review 2012

The Uneasy Case Against Copyright Trolls by Shyamkrishna Balganesh

SCLR Vol.86 No.4 (61pgs) Southern California Law Review 2013

Trade Secrets 4/24

America Invents Act shines the spotlight on trade secrets by Bruce Story

http://www.iam-magazine.com/ (6pgs) Intellectual Asset Management May/June 2013

Keeping Secrets (Europe) by Jack Ellis


Promise of Federal Protection brings new hope for critical US IP law by David Kappos

http://www.iam-magazine.com/ (1pg) Intangible Asset Management Sept/Oct 2014

Back in Fashion – trade secrets in the modern enterprise by James Pooley




CHINA 13/1917

To Steal a Book is an Elegant Offense: IP law in Chinese civilization by William P. Alford

ISBN 0-8047-2960-3 (236pgs) Stanford Univ. Press 1995

The Politics of Piracy: IP in contemporary China by Andrew C. Mertha

ISBN 978-0-8014-7385-2 (241pgs) Cornell Univ. Press 2005

Piracy and the State: the politics of intellectual property rights in China by Martin Dimitrov

ISBN 978-1107404347 (326pgs) Cambridge Univ. Press 2009

Intellectual Property Rights in China by Gordon Cheung

ISBN 978-0415665919 (136pgs) Routledge 2010

Creativity and its Discontents: China’s creative industries and IPR offenses by Laikwan Pang

ISBN 978-0822350828 (320pgs) Duke Univ. Press 2012

Fake Stuff: China and the rise of counterfeit goods by Yi-Chieh Jessica Lin

ISBN 978-0415883030 (104pgs) Routledge 2011

China’s Stockmarket: a guide to its progress, players and prospects by Stephen Green

ISBN 1-86197-665-8 (256pgs) the Economist with Profile Books 2003

Intellectual Property: China in the global economy – myth & reality by Ian Harvey

http://www.intipsa.com/ (11pgs) INTIPSA 2011

Beyond the Great Wall: intellectual property strategies for Chinese companies by David Michael et al.

http://www.bcg.com/ (26pgs) Boston Consulting Group 2007

2011-20 National Patent Development Strategy by SIPO

(15pgs) SIPO 2010

Dulling the Cutting Edge: how patent-related policies and practices hamper innovation in China

by Dan Prud’homme

http://www.europeanchamber.com.cn/ (235pgs) European Chamber 2012

China & IP by IAM & WTR



Towards a more flexible Hong Kong patent system by Stephen Fung & Michael Lin

http://www.iam-magazine.com/ (1pg) Intellectual Asset Management May/June 2013

IP MARKETS 89/3366

Building a Capital Market for Intangibles by Kenan Patrick Jarboe

http://www.iam-magazine.com/ (7pgs) Intangible Assets Management June/July 2008

The Evolving IP Market: an inventor’s walk down Wall Street by James E. Malackowski



http://www.oceantomo.com/ (46pgs) Ocean Tomo 2013

The IP Marketplace Players by Raymond Millien

FTC Hearing on the Evolving IP Marketplace (10pgs) PCT Capital LLC 2008

Patents, Technology & Finance articles by Kenneth Cukier, Marie Leone et al.

http://www.economist.com/ .cfomagazine.com/ (28pgs) the Economist publications 1998-2005

Uncertainty and the Market for Patents by Irene Troy & Raymund Werle

ISSN 1864-4341 (26pgs) Max Planck Gesellschaftsforschung 2008

Turning the spotlight on the Brokered Patent Market (2012) by Kent Richardson & Erik Oliver


The Brokered Patent Market in 2013 by Kent Richardson & Erik Oliver


The Brokered Patent Market in 2014 by Kent Richardson, Erik Oliver & Michael Costa


The Brokered Patent Market in 2015 by Kent Richardson, Erik Oliver & Michael Costa


Back in the old routine (patent transactions marketplace) by Mihir Patel & Linda Biel


