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    Contemporary

    Hypnosis

    (

    998)

    Vol. 15,No. ,

    pp.3-21

    A

    WORKING

    MODEL

    OF

    THE NEUROPHYSIOLOGY

    OF

    HYPNOSIS:

    A REVIEW

    OF

    EVIDENCE

    John Gruzelier

    Imperial Collegeof Science,Technologyand Medicine,London, UK

    Abstract

    Neuropsychophysiologicalvidences reviewed estinga three-stage,op-down

    work-

    ing model of the traditional hypnotic

    relaxation nduction nvolving:

    1)

    a thalamo-

    cortical attentional network engaginga left frontolimbic focusedattention control

    system nderpinning ensory ixation and concentration n the induction;

    2)

    instate-

    ment of frontolimbic nhibitory systems hrough suggestions f tiredness

    t fixation

    and relaxation

    whereby

    anterior executive unctionsare

    suspended nd directedby

    the induction;

    3)

    engagement f right-sided emporoposteriorunctions

    hrough

    pas-

    sive mageryand dreaming.A selectivity f action n high susceptibles asa hallmark

    of the

    studies. ncreased

    Stroop

    interferencecoincidedwith maintenanceof error

    detectionand abolition of error evaluation

    potentials,

    nterpretedas dissociation

    f

    cognitive and affective executive systemsof the anterior cingulate.

    Verbal, category

    and design luency tasks were dissociatedwith hypnosiscentring on

    left

    anterior

    processes

    s seen n left lateral and

    medial educedEEG connectivity. imbic modu-

    lated electrodermal rienting

    responses nd frontal modulatedmismatchnegativity

    waveswere nhibited.

    Asymmetries n electrodermal nd electrocorticalesponseso

    tonesshifted o favour the right hemisphere, n asymmetry lsoseen n visual

    sensi-

    tivity. Haptic

    processing

    nd

    visual sensitivitydisclosedmore distributedchanges

    n

    medium

    susceptibles, hile low susceptibleswere characterized y

    poorer

    attentional

    functionsat baseline

    nd mprovementshrough he nduction.

    Key words:EEG, ERPs,attention aterality, rontal

    imbic

    cingulate

    Introduction

    This article

    provides

    a review of experiments, hematically ather than chronologi-

    cally structured, hat

    were carried out in the

    Charing

    Cross aboratory of Cognitive

    Neurosciencewith the aim of understandinghe neuropsychophysiologicalasis

    of

    hypnosis.Hypnosis

    was

    defined operationallyon the basis

    of the traditional relax-

    ation

    procedure,

    which beganwith eye ixation,suggestionsf

    relaxationand eyeclo-

    sure,and was ollowedby imageryassociated ith deep elaxationand a dream.

    This

    was applied n all experiments xceptone where the active-alert

    rocedure B6nyai

    and

    Hilgard,I976) wascompared.During the induction here were behavioural hal-

    lenges o assess epth of hypnosis, nd at the endquestionsabout memory for the

    induction,a

    post

    hypnoticsuggestion nd

    subjective atings.The

    purpose

    was o

    unravel

    someof the changesn brain

    activity

    hat accompanyhe hypnotic nduction

    in both high and ow susceptiblendividuals, nd

    eatures

    hat

    may differentiate hem

    in the baseline tate.

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    4 Gruzelier

    The

    history of localizing neurophysiological

    mechanismsn hypnosisbegan by

    likening

    hypnosis o sleep.Pavlovdemonstrated

    he existence f hypnosis n

    his

    con-

    ditioned eflex

    studies n dogsand attributed his to a

    partial

    and spreadingnhibition

    of the cortex,

    essextensive han occurs n sleep,

    hough Heidenhainhad reasoned

    earlier hat

    more than the cortex was nvolvedbecause

    nimalsdid not behaveas

    f

    they

    were decorticate

    Windholz,

    1996).

    Although sleepbecamean ncreasingly

    op-

    ular analogy,

    o dateelectroencephalographic

    EEG)

    studies avenot found

    similari

    ties betweenhypnosis nd sleep

    for

    a review seeCrawford and Gruzelier,1992).

    At

    the same ime sleepcanbe inducedby instructions f hypnosis, ut conventional ro-

    cedures topshort

    of sleep nduction.Hernandez-Peon

    1977)

    proposed

    hat hypnosis

    wascloser o wakefulnesshan sleep,

    nvolvingalterations n both consciousness

    nd

    executive unctions,

    which he local ized o the

    midbrain,

    pons

    and medul la.

    Nevertheless, epending

    n the natureof the

    induction,dream-like eaturesare

    close

    to the hypnoticexperience

    f many high susceptibles.

    Recordings

    rom intracranialelectrodes

    n

    epileptic

    patients

    have disclosed

    he

    importanceof l imbic structures

    n hypnosis.Craiselneck,

    McCranie and Jenkins

    (1956)

    eported

    anecdotallyhat hypnosiswas erminated

    each ime the hippocampus

    was electrically timulated.

    De Benedittisand Sironi

    (1986)

    demonstrated

    n a high

    hypnotizable that

    there was a reduction in interictal

    focal abnormalities n

    the hip-

    pocampus

    uring

    hypnosis nd an increasen alpha

    activity. n a second

    atient

    hey

    concluded hat hypnosiswas associated ith functional nhibition of the amygdala,

    because timulation

    of the amygdala roused

    he

    patient

    rom hypnosis

    nlike stimu-

    lation of the adjacentand

    reciprocally onnected

    ippocampus. lectricalactivity

    n

    the

    amygdalabecamesynchronized

    with hypnosis

    whereasactivity in the

    hippocam-

    pus

    became esynchronized

    De

    Benedittisand Sironi,

    1988).

