Handover Document - Investments - January 2019

£120 £150 £180 £210*

£180*

£300 £360 £420 £510

CEDING PROVIDER PLAN TYPE PLAN NUMBER

Handover Document - Investments - January 2019

If a DGP is being recommended and theclient is over 80 or in ill health, a DGPPrelim will need to be completed.

Unless a client has maximised their ISAallowance for the tax year, an ISA will be the default recommendation for any non ISAor IHT transfers.

Please confirm the details of the clients objectives regarding this investment and please explain why they are unhappy with their current provider(s) and/or adviser and the reasons for transfer. Please provide as much detail as possible:

CLIENTS OBJECTIVES / ADVICE

HAS THE CLIENT(S) MAXIMISED THIS YEAR’S ISA ALLOWANCE:

Handover Document - Investments - January 2019

Please select one box

PREVIOUS INVESTMENT EXPERIENCE:

IF NO PREVIOUS INVESTMENT EXPERIENCE CAN BE DEMONSTRATED PLEASE CONFIRM RATIONALE FOR RISK SELECTION:(Unless recommending a portfolio / fund selection at the Lower-Medium risk range)

Handover Document - Investments - January 2019

The Paraplanning Partnership Ltd5 The Parade, Church Street

Armthorpe, Doncaser, DN3 3AGwww.theparaplanningpartnership.co.uk

Please send all supporting documentation to: The Paraplanning Partnership Ltd, 5 The Parade, Church Street, Armthorpe, Doncaser, DN3 3AG.

Or email to: carl.miller@sjpp.co.uk