Goodman’s ‘New Riddle’

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    Goodman’s ‘New Riddle’

    Branden Fitelson

    Department of PhilosophyGroup in Logic and the Methodology of Science

    Institute for Cognitive and Brain Sciences

    University of California–Berkeley

    [email protected]://fitelson.org/

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    The Plan

    This is mainly a historical talk (part of an ongoing bookproject on confirmation theory) with the following aims:

    First, to place Goodman’s “Grue” paradox in historical

    perspective (Keynes, Nicod, Hempel, and friends).

    Then, to examine the paradox from both Hempelian and

    Bayesian perspectives (with an inductive-logic  slant).

    Upshot: To try to motivate the following claims:

    “Grue” is not necessary for discrediting Hempel’s theory of 

    confirmation. [This can be done in an elementary way.]

    “Grue” is not necessary for establishing underdetermination

    cases. [These were known long before Goodman.]

    “Grue” is not sufficient to establish Goodman’s desired

    “triviality result”. [This fails  even for Hempel’s theory.]

    “Grand Conclusion” of the talk: Either Goodman’s “New

    Riddle” is not new, or it is not much of a riddle (or both).

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    Nicod [12], the grandfather of instantial confirmation, said:

    Consider the formula or the law:  A entails B . How can a particular

    proposition, [i.e.] a fact, affect its probability? If this fact consists of the

    presence of  B  in a case of  A, it is favourable to the law . . . on the contrary, if 

    it consists of the absence of  B  in a case of  A, it is unfavourable to this law.

    While Nicod is not crystal clear on the logical details of hisaccount of instantial confirmation, three fundamental

    aspects of it can be groked from his inchoate remarks:(1)   Instantial confirmation is a relation between singular andgeneral propositions/statements (viz., “facts” and “laws”).

    (2)   Confirmation consists in positive probabilistic relevance, and

    disconfirmation consists in negative probabilistic relevance

    (for Nicod, the probabilities are  Keynesian-inductive [10]).

    (3)   Universal generalizations are confirmed by their positive

    instances and disconfirmed by their negative instances.

    Hempel takes Nicod as his point of departure. But, Hempel’s

    reconstruction of Nicod is rather uncharitable. Sadly, the

    resulting  straw man  has had profound historical influence.Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    Hempel’s reconstruction of Nicod’s instantial principle is(NC0)   For all objects  x, and for all properties  φ and ψ:

    x  confirms  (∀y)(φy   ⊃ ψy) iff  φx & ψx is true, and

    x  disconfirms  (∀y)(φy   ⊃ ψy) iff  φx & ∼ψx is true.(NC0) diverges from Nicod’s conception in two key ways:

    (NC0) makes the relata of the confirmation relation  objects 

    and statements (as opposed to  statements  and statements).

    (NC0) says nothing about (inductive) probability .

    As Hempel explains, (NC0) is quite unattractive (henceuncharitable?), since it violates the  equivalence condition 

    (EQC)   If  x  confirms y , then x  confirms anything equivalent to  y .

    Hempel formulates a general, logical theory of confirmation.

    His theory satisfies (EQC) and some other desiderata  he lays

    down. But, it exhibits some undesirable vestiges of (NC0).E.g., Hempel’s theory implies that, for all objects  x, for all(compatible) properties φ and ψ, and for all statements  H :

    (NC)   φx & ψx confirms  (∀y)(φy  ⊃ ψy) and

    φx & ∼ψx disconfirms  (∀y)(φy   ⊃ ψy).

    (M)   If  φx confirms H , then  φx & ψx confirms H .

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    (NC) is a more plausible thing to attribute to Nicod. But,

    Hempel’s theory is still non-probabilisic. And, (M) is quite

    implausible — especially from a Pr-relevance point of view.Interestingly, Hempel himself  seems (quite rightly) to have

    thought that (M) was (intuitively) false. In his discussion of 

    the raven paradox, he describes a counterexample to (M)!