    In the 1960s

    arallels

    were drawn between

    hypnosisand right

    hemispheric

    ro-

    cessingand

    high hypnotic susceptibles

    ere assumed o be characterized

    y right

    hemisphericity.

    his

    point

    of view has been

    popularized

    and has

    been found to be

    important

    n the clinicaluse

    of hypnosis

    Pedersen,

    984).Aside from evidence

    rom

    cognitivestudies

    with

    putative

    hemisphere

    pecific asks, here

    were also neuropsy-

    chophysiological

    measures

    which took into accountbrain

    anatomy such as

    EEG,

    dichotic

    listening and conjugate

    ateral eye movements

    Crawford

    and Gruzelier,

    1,992). xperimental evidence

    was, however,conflictual,

    but the methodologies

    f

    many studieswere

    questionable

    Gruzelier,

    1988).

    Methods of inducing

    hypnosis

    were

    various and often

    poorly

    described.Often there

    was a failure to distinguish

    between

    high and

    low

    susceptibles

    r to attribute

    changes n low susceptibles

    hat

    were absent

    n high susceptibles

    o the hypnotic

    process.

    eldom

    was evidence

    ited

    of test-retest

    eliability,or of

    replication,or of validationof

    hypnotic evel during

    he

    experimental

    rocedure.

    In integrating he

    resultsof a decadeago a three-stage

    orking model

    of the

    induction

    process

    was

    proposed

    Gruzelier,

    1988,

    990).

    Stage

    : The initial instructions

    of fixating on a

    small object and listening

    o the

    hypnostist's

    oicewas

    posited

    o

    involve an attentional

    network ncluding halam-

    ocortical

    systems nd

    parietofrontal

    connections

    with engagement

    f a left ante-

    rior focusedattention control system.This underpins he focused,selective

    attention

    nherent n fixation and istening

    o the hypnotist's

    oice,

    processes

    hat

    together

    require left hemispheric

    rontotemporal

    processing.

    Stage

    I: The first stage

    s then replacedby eye closure,

    uggestions

    f fatigue at

    continued

    ixation, and tiredness ogether

    with deep relaxation.

    This sets

    n

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    Neurophysiology

    of hypnosis 5

    motion

    frontolimbic nhibitory

    processes

    nderpinning

    he suspension f

    reality

    testing and critical evaluation,

    and the handing over

    of executiveand

    planning

    functions o the

    hypnotist; he

    letting

    go'

    component

    f the hypnotic

    nduction.

    .

    Stage

    II: The third stage nvolves

    nstructions f relaxed,

    passive

    magery eading

    to a

    redistributionof functionalactivity and

    an augmentation f

    posterior

    cortical

    activity,

    particularly

    of the

    right hemispheren high susceptibles. implifying

    he

    verbal contentof the

    inductionmessagemay also

    acilitate ight hemispheric

    ro-

    cessing, s

    does emphasizing

    ast

    experience

    nd emotion.

    n

    contrast,

    ow sus-

    ceptibles

    ail to show engagement

    f left frontal attentional

    control mechanisms,

    or if there is focal attentional engagement,ow susceptiblesail to undergo he

    inhibitory,

    etting

    go process.

    his

    working model wil l serve o

    structure he

    review of findings.

    Here emphasis ill be

    placed

    on the cognitive

    neuroscience f

    hypnosis;

    mplications or socio-cognitive pproaches

    ill be

    found n

    a

    commen-

    tary

    (Gruzelier,

    1998)on a theoretical

    aper

    by Wagstaff

    1998).

    Thalamo-frontal-limbic

    attentional

    processes

    Electrodermal

    o rienting, habituation,

    sensitizationand tonic

    reactivity

    We

    first investigated he basic attentional

    processes

    f orienting,

    which

    represents

    focusing f attention,

    and of

    habituationwith stimulus epetition,

    which allowsatten-

    tion to be

    redirected, nd which

    nvolvemodulationby the

    limbic system,n

    particu-

    lar the amygdala ndhippocampuse.g.PribramandMcGuinness, 975;Gray,1982).

    The electrodermal

    esponse aschosen

    ecause mong

    physiological

    measures

    t has

    the advantage

    of

    indexing sympatheticnervous

    systemactivity unconfounded

    by

    competing

    parasympatheticnfluences.Using a standardize d

    one orienting and

    habituation

    paradigm

    Gruzelier

    and

    Venables,1972)he effects

    of hypnosis n

    ori-

    enting

    responseso tones hat

    were interspersedwith the

    hypnotic nduction

    were

    monitored n normaland

    patient

    volunteers

    Gruzelier

    and Brow, 1985).Subjects

    ook

    part in

    three

    sessions eparated

    y four weeks o avoid

    carryovereffectson

    habitua-

    tion.

    They were first

    monitored o

    provide

    a baseline

    measure nd to equate

    groups

    for

    individual differences

    n rate of habituation.

    Then with sessionorder

    counterbal-

    anced

    hey experienced

    hypnosissession nd one

    of two control

    conditions.

    The

    control

    conditions onsisted

    f either a story read by

    the hypnotist,or

    relaxing isten-

    ing to a story or a periodequivalentn length o the hypnotic nductionprior to the

    introduction of

    the tones,which

    were

    presented

    without any accompanying

    erbal

    message. ypnoticsusceptibility

    asmonitored

    hroughout he experimental

    ession.

