Gregory L Frost Financial Disclosure Report for 2009

8/3/2019 Gregory L Frost Financial Disclosure Report for 2009

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I. P erso n R epo rt ing (la s t nam e , tin t, m id d le i~ tia l) 2 . C o u rt o r O rg a n iz a t io n 3 . D a t e o f R e p o r tF r o s t , G re g o r y L . U .S . D is t. C t., S .D is t .o f O hio 0 5 1 1 2 / 2 0 1 0

,1 . T i t l e (Ar t ic le II l jud g e s i n d ica t e a c t ive o r s e n io r s t a tus ; S t . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e ) 6 . R e p o r t i n g P e r i o dm a g i s l a a t e j u d g e s i n d i c a t e f u l l - o r p a r t .t i m e )[] Nomination, D a t e 01/0112009

District Judge [] Initial [] Annual [] Final to1213112009

Sb. [] Amended Repor~7. Chambers or Office Address 8 . O n t h e ba s i s o f t h e in f o r m a t i o n c o n t a i n e d I n t h i s R e p e r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , It i t , i n m y o p i a l e n , i n c o m p l i a n c e16~ U.S. Courthouse w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .85 Marcon~ BoulevardColumbus, Ohio 43215 R e v i e w i n g O f l lc e r D a t e

I M P O R T A N T N O T E S : The in.~rucaons accompanying this form must be foliowe& Complete all parts,checking the NONE bo x for each part where you have no reportable information. Sign on last pug~

I . P O S I T I O N S . s,~,o,~, ,~,~,~i~.to,a~.;D N O N E (N o reportable positions.)

P O S I T I O N N A M E O F O R G A N I ZA T I O N / EN T IT Y1. D i r ec t o r / S ha r eho l de r W . K . F r o s t , In c . ~ - o w n e d c o r p o r a t i o n )2. D ir e cto r Ma ryha ve n , In c. (No n -p ro fit d ru g a n d a lco ha l re ha bili ta tio n fa cili ty)

3. P a rtn e r Me rid ia n C o n d o P ro je ct

I I . A G R E E M E N T S . t ~ e v o n i , ~ i , , ~ , ~ d , , ~ o , a ~ s ~ v v . 1 4 - 1 6 o f f ! l i n g i n s t r u c t i o n s . ) 7,,:... C~ ".,__.~..D N O N E (N o reportable agreements.) =.~.. "~" , , , . . . .

D A T E P A R T IE S A N D T E R M SI. 03/01/03 P u bl i c E mpl oy ees R e t i r ement S y s t em of O hi o , l ~ ns i on p l an a s a r e s nh of fo r mer pos i t i on a s ~ t a t e c ou r ~ ju dge .

2.01/01/08 P a r t n e r s h ip i n M e r id i a n C o n d o P r o j e c t wi t h s p o u s e ( 7 5 % ) , L e w G e o r g e a n d K e l l y G e o r g e ( 2 5 % )


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FINANCIAL DISCLOSURE REPORT s . ~ o r V e , o . ~ o ~ . ~ o . ~ , r R o ~Page 2 of 7 F r m t , G r e g o r y L . 05/12/2010

I I l . N O N - I N V E S T M E N T I N C O M E . ~ R , ~ , ~ , ~ in ,~ a ~ . t . n ~ ~,,.,e; ~,~ ~ , ~ , . i z - 2 o ~ - , u n ~ ~A. Fliers Non-Investment Income

NONE ~o reportable non-investment income.)~ SO~CE ~D ~PE ~~om, not ~~)

1.2~9 W .K. Fre t , Inc . (d ide ro t s f ee ) S0.~2.2~ O h i o P u b li c E ~ lo y ~ s R e t i re m e n t S y s ~ m ~ s i o n ) $ 7 2 , 8 5 6 . ] 43.

4.

B . S p o u s e s N o n - I n v e s tm e n t In c o m e - If you were married during aoy portion of the reporting year, complae tl~ seaiom( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )[--] N O N E ( N o reportable non-investment income.)

DATE SOURC]~ A N D T Y P EI. 2009 S t a t e o f O hi o , The S u pr eme C ou r t o f O hi o - s a l a r y

2. 2009 C enl r a l O hi o Tec hni c a l C o l l ege - s a l a r y

3.

4.

