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Designation du document Document name

Map of ISG-06 Tier 3 Submittal Guidance to Generic SPINLINE 3 Digital Safety I&C Platform

Licensing Documents

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SPINLINE 3 NRC Qualification

SPINLINE 3 Digital Safety I&C Platform

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Nivl / Level1 Niv2 / Level2 Code projet Project code

Diffusion interne: Internal distribution

Diffusion externe: External distribution

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I NRC

Tampon archivage I Archive stamp T I

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Version fran~aise

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Signature

English version

Verifie par Checked by

Redige ou traduit par Written or translated by

Nom : P. Lobner

Approuve par Approved by

Name Visa : Signature Date : 25 March 201 1 Date

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The document contains information which is proprietary and confidential to Rolls-Royce Civil Nuclear SAS which may not, without the prior written consent of Rolls-Royce Civil Nuclear SAS, be used or reproduced, in whole or in part, or communicated to any person not employed by Rolls-Royce Civil Nuclear SAS. O Rolls-Royce plc 2009 Le document contient des informations confidentielles et propriete de Rolls-Royce Civil Nuclear SAS et ne peut, sans I'accord ecrit prealable de Rolls-Royce Civil Nuclear SAS, dtre utilise ou reproduit, en totalite ou en partie, ou etre communique a un tiers. O Rolls-Royce plc 2009

lrnprirne no 8303090 F 3 011 552 B

Map of ISG-06 to SPINLINE 3 Licensing Documents 3 011 552 B Imprimé n° 8303090 F

TABLEAU DE MISE A JOUR Record of revisions

Indice /date Rédigé par Pages modifiées Origine et désignation de la modification

Revision letter / date Modified pages Origin and designation of the modification Written by

A / 01.03.2010 P. LOBNER B / 25.03.2011 P. LOBNER

All

Edition originale OU First issue Updated to document compliance with ISG-06 Revision 1 dated 19 January 2011

Identification des moyens de production de ce document

Identification of document production means Outils : Microsoft Office Word 2003 Fichier : ISG_Compliance_3011552B.DOC Tools File


TABLE DES MATIERES Table of contents

1 Background............................................................................................................................ 5 2 Objective ................................................................................................................................ 6 3 Main Mapping ........................................................................................................................ 7 4 Chronology............................................................................................................................. 8 5 Mapping by Document Groups .............................................................................................. 9 6 References........................................................................................................................... 10


LISTE DES TABLEAUX List of Tables

Table 1 Map of ISG-06 Tier 3 Submittal Guidance to Generic SPINLINE 3 Digital Safety I&C

Platform Licensing Documents 11

Table 2 Chronology of Licensing Document Submittals for the Generic SPINLINE 3 Digital Safety I&C Platform 37

Table 3 Synopsis of Licensing Document Submittals for the Generic SPINLINE 3 Digital Safety I&C Platform 44

Table 4 Quality and Dedication Documents for the Generic SPINLINE 3 Digital Safety I&C Platform 45

Table 5 Equipment Qualification Documents for the Generic SPINLINE 3 Digital Safety I&C Platform 47

Table 6 Hardware Analysis Documents for the Generic SPINLINE 3 Digital Safety I&C Platform 49

Table 7 Platform Software Documents for the Generic SPINLINE 3 Digital Safety I&C Platform 51

Table 8 Plant-specific Application Software and System Life Cycle Process Documents 54

Table 9 Security Documents for the Generic SPINLINE 3 Digital Safety I&C Platform 56


1 Background

The NRC Interim Staff Guide DI&C ISG-06 (Reference 1) describes the licensing process that may be used in the review of license amendment requests (LARs) associated with digital Instrumentation and Control (I&C) system modifications in operating plants originally licensed under Part 50. This ISG also identifies the information the NRC staff should review for digital I&C equipment and when the information should be provided by the licensee. ISG-06 is intended for a plant-specific LAR for an actual digital safety I&C system upgrade. Some interpretation is needed to identify the subset of documentation that applies to a generic licensing review of a digital safety I&C platform, in this case, the SPINLINE 3 digital safety I&C platform produced by Rolls-Royce. SPINLINE 3 has not previously been reviewed by the NRC. Therefore, the ISG-06 guidance for a “Tier 3” review applies to the NRC review of the generic SPINLINE 3 digital safety I&C platform. As defined in ISG-06, Section C.1:

“Tier 3 is applicable to license amendments proposing to use a new digital I&C platform or component(s) with no generic approval. Licensees should expect that a Tier 3 review should receive a significant review effort within all review areas. The list of documents that would typically be submitted by the licensee in support of a Tier 3 review is contained in Enclosure B, Column 3. Tier 3 evaluations generally include Tier 1 review scope and topical report review scope. The typical topical review scope includes hardware, software, developmental tools, and associated developmental methods (e.g., application restrictions and integration methods)”.


2 Objective

The objective of this document is to provide an interpretation of the ISG-06 document submittal guidance and identify the subset of documentation that applies to the licensing review of the generic SPINLINE 3 digital safety I&C platform. This document provides a set of mapping tables that are intended to demonstrate how Rolls-Royce has complied with the ISG-06 Tier 3 guidance, as interpreted herein.


3 Main Mapping

The main mapping table is Table 1, which is intended as a cross reference to show how the SPINLINE 3 licensing documentation is organized relative to the Tier 3 checklist in Enclosure B of ISG-06 (Reference 1). This table is divided into the following four main sections.

• The left-hand section of the table reproduces the ISG-06 Tier 3 document list in Enclosure B of ISG-06 (Reference 1).

• Moving right into the second section of the table, Rolls-Royce provides an interpretation of how each ISG-06 document requirement applies to the review of the generic SPINLINE 3 digital safety I&C platform (i.e., rather than to a LAR review for an actual plant-specific digital safety I&C system).

• Continuing right into the third section of the table, Rolls-Royce identifies the SPINLINE 3 licensing documents that correspond to each ISG-06 item and the delivery status of each licensing document. In some cases there are no corresponding SPINLINE 3 licensing documents. Typically, this is the case when certain documents are only produced in connection with a plant-specific application or system installation. The basis is explained in the middle section of the table.

• The right-hand column of the table identifies additional work to be done to support a future and separate Tier 3 review of a plant-specific LAR submitted by a licensee for a SPINLINE 3 system.

In some cases, one ISG-06 documentation requirement is implemented in more than one SPINLINE 3 document. Examples of this can be seen in Table 1. Rolls-Royce believes that the main mapping table, Table 1, demonstrates a high level of compliance with the documentation requirements of ISG-06, as interpreted herein.


4 Chronology

Rolls-Royce has submitted SPINLINE 3 licensing documents in a series of batches starting in July 2009 to meet the ISG-06 document submittal requirements. The chronology of licensing documents submitted to date and the schedule for future document submittals appears in Table 2.


5 Mapping by Document Groups

The SPINLINE 3 Licensing Topical Report (LTR, Reference 2) is the primary licensing document. The large number of SPINLINE 3 licensing documents have been organized into “document groups” as summarized in Table 3. Individual document groups are expanded in Tables 4 to 9, which include mappings back to the corresponding ISG-06 document requirements. These mapping tables are intended to assist the reader in identifying the ISG-06 document requirement that corresponds to specific SPINLINE 3 licensing documents. In several cases, the content of one SPINLINE 3 document addresses more than one ISG-06 document requirement. Examples of this can be seen in Tables 4 to 9.


6 References

1. “Digital Instrumentation and Controls DI&C-ISG-06, Task Working Group #6: Licensing Process,

Interim Staff Guidance”, Revision 1, ADAMS Accession Number ML110140103, U.S. Nuclear Regulatory Commission, 19 January 2011

2. Licensing Topical Report, document 3 008 503 C, ADAMS Accession Number ML110310594 (proprietary) and ML110310585 (non-proprietary), Rolls-Royce, 27 January 2011


Table 1. Map of ISG-06 Tier 3 Submittal Guidance to Generic SPINLINE 3 Digital Safety I&C Platform Licensing Documents

ISG-06 Revision 1 (Initial issue for use) January 19, 2011 Tier 3 Corresponding Generic SPINLINE 3 Licensing Documents

Item #

Document Name

Where Described in ISG-06

Rolls-Royce interpretation of ISG-06 for the generic SPINLINE 3 digital safety I&C platform (rather than for a plant-specific LAR) Document Title Document

Group Version (P, NP)

Current Rolls-Royce

Document #

When Submitted

to NRC

Notes

Corresponding Licensing

Documents to be Prepared for a Plant-Specific SPINLINE 3

Application

Submitted with LAR (Phase 1)

P 3 008 503 C e-submittal 31 Jan 2011

Licensing Topical Report (LTR)

LTR

NP 3 008 503 C-NP e-submittal 31 Jan 2011

1.1 Hardware Architecture Descriptions

D.1.2 Descriptions and block diagrams of representative single division and system hardware architectures are in LTR Section 4.2.4. Board-level hardware architectures are described in Chapter 5 of the generic Reliability and Predictive Safety Analysis reports.

Generic Reliability and Predictive Safety Analysis reports

HW Analysis

P See Table 6 for detailed listing

See Table 6

System-level hardware architecture descriptions: The licensee will need to submit system-level and division-level descriptions of the plant-specific hardware architecture. These top-level licensee descriptions can reference the generic hardware descriptions in the LTR and the Generic Reliability and Predictive Safety Analysis reports, which provide details down to the level of the generic SPINLINE 3 hardware modules.

P 8 303 186 P Delivered 8 Jul 2009

1.2 Quality Assurance Plan for Digital Hardware

D.2.2 Two QA Plans govern the following activities: Rolls-Royce I&C France, located in Meylan, France, is the supplier and qualifier of SPINLINE 3 hardware, software, and integrated systems. Rolls-Royce I&C U.S., will deliver SPINLINE 3

Rolls-Royce Civil Nuclear SAS Quality Manual

Quality & Dedication

NP 8 303 186 P-NP Delivered 8 Jul 2009

No changes to the standard I&C France QA Manual should be needed for a plant-specific application unless required by contract to implement certain licensee's QA procedures.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application systems to U.S. customers under their NQA program.