    The

    outcome

    was clear and

    dependedon

    level of suscep tibility.

    s shown n

    Figure 1, n the

    group

    distributions

    of orientingand

    rate of habituation

    he hypnosis

    conditionwas distinguished

    rom the three

    control conditions

    hrough a higher

    nci-

    denceof both

    non-responding nd

    non-habituation, bimodal

    distribution.

    t

    was

    he

    high susceptibles

    ho showeda

    reduction n orientingand/or

    asterhabituation

    with

    hypnosis,

    hereasow susceptibles

    howed etarded

    habituationwith hypnosis,

    scan

    be seen

    n Figure2.

    Comparisons

    with other

    featuresof electrodermal

    activity shed

    ight on arousal

    and

    attentional

    processes.

    n hypnosis

    or

    the

    group

    as a whole there

    was an absence

    of

    sensitizationo a

    test one

    presented

    owards

    he end of the session

    hile through-

    out

    the induction here

    wasan increase

    n

    electrodermal

    on-specific

    esponses.

    t is

    important o

    note

    that

    both theseeffects

    were sharedwith the control

    story condition

    and did

    not vary with

    hypnotic

    susceptibility.

    rom this

    t canbe infered hat

    listening

    to the story

    and to the

    hypnotic nduction

    produced

    a

    similar degreeof autonomic

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    Gruz.elier

    t2

    10

    TRIALS

    MIL

    HABITUATION

    STUDENIS

    ND

    PATIEMS

    TONES

    LONE

    IONES

    ALONE

    AFITRSTORY

    ffi

    Patients

    l--1

    Students

    HYPNOSIS

    ITH ONES

    AFTER

    NDUCTION

    TONES

    WITH

    STORY

    R

    2

    e

    L

    0

    Figure 1. Electrodermalorienting

    response abituation

    relaxation fter

    istenins o a storv.andstorvconditions.

    8 t 2 1 6

    baseline

    (tones

    alone),

    hypnosis,

    Patients

    Students

    Increase

    n

    Habituation

    Same abituation

    Decrease

    n

    Habituation

    0 2 t 4 6 8 1 0

    Susceptibilty

    Score

    Figure

    2.

    Subjects

    ategorized ccording

    o increase, ecrease r

    no changen

    habituation rom

    baseline

    o hypnosis sa

    function

    of

    inductionsusceptibility core.

    arousability

    and attentional engagement

    and these did

    not vary with susceptibility.

    Turning

    to the relaxation condition,

    this was insufficient

    to change either

    habituation

    (see

    also

    Teasdale, 1972) or sensitization,

    so that the

    facilitation of habituation

    could

    not be explained

    away as a function of

    relaxation. At the same

    time some compo-

    nents of arousal

    reduction were associated

    with hypnosis.

    This was shown by

    fewer

    4

    in

    q ?

    i 3 -

    a

    'E-

    0

    o 9

    L

    o o

    O L

    2 o

    4 8

    4

    8

    12

    16

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    Neurophysiology

    of hypnosis 7

    non-specific esponses

    uring

    hypnosis

    both in the first half and secondhalf

    of the

    hypnotic nduction

    as

    well

    as by reductions n

    tonic levels of skin conductan ce.

    However, one high susceptible ad levels

    of skin conductancewo standard

    devia-

    tions above he control

    group

    mean,

    ndicating hat a reduction n tonic arousal s not

    a necessary

    art

    of the hypnotic

    process

    s

    will

    be confirmed ater in an experiment

    with the active-alertnduction

    procedure.

    The facilitation of habituation with

    hypnosiswas replicated n an experiment

    designed o comparehypnosiswith simulatinghypnosls n

    medium/highhypnotiz-

    ables Gruzelieret al., 1988).Subjectswere examined irst in a baseline ession nd

    then assigned ith the Barber

    Suggestibility cale

    Barber,

    1969) o the simulatoror

    hypnosis

    groups

    matched

    or suggestibi l i ty, lectrodermal eactivi ty

    and sex.

    Hypnotic susceptibility asmonitored

    hroughout he second ession s n the former

    experiment.Levels of susceptibilityall fell within the

    moderate o high range. As

    before, rate of habituation was faster with hypnosis

    n the susceptible ubjects

    whereas n

    simulatorshabituationwas slower.

    Simulators

    were

    more arousedduring

    the nduction

    prior

    to

    presentation

    f the tones

    p

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    8 Gruzelier

    magnitude

    differencewave

    at baselineand a

    progressive

    eduction

    n MMN

    with

    each

    stageof the

    induction and n keeping

    with frontal inhibition.

    By the

    later stage

    of the

    induction MMN

    was negl igible n both

    the lateral

    frontal

    placements.

    Importantly

    oppositechanges

    were manifested

    y the low

    susceptible

    roup.

    Whereas

    at baseline heir

    differencewave

    was absent, here

    was a

    progressive

    increase

    n MMN through

    he experiment, ntil

    in the last condition

    he magnitude

    of

    the difference

    wave

    wason a

    par

    with the results

    n high susceptibles

    t baseline,

    ug-

    gesting

    n ncreasing

    nhancement

    f attentional

    processing.

    HIGHSUSCEPTIBLES

    l H 1

    [f H2

    LOW

    SUSCEPTIBLES

    tr--t R

    I H 1

    t--1 H)

    Figure 3. Mismatch

    negativityscores

    n

    baseline

    B),

    induction

    (H1)

    and extended

    nduction

    (H2)

    in high and ow susceptible

    roups.

