A0-10 Rev. J /!004

(S U.S.C. •pp.§§ 10 1-111)

i

Hartt, Hnrri s L Tenth Circuit Court of Appeals 4/ 1912005

4 . Tide (Arti cle 11 1 Judges indi cate active or senior stBhlS; S. RcportTypc (chcd nppropria1c typ<) 6. Reporti n g Period e

(!}Anmml 0 Flml 12/) 1/2004

7. Chamber.; o r Office Addres.t 8 . On the basis of the informa t i o n oonu1incd in this Rep o rt. a nd any

i

Dale

'\I ...... ,i. 1'..i -·"" . . II • '"« · '""' . ' . ·"" • ,· ""'-'. • • ' ...:!• ·;,•""" n n i f e c c e s

, l,, .,.!L J.' :1?.&°'· l'@'l"!'1$"',,1 <:ai'>' !'.'.'t,ji:; ., ?l ·· Jmr'i?= !,l\!l:' 1"'"""1"1!1 3it' •

POSITION NAME Of ORGAN!ZA TIDN/ENTITY

ABA Appellate Judges Conf crcnec

Appellate Judges Education Institute

f

PARTIES AHQ TERMS My judicial pensio n from the State of New Mexico bas vested and will be distn"but cd when I am ago-el iciblc

1 ' -

-·

.....

i .! -

- , ' n

.o

.. I

I.

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

Report Requh-d by theEthk1 in Government Act of 1978

I. Person Reporting (Last nwne, Fi name,Middle init al) 2. Court or Organization .3. l)31e ofRcpott

m3gis1rat judges tndJcatc fuJI. or part-time) Q Nomlmtloo, Dale 11112004

CircuitJudge Active to0 l.W.1

201 ThirdScNW,#1870 modifications pc:rtalning thereto, it is, in my opinion, in compJianee w:ith appl cab1e laws Md regulatio1is.

Albuquerque, NM 87102 Reviewing Officer

IMPORTANT NOTES: The i sJrucdo s accompanying !h s fonn must be oUowcd. COmpl l all p.tru, hecking th NONE box for caoh part

whereyou have no rtportable inronnacion. Sign on la t page.

.., )

J> ..... r--

\.)

l'1

L POSffiONS. (Reporting indlvidual only;.seepp 9-13offiling insltUotions) . 0 NONE - (Norq>ortablcpositioos.)

Trustee TrustNo.1

2. Chair

3. Director

4. TrusUc Trust No. 2

Il. .A:.GREEMENTS. (Reporting individual only: sec pp. 14-16 o filing instructions)

D NONE - (No rcponablc agreements)

I.

0 Vi n ,...,, c.:; =; c..n: ... c: .> ::oz. r-\Q o>

-,,.,"' ..,., :'-:: :::

I N

:71 i" l -

Name of Person Report.i nc

SOIIBCE AND TYPE GROSS INCOME

SOURCE AND mE

S . Af1A

6 . ABA. Appell.are Judses Eduea.tion In stiru tc

DESCJUrTIQN

111-8, San Antonio. TX. AP.pellate Judges Conference (Travel. meals. and room)

41 1 5-18, Tempe, AZ, Appelllle ludscs Conference (T111ve meals, and n>0m)

d a

6119-25, Manila, Pbilippioes, ABA Asia Initiative (Travel. meah. and room)

8/4•7, Atlanta, GA. Appcllate Judgcs Conference (partia l room and meals)

11/11-14, Dallas, TX. App ellate Judges Seminar (Tnve meals, and room)

. .. -- · -· · · · ·· · ··"·· · · · · · · · · · · · · .. . .. ..... ..· -· · · ·· ··· · ----· --

. .

FINANCIAL DISCLOSURE REPORT

Hartz, HanisL

(you"-nae spouse'$)

B. Spouse's Non-Investment Income·(lfyou were married duringanyportionofthen:po,,;ng;,.:ar,please complete this section. Dollar amount not required cxeep< for bononuia.)

0 NONE · (No reponable oon-inV<$llncnt income.)

I.

I. ABA

3. ALI

4. Af1A

-. SOURCE .

41'29-511 Phila elphi ,PA. Adviurstol\estalement (l'biro) ofAgency (Travd, meals, an<I

room)

fil NON INVESTJ\1ENT INCOME. CR<:poning individual and spouse; see pp. 11-24 ornun8ins1ruc1ionsJ

A. Filer's Non-Investment Income

!;!! NONE (No repotuble non-invcsunent income.) ·

I.

