Glossary - The Beverly Hilton...Mangrove Equity Partners MezzCap Partners Midwest Mezzanine Funds...
Transcript of Glossary - The Beverly Hilton...Mangrove Equity Partners MezzCap Partners Midwest Mezzanine Funds...
Glossary Business Description: A description of the firm’s primary type, preferences and location. PitchBook is an impartial information provider and will remove promotional language.
Assets under management (AUM): The amount of money that the investor manages for clients based on number of currently-managed funds.
Active private equity investments: The number of active companies in the investor’s current portfolio identified by PitchBook in the last five years. This includes add-on transactions.
Total private equity investments: The total number of companies in the investor’s portfolio, identified by PitchBook in the last five years. This includes add-on transactions.
Target EBITDA: Preferred EDITDA range targeted for investment.
Target revenue: Preferred revenue range targeted for investment.
Preferred investment amount: Preferred investment amount range that the firm typically invests in a transaction.
Recently closed investments: The top five recent investments or transactions serviced identified by PitchBook.
Most recent closed fund (Type, Size, Vintage): The most recently closed fund (The fund is no longer in a fundraising state and is not accepting additional commitments) identified by PitchBook. Evergreen funds are not included.
All investments by industry: Graph of transactions by industry, represented in the PitchBook Platform. This breakdown is based on primary industries of the portfolio/serviced companies.
Specific to Lender Profiles Total debt financings: The number of entities identified by PitchBook that received debt financing from the firm in the last five years.
Target debt financing amount: Preferred amount of debt typically provided by the firm in a transaction.
Specific to Service Provider Profiles Total transactions: The number of transactions identified by PitchBook that the firm has provided service on in the last five years.
Total companies serviced: The number of unique companies the firm has provided service to in the last five years, identified by PitchBook.
Total investors serviced: The number of unique investors identified by PitchBook that the firm has provided service to in the last five years.
Target EBITDA: The EBITDA range for buy-side and sell-side target companies.
Target transaction amount: The transaction amount range for buy-side and sell-side companies.
Disclaimer: This information is currently published in the PitchBook Platform or was provided by the firm for this conference.
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AEA Investors
Alaris Royalty
Align Capital Partners
Alpine Investors
Altus Capital Partners
Ardenton Capital
Aterian Investment Partners
Atlantic Street Capital
Balance Point Capital
BelHealth Investment Partners
Bertram Capital Management
Blue Point Capital Partners
Branford Castle Partners
Bunker Hill Capital
CapitalSpring
Castanea Partners
Center Rock Capital Partners
Centerfield Capital Partners
CenterGate Capital
CenterOak Partners
Century Park Capital Partners
Chatham Capital
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CITIC Capital
City National Bank
CIVC Partners
Clearlake Capital Group
Compass Group Management
Comvest Partners
Convergent Capital
CORE Industrial Partners
Crescent Direct Lending
CVF Capital Partners
Cyprium Partners
Deerpath Capital Management
Dorilton Capital
Eli Global
Encore Consumer Capital
Gauge Capital
Gemspring Capital
Gen Cap America
General Capital Investments
Geneva Glen Capital
GenNx360 Capital Partners
Global Bankers Capital
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Graycliff Partners
Grey Mountain Partners
Greyrock Capital Group
Gryphon Investors
Guggenheim Partners
H.I.G. Capital
Hammond, Kennedy, Whitney & Company
Harbour Group
Hark Capital Management
High Road Capital Partners
Hilco
Hilltop Private Capital
IMB Development
Incline Equity Partners
Insight Equity
KCB Management
KeyBank
L Squared Capital Partners
Lake Country Capital
LaSalle Capital
LongueVue Capital
Main Street Capital
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Mangrove Equity Partners
MezzCap Partners
Midwest Mezzanine Funds
Monroe Capital
Neptune Financial
NexPhase Capital
Northcreek Mezzanine
Northlane Capital Partners
OFS Capital
Orix USA
PennantPark
Periscope Equity
PineBridge Investments
PNC
PNC Riverarch Capital
Prospect Capital
Prospect Partners
Prudential Capital Group
PWP Growth Equity
River Associates Investments
RLJ Equity Partners
Rockwood Equity Partners
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Saw Mill Capital
Seacoast Capital Partners
Serent Capital
Sheridan Capital Partners
Silver Oak Services Partners
Southfield Mezzanine Capital
Spanos Barber Jesse & Co.
St. Cloud Capital
Sterling Investment Partners
Summit Partners
Sun Capital Partners
Tartavull Klein Capital
The Gores Group
The Jordan Company
The Riverside Company
Tide Rock Holdings
Tinicum
Tregaron Capital
Trivest Partners
True West Capital Partners
TSG Consumer
TZP Group
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Watermill Group
Webster Capital
WestView Capital Partners
Woodforest National Bank
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AEA Investors Investor type: PE/Buyout | Year founded: 1968
AEA Investors was founded in 1968 as a private investment vehicle for a select group of industrial family offices with substantial assets. It has offices in New York, Connecticut, London, Munich and Shanghai. The firm manages funds and committed capital including the leveraged buyouts of middle market companies and small business companies and mezzanine and senior debt investing. It invests across four sectors: value added industrial products, specialty chemicals, consumer, retail and services.
Contact
666 Fifth Avenue
36th Floor
New York, NY 10103
United States
+1 (212) 644-5900
Primary contact
Timothy Whelan Partner [email protected]
+1 (212) 702-0554
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment amount
$10B 44 356 $5M-$250M $10M-$250M
Recently closed investments
Name Deal type Deal date
Custom Extrusion Buyout/LBO (Add-on) Aug-2018
ROI Call Center Solutions PE Growth/Expansion Aug-2018
Research Electro Optics Buyout/LBO (Add-on) Jul-2018
Kestrel Freight & Customs Buyout/LBO (Add-on) Jul-2018
Macca Logistics Buyout/LBO (Add-on) Jul-2018
Most recent closed fund
AEA Investors Executive Fund VI
Type: Buyout
Size: $50M
All investments by industry
56.4%17.9%
6.9%2.3%
6.9%9.6%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Information Technology
Materials and Resources
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Alaris Royalty Investor type: PE/Buyout | Year founded: 2003
Alaris Royalty is an investment firm based in Calgary, Alberta and was founded in 2003. The firm specializes in non-control equity investments and provides permanent equity capital to a range of private businesses in North America. It seeks to generate returns in the form of preferred equity dividend distributions from its portfolio companies rather than relying on an exit strategy.
Contact
333 24th Avenue South West
Suite 250
Calgary, Alberta T2S 3E6
Canada
+1 (403) 228-0873
Primary contact
Devin Timberlake Vice President of Business Development [email protected]
+1 (403) 221-7302
General statistics
Active private equity investments Total private equity investments Target EBITDA Preferred Investment amount
15 44 $2M-$31M $4M-$76M
Recently closed investments
Name Deal type Deal date
A2U Buyout/LBO (Add-on) Jun-2018
C&C Communications PE Growth/Expansion Jun-2018
Heritage Restoration Buyout/LBO (MBO) Jan-2018
Federal Resources Supply PE Growth/Expansion Dec-2017
Wright Tool (USA) Buyout/LBO (Add-on) Dec-2017
All investments by industry
43.2%16.2%
2.7%21.6%
10.8%5.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Information Technology
Materials and Resources
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Align Capital Partners Investor type: PE/Buyout | Year founded: 2016
Align Capital Partners is a growth-oriented private equity firm that focuses on control investments in lower middle market companies operating in the B2B specialty manufacturing, distribution and business services sectors. The firm has offices in Beachwood, Ohio and Dallas, Texas.
Contact
3201 Enterprise Parkway
Suite 205
Beachwood, OH 44122
United States
Primary contact
Katie Noggle Director of Business Development [email protected]
+1 (216) 505-6463
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$325M 5 9 $20M-$100M $3M-$10M $10M-$30M
Recently closed investments
Name Deal type Deal date
ABCO Fire Protection Buyout/LBO (Add-on) Aug-2018
Air Pollution Testing Buyout/LBO (Add-on) Mar-2018
ISA Fire & Security Buyout/LBO (Secondary) Jan-2018
Barrow-Agee Buyout/LBO Dec-2017
Lewellyn Technology Buyout/LBO (Secondary) Nov-2017
Most recent closed fund
Align Capital Partners I
Type: Buyout
Size: $325M
Vintage: 2016
All investments by industry
88.9%11.1%
Business Products and Services (B2B)
Materials and Resources
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Alpine Investors Investor type: PE/Buyout | Year founded: 2001
Alpine Investors is a private equity firm that focuses on investing in founder-owned companies. It seeks to invest in companies based in the United States and Canada operating in the software, consumer services and business service sectors. The firm was founded in 2001 and is based in San Francisco, California.
Contact
Two Embarcadero Center
Suite 2320
San Francisco, CA 94111
United States
+1 (415) 392-9100
Primary contact
Ajeet Gautam Investment Professional [email protected]
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.4B 27 68 $10M $1M-$15M $10M-$150M
Recently closed investments
Name Deal type Deal date
Advanced PMR Buyout/LBO (Add-on) Jun-2018
Interlaced Buyout/LBO (Add-on) May-2018
The Dermatology Center Of Indiana Buyout/LBO May-2018
Comlinkdata PE Growth/Expansion Apr-2018
VHT Buyout/LBO Mar-2018
Most recent closed fund
Alpine Investors VI
Type: Buyout
Size: $532M
Vintage: 2017
All investments by industry
17.1%12.2%
7.3%24.4%
39.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
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Altus Capital Partners Investor type: PE/Buyout | Year founded: 2003
Altus Capital Partners is a private equity firm that makes buyout, corporate divestitures, recapitalization and growth investments. The firm invests in North American headquartered niche manufacturing companies that serve a variety of industries and markets. Altus typically requires a controlling interest in the companies it invests in. It prefers to invest in firms operating in the aerospace, defense, building products, capital equipment, consumer products, energy, healthcare, infrastructure, packaging, plastics, technology, transportation and water sectors. It was founded in 2003 and is based in Wilton, Connecticut with additional offices in Lincolnshire, Illinois.
Contact
10 Westport Road
Suite C204
Wilton, CT 06897
United States
+1 (203) 429-2000
Primary contact
Gregory Greenberg Co-Founder & Senior Partner [email protected]
+1 (847) 910-2721
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA
$200M 7 36 $40M-$150M $4M-$20M
Recently closed investments
Name Deal type Deal date
MGC Diagnostics Buyout/LBO Dec-2017
Versantis Early Stage VC (Series A) Mar-2017
Max Environmental Technologies Buyout/LBO (MBO) Feb-2017
Tech Molded Plastics Buyout/LBO (Add-on) Jun-2016
Nichols Portland Buyout/LBO (MBO) Mar-2016
Most recent closed fund
Altus Capital Partners II
Type: Buyout
Size: $200M
Vintage: 2011
All investments by industry
57.1%19.0%
9.5%4.8%
9.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
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Ardenton Capital Investor type: PE/Buyout | Year founded: 2010
Ardenton Capital Corporation invests in private enterprises across North America and the United Kingdom. The firm has headquartered in Vancouver. Ardenton employs a permanent capital model structured to invest for the long term. Ardenton generally avoids investments in the resource extraction, real estate, retail, disruptive technologies and turnarounds.
Contact
1021 West Hastings Street
Suite 2400
Vancouver, British Columbia V6E 0C3
Canada
+1 (833) 416-1490
Primary contact
Michael Walsh Vice President, Corporate Development [email protected]
General statistics
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred Investment amount
13 14 $10M-$100M $3M-$10M $5M-$40M
Recently closed investments
Name Deal type Deal date
PP Control & Automation Buyout/LBO (MBO) Jul-2018
Achieve 1 PE Growth/Expansion Mar-2018
Comtrad Strategic Sourcing Buyout/LBO (MBO) Oct-2017
Corbetts Buyout/LBO (MBO) Apr-2017
Leone Fence PE Growth/Expansion Feb-2017
All investments by industry
75.0%16.7%
8.3%
Business Products and Services (B2B)
Information Technology
Materials and Resources
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Aterian Investment Partners Investor type: PE/Buyout | Year founded: 2009
Founded in 2009, Aterian Investment Partners is a private investment firm with over $715 million in committed capital, investing in strategically viable businesses with strong market positions, proven franchises and opportunities for performance enhancement. The firm looks to make control investments in small-to-medium sized companies generating $25 to $500 million in revenue and need up to $65 million of capital, including businesses operating in manufacturing, general industrial, distribution, chemicals & commodities, metals & mining, consumer products & retail, energy services and general services industries. Aterian targets unique situations, including corporate carve-outs, family partnerships, underperformers and turnarounds, and looks to provide sellers with “no financing-out” transactions, ensuring the utmost speed and certainty of closing.
Contact
11 East 44th Street
Suite 1803
New York, NY 10017
United States
Primary contact
Christian Remmel Vice President &
Head of Business Development [email protected]
+1 (212) 897-2887
General statistics
Assets under management Active private equity investments Total private equity investments Target revenue
+$715M 10 18 $25M-$500M
Recently closed investments
Name Deal type Deal date
Pioneer Metal Finishing Buyout/LBO (Secondary) Jul-2018
Albany Industries Buyout/LBO (Add-on) Jun-2018
Vander-Bend Manufacturing Buyout/LBO May-2018
Standard Furniture Buyout/LBO Aug-2017
NeoGraf Solutions Buyout/LBO Jul-2017
Most recent closed fund
Aterian Investment Partners III
Type: Restructuring/Turnaround
Size: +$350M
Vintage: 2018
All investments by industry
46.2%30.8%
7.7%15.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Materials and Resources
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Atlantic Street Capital Investor type: PE/Buyout | Year founded: 2006
Atlantic Street Capital Management is a private equity firm which seeks to invest primarily in companies operating in the healthcare, multi-unit retail, franchising, consumer products and services, and business services sectors. It was founded in 2006 and is based in Stamford, Connecticut.
Contact
281 Tresser Boulevard
6th Floor - Suite 601
Stamford, CT 06901
United States
+1 (203) 428-3158
Primary contact
Grant Marcks Vice President
+1 (203) 428-3152
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$324M 11 36 $15M-$150M $4M-$15M $10M-$40M
Recently closed investments
Name Deal type Deal date
OrthoBethesda Buyout/LBO Sep-2018
Enhanced Medical Services Buyout/LBO (Add-on) Aug-2018
14 Health Clubs Alabama & Virginia Buyout/LBO May-2018
ONELAN Buyout/LBO (Add-on) May-2018
Sunrise Transportation PE Growth/Expansion Jan-2018
Most recent closed fund
Atlantic Street Capital III
Type: Buyout
Size: $211M
Vintage: 2016
All investments by industry
18.2%33.3%
3.0%3.0%
12.1%30.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
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Balance Point Capital Investor type: PE/Buyout | Year founded: 2007
Balance Point Capital is a private equity firm that invests mezzanine debt and equity capital in middle market companies. The firm specializes in transactions such as private equity sponsored buyout, strategic acquisition, refinancing, management buyout, leveraged recapitalization and growth capital investments. It also focuses on investments in the business service, niche manufacturing, consumer product, industrial product, aerospace, defense, healthcare and technology sectors.
Contact
285 Riverside Avenue
Suite 200
Westport, CT 06880
United States
+1 (203) 652-8250
Primary contact
Nathan Elliott Director [email protected]
+1 (203) 652-8248
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$625M 18 55 $10M-$150M $3M-$30M $5M-$30M
Recently closed investments
Name Deal type Deal date
FreshAddress PE Growth/Expansion Mar-2018
Apex Learning Buyout/LBO May-2017
Just Home Healthcare Services PE Growth/Expansion Jan-2017
GigaMedia Access PE Growth/Expansion Oct-2016
CorePower Yoga Mezzanine Sep-2016
Most recent closed fund
Balance Point Capital Partners II
Type: Diversified Private Equity
Size: $62M
All investments by industry
23.9%50.0%
2.2%13.0%
10.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
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BelHealth Investment Partners Investor type: PE/Buyout | Year founded: 2011
BelHealth Investment Partners is a private equity firm focused on investing in lower middle market companies operating in the healthcare sector. The firm acquires majority positions in entrepreneur-owned companies. It was founded in 2011 and is based in New York, New York.
Contact
126 East 56th Street
23rd Floor
New York, NY 10022
United States
+1 (347) 308-7011
Primary contact
Paul Barrett Managing Director [email protected]
+1 (347) 308-7013
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$500M 10 41 $10M-$100M $2M-$10M $20M-$50M
Recently closed investments
Name Deal type Deal date
Direct Home Health Care Buyout/LBO (Add-on) Sep-2018
Paradise Homecare Buyout/LBO (Add-on) Aug-2018
A Hopeful Home Buyout/LBO (Add-on) Aug-2018
Care Advantage plus Buyout/LBO (Add-on) Aug-2018
NavaDerm Partners Platform Creation Jul-2018
Most recent closed fund
BelHealth Investment Fund II
Type: Buyout
Size: $350M
All investments by industry
19.0%4.8%
2.4%69.0%
4.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
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Bertram Capital Management Investor type: PE/Buyout | Year founded: 2006
Bertram Capital Management is a private equity firm that seeks to invest in lower middle-market companies operating in the business services, consumer, industrial/manufacturing and technology sectors. The firm specializes in management buyouts, divestitures and prefers control stake. The firm was founded in 2006 and is based in San Mateo, California.