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    Neurophysiologyof hypnosis 9

    Summary

    There was a consistency etween he electrocorticalMMN

    and

    electrodermalmea-

    sures

    n

    depicting opposite changes rom baseline o hypnosis n susceptibleand

    unsusceptibleubjects. ongruent

    opposing

    ffectson attention

    have

    alsobeen

    ound

    in a recent Finnish study involving a computerizedvigilance task. High susceptibles

    showedan ncreasen omissionerrorsand

    greater

    variability n RTs from baseline o

    hypnosis,while low sus ceptibles howeda reduction n errors and RT variance

    (Kallio

    et

    al., 1998).Together hesestudies

    show

    that whereas

    susceptible

    ubjects

    evinced nhibitory influenceson attention with hypnosis, nsusceptible ubjects

    improvedattentional

    performance

    s he nduction

    progressed.

    Anterior inhibitory

    processes

    Fr o nto

    -

    imb ic sup e v so ry attentio nal s

    y

    s em

    We went on to examineevidence f frontal nhibition n the contextof contemporary

    modelsof anterior functions hat focus on attentionalcontrol systems

    Posner

    and

    Peterson,1990;

    Shallice

    and Burgess,1991).A supervisoryattentional system hat

    involves he frontal lobesand imbic systemmonitorsongoingactivity and modulates

    behaviour

    n response o novelty, as n orienting, and when environmentalstimuli

    conveyconflicting

    nformation.We tested

    his

    with a behaviouraland electrophysio-

    logicalparadigm hat required he monitoringof errors n performance Kaiseret al.,

    1997).We utilized a Stroop-like ask

    nvolving

    a simple wo-choice

    eaction ime task

    in which a button was

    pressed

    ccording o the side n which a

    green

    arrow was

    point-

    ing

    (congruent

    ondition).This wascontrastedwith a complex our-choice askwhere

    in

    addition

    to the

    green

    arrow condition red arrows were randomly

    presented,

    n

    which case he button must be

    pressed

    n the oppositedirection o the arrow

    (incon-

    gruent

    condition).

    Electrophysiological videncehas shown hat following an erro-

    neous esponsen a reaction ime task here s a large negative

    going

    wave at about

    100ms, referred to as error-relatednegativity and termed an error detection

    wave,

    which s not elicited ollowing correct esponses

    Falkenstein

    t al.,

    1990;

    Gehring

    et

    al., 1993).This

    negative

    wave

    s followed

    by a

    positive

    wave hat varieswith a range

    of task-related

    actors

    and

    may represent

    context

    updating, error evaluation and

    adjustment f response trategies, n error evaluationwave Falkenstein t al.,1995).

    With

    hypnosis

    he

    medium/high usceptibility

    roup

    showedan increasen errors

    on incongruent rials

    -

    the stroop

    nterference

    effect

    -

    but

    no

    change

    n errors on

    congruent rials,

    whereas

    he

    performance

    of

    low susceptiblesemained constant.

    Reaction times were not influenced by hypnosis n either

    group.

    Therefore in

    medium/highsusceptibleshere

    was a failure to inhibit the automatic response

    n

    keepingwith

    an

    nhibition of frontal attentionalcontrol.F{owever,he largenegative

    going

    error

    detectionwaves hat were elicited were non-significantly arger

    n Ihe

    medium/high han the low susceptibility

    roup,

    and these

    waveswere unalteredby

    hypnosis. n other words an error detectionsystemwhich operatesat an early

    and

    possibly

    pre-conscious

    tageof

    processing

    as

    not

    compromised

    y hypnosis; o wit

    the unconscious

    idden observerof Hilgard, Morgan and

    McDonald

    (1975).

    n con-

    trast we found that the positive going error evaluationwave following the error

    detection wave was

    reduced n

    amplitude

    with hypnosisbut only in medium/high

    susceptibles.

    esults or

    the

    susceptible ubjectsare found in Figure 4. This was

    n

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    10 Gruzelier

    keepingwith

    inhibition of a frontal error evaluation

    rocess

    nd wascompatible

    with

    the behavioural

    data showing a higher error

    rate on incongruous rials

    in the

    medium/high usceptibles

    ith hypnosis.

    The error detection

    wavehasbeen ocalized o a

    midline anteriorcingulate

    gener-

    ator

    (Dehaene

    et al.,

    1994),

    a

    promising

    candidate or

    involvement n hypnosis.

    he

    anterior

    cingulate

    erforms

    executive

    unctions hat havebeensubdivided

    nto affec-

    tive and cognitivecomponents

    Devinsky

    et al.,

    1995).The

    cognitive

    executive om-

    ponent

    s involved n response elect ion

    n advanceof any

    movementand

    in

    cognitivelydemandingnformationprocessing uchas Stroop nterference,ocalized

    by

    blood flow imagingand

    esionstudies o the anterior cingulate

    Pardo

    et al.,

    1990;

    Georgeet a1.,1.993;

    endrell et al.,

    1995),

    nd

    by some o the

    right

    anterior

    cingulate

    (Bench

    et al.,

    1993).The affectiveexecutive

    unctionsare involved

    n regulationof

    autonomic

    and endocrine

    unctions,

    assessment

    f

    motivationalcontext and signifi-

    canceof sensory

    timuli and emotional

    valence.Theseare

    mediated hrough exten-

    sive

    connections

    with the amygdalaand

    periaqueductal

    rey

    and autonomic

    brainstem

    nuclei.