Instrumentation & Controls US Quality Manual


NP 500-9600000-10, ICQ-005-C

Delivered 8 Jul 2009

No changes to the standard I&C US QA Manual should be needed for a plant-specific application unless required by contract to implement certain licensee's QA procedures.

Quality Audit Report Quality & Dedication

P 28-I&C US-2008

e-submittal 8 Jan 2010

DS&S 10CFR50 Appendix B / 10CFR21 Checklist, July 21 - 25, 2008


P DS&S 10CFR50 Appendix B / 10CFR21 Checklist, July 21 - 25, 2008


QA audit reports

Data Systems & Solutions RTS Business Unit - Entergy Supplier Audit Number SA08-007


P SA08-007 e-submittal 8 Jan 2010

Licensee's supplier audit of I&C US and I&C US audits of I&C France: The licensee's will likely do a QA audit of I&C US as the U.S. vendor of their SPINLINE 3 system


1.3 Software Architecture Descriptions

D.3.2, D.4.4.3.2

Generic software architectures for the Operational System Software (OSS) and the NERVIA communications software are described in LTR Sections 4.4 and 4.5, respectively.


LTR


Software architecture descriptions: The licensee will need to submit a system-level description of the plant-specific software architecture. This top-level architecture description can reference the generic software architecture descriptions in the LTR.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application Safety Software Design Process

Platform SW , App SW & System

P 8 303 350 L e-submittal 23 Dec 2010

1.4 Software Management Plan

D.4.4.1.1 Platform Software and Application Software: There is no separate Software Management Plan. As described in LTR Sections 6.3 and 6.4, the functions of the SMP are performed by the SQAP (ISG-06 Item 1.6) and SDP (ISG-06 Item 1.5), and these Plans are supported by software process instructions that address software management matters.

Software Document Evaluation Process

Platform SW , App SW & System

P 1 207 947 E e-submittal 25 Feb 2011

No changes to the standard I&C France software QA procedures should be needed for a plant-specific application. The generic procedures apply.

Software Development Plan

Platform SW

P 1 207 102 A e-submittal 23 Dec 2009

Historical document

2000 Modification-Specific Software Development Plan

Platform SW

P 1 208 645 A e-submittal 25 Feb 2011

Historical document

Platform Software: Platform software SDP, which is supplemented by software management instructions (see Item 1.4) that provide details on the safety software design process.

2001 Modification-Specific Software Development Plan

Platform SW

P 1 208 908 A e-submittal 25 Feb 2011

Historical document

No changes. These are historical documents that apply specifically to the original MC3 development project and the 2000 and 2001 SPINLINE 3 platform software modification campaigns.

1.5 Software Development Plan

D.4.4.1.2

Application Software: The generic SDP template for application software is intended for use in preparing the SDP for a plant-specific SPINLINE 3 application. The SDP is supported by a software QA instruction that provide details on the safety software design process.

SPINLINE 3 Software Development Plan - SDP (Generic template)

Application SW & System

P 8 307 211B Delivered 8 Jul 2009

Application-specific Software Development Plan: The completed generic SPINLINE 3 Software Development Plan template will become the actual SPINLINE 3 Software Development Plan for the plant-specific application.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application Software Quality Plan (SQP) - MC3

Platform SW

P 8 303 429 E e-submittal 23 Dec 2009

Historical document

Software Modification Quality Plan

Platform SW

P 1 208 686 B e-submittal 23 Dec 2009

Platform Software: Platform software QA Plans

Software Quality Plan - SCADE Operator Library

Platform SW

P 1 208 356 C e-submittal 23 Dec 2009

No changes to the platform software should be needed for a plant-specific application. The generic Software Modification Quality Plan and Software Quality Plan - SCADE Operator Library apply.

1.6 Software QA Plan

D.4.4.1.3, D.10.4.2.3.1

Application Software: The generic SQA template for application software is intended for use in preparing the SQA for a plant-specific SPINLINE 3 application

SPINLINE 3 Software Quality Assurance Plan - SQAP (Generic template)

Platform SW

P 8 307 208 B Delivered 8 Jul 2009

Application-specific Software QA Plan: The completed generic SPINLINE 3 Software QA Plan template will become the actual SPINLINE 3 Software QA Plan for the plant-specific application.

Safety Software Design Process

Platform SW


No changes to the standard Rolls-Royce software QA procedures should be needed for a plant-specific application. The generic procedures apply.

1.7 Software Integration Plan

D.4.4.1.4 Platform Software: Safety software integration and testing is done in accordance with a defined process. There is no separate Software Integration Plan. A Software Integration Test Plan and test results exist for the current SPINLINE 3 platform software baseline.

Software Integration Test Plan and Report (SITR) - SCC (Core System Software)

Platform SW


No changes to the platform software should be needed for a plant-specific application. The generic document applies.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application Application Software: Safety software integration and testing is done in accordance with a defined process. There is no separate Software Integration Plan.


Platform SW



Platform Software: As described in LTR Section 6.3, software safety is addressed in the platform software V&V Plan. See ISG-06 Item 1.9.

See ISG-06 Item 1.9. See ISG-06 Item 1.9. 1.8 Software Safety Plan

D.4.4.1.9

Application Software: As described in LTR Section 6.4, software safety for a plant-specific system will be addressed in the application software V&V Plans. See ISG-06 Item 1.9.

See ISG-06 Item 1.9. See ISG-06 Item 1.9.

Software Quality Plan (SQP) - MC3

Platform SW


Historical document

Software Modification Quality Plan

Platform SW


Rules for Verification and Validation of Software Components

Platform SW

P 1 207 107 D e-submittal 23 Dec 2010

1.9 Software V&V Plan

D.4.4.1.10 Platform Software: Basic platform software V&V guidance is contained in the SQAP. V&V process details are in a software instruction and in the V&V Test Plan.

Software Validation Test Plan (SVTP) - Operational System Software for Safety Class Units

Platform SW

P 1 207 146 G e-submittal 2 Feb 2010




Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application Application Software: The generic V&V Plan template for application software is intended for use in preparing the V&V Plan for a plant-specific SPINLINE 3 application

SPINLINE 3 Software Verification and Validation Plan - SVVP (Generic template)



Application-specific Software V&V Plan: The completed generic SPINLINE 3 Software V&V Plan template performs the function of a Software Integration Plan. This completed template will become the actual SPINLINE 3 Software V&V Plan for the plant-specific application.

Software Configuration Management Plan for SPINLINE 3 Software Sub-assemblies Managed by CM Tool

Platform SW

P 1 208 878 E e-submittal 31 Jan 2011

Platform Software: Platform software CM plan supplemented by a software QA instructions that provide details on the software CM process.

Software Configuration Management Process

Platform SW

P 1 207 875 G e-submittal 23 Dec 2010

No changes to the platform software should be needed for a plant-specific application. The generic documents apply.

1.10 Software Configuration Management Plan

D.4.4.1.11

Application Software: The generic CM Plan template for application software is intended for use in preparing the CM Plan for a plant-specific SPINLINE 3 application. This Plan is supplemented by software QA instructions that provide details on the software CM

SPINLINE 3 Software Configuration Management Plan - SCMP (Generic template)



Application-specific Software CM Plan: The completed generic SPINLINE 3 Software CM Plan template will become the actual SPINLINE 3 Software CM Plan for the plant-specific application.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application process. Software

Configuration Management Process





Platform SW



Platform Software: Safety software integration and testing is done in accordance with a defined process. There is no separate Test Plan. A Software Integration Test Plan and test results exist for the current SPINLINE 3 platform software baseline. Software Integration

Test Plan and Report (SITR) - SCC (Core System Software)

Platform SW






SPINLINE 3 Software Verification and Validation Plan - SVVP (Generic template)



1.11 Software Test Plan

D.4.4.1.12

Application Software: Safety software integration and testing is done in accordance with a defined process. There is no separate Test Plan. Testing requirements are captured in three generic Plan templates that address V&V testing, factory testing, and site acceptance testing. These templates re intended for use in preparing the corresponding Plans for a plant-specific SPINLINE 3 application

System Integration and Factory Test Plan (Generic template)


P 8 307 245 A Delivered 8 Jul 2009

Three application-specific Plans apply: (1) Software V&V Plan addresses unit, module, and software integration testing, (2) System Integration & Factory Test Plan addresses system-level testing in the factory, and (3) System Installation and Site Test Plan addresses post-installation system-level testing. The



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application NP 8 307 245 A-NP Delivered

8 Jul 2009 completed generic template for each Plan becomes the actual Plan for the plant-specific application.

System Installation and Site Test Plan (Generic template)


NP 8 307 243 A Delivered 8 Jul 2009

Plant-specific System Installation & Site Test Plan: The completed generic template for this Plan becomes the actual Plan for the plant-specific application.

Platform software: The platform Software SRS is not expected to change for plant-specific projects.

Software Requirement Specification - Operational System Software

Platform SW

P 1 207 108 J e-submittal 2 Feb 2010


1.12 Software Requirements Specification

D.4.4.3.1

Application software: This SRS is a plant-specific document for an application to be built on the generic SPINLINE 3 platform. This SRS will focus on the plant-specific I&C functionality and the communications network.

None Plant-specific Application Software Requirements Specification: This is the key software document required at the start of the application software development life cycle as defined in LTR Section 6.4.

Software Preliminary Design - Core System Software

Platform SW

P 1 207 141 H e-submittal 2 Feb 2010

1.13 Software Design Specification

D.4.4.3.3 Platform software: The platform software design specifications are not expected to change for plant-specific projects. Interface

Specifications - Operational System Software and Application Software

Platform SW


No changes to the platform software should be needed for a plant-specific application. The generic documents apply.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application Application software. This Software Design Specification is a plant-specific document for an application to be built on the generic SPINLINE 3 platform. This Software Design Specification will focus on the plant-specific I&C functionality and the communications network.

