HENRY UIHLEIN II AND MILDRED A UIHLEIN …990s.foundationcenter.org/990pf_pdf_archive/391/...HENRY...

Return of Private Foundation OMB No ,545-oo5z or Section 4947(a)(1) Nonexempt Charitable Trust

Treated as a Private Foundation 2003 Note: The organization may be able to use a copy of this return to satisfy state reporting requirements

Form 990PF Department of the Treasury Internal Revenue Service

For calendar year 2003, or tax year beginning , 2003, and ending 20

G Check all that apply : [] Initial return E] Final return O Amended return

Use the IRS Name of organization

label . HENRY UIHLEIN II AND MILDRED A . UIHLEIN FOUNDATION Otherwise, Number and street (or PO box number if mad as not delivered to street address) Room/suite

print ortype 648 PLANKINTON AVE 260 .

See Specific city or town, state, and ZIP code Instructions . MILWAUKEE WI 53203 H Check type of organization : 2 Section 501(c)(3) exempt private foundation 0 Section 4947(a)(1) nonexempt charitable trust [] Other taxable private foundation I Fair market value of all assets at end J Accounting method : Ox Cash F1 Accrual

of year (from Part !l, cot. (c), 0 Other (specify) line 76) lo. $ 21,301,538 (Part /,column (d) must be on cash basis .)

Part I Analysis of Revenue and Expenses (The total fa) Revenue and

Address change 0 Name change

B Telephone number (see page 70 of the instructions)

414-271-2017 C It exemption application is pending, check here

D 1 Foreign organizations, check here 10.

2 . Foreign organizations meeting the 85 % test, check here and attach computation 0'. El

E If private foundation status was terminated under section 507(b)(1)(A), check here 1 0

F If the foundation is in a 60-month termination under section 507(b)(1)(B), check here 0. 1:1

(d) Disbursements

of amounts m columns (b), (c), and (d) may not necessarily equal expenses per (b) Net investment (c) Adjusted net for charitable

the amounts in column (a) (see page 10 0l the instructions)) books income income purposes (cash basis only)

1 Contributions, gifts, grants, etc,received (attach schedule) . . . . Check pp. F~ if the foundation is not required to attach Sch B . .

2 Distributions from split-interest trusts . . . . . . . . . . 3 Interest on savings and temporary cash investments . . . . . . . . 4 Dividends and interest from securities . . . . . . . . . . . 5a Gross rents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b (Net rental income or (loss) )

6a Net gain or (loss) from sale of assets not on line 10 b Gross sales price for all assets on line 6a 18,410, 940 7 Capital gain net income (from Part IV, line 2) . . . . . 8 Net short-term capital gain . . . . . . . . . . . . . . . . . . . . 9 Income modifications . . . . . . . . . . . . . . . . . . . . . . . . 10a Gross sales less returns and allowances

b Less: Cost of goods sold . . . . . . c Gross profit or (loss) (attach schedule) . . . . . . . . . .

11 Other income (attach schedule) . . . . . . . . . . . . . . C'] 12 Total. Add lines 1 through 11 . . . . . . . . . . . . . . . . . .

. 13 Compensation of officers, directors, trustees, etc. . . 14 Other employee salaries and wages . . . . . . . . . . . . 15 Pension plans employee benefits . . . . . . . . . . . . . . 16a Legal fees (attac , i~ ~ . . . . . . . . . . . b Accountin fe c Other prof ~i nal fees (attach schedu e~ . . . . . . . .

17 Interest . . ~ . . 0~ T~~ ~~ .00 . . . . . . . . . . . . 18 Taxes (attach ch dule) (see page 13 of the instr L% s) . . . . . 19 Depreciati n (atta~-s j~~~ a '~ pleti n . . . . 20 Occupant . . . .~!'17~.~-.°.~+ .~ ° . . . . . . . . . . . 21 Travel, conferences, and meetings . . . . . . . . . . . . 22 Printing and publications . . . . . . . . . . . . . . . . . . . . 23 Other expenses (attach schedule) . . . . . . . . . . . .

a 24 Total operating and administrative expenses. Add lines 13 through 23 . . . . . . . . . . . . . . . . . . . .

25 Contributions, gins, grants paid . . . . . . . . . . . . . . . . 26 Total expenses and disbursements. Add lines 24 and 25 . . . . 27 Subtract line 26 from line 12 :

a Excess of revenue over expenses and disbursements . . . . b Net investment income (if negative, enter -0-) . . . c Adjusted net income (if negative, enter -0-) . . . . .

For Paperwork Reduction Act Notice, see the instructions . ISA STF FED 037E 1

0

13,634

0 Form 990-PF (2003)

HENRY UIHLEIN II AND MILDRED A UIHLEIN FOUNDATION 39-1322995

A Employer identification number

39-1322495

142 , 376

113, 162 113 , 162 265 , 334 265 , 334

1 , 012 , 682

1,012,682

1,533,55411,391 .178

31 , 062 27,909 1,395 76,748 41,948

47,711

N/A

506 , 715 58 , 514 1 0 546 , 000

1,052,715 58,514 0

480,839 1

4 26,51 34,800

43,1

13, 634

9,480

443,619 546,000 989, 619

Form 990-PF(2003)

Beginning of year End of year

(a) Book Value (b) Book Value (c) Fair Market Value

418,188 276,622 276,622 3 , 107 , 369 5,274 725 5 F 268,749

5 , 171 , 097 2 , 323, 655 2 1 5-0-9 , 995 8 , 246, 322 8 , 489, 433 8 , 765,459

502,540 0 0

1,622,862 1,622,862 2,715,100

1 , 561 , 920 1 , 765 , 613

19,068,378 19,549,217121,301,538

Part II Balance Sheets Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions )

1 Cash - non-interest-bearing . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Savings and temporary cash investments . . . . . . . . . . . . . . . . . . . 3 Accounts receivable

Less : allowance for doubtful accounts 4 Pledges receivable

Less : allowance for doubtful accounts 5 Grants receivable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see page 15 of the instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7 Other notes and loans receivable (attach schedule)

40 Less : allowance for doubtful accounts

d 8 Inventories for sale or use . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . a 9 Prepaid expenses and deferred charges 10a Investments - U S and state government obligations (attach schedule) . . . . . . b Investments - corporate stock (attach schedule) . . . . . . . . . . . . c Investments - corporate bonds (attach schedule) . . . . . . . . . . .

11 Investments-land, buildings, and equipment basis jo. Less accumulated depreciation (attach schedule) p.

12 Investments - mortgage loans . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Investments-other (attach schedule) . . . . . . . . . . . . . . . . . . . . . 14 Land, buildings, and equipment. basis jo,

Less . accumulated depreciation (attach schedule) 15 Other assets (describe jo. ) 16 Total assets (to be completed by all filers - see page 16 of

the instructions . Also, see page 1, item I) . . . . . . . . . . . . . . . . . 17 Accounts payable and accrued expenses . . . . . . . . . . . . . . . . . . . 18 Grants payable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

y 19 Deferred revenue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Loans from officers, directors, trustees, and other disqualified persons . . . . . . . 21 Mortgages and other notes payable (attach schedule) . . . . . . . . . 22 Other liabilities (describe p. )

23 Total liabilities (add lines 17 through 22) . . . . . . . . . . . . . . . . . . Organizations that follow SFAS 117, check here . . . . . . lo. and complete lines 24 through 26 and lines 30 and 31 .

N X 24 Unrestricted . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 , 068 , 378 19 , 549 , 217

25 Temporarily restricted . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . pp 26 Permanently restricted . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Organisations that do not follow SFAS 117, check here 10. and complete lines 27 through 31 .

0 27 Capital stock, trust principal, or current funds . . . . . . . . . . . . . . . . 49 28 Paid-in or capital surplus, or land, bldg., and equipment fund . . .

29 Retained earnings, accumulated income, endowment, or other funds . . . . . . . 30 Total net assets or fund balances (see page 17 of the

instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19,068,378 19,549,217 31 Total liabilities and net assetslfund balances (see page 17

of the instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19, 068, 378 19, 549, 217

Part III Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2 Enter amount from Part I, line 27a . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Other increases not included in line 2 (itemize) t 4 Add lines l,2.and 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Decreases not included in line 2 (itemize) p. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 . . . . .