    Our

    resultshave

    ndicated hat the monitoring of

    motor

    perfor-

    mance carried out by the

    cognitive executivecomponent

    emained

    ntact, for the

    error

    detectionwave and

    RTs were unchanged y

    hypnosis.Rather t would appear

    that

    the affect system

    nvolving connections ith the

    rostral imbic system

    ncluding

    the amygdala

    was unresponsive,

    s shown by the absence

    of the error evaluation

    wave and

    apparentlymotivational

    nfluences n

    performance.

    his interpretation

    s

    also n keeping

    with the reducedelectrodermal

    rienting activity

    reflectinga

    reduc-

    tion

    in amygdaloid xcitatory

    modulatory

    nfluences.Dissociation etween

    cognitive

    and

    affectiveanterior cingulate

    executive ystems

    would explain he

    increase n the

    Stroop

    nterference ffect

    with hypnosis.

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    -399 -zqq -t80

    [ i | | i ieconds

    Figure 4. Error detection and

    error evaluation

    waves in medium/high susceptibles

    n hypnosis

    and

    pre-hypnosis

    baseline.

    S i t e : C z

    h i g h s u s c e p t i b l e s

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    Neurophysiologyof hypnosis

    11

    Left anterior inhibition

    Someevidence

    has

    suggested

    hat the anterior nhibition may be laterally asymmetrical

    and biased owards

    he left hemisphere. his was disclosed y measuring ight and eft

    hemisphere

    processing

    imes

    n

    dextral subjects

    with

    a

    haptic

    object sorting

    task com-

    paring

    eft

    and

    right hands

    Gruzelier

    et al.,1984). his was

    planned

    nitially o validate

    asymmetries isclosed y the bilateral

    monitoring

    of electrodermal

    orienting and habit-

    uation

    processes

    escribed

    n the next section;n the haptic ask he mediationof hemi-

    spheric

    nfluences s unambiguously ontralateral.Subjects orted objects

    by classwith

    eachhand separatelywhile blindfolded.Hand order wascounterbalancednd there

    was control

    for movement ime. The task was done

    prior

    to hypnosisand again after

    the

    hypnotic induction, with susceptibility

    monitored

    through

    the

    experiment.

    As

    shown

    n Figure 5 high susceptibles howedan

    increase n right hand

    processing

    imes

    with hypnosiswhile there

    was no

    change

    n their left hand times, nor were there bilat-

    eral

    changesn low susceptibles.

    he increase n the

    processing

    imes of the right hand

    (indexing

    he left hemisphere) orrelated

    positively

    with the

    hypnotic susceptibility

    score.

    We replicated he slowing of left hemispheric

    processing

    with hypnosis n high

    susceptibles

    n

    contrast

    o low susceptiblesn a follow-up experiment

    with middle aged

    subjects,

    which was

    performed

    away from the laboratory and

    which included a non-

    hypnosis ontrol

    group,

    (Gruzelier

    et al., 1984).The combiningof both experiment

    samples isclosed videnceof a

    left hemispheric

    reference

    n high susceptibles t base-

    line ashad beenshown

    n

    the electrodermal

    tudyoutlined n the next section.

    Left-sided

    nhibition of somatosensoryunctionswas

    replicated urther by exam-

    ining haptic

    processing

    ith an active-qlertnduction

    (Cikurel

    and Gruzelier,

    1990).

    Following

    B6nyai

    and

    Hilgard

    (1976)

    subjects

    edalled

    a stationaryexercise

    icycle

    againsta load and

    with instructionsof mental alertness n the hypnotic

    nduction.

    Dextral subjects

    were selectedwith the Barber scale o

    form

    groups

    of

    high

    an d

    medium susceptibles.

    ach subject

    participated n

    two sessions, ne

    involving the

    conventional

    elaxation nduction and the other the active-alert

    nduction. n both

    conditionsa baseline

    measurewas obtainedeither while seatedor while

    pedalling.

    Session

    rder was counterbalanced nd

    in each session ypnotic susceptibility

    was

    monitored to validate the

    group

    designation

    and to compare he induction

    proce-

    dures,

    which n the event

    produced

    similar

    nfluences n susceptibil i ty

    r

    =

    0.79,

    post

    Hypnoss

    pre

    Figure

    5.

    Haptic

    processing

    times for

    right

    and

    left hands for

    pre-hypnosis

    baseline and with

    hypnosis n high

    (left

    figure) and

    low

    (right

    figure) susceptibles.

    20

    (J

    o)

    3

    q)

    E

    I E

    C

    ,a

    c,

    (J

    o

    L

    o-

    ro

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    12

    Gruzelier

    p

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    Neurophysiologyof

    hypnosis 13

    Patterns

    of correlationsbetween he fluency askssupportedan inhibitory influ-

    ence

    of hypnosiscentring on the left anterior word fluency

    performance.

    First, the

    three

    fluency testsdid not correlateat baseline mplying an independence f

    func-

    tion. Second,

    correlationsbetween baselineand hypnosisconditions

    were

    signifi-

    cant for category luency and design luencybut

    not for word fluency, n support of

    the word fluency

    est

    alone

    being alteredby hypnosis. n contrast,significantcorre-

    lations were obtained

    with

    hypnosisbetween

    word

    fluency and

    both design luency

    and category

    luency, but not between designand category luency.This could be

    interpretedas showing hat an underlyingprocess uch as distributed nhibition

    was most at work with word fluency, and while centring on

    left

    anterior

    processes

    was also

    having some mpact on designand category luency which

    involved right

    anterior

    and left temporal

    processing

    espectively.Correlations also

    showed hat

    the

    significant elation between eft and right

    hand finger tapping dexterity before

    hypnosis

    was reducedwith hypn osis n kee pingwith a tendency

    owards ateral

    dissociation.

