Harry F Barnes Financial Disclosure Report for 2009

8/3/2019 Harry F Barnes Financial Disclosure Report for 2009

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* ,~o t0 FINANCIAL DISCLOSURE REPORT , ~ e p o r t R e q . i ~ a b r t ~ e E t ~ ,~ c si re Governme nt Act o f 1978s. | R~,. t/2olo FOR CALENDAR YEAR 2009 (5 u.s.c, a p p . , ~ mt.tsJ)

I . P erson R epor t i ng ( l as~ n am e, f i rs t , m idd le i n i t i a l} 2 . C our t o r O rgan iza t i on 3 . D ate o r R epor tBARNES, , HARRY F. UNITED STATES DISTRICT COURT WESTERN 5 / 1 2 1 2 0 1 0D I S TR I C T O F A R KA N S A S

4 . T i t l e ( A r t i c l e I I 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k n p p r o p r i a te t y p e ) 6. Reportlng Periodm a g i s t r a t e j u d g v s i n d i c a t e f u l l - o r p a r t - t i m ~ ) [] Nomitmt ion , D a t e 01/01/2009UNITED STATES DISTRICT JUDGE [] Initial [] Annual [] Final 12/31/2009

5b. [] Amended Repoa7. Chamber~ or Office Addrt~lt 8. On the bai ls of the In format ion contained In this Report and anymodl l l ca t lons per ta ining thereto, i t Is , In m7 opinion, In compl iance219 U .S . Post O f f i c e ~nd Cour thouse wi th a pp l i c a b l e l aws a nd r r gn i a dons .101 S . J ackson AvenueE l D o r ad o , A r k a n s a s 71701 R~viewtng Offic~r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete a/t pa~rts,check ing the NONE box f or each par t where you have no repor table i n form at ion . S ign on las t page .

I . POSITION S. ~e~o.i.~NONE (No reporlablepositions.)

p O S I T I O N NAME OF QRQANIZATION/ENTITYI,

~ NONE ~o reportable agreements.) ~ ~ ~~ PARTIES AND TE~S .~

I.


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F IN A N C I A L D I S C LO S U R E R E P O R T ~ . , , , . o f ~ . , - .o , , a . v o , ~ . , gP a g e 2 o f 6 BA~S,, ~ARRV V . 5/l~0t0

IlL NON -INVE STM ENT INCOM E. ~ne ~o,~i.~ U ~,~., t o,~, ,o~, ,,~,. ~7.2, o~m~A. Eilers Non- investm ent Incom e

NONE ( No r e po r tab le n o n - in v ~ tme n t in c o me . )SOURCE AND TYPE (yo re . no t spouses )

I.

2.3.4.

~. Spo~ N o~-l~gstm~t t~o~e - lf ya~ ~r~ married d~lng ~ ~omlon af th~ r~rting ~ar, co~la this(DolOr am ount ~t requ~ed exc~t f~ ~noraria.)

N O N E ~ o reportable non-investment income.)SOURCE AND TYPE

1 .2.

4.

IV . RE IM B U RS E M E N T S -(lmlud~ those to s~e a~ ~ndent child~n; ~ee pp. 25-27 of fi ling i~t~ctio~.)

NONE ~o reportable reimbursements.), S O U R C E ~ LOCATION PU~OSE ITEMS PAID OR PROVIDED

I.2.3.4.5.


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Iame of P erson P, eport ing D~zte o f Repor tFINANCIAL DISCLOSURE REPORT[ BA~S. hARRY F.

Page 3 o f 6 sn v~o~o

~ N O N E (No repono bleg~s . )

I.

2.3.4.5,

~ N O N E (No repo~able liabilities)C~DI T O R DESCRIPTION VALUE COO E

1.2.3.4.5.

