Gary A Fenner Financial Disclosure Report for 2009

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    ,~ ]o I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978~ v . 1 / 2 0 1 0 I F O R C A L E N D A R Y E A R 2009 ( s u . s . c . ~ p , . ~ 1 o 1 . 1 1 ~ )I . Pe rson Report ing ( la s t name , f ia t , midd le in i t ia l) 2. Cour t or O~anlza 6on 3 . D a t e o f R e p o r tFenne r , Gaxy A. Wes t e r n Di s t r i c t o f Mi s sou r i 0 3 / 2 5 P 2 0 1 0

    4 . T i t l e ( A ~ i c l e 1 ~ j u d g e s i n d i c a ~ : a c t iv e o r s e n i o r s t a tu s ; ! 5 a . R e p o r t T y p e ( c h e c k a F p r o p f ia t e t y p e ) 6. Report ing Pe riodm a g i s tr a t e j u d g e s i n d i c a te f ~ 1 1 - o r p ~ - t i m e ) [ ] N o m i n a t i o n , D a t e 01/01/2009U n i t e d S t a t e s D i s ~ c t J u d g e [] L.fitlal [] Annual [] Final to1 2 ~ 3 1 / 2 0 0 9

    5 b. [] A m e n d e d R e p o r t7. Chamber~ or Off ice Addre~ 8 . On t h e b~ i s o f t h e i n f o rma t i on con t a i n ed i n ~ Rep o r t a nd anymodifica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliance400 Eas t Ninth St reet w i t h appl icable l a w s a n d r e g u l a t io n s .Sui te 8452K a n s a s C i t y , MO 6 4 1 0 6 Re, ie~tng Off icer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followet Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . PO S IT IO N S. aeVorC~,~ NONE ~o reFortablepositim~.)

    POSI~ON NAME OF ORGANIZA~ON~

    2.

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    1 L A G R E E M E N T S . c a ~ o ,~ r ~ a i~ u , o t o , a ~ ;, e ,~ v . 1 4 . 1 6 offillng instrucllon~)~-~ NONE (No r e po r t ab le agr e e me n t s . )

    DATE PARTIES AND TERMS,1 . 2009 Ret i reme n t bene f i ts f r om t he S t a t~ o f Mi s sou r i , I have no con t r o l i n r~gaxd t o t h i s ag r eem en t .

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    Page 2 of 7 F , a n e r , Gary A. 0 3 ~ 5 / 2 0 1 0

    I H . N O N - I N V E S T M E N T [ N C O M E . a ~ . p o , n , , g ~ , ~ , ~ , , a . , ~ ~ o , , ,; , ~ r ~ 1 7 - 2 i of J-dlng instructions.)A. Filers Non-Investment Income

    [] N O N E ( N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )

    1 . 2009 S t a t e o f M i s so u r i r e t ir e m e n t $53,392.202.3.4.

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if.you ~re married during any portion of the reporting year, complete this section.(Dollar amount not required excep t for honorar ia . )[-~ NONE (No r e p o r t a bl e n o n - in v e s t m e n t i n c o m e . )

    ~ S O U R C E AND TYPEI. 2009 State of Missouri - salary of ....~ as Circuit Judge

    2.3.4.

    IV . REIMBURSEMENTS -,.~.~po,~,n,~oag~a, Zoo~.,~.r,~i . . . .(1~l~ t~se to s~us ~d d~pende~ children; see pp. 25-27 of filing l~t~ctlo~.)

    N O N E ~o reportable reimbursement.)~ ~ L O C A T I O N P~POSE ~EMS PA~ OR PRODDED

    1.2.3.4.5.

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    FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7 F e n n e r , G a r y A . 03/25/20 I0

    ~ N O N E ~ o reportable g~OSO~CE DESCR~0N VAL~

    1 . H~og Con~t~g ~. ~s~tion ~d l~ng on fisNng ~p to On~o, C~a $2,000.002.3.4.5.

    V I . L I A B I L I T I E S . ( I n d u d e s t h o s e o f x p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e , v p , 3 2 - 3 3 o f f d i n g i n s tr u c t io n ~ )N O N E ( N o reportable liabilities.)

    C R E D I T O P ~ DESCRIPTIONI.2.3.4.

    5.

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    N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFIN A N C IA L D I S C L O S U R E R E P O R TV e n n ~ r , e a s y A .~g~ 4 of 7 o3/25/2OlO

    ~ . ~S T~S an d TRU S TS - ~ ...... ~.~, ~ .... ~ a~clud~ those of s~ ..... ~ a~n~ c~l~tn; st~ r~ 34-60 o/fling ~u~)NONE ~o reportable income, ~sets, or transaction.)

    A. B. C. [ D.D ~ f ip ~ o n o f A s ~ I n c o m e d u r in g G ros sv~=~a=~d t Tr~fio~ d~ng ~ngpfi~(including ~t ~) r ~ o ~ n g p ~ o d I of t~o~ing per iodP l a c e "~ " ~ c r ~ h ~ s v t ~o~t [ T~c (g.. V a luc V a lu e T~(e .g . , D~ [ Value ~ Ga~ ld~ ofcxcmpt ~m pr ior d i~losurc ~ 1 ~v. rcnK

    ~)2Mc~ b u y , ~ 1 I , ~ ~d~ 2 ~de 1 buycr/~l lcr(A-~ or ~) ~ d e 3 ~ption) ( J - P ) (A-~ (ffpfi~