    Hempel seems to have been unaware of this tension in his

    views [1]. My conjecture is that (M) is a carry-over fromHempel’s objectual  reconstruction of Nicod. Anyhow, (M) is

    responsible for various historical confusions in this area.

    E.g., the claim that the raven paradox argument shows that

    “a is a white shoe” confirms that all ravens are black.

    With that background in place, now we’re ready to look atthe “New Riddle”. There are two parts to the “Riddle”:

    Part I: the underdetermination/indistinguishability  part.

    Part II: the  triviality  part.

    I’ll say something about each part (I think both are crucial).

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Ni d & H l H l & G d G d & B i i T i i li ? S R f

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    Here is (the all too familiar) Part I of Goodman’s “Riddle”.

    Now let me introduce another predicate less familiar than “green”. It is the

    predicate “grue” and it applies to all things examined before  t  just in case

    they are green but to other things just in case they are blue. Then at time  t

    we have, for each evidence statement asserting that a given emerald is green,

    a parallel evidence statement asserting that that emerald is grue. And the

    statements that emerald a is grue, that emerald b is grue . . . will each confirm

    the general hypothesis that all emeralds are grue. Thus according to our

    definition, the prediction that all emeralds subsequently examined will be

    green and the prediction that all will be grue are alike confirmed by evidence

    statements describing the same observations. . . . Thus although we are well

    aware which of the two incompatible predictions is genuinely confirmed,

    they are equally well confirmed according to our present definition. . . .

    Next, I will reconstruct this first part of the “New Riddle”,

    and evaluate it from Hempelian and Bayesian perspectives.

    Then, I will move on to the triviality part of the “Riddle”.

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Ni d & H l H l & G d G d & B i i T i i lit ? S R f

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    Let Ox   x  is examined before t, Gx   x  is green, Ex   x

    is an emerald, and  Gx   Ox  ≡ Gx  (i.e., x  is “grue”).

    Now, we can state the two salient hypotheses, as follows:

    (H 1)  All emeralds are green. Formally,  H 1   is:  (∀x)(Ex ⊃ Gx).

    (H 2)  All emeralds are grue. Formally,  H 2   is:  (∀x)(Ex ⊃ Gx).

    Even more precisely,  H 2   is:  (∀x)[Ex ⊃ (Ox  ≡ Gx)].

    And, here are three salient (instantial) evidential statements:

    (E 1) Ea & Ga   (E 2) Ea & (Oa ≡ Ga)   (E ) Ea & Oa & GaGoodman must be saying that there is some  statement 

    about a that (on Hempel’s theory) confirms both H 1  and  H 2.

    Neither E 1  nor E 2  does the trick. But, E   does . This follows

    from (NC) and  (M). As such, I will reconstruct Part I of the

    “New Riddle” as involving the following two central claims:(6)   E  confirms both H 1  and H 2.

    (6)   E  confirms both H 1  and H 2  equally .

    That is, Part I of the “Riddle” is that  H 1  and H 2  are

    confirmation-theoretically  indistinguishable by E .

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel Hempel & Goodman Goodman & Bayesianism Triviality? Summary References

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    For Bayesians, confirmation is a three-place relation,

    defined as follows.  E  confirms H , relative to background

    corpus K  iff Pr(H | E & K) > Pr(H | K), for some suitable Pr.

    From a Bayesian point of view, (NC) is not  generally true[2, 3, 11]. However, a closely related principle is  correct:

    (NC⊃)  For all objects  x  and all (compatible) properties  φ and ψ:

    φx  ⊃ ψx confirms  (∀y)(φy  ⊃ ψy), and

    φx & ∼ψx disconfirms  (∀y)(φy   ⊃ ψy).

    (NC⊃) makes sense because (∀y)(φy  ⊃ ψy) φa ⊃ ψa,

    and φa & ∼ψa ∼(∀y)(φy  ⊃ ψy). On the other hand,

    (NC) is less clear because (∀y)(φy  ⊃ ψy) φa & ψa.

    Of course, if one assumes (M), then (NC⊃) entails  (NC)! But,

    (M) is rather obviously false from a Bayesian point of view.