STF FED2037F 2

9,549,217

19, 549, 217 Form 990-PF (2003)

f 1 HENRY UIHLEIN II AND MILDRED A UIHLEIN FOUNDATION 39-1322995

19, 068t__37 480,83

HENRY UIHLEIN II AND MILDRED A . UIHLEIN FOUNDATION 39-1322995

(c) Date acquired (mo ,day, yr )

(d) Date sold (mo , day, yr )

for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

col (k), but not less than -0-) or Losses (from col (h))

(k) Excess of col (Q over col Q), if any (Q F M V as of 12/31/69 I U) Adjusted basis

as of 12/31/69

STF FED2037F 3

Form 990-PF(2003)

Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e g , real estate,

(b) How acquired P - Purchase 2-story brick warehouse, or common stock, 200 shs MLC Co ) D - Donation

1a See attached schedule b c d e

(e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (or allowable) plus expense of sale

a

e

(h) Gain or (loss) r) plus (f) minus 6

C

2 Capital gain net income or (net capital loss). If gain, also enter in Part I, line 7 . .

~ If (loss), enter -0- in Part I, line 7 . . . } 2 1,012,682 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) :

If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions) . If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . . . . .

. . ~ 3

Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income .) If section 4940(d)(2) applies, leave this part blank. Was the organization liable for the section 4942 tax on the distributable amount of any year in the base period? 0 Yes XD No If "Yes," the organization does not qual ify under section 4940(e) . Do not complete this part .

1 Enter the appropriate amount in each column for each year ; see page 17 of the instructions before making any entries.

Base period years (b) (c) Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets (col (b) divided by col (c))

2002 1 , 244 , 725 17 , 183 , 412 0 .0724 200 1 , 030 , 324 18 678 , 990 0 .0552 2000 655 , 430 11 , 598 , 145 0 .0565 1999 449 , 250 9 , 595 , 059 0 .0468 1998 268,000 6, 638, 644 0 .0404

2 Total of line 1, column (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 0 .2713 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by

the number of years the foundation has been in existence if less than 5 years . . . . . . . . . . . . . . 3 .05426

4 Enter the net value of noncharitable-use assets for 2003 from Part X, line 5 . . . . . . . . . . . . . . . 4 21,201,608

5 Multiply line 4 by line 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1,150,399

6 Enter 1 % of net investment income (1 % of Part I, line 27b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 13 , 327

7 Addlines 5and6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 ~ 1,163,726

8 Enter qualifying distributions from Part XII, line 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 8 1 838, 649 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1 b, and complete that part using a 1 % tax rate . See the Part VI instructions on page 17 .

Form 990-PF (zoos)


Farm 990-PF(2003)

Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 -see 1a Egempt operating foundations described in section 4940(d)(2), check here t FJ and enter "N/A" on line 1 .

Date of ruling letter: (attach copy of ruling letter if necessary - see instructions) b Domestic organizations that meet the section 4940(e) requirements in Part V, check here pp.

and enter l% of Part l, line 27b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Pan 1, line 12, col (b) .

.

. . . 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) . . . . . . . . . . . . . . 3 Add lines land 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) . . . . . . . . . . . . . 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0. . . . . . . . . . . . 6 Credits/Payments: a 2003 estimated tax payments and 2002 overpayment credited to 2003 . . 6a 22,541 b Exempt foreign organizations - tax withheld at source . . . . . . . . . . . . . . . 6b c Tax paid with application for extension of time to file (Form 8868) . . . . . . . 6c d Backup withholding erroneously withheld . . . . . . . . . . . . . . . . . . . . . . . . 6d 7 Total credits and payments . Add lines 6a through 6d . . . . . . . . . . . . . . . . . .

. . . . . . . . . .

. . .. . . . . . .

8 Enter any penalty for underpayment of estimated tax. Check here F-1 if Form 2220 is attached . . . . . 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed . . . . . . . . . . . . . . . . . 10.

10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . . . . . po. 11 Enter the amount of line 10 to be : Credited to 2004 estimated tax jo. Refunded

ige 17 of the instructions

1 26 , 653

2 3 26,653 4 5 26 , 653

7 22 , 541 8 9 4 , 112 10 Q 11 0

STF FED2037F 4

Part VII-A Statements Regarding Activities 1a During the tax year, did the organization attempt to influence any national, state, or local legislation or did it Yes No

participate or intervene in any political campaign? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 18 of

the instructions for definition)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b X !f the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the organization in connection with the activities.

c Did the organization file Form 1120-POL for this year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . is X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year :

(1) On the organization . lip. $ (2) On organization managers . jo. $ e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed

on organization managers . p. $ 2 Has the organization engaged in any activities that have not previously been reported to the IRS? . . . . . . . . . . . . 2 X

If "Yes," attach a detailed description of the activities . 3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments If "Yes," attach a conformed copy of the changes . . . . . 3 X 4a Did the organization have unrelated business gross income of $1,000 or more during the year? . . . . . . . .

. .. . . 4a X

b If "Yes," has it filed a tax return on Form 990-T for this year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4b X 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? . . . . . . . . . . . . . . . . . 5 X

If "Yes,"attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either :

By language in the governing instrument or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 X

7 Did the organization have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV . . . . . . . . . 7 X 8a Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) Wisconsin, New York b if the answer is "Yes" to line 7, has the organization furnished a copy of Form 990-PF to the Attorney General

(or designate) of each state as required by General Instruction G? If "No,"attach explanation . . . . . . . . . . . . . . . . 8b X 9 Is the organization claiming status as a private operating foundation within the meaning of section 4942(j)(3) or

49420(5) for calendar year 2003 or the taxable year beginning in 2003 (see instructions for Part XIV on page 25)? If "Yes," complete Part XIV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10 Did any persons become substantial contributors during the tax yeah if °Yes,"attach a schedule listing their names and addresses . . . . . . . 10 X 11 Did the organization comply with the public inspection requirements for its annual returns and exemption applications . . . . . . . . . . . . . . . 11 1 X~

Web site address b. N/A 12 The books are in care of l, Uihlein Financial Inc . Telephone no . oo. 414-271-2017

Locatedatp. 648 N . Plankinton Ste 260, Milwaukee WI ZIP+4,. 53203 13 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here . . . . . . . . . . . . . . . . . 10.

and enter the amount of tax-exempt interest received or accrued during the year . . . . . . . . . . . . . 11- 1 13 ' Form 990-PF (zoo3)

Form 990-PF(2003)

Part VII-B , Statements Activities for Which Form 4720 Mav Be

x

6a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . E] Yes FX-J No

b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . . . If you answered "Yes" to 6b, also file Form 8870.

6b I I X

Form 990-PF (2003)

STF FED2037F 5

HENRY UIHLEIN II AND MILDRED A. UIHLEIN FOUNDATION 39-1322495

File Forth 4720 if any item is checked in the "Yes" column, unless an exception applies. 1a During the year did the organization (either directly or indirectly),

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? . . . . . . [] Yes [2 No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a

disqualified person? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 Yes x No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? . . . . . [R Yes E] No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? . . . . . . [R Yes [] No (5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . El Yes Fx-1 No (6) Agree to pay money or property to a government official? (Exception . Check "No" if the

organization agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days .) . . . . . . . . . . . . . . . . . . . . [:] Yes [R No

b If any answer is "Yes" to 1 a(1) - (6), did any of the acts fad to qualify under the exceptions described m Regulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see page 19 of the instructions) . . . . . . . . . . . . . . . . . . . Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . b. 11

c Did the organization engage in a prior year in any of the acts described in 1 a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2003? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined in section 4942Q)(3) or 4942(j)(5)) :

a At the end of tax year 2003, did the organization have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2003? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . E] Yes [R No If "Yes," list the years " 20 , 20 , 20 , 19

b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see page 19 of the instructions .) . . . . . . . . . . . . . . . . . . . .

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here lo, 20 ,20 ,20 ,79

3a Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . [-] Yes [R No

b If "Yes," did it have excess business holdings in 2003 as a result of (1) any purchase by the organization or disqualified persons after May 26, 1969 ; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the organization had excess business holdings in 2003 .) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes? . . . . . . . . . . . . . . . b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that

had not been removed from jeopardy before the first day of the tax year beginning in 2003 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5a During the year did the organization pay or incur any amount to :

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? . . . . 0 Yes [Z No (2) Influence the outcome of any specific public election (see section 4955); or to carry on,

directly or indirectly, any voter registration drive? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . E] Yes [K No (3) Provide a grant to an individual for travel, study, or other similar purposes ? . . . . . . . . . . . . Yes FX-J No (4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? . . ..

Yes 0 No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational

purposes, or for the prevention of cruelty to children or animals? . . . . . . . . . . . . . . . . . . . . E] Yes 0 No b If any answer is "Yes" to 5a(1) - (5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945

or in a current notice regarding disaster assistance (see page 20 of the instructions)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . .

c If the answer is "Yes" to question 5a(4), does the organization claim exemption from the tax because it maintained expenditure responsibility for the grant? . . . . . . . . . . . . . . . . . . . . . . . . [] Yes No If "Yes," attach the statement required by Regulations section 53.4945-5(d).