None Application-specific Software Design Description (SDD): As defined in LTR Section 6.4 the SDD is developed from the SRS (ISG-06 Item 1.12)



LTR


P 3 006 501C Delivered 8 Jul 2009

Equipment Qualification (EQ) Plan

EQ

NP 3 006 501C-NP Delivered 8 Jul 2009

Perform a project-specific verification that plant is within generic SPINLINE 3 qualification envelope. If within the generic envelope then the generic EQ documentation applies.

1.14 Equipment Qualification Testing Plans (Including EMI, Temperature, Humidity, and Seismic)

D.5.2 Summary information is in LTR Section 5.1. Details on the scope of qualification testing are in the Equipment Qualification (EQ) Plan. The Qualification Test Specimen specification provides details on the design of the equipment to be tested and the associated test data acquisition system.

System Specification of the Qualification Test Specimen and Data Acquisition System

EQ P 3 006 404 E e-submittal 15 Jun 2010

No change to System Specification of the Qualification Test Specimen.


1.15 D3 Analysis D.6.2 Generic ISG-02 compliance is addressed in LTR Section 3.7.2, which explains that D3 should be addressed in the context of a plant-specific application and the NPP’s suite of safety and nonsafety I&C systems.


LTR


Plant-specific D3 analysis: This analysis is required for protection system applications (RTS & ESFAS) to document compliance with the NRC's position on D3.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application 1.16 Design

Analysis Reports

D.7.2, D.8.2, D.9.4.2.6, D.10.4.2.6

The DAR contains the results of a critical design review (CDR) of the SPINLINE 3 platform software. The DAR evaluates the integrity of generic SPINLINE 3 hardware and software design and the associated quality and software life cycle processes. Much of the content normally included in a CDR Report is provided in the LTR. The DAR contains a mapping table to the related information in the LTR.

SPINLINE 3 Design Analysis Report

DAR P MPR-3337 Rev 1


Plant-specific DAR: This DAR focuses on the plant-specific hardware and the software application that will run on the generic SPINLINE 3 platform. This plant-specific DAR can reference the generic SPINLINE 3 licensing documents as appropriate.



LTR


There is no actual "system" in this generic SPINLINE 3 digital safety I&C platform application. Descriptions and block diagrams of representative single division and system architectures are provided in LTR Section 4.2.4. Generic component-level hardware descriptions are in LTR Section 4.3, the hardware data sheets are in LTR Appendix A, and in Chapter 5 of the board-level generic Reliability and Predictive Safety Analysis reports. Generic software descriptions are in LTR Sections 4.4 - 4.6.


HW Analysis


See Table 6

1.17 System Description (To block diagram level)

D.9, D.10

For the generic SPINLINE 3 platform, this item applies to the QTS description, which is provided in ISG-06 Item 1.14

See ISG-06 Item 1.14

System-level description of the plant-specific system hardware and software: Description down to the level of the generic SPINLINE 3 hardware modules, which are described in the LTR. For reactor protection (i.e., RTS and/or ESFAS) applications, this system description also should include a description of how D3 is implemented.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application P 3 008 503 C e-submittal

31 Jan 2011

1.18 Design Report on Computer Integrity, Test and Calibration, and Fault Detection

D.9.4.2.5, D.9.4.2.7, D.9.4.2.10, D.9.4.3.5, D.10.4.2.5, D.10.4.2.7

Generic computer integrity, fault detection, and testability are addressed in LTR Sections 4.4 to 4.6. No calibration on SPINLINE 3 discrete boards is performed once they are installed in the equipment. Section 4.6.7 has information on periodic testing and calibration of analog inputs.


LTR


Rolls-Royce will prepare a system-level summary for the system-level architecture agreed with the licensee, as defined in ISG-06 Item 1. This summary will reference the generic information in LTR Sections 4.4 to 4.6.


LTR Section 4.2.6 describes the general approach to calculating minimum and maximum response times for a SPINLINE 3 system. Section 4.5.2.1 shows how the network cycle time is determined. The response times for the output relays (limiting input/output component) are shown in Appendix B.


LTR



EQ P 3 006 404 E e-submittal 15 Jun 2010

Applies to Qualification Test Specimen

1.19 System Response Time Analysis Report

D.9.4.2.4

For the generic SPINLINE 3 platform, the "system" of interest is the Qualification Test System (QTS). The document that best aligns to ISG-06 Item 1.19 is the System Specification of the Qualification Test Specimen and Data Acquisition System (3 006 404 E), which establishes the response time acceptance criteria for the qualification tests (i.e., the prudency and operability tests). These tests are intended to show that the modules perform correctly under stress (e.g., seismic,

QTS Response Time Analysis

EQ P 3 010 897 A Available for audit

Applies to Qualification Test Specimen and is referenced in Operability Test

System Response Time Analysis Report: The LAR analysis will show that the plant-specific system design conforms to the system response time requirements derived from the safety analyses. In addition, the response time testing for the plant-specific system will demonstrate that the overall system meets the specified response times.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application radiation, EMC, and environmental conditions) in that the performance characteristics (including response time) are not degraded. The completed test procedures are addressed in ISG-06 Item 3.5 and the summary test results are reported in Item 2.5.

procedure 3 010 295 B



LTR


1.20 Theory of Operation Description

D.9.4.2.8, D.9.4.2.9, D.9.4.2.10, D.9.4.2.11, D.9.4.2.13, D.9.4.2.14, D.9.4.3.2, D.9.4.3.5, D.9.4.3.6, D.9.4.3.7, D.9.4.4

The "theory of operation" of SPINLINE 3 hardware and software is described in LTR Chapter 4. The "theory of operation" of individual SPINLINE 3 boards is described in Chapter 5 of the Generic Reliability and Predictive Safety Analysis reports.


HW Analysis


See Table 6

System-level "theory of operation" for the plant-specific application: This should reference the generic "theory of operation" of SPINLINE 3 hardware modules as appropriate.

The generic Setpoint Analysis Support document is intended to support an application-specific setpoint analysis.

1.21 Setpoint Methodology

D.9.4.3.8, D.11

The board accuracy target is identified in the board specification. The design and components selection are performed to meet this specification. The actual accuracy obtained is verified through type testing.

Setpoint Analysis Support

HW Analysis


Plant-specific setpoint analysis: The data in the generic Setpoint Analysis Support document is one input to the plant-specific analysis.

1.22 Vendor Software Plan

D.10.4.2.3.1

Refer to the Rolls-Royce software plans identified in ISG-06 Items 1.5 (SDP), 1.6 (SQAP), 1.7 (SIP), 1.8 (SSP), 1.9 (SVVP), 1.10 (SCMP) and 1.11 (STP)



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application 1.23 Software Tool

Verification Program

D.10.4.2.3.2

Software tool verification documentation

Requirements for Software Development Tools

Platform SW



Platform software: There is no separate Risk Management Plan or Risk Management Report. As described in LTR Section 6.3, risk management is addressed in the platform software SDP (see ISG-06 Item 1.5)

None No changes to the platform software should be needed for a plant-specific application. The generic document applies.

1.24 Software Project Risk Management Program

D.10.4.2.3.6

Application Software: There is no separate Risk Management Plan or Risk Management Report. As described in LTR Section 6.4, risk management is addressed in each of the application software and system Plans templates [ISG-06 Items 1.5 (SDP), 1.6 (SQAP), 1.9 (SVVP), 1.10 (SCMP)].

None Software Project Risk Management Program: The project-specific risk management activities will be captured in the application software Plans.

1.25 Commercial Grade Dedication Plan

D.10.4.2.4.2

The process employed to dedicate the generic SPINLINE 3 digital safety I&C platform is explained in the Dedication Plan. This Plan is based on the process defined in EPRI TR-106439 and

Dedication Plan for the Generic SPINLINE 3 Digital Safety I&C Platform


P 3 010 794 A e-submittal 8 Jan 2010

A supplement to the generic Dedication Plan, if needed: A supplement may be required if the plant-specific application requires additional



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application approved by the NRC. NP 3 010 794 A-NP e-submittal

8 Jan 2010 COTS hardware or software elements that were not reviewed by the NRC as part of the generic SPINLINE 3 platform and have not been separately dedicated.

1.26 Vulnerability Assessment

D.12.4.1 This analysis addresses the SDOE defined in ISG-06 Item 1.27 for the threats defined in Reg. Guide 1.152 Rev. 3. Applicability of SDOE features to mitigating broader cyber security threats also will be addressed.

SPINLINE 3 Secure Development and Operational Environment Vulnerability Assessment

Security P 3 014 543 A planned 30 Jun 2011

Based on Reg Guide 1.152 R3

Vulnerability Analysis: For a plant-specific system, this analysis will likely need to be expanded to comply with the licensee's Cyber Security Plan.

1.27 Secure Development and Operational Environment Controls

D.12.2 The secure development and operational environment of interest is the I&C France factory environment through completion of FAT. The I&C US environment also is of interest in the event that FAT is performed in the US.

SPINLINE 3 Secure Development and Operational Environment

Security P 3 013 962 A planned 30 Jun 2011

Based on Reg Guide 1.152 R3

SDOE document: For a plant-specific system, this document will likely need to be expanded to provide a good interface with the licensee's Cyber Security Plan.

Submitted 12 months prior to requested approval (Phase 2)

2.1 Safety Analysis

D.4.4.2.1 Platform software safety documentation only. Application software safety will be addressed in a plant-specific SPINLINE 3 application.

SPINLINE 3 Safety of Processing Unit Software

Platform SW


Plant-specific safety analysis: This analysis can reference the generic SPINLINE 3 platform software safety (see ISG-06 Item 1.8), generic FMEA (see ISG-06 item 2.8), and generic reliability analysis (See ISG-06 Item 2.15).



