Gerald Bruce Lee Financial Disclosure Report for 2010

8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010Report Required b.v the Ethics

in Government Act t~f1978(5 U .S.C. app..~.ss" 101-111)

I. Person Reporting (last name, first, middle initial)Lee , Gera ld B .

"~. Title (Article Ill judges indicate active or senior status;magistrate judges indicate full- or part-time)

U.S.Dist r ict Judge-Act ive

"7. Chambers or Office Address401 C ou r t h ou se Squ a reAlexandria, Virginia 2 2 3 1 4

2. Court or OrganizationEastern District of Virginia

5a. Report Type (check appropriate type)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5b, [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

I 3 . D a t e o f R e p o r t05/01/201 I

6. Reporting Period01/01/2010

to12/31/2010

R e v ie w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . Sign on las t page.

I . P O S I T I O N S . m c p o n i n g individual only; seepp. 9-13 of filing instructions.)~ NONE(No reportableposi t ions . )POSITION

1. Board of Trustees2. Baord of Advisors

3. Deans Advisory Counci l4. Board of Di rec tors , Execu t ive C omm it tee5.

NAME OF ORGANIZATION/ENTITYThe Am er i can Univers i tyMarshal l Brennan P rogram The Am erican Univers ity Wash ington Col lege ofLa wThe A merican Univers i ty W ash ington Col lege of LawFederal Judges A ssociation

I 1 . A G R E E M E N T S . (ReporHng individual only; seepp. 14-16 of filing instructions.)[~] N O N E (No repor table agreements .)

I. 04/16/992.5 /923.

DATE PARTIES AND TERMSDelaware Char ter Guarantee Trus t Com pany, IRA FBO Gerald Bruce LeeVirg in ia Ret i rement Sys tem, g overnment pens ion , Fai r fax Ci rcu i t Cour t


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gLee, Gerald B.

D a t e o f R e p o r t05/01/2011

I I I . N O N - I N V E S T M E N T I N C O M E . m e p o . in g i n d lv i d u u l u n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Income~] NONE (No repor table non- inves tment income. )

DATE SOURCE AND TYPE

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were m arried during anyportion of the reporting year, com plete this section.(Dol lar am ount not requi red except for honorar ia .)

~ (No reportable non-investment income.)O NEDATE

I. 01/01/102.3.4.

SOURCE AND TYPE

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children," see pp. 25 -27 of filing instructions.)

NONE (No reportable reimbursements.)S O U RC E DATE S L O C A T IO N PURPOSE ITEMS PAID OR PROVIDED

I. Just the Beginning Septem ber 29- A tlan ta , Georg ia T ea ch , P re se ntation tra nspo rta tio n, hote l, an d m ea lsFoundat ion October 1 2010

2. Virginia Tr ia l Lawyers March 25-26, 2010 Will iamsburg, Virginia Teach transportat ion, hotel , and m ealsAssociation3. Federal Judges A ssociat ion May 22-27, 2010 Washington, DC Board meet ing Trransportat ion, hotel , and mealsBoard Meet ing4. Nat ional Black Law Students March 11-14, 2010 Boston, Massachusetts Teach and receive an award t ransportat ion, hotel , and m ealsAssociat ion A nnual Meet ing5.


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Name of Person ReportingLee, Gerald B.

Date of ReportO5/01/201 I

V . G I F T S . a . c l u d c s t h o s e t o s p o u s e o n d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)~ N O N E (No reportable gifts.)SOURCE DESCRIPTION

I.2.3.4.5.

VALUE

LIABILITl. 112~. (Includes those of spouse and dependent children; seepp. 32-33 of f!ling instructionx)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


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D a t e o f R e p o r t05/01/2011

V I I . I NV E S T M E N T S a n d T R U S T S -inc~me~va~ue~transacti~ns(~ncludesth~se~fsp~useanddependentchi~dren;sepp.34-60~f~inginstructi~ns.)D NONE(No reportable income, assets, or transactions.)

2.3.4.

5.6.

7.8.

9.1 0 .

1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 7 .

A B. C.D e s c r i p t io n o f A s s e t s Incom e du ring Gross value at end( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)Place "(X)" after each asset A m o u n t T y pe (e . g ., Value Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , C od e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) Code 3(Q-W)

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd/yy Code 2 Code 1

( J - P ) (A-H)I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

Virgin ia Ret i rement Sys tem Va. Ci r . Ct .Pens ion 92-98Al l i ance Capi ta l Reserves Money M arketFund (401)(K)Wal Mart S tores , lnc .( IRA)

E Distribution K TA Interest J TA Dividend J T

Opp Q ues t fo r Op ty A Fund None J T Buy/monthly 01/01/10 JPartial Sale 04/15/10 J A

AIM Constel lat ion Fund None TSold 12/15/10 J(part)

Bu y/m on th ly 01/01/10 JA

Johnson ControlsVanguard T otal S tock Index Fund, IRAVanguard Total S tock Mkt Index IRAVanguard US Growth IRAVanguard US Growth Fund IRAVanguard 500 Index Fund IRAVanguard Capi ta l Opp IRA