IV. REIMBURSEMENTS -,,~,,,po,~,a~,,, ~o~,lao~,,n,o,~n,~( I n c l u d e s t h o s e t o s p o u s e o n d d e p e n d e n t c h i l d r e n : s e e p p . 2 5 - 2 7 o f f ! l i n g i n s t r u c t i o n s . )

N O N E (No re p o r ta b le re im b u rse m e n t s .)SOURC~ D A T E S L Q C A T I O N PURPOSE ITEMS PAID OR PROVIDED

1.2.3.4.

5.


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N a m e efF IN A N C IA L D I SC L O S U R E R E P O R TW n s t ,a g e 3 o f 7 0 5 / 1 2 1 2 0 1 0

~ N O N E ~ o reportable g~s.)~ DESCmP~ON

1 .2.

3.4.5.

Vl. LIABILITIES. a . ~ , , ~D N O N E ( N o reportable liabilities.)

CREDITQ~ ~ VALUE CODEI. B ank F i r s t N a t i ona l C o m m e r c i a l r e a l e st a t e m o r t g a g e o n u n d e v e l o p e d c o m m e r c ia l r e a l e s ta t e J2. B ank of Ame r i c a M e r id i a n C o n d o P r o j e ct m o r t g a g e N3. Pittsburgh National Bank (PNC) .... ] (Former personal M

residence, ~fital imit ~ 6f 08ii 5t2009~ .. . . . . . . . . . . . . . . . .4.5.


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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 7 f r o s t , ~ r e g u , ~ L 0 5 / 1 V 2 0 1 0V I I , I N V E S T M E N T S a n d T R U S T S - ~ co , , , . .. . t , ,~ . r . . ,,5 .a o .~ a , ,a . , t .~ I*o ,~ o / ~ ,o .~ o .d,~ ,~ , , .~ . , ~,o,,; .~ ,~ 3~0 o / ~ t ~ . ~ ~ , ~ , ~ . ~

N O N E ~ o reportable income, ~sets, or tra~actio~.)A. B. C. D.~pfion of A~ ~m d~ng G~ val~ at ~d T~tions d~ng ~ng ~fi~(incl~ing ~ ~ s e ~ ) ~ ~fiod offing ~od

(2) ] (I) (2) (]) ~ (2) (3) (4) [ (~)

I. Fi~t Merit Co~. Co--on St~k A D i v i d e n d J T2. In~l Co~. Co--on St~k A D i v i d m d S o l d I~07/09 J3. N o e l N e~ o r k s C o ~ . C o m m o n S t o c k No~ S o l d 1~07/~ J B~p~4. Solom~ S~ B~ey - Citi~nk A~ount A Interest Closed I 1/~/09 J Tr~sfer to Me~llL~ch5. SoI~ Smi~ Barney - Citibank~ A I n t ~ e s t Clos~ 11/09/09 J T~f~ m Me~llAccost L~ch6. Park National B~ ~Ung Account N o n e J T7 . P ar k N at i ona l B ank C hec k i ng Ac c ou nt N o n e J T

8. Soloman Smith Barney - Ilia Account A Interest Closed 11/09/09 J Transfer to MerrillL yn ch

9. W. K . F r os t , I nc . - C l os e l y he l d s t oc k E Dist r ibut ion M U1 0 . H yd r o s e e d P l u s - ~ . . . . . . ] o ~ n e d par tnership N o n e L W S e l l p t . 10/06/09 Jl I. l a y t o n L a n d H o l d i n g s , L L C a p p r a i s e d N o n e L T3 / 1 5 / 0 0] 2. S ht i mpl i n # 1 - O i l w e l l B R oy a l t y J W1 3 . D e f e r re d C o m p .I }- AIM A Interes t J TC ons t e l l a t i on]4 . Defened Comp. ........ [- Fidel i ty A Interes t J TC o n t r a f u n d1 5 . D e f e rr e d C o m p . ] - J a n u s F u n d A In te res t J T1 6 . D e f er re d C o m p . L - V a n g u a r d A In te res t K T

I n t e r n a t i o n a l1 7 . D e f e r r e d C o m p . [ - V a n g u a r d A In te res t K TI n s t i tu t i o n a l I n d e x


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FINANCIAL DISCLOSURE REPORT N . = . o t P e r $ o ~ R e p o , a ~ g D . t ~ o m e l e tP a g e 5 o f 7 F r o s t , G r e g o r y L . 0 5 / 1 2 , r 2 0 1 0

~ N O N E ~ o repo~able income, asse~, or ~ansactio~.)A. B. C. D.~pfion of A~ ~e d~ng G~ v~c at ~d ~fions during ~ng(incl~g ~t ~) ~ng ~fiod ofr~ng p~