~ i II II II II II I| ~


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. FINANCIAL DISCLOSURE REPORT r ~ , m e o f P e r s o n Reporting D a t e o f Repo r tPage 4 of 6 a A ~ S , , H A R R Y F . 5 / 1 2 / 2 O I OV I I . I N V E S T M E N T S a n d T R U S T S - i . c o m o , ~ t = , , t ransac t ions ( Inc ludes those o f spouse an d dep endent chi ldren; see pp. 34-60 o f fd l~ ingruc t lon~)

~ N O N E (No reportable i~ome, ~sets, or tramactions.)~scf ip t i~ o f A~e t s ~ In~ during Gross value at end T ~ n s a c t i o n s d u r i n g ~ a i n g( i~luding trust a~e~) ~ ~ning period of rep~ing pefi~ ~ .....................................

P l , ~ " ( X , " 1~ = = e h ~ e , A m o ~ t T ~ ( e . g . , Value Value l T~(e.g., j Date [Vat= ]Gain~ C ~ e ] d i v . , r a n t . C o d e 2~Me~ ~ b u y , ~ 1 1 , ~ m m l d ~ y y i C ~ e 2 , C ~ e I b u y e r / ~ e l l e r~ e m p t pr io r (A-H) or int.) (J-P) Code 3 ~demption) [ (J-P) ~ (A-It) (ifpHvate

~ I. R e a l E s ~ t e - P ~ I N o . I , Mi s s is s i p p i E R e n ~ N WCount, ~1 2 . R~I ~=m - P~I No. 2. Ou~hi= ~,1 N o n e J WA R3. A m e d c ~ F u n ~ , C o m m o n S t ~ k - L is t e d M T B u y 06/I 5/09 MB e low4. (I) A~ic~ High Income T~t Ct A A [n t . /D iv . J Bu y 06/I 5/09 J ~ w ~ d J o n e sI n v ~ t m e n ~5. ( 2 ) A m e f i c ~ I n t l G ~ & In c A A lnt.~iv. J T Bu y 0 6!15 /09 J ~ w ~ d J o n e sl n v ~ t m e n ~6. ( 3 ) B o n d F ~ d o f A m e r i c a C I A A I n t . / D i v . J T Bu y 06/15/~ J E d w ~ J o n e sInv~en~7. ( 4 ) C s p i = l I n . m e B u i l d e r F u n d A A I n L / D i v . J T Bu y 0~15/09 J E d w a r d J ~ e sI n v ~ t m e n ~8. ( 5 ) F u n ~ e n ~ [ n v e s m ~ F u n d A A lnL~iv. J T Bu y 06/I 5/09 J ~ w ~ d J o n e s

9. ( 6 ) I n v ~ e n t C o o f A m e ~ c a F d A A Int.~tv. J T B u F 0~15/~ J ~ w a r d J o n e s

1 0 . ( 7 ) N e w P e ~ c t iv e F u n c C I A A I n t . / D i v . J T B u y 06/15/09 J ~ w ~ d J o n e sl n v ~ t m e n ~I1 .1 2 .

14.

1 5 .

1 7 .


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 6

VI I I . ADDITIONAL INFORMATION OR EXPLANATIONS. ~ i , a , m~ o / no~ , , , , " -7


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D I S C L O S U R E REPORT I N a m e o f Per /on Report ing Dale of ReportP a g e F I ~ A N C I A L 6 o f 6I[ BA~,, HARRY F.

5/1~010

~. CERTIFICATION.I c e r t i fy t h a t a l l i n f o rm a ti on g i v e n a b ove ( i n c l ud i n g I n fo rm a ti on p e r t a i n i n g t o m y s p ou s e a n d m in o r o r d e p e n d e n t c h i l d r e n , i f a n y ) I sa c c u r a t e , tr u e ~ a n d c om p l e t e to t h e b e s t o f m y kn owl e d g e a n d b e l i e f , a n d t h a t a n y i n f o rm a t i on n o t r e p o r t e d wa s w i t h h e l d b e c a u s e i t m e l a p p l i c a b l e s t a tu t o ryp rov i s i on s p e rm i tt i n g n on - d i s c l o s u r e .I f u r th e r c e r t i f y t h a t e a r n e d I n c om e f rom ou ts i d e e m p loy m e n t a n d h on o r a r i a a n d t h e a c c e p t a n c e o f g i f ts wh i c h h a v e b e e n r e p o r t e d a r e i ncompl ian ce wi th t he p rov is ions of 5 U.S .C. app . 501 e t. s eq . , 5 U.S .C. 7353, and Jud ic i a l Con fe ren ce reg u la t ions .