    Let Bx   x  is a black card, let  Ax   x  is the ace of spades,and let Jx   x  is the jack of clubs. Assuming (K ) that wesample a card a at random from a standard deck, we have:

    (7)   Ba confirms Aa, relative to K , but

    (8)   Ba & Ja dis confirms (indeed, refutes !) Aa, relative to  K .

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel Hempel & Goodman Goodman & Bayesianism Triviality? Summary References

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    In Hempel’s theory, (6) trades on (M). But, (M) is clearly false

    from a Bayesian point of view. So, we’ve seen no good

    reason for a  Bayesian to accept (6).  [In fact, (M) is a reason

    to reject Hempel’s theory  — no “grue” needed for that !]

    Moreover, here’s a Bayesian counterexample to (6) & (6) (a

    la Good [2, 3]) such that E   confirms H 1  but dis confirms  H 2.

    (K )   Either: (H 1) there are 1000 green emeralds 900 of which have

     been examined before t, no non-green emeralds, and 1 millionother things in the universe, or (H 2) there are 100 green

    emeralds that have been examined before  t, no green emeralds

    that have not been examined before  t, 900 non-green emeralds

    that have not been examined before  t , and 1 million other things.

    Now, imagine an urn containing true descriptions of eachobject in the universe, and let E “Ea & Oa & Ga” be

    drawn.   E  confirms  H 1  but E  dis confirms  H 2, relative to  K :

    Pr(E | H 1 & K) =  900

    1001000 >

      100

    1001000  = Pr(E | H 2 & K)

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel Hempel & Goodman Goodman & Bayesianism Triviality? Summary References

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    Of course, all this shows is that neither (6) nor (6) is a

    logical consequence of Bayesian confirmation theory. But, (6)

    and (6) are consistent with Bayesian confirmation theory.

    As in the literature on the raven paradox [3, 7], we now turn

    to the “appropriateness” of our probabilistic assumptions

    for modeling the confirmation relations of the “paradox”.

    Hempel [6, 7] explains that the raven paradox is about  K ’s

    which do not  entail that a has (or lacks) any of theproperties involved in the H ’s  (i.e., ±ravenhood/± blackness).

    Presumably, we should say the same thing about “grue”.

    But, it is often assumed (e.g., [13]) that  K  entails Oa. This

    directly contradicts the Hempelian line on “paradoxes”.

    Following Hempel, I have  not  assumed the object inquestion (a) has or lacks any of the properties  E , G, or  O.

    The key question is whether Pr(E | H 2 & K) < Pr(E | H 1 & K)

    can be motivated  as a reasonable (“appropriate for ‘grue”’)

    probabilistic confirmation-theoretic modeling assumption.

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel Hempel & Goodman Goodman & Bayesianism Triviality? Summary References

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    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

    In a recent manuscript, Roger White asks us to think about

    what a “grue” (viz., “anti-inductive”) world might be like:

    To achieve our goal of making standard inductive methods unreliable in a

    world, we are going to have to take a more aggressive . . . approach. Rather

    than just assigning properties to objects and leaving it to chance how our

    inductivist victims will obtain their data, we must somehow give them a

    tendency to obtain misleading data. . . . We put only green emeralds in the

    vicinity of the surface of the earth, burying the blue ones deep below, ortucking them away in hard to find places. Then once our victims have

    sampled sufficiently many green emeralds that they can inductively predict

    that the next one will be green, we cause a blue one to rise to the surface

    nearby. . . . Coordinating the . . . show will require either a very smart demon

    overseeing it all, or the design of some intricate and peculiar physical laws.

    Following this line, it may be reasonable to use models in

    which Pr(Oa | H 2 & K) < Pr(Oa | H 1 & K) to evaluate the

    salient confirmation relations. If so, this opens the door to

    Pr(E |H 2

    & K) < Pr(E |H 1

    & K).  Think inductive Pr [10, 12]!

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

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    p p y y y

    Some would-be Bayesians modelers [13] assume something

    even stronger  than Pr(Oa | K) = 1: that K  entails  Ea & Oa.