Estimating the Gains from Trade in the Market for Innovation: evidence from the transfer of patents

by Carlos J. Serrano

NBER Working Paper No.17304 (47pgs) National Bureau of Economic Research 2011

A Single Market for Intellectual Property Rights – boosting creativity and innovation to provide economic

growth, high quality jobs and first class products and services in Europe by Commission Staff

COM(2011) 287 final (25pgs) European Commission 2011

A New Kind of Online Marketplace for IP by Art Nutter & Matt Troyer

http://www.iam-magazine.com/ (5pgs) Intangible Assets Management Feb/March 2008

China’s Emerging Patent Trading Market (CTEX) by Chris Bailey

http://www.iam-magazine.com/ (5pgs) Intangible Assets Management July/August 2011

IP Market – present and future by Marc Lucier

http://www.iam-magazine.com/ (5pgs) Intangible Assets Management July/August 2011

From a Patent Market for Lemons to a Marketplace for Patents: benchmarking IP in its evolution to asset

class status by Ian D. McClure

Chap.L.Rev. Vol.18 Iss.3 Art.7 (40pgs) Chapman Law Review 2015

Strategic Intellectual Property Offshoring Through Outsourcing by Fred Logue & Tony Owens

http://www.intipsa.com/ PCL2\13884555\1 (6pgs) INTIPSA 2011

The Double Irish, Dutch Sandwich and other delights by Harry Rubin


Options for an EU Instrument for Patent Valorization by Yann Meniere

ISBN 978-92-79-22142-2 (55pgs) European Union 2012



Towards Enhanced Patent Valorization for Growth and Jobs by Commission Staff Working Document

SWD(2012) 458 final (24pgs) European Commission 2012

Study on Evaluating the Knowledge Economy, What are Patents Actually Worth: the value of patents for

today’s economy and society (reports) by CERM Foundation

ETD/2004/IM/E3/77 (449pgs) European Commission 2005-6

How to Value IP for Acquisitions by Arvin Patel & Paul Germeraad


Use of Competitive Intelligence in IP Monetization by Raymond Millien


Exploring the Tail of Patented Invention Value Distribution

by Dietmar Harhoff, Frederic M. Scherer & Katrin Vopel

Economics, Law and Intellectual Property: seeking strategies for research and teaching in a developing field Ch12

(34pgs) Kluwer Academic Publisher 2003

Valuation and Exploitation of Intellectual Property by S. Kamiyama, J. Sheehan & C. Martinez

DSTI/DOC(2006)5 (48pgs) OECD STI Working Papers 2006

The Patent Valuation Practices of Europe’s Top-500 by Martin A. Bader & Frauke Ruether

EPI Information Dec’08 p132 (3pgs)

Institute of Professional Representatives before the European Patent Office 2008

Still a Long Way to Value-based Patent Valuation: the patent valuation practices of Europe’s top-500

by Martin A. Bader & Frauke Ruether

les Nouvelles June’09 p121 (4pgs) Licensing Executives Society International 2009

Patents, their Importance and Valuation Methods by Liina Tonisson & Lutz Maicher

Working Paper Nr. 3/2012 (42pgs) Fraunhofer MOEZ 2012

The Valuation of Patents: a review of patent valuation methods with consideration of option based methods

and the potential for further research by Robert Pitkethly

Judge Institute Working Paper WP21/97 (32pgs) Judge Institute of Management Studies 1997

An Overview of Intellectual Property and Intangible Asset Valuation Models by Jeffrey H. Matsuura

RMR Vol.14 No.1 (10pgs) Research Management Review 2004

IP debt – the new monetization option by Joseph W. Jennings

http://www.iam-magazine.com/ (6pgs) Intellectual Asset Management May/June 2013

IP based financing, Singapore style by Zaid Hamzh


Patent Backed Securitization: blueprint for a new asset class by David Edwards

http://www.securitization.net/pdf/gerling_new_0302.pdf (11pgs) Gerling NCM Credit Insurance 2001

Patent Portfolios as Securities by Michael Risch

DLJ Vol.63 Iss.1 Art.2 (66pgs) Duke Law Journal 2013

The Decade Long Revolution (securitization: copyright, trademarks, patents) by Dick Rudder

http://www.iam-magazine.com/ (6pgs) Intangible Assets Management Oct/Nov 2007

Cost of Capital Estimation for Intangibles Valuation in Purchase Price Allocation by Marco Vulpiani