    Anterior disconnectionwith hypnosis n susceptible

    ubjectswas recently dis-

    closedby

    Kaiser n an

    unpublished

    experiment nvolving EEG topographical

    map-

    ping

    with a 32 electrode

    anay n which we examined egionalconnectivitywith EEG

    coherence.EEG coherence,

    putative

    measureof connectivity,was examined

    betweenbipolar

    pairs

    of electrodes. his disclosed significanthypnosis

    group

    x

    condition nteraction n high alphaactivity,asshown n Figure7. In high susceptibles

    with

    hypnosis here wasa reduction n connectivitywithin the left

    prefrontal

    egion

    specifically

    etween eft

    lateral

    (FP1

    and

    F7) and medial

    F3

    and FTCI)

    placements

    whereas he opposite

    effect,namelyan ncreasen connectivitywas ound n low sus-

    ceptibles.

    n

    baseline

    here was also a highly significantdifferencebetween

    suscepti-

    bility

    groups

    n the direction of

    greater

    eft anterior connectivity

    n high rather than

    low

    susceptibles.

    -I-

    ?

    I

    I

    prehypnotic

    I

    I

    hypnotio

    hish

    hypnotic usceptibility

    Figure

    7. Left anterior EEG coherence n baselineand hypnosis or medium/high and

    low sus-

    ceptibles

    high

    shortdistance oherenceepresentsow connectivity nd

    viceversa).

    o

    a

    I

    o

    o

    c-l

    O

    I

    I

    I

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    O

    a

    a

    a

    1,4 Gruzelier

    Importantly he coherence

    esult did not

    generalizeo all bandsbut

    was estricted

    to high alpha

    activity.This represents

    n EEG band that

    relates o cognitive

    as dis-

    tinct from connative

    processing,

    ariouslydescribed

    s ndexing

    high workload, sus-

    tained motor

    control and long-term

    memory

    (Mecklinger

    and

    Bosel, 1989;Sterman

    eI a1.,7994; limesche,

    996;Burgess nd Gruzelier,

    1998).The importance

    of selec-

    tivity in narrow

    band EEG

    power

    hasalso

    been demonstrated y

    our differentiating

    hypnosis rom baseline

    n high and ow susceptibles

    Williams

    and Gruzelier,

    1998).

    Summary

    Further evidence f a

    selectivityof neurophysiological

    ction of

    hypnosiswas shown

    through

    examination f anterior

    nhibitory nfluences:

    the dissociation etween

    error detectionand

    error evaluation

    waves;

    the left lateralized nfluences

    on haptic

    processing,

    nd the improvement

    n right-

    sided

    processing

    hat wasspecific o

    the active-alertnduction;

    the specificity

    within the left hemisphere

    or the effectson

    verbal fluency

    thal

    were restricted

    o letter and not semantic

    esignated ategories;

    the ocalization

    f the changes

    n EEG coherenceo

    within the eft frontal

    obe;

    the restriction

    of the EEG coherence

    hangeso the

    high alphaband.

    These actorsserve o introducea note of caution n attempts o interpret changesn

    brain blood

    flow and metabolism

    n hypnosis,

    which

    do

    not

    permit

    such

    ine

    grained

    interpretation,

    or do they discriminate

    etween acilitatory

    and nhibitory

    unctional

    systems.

    Right-sided

    processing

    Focal versusdistributed

    nfluencesof hypnosis

    have also been

    demonstrated

    n

    experiments

    nvestigatinghe

    popular

    view of right

    hemisphericnvolvement

    n hyp-

    nosis

    Pedersen,

    984).

    Firstly, n our original

    experimenton

    electrodermal

    rienting

    and habituation

    processes

    Gruzelier

    and Brow, 1985)

    bilateral recording

    disclosed

    an asymmetry

    n the amplitude of

    orienting responses

    avouring he

    right hand in

    hypnosisn high

    susceptibles

    hereas herewasno

    reliableasymmetry

    n low suscep-

    tibles.This

    was n contrast

    o the baseline ession

    where after the

    initial tones here

    was an asymmetry

    avouring he

    left hand n high

    susceptibles nd again

    no reliable

    asymmetry

    n low susceptibles;

    he initial stage

    of orienting s thought

    o involve

    he

    right hemisphere,

    hich

    governs

    tatesof broadened

    attention,after which

    the focal

    and selective

    ttentionalabilities

    of left hemisphere

    ake over as would

    be exempli-

    fied in the

    high suseptibles ith their

    left

    preference

    fter

    the initial trials

    (see

    Figure

    8).

    At the time the

    psychophysiologicalxperiment

    wasundertaken

    he mediationof

    hemispheric nfluences

    on electrodermal

    activity was considered

    ontroversial.

    Subsequently

    he influence

    of limbic modulation

    has been clarified

    by intracranial

    stimulation

    studies

    Mangina

    and Beuzeron-Mangina,1996),

    hich

    have supported

    the original

    interpretationof

    the dominanceof

    ipsilateral imbic

    modulatory

    nflu-

    ences n the

    passive

    rienting

    processes

    Gruzelier,

    1973).Therefore he

    resultsmay

    be interpretedas showinga left hemispheric referencen high susceptiblest base-

    line. While this

    resultwasnot

    predicted

    and ran counter

    o right hemisphericity

    heo-

    ries of hypnotic susceptibi l i ty,

    upport was

    forthcoming rom

    the subsequent

    investigation f

    lateralized aptic

    processing

    escribed bove

    Gruzelier

    et al.,

    1984).