IV. REIMBURSEMENTS -aaruponatioo, lodging. food.eotenairuncn.c

(Includes tho5< IO spoU5< aod dq>cndent children. See pp. 25-27 of instructions.)

D NONE . (No sueb reponabie reiml>unements.)

2. ABA

PESCR!PTION

DESCRIPTION

I.

. .

VALUE CODE

FINANCIAL DISCLOSURE REPORT N•n>c or Person Report;ng

l:ln� HarrisL

V. GIFTS. (lnclud" rbos. ro spouse and dcpcndcnt children. See pp. 28-31 ofinsrrucrions.)

NONE · (No such rcponablegifts.)

SOURCE

I.

VI . llABIIlTIES. (Includes 11me of spouse anc1 dependentcbildrcn. Sec pp. 32.34 or instructions.)

0 NONE · (No reportable liabilities.)

CREDITOR

N'ame of PCr$On Reporting Hanz. Hanis L

B, c

Onie o f RC)>On 4il9noos

reporting period

(!) (21 (I) (1) ( I ) If noi exemr- 1tom cJ tJClosurc

I. TMC l

2 . -BR.KA

3. --018

4. -NUV

s . -PNW

6. -SP!

7. -SO

8. -COP

9 . -ATF

10. -M!RKQ

11. - Fannington NM PwrRcv, due 1113, muni bd

12. Uni< IM IT Muni Ins . Long Tenn 86 QPS, bond fund

13. -Uni < IMlT M)IJli Ins. Long Term 40 QPS, bond fund • -

14. -Uni< IMlT Muni Ins. Long Term 39 QPS, muni bd fund

IS . - Un jtMu ;ni Bd Trust Series 7, m u.ni bd fut1d

16. -TWCUX

17. -FlllX

JS. - IANSX

-C

D

(2) (l! T)'po v .... T)'po ( g. Date: Vo!oe

Code2 M<thod buy, Je l l, Code 2 ill t.) me:ccr. o., )

Div. And inc 0 T

redemption 2127 J

f :.-: .so1 -s .. 0?1s.1s.ooo - sso,oo t!Sl ) ·,1:1h•'S1,ooo__.001 ..ss.OOQ,ooo

• • • ·•• , . .t> L . , .

, ! • , ..,:r_·{ 1 .- _. • .._ I • • ;,o f?.• : -. ' : )( • .S lS , J-Sb :. '·i.i; ,

- .OOJ.SJ.0®. , · • S 5 ..

3 . Vnlue Mc<nod 03dcs

(Seo ColD Cl). U ' • Boo k Vi.b:e . w =Estimoicd·

(4) (S) O :iin Cod• I (A• ('"

A

FINANCIAL DISCLOSURE REPORT

Page 1of6

vn. INVESTMENTS and TRUSTS

A. D. Income during 011)$$ V.llhlC end Of Tnmsanions duri1-a: reporting penod Dc&ctiplion of As:seu reportirig period {including IN:tt aRlC:U)

,_ "(X'f a&t taehusct cumpt Value(e.g. ldcoti!yoffrom prior disclofun: ode I div ttBL 01' Monlh· buyedsieller.(A·H) (J·P) CodeJ ifprivtitc(J·P(Q-W) rcdcmplion) ttiMtCCioa)

DNONE (No inoome:, assets, ot )

J. .< eo1 'B1.anc!D4)' f . .-t. : G -o.:slpo,oor: 1;00Q. :,

J •SJs;oooor-Jfu : t:. . -ss . J::.S100!�. ' M .::$100,001-SlSO OOO

J1x�n�GUrC01k:s: ·. .-.=.;$}�,.:,,, -.. ·- . :.:·B: ...:.st,C!;C>l�����.:;; : :c ·.iA ..s .ooo .i. ,.10 . .1:12 •.MOR-llaQ ss.000.000 2. ValocCodi:s: . .