Yes I No

X

2b

3b 4a X

4b


List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number Expenses of organizations and other beneficiaries served, conferences convened, research papers produced, etc

1 None --------------------------------------------------------

2

--------------------------------------------------------

3

--------------------------------------------------------

4

--------------------------------------------------------

Form 990-PF (2003) STF FED2037F 6

Form 990-PF(2003)

Part VIII l~nformation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 20 of the instructions (b) Title, and average (c) Compensation (d) Contributions to

(a) Name and address hours per week (If not paid, employee benefit plans (e) Expense account, devoted to position enter -0-) and deferred compensation other allowances

See - schedule - attached

---------------------------

---------------------------

2 Compensation of five highest-paid employees (other than those included online 1 -seepage 20 of the instructions). If none, enter "NONE."

(b) Title and average (d) Contributions to

I employee benefit I (e) Expense account, (a) Name and address of each employee paid more than $50,000 I hours

devoted to per week

position I (c) Compensation plans and deferred other allowances

None

-------------------------------

-------------------------------

-------------------------------

Total number of other employees paid over $50,000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 3 Five highest-paid independent contractors for professional services - (see page 20 of the instructions). If none, enter

"NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensate

None

---------------------------------------- ---------------------------------------- ----------------------------------------

Total number of others receiving over $50,000 for professional services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Part IX-A Summary of Direct Charitable Activities

Form 990-PF(2003)

Part IX-B , Summa of Program-Related Investments see page 21 of the instructions Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount 1 None

--------------------------------------------------------

2

--------------------------------------------------------

All other program-related investments See page 21 of the instructions 3

--------------------------------------------------------

Total. Add lines 1 through 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1111-1 Part X Minimum Investment Return (All domestic foundations must complete this part . Foreign foundations, see

page 21 of the instructions . 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes : a Average monthly fair market value of securities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . la 21,085,320 b Average of monthly cash balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 b 439,155 c Fair market value of all other assets (see page 22 of the instructions) . . . . . . . . . . . . . . . . . . . . . . . . . 1c d Total (add lines 1 a, b, and c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Id 21 , 524, 475 e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) . . . . . . . . . . . . . . . . . . . . . . .

. ..

. . . . 1e

2 Acquisition indebtedness applicable to line 1 assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 3 Subtract line 2 from line 1 d . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 21,524,475 4 Cash deemed held for charitable activities . Enter 1'/z% of line 3 (for greater amount, see page 23

of the instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 322,867 5 Net value of noncharitable-use assets . Subtract line 4 from line 3 . Enter here and on Part V, line 4 . . . . . . . . . 5 21 201 , 608 6 Minimum investment return . Enter 5% of line 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. . . . ~ 6 ~ 1, 060,080

Part XI Distributable Amount (see page 23 of the instructions) (Section 4942Q)(3) and (j)(5) private operating foundations and certain foreign organizations check here p- Eland do not complete this part .)

1 Minimum investment return from Part X, line 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1 , 060 , 080 2a Tax on investment income for 2003 from Part VI, line 5 . . . . . . . . . . . . . . . 2a - 26, 653 b Income tax for 2003 . (This does not include the tax from Part VI .) . . . . . . 2b c Add lines 2a and 2b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2c 26,653

3 Distributable amount before adjustments . Subtract line 2c from line 1 . . . . . . . . . . . . . . . . . . . . . . . 3 1,033,427 4a Recoveries of amounts treated as qualifying distributions . . . . . . . . . . . . . 4a b Income distributions from section 4947(a)(2) trusts . . . . . . . . . . . . . . . . . . 4b c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4c

5 Add lines 3 and 4c . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1 , 033, 427 6 Deduction from distributable amount (see page 23 of the instructions) . . . . . . . . . . . . . . . .

. . . . . . . . 6

7 Distributable amount as adjusted . Subtract line 6 from line 5. Enter here and on Part XIII, line 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1,033,427

Part XII Qualifying Distributions see page 23 of the instructions 1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes : a Expenses, contributions, gifts, etc. -total from Part I, column (d), line 26 . . . . . . . . . . . . . . . . . . . . . 1a 989,619 b Program-related investments - Total from Part IX-B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 b

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3a b Cash distribution test (attach the required schedule) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3b

4 Qualifying distributions. Add lines 1 a through 3b Enter here and on Part V, line 8, and Part All, line 4 . . . . . . . . . . 4 989,619 5 Organizations that qualify under section 4940(e) for the reduced rate of tax on net investment

income . Enter 1% of Part I, line 27b (see page 24 of the instructions) . . . . . . . . . . . . . . . . . . . . . . . . 5 6 Adjusted qualifying distributions. Subtract line 5 from line 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 989 , 619

Note : The amount on line 6 will be used in Part V, column (b), m subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years.

Form 990-PF (2003) STF FED2037F 7


Form 990-PF(2003)

Part XIII Undistributed Income (see page 24 of the instructions)

43,808

538,887

538,887

Form 990-PF zoos)

STF FED2037F 8

HENRY UIHLEIN II AND MILDRED A UINLEIN FOUNDATION 39-1322495

1 Distributable amount for 2003 from Part XI, line 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2 Undistributed income, if any, as of the end of 2002- a Enter amount for 2002 only . . . . . . . . . . . . . . . . b Total for prior years 20 , 20 , 19 3 Excess distributions carryover, if any, to 2003 : a From 1998 . . . . . . . . . . . . . . b From 1999 . . . . . . . . . . . . . . c From 2000 . . . . . . . . . . . . . . 45 , 034 d From 2001 . . . . . . . . . . . . . . 144 , 178 e From 2002 . . . . . . . . . . . . . . 393 , 483 f Total of lines 3a through e . . . . . . . . . . . . . . . . .

4 Qualifying distributions for 2003 from Part XII, line 4: No. $ 989, 619

a Applied to 2002, but not more than line 2a . . . . . . b Applied to undistributed income of prior years (Election

required - see page 24 of the instructions) . . . . . . . . . . . . c Treated as distributions out of corpus (Election

required - see page 24 of the instructions) . . . . d Applied to 2003 distnbutable amount . . . . . . . . . . e Remaining amount distributed out of corpus . . . . 5 Excess distributions carryover applied to 2003 . .

(If an amount appears in column (d), the same amount must be shown in column (a).)

6 Enter the net total of each column as indicated below:

a Corpus . Add lines 3f, 4c, and 4e . Subtract line 5 b Prior years' undistributed income . Subtract line

4b from line 2b . . . . . . . . . . . . . . . . . . . . . . . . . . . c Enter the amount of prior years' undistributed

income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed . . . . . . . . . . . . . . . .

d Subtract line 6c from line 6b . Taxable amount -see page 24 of the instructions . . . . . . . . . . . . . .

e Undistributed income for 2002 . Subtract line 4a from line 2a . Taxable amount - see page 24 of the instructions . . . . . . . . . . . . . . . . . . . . . . . . . . .

f Undistributed income for 2003 . Subtract lines 4d and 5 from line 1 . This amount must be distributed in 2004 . . . . . . . . . . . . . . . . . . . . . . . .

7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(E) or 4942(8)(3) (see page 25 of the instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8 Excess distributions carryover from 1998 not applied on line 5 or line 7 (see page 25 of the instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9 Excess distributions carryover to 2004 . Subtract lines 7 and 8 from line 6a . . . . . . . . . . . .

10 Analysis of line 9: a Excess from 1999 . . . . . . . . . b Excess from 2000 . . . . . . . . . 1, 2T6 c Excess from 2001 . . . . . . . . . 144,178 d Excess from 2002 . . . . . . . . . 384,806 e Excess from 2003 . . . . . . . . .

(a) I (b) Corpus Years prior to 2002

82,69

43,808

(c) (d) 2002 2003

1 033 427

89,61

Form 990-PF(2003)

Private Operating Foundations (see page 25 of the instructions and Part VII-A, question 1a If~the foundation has received a ruling or determination letter that it is a private operating

foundation, and the ruling is effective for 2003, enter the date of the ruling . . . . . . . . . . . b Check box to indicate whether the organization is a private operating foundation described in section or

b The form in which applications should be submitted and information and materials they should include: N/A

c Any submission deadlines: N/A

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors : N/A

Form 990-PF (2003) STF FED2037F 9


2a Enter the lesser of the adjusted net Tax year Pnor 3 years income from Part I or the minimum (a) 2003 (b) 2002 (c) zoos (d) zooo (e) Total investment return from Part X for each year listed . . . . . . . . . . . . . . . .

b 85% of line 2a . . . . . . . . . . . . . . . . . . . c Qualifying distributions from Part XII,

line 4 for each year listed . . . . . . . . . . d Amounts included in line 2c not used directly

for active conduct of exempt activities . . . . . . e Qualifying distributions made directly for active

conduct of exempt activities . Subtract line 2d from line 2c . . . . . . . . . . . . . . . . . . . . . . .