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application 2.2 V&V Reports D.4.4.2.2 Platform software V&V only.

Application software V&V reports are prepared for a plant-specific application.

Software Validation Test Report (SVTR) - Operational System Software for Safety Class Units

Platform SW

P 1 207 232 F e-submittal 2 Feb 2010

V&V Reports: These reports are prepared in accordance with the plant-specific V&V Plan. Also see the Software Integration Report, Item 3.1, and the Individual V&V Problem Reports, Item 3.2.

2.3 As-Manufactured, System Configuration Documentation

D.4.4.2.3 For the generic SPINLINE 3 platform, this is the QTS configuration documentation, which includes the QTS Master Configuration List and the hardware and wiring drawings, which are available for audit in Items 3.9, 3.10 and 4.9, below.

QTS Master Configuration List

EQ P 3 010 612 D e-submittal 15 Jun 2010

Final System Configuration Documentation: This documentation is prepared in accordance with the plant-specific Software Configuration Management Plan, Item 1.10.


2.4 Test Design Specification

D.4.4.2.4 The EQ Plan contains the specification for all EQ tests conducted on the SPINLINE 3 QTS.


EQ


Test Design Specification: The tests specified in the EQ Plan will be updated if the plant-specific application requires re-qualification for a different environmental envelope.

P 3 014 545 A planned 30 Jun 2011

2.5 Summary Test Reports (Including FAT)

D.4.4.2.4 For the generic SPINLINE 3 platform, there is a FAT performed on the QTS followed by a set of EQ tests as defined in the EQ Plan. A summary of all of these tests will be included in the Summary Test Report

Summary EQ Test Report

EQ

NP 3 014 545 A-NP planned 30 Jun 2011

Summary FAT Report: This is a summary of the completed EQ test procedures in Items 2.5 and 2.6



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application 2.6 Summary of

Test Results (Including FAT)

D.4.4.2.4 Same as 2.5, above Same as 2.5, above



LTR


SPINLINE 3 Design Analysis Report

DAR P MPR-3337 Rev 1


2.7 Requirements Traceability Matrix

D.9.4.2 For the generic SPINLINE 3 platform, requirements traceability is provided in the form of compliance tables in: (1) LTR Appendix A (traceability matrices for selected standards and guides), (2) the DAR Appendices (traceability to EPRI CDR process and BTP 7-14), and (3) the Dedication Plan (traceability to EPRI TR-106439). Records of platform software requirements traceability are captured in configuration management records. Configuration

management records.

Platform SW

P Available for audit

Translation may be needed

Requirements Traceability Matrix: This matrix traces plant-specific requirements from the top-level System Requirements Specification to the lower level Software Requirements Specification and Software Design Description. In addition, plant-specific IEEE 603 and 7-4.3.2 compliance matrices are needed. These can be based on the generic IEEE 603 and 7-4.3.2 compliance matrices in LTR Chapter 3.

2.8 FMEA D.9.4.2.1.1 Generic board-level FMEAs are included in Chapters 7, 8 and 11 of the generic Reliability and Predictive Safety Analysis reports, which are intended to be used as input data to support system-level FMEA and reliability analyses for a NPP-specific SPINLINE 3 system.


HW Analysis


See Table 6

System-level FMEA for the plant-specific architecture: This analysis can reference the SPINLINE 3 board-level FMEA data in the generic Reliability and Predictive Safety Analysis reports.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application 2.9 System Build

Documents D.4.4.3.5 For the generic SPINLINE 3

platform, the hardware build documents are the QTS as-built documents. The QTS software is non-safety, fit-for-purpose software intended for use only in connection with EQ testing. The build documentation for this non-safety software is the QTS software listing.

See Documents to be Available for Audit, Items 3.7, 3.9 and 3.10

Vendor Build Documentation: Rolls-Royce maintains build documentation files on the plant-specific application software, including the Software Manufacturing File (SMF)

2.10 (no document specified)

2.11 Qualification Test Methodologies

D.5.2 A set of Qualification Test Procedures define the details of the specific tests performed on the Qualification Test Specimen (QTS) in accordance with the EQ Plan

EQ Test Procedures EQ P See Table 5 for detailed listing

See Table 5

Perform a project-specific verification that plant is within generic SPINLINE 3 qualification envelope. If within the generic envelope then additional EQ testing is not needed. Test methodologies remain unchanged.

P 3 014 545 A planned 30 Jun 2011

2.12 Summary of Final Digital EMI, Temp., Humidity, and Seismic Testing Results

D.5.2 Summary EQ Test Report will summarize the results reported in the individual completed qualification test procedures. The individual completed test reports are listed in 3.5, below.


EQ

NP 3 014 545 A-NP planned 30 Jun 2011

Perform a project-specific verification that plant is within generic SPINLINE 3 qualification envelope. If within the generic envelope then additional EQ testing is not needed and generic test results remain unchanged.

2.13 As-Manufactured Logic Diagrams

D.9.2 None. Final logic diagrams will be prepared for each plant-specific SPINLINE 3 application.

None Plant-specific as-manufactured logic diagrams



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application 2.14 System

Response Time Confirmation Report

D.9.4.2.4 This report is prepared only in connection with a plant-specific system. There is no counterpart for the generic SPINLINE 3 platform.

None System Response Time Confirmation Report must be prepared for the plant-specific system.


HW Analysis


See Table 6

System-level reliability analysis: This analysis for the plant-specific architecture can reference the SPINLINE 3 board-level reliability data in the generic Reliability and Predictive Safety Analysis reports


2.15 Reliability Analysis

D.9.4.2.15, D.10.4.2.15

Generic board-level reliability analyses are included in Chapters 9 and 10 of the generic Reliability and Predictive Safety Analysis reports, which are intended to be used as input data to support system-level FMEA and reliability analyses for an NPP-specific SPINLINE 3 system. A summary table of board-level reliability data is included in LTR Section 5.2.1. These board-level reliability analyses are intended to be an input to a system-level reliability analysis for a plant-specific SPINLINE 3 application.


LTR


No change to LTR Section 5.2.1.

2.16 Setpoint Calculations

D.9.4.3.8 This report is prepared only in connection with a plant-specific system. There is no counterpart for the generic SPINLINE 3 platform.

None Setpoint Calculations Report must be prepared for the plant-specific system.


2.17 Software Tool Analysis Report

D.10.4.2.3.2 Platform software tools and associated processes are described in LTR. See Sections 4.4.4, 6.1, and 6.2.2 for details on the CLARISSE SSDE. See Section 6.2.7 for a description of the SPINLINE 3 platform software tools procurement, development, and validation processes.


LTR


No changes to LTR,



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application "Requirements for Software Development Tools" (1 206 747 E) establishes specific requirements for development tools and their qualification for use. See ISG-06, Item 1.23. Records are retained of the tool evaluations performed in accordance with this process.

Software tool evaluation records

Platform SW

P TBD Available for audit

Translation may be needed

No changes to LTR

Specific tool controls are established for the SCADE tool

Software Quality Plan - SCADE Operator Library

Platform SW


Section 2.2.3 of "SPINLINE 3 Safety of Processing Unit Software" describes parameter table AEED, which is configured in connection with development of a plant-specific system

SPINLINE 3 Safety of Processing Unit Software

Platform SW

P 1 207 228 H e-submittal 23 Dec 2009

A full verification and validation has been performed on the SPINLINE 3 generic platform software. The Software Validation Test Report (SVTR) demonstrates that V&V activities identified and corrected tool problems.


Platform SW


2.x Commercial Grade Dedication Report(s)

D.10.4.2.4.2 This report documents how the original quality, design, and life cycle processes for the generic SPINLINE 3 digital safety I&C platform map to the dedication process defined in EPRI TR-106439.

Dedication Report for the Generic SPINLINE 3 Digital Safety I&C Platform


P 3 010 795 planned 30 Jun 2011

A supplement to the generic Dedication Report, if needed: A supplement may be required if the plant-specific application requires additional COTS hardware or



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application NP 3 010 795-NP planned 30

Jun 2011 software elements that were not reviewed by the NRC as part of the generic SPINLINE 3 platform and have not been separately dedicated.

Available for audit 12 months prior to requested approval (Phase 2)

3.1 Software Integration Report

D.4.4.1.4, D.4.4.2.2

For the generic SPINLINE 3 platform, this is the same as ISG-06, Item 1.7

See ISG-06 Item 1.7 Software Integration Report: This report is specified in the plant-specific V&V Plan.

3.2 Individual V&V Problem Reports up to FAT

D.4.4.2.2 Platform software V&V problem reports only. Application software V&V problem reports are prepared for a plant-specific application.

Platform software V&V problem reports

Platform SW

P TBD Translation may be needed

Individual V&V Problem Reports up to FAT: These problem reports are specified in the plant-specific V&V Plan.

3.3 Configuration Management Reports

D.4.4.2.3 The generic platform software is under configuration management. The plant-specific application software is under CM at the time the software is produced

Platform software CM reports

Platform SW


CM Reports: These procedures are prepared in accordance with the application-specific Software CM Plan.


3.4 Test Procedure Specification

D.4.4.2.4 The EQ Plan contains the specification for the factory test and all EQ tests conducted on the SPINLINE 3 QTS.


EQ


Perform a project-specific verification that plant is within generic SPINLINE 3 qualification envelope. If within the generic envelope, then additional EQ testing is not needed and the test procedure specification remains unchanged.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application For the generic SPINLINE 3 platform, there is a FAT performed on the QTS followed by a set of EQ tests, as defined in the EQ Plan. The completed test procedures are compiled into a complete test report. The summary test report is submitted per ISG-06 Item 2.5.

Completed EQ Test Procedures

EQ P See Table 5 for detailed listing

See Table 5

Final Factory Acceptance Test Reports: These FAT reports are prepared in accordance with the plant-specific System Integration and Factory Test Plan. The report summarizes or contains the completed FAT procedures.