Contact
800 Concar Drive
Suite 100
San Mateo, CA 94402
United States
+1 (650) 358-5000
Primary contact
Sean Houseworth Associate [email protected]
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.1B 12 56 $30M-$250M $5M-$30M $25M-$100M
Recently closed investments
Name Deal type Deal date
BearCom Buyout/LBO (MBO) Jul-2018
Registrar Corp Buyout/LBO Jun-2018
10 Foot Wave Buyout/LBO (Add-on) Mar-2018
Decora Buyout/LBO (Add-on) Mar-2018
Componex Buyout/LBO (Add-on) Feb-2018
Most recent closed fund
Bertram Growth Capital III
Type: PE Growth-Expansion
Size: $500M
Vintage: 2018
All investments by industry
55.8%23.3%
2.3%16.3%
2.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
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Blue Point Capital Partners Investor type: PE/Buyout | Year founded: 2000
Blue Point Capital Partners is a private equity firm that partners with entrepreneurs and management teams to invest in and grow lower middle-market companies. With offices in Cleveland, Charlotte, Seattle and Shanghai, the firm provides a geographical footprint to establish relationships with local and regional entrepreneurs and advisors, as well as the resources of a larger, global organization.
Contact
127 Public Square
Suite 5100
Cleveland, OH 44114
United States
+1 (216) 535-4700
Primary contact
Mark Morris Partner [email protected]
+1 (206) 332-9202
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$720M 14 110 $20M-$300M $5M-$25M $20M-$300M
Recently closed investments
Name Deal type Deal date
Next Level Apparel Buyout/LBO Aug-2018
Spector & Co. Buyout/LBO (MBO) Mar-2018
FM Sylvan Buyout/LBO (MBO) Mar-2018
La Mexicana Buyout/LBO (Add-on) Feb-2018
Integrated Fire Protection Buyout/LBO (Add-on) Jan-2018
Most recent closed fund
Blue Point Capital Partners IV
Type: Buyout
Size: $731M
Vintage: 2018
All investments by industry
52.0%34.0%
4.0%2.0%
8.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
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Branford Castle Partners Investor type: PE/Buyout | Year founded: 1986
Branford Castle Partners is a private equity firm, which seeks to make control oriented investments in small to medium-sized private companies. It prefers to invest in the consumer products, services, industrial, manufacturing, value-added commercial distribution, business services, marine products and service sectors. The firm is based in New York, New York and was founded in 1986.
Contact
150 East 58th Street
37th Floor
New York, NY 10155
United States
+1 (212) 317-2004
Primary contact
Eric Korsten Managing Director [email protected]
+1 (212) 317-2219
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$117M 9 29 $5M-$100M $2M-$15M $5M-$40M
Recently closed investments
Name Deal type Deal date
Diamond Surface (Rumble Strip Division) Buyout/LBO (Add-on) Jul-2018
Titan Production Equipment Buyout/LBO (MBO) Jun-2018
Drew Foam Companies Buyout/LBO (Secondary) Jun-2018
Vitrek Buyout/LBO Dec-2017
Continuum Pedicure Spas Buyout/LBO (Add-on) Aug-2017
Most recent closed fund
The Branford Castle Fund
Type: Buyout
Size: $117M
Vintage: 2016
All investments by industry
50.0%28.6%
7.1%7.1%7.1%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Information Technology
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Bunker Hill Capital Investor type: PE/Buyout | Year founded: 2004
Bunker Hill Capital is a private equity firm that seeks to make control investments in lower middle market companies within the industrial products, business services and consumer products sectors. The firm was established in 2004 and is based in Boston, Massachusetts and San Diego, California.
Contact
260 Franklin Street
Suite 1860
Boston, MA 02110
United States
+1 (617) 720-4030
Primary contact
Brian Kinsman Managing Partner [email protected]
+1 (858) 793-4560
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$325M 6 21 $25M-$250M $5M-$20M $5M-$40M
Recently closed investments
Name Deal type Deal date
Critical Tattoo Supply Buyout/LBO (Add-on) Jan-2017
Kingpin Tattoo Supply Buyout/LBO (Add-on) May-2016
Nexus Brands Group Buyout/LBO (MBO) Nov-2015
Taos Mountain Buyout/LBO (MBO) Aug-2015
ASPEQ Heating Group Buyout/LBO (MBO) Jun-2015
Most recent closed fund
Bunker Hill Capital II
Type: Buyout
Size: $200M
Vintage: 2010
All investments by industry
35.7%35.7%
7.1%7.1%
14.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
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CapitalSpring Investor type: PE/Buyout | Year founded: 2005
CapitalSpring is a private investment firm dedicated to the branded restaurant sector. The firm supports the management team and operations in acquisition, new development, recapitalization and other complex situations. It targets investments in uni-tranche or structured debt, partnership equity and other capital solutions. It's areas of interest includes franchisees and franchisors, independent concepts, businesses serving the restaurant end-markets and real estate opportunities.
Contact
3100 West End Avenue
Suite 940
Nashville, TN 37203
United States
+1 (212) 981-0140
Primary contact
Chad Spaulding Managing Director, Originations [email protected]
+1 (310) 693-0471
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment amount
$1.3B 4 7 $2M $10M-$100M
Recently closed investments
Name Deal type Deal date
Panera Bread (38 Cafes in Colorado) Buyout/LBO May-2018
Buddy's Pizza Buyout/LBO (MBO) Jan-2018
Beef O' Brady's and The Brass Tap Buyout/LBO (Secondary) Jun-2017
Shari's Restaurants Buyout/LBO (Secondary) Sep-2016
Norm's Restaurant Buyout/LBO (MBI) Jan-2015
Most recent closed fund
CapitalSpring SBIC
Type: Mezzanine
Vintage: 2012
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Castanea Partners Investor type: PE/Buyout | Year founded: 2001
Castanea is a private equity firm that works closely with founders and management teams to grow innovative passion brands through a combination of capital investment and operating support. We are focused on select consumer verticals including beauty, food and beverage, multi-unit services, and enthusiast lifestyle. As a result, our large team of talented operating executives provides our partner companies with access to value-added industry and operational expertise.
Contact
Three Executive Park Drive
Suite 304
Newton, MA 02462
United States
+1 (617) 630-2400
Primary contact
Marion Schouten Director of Business Development [email protected]
+1 (617) 630-2420
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.1B 19 27 $10M-$150M $3M-$30M $15M-$150M
Recently closed investments
Name Deal type Deal date
Brew Dr. Kombucha PE Growth/Expansion Feb-2018
Yasso PE Growth/Expansion Jan-2018
Tatcha PE Growth/Expansion Oct-2017
The Bruery Buyout/LBO Jun-2017
Yasso Buyout/LBO Mar-2017
Most recent closed fund
Castanea Partners Fund IV
Type: Buyout
Size: $735M
Vintage: 2015
All investments by industry
100.0%Consumer Products and Services (B2C)
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Center Rock Capital Partners Investor type: PE/Buyout | Year founded: 2017
Center Rock Capital Partners is a private equity firm that seeks to invest in companies middle-market industrial companies headquartered in North America. The firm prefers to do management buyouts, corporate divestitures and carve-outs, negotiated cooperative transactions, recapitalizations, under-performing businesses, restructurings and bankruptcies, asset purchases, single factories or lines of business and secondary debt purchases type of investments in companies operating in the industrial manufacturing, industrial services and industrial distribution sectors. It was founded in 2017 and has offices in Chicago, Illinois and Bloomfield Hills, Michigan.
Contact
8755 W Higgins Road, Suite 840
Chicago, IL 60631
United States
+1 (312) 635-8075
Primary contact
Molly Clark Principal and Director of Business Development [email protected]
+1 (312) 635-8070
General statistics
Target revenue Target EBITDA Preferred Investment amount
$25M-$500M negative - $50M $10M-$75M
22
Centerfield Capital Partners Investor type: Mezzanine | Year founded: 1998
Centerfield Capital Partners is a private equity firm which specializes in providing mezzanine and equity financing to lower middle market companies. The firm seeks to invest in companies operating in the manufacturing, business, consumer service, consumer product, aerospace, distribution, healthcare and specialty chemical sectors. The firm was founded in 1998 and is based in Indianapolis, Indiana.
Contact
10 West Market Street
3000 Market Tower
Indianapolis, IN 46204
United States
+1 (317) 237-2323
Primary contact
Tye Stebbins Director of Business Development [email protected]
+1 (317) 536-8652
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$500M 24 102 $15M-$100M $4M-$15M $7M-$35M
Recently closed investments
Name Deal type Deal date
Pure Wafer Buyout/LBO Aug-2018
Indigo Wild Buyout/LBO Aug-2018
EMPI Buyout/LBO Jul-2018
National Gift Card Buyout/LBO Jul-2018
Network Technologies (Lawrenceville) Buyout/LBO (Add-on) Jun-2018
Liberty Party Rental Buyout/LBO (Add-on) Apr-2018
P4C Global Buyout/LBO (Add-on) Apr-2018
Most recent closed fund
Centerfield Capital Partners IV
Type: Mezzanine
Size: $310M
Vintage: 2017
All investments by industry
48.8%22.0%
2.4%2.4%
9.8%7.3%7.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
23
CenterGate Capital Investor type: PE/Buyout | Year founded: 2014
CenterGate Capital is a private equity firm focused on investing in the lower middle market companies operating in the industrial service, business service, consumer good and manufacturing sectors. The firm was founded in 2014 and is based in Austin, Texas.
Contact
900 South Capital of Texas Highway
Las Cimas IV, Suite 478
Austin, TX 78746
United States
+1 (512) 717-7100
Primary contact
Gregory Boyer Managing Director [email protected]
+1 (512) 717-7100
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$350M 3 6 $20M-$250M $20M $10M-$40M
Recently closed investments
Name Deal type Deal date
AC Photonics PE Growth/Expansion Jan-2018
TSC Apparel Buyout/LBO Oct-2017
Fordela Buyout/LBO (Add-on) Oct-2016
Cinema Scene Marketing Buyout/LBO (Add-on) Oct-2016
Vision Media Management & Fulfillment PE Growth/Expansion Jan-2016
Most recent closed fund
CenterGate Capital Partners I
Type: Buyout
Size: $350M
Vintage: 2016
All investments by industry
44.4%11.1%
22.2%22.2%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Information Technology
24
CenterOak Partners Investor type: PE/Buyout | Year founded: 2014
CenterOak Partners is a Dallas, Texas based private equity firm that focuses on control-oriented investments in middle-market companies operating in the industrial growth, consumer and business services sectors. It was founded in 2014 and specializes in identifying investment opportunities within niche segments of key industry sectors given above.
Contact
100 Crescent Court
Suite 1700
Dallas, TX 75201
United States
+1 (214) 301-4201
Primary contact
Carrie Calhoun Vice President, Business Development [email protected]
+1 (214) 301-4224
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment amount
$420M 5 11 $5M-$35M $20M-$90M
Recently closed investments
Name Deal type Deal date
Harmon Solutions Group Buyout/LBO (Add-on) Jun-2018
Car Glass of New England Buyout/LBO (Add-on) May-2018
Herbert Automotive Buyout/LBO (Add-on) Mar-2018
JN Phillips Auto Glass Buyout/LBO Mar-2018
TechnaGlass Buyout/LBO (Add-on) Mar-2018
Most recent closed fund
CenterOak Equity Fund I
Type: Buyout
Size: $420M
Vintage: 2015
All investments by industry
25.0%56.3%
6.3%12.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Materials and Resources
25
Century Park Capital Partners Investor type: PE/Buyout | Year founded: 2000
Century Park Capital Partners is a private equity firm that specializes in business expansion and bringing industrial resources to accelerate the growth of middle market companies. The firm seeks to invest in the the consumer, industrial, engineered products, medical product and business service sectors. It was founded in 2000 and is headquartered in El Segundo, California.
Contact
2101 Rosecrans Avenue
Suite 4275
El Segundo, CA 90245
United States
+1 (310) 867-2210
Primary contact
Guy Zaczepinski Managing Partner [email protected]
+1 (310) 867-2227
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred Investment
amount
$379M 4 53 $20M-$100M $3M-$15M $10M-$40M
Recently closed investments
Name Deal type Deal date
Marathon Seat Covers Buyout/LBO (Add-on) Aug-2018
Dominion Youth Services Buyout/LBO Jul-2018
GT Covers Buyout/LBO (Add-on) Sep-2017
ADCO Products (RV Cover Maker) Buyout/LBO (Add-on) Dec-2016
Stellar Technologies Buyout/LBO (Add-on) Aug-2016
Most recent closed fund
Century Park Capital Partners II
Type: Buyout
Size: $265M
Vintage: 2005
All investments by industry
33.3%40.0%
20.0%6.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Materials and Resources
26
Chatham Capital Investor type: Mezzanine | Year founded: 2001
Chatham Capital is a private investment firm that concentrates on lower-middle market companies with sustainable cash flow from operations. The firm is headquartered in Atlanta, Georgia, with an additional office in Dallas, Texas. Chatham provides debt and equity financing to companies throughout North America.
Contact
1230 Peachtree Street North East
Suite 1750
Atlanta, GA 30309
United States
+1 (770) 618-2100
Primary contact
Kendal Strickland Director [email protected]
+1 (770) 618-2100
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.2B 15 138 $10M-$50M $3M-$20M $5M-$40M
Recently closed investments
Name Deal type Deal date
Muse Paintbar PE Growth/Expansion Mar-2018
FastForward Digital Solutions Buyout/LBO (Add-on) Feb-2018
Benchmark Business Solutions Buyout/LBO (Add-on) Nov-2017
XMC Buyout/LBO (Add-on) Oct-2017
American Copy Service Center Buyout/LBO (Add-on) Oct-2017
Most recent closed fund
Chatham Investment Fund IV
Type: Mezzanine
Size: $500M
Vintage: 2012
All investments by industry
34.2%26.3%
10.5%2.6%
26.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
27
CITIC Capital Investor type: PE/Buyout | Year founded: 2002
CITIC Capital is a global alternative investment management and advisory firm. The firm core includes private equity, real estate, structured investment and finance and asset management.
Contact
28/F, CITIC Tower
1 Tim Mei Avenue, Central
Hong Kong, Hong Kong
+852 3710 6888
Primary contact
Kenneth Kan Director, International Private Equity [email protected]
General statistics
Assets under management Active private equity investments Total private equity investments
$22B 70 130
Recently closed investments
Name Deal type Deal date
China Biologic Products Holdings Secondary Transaction Jun-2018
Shanghai Railink International Intermodal Logistics
PE Growth/Expansion May-2018
Atasu Group PE Growth/Expansion May-2018
Euromoney Institutional Investor (Intelligence Division)
Buyout/LBO Apr-2018
SKY Facilities Management Buyout/LBO Apr-2018
Most recent closed fund
CITIC Capital China Partners III
Type: Buyout
Size: $1.6B
Vintage: 2017
All investments by industry
26.8%27.6%
3.3%2.4%
12.2%21.1%
6.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
28
City National Bank Service provider type: Commercial Bank | Year founded: 1954
City National Bank provides banking, investment, and trust services throughout the U.S. Based in Los Angeles, the company and its investment affiliates manage or administer $58 billion in client investment assets. Through its subsidiaries, including City National Rochdale; City National Securities; First American Equipment Finance and other affiliated companies, City National also makes available wealth management, brokerage, and leasing services among others. Its products and services include commercial lending, private client services, wealth management, preferred banking, small business banking, business trust, and investments. Additionally, City National also provides services for professional firms, international banking, loans, treasury management services, entertainment industry services and online banking services. Founded in 1954, the company merged with Royal Bank of Canada in 2015. The firm has offices in New York, Nevada, Nashville and Minneapolis.
Contact
City National Plaza
555 South Flower Street
Los Angeles, CA 90071
United States
+1 (800) 773-7100
Primary contact
Marc Galindo Senior Vice President and Team Lead, Structured Finance [email protected]
+1 (415) 576-3904
Recent debt financings
Name Deal type Deal date Deal location
Southeastern Grocers Leveraged Recapitalization May-2018 Jacksonville, FL
Spirit Music Group Debt - General Apr-2018 New York, NY
Flexprint Mezzanine Jan-2018 Mesa, AZ
Caltronics Business Systems Buyout/LBO (Add-on) Dec-2017 Sacramento, CA
Flo-Tech Buyout/LBO (Add-on) Dec-2017 Middletown, CT
All debt financings by industry
28.6%28.6%
3.6%5.4%
33.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
29
CIVC Partners Investor type: PE/Buyout | Year founded: 1989
CIVC Partners is a Chicago, Illinois based private equity firm that specializes in buyout, recapitalization and growth equity capital investments in middle market companies. The firm prefers to invest in the business service, financial service, media, communication, marketing, information service, business process outsourcing, analytic, logistic, insurance, healthcare, energy and information technology sectors.