Business Valuation Review Vol.27 No.1 p23 (7pgs) American Society of Appraisers 2008



Patent Licensing and the Emergence of a New Patent Market by Yuchi Watanabe

Hous. Bus. & Tax L.J. Vol.9 Iss.3 Art.4 (35pgs) Houston Business & Tax Law Journal 2009

Inside Asia’s Patent Funds (Binhai exchange) by Miyuki Monroig & Patrick Terroir


Awakening China’s Sleeping IP Assets (CTEX) by Victoria Wang


Asia drives the Transformation of the Global Patent Economy (Binhai, CTEX exchanges)

by Miyuki Monroig & Patrick Terroir


Introducing the Dominant Players in the US Patent Landscape (100) by Erin-Michael Gill


America’s Dominant Patent Players – the big 300 by Erin-Michael Gill


The Dominant Players in the US patent landscape – the big 100 by Erin-Michael Gill


Portfolio Princes – the entities that own half of all active US patents (Club1000)

by Erin-Michael Gill & Michael B. Chernoff


The Patent Kings – the dominant players in the US patent landscape (100) by Michael Chernoff


The 1000 Club – the entities that own over half of all in-force US patents by Michael B. Chernoff


The largest US patent portfolios are shrinking by Michael B. Chernoff

http://www.iam-magazine.com/ (4pg) Intangible Asset Management May/June 2016

Meet this year’s US patent 1000 by Michael B. Chernoff


The Emerging Patent Marketplace by Tomoya Yanagisawa & Dominique Guellec

DSTI/DOC(2009)9 (52pgs) OECD STI Working Papers 2009

Creating a Financial Market for IPR by Martin A. Bader

Expert Workshop on Patent Practice & Innovation (12pgs) OECD 2012

Creating a Financial Market for IPR in Europe by Univ. of St. Gallen & Fraunhofer Gesellschaft

EU Tender No. 3/PP/ENT/CIP/10/A/NO2S003 (346pgs) EC Enterprise & Industry DG 2011

Creating an Organized IP Rights Market in Europe

by Oliver Gassmann, Martin Bader, Florian Liegler, Frauke Ruenther, Thorsten Posselt,

Steffen Preissler, Lutz Maicher, Pirjo Jha, Stephan Wabra & Liina Tonisson


Digital Opportunity: a review of intellectual property and growth by Ian Hargreaves

(130pgs) UK PM’s Office 2011



UK Digital Copyright Exchange Feasibility Study: phases-1&2 by R. Hooper & R. Lynch

DPS/1450-03-12 & DDU/1450-07-12 (149pgs) UKIPO 2012

Updating the Value of UK Copyright Investment by P. Goodridge, J. Hasket & B. Mitra-Kahn

ISBN 978-908908-31-5 (12pgs) UKIPO 2012

Who Licenses Out Patents and Why? by Maria Zuniga & Dominique Guellec

DSTI/DOC(2009)5 (33pgs) OCD STI Working Papers 2009

Patent Litigation Insurance (reports) by CJA Consultants Ltd.

DG Internal Market & Services 2002 (267pgs) European Commission 2003-7

Taking the Fight to the Trolls (AST; IP Bewertungs AG) by Insight

http://www.iam-magazine.com/ (3pgs) Intangible Assets Management Aug/Sept 2008

Embracing the New IP Reality (AST & RPX) by David Hetzel


RPX, an IPO and a Question of Future Direction by Insight


Using Insurance to Manage Patent Risks by Leib Dodell, Matthew Hogg & Kimberly Cauthorn


Taking Risks (IP insurance) by Matthew Hogg & John Wawrose


Introduction to Intellectual Property Insurance by Peter McCloud

http://www.intipsa.com/ (5pgs) INTIPSA 2012

Patent Party (European Patent Funds) by Malte Koellner

http://www.iam-magazine.com/ (1pgs) Intangible Assets Management June/July 2008

Studies Enforcing Firms’ Patent Rights by William Kingston

EIMS98/173 (93pgs) European Union 2000

Patent Litigation as an Asset Class by Jack Ellis


Final Report from the Expert Group on Intellectual Property Valuation by Arne Fuehrer et al.