    Suchbaseline

    eft hemispheric dvantages

    ay

    simply eflect

    greater

    cognitiveagility

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    -3.0

    -1. ,

    Log.

    Amplitude

    109.

    AmDlitude

    -3.0

    -) .5

    -4.0

    SUSCEPT

    BLE

    l0

    Trlal

    Log.

    Amplltude

    Log.

    Amplitude

    Neurophysiologyof hypnosis

    15

    UNSUSCEPTIELE

    _Len

    -3.0

    -7. '

    -4.0

    l0

    Trial

    -3.0

    -3.'

    l0

    Irial

    l0

    Irial

    Figure8. The amplitude f bilateral lectrodermalrienting esponseshowingeversal f

    asymmetryrombaseline

    tones)

    o hypnosisn highsusceptiblesnd

    no consistenthangesn

    lowsusceptibles.

    in line with task demands y high susceptibles

    Crawford,

    1989).Accordingly

    t

    would

    appear

    hat it was the hypnotic nduction hat

    instated he right hemispheric

    functional

    preference

    n susceptible ubjects.

    An enhancement

    f right

    posterior

    unctionswas ound in an experiment

    nvolv-

    ing the divided visual

    ield

    presentation

    f flashes equiring brightness

    udgements.

    The experiment nvolved hree sessions

    n

    the order

    baseline, ypnosis, aseline.

    t

    wasconducted

    with

    eyesopen

    with sufficient rials o

    perform

    signaldetection

    analy-

    sis to

    give

    estimatesof

    perceptual

    sensit iv i ty

    ndependentof cognit ive bias

    (McCormackand Gruzelier,1993).Blocksof trialswere nterspersed ith a live hyp-

    notic

    induction.

    Susceptibility

    was monitored throughout

    he experimentwith sub-

    jects

    divided nto medium and high susceptibles.

    esultsare shown n Figure 9.

    Perceptual ensitivity

    was

    ound

    to be enhancedn the hypnosis onditioncompared

    with the control conditions.Comparisonof the susceptibility

    roups

    ndicateda

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    1,6 Gruzelier

    bilateral

    increase n

    perceptual

    sensitivity n medium susceptibles

    hereas n high

    susceptibleshere was no change n susceptibility

    n

    the left hemisphere

    right

    visual

    field) in contrast o a focal right hemisphericenhancement

    left

    visual field). An

    improvement n

    perceptual

    ensitivity s according o signaldetection heory

    ndica-

    tive of an ncreasen signal o noise atio aswill occur

    with

    a

    reduction n central ev-

    els of arousal.Analysis of the

    cognitivebias variableshowed hat

    judgements

    were

    more conservativeor the right hemispherehan

    the left for the

    group

    as a whole

    (p

    left asymmetryat the temporal

    location

    (electrodes

    3l4) in the

    medium/high

    group.

    n contrast here was an oppo-

    site eft>right asymmetry n the story

    condition of medium/high usceptibles,

    s well

    as n both

    the conditions f the low susceptibles.his

    reversal f asymmetry o favour

    the right hemisphere

    n

    susceptible

    ubjects id not extend o the

    lateral central

    (C314) lacements.

    he resultsdemonstratedhat

    right

    anterior

    emporal obe activ-

    ity was

    aised n medium/high usceptibles ith hypnosis.

    LHem.

    .

    ---.---

    RHem.

    )

    xigtt

    .a.

    -.-....

    LHem.

    .

    ., ''

    ' ''

    nHem.

    l

    Medium

    fr;;;':'il:L--

    Control Hypnosis

    Control

    Figure9.

    Visual

    sensitivity

    n baseline ontrolconditions ndhypnosis

    n high and mediumsus-

    ceptibles

    or left

    and

    right hemispheres.

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    o

    a

    a

    a

    a

    Neurophysiology

    of hypnosis

    l7

    Summary

    The asymmetries

    n electrodermal

    rienting esponses

    nd he cortical

    evoked

    poten-

    tial

    N100,both to auditory

    stimuli

    presented

    uring

    the latter

    part

    of the

    induction

    (Gruzelier

    and

    Brow, 1985; utai

    et al., 1993),

    ndicatea shift

    n the balance f

    tempo-

    ral-limbic activity to

    favour the

    right hemisphere.

    n contrast he asymmetry

    of

    visual

    sensory ensitivity

    ssessed

    ith signaldetection

    analysis

    McCormack

    and Gruzelier,

    1993)depicted

    an enhancement

    f right

    hemispheric

    rocessing

    n high susceptibles

    and

    no change

    n

    the

    left hemisphere

    whereasmedium

    susceptibles

    howedbilateral

    improvement.

    Conclusion

    This seriesof experiments

    has shown

    a number

    of reproducible

    changes

    n brain

    function that distinguished

    medium/highsusceptibles

    fter

    instructionsof

    hypnosis

    both

    from their baseline

    tateand

    from low susceptibles.

    he attempts

    were

    modest

    in scopeand

    must be confined

    o the

    traditional

    hypnotic

    relaxation nduction.