(SceCofUl+'lBSCI •ndDl) N -�.so··�f ·000. ! 0., '.Pl SJ.cioo.001-SS .oo6 P2_ 000,00l-S s·0oo.ooo -PJ -S2Sooo.001...sso.ooo,ooo · -P4 •sfytOrc ·l!i<xi s.s .Ooo,ooo ·

R -Co• (Real Esr.1: 0..11) S -·Asseumcat .... - . V •Other

Q •Appraisal

i\'ame ofPcrson Reporting Hanz, Harris L

B. c.

Oatc: of Rq>01' c

411 9/2005

fq)(lrtina period ttporting pe riod

(I) (ll ( I) (2) ( I ) I f nol exen:pl .rmm dUc:los\l'C (?) (ll

- Type Date: VRIUC buy. $Cll, Code:2

""- > (Q-W)

"""""· rcdtmptlc,m) (J- P)

-NGUAX

20. -NPRTJC

21. -AM O BX

22 . -GLBBX

23.

24. -USGBX

25. - DINBX

26. -San Juan Couniy, NM , ...i csutc

27. Tl'U$l 2 D Dividc:od Distn'butcd 1 0/19

28. -Fi dcliiy Advisor E<Jui'Y Grtb I. mu!llal fd

29. -Scudder S...U C.p F<I . (formerly Deoll$Cc Small

30. ·,..ssr Bond Index Fd. Sale 10/19 '

3 1.

32. -T. Rowe Price High Yield Fd

33. S ale 10/19 l

3A . -Tcmpl ct oo Forrcign Equ; ty Fd.

.

3 6 . -sEl Prime Obligation fund. mL'TUAI fd

3 . V;ilue loieihod Codes (Set Colutm C?) U • ·Book Valoc

Buy Ml J

Sale 10/19 l

:. ;S').pO.OOJ S. c .. ?t.n..s1 .ooo .. :. o s .00 1 -s1,)X>O

).000,001-:$5.000 .. ooo·

' ..

v - Other w ... Esr ed T =C

(<) (j) """ Code I (A· "' tn.ftS:aetioa)

c

FfNANCIAL DISCLOSURE REPORT Page 2 of6

A. D. f.nc:omc dUJi:li Gross vab at e:nd of T�:.etions during report.ins period Dcscriptioft or Assets

(inc:lldiJlg: trust assets)

Place "OC)" lftcr e:ocb uset e:xempt ( .. V;il1.1e VW: Type (e.g. id.ootyo( hi! Uisdo$ur: Maolll-Code I div. renL or c.de2 Mclhocl btrycthi:ICr(J-P) O>de) Day(A·H) or priv.ic

19.

-TGRBX

Cp.Fd.)

-T. RowcPricc.Equiiy Inc. J'd.tlll

- -

-Vanguard Special Port Hcah u"!&I fd

35. - A

1. UccmcfGamQ:xb.'. A '°:.$1/J(J(J O!_ksS .B (See etiiumoslll ""1 P4) ·F ··-S30,00t"-SIOO.OOO G--: . .

2. VU.,Cocios: J •Sls•. :ss x. N -.nso.ooo.Ssoo.ooo ·0 •$500!.001-St:ooo.orio Pl:. Sl.()(l(l;OOl·SS:ooo.000 P2 -<S 1(J.OO,OOl..$l.S,OOO,OOO (See CoJ.,..,,, Cl ""103) .. ,

P3 '"'$25,000,001456.000,000 SMoretlm: SS0,000,000 Q •Appnisol .R s C051 (Real Eslo1< Cl•!Yl ·s �ent

oooorJ

•Sl,OOJ-$2,SOO ! l,000,Coo

-tis;oo1;sSO,ooo -.. ·HI H2_,•Mon:tbau · ,000,000 L SSO,OOl·SJ00,000;1 ... M'· .: ·.s100.001�.ooo

····

Name of PC'l$0n R(:portint;:

Hartz, Harris L

Dute ofl\epon

4/1912005

, ..

A. B. c. D . Grou vahie at tJ 1 d of

n: pcriocl rep:Rrcc period

(I) (2) ( I) (2 ) (I) 1rm .>lc:.Ktmpl m d!Klos

"( X) .. (.'.!) (l) (4) (SJ

"""""" T)'p< v • .,. 1)-pe (�g. Vilut G ai11 Code2 Method Cad:2 Code

I (A· "'