3 Complete 3a, b, or c for the alternative test relied upon :

a "Assets" alternative test - enter: (1) Value of all assets . . . . . . . . . . . . . (2) Value of assets qualifying under

section 49426)(3)(B)(i) . . . . . . . . . b "Endowment" alternative test - Enter 21a of

minimum investment return shown in Part X, line 6 for each year listed . . . . . . . . . . . . . .

c "Support" alternative test - enter: (1) Total support other than gross

investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) . .

(2) Support from general public and 5 or more exempt organizations as provided in section 49420)(3)(B)(iu) . . . . . . . .

(3) Largest amount of support from an exempt organization . . . .

. . . .

(4) Gross investment income . . . . .

. .

Part XV Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see page 25 of the instructions.)

1 Information Regarding Foundation Managers : a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before

the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2) )

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs : Check here lo. ~X if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the organization makes gifts, grants, etc. (see page 25 of the instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d

a The name, address, and telephone number of the person to whom applications should be addressed: N/A


Form 990-PF (2003)

Part XV Supplementary Information (continued)

Form 990-PF (2003) S7F FED2037F 10

STf FED2037F 11


Form 990-PF(2003)

Part XVI-A Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514 (e)

Related or exempt (a) (b) (c) (d) function income

Business code Amount Exclusion code Amount (See page 26 of 1 Program service revenue : the instructions

a b c d e f g Fees and contracts from government agencies . . . . . . .

2 Membership dues and assessments . . . . . . . . . . 3 Interest on savings and temporary cash investments . . . . . 14 113 , 162 4 Dividends and interest from securities . . . . . . . . 14 265 , 334 5 Net rental income or (loss) from real estate :

a Debt-financed property . . . . . . . . . . . . . . . . . . b Not debt-financed property . . . . . . . . . . . . . .

. 6 Net rental income or (loss) from personal property . . . . . . 7 Other investment income . . . . . . . . . . . . . . . . . . . 8 Gain or (loss) from sales of assets other than inventory . . . 18 1 , 012 , 682 9 Net income or (loss) from special events . . . . . . . 10 Gross profit or (loss) from sales of inventory . . . . 11 Other revenue: a

b c d

12 Subtotal . Add columns (b), (d), and (e) . . . . . . . . . 1, 3911 178 13 Total. Add line 12, columns (b), (d), and (e) . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1,391,178 (See worksheet m line 13 instructions on page 26 to verify calculations .) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

Line No . Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes). (See page 26 of the instructions .

N/A

Form 990-PF (2003)

Form 990-PF (2003)

Part XVII " Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt

1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code Yes No (other than section 501(c)(3) organizations) or in section 527, relating to political organizations

a Transfers from the reporting organization to a nonchantable exempt organization of: (1) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1a1 X (2) Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1a ( 2) X

b Other Transactions : (1) Sales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b (l) X (2) Purchases of assets from a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b(2) X

(3) Rental of facilities, equipment, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b(3) X (4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b (4) X

(5) Loans or loan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b(5) X (6) Performance of services or membership or fundraising solicitations . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b 6 X

c Sharing of facilities, equipment, marling lists, other assets, or paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . 1c X

d If the answer to any of the above is "Yes," complete the following schedule . Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization . If the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received .

2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? . . . . . . . . . . . . . . . . . [:] Yes [K No

b If "Yes ." complete the following schedule .

STF FE02037F 12


Henry Uihlein II & Mildred A. Uihlein Foundation E1N : 39-1322495

la- Date Value Cash 10/29/2003 $ 105,773

5/22/2003 36,603 $ 142,376

2003 Form 990-PF

Part I Line 1

Contributions made from :

Henry Uihlein II Revocable Trust 648 N. Plankinton Avenue Suite 260 Milwaukee, WI 53203

Part l

Line 1 - Contributions

Henry Uihlein II & Mildred A. Uihlein Foundation EIN : 39-1322495

Line 23- Other Expenses Assoc. of Small Foundations Postage Insurance Wire Fees Essex County APA Permit Money Market Fees

$ 9,651

2003 Form 990-PF

Line 16a - Legal Fees Amy L. Smith Shanley, Sweeney, Reilly Smith, Dwyer, & Bliss

Line 16b- Accounting Fees: Henry Uihlein Office, Inc .

Line 16c- Proffessional Fees: Bray Co . Bessemer Fund John Leekley, Jr .

Line 18- Taxes United States Treasury

Balance of 2002 2nd Quarter 3rd Quarter

Real Estate Taxes Barbara S. Whitney Lake Placid Central

Line 27-Travel Meetings

7731 19500 3831 $ 31,062

$ 27,909

$ 4,800 $ 41,948

30,000 $ 76,748

3,682 650 250 $ 4,581 .56

16,466 26,664 $ 43,129.66

$ 47,711 .22

13,634 $ 13,634.00

400 113

8876 168 91 3

Part II Line 2 - Savings and Temporary Cash Invesments

Shares Book Value Market Value Federal Govt. Obligatory Fund 1,874,894 1,874,894 1,874,894 US T-Bill 3118104 1,035,000 1,030,291 1,033,094 Note 3.625% 3131/04 1,600,000 1,624,000 1,610,496 Note 5.875% 2/1 5/04 250,000.00 246,759 251,485 Federal National Mtg. Assn.3190104 500,000.00 498,781 498,780

$ 5,274,725 $ 5,26$,749 Line 10-Investments

Shares Book Value Market Value 250,000.00 $ 252,320 $ 252,812 250,000.00 289,892 322,000 500,000.00 561,740 566,405

9,000.00 7,734 9,656 500,000.00 497,980 537,090 500,000.00 471,997 569,845 250,000.00 241,992 252,187

$ 2,323,655 $ 2,509,995

7 Oa- Federal Home Loan BK 12I15/05 Treasury Inflation Index Bond 3.375% 4/15132 Note 6% 8115/09 Note 10 .375% 11/15/09 Note 5.875% 11/15/05' Note 6.25% 8/15123 UST Bond 5.25% 2/15/29 Total

2003 Form 990-PF

Henry Uihlein it & Mildred A. Uihiein Foundation EIN : 39-1322495

Henry Uihlein Ii & Mildred A. Uihiein Foundation ElN : 39-1322495

Shares 1,600.00 2,625.00 1,073.00 4,300.00 539.00

2,250.00 4,968.00 3,200.00 1,900.00 3,500.00 4,500.00 9,000.00 1,475.00 4,000.00 675.00

1,800.00 1,600.00 1,450.00 1,925.00 1,100.00 1,375.00 2,000.00 2,200.00 1,600.00 6,500.00 3,250.00 1,300.00 600.00

2,100.00 1,600.00 1,500.00 2,300.00 875.00

2,425.00 1,300-00 1,700.00 850.00

8,668.00

10b-3M Co. Abbott Labs Affymetrix Inc . Aflac Inc . Allied Waste Industries American Express American International Group Amgen Inc . Analog Devices Inc . Anheuser Busch Cos. Inc . Applied Materials Inc . AT&T Corp. Wireless Automatic Data Processing Avaya Inc. Avery~Dennison Corp. Avon Products Baker Hughes Inc . Bank of America Bea Systems Inc. Best Buy Co . BJS Wholesale Club Boston Scientiffic Corp . Brinkler Intl . Inc . Carnival Corp. Cisco Sytems Inc . Citigroup Inc . Coca Cola Colgate-Palmolive Co. Comcast Corp. ConocoPhillips Deere & Co. Dell Computer Corp . Dollar Tree Stores Dover Corp . Du Pont El De Nemours Electronic Arts Eli Lilly Co. EMC Corp.