3.5 Completed Test Procedures and Reports

D.4.4.2.4, D.5.2

Platform software test procedures only. Application software test procedures are prepared for a plant-specific application.

Selected Rolls-Royce platform software test procedures (as requested by NRC)

Platform SW


V&V Test Procedures: These procedures are prepared in accordance with the application-specific Software V&V Plan.

3.6 Test Incident Reports

D.4.4.2.4 Test "incidents" are captured in standard test non-compliance documentation, which are included in ISG-06 Item 3.5. No additional "incident" reports are provided.

None

Platform software code listing

Platform SW


3.7 Code Listings D.4.4.3.4 Two code listings apply to the generic SPINLINE 3 platform: (1) Generic platform software, which is dedicated for use in plant-specific SPINLINE 3 applications, and (2) the fit-for-purpose software used only in connection with QTS testing as defined in the EQ Plan

QTS software listing EQ P TBD Translation may be needed

Software code listings for the plant-specific application software only: The platform software is unchanged, so no new audit is needed in connection with a plant-specific application.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application Platform software: There is no separate Risk Management Plan or Risk Management Report. As described in LTR Section 6.3, risk management is addressed in the platform software SDP (see ISG-06 Item 1.5)

None No changes to the platform software should be needed for a plant-specific application. The generic document applies.

3.8 Software Project Risk Management Report

D.10.4.2.3.6

Application Software: There is no separate Risk Management Plan or Risk Management Report. As described in LTR Section 6.4, risk management is addressed in each of the application software and system Plans templates [ISG-06 Items 1.5 (SDP), 1.6 (SQAP), 1.9 (SVVP), 1.10 (SCMP)].

None Software Project Risk Management Program: The project-specific risk management activities will be captured in the application software Plans.

Circuit schematics of the generic SPINLINE 3 hardware modules are available for audit.

Board circuits schematics

EQ P TBD Translation may be needed

No changes to the generic hardware should be needed for a plant-specific application. The generic documents apply.

Qualification Test Specimen wiring diagrams

EQ P 3 008 630 B

3.9 Circuit Schematics

The only system-level schematics applicable to the generic platform review are the schematics for the QTS and associated data acquisition system

Data Acquisition System wiring diagrams

EQ P 3 010 140 A

Final circuit schematics for the plant-specific system: Schematics down to the level of the generic SPINLINE 3 modules.

3.10 Detailed System and Hardware

For the generic SPINLINE 3 platform, this is the same as the hardware drawings for the

Equipment Mounting Details for Seismic Testing

EQ P 3 009 634 A Detailed System and Hardware Drawings: Plant-specific



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application Drawings QTS. Interconnection of

Qualification Test Specimen and Data Acquisition System

EQ P 3 010 520 A drawings for the as-designed, and later the as-built hardware system

Available for Inspection After Approval (Phase 3)


System Integration and Factory Test Plan (Generic)


NP 8 307 245 A-NP Delivered 8 Jul 2009

Plant-specific System Integration & FAT Plan: The completed generic template for this Plan becomes the actual Plan for the plant-specific application. This Plan addresses software installation in the factory prior to FAT.

4.1 Software Installation Plan

D.4.4.1.5 Software is installed at the factory prior to Factory Acceptance Testing and again at the site prior to Site Acceptance Testing. The generic System Integration and Factory Test Plan and the System Installation and Site Test Plan templates are intended for use in preparing the corresponding Plans for a plant-specific SPINLINE 3 system. These Plans addresses both hardware and software installation.




Plant-specific System Installation & Site Test Plan: The completed generic template for this Plan becomes the actual Plan for the plant-specific application. This Plan addresses software installation on site after the hardware has been installed.

4.2 Software Maintenance Plan

D.4.4.1.6 The generic Operations & Maintenance Plan template is intended for use in preparing the Plan and the Operating & Maintenance Manuals (OMMs) for a plant-specific

System Operations and Maintenance Plan (Generic template)



Plant-specific Operations & Maintenance Plan: The completed generic Operations & Maintenance Plan



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application SPINLINE 3 system. This Plan addresses both hardware and software operations and maintenance.



template will become the actual O&M Plan for the plant-specific application.

4.3 Software Training Plan

D.4.4.1.7 The generic Training Plan template is intended for use in preparing the Plan for a plant-specific SPINLINE 3 system. This Plan addresses both hardware and software training.

System Training Plan (Generic template)



Plant-specific Training Plan: The completed generic Training Plan template will become the actual Training Plan for the plant-specific application.



4.4 Software Operations Plan

D.4.4.1.8 The generic Operations & Maintenance Plan template is intended for use in preparing the Plan and the Operating & Maintenance Manuals (OMMs) for a plant-specific SPINLINE 3 system. This Plan addresses both hardware and software operations and maintenance.

System Operations and Maintenance Plan (Generic template)



Plant-specific Operations & Maintenance Plan: The completed generic Operations & Maintenance Plan template will become the actual O&M Plan for the plant-specific application.

4.5 Site Test Documentation

D.4.4.2.4 The generic System Installation and Site Test Plan template is intended for use in preparing the Plan for a plant-specific SPINLINE 3 system. This Plan addresses both hardware and software installation. Installation procedures will be prepared only for a plant-specific application.




Installation procedures: The completed generic System Installation and Site Test Plan template will become the actual Installation and Site Test Plan for the plant-specific application. The installation procedures are prepared in accordance with this Plan.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application 4.6 Operations

Manual D.4.4.3.7 The Operations Manual

applies only for a plant-specific system. This manual will be prepared in accordance with the Software Operations Plan listed for ISG-06 Item 4.4.

None Rolls-Royce will prepare an Operations Manual for a plant-specific system.

4.7 Software Maintenance Manuals

D.4.4.3.8 The Software Maintenance Manuals apply only for a plant-specific system. Generic platform software maintenance is managed in accordance with the Software Modification Quality Plan listed for ISG-06 Item 1.6.

None Rolls-Royce will prepare Software Maintenance Manuals for a plant-specific system.

4.8 Software Training Manuals

D.4.4.3.9 The Software Training Manuals apply only for a plant-specific system. These manuals will be prepared in accordance with the Software Training Plan listed for ISG-06 Item 4.3.

None Rolls-Royce will prepare Software Training Manuals for a plant-specific system.

4.9 Installation Configuration Tables

D.4.4.3.6 None. There is no 'installation" associated with the generic platform

None Final Configuration Lists or Tables: These are for the as-built plant-specific system.



Item #

Document Name




Current Rolls-Royce

Document #

When Submitted

to NRC

Notes



Application

Other Documents Not Specified in ISG-06

Quality Procedure for Dedication


P 8 307 288 A e-submittal 8 Jan 2010

Supports Commercial Grade Dedication Plan, ISG-06 Item 1.25

None None None Commercial Grade Dedication Procedure, which implements the dedication process defined in EPRI TR-10643 and approved by the NRC

Checklist for Dedication in Accordance with the Process Defined in EPRI TR-106439


NP 8 307 304 A e-submittal 8 Jan 2010

Supports Commercial Grade Dedication Plan, ISG-06 Item 1.25

None, if I&C France is the "dedicator". In this case the standard I&C France procedure should adequately address this matter. No additional plant-specific documentation should be needed to satisfy this ISG-06 item. If I&C France is not the "dedicator" for some specific items, than the commercial grade dedication procedures actually used for these items should be submitted.

None None None Interpretation of ISG-06 for the case of a generic digital safety I&C platform

Mapping of Generic SPINLINE 3 Licensing Documents to the ISG-06 Submittal Guidance

ISG-06 NP 3 011 552 B e-submittal 31 Mar 2011

Facilitates tracking ISG-06 compliance

For a plant-specific SPINLINE 3 system, a separate record of ISG-06 compliance will have to be developed.

None None None Cyber Security Plan Cyber Security Plan Security P 8 307 255 A Delivered 8 Jul 2009

To be withdrawn 30 Jun 2011 and replaced by 3 013 962 A. See ISG-06 Items 1.26 and 1.27.

The licensee will submit a plant-specific Cyber-Security Plan


Table 2. Chronology of Licensing Document Submittals for the Generic SPINLINE 3 Digital Safety I&C Platform

Document Title Versions:

Proprietary (P), Non-proprietary (NP)

Rolls-Royce document number

ADAMS accession number

When Submitted to NRC Notes Document

group

Rolls-Royce Civil Nuclear SAS Submittal of the Updated SPINLINE 3 Licensing Topical Report (LTR) and Associated Documents (including Affidavit Requesting Withholding From Public Disclosure)

NP None ML092160018 Delivered 8 Jul 2009 Transmittal letter and affidavit

P 3 008 503B ML092160047 Delivered 8 Jul 2009 Licensing Topical Report (LTR)

NP 3 008 503B-NP ML092160025 Delivered 8 Jul 2009 LTR

SPINLINE 3 Design Analysis Report P MPR-3337 Rev 1 ML092160044 Delivered 8 Jul 2009 DAR P 8 303 186 P ML092160045 Delivered 8 Jul 2009 Rolls-Royce Civil Nuclear SAS Quality

Manual NP 8 303 186 P-NP ML092160023 Delivered 8 Jul 2009

Instrumentation & Controls US Quality Manual NP 500-9600000-10,

ICQ-005-C ML092160024 Delivered 8 Jul 2009


P 3 006 501C ML092160048 Delivered 8 Jul 2009 Equipment Qualification (EQ) Plan

NP 3 006 501C-NP ML092160026 Delivered 8 Jul 2009


P 3 006 404C ML092160056 Delivered 8 Jul 2009

EQ

SPINLINE 3 Software Quality Assurance Plan - SQAP P 8 307 208B ML092160054 Delivered 8 Jul 2009

SPINLINE 3 Software Configuration Management Plan - SCMP P 8 307 209B ML092160049 Delivered 8 Jul 2009