O) (2) O) (2) O) (2 ) ( 3 ) (~ )~ "~" a~ ~h ~set ~ T ~ ( e . g . , V~ V a ~ e T ~ ( e . g . . D a ~ Value ~ I d ~ E ~ o f( A - H ) o r m L ) ( J - P ) C~ 3 ~pfion) ( J - P ) (A - ~ (i f

1 8 . Def~Comp. : ~,]- G~nteed A I n m m s t K TR~ Option1 9 . Plmmfion F~e~] B~ - Joim ~g A I n t ens e J TAc~t20 . Pl~mtion F~e~ B~k - Joint Mon~ A lnte~ J TM~ket Ac~t2 1. D e f i n e d C o m p . ~ ~ : ]- F P A C a p i t o l A Int~st K TF~d22 . M~di~ C~do Project - Co~ B~h, FL D Kent O W B u y ~/30~9 J L e w a n d K e l ly G ~ r g e23 . Def~Comp.~.~L]- Fidei~ B In t e r~ t J TCon~nd2 4 . Def~ Comp. .... [ A im A In~mt J TC o n s t e l l ~ i o n25 . Defe~M C om p. . . . . . . . .. . . . .. ~J- J~mF~d A ] n t e ~ s t J T2 6. Deferred Comp., ..... J - V a n g u a r d A Interes t K TI n t e r n a t i o n a l2 7. D e f e rr e d C o m p . ] - V a n g a r d A In te res t K TInstitutional ..............2 8. D e f e r r e d C o m p . . . .. . 1 - F P A C a p i t a l A Interes t K TF u n d2 9. D e f e rr e d C o m p . ~ , , ]- G u a t a m e e d A In te res t K TR et u xn30 . E F A F u n d A In te res t J T31 . S P Y F u n d A In te res t J T32 . M o u n d b u i ld e r s C o u n m / C l u b A Interest J T33. ................ ...... D R e n t M W

I


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F I N A N C I A L D I S C L O S UR E R E P O R T S . m ~ o ~ r , ~ . o , a~ p o ~ , ,~ ~. ,~,~a.po.P a g e 6 o f 7 F rost , G regory L 05/12/2010V I I I. A D D I TI O N A L I N F O R M A T IO N O R E X P L A N AT IO N S .

: :: :. . ] I owne d a 2 / 3 i n t e r e s t i n a pa r t ne r sh i p , H y dr o se e d P l u s . W e so l d ou r 2 / 3 i n t e r e s t t o t h e o t h e r pa r l ne r , ~ ~ wh o own e d t h e o t h e r 1 / 3 i n t e r e s t .T h e L i e i ~ ~ i n s t a l l m e n t s a l e spa nn i ng 3 y e a r s b e g i nn i ng i n 2 0 0 7 a nd e nd i ng i n 2 0 0 9 . . . .. . .. . .. . .. . .. . .. . ..W . pu rch .a . . s .ed a 3/4 !n t e res t in a cond om inium in C ocoa Beach , Flor ida . Lew and Kel ly George purch as ed a i /4 in t e res t i n th e s ame cond om inium.e n a v e r e c e ~ v e o r e n t a l i n c o m e s i n c e A u g u s t 2 0 0 8 . O n S e p t e m b e r 3 0, 2 0 0 9, : ] I pu rch as ed th e 1 /4 in t e res t f rom Lew an d Kel ly George .

~ : I i p u r ch a s e d a c a p i t a l i m p r o v e m e n t s b o n d a s m e m b e r s o f M n u n d b u i ld e r s C o u n t r y C l u b a n d i n t e r e s t i s be i n g p a i d o n t h e b o n d .On August 15, 2009, we convened our personal residence located at;,.. ::, ~: : I to a r e n t a l p r o p e r t y a n d w e a r e r e c e i v i n gr e n t a l I n c o m e .


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F I N AN C I A L D I SC L O SU R E R E P O R TP a g e 7 o f 7

~. CERTIFICATION.

I c e r ti f y th a t a l l i n fo r m a t i o n g i v e n a b o v e ( I n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n e r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e ca u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .i f u r t he r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c ce p t a n c e o f g i f t s w h ic h h a v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r e v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M IN A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l co p i e s t o :

C o m m i tt e e o n F i n a n ci a l D i s cl o s u r eA d m i n i s tr a t i ve O f fi c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r cl e , N . E.W a s h i n g t o n , D .C . 2 0 5 4 4

Gregory L Frost Financial Disclosure Report for 2009

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Transcript of Gregory L Frost Financial Disclosure Report for 2009