Contact
191 North Wacker Drive
Suite 1100
Chicago, IL 60606
United States
+1 (312) 873-7300
Primary contact
Douglas Potters Principal [email protected]
+1 (312) 837-7355
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$2.7B 8 132 $40M-$300M $5M $15M-$85M
Recently closed investments
Name Deal type Deal date
Auto Advisory Services Buyout/LBO (Add-on) May-2018
Encompass Inspections (subsurface investigations)
Buyout/LBO (Add-on) Apr-2018
Environmental Risk Management & Safety Buyout/LBO (Add-on) Mar-2018
Ground Penetrating Radar Systems Buyout/LBO Nov-2017
Heads Up Landscaping Buyout/LBO (Add-on) Oct-2017
Most recent closed fund
CIVC Partners Fund V
Type: Buyout
Size: $400M
Vintage: 2017
All investments by industry
54.3%8.6%
11.4%11.4%11.4%
2.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Information Technology
Materials and Resources
30
Clearlake Capital Group Investor type: PE/Buyout | Year founded: 2006
Clearlake Capital Group is a private equity firm with a flexible mandate to invest in both private and public transactions across the capital structure in debt or equity securities in the lower and middle market through buyouts, corporate divestitures, recapitalizations and reorganizations. It prefers to invest in companies operating in the industrials and energy, software and technology-enabled services, and consumer sectors. The firm was founded in 2006 and is based in Santa Monica, California.
Contact
233 Wilshire Boulevard
Suite 800
Santa Monica, CA 90401
United States
+1 (310) 400-8800
Primary contact
Dan Groen Principal [email protected]
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment amount
$8B 30 101 $0M-$250M $25M-$600M
Recently closed investments
Name Deal type Deal date
EagleView Technologies Growth Equity Aug-2018
Wheel Pros Buyout Apr-2018
Lytx Growth Equity Apr-2018
ProVation Buyout Mar-2018
Janus Buyout Feb-2018
Diligent Growth Equity Jan-2018
Perforce Buyout Jan-2018
Most recent closed fund
Clearlake Capital Partners V
Type: Buyout
Size: $3.6B
Vintage: 2018
Clearlake Opportunities Partners
Type: Non-Control / Special Situations
Size: $550M
Vintage: 2015
All investments by industry
24.5%17.0%
9.4%2.8%
1.9%40.6%
3.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
31
Compass Group Management Investor type: PE/Buyout | Year founded: 1998
Compass Group Management is a private equity firm that manages business and operations of Compass Diversified Holdings, a publicly traded holding company. The firm was founded in 1998 and is headquartered in Westport, Connecticut. It seeks to invest in the niche industrial and branded consumer sectors.
Contact
301 Riverside Avenue
Second Floor
Westport, CT 06880
United States
+1 (203) 221-1703
Primary contact
Patrick Maciariello Partner [email protected]
+1 (203) 333-5033
General statistics
Assets under management Active private equity investments Total private equity investments Target EBITDA
$1.8B 9 53 $10M-$80M
Recently closed investments
Name Deal type Deal date
ESMI Companies Buyout/LBO (Add-on) May-2018
MKC Enterprises Buyout/LBO (Add-on) Mar-2018
Rimports Buyout/LBO (Add-on) Feb-2018
Foam Fabricators Buyout/LBO Feb-2018
SevenOKs Buyout/LBO (Add-on) Aug-2017
Most recent closed fund
Compass Diversified Holdings
Type: Buyout
Size: $1B
All investments by industry
56.5%39.1%
4.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Information Technology
32
Comvest Partners Investor type: PE/Buyout | Year founded: 2000
Comvest Partners is a private equity firm based in West Palm Beach, Florida. The firm prefers to invest in the business services, chemicals, consumer and retail, healthcare services, industrials, and transportation and logistics sectors.
Contact
525 Okeechobee Boulevard
Suite 1050
West Palm Beach, FL 33401
United States
+1 (561) 727-2000
Primary contact
Carlos Soto Principal & Head of Business Development [email protected]
+1 (561) 727-2032
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$3.4B 15 108 $10M-$1B $4M+ $10M-$125M
Recently closed investments
Name Deal type Deal date
Security and Data Technologies Buyout/LBO (Add-on) Jul-2018
Spinrite Buyout/LBO (Secondary) Jul-2018
Dura Medic Buyout/LBO Jun-2018
RugsUSA PE Growth/Expansion May-2018
Systems Control Buyout/LBO Mar-2018
Most recent closed fund
ComVest Investment Partners V
Type: Private Equity
Size: $893M
Vintage: 2015
All investments by industry
46.8%31.9%
12.8%2.1%
6.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
33
Convergent Capital Investor type: PE/Buyout | Year founded: 1998
Convergent Capital is a private equity firm that provides growth and acquisition capital to businesses. The firm prefers to invest through recapitalization, add-on, growth capital, buyout, consolidation and sponsored buyouts. It is based in Minneapolis, Minnesota with additional offices in Las Vegas, Nevada and Newport Beach, California.
Contact
505 North Highway 169
Suite 175
Minneapolis, MN 55441
United States
+1 (612) 800-6480
Primary contact
John Chan Principal & Partner [email protected]
+1 (949) 200-6033
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Preferred Investment
amount
$342M 15 79 $10M $3M-$12M
Recently closed investments
Name Deal type Deal date
Advanced Signing Buyout/LBO (Add-on) Aug-2017
Bemis Manufacturing Buyout/LBO (Add-on) Oct-2016
QualaWash Holdings PE Growth/Expansion Jan-2016
Architectural Railings & Grilles Buyout/LBO (Add-on) Sep-2015
Versare Solutions PE Growth/Expansion Aug-2015
Most recent closed fund
Convergent Capital Partners III
Type: Mezzanine
Size: $160M
Vintage: 2013
All investments by industry
52.9%17.6%
11.8%11.8%
5.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
34
CORE Industrial Partners Investor type: PE/Buyout
CORE Industrial Partners is a Chicago, Illinois based private equity firm focused on North American lower, middle-market industrial and manufacturing businesses. The firm seeks to invest in the aerospace and aviation, building and infrastructure products, highly engineered components, machinery and equipment, process controls, test measurement, automation and vehicle supply sectors.
Contact
200 North LaSalle Street
Suite 2360
Chicago, IL 60601
United States
+1 (312) 566-4882
Primary contact
Adam Miller Vice President, Business Development [email protected]
+1 (312) 566-4887
General statistics
Target revenue Target EBITDA Preferred Investment amount
$10M-$200M $3M-$20M $2M-$40M
35
Crescent Direct Lending Service provider type: Lender | Year founded: 2005
Crescent Direct Lending is the lower middle-market and middle-market lending arm of Crescent Capital Group. The firm provides senior secured debt, unitranche, second lien loan, revolving credit line, term loan, leveraged buyout, acquisition financing, recapitalization, growth financing and other related services to U.S. sponsor-backed companies. Founded in 2005, Crescent Direct Lending is based in Boston, Massachusetts.
Contact
100 Federal Street
31st Floor
Boston, MA 02110
United States
+1 (617) 854-1500
Primary contact
Scott Carpenter Managing Director [email protected]
+1 (617) 854-1502
General statistics
Total debt financings (last 5 years)
Target EBITDA
Target debt financing amount
137 $5M-$35M $15M-$200M
Recent debt financings
Name Deal type Deal date Deal location
Winxnet Buyout/LBO Jun-2018 Portland, ME
Catapult Learning Buyout/LBO (Secondary) Jun-2018 Camden, NJ
Auto-Vehicle Parts Company Debt - General Jun-2018 Cold Spring, KY
DISA Global Solutions Debt Refinancing Jun-2018 Houston, TX
EiKO Global Buyout/LBO (Secondary) Jun-2018 Shawnee, KS
Most recent closed fund
Crescent Direct Lending Levered Fund
Type: Direct Lending
Size: $602M
Vintage: 2014
All debt financings by industry
42.4%23.5%
2.3%14.4%
12.1%5.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
Materials and Resources
36
CVF Capital Partners Investor type: PE/Buyout | Year founded: 2005
CVF Capital Partners is a private equity firm that seeks to invest in small and medium-sized businesses. The firm prefers investing in companies operating in the manufacturing, logistic, technology, consumer good, food, beverage, agricultural and business service sectors. CVF can provide both debt and equity capital either as a standalone investor or with investment partners. It was founded in 2005 and is headquartered in Davis, California.
Contact
1590 Drew Avenue
Suite 110
Davis, CA 95618
United States
+1 (530) 757-7004
Primary contact
Edward McNulty Managing Partner [email protected]
+1 (530) 757-7004 x226
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$295M 11 37 $10M-$100M $1M-$5M $3M-$15M
Recently closed investments
Name Deal type Deal date
Signature Coast Holdings Platform Creation Dec-2017
Sonendo PE Growth/Expansion Sep-2017
Coast Landscape Management Mezzanine Sep-2017
Signature Landscapes Mezzanine Sep-2017
LightRiver Software Buyout/LBO (Add-on) Jun-2017
Most recent closed fund
Central Valley Fund II
Type: Mezzanine
Size: $120M
Vintage: 2012
All investments by industry
51.9%7.4%
14.8%25.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
37
Cyprium Partners Investor type: PE/Buyout | Year founded: 1998
Cyprium Partners (Cyprium) is a private investment firm that makes non-control investments in profitable middle-market companies, allowing company owners and their management teams to retain controlling interest in their business after the firm invests. Cyprium can provide any combination of equity or subordinated debt giving the firm flexibility in structuring transactions. The firm invests to support growth, acquisitions, shareholder dividends, minority recapitalizations, refinancings and ESOP transactions. Cyprium was founded in 1998 and is based in Cleveland, Ohio.
Contact
200 Public Square
Suite 2020
Cleveland, OH 44114
United States
+1 (216) 453-4500
Primary contact
Beth Haas Partner [email protected]
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$960M 10 103 $50M-$300M $8M-$60M $10M-$60M
Recently closed investments
Name Deal type Deal date
RCR International Buyout/LBO (Secondary) Mar-2018
A.C.T Lighting Mezzanine Feb-2018
Morse Industries Buyout/LBO (Add-on) Jan-2018
The RapcoHorizon Company Buyout/LBO (Secondary) Nov-2017
A.C.T Lighting PE Growth/Expansion Nov-2017
Most recent closed fund
Cyprium Investors IV
Type: Mezzanine
Size: $460M
All investments by industry
60.7%28.6%
3.6%7.1%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Materials and Resources
38
Deerpath Capital Management Service provider type: Lender | Year founded: 2007
Deerpath Capital Management is a provider of customized, cash flow-based senior debt financing to lower-middle market companies across diverse industries. Since its inception in 2007, the firm has completed over 275 investments, deploying over $2.0 billion of invested capital across a broad range of industries, investment products and transaction types.
Contact
405 Lexington Avenue
53rd Floor
New York, NY 10174
United States
+1 (646) 786-1013
Primary contact
Orin Port Managing Director, Originations [email protected]
General statistics
Total debt financings (last 5 years) Target EBITDA Target debt financing amount
53 $5M-$20M $10M-$50M
Recent debt financings
Name Deal type Deal date Deal location
JD Beauty Group Debt - General Aug-2018 Hauppauge, NY
Tin Roof Debt Refinancing Jun-2018 Nashville, TN
Rochester Gauges Buyout/LBO May-2018 Dallas, TX
Texan Allergy Buyout/LBO May-2018 Austin, TX
1 Priority Environmental Services Buyout/LBO (MBO) May-2018 Fort Worth, TX
Most recent closed fund
Deerpath Funding Advantage IV
Type: Direct Lending
Size: $229M
Vintage: 2016
All debt financings by industry
32.2%23.7%
1.7%6.8%
18.6%15.3%
1.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
39
Dorilton Capital Investor type: Family Office | Year founded: 2009
Dorilton Capital is a private investment firm that seeks to make private equity and growth equity investments. The firm seeks to invest in the industrial services, testing and inspection, home health care and health care services sectors. It was founded in 2009 and is based in New York, New York.
Contact
131 Varick Street
Suite 911
New York, NY 10013
United States
+1 (212) 929-0358
Primary contact
Brian Talbott Business Development Analyst [email protected]
+1 (646) 752-0302
General statistics
Active private equity investments Total private equity investments Target EBITDA
8 12 $3M-$25M
Recently closed investments
Name Deal type Deal date
AUT Solutions Buyout/LBO Jan-2018
Carbon Steel Inspection Buyout/LBO (Add-on) Sep-2017
iExhale Seed Round Mar-2017
Industrial Cooling Tower Buyout/LBO (Add-on) Sep-2016
Western Energy Support & Technology Buyout/LBO Dec-2014
All investments by industry
55.6%11.1%11.1%
22.2%
Business Products and Services (B2B)
Financial Services
Healthcare
Information Technology
40
Eli Global Investor type: Holding Company | Year founded: 1991
Eli Global is group of independent business units held together by common values and principals of entrepreneurship-with over $8 billion in assets and 8,000 people operating from more than 20 locations globally. Eli Global is a buy-and-hold investor with a long history of partnering with entrepreneurs. The organization maintains a long-term investor view; the acquired portfolio companies maintain an independent, decentralized function post-acquisition. Eli Global offers flexible deal terms and the opportunity to benefit from other services in their portfolio. Eli Global invests in companies for full or partial liquidity, and can also offer flexible capital solutions in debt and preferred equity.
Contact
2222 Sedwick Road
Durham, NC 27713
United States
+1 (919) 246-4721
Primary contact
Edward Hrvatin Director, Mergers & Acquisitions [email protected]
+1 (203) 957-1198
General statistics
Assets Under Management Target EBITDA 2017 Closed Transactions Target Transaction Amount
$8B+ $3M-$15M 30+ $10M-$150M
Recently closed investments
Name Deal type Deal date
First Scottish Group Merger/Acquisition Aug-2018
Stratford Animal Health Merger/Acquisition Aug-2018
Intralan Merger/Acquisition Jan-2018
Claris Vision Buyout/LBO Dec-2017
HealthLink Group Buyout/LBO (Secondary) Sep-2017
All investments by industry
10.5%5.3%
10.5%31.6%
42.1%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
41
Encore Consumer Capital Investor type: PE/Buyout | Year founded: 2005
Encore Consumer Capital is a private equity firm which specializes in leveraged buyouts, growth capital and equity investments. It prefers to invest in companies based in the United States, Canada, and North America operating in the food and beverage, health, beauty, automotive care products, pet products, personal care and beauty, private label, contract manufacturing and ingredients, foodservice products and consumer sectors. The firm was incorporated in 2005 and is based in San Francisco, California.
Contact
111 Pine Street
Suite 1825
San Francisco, CA 94111
United States
+1 (415) 296-9850
Primary contact
Kate Wallman Vice President [email protected]
+1 (415) 230-7793
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$834M 12 33 $10M-$100M $2M-$20M $5M-$30M
Recently closed investments
Name Deal type Deal date
Tender Belly PE Growth/Expansion May-2018
Supergoop PE Growth/Expansion Mar-2018
Diggs PE Growth/Expansion Dec-2017
Cece's Veggie Noodle PE Growth/Expansion Aug-2017
Pint Size Hawaii PE Growth/Expansion Jul-2016
Most recent closed fund
Encore Consumer Capital III
Type: Buyout
Size: $260M
Vintage: 2015
All investments by industry
18.2%81.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
42
Gauge Capital Investor type: PE/Buyout | Year founded: 2013
Gauge Capital is an investment firm that partners with owners, managers and equity stakeholders of successful middle-market companies to maximize their potential. The firm's primary aim is long-term, sustainable value creation through transformational change as well as organic and strategically acquired growth. It's industry focus includes: technology, Industrial & business services, healthcare Services and food & consumer services.
Contact
1256 Main Street
Suite 256
Southlake, TX 76092
United States
+1 (682) 334-5800
Primary contact
Katie Oswald Associate, Business Development [email protected]
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment
amount
$750M 11 30 $5M-$40M $20M-$100M
Recently closed investments
Name Deal type Deal date
American Nuts Buyout/LBO Apr-2018
Comprehensive EyeCare Partners Buyout/LBO Feb-2018
New Eyes (Nevada) PE Growth/Expansion Feb-2018
eDynamic Learning Later Stage VC May-2017
Pediatric Dental Providers PE Growth/Expansion Apr-2017
Most recent closed fund
Gauge Capital II
Type: Buyout
Size: $500M
Vintage: 2017
All investments by industry
20.0%32.0%
20.0%12.0%
16.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
43
Gemspring Capital Investor type: PE/Buyout | Year founded: 2015
With $350 million of committed capital under management, Gemspring Capital is a private equity firm specializing in lower middle market companies. The firm provides capital and partners with talented management teams to propel companies to grow and achieve their full potential.
Contact
17 Bridge Square
Westport, CT 06880
United States
+1 (203) 842-8886
Primary contact
Kerri Hagen Vice President of Business Development & Marketing [email protected]
+1 (203) 403-0950
General statistics
Assets under management Target revenue
$355M $25M-$250M
Most recent closed fund
Gemspring Capital Fund I
Type: Buyout
Size: $350M
Vintage: 2016
44
Gen Cap America Investor type: PE/Buyout | Year founded: 1988
Gen Cap America is a private equity investment firm that specializes in investing in the middle market businesses. The firm typically uses management buyout, corporate divestiture, recapitalization and family-succession structures to invest in companies which are privately held businesses or subsidiaries and divisions of larger corporations. It was founded in 1988 and is headquartered in Nashville, Tennessee.