37. -SE> Core Fixed lncomeFd, murual fd Sale 1 0/ 1 9 j

38. -SE! GNMA Fd. Muwal fd Sale 10119 K

39. -SEI Hii Yield Bond Fd, m u1llal fd Sale 10/19 j A

40. -Blaclcrodc lnt'I Bond Fd , mutual fd

41. Parcel 1 U n impro\•ocl real estate in S an Jttan B Rent M w County , NM

42. Parcel 2 Unimproved real cswe in S an Juan Sale llS L F KozimorTrus t

43. 403B aecoonl Di videod j T

44. -PGRWX

40 1 (1t)aeeount None rolled over 8f1 7

46. -FGRIX

47. - FMAG X

48. -T. Rowe Priee Mid-Cap Grtb Fd

49. -Calv ert Soc:iJl Inv. f<j. Fd. I

so. State Retiremen t Account c Interest L T

S I. Individual Retirement Annuity E Divi dend }/ T

52. - !NG Fixed A<collllt

53. --IN G GET Fund Sc::ics D ' Liquidated I/I S K

54 . - ING Balanced VP Partial Buy 1/1 5

A 8 . c , o E

F

( $tot Column C2) u •Boo k V al 1.tt v • O tb r w ... .Es1im111 d

... ...........--· -... ··

FINANCIAL DISCLOSURE REPORT

Page 3 of 6

VU. lNVESTMENTS and TRUSTS -Income, toe. t11Wca.ticw (includes tho$Cofthe spouse a;nd depcOOcntc.bildrcn.. Seepp. l4-.S7 offiJi.,t instruccions.)

Description of A5Scl.'I Income dtritlg Tnu\SllCticn durq tq')Orting period

(incllding trust uscu)

P t diu eac.h 11ue� e:ii:en:tpl (e.g. vu� Date: Idcn•ityofliotn prior ditdOSll!'t Codct div. fCnL « buy,stll, Montb· buyatscflc::r

(A •Jll int.) (J.P) Code) n>C'lO"· Day O·P) (if private (Q-W) n:dc""41lion) tr.snuction)

A

County, NM

A

45.

-- -

. .

K

l. Jpcomc:IGain C-odcs: •SJ. , :J ':s1,001-Sl;s<>CI -Sl;SOl-$.S,000 • .001..s1. .ooo -s1s.001.sso,ooo

(Sec Cdwnn• BI ..i 04) sso.06l.s100,ooo .• · G . I00,001-Sl,000,000 'Iii = sr.000.001-.ss.ooo.ooo fil •Morctban ,000,000

2. Value Codes: J ·c SIS,<XlO?"k;s )( •515,001-$50,000 L =SS0,001.$100.000 M • $100,001-$250, 000

(Sc�Columru: Cl and D3) N •S'..SO,OOMl00,0?0 0 •SS00,001 41,000,000 PJ •ll,000.00t-lS.000,000 P2 •$5,000,001-S?S, OOO,OOO

Pl • SlS,000,001.$50,000,000 P4 •SM"" thonSS0.000,000

l. VNnc M1.1bod Codes Q •Appr.>isal R •Co• (Real E•.alc Ooly) s -"""""""' T -�d

Name o f P erson Reporting Date orR.i:p0rt

Hattz, Harris L 4119 noos

B. c. D. c

rq>orting period reportirl¥ period (l) (2 ) ( I) m (I) If not exemp t rrum disctosure

aft ct (2) 0) (4) 15)

""""'"' o.tc: v . .... c;, ;,, buy, tcl l. Cad e: 2 c.cJe

Im.) D•y I "'

SS. . Partial Buy 8123 M

56. £RA. Account B Dividend M T

S7. SPIBX

58. -Gov'c Nat'I Mtge Ass' n Pool

S9. DIYBX

60. -EUGBX

6 1 . -MSDW Liqui d Asset Fd, muwal fd.

62. -US Treasury Bonds

63. -AMO BX

6 4 . -GLBAX Buy 7112 1

65. Annuity A D ividend 1 T

66. ·-ING GET Fund Serits E liquidate: 9/14 1

67. -VP lnl<:r Bon d Porlfolio b uy 9/1 4

68. Allslllte Life Ins. Co. annuity A Interest K T --

69 . CM Life Ins. Policy B · . Interest L M

70. MONY Life Ins. Policy A ln i=t K T

71 . Secority CoMcc.ticu t Life In s. Poticy #I A Interest K

72. Security Connecticut Life Ins. Policy #2 A lntcrcst K T

-8 oC. D e

G

J K :L-0

(Sot Colo"" C2) u • :6oo): V l!lllC v •Otb" \V • .E:stim:ircd

l

-

FINANCIAL DISCLOSURE REPORT

Page 4 of6

A.

ion of Assets locomc during Gross value u end of Tnit.soi tions dorilg reporting period

(inc:h.idi.wsi a$1CU}

Place ·ext each ex &om prior disi:losun:

T)1" ( g. V2lue Val.x Type (e.g. JdentilyofCode I div. tcftt. Ot Cod•l Me<hod Month 4 bvycrtselk:r(A-H) (l·P) Codel · . {J·P) (A· (Ir private

(Q.W) n:detr;>doo) ln1$Clion)

T

I . Jncome'Gain Codes: . A ��40�or leA• •Sl,0,01.$2,500 ..-S2,.SOJ�SS.-OOO -ss,001;s1s.ooo • S \S,OOl•SS<l,000

(SeeColumns ll 1 MXI 04) I ;•SSU,001 ..SIOO,OO<! = .SIOo,001·Sl.000,000 · w -s1.ooo,001..s1, -000,ooo H2 •More hoo SS, 000,000

2.. Value Cocks: ,:. Sl5.Cf00•IX' k:s$ .:.Sli,OOl.SS0,000 •$$0,00l.SI 00,000 M •SlOO,CXll-SlS0,000

(Sec Cclumps Cl and 03) ·N -.szso.ooo-:s:OQ.ooo .sSoo.OOJ..SJ,000,000 ·1 J · -·s1,ooo,001-ss,ooo.ooo n -ss.00 001;.ns.000, 000

Pl • ru, ooo.001-tso,000,-000 ·P< •SM= il>M S;-0,000,000

3. Value Mcehod Codes Q •AP,Jni$<11 R -Cost (Real Eslo11C Orily) s =""""- T -Cash/Mlutd

dcod

Har ne of Person Reporting

HaJtt, Hams L 4/ 1 912005

VIL INVESTMENTS and TRU STS - inc:iom: , Yabt. ; s;::.: o.s <.in : bdes !hose or 1n.c $pOIAe a.m dcpcocSent cbildtcn. See pp. 1 + s1 ormio.g i t*r.ad ions . )

A. B. c. D.

reponirlg pc:tiod 1tpordns: period

(I) (2) ( I ) (2) ( I ) Ir Id ciccnip. from dtSC -. re

(J ) (4) Cl 1'yp< T)JlC- (c.c. v .... G;);in

MClhod buy, sch, M-- Cod< 2 Cod< ... , """"'· (J.J')

73 . TETSX ( fonncrly BAllEX) c Dividend M T

74 . SVOFX None

75. OPPAX A Divi K T

76. SCINX Dividend

77. MSDW Active .US... Money Trust, mutual fd Dividend J T

78. AMO BX None J T

79. DIVBX D Dividend K T

80. SUGBX A Dividend J T

81. Gl.BBX A Dividend K T

B2. un.ex Dividend J

83. BRXB Nooe L T

84. . Partial buy U4

8S. . Partial buy 3 /18 J

86. . . P�lbuy 7/29 J -

87. Partial buy 7130 J

.. PartiaJ b uy IUl4 J

89. OJA A D i vid:nd l T

90. Tech. Commercialization Int'I. cmn None K w

. • ooo ,ortcos • B - s t,OOl-S2,l00 , ·; .G •s100,oc11: s1.ooo,poo s

. - K·. sSJS, J-S$.O,ooo

3 . Vlllue M eth od Codes

<Sec cot .. ,,. > U • Book Valoc v . • Ott lC!

. L - s;o,ooJ.-$100.

· P4 · • SMorctbim·.sso,000 ,000·

.s -Ancss:mc:it

'Yt •.Estimated

I {A· (ifpriVMc "'

FINANCIAL DISCLOSURE REPORT

Page 5 of 6 Date ofRcpo

Ocsctipcioo of Assets Income dlrinia GIQs:s "·•Jtae u eod or �-during repon:i1_, period

(i:ndud"'c 1Mt •uds)

Place •oq" aflct cu:h 11.Ssct excn:ipl (l)

Amount (t.g. Value: v.iuc Dale: ldemil)' or '"""prior d ........ Code I div. R:lt.. oc Codcl buyerl$Clk:r (A ·HJ (J·P) CodeJ

(Q-W) tcc.$eft1Kion) Day

J T

A K T

A

A T

:- J

-

- . --- .

- .

88. .

t. Cede.: A -st t>. -ss.OOJ-its.ooo

(SccColumns·Bl.,,dl>I) F -s;�.001-$100,000. . . .