Market Value 136,048 122,325 26,406

155,574 7,481

108,517 329,279 197,728 86,735

184,380 100,980 71,910 58,424 51,760 37,813

121,482 51,456

116,623 23,677 57,464 31,570 73,520 72,952 63,568

157,495 157,755 65,975 30,030 68,859 104,912 97,575 78,154 26,311 96,393 59,657 81,056 59,780

111,991

Book Value 118,481 .00 117, 784.54 24,040.12

131,178.84 6,741

107,981 240,008 101,225 77,738

107,261 94,817 73,776 57,857 54,151 36,499

118,127 49,808 114,102 25,155 59,345 31,116 66,910 73,516 55,792

163,871 151,413 58,615 34,255 65,662 96,527 84,996 80,297 32,804 91,162 53,002 80,803 57,036

205,638

2003 Form 990-PF

Part 11

Expeditors Intl . 7,025.00 38,764 38,601 Exxon Mobil Corp. 6,125.00 233,789 251,125 Federated Investors Inc. 976 .00 28,255 28,714 FedEx Corp. 900.00 61,703 67,500 Fifth Third Bancorp 975.00 56,852 57,622 Fiserv Inc . 3,300.00 115,048 130,482 Fisher Scientific Intl . 600.00 23,500 24,822 Gallaher,Arthur J. 7,950.00 55,208 63,355 Gannett Company 875.00 70,554 78,015 Gap Inc . 3,000.00 55,912 69,630 General Dynamics Corp. 550.00 46,490 49,714 General Electric 2,800.00 83,185 86,744 General Mills 2,150.00 98,583 97,395 Gilead Sciences Inc . 800.00 47,741 46,624 Goldman Sachs Group 1,300.00 117,969 128,349 Goodrich Corp. 1,594.00 41,925 47,325 Grainger WW Inc . 1,312.00 63,253 62,175 Hartford Financial Services 1,600.00 87,391 94,448 Honeywell International 4,500.00 129,711 150,435 Illinois Tool Works 2,370.00 170,488 198,866 Intel Corp. 3,000.00 105,974 96,150 IBM 1,100.00 117,994 101,948 International Game Technology 1,700.00 51,008 60,690 Intuit Inc . 725.00 34,026 38,323 JDS Uniphase 3,300.00 11,407 12,012 JetBlue Airways Corp . 1,000.00 26,776 26,520 Joy Global Inc . 1,076.00 26,459 28,137 Juniper Networks 550 .00 9,201 10,274 Kohls Corp 1,100.00 60,094 49,434 Kraft Foods CI A 1,575.00 47,786 50,746 L3 Communications Holdings 575.00 28,520 29,532 Lamar Advertising 1,350.00 45,202 50,382 Lexmark International Group 1,000.00 67,483 78,640 Linear Technology 500.00 19,512 21,035 Lowe's Companies Inc . 3,500.00 758,082 193,865 Maxim Integrated Products 450.00 18,816 22,311 McDonalds Corp. 1,500.00 37,199 37,245 McGraw Hill Companies 975.00 60,849 68,172 Medtronic Inc . 2,500.00 117,985 121,525 Melton Financial Corp. 3,100.00 100,254 99,541 Merriit Lynch 1,350.00 73,502 79,177 Microsoft Corp. 6,600.00 197,336 180,642 Morgan Stanley Dean Witter 2,350 .00 122,247 135,994 Nationwide Financial Services 875 .00 26,503 28,927 New York Times CI A 900.00 40,678 43,011 Omnicom Group Inc . 800 .00 61,508 69,864

Pfizer Inc . PMC-Sierra Inc . Scripps EW Co. CI A Siebel Systems Inc . Southwest Airlines Standard & Poors Midcap 400 Sysco Corp. Tiffany & Co. Tribune Company New 10/83 Union Pacific Corp. United Parcel Service CI B United Technologies Corp. Veritas Software Corp . Vertex Pharm. Inc. Viacom Inc . CI B Vitesse Semiconductor Corp. Wal-mart Stores Inc . Walt Disney Co. Weatherford Intl . Inc . Webmethods Inc. Wells Fargo & Co. Xilinx Inc . Yahoo Inc. Zimmer Holdings Total

5,000.00 163,204 176,650 850.00 11,860 17,085 300.00 28,091 28,242

2,450.00 27,232 34,104 7,940.00 142,250 128,151 2,060.00 200,012 217,124 3,250.00 106,669 120,997 1,550.00 62,159 70,060 1,200.00 57,188 61,920 1,000.00 58,442 69,480 950.00 62,389 70,822

2,350.00 140,318 222,709 2,400 .00 82,592 88,848 725.00 8,638 7,503

3,475.00 165,599 154,220 3,081 .00 19,684 18,023 2,500.00 144,163 132,625 4,000.00 87,370 93,320 1,223 .00 42,830 44,028 775 .00 7,197 7,052

1,600 .00 84,393 94,224 2,500 .00 74,435 96,575 2,075.00 81,958 93,437 2,400.00 138,549 168,960

8,489,433 $ 8,765,459


Part II Shares Book Value Market Value

64,098 .669 500,000 527,532 132,132 .460 1,061,920 1,238,081

$ 1,561,920 $ 1,765,613

2003 Form 990-PF

Line 13

Mutual Funds

Bessemer Sanhill Inv . Fd . II Old Westbury Intl . Fund

Total

Capital Gains and Losses

Henry Uihlein II & Mildred A Uihlein Foundation El Number: 39-1322495 Year Ending : 12/31/2003

Part II Long-Term Capital Gains & Losses - Assets Held More than One Year

Description Date Date Gross Cost Gain Post May 5 of property acquired sold sales price Loss Gain/Loss

351 Skyworks Solutions 6/22/2001 8121/2003 3000 Meade Instruments 9/21/2000 8121/2003 280 Skyworks Solutions 6/8/1997 8/21/2003 1934 Boeing Co 4/232002 8/212003 2000 Boeing Co 6/21/2001 8/2112003 43 Travelers Property A 10/2312001 8/21/2003 88 Travelers Property B 1012312001 812112003 1000 Butter Manufacturing Co 6/22J2001 8/2112003 267 Mindspeed Tech 6/8/1997 8/2112003 333 Mindspeed Tech 6122/2001 8121/2003 73 McData Corp 5/12/1999 8/21/2003 1000 McData Corp 6/22/2001 8/21/2003 1400 Gillette Co 6/811999 8121/2003 1500 Home Depot 11/1511999 8/21/2003 3000 Arris Group Inc 4123/2002 8/21/2003 1000 IBM Corp 11/1511999 11/19/2003 349 Monsanto Co 11/15/1999 8/21/2003

3,502 4,732 -1,230 -1,230 8,970 59,573 -50,603 -50,603 2,794 5,491 -2,697 -2,697

63,889 82,322 -18,434 -18,434 66,069 114,914 -48,845 -48,845

665 957 -292 -292 1,356 2,114 -758 -758

14,795 27,869 -13,074 -13,074 685 519 166 166 857 446 411 411 835 1,767 -932 -932

11,439 18,712 -7,273 -7,273 44,084 129,063 -84,979 -84,979 50,848 80,527 -29,679 -29,679 13,776 28,152 -14,376 -14,376 90,156 96,671 -6,515 -6,515 7,573 5,575 1,998 1,998

3~a,a~ TOTAL 861,638 889,579

Schedule D

Schedule D Capital Gains and . Losses

Henry Uihlein II & Mildred A Uihlein Foundation El Number. 39-1322495 Year Ending . 12/3112003

Part II Long-Term Capital Gains 8 Losses - Assests Held More than One Year

Description Date Date Gross Cost Gain Post May 5 of property acquired sold sales price Loss Gain/Loss

10.7786 Agere Systems CI A 6/22/2001 8121/2003 30 38 -8 -8 43.1143 Agere Systems CI A 612212001 8/2112003 119 150 -37 -37 51 .1071 Agere Systems CI A 6/8/1997 821/2003 141 871 -730 -730 264.5622 Agere Systems CI B 6/22/2001 8121/2003 677 924 -247 -247 1058.249 Agere Systems CI B 6/22/2001 8/21/2003 2,709 3,687 -978 -978 1269.1888 Agere Systems CI B 6/8/1997 8/2112003 3,249 21,667 -18418 -18418 1000 Hariey Davidson 7/2412002 8I21I2003 49,568 45,468 4,099 4,099 1000 MGIC Investments 7/24/2002 8/2112003 55,831 53,762 2,069 2,069 1200 Valero Energy 1124/2002 8121/2003 47,638 50,959 -3,321 -3,321 1500 MBNA Corp 4/23/2002 8/21/2003 33,913 37,509 -3,596 -3,596 1000 HCA Inc 4123/2002 8121/2003 36,738 48,286 -11,547 -11,547 1000 Cummins Inc 7/19/2001 8/2112003 48,952 43,115 5,837 5,837 200 Cummins Inc 7/19/2001 8/2112003 9,790 8,596 1,195 1,195 1000 Astrazeneca 7/19/2001 8121/2003 41,658 50,697 -9,039 -9,039 2034 Northrop Grumman Corp 11/15/1999 8/21/2003 189,766 107,396 82,369 82,369 6000 Oracle Corp 5/12/1999 8/21/2003 72,417 39,073 33,344 33,344 2800 Pfizer Inc 11/15/1999 8/2112003 88,308 85,871 2,437 2,437 1000 Radio Shack core 3115/2002 8121/2003 26,627 29,993 -3,366 -3,366 1000 Radio Shack coop 9/21/2000 8/21/2003 26,627 65,056 -38,430 -38,430

~ TIN, -7515

SCHEDULE D (continuation of property description)

(FORM 1041)

Entity Name : Henry Uihlein II 6 HiIdred A. Uihlein Po

EI Number : 39-1322495

Year Ending : 12/31/2003


-------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------

Part II Long-Term Capital Gains and Losses--Assets Held More Than One Year --------------------------------------------------------------------------------------------------------------------------------------------------------------------

(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-Hay 5 of property acquired sold price (loss) Gain (loss)

--------------------------------------------------------------------------------------------------------------------------------------------------------------------