Contact
40 Burton Hills Boulevard
Suite 420
Nashville, TN 37215
United States
+1 (615) 256-0231
Primary contact
Christopher Godwin Managing Director [email protected]
+1 (615) 256-0231
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA
$537M 19 55 $10M-$200M $2M-$10M
Recently closed investments
Name Deal type Deal date
Mid America Metals Buyout/LBO (MBO) May-2018
CoreMedical Group Buyout/LBO (MBO) Mar-2018
United Grocery Outlet Buyout/LBO (MBO) Nov-2017
Custom Plastic Specialties Buyout/LBO (MBO) Jun-2017
Gared Holdings Buyout/LBO (MBO) Dec-2016
Most recent closed fund
Southvest Fund VII
Type: Buyout
Size: $250M
Vintage: 2017
All investments by industry
29.2%23.1%
20.0%7.7%
20.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Manufacturing
Materials and Resources
Distribution
45
General Capital Investments Investor type: PE/Buyout
General Capital Investments is a boutique investment fund with a focus on the acquisition of lower middle-market businesses. The firm was founded in Nashville, Tennessee.
Contact
40 Burton Hills Boulevard
Suite 420
Nashville, TN 37215
United States
+1 (615) 922-4385
Primary contact
James Byrd Managing Director [email protected]
General statistics
Preferred Investment amount
$1M-$2M
46
Geneva Glen Capital Investor type: PE/Buyout | Year founded: 2008
Geneva Glen Capital is a family-based private equity firm headquartered in Chicago, Illinois. The firm invests in the chemicals, containers and packaging, capital goods, transportation, consumer goods and services, distributors, food and beverage, healthcare, insurance brokers, environmental services, industrial manufacturing, publishing and media sectors. GGC has flexibility to invest in both control and minority positions as well as long term hold capability.
Contact
123 North Wacker Drive
Suite 820
Chicago, IL 60606
United States
+1 (312) 525-8500
Primary contact
Adam Schecter Founder and Managing Director [email protected]
+1 (312) 525-8502
General statistics
Assets under management Target EBITDA Preferred Investment amount
$300M $3M-$25M $10M-$75M
47
GenNx360 Capital Partners Investor type: PE/Buyout | Year founded: 2006
GenNx360 Capital Partners is a private equity firm that was founded in 2006 and is headquartered in New York, New York. It prefers to invest in the industrial and business services companies in the United States middle market. The firm seeks to invest in companies operating in the aerospace, defense, automotive, building product, food, agriculture, healthcare, metal, mining, oil, gas, power, packaging, specialty chemical and transportation sectors.
Contact
590 Madison Avenue
27th Floor
New York, NY 10022
United States
+1 (212) 257-6772
Primary contact
Peter White Associate [email protected]
+1 (212) 257-6783
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.3B 15 38 $75M-$250M $8M-$25M $25M-$75M
Recently closed investments
Name Deal type Deal date
Precision Aviation Group Buyout/LBO (Secondary) Jul-2018
Die Cad Group Buyout/LBO (Add-on) Jun-2018
Century Tool & Gage Buyout/LBO (Secondary) Apr-2018
GenServe Buyout/LBO (Secondary) Apr-2018
SubSea Global Solutions Buyout/LBO (Secondary) Apr-2018
Most recent closed fund
GenNx360 Capital Partners II
Type: Buyout
Size: $535M
Vintage: 2013
All investments by industry
65.5%13.8%
3.4%3.4%
13.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
48
Global Bankers Capital Investor type: PE/Buyout | Year founded: 2017
Global Bankers Capital is a private equity firm that focuses on lower middle market firms across a wide variety of industries and invests in all tranches of the capital structure. The firm is based in Durham, North Carolina and was founded in 2017.
Contact
2222 Sedwick Road
Durham, NC 27713
United States
+1 (919) 921-8127
Primary contact
Seth Friedman Managing Director - Originations [email protected]
General statistics
Assets under management Target EBITDA Preferred Investment amount
$3B $3M-$30M $5M-$50M
49
Graycliff Partners Investor type: PE/Buyout | Year founded: 2011
Graycliff Partners is a private equity firm focused on lower middle market private equity and mezzanine investments. The firm primarily invests in the niche manufacturing, business and industrial services or value-added distribution sectors. It provides capital for change of control transactions, management buyouts, recapitalizations, growth and acquisition financings.
Contact
500 5th Avenue
47th Floor
New York, NY 10110
United States
+1 (212) 300-2900
Primary contact
Duke Punhong Managing Director [email protected]
+1 (212) 300-2904
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.1B 33 142 $20M-$100M $4M-$12M $5M-$40M
Recently closed investments
Name Deal type Deal date
Brandtjen and Kluge Buyout/LBO (Add-on) Jun-2018
Presstek Buyout/LBO (Secondary) Mar-2018
Pointmaker Buyout/LBO (Add-on) Dec-2017
CSAT Solutions PE Growth/Expansion Dec-2017
Pro-Cast Products PE Growth/Expansion Sep-2017
Most recent closed fund
Graycliff Private Equity Partners III
Type: Buyout
Size: $91M
Vintage: 2017
All investments by industry
51.0%11.8%
2.0%3.9%3.9%
15.7%11.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
50
Grey Mountain Partners Investor type: PE/Buyout | Year founded: 2003
Grey Mountain Partners is a Boulder, Colorado based private equity firm that focuses on partnering with management teams to create lasting value through operational improvements and by supporting strategic growth initiatives. The firm invests in lower middle-market companies across a wide range of industries and was founded in 2003.
Contact
1470 Walnut Street
Suite 400
Boulder, CO 80302
United States
+1 (303) 449-5692
Primary contact
Ben Ault Managing Director [email protected]
+1 (612) 259-8182
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$700M 8 48 $75M
Recently closed investments
Name Deal type Deal date
CHEP North America Buyout/LBO Feb-2018
J.E. Berkowitz Buyout/LBO (Add-on) Nov-2016
Kronos Foods Buyout/LBO (MBO) Sep-2016
M&C Oilfield Services Buyout/LBO (Add-on) Aug-2016
Binswanger Glass PE Growth/Expansion Mar-2016
Most recent closed fund
Grey Mountain Partners Fund III
Type: Buyout
Size: $425M
Vintage: 2013
All investments by industry
62.1%13.8%13.8%
3.4%6.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Information Technology
Materials and Resources
51
Greyrock Capital Group Investor type: Mezzanine | Year founded: 2002
Greyrock Capital Group is an investment firm that specializes in providing mezzanine debt and equity to finance buyouts, recapitalizations and internal growth needs of middle-market companies. The firm was founded in 2002 and is headquartered at Walnut Creek, California.
Contact
1850 Mount Diablo Boulevard
Suite 335
Walnut Creek, CA 94596
United States
Primary contact
Samuel Snyder Principal [email protected]
+1 (415) 288-0282
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$528M 28 105 $10M $3M $5M-$35M
Recently closed investments
Name Deal type Deal date
Nebraska Cultures Buyout/LBO (Add-on) Apr-2018
Monroe Spangle Fasteners Buyout/LBO (Add-on) Apr-2018
Blast Deflectors Buyout/LBO (MBO) Mar-2018
Metasource Dividend Recapitalization Mar-2018
JetMac Buyout/LBO (Add-on) Feb-2018
Most recent closed fund
GCG Investors IV
Type: Mezzanine
Size: $275M
Vintage: 2017
All investments by industry
45.5%13.6%
1.5%3.0%
9.1%15.2%
12.1%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
52
Gryphon Investors Investor type: PE/Buyout | Year founded: 1995
Gryphon Investors is a private equity firm which was established in 1995 and is headquartered in San Francisco, California. The firm specializes in buyouts, leveraged build ups, leveraged acquisitions, bridge and growth capital investments in middle market companies. It seeks to invest in companies operating in the business services, environmental services, insurance services, niche manufacturing, transportation, logistics, consumer products and services, healthcare, specialty retail and industrial growth sectors.
Contact
One Maritime Plaza
Suite 2300
San Francisco, CA 94111
United States
+1 (415) 217-7400
Primary contact
Vincent Carey Principal [email protected]
+1 (415) 217-7423
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Preferred Investment
amount
$3.5B 18 122 $100M-$500M $50M-$200M
Recently closed investments
Name Deal type Deal date
Transportation Insight Buyout/LBO Sep-2018
Jeremy Gardner Associates Buyout/LBO (Add-on) Aug-2018
Premier Private Practice Dental Group Buyout/LBO (Add-on) Jul-2018
Shermco Industries Buyout/LBO (Secondary) Jun-2018
Milani Cosmetics Buyout/LBO Jun-2018
Most recent closed fund
Gryphon Mezzanine Partners
Type: Mezzanine
Size: $103M
Vintage: 2017
All investments by industry
43.8%9.6%
6.8%35.6%
2.7%1.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
Materials and Resources
53
Guggenheim Investments Service provider type: Lender | Year founded: 1999
Guggenheim Investments is the global asset management and investment advisory division of Guggenheim Partners, with more than $208 billion1 in assets across fixed income, equity and alternative strategies. The firm focuses on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers and high net worth investors. Founded in 2006, the firm is headquartered in Chicago, Illinois.
Contact
330 Madison Avenue
New York, NY 10017
United States
212-739-0700
Primary contact
Russell Parks Managing Director 310-526-5627
Direct Lending Overview Guggenheim’s direct lending effort provides borrowers with access to capital that can help sustain and grow their businesses. With new regulation reshaping and repricing the bank lending landscape, middle-market companies are facing an increasingly volatile lending market. Guggenheim’s $78.5 billion corporate credit platform – which supports their direct lending effort – provides the resources and relationships needed to drive deal solutions in the evolving banking environment.
Key Facts
Established track record as a direct lender, having invested over $11.6 billion of client funds in 189 deals as of June 30, 2018
Unified Corporate Credit investment team is responsible for Guggenheim’s corporate credit strategies, managing more than $78.5 billion across investment grade, bank loans, high yield, private debt, opportunistic credit, and CLOs
Lending Principles
Loan Types - Revolver
- 1st Lien
- 2nd Lien
- Unitranche
- Subordinated Debt
- Other Financing Structures
Loan Size - $25 to $400+ million per transaction
Industry Experience
- Aerospace & Defense
- Building Products
- Business Services
- Consumer
- Energy
- Gaming
- Healthcare
- Industrial
- Restaurant
- Retail
- TMT
- Transportation
Geography - North America - Europe
1Assets under management are as of 06/30/2018 and include leverage of $11.7 billion. Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Real Estate, LLC, GS GAMMA Advisors, LLC, Guggenheim Partners Europe Limited and Guggenheim Partners India Management.
54
H.I.G. Capital Investor type: PE/Buyout | Year founded: 1993
H.I.G. Capital is a private equity firm that also specializes in the growth, venture capital, management buyouts, turnarounds, real estate and recapitalization. The firm prefers to invest in the aerospace, defense, automotive, building products, business services. chemicals, consumer products, distribution, education, healthcare, food and beverages, manufacturing. energy services, media and information technology sectors. It was founded in 1993 and is headquartered in Miami, Florida.
Contact
1450 Brickell Avenue
31st Floor
Miami, FL 33131
United States
+1 (305) 379-2322
Primary contact
Craig Burson Managing Director [email protected]
+1 (305) 379-2322
Jeff Bohl Managing Director [email protected]
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$25B 131 492 $10M-$1.5B $1M-$200M $5M-$200M
Recently closed investments
Name Deal type Deal date
The Amarna Company Buyout/LBO (Add-on) Sep-2018
Courtesycloud Management Solutions Buyout/LBO (Add-on) Aug-2018
Buck Consultants Buyout/LBO Aug-2018
Kindercentrum ABC Buyout/LBO (Add-on) Aug-2018
Contratanet Buyout/LBO (Add-on) Aug-2018
Most recent closed fund
H.I.G. Brazil & Latin America Partners
Type: Buyout
Size: $740M
Vintage: 2016
All investments by industry
37.6%20.6%
1.6%2.9%
7.4%18.0%
11.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
55
Hammond, Kennedy, Whitney & Company Investor type: PE/Buyout | Year founded: 1903
Hammond, Kennedy, Whitney & Company is a private equity firm which invests in privately owned businesses and subsidiaries or divisions of public companies. The firm invests through management buy-outs, industry consolidations, corporate divestitures, ownership liquidity situations, recapitalization, expansion and growth equity investments in companies based in North America. The firm was founded in 1903 and is based in Indianapolis, Indiana.
Contact
8888 Keystone Crossing
Suite 600
Indianapolis, IN 46240
United States
+1 (212) 867-1010
Primary contact
Ryan Grand Vice President of Deal Generation [email protected]
+1 (317) 805-1303
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$574M 12 97 $20M-$200M $5M-$30M $10M-$45M
Recently closed investments
Name Deal type Deal date
Urban Armor Gear Buyout/LBO Aug-2018
Indigo Wild Buyout/LBO Aug-2018
MB3 Buyout/LBO (Add-on) Jul-2018
Spector Logistics Buyout/LBO (Add-on) Apr-2018
Certified Tracking Solutions PE Growth/Expansion Jan-2018
Most recent closed fund
HKW Capital Partners IV
Type: Buyout
Size: $319M
Vintage: 2012
All investments by industry
43.8%18.8%
10.4%2.1%
8.3%16.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
56
Harbour Group Investor type: PE/Buyout | Year founded: 1976
Harbour Group is a private equity firm which invest in companies operating in the manufacturing, distribution, energy, mining and specialty services sectors. It invests in companies based in North America for its new core acquisitions. The firm is based in Saint Louis, Missouri and was founded in 1976.
Contact
7733 Forsyth Boulevard
23rd Floor
Saint Louis, MO 63105
United States
+1 (314) 727-5550
Primary contact
David Allston Director, Corporate Development [email protected]
+1 (314) 727-5550
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.2B 10 201 $30M-$500M $4M-$60M $30M-$100M
Recently closed investments
Name Deal type Deal date
Nationwide Industries Buyout/LBO (Secondary) Mar-2018
Thibaut Buyout/LBO (Secondary) Dec-2017
Carlor Engineering Buyout/LBO (Add-on) Nov-2017
Green Creative Buyout/LBO (Secondary) Oct-2017
Most recent closed fund
Harbour Group Investments VI
Type: Buyout
Size: $672M
Vintage: 2012
All investments by industry
67.4%18.6%
2.3%4.7%
7.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Information Technology
57
Hark Capital Service provider type: Lender | Year founded: 2013
Hark Capital is a leading provider of NAV-based loans for sponsors and their portfolio companies. The firm provides non-dilutive loans to the portfolio companies of sponsors in growth or turnaround situations that would typically require equity. Hark Capital does this by lending based on the sponsor's NAV, not the credit profile of the portfolio company that we lend to. As a result, we will lend at Holdco, to a negative EBITDA company and at higher leverage levels, all without dilution. Uncalled capital is not required. Founded in 2013, Hark Capital is a part of Aberdeen Standard and is based in New York, New York.
Contact
712 5th Avenue
49th Floor
New York, NY 10019
United States
Primary contacts
Douglas Cruikshank Head of Fund Financing and Hark Capital [email protected]
+1 (646) 829-3623
Rafael Castro Senior Investment Manager [email protected] +1 (646) 829-3607
Rich Davis Senior Investment Manager [email protected] +1 (646) 829-3639
58
High Road Capital Partners Investor type: PE/Buyout | Year founded: 2007
High Road Capital Partners is a middle private equity firm that prefers to invest in the manufacturing, service, value-added distribution, media and healthcare sectors. The firm specializes in investing in buyouts, add-on acquisitions, growth capital and recapitalization. It was founded in 2007.
Contact
1251 Avenue of the Americas
Suite 825
New York, NY 10020
United States
+1 (212) 554-3265
Primary contact
Matthew Hadley Associate, Business Development [email protected]
+1 (212) 554-3285
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$473M 11 40 $10M-$100M $3M-$10M $5M-$35M
Recently closed investments
Name Deal type Deal date
Nolan Power Group Buyout/LBO (Add-on) Jul-2018
U-C Coatings Buyout/LBO (Secondary) Jan-2018
Strauss Lock Distributors Buyout/LBO (Add-on) Dec-2017
PacTool International Buyout/LBO (Add-on) Nov-2017
Akron Hardware Consultants Buyout/LBO (Add-on) Oct-2017
Most recent closed fund
High Road Capital Partners Fund II
Type: Buyout
Size: $320M
Vintage: 2013
All investments by industry
69.2%19.2%
3.8%3.8%3.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Materials and Resources
59
Hilco Service provider type: Valuation Firm | Year founded: 1987
Hilco Global is a valuation firm that provides a wide array of services such as asset valuation, asset acquisition and disposition, private equity investments, advisory and monetization. The firm was founded in 1987 and is headquartered in Northbrook, Illinois.
Contact
5 Revere Drive
Suite 206
Northbrook, IL 60062
United States
+1 (847) 509-1100
Primary contact
Joseph Tourouk Senior Vice President [email protected]
+1 (818) 437-6439
60
Hilltop Private Capital Investor type: PE/Buyout | Year founded: 2016
Hilltop Private Capital is a private equity firm which specializes in buyout, growth/expansion, carveouts, corporate divestitures and mezzanine investments. It prefers to invest in the companies operating in the business, industrial products and service sectors. The firm was founded in 2016 and is based in New York, New York.