Vanguard Treasury M/Market FundFidel i ty Fund IRA

None J TNone L TNone L TNone L TNone L TNone J TNone K T

None K TNone J T

Buy monthly 01/01/10

I. Incom e Gain C odes: A -$1,000 or less B =$1,001 - $2,500 C =$ 2,501 - $5,000 D =$5,001 - $15,000(See Columns B I and D4) F =$50,001 - $100,000 G =$ 100,001 - $1,000,000 H 1 =$1,000,001 - $5.000,000 H 2 =M ore than $5 ,000,000

2. Value Codes J $15,000 or less K =$15 ,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000(See Colu m ns CI and D3) N $25 0,001 - $500,000 O =$5 00,001-$ 1,000,000 P I = $1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000

P3 $25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash M arke t(See Co lumn C2) U =Book Value V - O t h e r W =Estimated

E =$15,001 - $50,000


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D a t e o f R e p o r tO5/01/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

A. B. C.Descrip t ion o f Assets In c o m e d u rin g G ro s s v a lu e at e n d(in c lu d in g tru st a sse ts ) rep o r tin g p e rio d of r epor t ing per iod

(1) (2) (1) (2)Place "(X)" after each asset A m o u n l Type (e.g,, V a l u e Value

exempt from prior disclosure C o d e 1 d iv ., ren t, C od e 2 M eth o d( A - H ) or in t . ) (J-P) C o d e 3

(Q-W)

( l)Type (e.g.,buy, se l l ,

r ed em p t i o n )

Transact ions during repo rt ing per iod

(2) (3) (4)Date Value Gain

m m/d d/y y C od e 2 C o d e 1( J - P ) ( A - H )

Iden t i ty o fbuyer / sel ler( i f p r ivate

t ransac t ion)

1 8 . Fidel i ty Growth Strategy fka F AG None J1 9 . Vanguard H ealth Care Fnd IRA None J20 . T I A A C R E F T a x E x e m p t B o n d F u n d

21 .

None J T Bu y(addl)

01/01/10 J

22 .23 .24 .25 . Russell 3000 Index26 . Walmart Stores, Inc.27 .28 . General Mills , Inc .29 . ~, -~,I~N 401 (K) Ret i rement P lan andTrust30 . General Electrc31 .

None

Dividend

JJ

TT

Bu y(addl)Bu y(addl)

01/01/1001/01/10

J

J

JNone J T Buy

(addl)None M T Buy

(addl)Dividend J T

01/01/10 J

01/01/10 K

A

I . Income Gain Codes: A = $1,000 or less B =$1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D =$5,001 - $15,000(See Colum ns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,0002. Value Codes J =$15,000 or less K = $15,001 - $50,000 L = $5 0,001 - $ 100,000 M = $ 100,001 - $2 50,000(See Co lumns CI and D3) N =$250,001 - $500,000 O =$5 00,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash M arke t(See Co lumn C2) U =Book Value V O t h c r W =Estimated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 o f 7


D a t e o f I ~ , e p o r t05/01/201 I

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (indlcatepartolreport.)VII . Inves tments and Trus t sThese inves tments are th rough Sharebu i lder .com18. Fideli ty Agressive Growth Fund name changed to Fideli ty Growth Strategies Fund.No. 22 Russell 3000 Index is purchased monthly. Less than $1,000.00 per month.No . 23. WalMart , Stores, Inc. is purchased monthly. Less than $1,000.00 per monthNo . 25. General Mills , Inc. is purchased monthly. Less than $1,000.00 per montho. zo ~....:~ 401 (k) Retirement Plan and TrustNo. 20 . TIAA CREF Tax Exem pt Bond Fund i s purchased month ly . Less than $1,000.00 per month


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Name of Person ReportingLee, Gerald B.

Date of Report05/01/2011

IX . CERTIFICATION.i ce r t i fy tha t a l l informat ion given above ( inc luding informat ion per ta ining to my spouse and minor or dependent chi ldren, i f any) i s

accura te , t rue , and com ple te to the bes t of my kno wledge and be l ie f , and tha t any inform at ion not r epor ted was wi thhe ld becau se i t met appl icable s ta tu toryprovis ions permi t t ing non-disc losure .I fur ther ce r t i fy tha t ea rned income f rom outs ide employment and honorar ia and the acceptance of gi f t s ~vhich have been repor ted a re incom pl iance wi th the provis ions o f 5 U.S.C. app. 501 e t . seq. , 5 U.S.C. 735 3 , and Judic ia l Con ference regula t ions .

Signature: S[ Gerald B . Lee

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Commit tee on Financ ia l Disc losureAdm inis t ra t ive Off ice o f the United S ta tes Cou rtsSuite 2-301O n e C o lumbus C i rc le , N .E .Wash ington, D.C. 20544

Gerald Bruce Lee Financial Disclosure Report for 2010

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