    Relative to K ’s that entail both  Ea and Oa, both H 1  and H 2

    entail E . Then, E  must  confirm both H 1  and H 2, relative to

    K , and  Pr(E | H 1 & K) = Pr(E | H 2 & K) = 1. Thus, (6) & (6).

    Another (more subtle) tactic used by Bayesians to ensure (6)

    & (6) is to argue that  K  entails that  if  a’s color is observed

    (by S  prior to  t), then Oa  will inevitably be learned  (by  S ) [9].And, something that’s inevitably learned whenever salient

    observations are made can’t (from a Bayesian confirmation

    theory point of view) be used to discriminate hypotheses.

    Similar arguments have been made concerning  observation

    selection effects  (e.g., Swinburne’s firing squad example [14]).Such arguments would have had little force for people like

    Keynes or Nicod, who were talking about logical  relations. It

    is important here to distinguish confirmation and  learning .

    [Analogy: entailment vs  inference in the case of deduction.]

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

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    p p y y y

    Goodman thought that the “new riddle” led (at least in the

    context of Hempel’s theory of confirmation) to the triviality 

    result  that everything confirms everything ! Here is Part II:

    . . . Moreover, it is clear that if we simply choose an appropriate predicate,

    then on the basis of these same observations we shall have equal

    confirmation, by our definition, for any prediction whatever about other

    emeralds—or indeed about anything else. . . . We are left . . . with the

    intolerable result that anything confirms anything.So, Goodman wasn’t  merely  describing a clever and hard

    underdetermination problem. He was saying that his “grue”

    problem reduces confirmation theory to  utter triviality !

    Goodman’s triviality argument fails, even when aimed at

    Hempel.1 And, from a Bayesian POV, it’s a non-starter.

    Next, I’ll run through the argument in the context of 

    Hempel’s theory. Then, I’ll make some Bayesian remarks.

    1On this score, Hempel seems to have conceded too much to Goodman.

    He seems to have accepted the triviality  part of Goodman’s argument [8].Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

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    Here’s my best guess as to how this Goodmanian “triviality

    argument” against Hempel’s theory is supposed to run [8].

    (i )   E  confirms both H 1  and  H 2.

    [This is just (6), which we have already discussed at length.]

    (ii )   ∴ E  confirms both Gb  and  Bb.

    [where b  = “the first emerald examined after  t” (assuming

    one exists), and G and B  are incompatible properties.]

    (iii )   ∴ E  confirms anything .

    (iv )   ∴ Mutatis mutandis , anything  confirms anything .

    While (i ) is implied by Hempel’s theory, (ii ) cannot  be.Hempel’s theory implies the  consistency condition  [5]:

    (CC)   If  E  confirms H 1  and E  confirms H 2, then H 1  and H 2  are

    logically consistent (provided only that E   is self-consistent).

    All that follows from Hempel’s theory is that E  confirms both material conditionals :   ∼Ob ⊃ Gb  and ∼Ob ⊃ Bb.

    But, even E  & ∼Ob  cannot Hempel-confirm both Gb  and Bb

    [8]. So, Goodman’s “triviality argument” fails at step (ii ).

    The step from (ii ) to (iii ) is OK —  in Hempel’s theory . . .

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

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    . . . because Hempel’s theory implies the following pair:(&C)   If  E  confirms H 1  and H 2, then E  confirms H 1 & H 2.

    (SCC)   If  E  confirms H 1, and H 1  entails H 2, then E  confirms H 2.

    Finally, we can generalize (i )–(iii ) to yield something close to(iv ). For any  observation statement  E Oa & φa,  E

    (Hempel-)confirms  both  (∀x)φx and  (∀x)(φx ≡ Ox).

    Then, by (i )–(iii ) mutatis mutandis ,  E confirms anything .

    So, while Goodman’s triviality argument against Hempel’s

    theory fails at step (ii ), it does have some prima facie

    plausibility to it. From a Bayesian perspective, it does not.