Contact
509 Madison Avenue
14th Floor
New York, NY 10022
United States
+1 (917) 301-0980
Primary contact
Edwin Moss Partner [email protected]
+1 (301) 704-7230
General statistics
Target revenue Target EBITDA Preferred Investment amount
$10M-$150M $3M-$20M $10M-$30M
61
IMB Development Investor type: PE/Buyout | Year founded: 2010
IMB Development is a private equity firm that also specializes in management buyouts, corporate divestitures, recapitalizations and growth investments. The firm prefers to invest in the information technology sectors, software, food, retail and media sectors. It is based in Bethesda, Maryland and was founded in 2010.
Contact
7201 Wisconsin Avenue
Suite 440
Bethesda, MD 20814
United States
+1 (240) 507-1660
Primary contact
Tarrus Richardson Chief Executive Officer [email protected]
+1 (646) 619-8757
General statistics
Active private equity investments Total private equity investments Target revenue Target EBITDA
4 15 $15M-$150M $2M-$30M
Recently closed investments
Name Deal type Deal date
LaFata Contract Services PE Growth/Expansion Jan-2018
Alder Foods PE Growth/Expansion Jun-2016
Enterprise 24x7 Buyout/LBO (Add-on) Feb-2016
e&e IT Consulting Services PE Growth/Expansion Jun-2014
IMB Solutions Buyout/LBO Jan-2013
All investments by industry
50.0%16.7%16.7%16.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Information Technology
62
Incline Equity Partners Investor type: PE/Buyout | Year founded: 2011
Incline Equity Partners is a private equity firm that is based in Pittsburgh, Pennsylvania. The firm focuses on investments in lower middle-market growth companies operating in the value-added distribution, specialized light manufacturing and business service sectors.
Contact
EQT Plaza, Suite 2300
625 Liberty Avenue
Pittsburgh, PA 15222
United States
+1 (412) 315-7800
Primary contact
Sarah Halvonik Senior Associate, Business Development [email protected]
+1 (412) 315-7810
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.4B 9 77 $20M-$500M $5M-$35M $15M-$100M
Recently closed investments
Name Deal type Deal date
Van Con Buyout/LBO (Add-on) Jun-2018
New England Belting Company Buyout/LBO (Add-on) May-2018
AC Compressor Buyout/LBO (Add-on) May-2018
Conveyor Belting Supply Buyout/LBO (Add-on) Feb-2018
P.T. International Buyout/LBO (Secondary) Jan-2018
Most recent closed fund
Incline Equity Partners IV
Type: Buyout
Size: $601M
Vintage: 2017
All investments by industry
80.6%9.7%
3.2%3.2%3.2%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Information Technology
Materials and Resources
63
Insight Equity Investor type: PE/Buyout | Year founded: 2002
Insight Equity is a private equity firm founded in 2002 and is based in Southlake, Texas that makes control investments in middle market, asset-intensive companies across a wide range of industries. The firm seeks to invest in companies operating in the manufacturing, automotive, transportation, aerospace, defense, industrial, consumer goods, distribution, energy services and service professional sectors. The firm also has an additional office in New York City.
Contact
1400 Civic Place
Suite 250
Southlake, TX 76092
United States
+1 (817) 488-7775
Primary contact
Neal Jain Vice President [email protected]
+1 (817) 488-7725
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Preferred Investment amount
$1.2B 12 64 $50M-$1B $25M-$100M
Recently closed investments
Name Deal type Deal date
VirTex Enterprises Buyout/LBO (Secondary) Oct-2017
Clean Harbors (Transformer Division) Merger/Acquisition Jun-2017
TreeHouse Foods (Soup and Infant Feeding) Buyout/LBO May-2017
RTI International (microsystem and integrated packaging business)
Buyout/LBO (Add-on) Oct-2016
Norsk Titanium PE Growth/Expansion Jun-2016
Most recent closed fund
Insight Equity III
Type: Buyout
Size: $639M
Vintage: 2014
All investments by industry
53.3%15.6%
6.7%13.3%
11.1%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Information Technology
Materials and Resources
64
KCB Management Investor type: PE/Buyout | Year founded: 1986
KCB Private Equity is a private equity firm that was founded in 1986 and is based in Pasadena, California. The firm is a long-term, control investor in growing small to medium sized businesses. It seeks to make investments in the retail, consumer products and services, business services, outsourcing, healthcare services, education, training services and products, light manufacturing and value-added distribution sectors.
Contact
117 East Colorado Boulevard
Suite 400
Pasadena, CA 91105
United States
+1 (626) 356-0944
Primary contact
Christopher Page Principal [email protected]
+1 (626) 508-3130
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$30M 3 7 $10M-$60M $1M-$6M $5M-$15M
Recently closed investments
Name Deal type Deal date
Bindomatic Buyout/LBO (Secondary)
Nov-2017
Spiral Binding Buyout/LBO May-2017
Alpine Auto Body Buyout/LBO (Add-on) May-2014
Thrift Books Leveraged Recapitalization
Apr-2014
Uncle Milton Buyout/LBO (MBO) Feb-2014
Most recent closed fund
KCB Private Equity Fund II
Type: Buyout
Size: $30M
Vintage: 2015
All investments by industry
50.0%50.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
65
KeyBank Service provider type: Investment Bank | Year founded: 1924
KeyBank is an investment banking firm that provides commercial lending, treasury management, derivatives, foreign exchange, equity and debt underwriting, investment management, retail and commercial banking. Other services provided include consumer finance, investment banking products, trading and syndicated finance products and services to large corporations and middle-market companies throughout the United States and internationally. The firm is headquartered in Cleveland, Ohio and operates under KeyBank Corp.
Contact
127 Public Square
Cleveland, OH 44114
United States
+1 (216) 689-3723
Primary contact
Michael Wingard Senior Vice President [email protected]
+1 (206) 684-6159
General statistics
Total transactions (last 5 years)
Total companies serviced (last 5 years)
Total investors serviced (last 5 years) Target EBITDA Target transaction amount
340 416 96 $10M $10M
Recently closed transactions
Investor/company serviced Service Deal type Deal date Deal location
TPG Growth Advisor: General Buyout/LBO Aug-2018 Austin, TX
California Cryobank Advisor: General Buyout/LBO Aug-2018 Los Angeles, CA
Precision Poly Advisor: General Buyout/LBO Aug-2018 Grand Rapids, MI
CR Brands Advisor: General Corporate Asset Purchase Aug-2018 West Chester, OH
Resinall Corporation Advisor: General Merger/Acquisition Aug-2018 Severn, NC
All transactions by industry
26.9%14.4%
9.6%13.5%
8.3%18.6%
8.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
66
L Squared Capital Partners Investor type: PE/Buyout | Year founded: 2014
L Squared Capital Partners is a private equity firm which specializes in buyouts, recapitalization and growth investments. L-squared prefers to invest in sectors such as tech-enabled Services, industrial technology and education. The firm was founded in 2014 and is based in Newport Beach, California.
Contact
3434 Via Lido
Suite 300
Newport Beach, CA 92663
United States
+1 (949) 398-0168
Primary contact
Tyler Huez Private Equity Associate [email protected]
+1 (949) 398-0182
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$550M 8 25 $10M-$100M $3M-$25M $20M-$100M
Recently closed investments
Name Deal type Deal date
Euromex Buyout/LBO (Add-on) Jun-2018
Kanopy PE Growth/Expansion Jun-2018
Premier Elevator Services Buyout/LBO (Add-on) Feb-2018
SCS Elevator Buyout/LBO (Add-on) Feb-2018
Scholantis Buyout/LBO (Add-on) Dec-2017
Most recent closed fund
L Squared Capital Partners II
Type: Buyout
Size: $333M
Vintage: 2017
All investments by industry
44.0%24.0%
4.0%28.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
67
Lake Country Capital Service provider type: Lender
Lake Country Capital (LC2) is a debt and equity investment firm providing transitional and growth capital to US-based lower middle market companies. LC2 targets businesses across a variety of industries, including manufacturing, business services, consumer-related and medical/healthcare sectors. The firm invests primarily in debt securities encompassing a range of senior and subordinated, as well as structured equity securities. The firm works in partnership with management teams, business owners and private equity firms to finance growth initiatives, recapitalizations and ownership transitions. Lake Country Capital is based in Minneapolis, Minnesota with an additional office in Los Angeles.
Contact
7808 Creekridge Circle
Suite 200
Minneapolis, MN 55439
United States
+1 (612) 800-9944
Primary contact
Christopher Daniel Partner [email protected]
+1 (424) 351-6742
68
LaSalle Capital Investor type: PE/Buyout | Year founded: 1984
LaSalle Capital is a leading private equity firm with extensive experience in the lower middle market. LaSalle currently manages two funds totaling over $345 million in capital. The firm has a proven track record of partnering with management teams to increase value in our companies by providing strategic operating focus and driving growth organically and through acquisitions. LaSalle has domain expertise and investment focus in two industry sectors: food and beverage and technology-enabled business services.
Contact
70 West Madison Street
Suite 5710
Chicago, IL 60602
United States
+1 (312) 236-7041
Primary contact
David Murav Vice President [email protected]
+1 (312) 283-2903
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$345M 10 82 $20M-$100M $3M-$10M $10M-$30M
Recently closed investments
Name Deal type Deal date
Fresh Origins PE Growth/Expansion Apr-2018
Brown & Joseph PE Growth/Expansion Mar-2018
QoS Telesys Buyout/LBO (Add-on) Jan-2018
Gen3 Marketing PE Growth/Expansion Dec-2017
Most recent closed fund
LaSalle Capital Group II-A
Type: Buyout
Size: $203M
Vintage: 2010
All investments by industry
53.5%9.3%
4.7%7.0%
2.3%20.9%
2.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
69
LongueVue Capital Investor type: PE/Buyout | Year founded: 2001
LongueVue Capital is a private equity firm that also specializes in acquisition financing, restructurings, turnarounds, workouts, corporate divestitures, management buyouts, leveraged buyouts and mezzanine investments. The firm prefers to invest in the energy, logistics, technology and manufacturing sectors. It was founded in 2001 and is based in Metairie, Louisiana.
Contact
111 Veterans Boulevard
Suite 1020
Metairie, LA 70005
United States
+1 (504) 293-3600
Primary contact
Charles Cox Director [email protected]
+1 (504) 293-3606
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$425M 8 19 $10M-$150M $3M-$15M $5M-$25M
Recently closed investments
Name Deal type Deal date
Pod Pack International PE Growth/Expansion May-2018
Azimuth Technology Buyout/LBO Aug-2017
Zavation Medical Products Buyout/LBO (MBO) Jul-2017
Quality Senior Living PE Growth/Expansion Jan-2017
Marana Aerospace Solutions Buyout/LBO (Secondary) Dec-2016
Most recent closed fund
LongueVue Capital Partners III
Type: Buyout
Size: $252M
Vintage: 2017
All investments by industry
43.8%12.5%12.5%
18.8%12.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Materials and Resources
70
Main Street Capital Investor type: PE/Buyout | Year founded: 1997
Main Street Capital is a principal investment firm that provides long-term debt and private equity capital to lower middle market companies and debt capital to middle market companies. The firm's investments are typically made to support management buyouts, recapitalizations, growth financings, refinancings and acquisitions of companies in diverse industry sectors. It seeks to partner with entrepreneurs, business owners, management teams and other equity sponsors.
Contact
1300 Post Oak Boulevard
8th Floor
Houston, TX 77056
United States
+1 (713) 350-6000
Primary contact
Curtis Hartman Senior Managing Director [email protected]
+1 (713) 350-6028
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$3.5B 84 195 $10M-$150M $3M-$20M $5M-$75M
Recently closed investments
Name Deal type Deal date
PLS (Premier Oil and Gas Database & Research Business)
Buyout/LBO (Add-on) Jun-2018
1Derrick Buyout/LBO (Add-on) Jun-2018
Cimtronics Midwest Buyout/LBO (Add-on) May-2018
Digital Products International PE Growth/Expansion Apr-2018
California Splendor Buyout/LBO (MBO) Apr-2018
Most recent closed fund
I-45 Senior Loan Fund
Type: Direct Lending
Size: $85M
All investments by industry
42.2%14.7%
5.2%2.6%
6.9%26.7%
1.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
71
Mangrove Equity Partners Investor type: PE/Buyout | Year founded: 2006
Mangrove Equity Partners is a lower middle-market private equity firm based in Tampa, Florida. The firm sponsors owners and operators in management buy-outs, management buy-ins, majority recapitalizations, family succession recaps and industry consolidations. It was founded in 2006.
Contact
101 South Franklin Street
Suite 205
Tampa, FL 33602
United States
+1 (813) 868-4500
Primary contact
Glenn Oken Co-Founder & Managing Director [email protected]
+1 (813) 868-4500 x401
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$185M 7 26 $10M-$100M $2M-$10M $25M
Recently closed investments
Name Deal type Deal date
Sharp Tooling Solutions PE Growth/Expansion Dec-2017
Rasmussen Equipment PE Growth/Expansion Dec-2017
3DVision Technologies Buyout/LBO (Add-on) Mar-2017
Meheen Manufacturing Buyout/LBO (Secondary) Jun-2016
Inline Filling Systems Buyout/LBO (Secondary) Jun-2016
Most recent closed fund
Mangrove Investors II
Type: Buyout
Size: $125M
All investments by industry
61.1%22.2%
16.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Information Technology
72
MezzCap Partners Investor type: Mezzanine
MezzCap Partners is an investment firm that provides junior capital to lower middle market companies. The firm looks for companies that are at an inflection point in their revenue growth. MezzCap structures its investments as junior debt in conjunction with a revenue participation feature that has the effect of minimizing any direct form of equity dilution in the company. The firm is based in Los Angeles, California.
Contact
1880 Century Park East
Suite 350
Los Angeles, CA 90067
United States
Primary contact
Jeffrey Kabot Co-Founder & Managing Director [email protected] +1 (310) 279 5995
Brian MacDonald Co-Founder & Managing Director [email protected] +1 (310) 279-5996
General statistics
Target revenue Target EBITDA Preferred Investment amount
$5M $1M $1M-$5M
73
Midwest Mezzanine Funds Investor type: Mezzanine | Year founded: 1992
Midwest Mezzanine Funds is a private equity firm. It was founded in 1992 and is Chicago, Illinois. The firm prefers to invest in business products and services, consumer Products and services and financial services. The firm also specializes in the buy-out, recapitalization, mezzanine and capital expansion.
Contact
55 West Monroe Street
Suite 3650
Chicago, IL 60603
United States
+1 (312) 291-7300
Primary contact
David Gezon Senior Managing Director [email protected]
+1 (312) 291-7305
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment
amount
$800M 27 143 $5M $4M-$15M
Recently closed investments
Name Deal type Deal date
OJ/Charm Buyout/LBO Jul-2018
Peltram Plumbing Buyout/LBO Jul-2018
Connecticut Electric Buyout/LBO (Secondary) Mar-2018
Randazzo Mechanical Heating & Cooling Buyout/LBO (MBO) Nov-2017
Fluence Automation Buyout/LBO (MBO) Sep-2017
Most recent closed fund
Midwest Mezzanine Fund V SBIC
Type: Mezzanine
Size: $270M
Vintage: 2013
All investments by industry
55.4%7.1%
1.8%1.8%
5.4%23.2%
5.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
74
Monroe Capital Service provider type: Business Development Company | Year founded: 2004
Monroe Capital is a private credit asset management firm specializing in direct lending and opportunistic private credit investing. Since 2004, the firm has provided private credit solutions to borrowers in the U.S. and Canada. Monroe’s middle market lending platform provides senior and junior debt financing to businesses, special `situation borrowers, and private equity sponsors. Investment types include unitranche financings; cash flow, asset based and enterprise value based loans; and equity co-investments. Monroe is committed to being a value-added and user-friendly partner to business owners, senior management, and private equity and independent sponsors. The firm is headquartered in Chicago and maintains offices in Atlanta, Boston, Dallas, Los Angeles, New York, and San Francisco.
Contact
311 South Wacker Drive
64th Floor
Chicago, IL 60606
United States
+1 (312) 258-8300
Primary contact
Glenn Flinn Managing Director [email protected]
+1 (214) 459-3300
General statistics
Total debt financings (last 5 years) Target EBITDA Target debt financing amount
224 $3M-$30M $3M-$100M
Recent debt financings
Name Deal type Deal date Deal location
Midwest Composite Technologies
Buyout/LBO Sep-2018 Hartland, WI
S&S HealthCare Strategies PE Growth/Expansion
Aug-2018 Cincinnati, OH
Digital Media Solutions Debt - General Jul-2018 Clearwater, FL
SMP Pharmacy Solutions Buyout/LBO Jul-2018 Miami, FL
Hayes Manufacturing Services Buyout/LBO (Add-on) Jul-2018 Sunnyvale, CA
Most recent closed fund
Monroe Capital MML CLO VI
Type: Collateralized Loan
Obligation (CLO)
Size: $456M
Vintage: 2018
All debt financings by industry
34.9%26.4%
1.2%5.0%
14.7%14.7%
3.1%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
75
Neptune Financial Service provider type: Financing Advisory | Year founded: 2016
Neptune Financial is a financial services company whose commercial lending platform provides growth capital to mid-sized American businesses. NepFin was founded in 2016 and is headquartered in San Francisco, California.