Ht.-st.CI00.001- s.000.000 H2 •Mm. tbao ss.000,000

2. v.iuc COOcs: J

cs.. c1...tDJ) . N

•SlS.OOOor &eu

=rub.OOO'SS()Q.ooo.. 0 • S.SOO.i:>OJ..$1�000,000 .··

. ' Pl • $2S,000,00l...S.SO,OOO,OOO ,. ' Q -1-pp.,isol R -Cos! (Real E$1•to Ody)

14. SI00,001-5'.JO,oOO

ttl1NKlion}

E -sts,001 0.000

Name o f PCISOn R eporting

Ham:, Hams L

•• B. c.

rt:poning period

( I) (l) (I) (l)

o""'°""' Tl1" l

Codo2 inL.)

9 1. Wells Fa rgo Bank Acoount lnl<n:$t T

92. Stai. oflsmcl Bond lnl=s c J

93. US Savin gs Bond$ B Interest K T

94. Tennis CJub of Albuquerque d ebenture Interest J T

95. P romissory Noto--Ko'Zimor Trust A Interest K T

A •..Sl; OOO or Jess B c . . . ; •

l f L

l'l

R s

( See Coli;ill'lll Cl) u •Book Valitt: v •.Olh w = Estiroaicd

o.

Date of Rep<> rt

411912005

(I) If not C Xtf1'91 rrora d isclosure

(l) ( ) CS) V a l ue

Codo ' Code rucr:e<. Day (J-P) I (A-

U\

acquire 115

0 E

T

FU'iANCIAL DISCLOSURE REPORT

Page 6 of 6

vrr. lNVESTMENTS and TRUSTS

Oc$aip!;ionor A$.scls Income dlrin.g 0-rou value 111 end of

(indudt.a1ruseasseu:) rcportln£ period

Place "(X)• �ft er uset cxc� & m pri3r di:&tblltC

(e.g. Va"" Va ue Code l div. rcu. or M""°"

(A·H) (l·I') Codcl (Q-W)

A M

A T

A

Ttt1$etlons cki1\S rcponil>£ period

('.?) 1')pe (e.a. Ollt.e: Goin ldentiryolbuy,sdl, Molltb- lxi)'Cdscllcr

(ifpriv.:i1etcdcmption) uatlS8Cliori)

1. lncomclGai!'l Codes:: SI .00I.$2.$00 -S2.S014S.OOO

HI s1,ooo:o01-$s,ooo.ooo .(Sc»Co umttSBl udDO' •.SSO.QOl-$100.000 G • SJOQ,OOl,Sl, 000.000

l,V#luo *' SJS.000or lets K .. $1S,OOJ-$SO,OOO =SS0.001$100,000

(SeoCOlwun.s Cl a>d Dl) • SlS0.000-$500,000 0 -. s .001-s1.ooo.ooo PJ ·•SJ,«l01 1-S5,D9:0,000

P3 •S25,000;00l·$S0,000,000 1> : SMoic lb sso.ooO.ooo

3. Value Mclhod Codes Q •APPf"'isal •Cos1 (Real Esbte Only) -Asstts:men!

•S5,00l-S1S.OOO •SIS,001-$50.000

H2 •Moretb:u�SS,000,000

M •s100.001..s2so.ooo P2 • SS,000 001-$15,000,00G

-Ca31\1Mad;d

-.

Dute ofRcport Name of Person ReportingFINAl"fCIAL DISCLOSURE REPORT

Hartz, llaJTis L 4/1912005

�""'nornopon.lvm. ADDffiONALINFORMATION OR EXPLANATIONS

I. Trust 3 on the 2002 Conn no longer meets the lhresbold for reporting

- .

FINANCIAL DISCLOSURE REPORT NameorPersor.Rcporuns Dnte oi Reporl

Ham, Harris L 411912005

<'"""'...,••fR••"">VID. ADDITIONAL INFORMATION OR EXPLANATIONS

Date:....-_'-1_}_19'-'j'-;).-o_ __ _

FINAl'iCIAL DISCLOSURE REPORT Name of Pason Reporting

Hartz, Hanis L

Date of Report

411912005

JX. CERTIFICATION.

I certify that all informationgiven above (including information pertainingto my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 el seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDNIDUAL WHOKNOWINGLy AND WILFULL y FALSIFIES ORF AILS TO FILE nns REPORT MA y BE SUBJECT TO CIVU. AND CRJMilfAL SANCTIONS (5 U.S.C. app. § 104)

·.

·.

FILINGINSTRUCTIONS

Mailsigned original and 3 additional copies to:

Committeeon Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544