SPINLINE 3 Software Verification and Validation Plan - SVVP P 8 307 210B ML092160055 Delivered 8 Jul 2009

SPINLINE 3 Software Development Plan - SDP P 8 307 211B ML092160050 Delivered 8 Jul 2009

P 8 307 245 A ML092160052 Delivered 8 Jul 2009 System Integration and Factory Test Plan

NP 8 307 245 A-NP ML092160028 Delivered 8 Jul 2009 System Installation and Site Test Plan NP 8 307 243 A ML092160027 Delivered 8 Jul 2009 System Training Plan NP 8 307 242 A ML092160022 Delivered 8 Jul 2009

P 8 307 244 A ML092160053 Delivered 8 Jul 2009 System Operations and Maintenance Plan

NP 8 307 244 A-NP ML092160029 Delivered 8 Jul 2009

App SW & System







group

Cyber Security Plan P 8 307 255 A ML092160046 Delivered 8 Jul 2009 Security Setpoint Analysis Support P 3 009 397 A ML092160051 Delivered 8 Jul 2009 HW analysis

Rolls-Royce Civil Nuclear SAS Submittal of New SPINLINE 3 Licensing Documents NP None ML093570361 e-submittal 23 Dec 2009

Affidavit Requesting Withholding From Public Disclosure NP None ML093570364 e-submittal 23 Dec 2009

Transmittal letter and affidavit

Software Quality Plan (SQP) - MC3 P 8 303 429 A ML093620244 e-submittal 23 Dec 2009 Software Modification Quality Plan P 1 208 686 A ML093620234 e-submittal 23 Dec 2009

Software Quality Plan - SCADE Operator Library P 1 208 356 B ML093620232 e-submittal 23 Dec 2009

SPINLINE 3 Safety of Processing Unit Software P 1 207 228 G ML093620225 e-submittal 23 Dec 2009


P 1 208 878 C ML093620238 e-submittal 23 Dec 2009

Software Development Plan P 1 207 102 A ML093620283 e-submittal 23 Dec 2009

Requirements for Software Development Tools P 1 206 747 E ML093620258 e-submittal 23 Dec 2009

Platform SW

RTD conditioning board: 8PT100 and I.8PT100 Interface board P 5 100 436 882 C ML093570367 e-submittal 23 Dec 2009

Analog input board: 16E.ANA ISO and I.16EANA interface board P 5 100 436 348 C ML093570370 e-submittal 23 Dec 2009

Digital isolated input board: 32ETOR TI SR and I.32ETOR TI interface board P 5 100 435 707 C ML093570375 e-submittal 23 Dec 2009

Calibrated pulse acquisition board: ICTO and I.ICTO interface board P 1 479 513 C ML093570378 e-submittal 23 Dec 2009

Actuator drive board: 32ACT and I.32ACT interface board P 5 100 437 019 C ML093570371 e-submittal 23 Dec 2009

Analog output board: 6SANA ISO and I.6SANA interface board P 3 008 651 B ML093570365 e-submittal 23 Dec 2009

CPU board: UC25N+ P 6 648 805 D ML093570382 e-submittal 23 Dec 2009

NERVIA+ daughter board and I.NERVIA+ interface board P 1 208 933 C ML093570380 e-submittal 23 Dec 2009

HW analysis







group

ALIM 48V/5V-24V power supply board and I.ALIM 48 interface board P 3 000 180 C ML093570376 e-submittal 23 Dec 2009

Actuation voting module: MV16 P 5 100 436 936 C ML093570379 e-submittal 23 Dec 2009

Output relays terminal block: 8SRELAY1 & 8SRELAY2 P 5 100 436 935 C ML093570377 e-submittal 23 Dec 2009

32ETOR input terminal block P 3 008 991 B ML093570366 e-submittal 23 Dec 2009

HW analysis

Rolls-Royce Civil Nuclear SAS Submittal of New SPINLINE 3 Licensing Documents NP None ML100120087 e-submittal 8 Jan 2010

Affidavit Requesting Withholding From Public Disclosure NP None ML100120089 e-submittal 8 Jan 2010


Quality Procedure - Commercial Dedication P 8 307 288 A ML100120120 e-submittal 8 Jan 2010

Checklist for Commercial Dedication in Accordance with the Process Defined in EPRI TR-106439

NP 8 307 304 A ML100120093 e-submittal 8 Jan 2010

P 3 010 794 A ML100120134 e-submittal 8 Jan 2010 Dedication Plan for the Generic SPINLINE 3 Digital Safety I&C Platform NP 3 010 794 A-NP ML100120112 e-submittal 8 Jan 2010 Quality Audit Report P 28-I&C US-2008 ML100120126 e-submittal 8 Jan 2010

DS&S 10CFR50 Appendix B / 10CFR21 Checklist, July 21 - 25, 2008 P

DS&S 10CFR50 Appendix B /

10CFR21 Checklist, July 21 - 25, 2008

ML100120130 e-submittal 8 Jan 2010


P SA08-007 ML100120133 e-submittal 8 Jan 2010


Rolls-Royce Civil Nuclear SAS Submittal of SPINLINE 3 Briefing Packages for 14 January 2010 Meeting With NRC

NP None ML100120622 e-submittal 8 Jan 2010



Introduction to Rolls-Royce Civil Nuclear NP None ML100120629 e-submittal 8 Jan 2010

SPINLINE 3 Generic Licensing Overview NP None ML100120633 e-submittal 8 Jan 2010

14 Jan 2010 kickoff meeting

briefing packages







group

SPINLINE 3 Digital Safety I&C Platform Overview


Dedication of the Generic SPINLINE 3 Digital Safety I&C Platform


P None ML100120673 e-submittal 8 Jan 2010 SPINLINE 3 Digital Safety I&C Platform - Overview of the Equipment Qualification NP None ML100120655 e-submittal 8 Jan 2010

P None ML100120678 e-submittal 8 Jan 2010 SPINLINE 3 Digital Safety I&C Platform - Software Components, Software Tools, Software Development Process NP None ML100120663 e-submittal 8 Jan 2010

P None ML100120680 e-submittal 8 Jan 2010 SPINLINE 3 Digital Safety I&C Platform – NERVIA Network, Testability NP None ML100120668 e-submittal 8 Jan 2010

14 Jan 2010 kickoff meeting

briefing packages

Rolls-Royce Civil Nuclear SAS Submittal of New SPINLINE 3 Licensing Documents NP None ML100330793 e-submittal 2 Feb 2010

Affidavit Requesting Withholding From Public Disclosure NP None ML100330803 e-submittal 2 Feb 2010


Software Requirement Specification - Operational System Software P 1 207 108 J ML100330819 e-submittal 2 Feb 2010

Software Preliminary Design - Core System Software P 1 207 141 H ML100330838 e-submittal 2 Feb 2010

Interface Specifications - Operational System Software and Application Software P 1 207 110 J ML100330830 e-submittal 2 Feb 2010

Software Integration Test Plan and Report (SITR) - SCC (Core System Software) P 1 207 204 E ML100330808 e-submittal 2 Feb 2010


P 1 207 146 G ML100330844 e-submittal 2 Feb 2010


P 1 207 232 F ML100330814 e-submittal 2 Feb 2010

Platform SW







group

Rolls-Royce Civil Nuclear SAS Submittal of New SPINLINE 3 Licensing Document NP None ML101480946 e-submittal 5 Mar 2010 Transmittal letter

(no affidavit)


NP 3 011 552 A ML101480946 e-submittal 5 Mar 2010 ISG-06

Rolls-Royce Submittal of Updated and New SPINLINE 3 Licensing Documents NP None ML101670080 e-submittal 15 Jun 2010

Affidavit Requesting Withholding From Public Disclosure NP None ML101670083 e-submittal 15 Jun 2010


P 3 006 501D ML101670091 e-submittal 15 Jun 2010

Replaced 3 006 501C

(ML092160048), submitted 8 Jul 09 Equipment Qualification (EQ) Plan

NP 3 006 501D-NP ML101670085 e-submittal 15 Jun 2010

Replaced 3 006 501C-NP

(ML092160026), submitted 8 Jul 09


P 3 006 404 E ML101670096 e-submittal 15 Jun 2010

Replaced 3 006 404C

(ML092160056) submitted 8 Jul 09

QTS Master Configuration List P 3 010 612 D ML101670102 e-submittal 15 Jun 2010 Factory Acceptance Test Procedure P 3 010 783 A ML101670111 e-submittal 15 Jun 2010 Radiation Exposure Test Procedure P 3 010 286 B ML101670117 e-submittal 15 Jun 2010 Environmental Test Procedure P 3 010 287 B ML101670121 e-submittal 15 Jun 2010 Seismic Test Procedure P 3 010 288 B ML101670127 e-submittal 15 Jun 2010

System Setup and Checkout Test Procedure P 3 010 294 B ML101670130 e-submittal 15 Jun 2010

Operability Test Procedure P 3 010 295 B ML101670131 e-submittal 15 Jun 2010 Prudency Test Procedure P 3 010 296 B ML101670144 e-submittal 15 Jun 2010

EQ

Rolls-Royce submittal of new SPINLINE 3 licensing documents NP None ML103610005 e-submittal 23 Dec 2010

Affidavit Requesting Withholding From Public Disclosure NP None ML103610006 e-submittal 23 Dec 2010


Rules for Verification and Validation of Software Components P 1 207 107 D ML103610007 e-submittal 23 Dec 2010 Platform SW







group

Software Configuration Management Process P 1 207 875 G ML103610008 e-submittal 23 Dec 2010

Safety Software Design Process P 8 303 350 L ML103610009 e-submittal 23 Dec 2010 Platform SW

Rolls-Royce submittal of updated SPINLINE 3 licensing documents NP None ML110310577 e-submittal 31 Jan 2011