1000 King Pharmaceuticals Inc 06/13/2002 08/21/2003 13,897 24,921 (11,024) (11,023)

1000 King Pharmaceuticals Inc 06/13/2002 08/2112003 13,897 24,926 (11,029) (11,029)



200 Computer Services Inc . 04/23/2002 08/21/2003 5,688 5,884 (196) (197)



3000 Archer Daniels Midland Co . 04/23/2002 08/21/2003 40,498 43,605 (3,107) (3,107)

1575 Charter One Financial Inc . 01/15/2002 08/21/2003 49,232 91,897 7,335 7,335

1575 Charter One Financial Inc . 01/15/2002 08/21/2003 49,232 41,796 7,436 7,436

800 Emerson Electric Co . 01/15/2002 08/21/2003 42,648 43,195 (497) (497)

1200 Emerson Electric Co . 01/15/2002 08/21/2003 63,973 64,698 (715) (726)

400 EnPro Industries Inc 02/19/2002 08/21/2003 4,117 2,266 1,851 1,852

400 EnPro Industries inr 09/11/2001 08/21/2003 4,117 2,050 7,067 2,068

------------------------------------------------------------------------------ -- -----------------------------------------------------------------------------------


(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-hay S

of property acquired sold price (loss) Gain (loss) --------------------------------------------------------------------------------------------------------------------------------------------------------------------

400 CSX Corp 10/02/2001 08/21/2003 12,383 12,302 82 82

1200 CSX Corp 10/02/2001 08/21/2003 37,150 36,886 269 265

1000 Bristol Hyers Squibb Co 10/23/2001 08/21/2003 25,732 60,143 (34,411) (34,411)

1000 General Electric 10/23/2001 08/21/2003 29,239 38,069 (8,830) (8,831)

1200 Safeway Inc 06/13/2002 08/21/2003 27,995 37,265 (9,270) (9,270)

1200 Safeway Inc 10/29/2001 08/21/2003 27,995 53,058 (25,063) (25,063)

1330 Global Santa Fe Corp 06/27/2001 08/21/2003 31,014 39,901 (8,887) (8,887)

2500 walgreen Co . 03/21/2002 09/25/2003 79,846 99,319 (19,473) (19,473)

1500 Hershey Foods Corp . 03/21/2002 08/21/2003 109,050 102,252 6,798 6,798

1100 Colgate-Palmolive Co . 03/21/2002 12/23/2003 55,686 62,802 (7,116) (7,116)

700 Clorox Company 03/21/2002 08/21/2003 29,882 31,215 (1,333) (1,332)

1500 Clorox Company 03/21/2002 08/21/2003 64,033 66,794 (2,711) (2,711)

1000 Pepsico Inc . 04/23/2002 08/21/2U03 44,928 53,159 18,2311 (8,231)

1000 Cardinal Health Inc 04/23/2002 08/2 1/200 3 60,427 70,778 (10,351) 110,3511

SCHEDULED (continuation of property description) Page 7

(FORM 10411


Entity Name : Henry Uihlein II 6 Hildred A. Uihlein Fo

EI Number : 39-1322495


SCHEDULED (continuation of property description)

(FORM 1041)

Entity Name : Henry Uihlein II b Mild red A . UiAlein Fo BI Number : 39-1322495 Year Ending : 12/31/2003


--------------------------------------------------------------------------------------------------------------------------------------------------------------------

Part II Long-Term Capital Gains and Losses--Assets Held More Than One Year .. --------------------------------------------------------------------------------------------------------------------------------------------------------------------


--------------------------------------------------------------------------------------------------------------------------------------------------------------------

2000 Arris Group Inc . 09/21/2000 08/21/2003 9,184 47,333 (38.149) (38,149)

2000 Goodrich Corp . 09/17/2001 08/21/2003 47,881 49,114 (1,233) (1,232)

2000 Goodrich Corp . 02/19/2002 08/21/2003 47,881 54,285 (6,404) (6,404)

1000 Kimberly-Clark Corp 01/15/2002 08/21/2003 50,183 58,059 17,871) (7,871)

1000 Kimberly-Clark Corp 08/03/2001 08/21/2003 50,183 62,265 (12,082) (12,082)

800 Rockwell Collins Inc . 06/08/1997 08/21/2003 20,975 24,246 (3,271) (3,271)

200 Plexus Corp . 10/02/2001 08/21/2003 2,819 4,921 (1,602) (1,602)

1000 Plexus Corp . 06/03/2002 08/21/2003 14,096 22,095 (7,999) (8,000)

1000 Plexus Corp . 06/03/2002 08/21/2003 14,096 22,101 (8,005) (8,005)

1800 Plexus Corp . 10/01/2001 08/21/2003 25,313 39,654 (14,281) (14,282)

2000 Providian Financial Corp . 05/04/2001 03/05/2003 44,394 62,661 (18,267) 0

1200 AOL Time Warner Inc . 07/20/2001 08/21/2003 18,575 53,854 (35,279) 135,2781

60 MCI Group 12/06/2000 08/21/2003 4 555 (551) 1551)

1000 Astrazeneca 02/19/2002 08/21/2003 41,658 50,063 ( 8,405 ) 18,4051

ZRr7 .~ a. - - -


(FORM 1041)


Entity Name : Henry Uihlein II 6 Nildred A . Uihlein Fo

El Number : 39-1322995


--------------------------------------------------------------------------------------------------------------------------------------------------------------------


(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-Hay 5


1900 Butler Manufacturing Co . 06/08/1997 08/21/2003 28,111 69,528 (41,417) (41,417)

800 Conexant Systems Inc . 06/08/1997 08/21/2003 3,992 2,843 1,149 1,149

1000 Conexant Systems Inc . 06/22/2001 08/21/2003 9,990 2,993 2,597 2,547

2186 E1 Paso Corporation 06/03/2002 08/21/2003 15,671 98,882 (33,211) (33,211)

100 Fannie Mae 06/08/1997 08/21/2003 87,566 63,744 23,822 23,822

1000 Pactiv Corp 06/22/2001 08/21/2003 19,046 15,627 3,419 3,418

1000 Pactiv Corp 06/08/1997 08/21/2003 19,096 39,707 (20,661) (20,662)

800 Rockwell Automation Inc 06/08/1997 08/21/2003 21,193 15,936 5,207 5,207

1000 Rockwell Automation Inc 04/23/2002 08/21/2003 26,429 21,119 5,315 5,315

199 Arvinmeritor Inc . 06/08/1997 08/21/2003 3,633 5,033 (1,400) (1,400)

2001 Rrvinmeritor Inc . 04/23/2002 08/21/2003 36,533 62,696 (16,163) (26,163)

1000 KLA Tencor Corp 06/27/2001 09/11/2003 58,417 55,600 1,817 2,817

72 39 McData Corp CL A 05/12/1999 01/16/2003 543 1,356 (813) 0

0 61 McDaLa Corp Cl . A 05/12/1999 01/1 6 /2003 5 15 1101 0

?,7 ~, 1'_J ~ ----------

A


(FORM 1041)

Entity Name . Henry Uihlein II b Mildred A . Uihlein Fo

El Number : 39-1322495



--------------------------------------------------------------------------------------------------------------------------------------------------------------------

Part IT Long-Term Capital Gains and Losses--Assets Held More Than One Year ---------------------------------------------------------------------------------------------------------------------------------------------------------------

(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-May 5 of property acquired sold price (loss) Gain (loss)

--------------------------------------------------------------------------------------------------------------------------------------------------------------------1500 Caterpillar Inc . 09/21/2000 08/21/2003 107,590 53,086 54,504 54,504

200 Avaya Inc . 10/02/2000 01/16/2003 520 4,242 (3,722) 0

200 Avaya Inc . 06/08/1997 01/16/2003 520 6,155 (5,635) 0

1500 Compass Bancshares Inc . 12/06/2000 08/21/2003 50,578 31,923 18,655 18,655

2500 Compass Bancshares Inc . 12/06/2000 08/21/2003 8,383 53,205 31,178 31,177

800 Corning Inc . 12/06/2000 08/21/2003 6,408 58,975 (52,567 (52,567)

21450 Equitable Cos 7 .34 12/1/03 12/07/2000 12/01/2003 21,450 22,075 (615) (625)

9000 Hubbell Inc . CL B 12/06/2000 08/21/2003 158,713 100,958 57,755 57,755

80000 Marshall 6 Ilsley 6 .3751 7/15/03 12/07/2000 07/15/2003 80,000 80,000 0 0

250000 Salomon Inc 6 .95! 06/15/2003 12/07/2000 06/16/2003 250,000 253,750 (3,750) (3,750)

55000 Sears Roebuck Note 6.1251 1/15/06 12/07/2000 11/11/2003 59,308 51,645 7,663 7,663

20000 Salomon Inc 6 .5% 11/15/2003 12/07/2000 11/11/2003 20,000 20,070 (70) (70)

2000 Occidental Petroleum Corp 11/15/2000 08/21/1003 68,338 54,855 13,983 13,483

66 Boeing Co 06 / 08/ 1 997 08/21/2003 2,180 3,624 (1, 4 44) 11,4441

A. At-)q.490

SCHEDULE D (continuation of property description) (FORM 1041)