Directorate-General for Research & Innovation ISBN 978-92-79-34787-0

(104pgs) European Commission 2013

The Value of European Patents (PatVal-EU) by Sant’ Anna School of Advanced Studies et al.

HPV2-CT-2001-00013 (123pgs) European Commission 2005

Intellectual Property and the U.S. Economy: industries in focus by M. Doms & S. Graham

ESA & USPTO (76pgs) US Dept. of Commerce 2012

What Ideas are Worth: the value of intellectual capital and intangible assets in the American economy

by Kevin A. Hassett & Robert J. Shapiro

Sonecon LLC (41pgs) 2011

How Many Jobs does Intellectual Property Create? by Eli Dourado & Ian Robinson

Mercatus Center (17pgs) George Mason University 2014



The Economic Contribution of University/Non-Profit Inventions in the United States: 1996-2013

by Lori Pressman, David Roessner, Jennifer Bond, Sumiye Okubo & Mark Planting

Bio Mar17 ’15 (31pgs) Biotechnology Industry Organization 2015

Academic-Industry Patent Licensing Contributed up to $1.18 Trillion to US Economy since 1996 by BIO

Bio Mar15 ’17 policy brief (5pgs) Biotechnology Industry Organization 2015

Questionable Science will Misguide Patent Policy – the $83billion per year fallacy by Ron D. Katznelson

http://ssrn.com/abstract=2502777 (8pgs) Bi-Level Technologies 2014

Intellectual Property Rights Intensive Industries – contribution to economic importance and employment in

the European Union by Nathan Wajsman et al. & Nikolas Thumm et al.

EPO & OHIM Industry Level Analysis Report (144pgs)

the European Patent Office & the Office for Harmonization in the Internal Market 2013

Foreign Ownership of Firms in IP-intensive Industries by Jonathan Band & Jonathan Gerafi

http://www.policybandwidth.com/ (29pgs) PolicyBandWidth 2013

Building a New IP Marketplace by Jean-Baptiste Soufron et al.

IP 2.0 Report (36pgs) Global Innovation Outlook 2006

The Value of IP as a Commodity by Ian D. McClure


IPXI: the world’s first financial exchange for trading of IP rights by Nie Shihai

(10pgs) China IP 2012

IP Exchange International – the good, the bad, the ugly by Mitch Stockwell & Rodney Miller

http://www.Law360.com/ (5pgs) Kilpatrick Townsend & Stockton LLP Law360 2014

IPXI Trading Platform User Guide by IPXI

http://www.ipxi.com/ (38pgs) IPXI 2013

WFN1 offering summary by Kyle Dietz et al.

http://www.ipxi.com/wfn1 (13pgs) IPXI 2013

Introduction to Antitrust Division Business Reviews by US Dept. of Justice

http://www.justice.gov/atr/business-reviews (2pgs) US Dept. of Justice 2012

Business Review Request Letter: IPXI by Garrard R. Beeney

http://www.ipxi.com/ (23pgs) Sullivan & Cromwell LLP for IPXI 2012

Response to IPXI’s Request for Business Review Letter by Asst. Attorney General William J. Braer

http://www.justice.gov/atr/business-reviews (12pgs) US Dept. of Justice 2013

FRAND Market Failure: analyzing IPXI’s unsuccessful attempt to establish an exchange for unitized

standard’s essential patent licenses by Jorge L. Contreras

https://www.law.columbia.edu/ Fall Workshops (8pgs) Columbia University 2015

Investing in Intellectual Property by Keith H. Black et al.

ISBN 978-1-118-36975-3 CAIA Level-2 Advanced Core Topics in Alternative Investments 2nd Edition Chap.22

(19pgs) Wiley & Sons 2012

Perspectives of IP & Finance by IAM & WTR





EPO – Scenarios for the Future by Shirin Elahi

ISBN 3-89605-086-9 (120pgs) European Patent Office 2007

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