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Transcript of Grc Implementation Check List
8/2/2019 Grc Implementation Check List
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SAP SOLUTI ONS FOR GOVERNA NCE,
RISK, AND COMPLIANCE
Check l i s t
Proc ess Cont ro l 2 .5 Im p lem ent a t ion
Check l i s t
SAP GRC Regional Im plem entat ion Group
Appl icable Releases:
SAP GRC Process Control 2.5
IT Pract ic e / Topic A rea:
GRC / Process Control
IT Scenar io / Capabi l i t y :
GRC / Process Control
July 2008
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© Copyright 2008 SAP AG. All rights reserved.
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Document H is tory
Document Version Description
1.30 Document Updated with lists
1.20 Document Updated and use new template1.10 Document Updated
1.00 Document Created
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Table o f Contents
1. Background Information .................................................................................................1
2. Contacts ...........................................................................................................................2
3. PC Application Pre-Installation and Installation Check .................................................2
4. RTA Pre-Installation and Installation Check (Optional – for Automated Controls
Only) .................................................................................................................................3
5. NWBC Pre-Installation and Installation Check ...............................................................3
6. PC Application Installation Verification and Post-Installation Checks .........................3
7. RTA Post-Installation Check (Optional) ..........................................................................4
8. NWBC Post-Installation Check .......................................................................................5
9. Handoff from installation team to the configuration team .............................................5
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1 . Back ground In format ionSAP GRC Process Control is designed to help companies document, monitor, test, andcertify their internal controls -- supporting manual controls and delivering out-of-the-boxautomated controls for SAP and non-SAP environments. This implementation checklistcontains the list and verification steps of pre-installation, installation, and post-installation forPC system, RTA system, and NWBC. It also includes the handoff list from installation teamto the configuration team.
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2 .Con tac t s
Contact Name Comments
Customer Name
Customer Number
Installation Number
CPI Project Number
Account Executive
Project Manager - Customer
Project Sponsor - Customer
Business Expert - Customer
Technical Expert - Customer
Functional Consultants
Technical Consultants
Ramp up Coach
Back Office Contact (GRC RIG)
Front Office Contact (Support)
3. PC Appl icat ion Pre-Inst a l la t ion and
Ins ta l lat ion CheckOwner: Technical Consultant
Deliverable Date/Reviewer Comments
Identify System Landscape for Installation ofProcess Control 2.5 Installation
Pre Installation Guide Section 2.1 & 2.2
Check the Hardware System Requirements
Pre Installation Guide Section 2.3
Check the Software System Requirements
Pre Installation Guide Section 2.4
Check if the correct package is downloadedfrom SMP
Pre Installation Guide Section 2.5
Check the PC 2.5 Installation note and relatednotes
Pre Installation Guide Section 4
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Check for WTS remote support capability
Install PC 2.5, for detailed information refer toPC2.5 installation guide
Upgrade PC 2.5 to the current SupportPackage
RFC connection is setup in PC 2.5 to client 000
Check BI-Java contents on Java stack for ADS
Check pre-requisites to integrate with BI system(Optional)
Pre Installation Guide Section 2.8
4. RTA Pre-Inst a l la t ion and Insta l la t ion Chec k
(Opt ional – for Aut om at ed Cont ro ls Only)Owner: Technical Consultant
Deliverable Date/Reviewer Comments
Identify System Landscape for Installation ofProcess Control 2.5 RTA
Check the PC 2.5 RTA notes
Check if the correct RTA package aredownloaded from SMP
Pre Installation Guide Section 2.6
Install PC 2.5 RTA and Support Packages
5. NWBC Pre-Inst a l la t ion and Insta l la t ion Chec kOwner: Technical Consultant
Deliverable Date/Reviewer Comments
Check the SAP NWBC note
Pre Installation Guide Section 2.7
Install SAP NWBC
6. PC App l ic a t ion Ins ta l la t ion Ver if i ca t ion and
Post -Inst a l la t ion Chec k sOwner: Technical Consultant
Deliverable Date/Reviewer Comments
Customer installed the SAP Process Control
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2.5 package – GRCSPC 250
Check for installed SAP PCcomponent under System -> Status
Check for the correct package levelusing transaction SPAM, the GRCSPCpackage should be visible
Post Installation Guide Section 2.1
Update PC2.5 (GRCSPC) Support Package
Post Installation Guide Section 2.1
Perform Client Copy (SCC1)
Post Installation Guide Section 2.2
Check Customizing for Case Management
Post Installation Guide Section 2.3
Customer Activated ICF Service
Check for activated services using
the transaction SICF. These servicesare inactive by default after installationor support package upgrade.
Post Installation Guide Section 2.4
Create Initial Process Control 2.5 User
Post Installation Guide Section 2.5
Maintain System Data
Post Installation Guide Section 2.7
Perform ADS configuration
Automated Testing and Monitoring (Optional)
Configure RFC Connectors
Register Connectors
Implementation logistics confirmed.
7. RTA Post -Inst a l la t ion Check (Opt ional )Owner: Technical Consultant
Deliverable Date/Reviewer Comments
If PC RTAs (GRCPCRTA 250_XXX) are installedin the ERP system
Check for installed SAP PC RTAcomponent under System -> Status.
Post Installation Guide Section 3.1
Activate the BC sets for PC 2.5 RTA
Post Installation Guide Section 3.2
Establish RFC connection between the SAPGRC Process Control system and the systemwith RTA.
Post Installation Guide Section 3.3
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8. NWBC Post -Insta l la t ion CheckOwner: Technical Consultant
Deliverable Date/Reviewer Comments
Configure NWBC
Post Installation Guide Section 4.1
Log on to NWBC as ICMAN and check all thework centers
Post Installation Guide Section 4.2
9 . Hando ff f rom insta l l at i on team t o the
c onf igura t ion teamOwner: Technical and Functional Consultant
Deliverable Date/Reviewer Comments
System landscape information including:
System ID and Client
System access information
Transport setup between systemsand clients
Users information
Initial Process Control 2.5 Users
Pilot Users
Remote connection information
S user for raising OSS messages on behalf ofclient
Information of Process Control system
Initial versions and service packs
Need Basis administrator who has SAP_ALLauthorization to perform workflow configuration,trouble shooting, and sign-off notificationcustomizing.