Entity Name Henry Uihlein II b Hildred A . Uihlein Fo

EI Number : 39-1322495



--------------------------------------------------------------------------------------------------------------------------------------------------------------------

Part II Long-Term Capital Gains and Losses--Assets Held More Than One Year ', --------------------------------------------------------------------------------------------------------------------------------------------------------------------

(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-Nay 5 of property acquired sold price (loss) Gain (loss)

--------------------------------------------------------------------------------------------------------------------------------------------------------------------4200 Pfizer Inc . 06/08/1997 08/21/2003 132,462 149,109 (16,647) (16,648)

4000 Raytheon Company CL A 11/15/1999 08/21/2003 121,338 111,536 12,802 12,802

400 St . Microelectronics N V F 09/21/2000 08/21/2003 8,396 21,210 (12,819) (12,814)

600 St . Microelectronics N V F 12/09/1999 08/21/2003 12,593 28,106 (15,513) (15,513)

200 State Financial Sacs Corp . 05/12/1999 08/11/2003 4,865 3,052 1,813 1,813

2800 State Financial Svcs Corp . 05/12/1999 08/21/2003 67,929 42,728 25,201 25,201

1265 US Bancorp 12/09/1999 08/21/2003 30,409 24,175 6,234 6,135

3795 US Bancorp 12/06/2000 08/21/2003 91,228 79,925 11,303 11,303

2000 Wrigley Wm Jr Co . 11/15/1999 08/21/2003 106,528 81,406 25,122 25,122

1600 Ericsson LM Tel Adr C1 B 06/08/1997 08/21/2003 22,847 91,797 (68,950) (68,950)

2141 Koninklijke Philips Electric 02/02/1999 08/21/2003 46,821 42,030 4,191 4,791

459 Koninkli7ke Philips Electric 09/21/2000 08/21/2003 10,038 20,620 (10,582) (10,582)

4000 Nokia Corp . 11/15/1999 08/21/2003 58,727 121,596 162,8691 (62,868)

1000 Tellabs Inc 09/21/2000 08/21/2003 6,590 49,666 (43,076 (43,076)

7

SCHEDULE D (continuation of property description) (FORM 1041)

Entity Name : Henry Uihlein II a Mildred A . Uihlein fo EI Number : 39-1322495



--------------------------------------------------------------------------------------------------------------------------------------------------------------------

Part II Long-Term Capital Gains and Losses--Assets Held More Than One Year --------------------------------------------------------------------------------------------------------------------------------------------------------------------(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-May S

of property acquired sold price (loss) Gain (loss) --------------------------------------------------------------------------------------------------------------------------------------------------------------------1000 International Flavors i Fragrences 06/22/2001 08/21/2003 30,139 25,688 4,451 4,451

1200 International Flavors a Fragrences 06/08/1997 08/21/2003 36,167 53,663 (17,996) (17,496)

2400 International Flavors 6 Fragrences 11/11/1999 08/21/2003 72,333 99,067 (26,734) (26,734)

500 Intel Corporation 11/15/1999 12/19/2003 15,010 19,017 (4,007) (4,006)

1999 .9995 Johnson ~ Johnson 06/08/1997 08/21/2003 101,675 60,751 40,92 40,924

3999 .999 Johnson 6 Johnson 11/12/1999 08/21/2003 203,350 156,918 46,432 46,433

5000 Lockheed Martin Corp . 11/15/1999 08/21/2003 253,938 97,269 156,169 156,169

1000 Lucent Technologies Inc . 06/22/2001 08/21/2003 1,790 5,021 (3,231) (3,231)



1500 Wotldcom Inc . 12/06/2000 08/21/2003 78 22,265 (22,187) (22,187)

1200 Marsh s McLennan COS Inc . 05/12/1999 08/21/2003 61,917 97,839 14,078 14,078

3399 .9991 Marshall a Ilsley Corp . 06/08/1997 08/21/2003 105,259 69,243 36,016 36,016

3399 9992 Marshall a Ilsley Corp 10/04/1996 08/21/2003 105,259 54,660 50,599 50,599 I M.~irn ----


(FORM 1041)

Capital Gains and Losses Entity Name : Henry Uihlein II b Nildred A. Uihlein Fo

EI Number : 39-1322495


-------------------------------------------------------------------------------- -----------------------------------------------------------------------------------

Part II Long-Term Capital Gains and Losses--Assets Held More Than One Year --------------------------------------------------------------------------------------------------------------------------------------------------------------------(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-Hay 5

of property acquired sold price (loss) Gain (loss) --------------------------------------------------------------------------------------------------------------------------------------------------------------------75000 Patts Enterprises 11/01/27 11/20/1997 07/11/2003 75,000 75,000 0 0

500000 U .S . T-Note 5 .51 5/15/2009 11/18/1999 12/05/2003 551,172 482,123 69,049 69,049

100000 UST Note 6 .25! 2/15/03 03/10/1994 02/18/2003 100,000 99,489 511 0

400000 U .S . T-Note 5 .75! 8/15/03 07/12/1995 08/15/2003 400,000 392,851 7,149 7,149

1760 Apache Corp . 06/08/1997 08/21/2003 123,126 55,350 67,776 67,776

12176 Bank of NY Co . Inc . 02/15/1985 08/21/2003 363,558 25,986 338,072 338,072

1000 COCA-COLA Company 06/22/2001 08/21/2003 49,899 44,064 835 835

2000 COCA-COLA Company 11/15/1999 08/21/2003 89,797 117,331 (27,539) (27,534)

33236 Dow Chemical Company 12/20/1982 08/21/2003 1,127,977 184,227 943,750 943,750

0.125 EMC Corp Mass 05/12/1999 01/13/2003 2 5 (3) 0

100 First Data Corp 12/09/1999 11/20/2003 3,612 2,278 1,349 1,344

900 First Data Corp 12/09/1999 11/19/2003 33,176 20,500 12,676 12,677

3000 Gillette Company 12/06/2000 08/21/2003 94,466 98,770 (4,304) (4,304)

1800 Gillette Company 11/12/1999 08/21/2003 88,168 103,126 (14,958) 114,958 . !')Q U 0 r�~,

Schedule D Capital Gains

Henry Uihlein II & Mildred A Uihlein Foundation El Number. 39-1322495 Year Ending : 12/31/2003

Part I Short-Term Capital Gains & Losses - Assets held one year or less

and " Losses

Description Date Date Gross of property acquired Sold sales price

0 0 0

16,073 35,336

0 686 -50 315 150 -870 1120

104,226

500000 Fed Hme Loan Bank 10/27/2003 11/21/2003 1026000 US T-Bill 3/27/03 9/30/2002 3/27/2003 1031000 US T-Bill 9118/03 3/24/2003 9118/2003 2000 Quester Corp 10/172002 8/2112003 2700 JP Morgan Chase 11/1/2002 812112003 250000 Fed Hme Loan Bank 11/13/2002 2126/2003 500 Comcast Corp 9I25I2003 12/16/2003 1000 Clear Channel 9/25/2Q03 1Q/912003 100 Fedex Corp 9/25/2003 12/28/2003 150 Verizon Communications 11/26/2003 12/1512003 500 Verizon Communications 915/2003 12115/2003 200 Int'I Game Tech 10/21/2003 12J29I2003

0 0 0

16,073 35,336

0 686 -50 315 150 -870 1120

143,738

499,653 1,019,516 1,025,988

63,637 91,641

249,233 15,811 40,680 6,887 5,009 16,695 7,100

~3~~1~$~ TOTAL

499,653 1,019,516 1,025,988

47,564 56,305 249,233 15,125 40,730 6,572 4,859 17,565 8,980

Cost Gain Loss

Post May 5 gaiMoss

-------------------------------------------------------------------------------- -----------------------------------------------------------------------------------

Part I Short-Term Capital Gains and Losses--Assets Held One Year or Less --------------------------------------------------------------------------------------------------------------------------------------------------------------------(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-May 5


300 Fedex Corporation 09/25/2003 12/17/2003 21,388 19,716 1,672 1,672

100 Illinois Tool Works, Inc . 09/05/2003 12/09/2003 8,272 7,312 960 960

50 SLH Corp 10/21/2003 12/02/2003 1,859 1,912 (53) (53)

200 SLN Corp 10/21/2003 12/01/1003 7,563 7,646 (83) (83)

100 SL!! Corp 09/25/2003 12/01/2003 3,781 3,959 (178) (177)

100 S124 Corp 10/31/2003 12/02/2003 3,718 3,927 (209) (209)

900 SL!! Corp 09/25/2003 11/28/2003 34,329 35,628 (1,299) (1,300)

100 Gannett Company, Inc . DEL 09/05/2003 12/09/2003 8,767 7,891 876 876

100 General Dynamics Corp 09/05/2003 12/09/2003 8,518 8,606 (88) (88)

100 L3 Communications Holdings Inc 09/05/2003 12/12/2003 9,767 5,066 (299) (299)

100 McGraw-Hill Companies Inc . 09/05/2003 12/02/2003 6,714 6,106 608 608

2 United Parcel Service CL B 09/05/2003 12/15/2003 197 126 21 22

98 United Parcel Service CL B 09/05/2003 12/1211003 7,188 6,150 1,038 1,038

50 Verizon Communications 11/25/2003 12/15/2003 1,670 1,603 67 67

.4 11 (z ,~-Q I


(FORM 1041)

Capital Gains and Losses .