N O TE : A N Y I N D I V I D U A L W H O KN O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S TO F I L E T i ll s R E P O R T M A Y B ~ . ~g J -B - -~E ~ C T~ TO C I V I LAND C R I M I NAL S ANCT I O NS (5 U .S .C . a p p . 1 04 )

F I L I N G IN S T R U C T I O N SM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l co p i e s t o :

Comm ittee on Financial DisclosureA d m i n i st r a t iv e O f f ic e o f t h e U n i te d S t a t e s C o u r t sS u i t e 2 - 3 0 1On e Columb us Circle, N.E.W ashington , D.C. 20544


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,~o to FINANCIAL DISCLOSURE REPORT R e p o , . t R e q , ,i ,. ~ a b y f h ~ E t h i c sin Government Act of 1978R e ~ . l / 2 o l o F O R CA L E N D A R Y E A R 2009 0 u . s . c . ~ , p p . ~ t o l . J iOl . Person Reporting (last name, first , middle initial) 2. Court or Organizat ion 3. Date of ReportBARNES,, HAR.RY F. UNITED STATES DISTRICT COURT WESTERN 03!3112010

DISTRICT OF ARKANSAS4. Title (Article 111 judges indicate active or senio r slams: So . Re po r t Type (c he c k a ppro pri u te type ) 6. Reporllng P~riodmagistrate judges indicate full- or pact-time)

[] Nomination, Date 01/01/2009UNITED STATESDISTRJCTJUDGE ~ ~ Initial ~ ~ A n m . u a l [] Final to12131/2009

5b. [] Amended Report7. Chambers or Office Addres~ 8. On the bas i~ of the information contained In this Report and anymod ificat ions pertaining Ihereto , I t i s, In my o pinion, in com pliance219 U.S. Post Office and Courthouse with applicable laws and regulations.101 S. Jackson AvenueE1 Dorado, Arkansas 71701 Reviewing Officer Dale

IMPORTANT NOTES: The instructions accompanying this form must be follo~zd. Complete all parts,checking the NONE box for each part where you have no reportable ~nformatlon. S@n oct last page.

I . P O S I T I O N S . ~ o n i n ~ i . d iv U u a t o . ty ; ~ , ~ ~ , . ~ - ~ ~ o ; ~ , n g i , , st . , .i , ,. s . )N O N E (No reportable positions.)

P O S I T I O N N A M E O F ORGANIZATION/ENTITY1.

TT

~ NONE (No repoaable agreements.)P A R T I E S A N D T E R M g


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FINANCIAL DISCLOSURE REPORT N .... f Per$oo Reporting Da,e of Repot,Page 2 of 6 BAILNES,, ttARRY F. 03i3112010

III. NON-INVESTM ENT INCOME. ~Repor,,,gA. Filers No n- Inves tment Inc o me

N O N E (No reporIable non-investment income.)D A T E SOURCE AND TYPE I N C O M E(yours, not spouses)

1.

2.

3.

4.

B. Spouses Non-Investment Income - If ~.ou .,ere married during any portion of the reporting year, complete ellis section.(Dollar atnoual hal required except for honoraria.)[-~-] N O N E (No reportable non-investment income.)

D A T E SOURCE AND TYPE1.2.3.4.

I V . R E I M B U R S E M E N T S - ~ .. , p o .o a o . . lo~gi.g, Zooa, entertainment.(Include" those to spouse and dependent children see pp. 25-2 7 of filing instructions.)