    1 . Lvvel 3 Co~fio~ N o n e ~ T2, Ba n k o f A m e r i ca a c c o u n t s C I n t e r e s t M T3. Cap i ta l One NA B Interest L T4. J .P . Mo r g a n C h a s e U k / a Ba n k O n e C ~ r p . A D i v i d e n d K TC o m m o n S t o ck5. Ba n k A m e r c a C o r p . C o m m o n S t o c k B D i v i d e n d J T6. Tronex , I nc . A D i v i d e n d J T7. Lord Abbe t t & Co. Af f i l i a t ed Fund 0v[u t ua lI A D i v i d e n d K T8, Mat t -q , I nc . Comm on Stock A D i v i d e n d J T9. New Economy Fund (Mutua l Fund) A Dividend K T1 0 . Sun o co Co m m o n S t o ck A Dividend J Tl 1 . A m e r i c a n C e n t u r y F u n d None K T1 2 , A M ~ A P F u n d ( M u t u a l Fu n d ) N o n e L T1 3 . E u r o p a c i f ic G r o v a h F u n d O v l u t u a l F u n d ) None K T1 4 . I n v e s t m e n t C o , o f A m e r i ca ( Mu t u a l F u n d ) N o n e J T1 5 , N e w P e r s p e c t i v e F un d ( M u t u a l F un d ) None K T

    1 6 . Ama zon Com , I nc . Cor t unon S t ock None J T1 7 . Ford Moto r Co . Commo n Stock None J T

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    FIN A ~N C IA L D IS C L O S U R E R E P O R T r ~ a m o o f P e . . .. R e p o r t i n g D a t e o f . R e p 0 r tPage 5 of 7 Fenner, Gary A . 03/25 /2010

    V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . , . v , a . e . , , . . . . . , ~ a.~a~ a.os. o1~ ; ..... ~ d .w~ z.., ~ta~d ,,.; ., r;. s4-~oNONE ~o reportable income, ~se~, or transaction.)

    ~ B. C. D.~p~on of A~e~ In.me d~g G r o s s v a l u e a t ~ d Tr~o~ during rc~ng(~g ~ ~) [ ~po~ng p~od ofrepo~ ~dod

    (I) (2) (I) (2 ) (I) (2) ~ (3) (4) ] (5 )Pl~ "~" ~ ~ch ~t ~ount T~e (e.g., V a lu e V a lu e ~ e ( e . g . , Da~ Val~ Ga~ Idenfi~ ofexit ~m pfi~ ~mlo~ ~e I ~v., r~L ~ 2 Me~ buy, se l l , ~ ~ 2 Co~ I buy~ll~(A-~ or ~) ( I -P ) &~ 3 r~pfion) ( I -P ) (A-~ 0fpdvate(Q-~

    18 . Ci~ In. Common S~ck None J T

    1 9 . P f i z e r , Inc . Comm on Stock A D i v i d e n d J T20 . W a d d e l l & R e e d A d v i s o r s S c ie n c e a n d A D i v i d e n d J TTechnology kgClutua l Fund)21 . W a d d e l l & R e e d A d v i s o r s B o n d C ( M u t u a l A D i v i d e n d J TF u n d )22 . W a d d e l l & R e e d A d v i s o r s ( M u t u a l F un d ) A D i v i d e n d J T

    2 3. B an k M id w e st Ac co u nt s C In t e re s t L T24 . Ma s s Mu t u a l F i n a n c i a l G r o u p P e r m a n e n t N o n e K TLi f e Po l i cy25 . AXA Equ i t ab le P e rm anen t L i fe Po l i cy N o n e J T

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    FINANCIAL DISCLOSURE REPORT ~ .... f Persoll Reporti.g Date of ReportPage 6 of 7 F e n n e r , G a ry A . 03/25/2010

    V III. A D D IT I O N A L I N FO R M A T IO N O R E X P L A N A T I O N S . a. ,~ .~, o~.~,,,r,~I n P a r t VI I , L i ne 24 , I r epor t ed a P e rm anen t L i fe Po l i cy w i t h Mass M utua l F i nanc i a l Group . I have he l d t h i s po l i cy s i nc e becom ing a Fede r a l Di s t r i c t J udge i n1996 . Unfor t una t e l y , I have ove r l ooked t h i s a s an a s s e t and f a i l ed t o r epor t i t un t i l t h is y ea r .I n P a r t V I I , L i n e 25 2 , I r e p o r t e d a P e r m a n e r t t L i fe P o l i c y w i t h A XA E q u i t a b le . I h a v e h e l d t h i s p o l i c y s i n c e b e e o m i n g a F e d e r a l D i s t r i e t J ud g e i n I 9 9 6 .Unfor t una t e l y , I have ove r l ooked t h i s a s an a s s e t an d f a i l ed t o r epo r t i t un t il t h i s y ea r .

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    FIN A ~N C IA L D I S C L O S U R E R E P O R TPage 7 of 7 F e ~ n e r , G a r yA .

    IX . C E R T I FIC A T IO N .I c e r t i fy t h a t a l l i n f o rma t i o n g i v e n a b o v e ( i n c lu d i n g i n f o rm a t i o n p e r t a i n i n g t o my s p o u s e a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y ) i sa ccu r a t e , t ru e , a n d co m p l e t e t o t h e b e s t o f my k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t me t a p p l i c a b l e s t a tu t o r y

    p r o v i s i o n s p e rm i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n co m e f r o m o u t ~ l d e e mp l o y me n t a n d h o n o r a r i a a n d t h e a cc e p t a n c e o f g i f t s w h i ch h a v e be e n r e p o r t e d a r e i ncomp l i a nce w i th t he p rov i s i on s o f 5 U .S .C. a pp . 501 e t . $ eq . , 5 U .S .C. 7353, a nd Jud ic i a l Con fe re nce r e gu l a t i on s .

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E SAND C R IM INAL SANC T IONS (5 U . S. C . a p p . 1 0 4 )

    FILINGINSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s to :

    C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t ra t i v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sSu i t e 2 -301O n e C o l u m b u s C i r cl e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4