Contact
600 Montgomery Street
Suite 260
San Francisco, CA 94111
United States
+1 (415) 212-8012
Primary contact
Ann-Louise Taylor Head of Credit [email protected]
+1 (415) 851-3603
76
NexPhase Capital Investor type: PE/Buyout | Year founded: 2007
NexPhase Capital is a private equity firm that specializes in making control investments. The firm prefers to invest in the healthcare, industrial services, software and consumer sectors. It is based in New York, New York and was founded in 2007.
Contact
600 Lexington Avenue
12th Floor
New York, NY 10022
United States
+1 (212) 878-6000
Primary contact
Lex Leeming Partner & Head of Business Development [email protected]
+1 (212) 878-6005
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment
amount
$872M 20 70 $5M-$30M $25M-$75M
Recently closed investments
Name Deal type Deal date
Synergy HomeCare Buyout/LBO (Secondary) Apr-2018
Brandt Information Services Buyout/LBO Mar-2018
Clearway Pain Solutions Institute Buyout/LBO Feb-2018
Circlepix Buyout/LBO (Add-on) Feb-2018
BrokerSumo Buyout/LBO (Add-on) Dec-2017
All investments by industry
25.9%9.3%
5.6%33.3%
24.1%1.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
Materials and Resources
77
Northcreek Mezzanine Investor type: Mezzanine | Year founded: 2010
Northcreek Mezzanine is an investment firm that provides structured mezzanine and senior debt investments to middle-market companies. The firm is a licensed Small Business Investment Company ("SBIC") and makes investments through recapitalizations, acquisitions, buyouts and growth financings. It was founded in 2010 and is based in Cincinnati, Ohio.
Contact
312 Walnut Street
Suite 2310
Cincinnati, OH 45202
United States
+1 (513) 985-6601
Primary contact
K. Rodger Davis Managing Partner [email protected]
+1 (513) 985-6600
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$249M 23 49 $5M-$200M $1M $1M-$12M
Recently closed investments
Name Deal type Deal date
Epsen Fuller Group Buyout/LBO (Add-on) Mar-2018
Talkaphone Buyout/LBO Jan-2018
Mercury Manufacturing Buyout/LBO (Add-on) Jan-2018
Carpetland Carpet One PE Growth/Expansion Jan-2018
HM Long/RSVP Group Buyout/LBO (Add-on) Jul-2017
Most recent closed fund
Northcreek Mezzanine Fund II
Type: Mezzanine
Size: $177M
Vintage: 2014
All investments by industry
60.6%12.1%
3.0%6.1%
9.1%9.1%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
Materials and Resources
78
Northlane Capital Partners Investor type: PE/Buyout | Year founded: 2017
Northlane Capital Partners is a middle market private equity firm that invests in growing, profitable middle market companies. The firm focuses on control buyouts of North American-based companies in two primary sectors: healthcare and business services. It was founded in 2017 and is based in Bethesda, Maryland.
Contact
2 Bethesda Metro Center
Suite 1510
Bethesda, MD 20814
United States
+1 (301) 272-9990
Primary contact
JJ Carbonell Vice President [email protected]
+1 (301) 841-1420
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment amount
$1B 6 9 $5M-$30M $25M-$150M
Recently closed investments
Name Deal type Deal date
Discovery Data PE Growth/Expansion Aug-2018
Firma Clinical Research PE Growth/Expansion Jul-2018
Red Books Buyout/LBO (Secondary) May-2018
AAR Partners Buyout/LBO (Add-on) May-2018
The List (Atlanta) Buyout/LBO (MBI) Jan-2018
Most recent closed fund
Northlane Capital Partners I
Type: PE Growth-Expansion
Size: $1.1B
All investments by industry
46.7%6.7%
13.3%33.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
79
OFS Capital Service provider type: Business Development Company | Year founded: 1994
OFS Capital is registered as a Business Development Company (BDC) that provides debt and minority equity capital solutions to middle-market companies. The firm offers flexible financing to business owners and proven management teams to help them achieve targeted growth, liquidity and ownership transition goals. The firm is based out of Chicago, Illinois and offers financing options such as senior secured debt, unitranche loans, second-lien loans, mezzanine loans and equity securities. OFS Capital is externally managed by OFS Capital Management LLC, an established asset manager and full-service provider of capital and leveraged finance solutions to U.S. corporations.
Contact
10 South Wacker Drive
Suite 2500
Chicago, IL 60606
United States
+1 (847) 734-2000
Primary contact
Mark Hauser Senior Managing Director [email protected]
+1 (646) 652-8483
General statistics
Total companies serviced (last 5 years) Target EBITDA Target transaction amount
99 $3M-$50M $3M-$20M
80
ORIX Mezzanine & Private Equity Capital provider type: Equity and Mezzanine | Year founded: 2012
ORIX Mezzanine & Private Equity expands alternatives for lower-middle to middle-market companies throughout North America by offering standalone equity investments (control and non-control), flexible mezzanine capital, or a combination of the two strategies. Investments are predominantly with independent sponsors, and also include funded equity sponsors, family offices, and directly with entrepreneurs and management teams. With typical investments between $10 million and $20 million, OMPE has both the flexibility and experience to tailor a customized capital solution to enhance our companies’ success. OMPE has successfully deployed nearly $500MM in capital and closed 35 investments since inception of the strategy in 2012, with 27 of those investments supporting independent sponsors.
OMPE is a business unit of ORIX Corporation USA, a Dallas-based financial services firm founded in 1981. With more than 900 employees spanning over 30 offices across the U.S. and Brazil, ORIX USA and its family of companies have $57 billion of assets under management, administration and servicing (including $8.6 billion held by the company and its subsidiaries). Its parent company, ORIX Corporation, is a Tokyo-based, publicly owned international financial services company with operations in 38 countries and regions worldwide. ORIX Corporation is listed on the Tokyo (8591) and New York Stock Exchanges (IX).
Contact
120 Newport Center Drive
Newport Beach, CA 92660
United States
1717 Main Street
Suite 1100
Dallas, TX 75201
United States
Primary contacts
Zoltan Berty Managing Director,
ORIX Mezzanine & Private Equity [email protected]
+1 (949) 269-3254
Jeff Sangalis Managing Director & Group Head, ORIX Mezzanine & Private Equity [email protected]
+1 (214) 237-2059
81
PennantPark Investor type: Mezzanine | Year founded: 2007
PennantPark is an investment firm that specializes in making direct and mezzanine investments in middle market companies. The firm primarily invests in middle-market private companies of the United States in the form of senior secured loans, mezzanine debt and equity investments. It was founded in 2007 and is based in New York, New York.
Contact
590 Madison Avenue
15th Floor
New York, NY 10022
United States
+1 (212) 905-1000
Primary contact
James Stone Managing Director [email protected]
+1 (310) 752-9018
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$251M 3 20 $10M-$100M
Recently closed investments
Name Deal type Deal date
AKW Medi-Care Buyout/LBO (Secondary) Mar-2018
Tavisca Solutions Buyout/LBO (Add-on) Feb-2018
SPC (Minneapolis) Buyout/LBO (Add-on) Nov-2017
SDI Presence (Integrated Security Systems Division)
Buyout/LBO (Add-on) Sep-2017
SigNet Technologies Buyout/LBO (Add-on) Jul-2017
Most recent closed fund
PennantPark Credit Opportunities Fund II
Type: Direct Lending
Size: $151M
Vintage: 2015
All investments by industry
45.0%10.0%10.0%
5.0%25.0%
5.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
Materials and Resources
82
Periscope Equity Investor type: PE/Buyout | Year founded: 2013
Periscope Equity is a Chicago-based private equity firm dedicated to buyouts of technology-enabled business services companies within niche sector leaders that have unique technology, data, intellectual property, or service offerings; a history of sustainable profitability and cash generation; and known avenues for growth. Services sectors of focus include healthcare, marketing, security, software and BPO. Periscope seeks to provide its portfolio companies with liquidity, growth capital and access to its network of operational experts, to drive sustainable growth and superior investment returns on an accelerated schedule. The firm was founded in 2013 and based Chicago, Illinois.
Contact
One North Wacker Drive
Suite 4050
Chicago, IL 60606
United States
+1 (312) 281-6205
Primary contact
Alex Friedman Vice President, Business Development [email protected]
+1 (312) 281-6221
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA
$104M 2 8 $10M-$50M $2M-$8M
Recently closed investments
Name Deal type Deal date
Inflexxion Buyout/LBO (Add-on) Jul-2018
Integrated Behavioral Health PE Growth/Expansion May-2018
CISCOR PE Growth/Expansion Aug-2016
MicroMass Communications Buyout/LBO Dec-2015
Inflexxion Buyout/LBO Dec-2014
Most recent closed fund
Periscope Equity I
Type: Buyout
Size: $104M
Vintage: 2018
All investments by industry
44.4%44.4%
11.1%
Business Products and Services (B2B)
Healthcare
Information Technology
83
PineBridge Investments Investor type: PE/Buyout | Year founded: 1996
PineBridge Investments is a global asset manager that specializes in distressed investments. The firm manages a diversified product line of alternative investments which includes private equity investments, fund of funds, small to mid-market buyout funds, real estate, hedge funds, and fixed income strategies. It manages the PineBridge Structured Capital Fund, that provides customized junior capital solutions, including mezzanine debt, junior mezzanine and equity, to middle-market companies for new buyouts, growth and recapitalization.
Contact
399 Park Avenue
4th Floor
New York, NY 10022
United States
+1 (646) 857-8000
Primary contact
Joseph Taylor Managing Director, Private Credit [email protected]
+1 (646) 381-0569
General statistics
Assets under management Active private equity investments Total private equity investments
$82.6B 40 165
Recently closed investments
Name Deal type Deal date
B&M Oil Company (Retail fuel Distribution Business)
Buyout/LBO (Add-on) Aug-2018
Willoughby (Wholesale Distribution Business)
Buyout/LBO (Add-on) Jun-2018
Willoughby Oil Company Buyout/LBO (Add-on) Jun-2018
Deep Ellum Brewing Company Buyout/LBO (Add-on) Jun-2018
Evolution Research Group Buyout/LBO (Secondary) May-2018
Most recent closed fund
PineBridge Secondary Partners IV
Type: Secondaries
Size: $568M
Vintage: 2018
All investments by industry
34.9%20.9%
9.3%4.7%
18.6%11.6%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
84
PNC Service provider type: Commercial Bank | Year founded: 1845
PNC is a commercial bank based in Pittsburgh, Pennsylvania which provides personal, business and institutional banking services. The bank also offers residential mortgage banking, real estate finance, asset-based lending, wealth management, asset management and specialized banking services for corporations and government entities. Founded in 1845, PNC Bank operates as a subsidiary of PNC Financial Services Group. PNC provides its products and services nationally, however, its primary geographic markets include Pennsylvania, New Jersey, Washington, the District of Columbia, Maryland, Virginia, Ohio, Kentucky, and Delaware.
Contact
300 Fifth Avenue
The Tower at PNC Plaza
Pittsburgh, PA 15222
United States
+1 (412) 768-4143
Primary contact
Daniel DeBrauwere Senior Vice President [email protected]
General statistics
Total transactions (last 5 years)
Total companies serviced (last 5 years)
Total investors serviced (last 5 years) Target EBITDA Target transaction
amount
65 643 27 $3M $5M
Recently closed transactions
Investor/company serviced Service Deal type Deal date Deal location
Zekelman Industries Underwriter IPO Aug-2018 Chicago, IL
Mammoth Energy Services Underwriter Secondary Transaction - Open Market Jun-2018 Oklahoma City, OK
JD Sports Fashion Advisor: General Merger/Acquisition Jun-2018 Indianapolis, IN
AXA Equitable Holdings Underwriter IPO May-2018 New York, NY
Newmark Knight Frank Underwriter IPO Dec-2017 New York, NY
All transactions by industry
31.2%16.9%
10.4%20.8%
3.9%9.1%
7.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
85
PNC Riverarch Capital Investor type: PE/Buyout | Year founded: 2011
PNC Riverarch Capital is a private equity firm which specializes in leveraged buyouts, recapitalizations, corporate divestitures and management buyouts, acquisition capital and growth equity. The firm prefers to invest in healthcare, information technology, business, consumer products and services. The firm is based in Pittsburgh, Pennsylvania and was founded in 2011.
Contact
Two PNC Plaza
620 Liberty Avenue
22nd Floor
Pittsburgh, PA 15222
United States
Primary contact
Michael Rost Managing Director [email protected]
+1 (412) 762-2245
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$600M 8 26 $10M-$500M $3M-$30M $10M-$50M
Recently closed investments
Name Deal type Deal date
The Tranzonic Companies Buyout/LBO (Secondary) Mar-2018
Global Claims Services Buyout/LBO (Secondary) Sep-2017
Homewatch International Buyout/LBO (Add-on) Sep-2017
TSS Buyout/LBO Jul-2017
Painters Supply & Equipment Company Buyout/LBO Jun-2017
All investments by industry
50.0%33.3%
3.3%6.7%6.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
86
Prospect Capital Service provider type: Business Development Company | Year founded: 1988
Prospect Capital (PSEC) is registered as a Business Development Company (BDC) and is a publicly-traded closed-end investment company established in 1988 and based in New York, New York. The firm provides first-lien and second-lien senior loans, mezzanine debt, senior secured and unsecured debt to middle-market companies and private equity financial sponsors based in the United States. Additionally, PSEC makes control acquisitions by providing multiple levels of the capital structure and provides refinancings, leveraged buyouts, acquisitions, recapitalizations, capital expenditure and later-stage growth investments. Prospect Capital is managed by Prospect Capital Management (PCM).
Contact
10 East 40th Street
42nd Floor
New York, NY 10016
United States
+1 (212) 448-0702
Primary contact
Ajay Gill Senior Associate [email protected]
+1 (646) 845-6078
General statistics
Target EBITDA Target transaction amount
$5M-$150M $20M-$400M
87
Prospect Partners Investor type: PE/Buyout | Year founded: 1998
Prospect Partners is a private equity firm that invests in smaller, lower-middle-market companies. The firm seeks to invest in firms focused in consumer, commercial, manufacturing, distribution and specialty business and consumer services. It is based in Chicago, Illinois and was founded in 1998.
Contact
200 West Madison Street
Suite 2710
Chicago, IL 60606
United States
+1 (312) 782-7400
Primary contact
Bradley O'Dell Principal [email protected]
+1 (312) 782-7400
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$200M 18 140 $2M-$75M $8M $2M-$30M
Recently closed investments
Name Deal type Deal date
Challenger Pools Buyout/LBO (Add-on) Feb-2018
Animal Hospital of Wilkes Buyout/LBO (Add-on) Feb-2018
Minuteman Security Technologies PE Growth/Expansion Dec-2017
Bland Landscaping Buyout/LBO (MBO) Dec-2017
QMI Security Solutions Buyout/LBO (MBO) Jun-2017
Most recent closed fund
Prospect Partners III
Type: Buyout
Size: $200M
Vintage: 2010
All investments by industry
54.8%17.7%
3.2%16.1%
6.5%1.6%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Information Technology
Materials and Resources
88
Prudential Capital Group Investor type: Mezzanine | Year founded: 2000
Prudential Capital Group is the private investment arm of PGIM, the global investment management business of Prudential Financial. The firm is the middle-market mezzanine and structured equity fund business managed by Prudential Capital Group. It is a leading private debt and equity investor worldwide headquartered in Chicago, Illinois.
Contact
180 North Stetson Avenue
Suite 5600
Chicago, IL 60601
United States
+1 (312) 540-4224
Primary contact
Jason Richardson Managing Director [email protected]
+1 (310) 295-5000
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$81.7B 29 118 $50M-$500M $8M-$75M $15M-$150M
Recently closed investments
Name Deal type Deal date
Aureon HR Buyout/LBO (Add-on) Jul-2018
Compdata Surveys & Consulting Buyout/LBO (Add-on) Jun-2018
JMH Consulting Buyout/LBO (Add-on) Jun-2018
Wakefield Beasley & Associates Buyout/LBO (Add-on) Jan-2018
Nelson & Associates Interior Design and Space Planning
Mezzanine Jan-2018
Most recent closed fund
Prudential Capital Partners V
Type: Mezzanine
Size: $1.8B
Vintage: 2016
All investments by industry
44.8%12.1%12.1%
3.4%3.4%
20.7%3.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
89
PWP Growth Equity Investor type: PE/Buyout
PWP Growth Equity is a private equity investment firm focused on primarily U.S.-based growth oriented firms in the lower middle market. The firm seeks to invest in firms focused in consumer, services and industrial sectors. It is based in New York, New York and was founded in 2012.