    First, (i ) is not  implied by Bayesian CT. And, even if (i ) were

    true, (ii ) would not follow from it. Interestingly, (ii ) could  be

    true in BCT [since BCT does  not  imply (CC)!], but (iii ) wouldnot  follow, since (&C), (SCC) aren’t implied by BCT either.Using the properties from our counterexample to (M):

    ∼(CC): Ba  confirms both Aa and Ja, which are inconsistent.

    ∼(&C): However, Ba  doesn’t  confirm Aa & Ja.

    ∼(SCC): Nor does  Ba confirm (Sa) a is some ace [Aa Sa].

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

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    Main points:

    “Grue” is not necessary for discrediting Hempel’s theory of 

    confirmation. That Hempel’s theory entails (M) is sufficient.

    “Grue” is not necessary for establishing underdetermination

    cases. Simple curve-fitiing cases with natural kinds will do.

    “Grue” is not sufficient to establish Goodman’s desired

    “triviality result”. His triviality argument almost  works on

    Hempel’s theory, but it’s a non-starter for Bayesian theory.

    “Grand Conclusion” of the talk:

    EITHER

    Goodman’s “New Riddle” is not new, because it’s just an

    underdetermination/indistinguishability example (thesehad been constructed before without  grue-like predicates).

    OR

    Goodman’s “New Riddle” is not much of a riddle, because

    it’s an unsound (or non-starter) triviality argument.

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    Nicod & Hempel   Hempel & Goodman   Goodman & Bayesianism   Triviality?   Summary   References

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    [1] B. Fitelson, The paradox of confirmation, Philosophy Compass  (B. Weatherson

    and C. Callender, eds .), Blacwkell (online publication), Oxford, November 2005,

    URL:  http://dx.doi.org/10.1111/j.1747-9991.2005.00011.x.

    [2] I.J. Good, The white shoe is a red herring , BJPS   17 (1967), 322.

    [3] , The white shoe qua red herring is pink , BJPS   19 (1968), 156–157.

    [4] N. Goodman, Fact, Fiction, and Forecast , Harvard University Press, 1955.

    [5] C. Hempel, A purely syntactical definition of confirmation, JSL   8 (1943), 122–143.

    [6] , Studies in the logic of confirmation, Mind   54 (1945), 1–26, 97–121.

    [7] , The white shoe: no red herring , BJPS   18 (1967), 239–240.

    [8] C. Hooker, Goodman, ‘grue’ and Hempel , Phil. of Sci.,   35 (1968), 232–247.

    [9] J. Joyce, APA Sympoisum comments on an earlier version of this talk, 2006.

    [10] J. Keynes, A Treatise on Probability , Macmillan, 1921.

    [11] P. Maher, Probability captures the logic of scientific confirmation, Contemporary 

    Debates in the Philosophy of Science (C. Hitchcock, ed .), Blackwell, 2004.

    [12] J. Nicod, The logical problem of induction, (1923) in  Geometry and Induction,

    University of California Press, 1970.

    [13] E. Sober, No model, no inference: A Bayesian primer on the grue problem, in

    Grue! The New Riddle of Induction (D. Stalker ed .), Open Court, Chicago, 1994.

    [14] , The Design Argument , in The Blackwell Guide to Phil. of Religion, 2004.

    [15] R. White, A New Look at the Old Problem of Induction, unpublished manuscript.

    URL:   http://philosophy.fas.nyu.edu/docs/IO/1180/induction.pdf.

    Branden Fitelson   Goodman’s ‘New Riddle’   fitelson.org

    http://dx.doi.org/10.1111/j.1747-9991.2005.00011.xhttp://dx.doi.org/10.1111/j.1747-9991.2005.00011.xhttp://philosophy.fas.nyu.edu/docs/IO/1180/induction.pdfhttp://philosophy.fas.nyu.edu/docs/IO/1180/induction.pdfhttp://philosophy.fas.nyu.edu/docs/IO/1180/induction.pdfhttp://dx.doi.org/10.1111/j.1747-9991.2005.00011.x