Entity Name : Henry Uihlein II i MLldred A . Uihlein Fo

EI Number : 39-1321495


--------------------------------------------------------------------------------------------------------------------------------------------------------------------Part I Short-Term Capital Gains and Losses--Assets Held One Year or Less --------------------------------------------------------------------------------------------------------------------------------------------------------------------

(a) Description (b) Date (c) Date (d)Gross sales (e) Cost (f) Gain (g) Post-Nay 5

of property acquired sold price (loss) Gain (loss) --------------------------------------------------------------------------------------------------------------------------------------------------------------------500000 Federal Home Loan Bank S/7/03 11/13/2002 05/07/2003 997,775 497,775 0 0

250000 Federal Natl Htg Assn . 9/13/03 11/13/2002 04/23/2003 248,776 298,176 0 0

1500 Bank One Corporation 10/28/2002 08/21/2003 59,517 59,373 144 195

1200 P N C Bank Corp 11/07/2002 08/21/2003 57,981 48,136 9,845 9,845

5000 Panamerica Beverage Inc CL A 11/08/2002 01/14/2003 103,43 45,731 57,712 0

1300 Central Virginia Bancshares 02/03/2003 08/21/2003 25,776 21,149 4,627 4,627

1700 Central Virginia eancshares 02/03/2003 08/21/2003 33,863 27,657 6,206 6,207

500000 Federal Home Loan Bank 8/27/03 02/27/2003 08/27/2003 497,241 497,291 0 0

500000 Federal Home Loan Mtqe 9/17/03 03/06/2003 09/17/2003 496,959 496,959 0 0

500000 Federal Home Loan 10/27/03 04/23/2003 10/27/2003 497,149 497,149 0 0

500000 Federal Natl Mtge Assn 7/23/03 01/23/2003 07/23/2003 497,190 497,190 0 0

500000 Federal Farm Cr . 11/17/03 05/07/2003 11/17/2003 497,231 497,231 0 0

500000 Federal Natl Mtqe 12/17/03 06/19/2003 11/17/1003 498,000 498,121 (121) (120)



(FORM 1041)

Capital Gains, and Losses

Entity Name : Henry Uihlein II b Hildred A . Uihlein Fo

El Number : 39-1322495

Year Ending : 12/31/2003 .

--------------------------------------------------------------------------------------------------------------------------------------------------------------------Part I Short-Term Capital Gains and Losses--Assets Held One Year or Less . --------------------------------------------------------------------------------------------------------------------------------------------------------------------


--------------------------------------------------------------------------------------------------------------------------------------------------------------------

9600 Avaya Inc. 04/23/2002 01/16/2003 11,954 30,155 (18,201) 0

1200 Corning Inc. 01/16/2003 08/21/2003 9,612 5,487 4,125 9,129

100 AOL Time Warner Inc . 01/16/2003 08/21/2003 1,548 1,563 (15) (15)

1700 AOL Time Warner Inc . 01/16/2003 08/21/2003 26,315 26,498 (183) (183)

1000 Computer Services Inc. 01/16/2003 08/21/2003 28,439 31,954 (3,515) (3,525)

100 MGIC Investment Corp 10/17/2002 08/21/2003 5,583 9,482 1,101 1,101

700 MGIC Investment Corp 10/17/2002 08/21/2003 39,081 31,902 7,679 7,680

1000 Harley Davidson Inc . 04/15/2003 08/21/2003 49,568 42,894 6,679 6,673

500000 Federal Hatl Ntg Assn 1/23/03 06/26/2002 01/23/2003 495,171 495,171 0 0

500000 Federal Home Loan Htge 6/19/03 07/01/2002 06/19/2003 490,962 490,962 0 0

500000 Federal Natl Mtge Assn 3/06/03 07/01/2002 03/06/2003 494,082 499,082 0 0


250000 Federal Home Loan Bank 4/17/03 09111/2002 04/17/2003 247,705 247,705 0 0

2500 Cott Corp 10/17/2002 08/21/2003 57,990 46,127 11,863 11,8 63

..I.ia0(n


(FORK 1041)


Entity Name : Henry Uihlern II b Nildred A . Uihlein Fo

EI Number : 39-1322495 Year Ending : 12/31/2003

2003 Form 990-PF

Henry Uihlein II & Mildred A. Uihlein Foundaiton EIN : 39-1332495

(a) (b) (c) John D. Leekley, Jr. Chairman $60,000.00

None None $60,000.00

I VudylMyFJesWovOS\hufdc990PF wpd

757 North Broadway Ste . 306 Milwaukee, WI 53202

William W. Wotherspoon Trustee c/o Uihlein Financial, Inc. 648 North Plankinton Ave. Ste. 260 Milwaukee, WI 53203

John McKenna Trustee c/o Uihlein Financial, Inc. 648 North Plankinton Ave. Ste. 260 Milwaukee, WI 53203

James McKenna. Trustee c/o Uihlein Financial, Inc. 648 North Plankinton Ave. Ste. 260 Milwaukee, WI 53203

Eleonore Wotherspoon Trustee c/o Uihlein Financial, Inc. 648 North Plankinton Ave. Ste . 260 Milwaukee, WI 53203

$60,000.00

$60,000.00

$60,000.00

(d) None

None

None

None

(e) None

None

None

None

Part VIII Line 1 -

Public Endowment 10,000

Public Recreational path . 25,000

Public Defibrillator 11,000

Lake Placid Community Beautification Assn., Inc 177 John Brown Road Lake Placid, NY 12946 22-3799091

Lake Placid - North Elba Historical Society PO Box 189 Lake Placid, NY 12946 14-6032009

Lake Placid Public Library 67 Main Street Lake Placid, NY 12946

Lake Placid Sinfonietta, Inc . Public Operations 5,000

2003 Form 990-PF


Part XV - Line 3A

Adirondack Community Trust 2284 Saranac Ave. Lake Placid, NY 12946 16-1535724

Adirondack Council PO Box D-2 Elizabethtown NY 12932-0640 14-1594386

Adirondack Medical Center Foundation PO Box 471 Saranac Lake, NY 12983

Adirondack North Country Assn . Inc . 28 St. Bernard St Saranac Lake, NY 12983 15-0563934

Lake Placid Volunteer Ambulance Service, Inc PO Box 107 Lake Placid, NY 12946 51-0238413

Lake Placid Center for Arts 17 Algonquin Drive Lake Placid, NY 12946

Fdn . Status Purpose

Public Operations 10,000

Public Fund intern 5,000 position .

Public $15k for capital 20,000 improvement, $5k for operations



Govt. Operations 5,000

National Sports Academy 821 Mirror Lake Drive Lake Placid, NY 12946

Public Operations 5,000 Tri-Lakes Humane Society 11 Mills Road Saranac Lake, NY 12983 23-7394117

Mercy Uihlein Health Foundation Public Endowment 125,000 420 Old Military Road Lake Placid, NY 12946 14-1808618

TOTAL 546,000

r

PO Box 1303 Lake Placid, NY 12946 11-2608012

Lake Placid Volunteer Fire Dept., Inc PO Box 569 Lake Placid, NY 12946 14-6020589

New York Ski Educational Foundation NYSSRA-Whiteface Alpine Training Center, Inc Whiteface Mountain Wilmington, NY 12997

Northwood School PO Box 1070 Lake Placid, NY 12946

Samaritan Family Counseling Center of Keene New York, Inc Route 73 PO Box 48 Keene, NY 12942 14-1685852

Thomas Shipman Sr. Memorial Youth Center, Inc 8 Cummins Road PO Box 1122 Lake Placid, NY 12946 14-1794204

Public Equipment fund

Public Operations

Public Training facility building fund .

Public Endowment

Public Operations

Public Operations

10,000

15,000

250,000

25,000

5,000

5,000

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