Contact
767 Fifth Avenue
10th Floor
New York, NY 10153
United States
+1 (212) 287-3341
Primary contact
Henry Heinerscheid Managing Director [email protected]
+1 (646) 708-8784
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$1.4B 9 17 $25M-$100M
Recently closed investments
Name Deal type Deal date
360training.com PE Growth/Expansion Feb-2018
MOD Pizza PE Growth/Expansion Jan-2018
Delphon Industries Buyout/LBO Jan-2018
Luna Grill PE Growth/Expansion Sep-2017
Just Fitness 4U (Mesquite) Buyout/LBO Mar-2017
Most recent closed fund
PWP Growth Equity Fund II
Type: PE Growth-Expansion
Size: $750M
Vintage: 2016
All investments by industry
29.4%41.2%
23.5%5.9%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Information Technology
Materials and Resources
90
River Associates Investments Investor type: PE/Buyout | Year founded: 1989
River Associates Investments is a private equity firm which prefers to make investments in lower middle market companies through buyouts, divestitures and recapitalizations. The firm seeks to invest in companies based in United States and Canada and operating in niche manufacturing, distribution, and industrial and business services. River was founded in 1989 and is based in Chattanooga, Tennessee.
Contact
633 Chestnut Street
Suite 1640
Chattanooga, TN 37450
United States
+1 (423) 755-0888
Primary contact
Mark Jones Partner [email protected]
+1 (423) 755-0888 x111
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$406.9M 6 90 $15M-$100M $3M-$12M $10M-$40M
Recently closed investments
Name Deal type Deal date
GAHH Automotive (TopDown) Buyout/LBO (MBO) May-2018
Quikserv Buyout/LBO Mar-2018
Premier Parking Buyout/LBO (MBO) Jun-2017
Double E Buyout/LBO May 2017
Weaver Leather Buyout/LBO Feb-2016
Most recent closed fund
River VII
Type: Buyout
Size: $285M
Vintage: 2017
All investments by industry
44.0%16.0%16.0%16.0%
8.0%
Industrial Manufacturing
Consumer Products Manufacturing
Industrial Services
Distribution
Businesses Services/Other
91
RLJ Equity Partners Investor type: PE/Buyout | Year founded: 2006
RLJ Equity Partners is a private equity firm that specializes in add on acquisition, buy-out, recapitalization and growth equity investments. The firm seeks to invest in the aerospace, business, industrial service, transportation, logistic, media, telecom, retail and value-added manufacturing sectors. It is based in Bethesda, Maryland and was founded in 2006.
Contact
7315 Wisconsin Avenue
Suite 900 East
Bethesda, MD 20814
United States
+1 (240) 744-7856
Primary contact
Jack Isaacs Director of Business Development [email protected]
+1 (323) 422-4686
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$294M 8 26 $15M-$40M
Recently closed investments
Name Deal type Deal date
Heal Early Stage VC May-2018
Golden Harvest (Wholesale Operations) Buyout/LBO (Add-on) Apr-2018
Health eCareers (Nursing, allied & administrative business)
Buyout/LBO (Add-on) Feb-2018
EnviroVac PE Growth/Expansion Apr-2017
Native Maine Produce & Specialty Foods Buyout/LBO Jan-2017
Most recent closed fund
RLJ Equity Partners Fund I
Type: Buyout
Size: $230M
Vintage: 2007
All investments by industry
42.9%23.8%
9.5%23.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
92
Rockwood Equity Partners Investor type: PE/Buyout | Year founded: 1999
Rockwood Equity Partners is a private investment firm focused on the lower middle market with an emphasis on owner/entrepreneur-owned businesses or corporate carve-outs in the specialized industrials and regulated industries (aerospace and defense, healthcare, process control). Rockwood invests in manufacturing, value-added distribution, and industrial service businesses headquartered in North America with $2 to $7 million in EBITDA for initial platform investments. Situationally, Rockwood partners with businesses that are seeking transformational change, as well as companies that may have more complexities to its business situation or the transaction. Rockwood also partners with its River Guide network when investing. Rockwood prefers to make control investments and will consider partnership positions.
Contact
3201 Enterprise Parkway
Suite 370
Cleveland, OH 44122
United States
+1 (216) 278-7070
Primary contact
Kate Faust Partner, Business Development [email protected]
+1 (216) 278-7070
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA
$150M 6 34 $10M-$75M $2M-$7M
Recently closed investments
Name Deal type Deal date
Lifeway Mobility Buyout/LBO Aug-2018
Extended Home Living Services Buyout/LBO (Add-on) Aug-2018
Impact Plastics Buyout/LBO Mar-2018
Ibis Tek Buyout/LBO (MBI) Jan-2017
BJG Electronics PE Growth/Expansion Sep-2016
Medical Positioning Buyout/LBO (Secondary) Jun-2015
Most recent closed fund
Rockwood Equity Partnership Fund III
Type: Buyout
Size: $100M
Vintage: 2016
All investments by industry
41.7%41.7%
16.7%
Business Products and Services (B2B)
Healthcare
Information Technology
93
Saw Mill Capital Investor type: PE/Buyout | Year founded: 1997
Saw Mill Capital is a lower middle-market private equity firm that makes equity investments in the manufacturing, industrial and commercial services and specialty distribution companies headquartered in North America. The firm was founded in 1997 and only makes control investments.
Contact
555 Pleasantville Road
South Building, Suite 220, Briarcliff Manor
New York, NY 10510
United States
+1 (914) 741-1300
Primary contact
Travis Foltz Vice President, Investment Team [email protected]
+1 (914) 741-9097
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$616M 7 43 $25M-$200M $5M-$25M $15M-$75M
Recently closed investments
Name Deal type Deal date
MeTEOR Education Buyout/LBO (MBO) Jan-2018
Climate Pros Buyout/LBO (MBO) Jan-2018
Asta Door Buyout/LBO (Add-on) Aug-2017
Werthan Packaging Buyout/LBO (Add-on) Jan-2017
iAutomation Buyout/LBO (MBO) Jan-2017
Most recent closed fund
Saw Mill Capital Partners II
Type: Buyout
Size: $340M
Vintage: 2016
All investments by industry
56.3%18.8%
6.3%6.3%
12.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Materials and Resources
94
Seacoast Capital Partners Investor type: Mezzanine | Year founded: 1994
Seacoast Capital Partners was founded in 1994 and is a private equity fund that focuses on investment in lower middle market companies. The firm provides non-control debt and equity capital for acquisitions, growth, management buyout and leveraged recapitalization. It also seeks to invest in the specialty manufacturing, value-added distribution, commercial service, consumer service, environmental service, logistic, infrastructure, health, wellness and business service sectors.
Contact
55 Ferncroft Road
Suite 110
Danvers, MA 01923
United States
+1 (978) 750-1300
Primary contact
Thomas Ley Principal [email protected]
+1 (415) 704-8807
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$600M 20 65 $10M-$150M $2M $5M-$30M
Recently closed investments
Name Deal type Deal date
RI Waterjet Buyout/LBO (Add-on) May-2018
Stone Road Energy PE Growth/Expansion Jan-2018
Pit Stop Fuels Buyout/LBO (Add-on) Dec-2017
Gracelock Industries PE Growth/Expansion Dec-2017
Kelly Eisenberg company Buyout/LBO (Add-on) Oct-2017
Most recent closed fund
Seacoast Capital Partners IV
Type: Mezzanine
Size: $239M
Vintage: 2016
All investments by industry
41.9%22.6%
6.5%12.9%
9.7%6.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Information Technology
Materials and Resources
95
Serent Capital Investor type: PE/Buyout | Year founded: 2008
Serent Capital is a private equity firm based in San Francisco, CA, with $1.2 billion in capital under management. The firm makes majority and minority investments in growing, profitable service businesses based in the US and Canada, taking an operationally involved approach post-close to help sustain and accelerate growth. The firm has a focus on software and tech-enabled services businesses, particularly ones with moderate to light capital intensity, requiring limited capital expenditures.
Contact
1 Embarcadero Center
Suite 1680
San Francisco, CA 94111
United States
+1 (415) 343-1050
Primary contact
Thomas Miller Vice President [email protected]
+1 (415) 343-1034
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.2B 23 53 $5M-$100M $0M-$15M $15M-$80M
Recently closed investments
Name Deal type Deal date
GDS Link PE Growth/Expansion Aug-2018
Senior Dental Care Buyout/LBO Aug-2018
Axiom Medical PE Growth/Expansion Jun-2018
KORE Software PE Growth/Expansion Jun-2018
CoConstruct PE Growth/Expansion Apr-2018
Most recent closed fund
Serent Capital III
Type: Buyout
Size: $572M
Vintage: 2017
All investments by industry
25.5%2.1%
10.6%61.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
96
Sheridan Capital Partners Investor type: PE/Buyout | Year founded: 2012
Sheridan Capital Partners is a Chicago-based private equity firm founded in 2012. The firm focuses on lower middle market buyouts and growth equity investments across the consumer health sector in the U.S. and Canada with enterprise values from $25 million to $150 million, bringing strategic resources to management teams and owners to help accelerate growth, build enduring value, and achieve strong results.
Contact
400 North Michigan Avenue
Suite 900
Chicago, IL 60611
United States
+1 (312) 548-7064
Primary contact
Alexandra Kier Director of Business Development [email protected]
+1 (312) 273-5353
General statistics
Active private equity investments Total private equity investments (Platform Investments) Target EBITDA Preferred Investment amount
5 8 $3M-$15M $15M-$50M
Recently closed investments
Name Deal type Deal date
SpendMend Buyout/LBO (Platform) Jan-2018
Dermatologists of Central States Buyout/LBO (Platform) May-2017
Canadian Orthodontic Partners Buyout/LBO (Platform) Nov-2016
Europa Sports Products Buyout/LBO (Platform) Feb-2016
All investments by industry
20.0%
80.0%
Consumer Products and Services (B2C)
Healthcare
97
Silver Oak Services Partners Investor type: PE/Buyout | Year founded: 2006
Silver Oak Services Partners is a lower-middle market private equity firm focused exclusively on service businesses. The firm seeks to make control investments in leveraged acquisition, recapitalization build-up and growth transactions in business, healthcare and consumer services companies. The firm was founded in 2006 and is based in Evanston, Illinois.
Contact
1560 Sherman Avenue
Suite 1200
Evanston, IL 60201
United States
+1 (847) 332-0400
Primary contact
David Friedman Vice President [email protected]
+1 (847) 332-0400
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$594M 14 80 $15M-$150M $4M-$20M $10M-$40M
Recently closed investments
Name Deal type Deal date
Innovative Discovery Buyout/LBO (MBO) Aug-2018
Brilliant Financial Staffing PE Growth/Expansion Mar-2018
Elevate Physical Therapy Buyout/LBO (Add-on) Feb-2018
Brooke's Homecare Buyout/LBO (Add-on) Nov-2017
Armada Physical Therapy Buyout/LBO (Add-on) Oct-2017
Most recent closed fund
Silver Oak Service Partners III
Type: Buyout
Size: $335M
Vintage: 2016
All investments by industry
37.7%24.5%
28.3%5.7%
3.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
98
Southfield Mezzanine Capital Investor type: Mezzanine | Year founded: 2013
Southfield Mezzanine Capital is an investment firm which provides mezzanine financing to lower middle market companies throughout the United States. The firm seeks to invest in businesses operating in the niche manufacturing, distribution and business services sectors.
Contact
53 Greenwich Street
Greenwich, CT 06830
United States
Primary contact
Stephen Diverio Vice President [email protected]
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$150M 14 18 $10M-$150M $3M-$15M $4M-$20M
Recently closed investments
Name Deal type Deal date
The Five Star Institute PE Growth/Expansion May-2018
Mesmerize Marketing Buyout/LBO (Add-on) Mar-2018
BrandRep Buyout/LBO Dec-2017
CSAT Solutions PE Growth/Expansion Dec-2017
Clean Zone Marketing Buyout/LBO (Add-on) Jul-2017
Most recent closed fund
Southfield Mezzanine Capital
Type: Mezzanine
Size: $150M
Vintage: 2013
All investments by industry
54.5%18.2%
13.6%9.1%
4.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
99
Spanos Barber Jesse & Co. Investor type: PE/Buyout | Year founded: 2013
Spanos Barber Jesse & Co. is a private investment firm that focuses on investments in lower middle-market consumer, business services and healthcare services companies and have the flexibility to provide both equity and debt in control and non-control situations to finance buyouts, recapitalizations, acquisitions and growth. It was established in 2013 and headquartered in Walnut Creek, California with an additional office in Dallas, Texas.
Contact
2001 North Main Street
Suite 650
Walnut Creek, CA 94596
United States
+1 (415) 848-1990
Primary contact
Matt Cole Principal & Head of Business Development [email protected]
+1 (415) 358-1550 x250
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$250M 6 9 $100M $3M-$12M $10M-$50M
Recently closed investments
Name Deal type Deal date
Apple Montessori Schools Buyout/LBO Aug-2018
ALS | Resolvion PE Growth/Expansion Jul-2018
KDH Defense Systems Buyout/LBO (Add-on) Jan-2018
Under Canvas PE Growth/Expansion Nov-2017
Dennis Uniform PE Growth/Expansion Nov-2017
Most recent closed fund
SBJ Fund
Type: Buyout
Size: $205M
Vintage: 2015
All investments by industry
33.3%50.0%
8.3%8.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
100
St. Cloud Capital Service provider type: Lender | Year founded: 2001
Founded in 2001, St. Cloud Capital is a Los Angeles, California-based private investment firm that provides growth capital to the lower middle market companies with annual revenues generally between $10 million and $150 million) throughout the United States. St. Cloud typically invests $5 million – $20 million in companies across a wide range of industries in every layer of the capital structure, including senior secured debt, subordinated debt, and preferred and common equity. St. Cloud’s investment discipline includes non-control and control investments, and involves partnering with strong management teams or experienced industry entrepreneurs. St. Cloud has over $470 million of cumulative capital either deployed or available for future investment.
Contact
10866 Wilshire Boulevard
Suite 1450
Los Angeles, CA 90024
United States
+1 (310) 475-2700
Primary contact
Matthew Smith Vice President [email protected]
101
Sterling Investment Partners Investor type: PE/Buyout | Year founded: 1991
Founded in 1991, Sterling Investment Partners is a private equity firm that seeks to invest in middle-market businesses. The firm seeks to invest in companies operating in the outsourcing, business service, niche manufacturing, industrial, transportation, logistic, distribution, technology, energy service, consumer product, service, training and educational service sectors. It is headquartered in Westport, Connecticut.
Contact
285 Riverside Avenue
Suite 300
Westport, CT 06880
United States
+1 (203) 226-8711
Primary contact
Amy Weisman Director, Business Development [email protected]
+1 (203) 226-8711
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$1.5B 8 70 $100M-$500M $10M-$40M $75M-$200M
Recently closed investments
Name Deal type Deal date
All My Sons Moving & Storage Buyout/LBO Sep-2017
Dairy Fresh Foods Buyout/LBO (Add-on) Aug-2017
Colorado Climate Maintenance Buyout/LBO (Add-on) Mar-2017
Belnick Buyout/LBO Feb-2017
Thornton Service Buyout/LBO (Add-on) Sep-2016
Most recent closed fund
Sterling Investment Partners III
Type: Buyout
Size: $721M
All investments by industry
53.3%36.7%
3.3%6.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Information Technology
102
Summit Partners Investor type: Growth/Expansion | Year founded: 1984
Summit Partners is a global alternative investment firm currently managing more than $14 billion in capital dedicated to growth equity, fixed income and public equity opportunities. Since its founding in 1984, Summit has partnered with more than 475 companies across technology, healthcare and other growth sectors. These companies have completed more than 140 public offerings and more than 190 have been acquired through strategic mergers and sales. Summit’s credit team focuses on providing debt capital to private and public middle-market companies. Summit maintains offices in Boston, Menlo Park and London, and invests in companies around the world.
Contact
222 Berkeley Street
18th Floor
Boston, MA 02116
United States
+1 (617) 824-1000
Primary contact
Gus Phelps Vice President [email protected]
+1 (617) 598-4813
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$20B 95 666 $10M-$150M
Recently closed investments
Name Deal type Deal date
On Robot Early Stage VC Aug-2018
MercuryGate International Buyout/LBO Aug-2018
Princess Polly Buyout/LBO Jul-2018
Parts Express Buyout/LBO (Add-on) Jun-2018
Sound Physicians Buyout/LBO Jun-2018
Most recent closed fund
Summit Partners Europe Growth Equity Fund II
Type: PE Growth-Expansion
Size: $773M
Vintage: 2017
All investments by industry
18.7%12.0%
1.4%7.8%
23.3%36.0%
0.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
103
Sun Capital Partners Investor type: PE/Buyout | Year founded: 1995
Sun Capital Partners is a global private equity firm focused on identifying companies’ untapped potential and leveraging its deep operational and financial resources to transform results. Sun Capital is a trusted partner that is recognized for its investment and operational experience, including particular expertise in the consumer products and services, food and beverage, industrial, packaging, chemicals, building products, automotive, restaurant and retail sectors
Contact
5200 Town Center Circle
4th Floor
Boca Raton, FL 33486
United States
+1 (561) 394-0550
Primary contact
Jonathan Jackson Vice President [email protected]
+1 (310) 473-1116
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Preferred Investment
amount
$6.2B 40 360+ $50M-$1.5B $5M-$300M
Recently closed investments
Name Deal type Deal date
ESIM Chemicals Buyout/LBO (Primary) Jul-2018
Knight Heating & Air Conditioning Buyout/LBO (Add-On) Jun-2018
Water Works Buyout/LBO (Add-On) Mar-2018
ClearChoice Buyout/LBO (Primary) Feb-2018
C&K Holdings Buyout/LBO (Primary) Oct-2017
Most recent closed fund
Sun Capital Partners VI
Type: Buyout
Size: $2.1B
Vintage: 2013
All investments by industry
40.0%31.4%
4.8%1.9%
1.0%6.7%
14.3%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
104
Tartavull Klein Capital Investor type: Growth/Expansion | Year founded: 2017
Tartavull Klein Capital is an investment firm that provides growth capital and operating expertise for technology companies. The firm is based in El Segundo, California.