    Continuing

    support

    was

    provided

    or associations

    etween

    hypnosis nd:

    activationof

    anterior

    ronto-limbic nhibitory

    processes,

    anterior

    inhibition or disconnection,

    either

    lateralized to

    left hemispheric

    egions

    or

    bilateraldepending

    n the

    processes

    xamined,

    involvementof right temporoposterior rocessing,

    evidence f superior

    attentional

    abilities

    n high susceptibles,

    evidence

    of

    poor

    attentional

    abilities

    n unsusceptible

    ubjects

    with

    progressive

    improvement

    hrough he

    nduction,and

    .

    no evidence

    f right

    hemisphericity

    n the baseline

    tate n susceptible

    ubjects.

    Across

    electrodermal,

    lectrocortical

    nd behavioural

    domains

    susceptible

    ubjects

    evinced

    nhibitory influences

    n attention

    with hypnosis

    whereasunsusceptible

    ub-

    jects

    mproved attentional

    performanceas the

    induction

    progressed.

    vidence

    was

    also

    ound for bilateral

    alterationsof

    function

    in medium susceptibles

    n situations

    where

    changes

    n high susceptibles

    ere

    ateralized, uggesting

    more diffuse

    or dis-

    tributed

    changes

    n mediumsusceptibles

    nd

    more focal changes

    n high susceptibles.

    Together hese esultsndicate he importanceof stratifyinggroups nto low, medium

    and

    high susceptibles.

    In our neuropsychological

    ranslation

    of the

    traditional

    hypnotic

    nduction,

    hyp-

    nosiswas

    nitiated by engaging

    nterior executive

    ontrol

    systems.

    side from alter-

    ations

    n cortical

    functions along anterior-posterior

    nd

    lateral axes, hese

    will

    orchestrate

    op

    down changes

    nfluencing halamic

    and brain

    stem

    mechanisms.

    Currently

    there

    is renewed

    nterest

    n

    the

    electrophysiology

    f thalamocortical

    mechanisms

    n

    perceptual

    binding,conscious

    erception

    and altered

    statesof aware-

    ness

    Llinas

    and

    Pare, 1991;Singer,

    1993).Llinas,

    Ribary, Joliot

    and Wang

    (1994)

    have

    proposed

    hat

    consciousness

    s a noncontinuous

    event determined

    by

    simul-

    taneity

    of activity

    in specific

    halmocortical

    nuclei, which

    provide

    the

    content of

    experience,

    nd he

    non-specific iffuse

    halamic

    projectionsystem hat

    provides he

    contextand alertness.n this regard he anteriorand posteriorcingulateappearof

    particular

    promise

    n the top down

    control of

    thalamicactivity

    relevant

    o hypnosis.

    Devinsky,

    Morrell and Vogt

    (1995)

    have

    remarked

    One

    of the unique

    features

    of

    anterior

    cingulate

    cortex circuitry

    is its diverse

    halamic afferents

    and consequent

    ability

    to sample

    nputs from more thalamic

    nuclei

    than any other

    cortical

    region.

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    18

    Gruzelier

    The ability to sample rom a wide

    range

    of thalamic

    nputsmay

    be crucial

    or its con-

    tributions o

    motor response election unctions.

    p

    280.'The samecould be said or

    conative unctions and the l imbic thalamus

    Bentivoglio

    et al.,

    1993).Hypnosis

    researchwould benefit

    from

    examining he

    interplay

    between

    cortical and thalamo-

    cortical systems,

    or which

    the

    methodology

    of

    fast frequencyEEG transients olds

    much

    promise.

    In Llinas'smodel dreaming s regardedas a stateof hyperattentivenesso

    intrin-

    sic activity without the registrationof sensory

    nput,

    a state

    with

    an obvious

    affinity

    with hypnosis. his serves o acknowledgehat the dreamanalogy emainsappealing

    for aspects f the

    hypnotic

    experience.Consider

    Fuster's

    1995)

    descriptionof cog-

    nitive featuresof dreaming,which

    include

    he altered senseof

    time and absence f

    temporality, he lack of

    guiding reality

    and critical

    udgement,

    he anchoring

    n

    per-

    sonal experience, ffectivecolouring, dissociation

    rom sensory nput and context.

    'The

    fragmentednetworks

    activated

    n

    the dream

    seem o lack the associativeinks

    to a

    time frame, anchoredas they are in the

    present,

    without time tags and

    refer-

    ences.'

    This could equallybe a descriptionof the hypnotic stateas

    high

    susceptibles

    experience

    t.

    As

    the studiesunfoldeda

    selectivityof centralaction ncreasingly ecamea

    hall-

    mark

    of

    hypnosis

    providing

    undeniableevidenceof neurophysiological hanges

    n

    susceptible ubjects,

    which

    distinguished

    hem from unsusceptible ubjects.

    As

    Schopenhaueremarked

    All

    truth

    passes

    hrough

    three stages. irst it is ridiculed.

    Secondt is violently opposed. hird it is accepted sbeing self-evident'. pplication

    of the rapid advances

    n

    cognitive

    neuroscience

    o

    hypnosis esearchmay make the

    reality of the third

    stageevermore ikely.

    Acknowledgements

    The researchwassuppported y the Saugstad

    und,

    he

    Institut fiir

    Grenzgebiete

    er

    Psychologie nd

    Psychohygienend studentshipsrom the Medical

    Research

    Council

    and he Wellcome

    Trust.

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    Address

    for

    correspondence:

    Professor

    J

    ohn Gruzelier,

    Department

    of Behavioural

    and

    Cognitive

    Sciences,

    Imperial

    College

    School

    of Medicine,

    St Dunstans

    Road,

    London

    W6 8RF, UK