NONE (No reportable reimbursements.)S O U R C E D A T E S L O C A T IO N PURPOSE ITEMS PAID OR pROVIDED

1.2.3.4.5.


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qame of Person R~porz ing [ O a ~e o [ R e por tF I N A N C I A L p a g e 3 o f 6 D I S C L O S U R E R E P O R T I 1 3 A R N E S , , I tA R R Y F.[

03Ola010

V . G I F T S . a , c / ~ , ~ ~ / ,o s , t o s r o . . . . .. d dependent c h i l d r e n : s e e p p . 2 Z - 3 1 of filing i , , s t r u t ~ i o n ~ lN O N E (No reportable g~s.)

S O U R C E DESCRIPTION1.2.3.4.5.

V I . L I A B I L I T I E S . t l n c t ~ d e s , l , o s e o I , p o u , , a.d dependent children: see pp. 32-33 of f iling instructions.)[] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION V / ~ L U g C O D EI.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N,meofPerson Reporting D a t e o r l ~ e p o r tPage 4 of 6 aARr~ES,, HARRY F. 0 3 / 3 l F 2 0 1 0VII. I1NVESTMENTS and TRUSTS - ~ .... ~ , value, tran~ttttions (Includes those of sis ......d dependent children; ~pp. 34-60 of JTling ;n~tru,tions.)[] NONE (No reportable income, assets, or transactions.)

A. B. C. D.Descriptiot~ of Assets . Income doting Gross value at end Transactions during reporting period: reporting period ~-- of reporling period

Piace"(X)" after each asset .Amount ~ Type (e.g., Value Value ;, Typ~ (e.g., ! Date i Value Gain Identity ofexempt from prior disclosure i Code I [ div., rent, Code 2 Me:hod buy, sell, . mn~dd!yy :: Code 2~1 Code I b~yer,seller (A-H) i or irtt.~ (J-P) Code 3 redemption) (J-F) , (A-H) i (if private

(Q-W) : ! transaction)

I. R e a l - Es ta te - Pz rc e l No . 1 , .~ - 1~ E Rent N WMississippi Cnty, A R2. R e a l Es ta te Pa rc e l No - None J WOuachita Cnty, AR3. American Funds, Common Stock, Mutual None M T B uy 06115/09 L "Edward JonesFund Investments4.

1 0 .

I1.

1 2 .

1 3 .

il4.

1 5 .

1 6 .


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FINANCIAL DISCLOSURE REPORT N a m e o f P e rt o n R e p o r ti n g D a t e o f R e p o r tPage 5 o f 6 B A R N E S . H A R R Y F . 03/311201DV H I . ADDI T IO NAL I NF O RM AT I O N O R E XP L ANAT I O NS.

The American Funds Consists of the Fo flowing:American High Income Trust CI AAmerican lntl Grw & lnc ABond Fund of America CI ACapital Incom e B uilder Fund AFundamental Investors Fund AInvestment Co of America Fd ANew Perspective Fund CI A


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iFINANCIAL DISCLOSUR E REPORT [ , ~ a m ~ o t P , r ~ o n R e p o ~ t ~ * . O a t ~ o r a e p o r tPage 6 of 6I B A R N E S , , H A R R Y F .

03/31/2010

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and com plete to the best o f my know ledge and belief , and that any information not repo rted was withheld because i t met applicable ~tatutoryprnvislons permitting non-disclosure.! further certify that earned income from outside employment and honoraria and the acceptance of gifts tvhich have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L ~ ( F A L S I F I E S O R F A IL S T O F I L E T t ! IS R E P O R T M A Y B E S ~ : ~ T O ~ I LAND C RIMINAL SANCT IONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed o riginal and 3 additional copies to :

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One C o lumbus C irc le , N.E.Was hingto n, D.C . 20544

Harry F Barnes Financial Disclosure Report for 2009

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Transcript of Harry F Barnes Financial Disclosure Report for 2009