Contact
400 Continental Boulevard
Suite 600
El Segundo, CA 90245
United States
+1 (310) 426-2055
Primary contact
Philippe Tartavull Co-Founder & Principal [email protected]
105
The Gores Group Investor type: PE/Buyout | Year founded: 1987
The Gores Group is a private equity firm that prefers to invest in the technology, telecommunications, business services, industrial, healthcare, media and consumer products. It was founded in 1987 and is headquartered in Beverly Hills, California.
Contact
9800 Wilshire Boulevard
Beverly Hills, CA 90212
United States
+1 (310) 209-3010
Primary contact
Scott Erickson Principal & Head of Origination [email protected]
+1 (310) 824-8021
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$2B 23 156 $10M-$500M $10M-$200M $10M-$500M
Recently closed investments
Name Deal type Deal date
Sterling Manufacturing Buyout/LBO (Add-on) Jul-2018
Interior Specialists Buyout/LBO (Secondary) Jun-2018
Gores Holdings III Platform Creation Oct-2017
AMI Entertainment Network Buyout/LBO (Secondary) Jul-2017
Williams & Garcia Buyout/LBO (Add-on) Apr-2017
Most recent closed fund
Gores Small Capitalization Partners
Type: Buyout
Size: $400M
All investments by industry
41.8%14.5%
1.8%5.5%
7.3%27.3%
1.8%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
106
The Jordan Company Investor type: PE/Buyout | Year founded: 1982
The Jordan Company is a private equity firm that specializes in buying and building businesses in partnership with management and provides liquidity for owners, capital for corporate growth and equity opportunities for key management. The firm seeks to invest in a variety of sectors including, but not limited to, aerospace and defense, automotive, chemicals, consumer products, business services, distribution, education, energy, food, agriculture, financial services, healthcare, industrial products, insurance, logistics, packaging, retail and transportation.
Contact
399 Park Avenue
30th Floor
New York, NY 10022
United States
+1 (212) 572-0800
Primary contact
Joseph Linnen Senior Partner [email protected]
+1 (312) 573-6430
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment amount
$8B 27 234 $10M-$25M $50M-$500M
Recently closed investments
Name Deal type Deal date
SynchOne Buyout/LBO (Add-on) Aug-2018
Precision Poly Buyout/LBO (Add-on) Aug-2018
Johnson-Promident Buyout/LBO (Add-on) Jul-2018
GlobalTranz Buyout/LBO (MBO) Jun-2018
Simpleview PE Growth/Expansion May-2018
Most recent closed fund
The Resolute Fund IV
Type: Buyout
Size: $3.2B
All investments by industry
51.2%16.3%
2.3%5.4%
10.1%14.7%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Healthcare
Information Technology
Materials and Resources
107
The Riverside Company Investor type: PE/Buyout | Year founded: 1988
The Riverside Company is a private equity firm focused on investing in small and medium-sized enterprises. The firm seeks to invest in the healthcare, business services, education & training, software and information technology, franchising, consumer products and specialty manufacturing and distribution sectors.
Contact
45 Rockefeller Center
630 Fifth Avenue
Suite 400
New York, NY 10111
United States
+1 (212) 265-6575
Primary contact
Stephen O'Hara Vice President [email protected]
+1 (212) 265-6575
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$7.2B 89 528 $5M-$400M $1M-$40M $3M-$200M
Recently closed investments
Name Deal type Deal date
SET Industrial Services Buyout/LBO (Add-on) Aug-2018
Abracon Buyout/LBO (Secondary) Jul-2018
Ratioparts Buyout/LBO (Add-on) Jul-2018
Screenvision Media Buyout/LBO (Secondary) Jul-2018
K&R Network Solutions Buyout/LBO (Add-on) Jul-2018
Most recent closed fund
Riverside Micro-Cap Fund V
Type: Buyout
Size: $1.4B
Vintage: 2018
All investments by industry
41.5%19.0%
1.1%3.9%
10.9%20.4%
3.2%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
108
Tide Rock Holdings Investor type: PE/Buyout | Year founded: 2013
Tide Rock Holdings is a Southern California-based holding company that partners with distinctive business-to-business companies. The firm invests with a long-term perspective and creates efficiencies through a shared back-office that supports its portfolio companies.
Contact
10120 Pacific Heights Boulevard
Suite 110
San Diego, CA 92121
United States
Primary contact
Ryan Peddycord Chief Executive Officer [email protected]
109
Tinicum Investor type: PE/Buyout | Year founded: 1998
Tinicum Capital Partners is a private equity firm which was founded in 1998 and is based in New York, New York. The firm primarily seeks to invest in the aerospace, financial services, media and advertising, electrical equipment, oil and gas, medical devices and other healthcare sectors.
Contact
800 3rd Avenue
40th Floor
New York, NY 10022
United States
+1 (212) 446-9300
Primary contact
Neil Schaefer Principal [email protected]
+1 (415) 391-7641
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$2B 17 81 $30M-$150M
Recently closed investments
Name Deal type Deal date
WESCO Group Buyout/LBO Jun-2018
Moeller Manufacturing & Supply Buyout/LBO (Add-on) Feb-2018
Haeger Buyout/LBO (Add-on) Jan-2018
WGEN-TV Buyout/LBO (Add-on) Jan-2018
Astrodyne TDI Buyout/LBO (Secondary) Nov-2017
Most recent closed fund
Tinicum
Type: Buyout
Size: $1.5B
Vintage: 2012
All investments by industry
35.7%7.1%
10.7%14.3%
3.6%25.0%
3.6%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
110
Tregaron Capital Investor type: PE/Buyout | Year founded: 2001
Tregaron Capital is a private equity firm that invests in small and medium size private companies in the western United States. The firm makes both mezzanine debt and equity investments, typically in amounts from $3 to $10 million. Tregaron works directly with business owners and management teams, through intermediaries and with other financial sponsors. The firm was founded in 2001 and is based in Palo Alto, California.
Contact
300 Hamilton Avenue
Suite 400
Palo Alto, CA 94301
United States
+1 (650) 403-2080
Primary contact
John Thornton Managing Director [email protected]
+1 (650) 403-2082
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$200M 10 70 $5M-$40M $1M-$5M $3M-$10M
Recently closed investments
Name Deal type Deal date
Retreatia Buyout/LBO Nov-2017
Carolina Beach Realty PE Growth/Expansion Jan-2017
Great Western Lodging PE Growth/Expansion Jan-2017
Village Realty Buyout/LBO Oct-2016
Sculpture Hospitality Mezzanine Mar-2015
Most recent closed fund
Tregaron Opportunity Fund II
Type: Mezzanine
Size: $100M
Vintage: 2014
All investments by industry
40.0%
20.0%
20.0%
20.0%
Business Services
Manufacturing
Information Technology
Consumer Services
111
Trivest Partners Investor type: PE/Buyout | Year founded: 1981
Trivest Partners is a private investment firm that focuses exclusively on partnering with founder/family owned businesses in the United States and Canada. The Firm has 22 portfolio active portfolio companies and makes both control and non-control investments in well run founder/family owned businesses out of two separate investment vehicles – Trivest Fund VI ($600M – control) and Trivest Growth Investment Fund (TGIF, $225M – non-control). Trivest seeks to make investments in the niche manufacturing, distribution, business services (including healthcare) and consumer companies. It was founded in 1981 and is based in Coral Gables, Florida.
Contact
550 South Dixie Highway
Suite 300
Coral Gables, FL 33146
United States
+1 (305) 858-2200
Primary contact
Jamie Elias Partner [email protected]
+1 (305) 858-2200
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA
$1.4B 22 300 $20M-$250M $4M - $40M
Recently closed investments
Name Deal type Deal date
GAL Power Buyout/LBO Aug-2018
Big Truck Rental PE Growth/Expansion Jun-2018
Oil Changers Buyout/LBO Feb-2018
Insurance Data Services Buyout/LBO (Add-on) Jan-2018
Service Technologies Buyout/LBO (Add-on) Dec-2017
Most recent closed fund
Trivest Fund VI TGIF
Type: Buyout Non-control
Size: $600M $225M
Vintage: 2018 2016
All investments by industry
42.6%23.4%
1.1%2.1%
11.7%12.8%
6.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Energy
Financial Services
Healthcare
Information Technology
Materials and Resources
112
True West Capital Partners Investor type: Mezzanine | Year founded: 2009
Endeavour Structured Equity and Mezzanine Fund is an affiliate fund to Endeavour Capital's private equity funds and is focused on structured equity and mezzanine investments and outside the parameters of Endeavour Capital's primary equity focus. The fund focuses on investments in the Western US and provides investment capital for acquisition financing, management and leveraged buyouts, recapitalizations, refinancings, liquidity to existing shareholders and employee stock ownership programs.
Contact
760 South West Ninth Avenue
Suite 2300
Portland, OR 97205
United States
+1 (503) 517-4628
Primary contact
Mark Nowak Managing Director [email protected]
+1 (949) 263-0269
General statistics
Assets under management
Active private equity investments
Total private equity investments Target revenue Target EBITDA Preferred
Investment amount
$341M 11 16 $50M-$350M $5M-$25M $5M-$25M
Recently closed investments
Name Deal type Deal date
Future Tech Metals Buyout/LBO Aug-2018
Peltram Plumbing Buyout/LBO Jul-2018
Bulk Handling Systems PE Growth/Expansion Mar-2018
OneCor Services PE Growth/Expansion Aug-2017
Hollandia Produce Buyout/LBO (MBO) Dec-2015
All investments by industry
80.0%20.0%
Business Products and Services (B2B)
Materials and Resources
113
TSG Consumer Investor type: PE/Buyout | Year founded: 1987
TSG Consumer is a private equity investment firm that focuses on the branded consumer sector, beauty, personal care, e-commerce, food, beverage, health and wellness, restaurant, household, apparel and accessories sectors. It specializes in making minority and majority investments in growing consumer and retail companies.
Contact
600 Montgomery Street
Suite 2900
San Francisco, CA 94111
United States
+1 (415) 217-2300
Primary contact
Amy Noblin Principal, Business Development [email protected]
+1 (415) 217-2322
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$5B 17 93 $10M-$500M
Recently closed investments
Name Deal type Deal date
Kosta Browne Winery Buyout/LBO (Secondary) Aug-2018
Privé Revaux PE Growth/Expansion Jun-2018
Two Franchise Groups (31 Planet Fitness Clubs) Buyout/LBO May-2018
Hawkes (London) Buyout/LBO (Add-on) Apr-2018
Dowler Holdings Buyout/LBO (Add-on) Apr-2018
Most recent closed fund
TSG6 AI Co-Investors
Type: Co-Investment
All investments by industry
7.7%84.6%
5.1%2.6%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Materials and Resources
114
TZP Group Investor type: PE/Buyout | Year founded: 2007
TZP Group is a private equity firm based in New York, New York. The firm seeks to make investments in the business and consumer services sectors, including outsourced business and IT services, marketing and media services, travel and hospitality services, franchisers, and real estate services. TZP Group was founded in 2007.
Contact
7 Times Square
Entrance between 41st & 42nd Streets on Broadway
Suite 4307
New York, NY 10036
United States
+1 (212) 398-0300
Primary contact
William Hunscher Partner, Investments [email protected]
+1 (917) 280-5644
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment amount
$1.3B 23 39 $3M-$35M $10M-$100M
Recently closed investments
Name Deal type Deal date
Ark Relocation Buyout/LBO (Add-on) Aug-2018
Hylan West Buyout/LBO (Add-on) Jun-2018
Western Utility Buyout/LBO (Add-on) Jun-2018
Dwellworks Buyout/LBO (Secondary) May-2018
Triangle Home Fashions PE Growth/Expansion Mar-2018
Most recent closed fund
TZP Capital Partners III
Type: PE Growth-Expansion
Size: $565M
Vintage: 2017
All investments by industry
45.7%34.8%
6.5%13.0%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Information Technology
115
Watermill Group Investor type: PE/Buyout | Year founded: 1978
Watermill Group is a private equity firm that focuses on investments in manufacturing, value-added distribution and business services companies. The firm caters to a diverse range of industries including aerospace, automotive, building products & services, industrial distribution, metals & fabrication, packaging, chemicals, rubber and plastics. Watermill specializes in opportunities for strategic revitalization, complex transactions, out of favor industries and special situations.
Contact
One Cranberry Hill
750 Marrett Road
Suite 401
Lexington, MA 02421
United States
+1 (781) 891-6660
Primary contact
Tracy Streckenbach Partner [email protected]
General statistics
Target revenue Target EBITDA
$50M-$500M $0M-$30M
116
Webster Capital Investor type: PE/Buyout | Year founded: 2003
Webster Capital is a private equity firm based in Waltham, Massachusetts. Webster focuses on branded consumer and healthcare services companies with EBITDA between $3 million and $20 million. Webster Capital provides equity financing, expertise and a broad contact network for management buyouts and growth capital. Our seasoned partners have extensive investing and operating experience in consumer and healthcare services honed through many years working with middle market companies. Webster has raised $1.8 billion of capital and is currently investing Fund IV, an $875 million fund raised in 2018.
Contact
1000 Winter Street
Waltham, MA 02451
United States
+1 (781) 419-1515
Primary contact
Daniel Schultz Vice President of Business Development [email protected]
+1 (781) 419-1511
General statistics
Assets under management Active private equity investments Total private equity investments Preferred Investment amount
$1.76bb1 18 31 $20M-$60M
Recently closed investments
Name Deal type Deal date
Suncrest Hospice Buyout Aug-2018
Jean Brown Research Buyout Aug-2018
Optimal Health Services Buyout Jul-2018
ShelterLogic Buyout) Jun-2018
Sojag Buyout Jun-2018
Most recent closed fund
Webster Capital IV
Type: Buyout/Growth
Size: $875M2
All investments by industry
1 Regulatory assets under management as of June 30, 2018 2 Committed capital as of close
11.8%25.0%
60.3%1.5%1.5%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Healthcare
Information Technology
Materials and Resources
117
WestView Capital Partners Investor type: PE/Buyout | Year founded: 2004
WestView Capital Partners is a private equity firm that focuses on investment in the lower middle-market companies. The firm prefers to invest in companies operating in the business service, software and information technology service, consumer, healthcare technology, outsourcing and growth industrial sectors. It was founded in 2004 and is based in Boston, Massachusetts.
Contact
125 High Street
High Street Tower
26th Floor
Boston, MA 02110
United States
+1 (617) 261-2050
Primary contact
Jeffrey Clark Vice President [email protected]
+1 (617) 261-2065
General statistics
Assets under management
Active private equity investments
Total private equity investments Target EBITDA Preferred Investment
amount
$2B 22 91 $3M-$20M $15M-$60M
Recently closed investments
Name Deal type Deal date
ClearPointe Buyout/LBO (Add-on) Sep-2018
AccountabilIT PE Growth/Expansion Sep-2018
Kaufmann and Goble Associates Buyout/LBO (Add-on) Aug-2018
Cognito Forms PE Growth/Expansion May-2018
KLDiscovery PE Growth/Expansion Jan-2018
Most recent closed fund
WestView Capital Partners IV
Type: Buyout
Size: $700M
Vintage: 2017
All investments by industry
42.0%8.7%
4.3%15.9%
27.5%1.4%
Business Products and Services (B2B)
Consumer Products and Services (B2C)
Financial Services
Healthcare
Information Technology
Materials and Resources
118
Woodforest National Bank Service provider type: Commercial Bank | Year founded: 1980
Woodforest National Bank is a community bank offering both consumer and business products and services. Woodforest's business banking division offers services in the areas of treasury management, investment management, retirement planning, employee benefit plans, asset management, financial planning, portfolio management, merchant services, and federal tax payments. Additionally, Woodforest offers a variety of commercial loans including lines of credit, term loans, commercial real estate, and business credit cards to commercial customers. Founded in 1980, Woodforest National Bank is based in The Woodlands, Texas and is a wholly owned subsidiary of Woodforest Financial Services.
Contact
P.O. Box 7889
The Woodlands, TX 77387
United States
+1 (877) 968-7962
Primary contact
Glenn Burroughs Managing Director [email protected]
Recent debt financings
Name Deal type Deal date Deal location
Miles Media Group Debt Refinancing Jun-2018 Sarasota, FL
mTAB Buyout/LBO (Secondary) May-2018 Anaheim, CA
Airwavz Solutions Debt - General Apr-2018 Charlotte, NC
Renegade Well Services Debt Refinancing Apr-2018 Granbury, TX
Plaskolite Leveraged Recapitalization Apr-2018 Columbus, OH
All debt financings by industry
55.0%10.0%
5.0%20.0%
10.0%
Business Products and Services (B2B)
Energy
Financial Services
Information Technology
Materials and Resources
119