P 3 008 503C ML110310594 e-submittal 31 Jan 2011

Replaced 3 008 503 B

(ML092160047) submitted 8 Jul

2009 Licensing Topical Report (LTR)

NP 3 008 503 C-NP ML110310585 e-submittal 31 Jan 2011

Replaced 3 008 503 B-NP

(ML092160025) submitted 8 Jul

2009

LTR


P 1 208 878 E ML110310589 e-submittal 31 Jan 2011

Replaced 1 208 878 C

(ML093620238) submitted 23 Dec

2009

Platform SW

Rolls-Royce submittal of new SPINLINE 3 licensing documents NP None ML110560422 e-submittal 25 Feb 2011

Affidavit Requesting Withholding From Public Disclosure NP None ML110560426 e-submittal 25 Feb 2011


Software Document Evaluation Process P 1 207 947 E ML110560427 e-submittal 25 Feb 2011

2000 Modification-Specific Software Development Plan P 1 208 645 A ML110560428 e-submittal 25 Feb 2011

2001 Modification-Specific Software Development Plan P 1 208 908 A ML110560429 e-submittal 25 Feb 2011

Platform SW

Rolls-Royce submittal of new & updated SPINLINE 3 licensing documents NP None e-submittal 31 Mar 2011

Affidavit Requesting Withholding From Public Disclosure NP None e-submittal 31 Mar 2011


EMI / RFI Test Procedure P 3 010 289 A e-submittal 31 Mar 2011 Electrical Fast Transient Test Procedure P 3 010 290 B e-submittal 31 Mar 2011

EQ







group

Surge Withstand Test Procedure P 3 010 291 A e-submittal 31 Mar 2011 Electrostatic Discharge Test Procedure P 3 010 292 A e-submittal 31 Mar 2011

Class 1E to Non-Class 1E Isolation Test Procedure P 3 010 293 A e-submittal 31 Mar 2011

EQ


NP 3 011 552 B e-submittal 31 Mar 2011

Replaced 3 011 552 A

(ML101480946) submitted 5 Mar

2010

ISG-06

Rolls-Royce submittal of new SPINLINE 3 licensing documents and withdrawal of Cyber Security Plan

NP None planned 30 Jun 2011

Affidavit Requesting Withholding From Public Disclosure NP None planned 30 Jun 2011


SPINLINE 3 Secure Development and Operational Environment Vulnerability Assessment

P 3 014 543 A planned 30 Jun 2011

SPINLINE 3 Secure Development and Operational Environment P 3 013 962 A planned 30 Jun 2011

Replaces 8 307 255 A submitted 8 Jul

2009

Cyber Security Plan (withdrawal) P 8 307 255 A ML092160046 planned 30 Jun 2011 To be withdrawn

and replaced by 3 013 962 A

Security

P 3 014 545 A planned 30 Jun 2011 Summary EQ Test Report

NP 3 014 545 A-NP planned 30 Jun 2011 EQ

P 3 010 795 planned 30 Jun 2011 Dedication Report for the Generic SPINLINE 3 Digital Safety I&C Platform NP 3 010 795-NP planned 30 Jun 2011



Table 3. Synopsis of Licensing Documents for the Generic SPINLINE 3 Digital Safety I&C Platform

Rolls-Royce Document Title Document Group

Versions: Proprietary (P);

Non-proprietary (NP) Current Rolls-Royce Document Number When Submitted to NRC Notes

P 3 008 503C Replaced 3 008 503 B


Licensing Topical Report (LTR) LTR

NP 3 008 503C-NP

e-submittal 31 Jan 2011 Replaced 3 008 503 B-NP


SPINLINE 3 Design Analysis Report DAR P MPR-3337 Rev 1 Delivered 8 Jul 2009

Mapping of Generic SPINLINE 3 Licensing Documents to the ISG-06 Submittal Guidance ISG-06 NP 3 011 552 B e-submittal 31 Mar 2011

Replaced 3 011 552 A (ML101480946)

submitted 5 Mar 2010

Set of quality program and commercial dedication documents

Quality & Dedication See details in Table 4

Set of equipment qualification (EQ) program reports (Plan, test procedures, test reports) EQ See details in Table 5

Set of hardware (HW) analysis reports (Board / equipment-level FMEAs + reliability analyses, setpoint support, and response time analysis)

HW Analysis See details in Table 6

Set of generic platform software life cycle Plans & process documents Platform SW See details in Table 7

Set of application software and system life cycle Plans & process documents

App SW & System See details in Table 8

Set of security documents Security See details in Table 9


Table 4. Quality and Dedication Documents for the Generic SPINLINE 3 Digital Safety I&C Platform

ISG-06 Item # ISG-06 Document Title Rolls-Royce Document Title

Versions: Proprietary (P); Non-proprietary

(NP)

Current Rolls-Royce Document

Number When Submitted to NRC Notes

ISG-06 Documents Submitted With LAR (Phase 1) Corresponding Generic SPINLINE 3 Licensing Documents

P 8 303 186 P Delivered 8 Jul 2009 Rolls-Royce Civil Nuclear SAS Quality Manual NP 8 303 186 P-NP Delivered 8 Jul 2009 Instrumentation & Controls US Quality Manual NP 500-9600000-10,

ICQ-005-C Delivered 8 Jul 2009

Quality Audit Report P 28-I&C US-2008 e-submittal 8 Jan 2010

DS&S 10CFR50 Appendix B / 10CFR21 Checklist, July 21 - 25, 2008 P

DS&S 10CFR50 Appendix B /

10CFR21 Checklist, July 21 - 25, 2008


1.2 Quality Assurance Plan for Digital Hardware


P SA08-007 e-submittal 8 Jan 2010

P 3 010 794 A e-submittal 8 Jan 2010 1.25 Commercial Grade Dedication Plan Dedication Plan for the Generic

SPINLINE 3 Digital Safety I&C Platform NP 3 010 794 A-NP e-submittal 8 Jan 2010

ISG-06 Documents Submitted 12 Months Prior to Requested Approval (Phase 2) Corresponding Generic SPINLINE 3 Licensing Documents

P 3 010 795 planned 30 Jun 2011 2.x Commercial Grade Dedication Report(s) Dedication Report for the Generic

SPINLINE 3 Digital Safety I&C Platform NP 3 010 795-NP planned 30 Jun 2011

ISG-06 Documents Available for Audit 12 Months Prior to Requested Approval (Phase 2) Corresponding Generic SPINLINE 3 Licensing Documents

None None None

ISG-06 Documents Available for Inspection After Approval (Phase 3) Corresponding Generic SPINLINE 3 Licensing Documents

None None None




(NP)



Other Documents Not Specified in ISG-06 Corresponding Generic SPINLINE 3 Licensing Documents

None None Quality Procedure for Dedication P 8 307 288 A e-submittal 8 Jan 2010

None None Checklist for Dedication in Accordance with the Process Defined in EPRI TR-106439

NP 8 307 304 A e-submittal 8 Jan 2010


Table 5. Equipment Qualification Documents for the Generic SPINLINE 3 Digital Safety I&C Platform



(NP)




P 3 006 501D e-submittal 15 Jun 2010 Replaced 3 006

501C submitted 8 Jul 2009


NP 3 006 501D-NP e-submittal 15 Jun 2010

Replaced 3 006 501C-NP submitted 8 Jul

2009

1.14 Equipment Qualification Testing Plans (Including EMI, Temperature, Humidity, and Seismic)


P 3 006 404E e-submittal 15 Jun 2010 Replaced 3 006

404C submitted 8 Jul 2009


P 3 006 404 E e-submittal 15 Jun 2010

1.19 System Response Time Analysis Report

QTS Response Time Analysis P 3 010 897 A Available for audit Applies to Qualification Test Specimen


2.3 As-Manufactured, System Configuration Documentation QTS Master Configuration List P 3 010 612 A e-submittal 15 Jun 2010

Factory Acceptance Test Procedure P 3 010 783 A e-submittal 15 Jun 2010 Radiation Exposure Test Procedure P 3 010 286 B e-submittal 15 Jun 2010 Environmental Test Procedure P 3 010 287 B e-submittal 15 Jun 2010 Seismic Test Procedure P 3 010 288 B e-submittal 15 Jun 2010 EMI / RFI Test Procedure P 3 010 289 A e-submittal 31 Mar 2011 Electrical Fast Transient Test Procedure P 3 010 290 B e-submittal 31 Mar 2011 Surge Withstand Test Procedure P 3 010 291 A e-submittal 31 Mar 2011

2.11 Qualification Test Methodologies

Electrostatic Discharge Test Procedure P 3 010 292 A e-submittal 31 Mar 2011


Class 1E to Non-Class 1E Isolation Test Procedure P 3 010 293 A e-submittal 31 Mar 2011

System Setup and Checkout Test Procedure P 3 010 294 B e-submittal 15 Jun 2010

Operability Test Procedure P 3 010 295 B e-submittal 15 Jun 2010 Prudency Test Procedure P 3 010 296 B e-submittal 15 Jun 2010




(NP)



2.5 Summary Test Reports (Including FAT) 2.6 Summary of Test Results (Including FAT)

P 3 014 545 A planned 30 Jun 2011

2.12 Summary of Final Digital EMI, Temp., Humidity, and Seismic Testing Results


NP 3 014 545 A - NP planned 30 Jun 2011


3.5 Completed Test Procedures and Reports Completed EQ Test Procedures P

These are the completed test

procedures listed above in ISG-06

Item 2.11

Available for audit after individual EQ tests are

completed in 2011

3.7 Code Listings QTS software listing P TD Available for audit now

Non-safety code fit for purpose to

support EQ testing

Board circuits schematics P Various Available for audit now

Qualification Test Specimen wiring diagrams P 3 008 630 B Available for audit now 3.9 Circuit Schematics

Data Acquisition System wiring diagrams P 3 010 140 A Available for audit now

Equipment Mounting Details for Seismic Testing P 3 009 634 A Available for audit now

3.10 Detailed System and Hardware Drawings Interconnection of Qualification Test Specimen and Data Acquisition System P 3 010 520 A Available for audit now


None None


Table 6. Hardware Analysis Documents for the Generic SPINLINE 3 Digital Safety I&C Platform



(NP)




1.21 Setpoint Methodology Setpoint Analysis Support P 3 009 397 A Delivered 8 Jul 2009

Reliability Analysis and Predictive Safety Analysis - RTD conditioning board: 8PT100 and I.8PT100 Interface board

P 5 100 436 882 C e-submittal 23 Dec 2009

Reliability Analysis and Predictive Safety Analysis - Analog input board: 16E.ANA ISO and I.16EANA interface board


Reliability Analysis and Predictive Safety Analysis - Digital isolated input board: 32ETOR TI SR and I.32ETOR TI interface board


Reliability Analysis and Predictive Safety Analysis - Calibrated pulse acquisition board: ICTO and I.ICTO interface board


Reliability Analysis and Predictive Safety Analysis - Actuator drive board: 32ACT and I.32ACT interface board


Reliability Analysis and Predictive Safety Analysis - Analog output board: 6SANA ISO and I.6SANA interface board


Reliability Analysis and Predictive Safety Analysis - CPU board: UC25N+ P 6 648 805 D e-submittal 23 Dec 2009

Reliability Analysis and Predictive Safety Analysis - NERVIA+ daughter board and I.NERVIA+ interface board


The set of Generic Reliability and Predictive Safety Analysis reports provides information required by ISG-06, items 1.1 (Hardware Architecture Descriptions), 1.17 (Detail down to block diagram level), 1.20 (Theory of Operation Description), 2.8 [Failure Mode and Effects Analysis (FMEA)], and 2.15 (Reliability Analysis)

Reliability Analysis and Predictive Safety Analysis - ALIM 48V/5V-24V power supply board and I.ALIM 48 interface board





(NP)



Reliability Analysis and Predictive Safety Analysis - Actuation voting module: MV16 P 5 100 436 936 C e-submittal 23 Dec 2009

Reliability Analysis and Predictive Safety Analysis - Output relays terminal block: 8SRELAY1 & 8SRELAY2


Reliability Analysis and Predictive Safety Analysis - 32ETOR input terminal block P 3 008 991 B e-submittal 23 Dec 2009


2.8 FMEA See Generic Reliability and Predictive Safety Analysis reports, above

2.15 Reliability Analysis See Generic Reliability and Predictive

Safety Analysis reports, above


None None None


None None None


Table 7. Platform Software Documents for the Generic SPINLINE 3 Digital Safety I&C Platform



(NP)




Safety Software Design Process P 8 303 350 L e-submittal 23 Dec 2010 1.4 Software Management Plan

Software Document Evaluation Process P 1 207 947 E e-submittal 25 Feb 2011

Software Development Plan P 1 207 102 A e-submittal 23 Dec 2009 Historical document

2000 Modification-Specific Software Development Plan P 1 208 645 A e-submittal 25 Feb 2011 Historical

document 1.5 Software Development Plan

2001 Modification-Specific Software Development Plan P 1 208 908 A e-submittal 25 Feb 2011 Historical

document

Software Quality Plan (SQP) - MC3 P 8 303 429 E e-submittal 23 Dec 2009

Software Modification Quality Plan P 1 208 686 B e-submittal 23 Dec 2009 1.6 Software QA Plan

Software Quality Plan - SCADE Operator Library P 1 208 356 C e-submittal 23 Dec 2009

Safety Software Design Process P 8 303 350 L e-submittal 23 Dec 2010

1.7 Software Integration Plan Software Integration Test Plan and Report (SITR) - SCC (Core System Software) P 1 207 204 E e-submittal 2 Feb 2010

Software Quality Plan (SQP) - MC3 P 8 303 429 E e-submittal 23 Dec 2009 Historical document

Software Modification Quality Plan P 1 208 686 B e-submittal 23 Dec 2009

Rules for Verification and Validation of Software Components P 1 207 107 D e-submittal 23 Dec 2010 1.9 Software V&V Plan


P 1 207 146 G e-submittal 2 Feb 2010




(NP)




P 1 208 878 E e-submittal 31 Jan 2011 Replaced 1 208 878 C submitted

23 Dec 2009 1.10 Software Configuration Management Plan

Software Configuration Management Process P 1 207 875 G e-submittal 23 Dec 2010


1.11 Software Test Plan Software Integration Test Plan and Report (SITR) - SCC (Core System Software) P 1 207 204 E e-submittal 2 Feb 2010

1.12 Software Requirements Specification Software Requirement Specification - Operational System Software P 1 207 108 J e-submittal 2 Feb 2010

Software Preliminary Design - Core System Software P 1 207 141 H e-submittal 2 Feb 2010

1.13 Software Design Specification Interface Specifications - Operational System Software and Application Software


1.22 Vendor Software Plan Same as Software QA Plan, ISG-06 Item 1.6

1.23 Software Tool Verification Program Requirements for Software Development Tools P 1 206 747 E e-submittal 23 Dec 2009


2.1 Safety Analysis SPINLINE 3 Safety of Processing Unit Software P 1 207 228 H e-submittal 23 Dec 2009

2.2 V&V Reports Software Validation Test Report (SVTR) - Operational System Software for Safety Class Units


2.7 Requirements Traceability Matrix Configuration management records P TBD Available for audit Translation may be needed

Software tool evaluation records P TBD Available for audit Translation may be needed 2.17 Software Tool Analysis Report

Software Quality Plan - SCADE Operator Library P 1 208 356 C e-submittal 23 Dec 2009




(NP)



SPINLINE 3 Safety of Processing Unit Software P 1 207 228 H e-submittal 23 Dec 2009




3.1 Software Integration Report Platform software Integration Report P TBD Available for audit Translation may be needed

3.2 Individual V&V Problem Reports up to FAT Platform software V&V problem reports P TBD Available for audit Translation may

be needed

3.3 Configuration Management Reports Platform software CM reports P TBD Available for audit Translation may be needed

3.5 Completed Test Procedures and Reports Platform software procedures and reports P TBD Available for audit Translation may be needed

3.6 Test Incident Reports Non-conformance reports P TBD Available for audit Translation may be needed

3.7 Code Listings Platform software code listing P TBD Available for audit Translation may be needed


None None


Table 8. Plant-specific Application Software and System Life Cycle Process Documents



(NP)




Safety Software Design Process P 8 303 350 L e-submittal 23 Dec 2010 1.4 Software Management Plan

Software Document Evaluation Process P 1 207 947 E e-submittal 25 Feb 2011

1.5 Software Development Plan SPINLINE 3 Software Development Plan - SDP (generic template) P 8 307 211 B Delivered 8 Jul 2009

1.6 Software QA Plan SPINLINE 3 Software Quality Assurance Plan - SQAP (generic template) P 8 307 208 B Delivered 8 Jul 2009

1.7 Software Integration Plan Safety Software Design Process P 8 303 350 L e-submittal 23 Dec 2010

1.23 Software V&V Plan SPINLINE 3 Software Verification & Validation Plan - SVVP (generic template) P 8 307 210B Delivered 8 Jul 2009

SPINLINE 3 Software Configuration Management Plan - SCMP (generic template)

P 8 307 209 B Delivered 8 Jul 2009 1.10 Software Configuration Management Plan

Software Configuration Management Process P 1 207 875 G e-submittal 23 Dec 2010


SPINLINE 3 Software Verification and Validation Plan - SVVP (generic template)


P 8 307 245 A Delivered 8 Jul 2009 System Integration and Factory Test Plan (Generic) NP 8 307 245 A-NP Delivered 8 Jul 2009

1.11 Software Test Plan

System Installation and Site Test Plan (Generic) NP 8 307 243 A Delivered 8 Jul 2009




(NP)




None None None ISG-06 Documents Available for Audit 12 Months

Prior to Requested Approval (Phase 2) Corresponding Generic SPINLINE 3 Licensing Documents

None None None ISG-06 Documents Available for Inspection After

Approval (Phase 3) Corresponding Generic SPINLINE 3 Licensing Documents

P 8 307 245 A Delivered 8 Jul 2009 System Integration and Factory Test Plan (generic template) NP 8 307 245 A-NP Delivered 8 Jul 2009

4.1 Software Installation Plan

System Installation and Site Test Plan (generic template) NP 8 307 243 A Delivered 8 Jul 2009

4.2 Software Maintenance Plan P 8 307 244 A Delivered 8 Jul 2009

4.4 Software Operations Plan

System Operations and Maintenance Plan (generic template) NP 8 307 244 A-NP Delivered 8 Jul 2009

4.3 Software Training Plan System Training Plan (generic template) NP 8 307 242 A Delivered 8 Jul 2009


Table 9. Security Documents for the Generic SPINLINE 3 Digital Safety I&C Platform



(NP)




1.26 Vulnerability Assessment SPINLINE 3 Secure Development and Operational Environment Vulnerability Assessment

P 3 014 543 A planned 30 Jun 2011 Based on

Regulatory Guide 1.152 Rev 3.

1.27 Secure Development and Operational Environment Controls

SPINLINE 3 Secure Development and Operational Environment P 3 013 962 A planned 30 Jun 2011

Based on Regulatory Guide

1.152 Rev 3.


None None None ISG-06 Documents Available for Audit 12 Months

Prior to Requested Approval (Phase 2) Corresponding Generic SPINLINE 3 Licensing Documents

None None None ISG-06 Documents Available for Inspection After

Approval (Phase 3) Corresponding Generic SPINLINE 3 Licensing Documents

None None None

Other Documents Not Specified in ISG-06 Revision 1 Corresponding Generic SPINLINE 3 Licensing Documents

None None Cyber Security Plan P 8 307 255 A Delivered 8 Jul 2009

To be withdrawn 30 Jun 2011 and replaced by 3 013

962 A.

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