Fund codes

2 Queen Street East, Twentieth Floor, Toronto, Ontario M5C 3G7

Telephone: 416-364-1145 Toll Free: 1-800-268-9374

Fund Codes - U.S. dollar mandates

MandateClass O

Fund CodeClass E

Fund CodeClass EF

Fund Code Pricing Classification

Money MarketCI Short-Term US$ Corporate Class 19168 17168 - Money Market

IncomeCI U.S. Income US$ Pool 19099 17099 15299 Income*

Lawrence Park Strategic Income Fund 19156 17156 - Income*

Marret High Yield Bond Fund 19068 17068 - Income*

Marret Short Duration High Yield Fund 19067 17067 - Income

Signature High Yield Bond II Fund 19082 17082 - Income*

Diversified IncomeMarret Strategic Yield Fund 19069 17069 - Diversified Income / Balanced

Signature High Income Corporate Class 19117 17117 - Diversified Income / Balanced*

Canadian BalancedCambridge Asset Allocation Corporate Class 19114 17114 - Diversified Income / Balanced

Harbour Growth & Income Corporate Class 19134 17134 - Diversified Income / Balanced

Signature Income & Growth Corporate Class 19142 17142 - Diversified Income / Balanced

Global BalancedBlack Creek Global Balanced Corporate Class 19124 17124 - Diversified Income / Balanced

Black Creek Global Balanced Fund 19174 - - Diversified Income / Balanced

Harbour Global Growth & Income Corporate Class 19003 - - Diversified Income / Balanced

Signature Global Income & Growth Corporate Class 19144 17144 - Diversified Income / Balanced

Canadian EquityCambridge Canadian Dividend Corporate Class 19014 17014 - Equity

Cambridge Canadian Equity Corporate Class 19115 17115 - Equity

Cambridge Pure Canadian Equity Corporate Class 19000 17000 - Equity

CI Canadian Investment Corporate Class 19119 17119 - Equity

CI Can-Am Small Cap Corporate Class 19120 17120 - Equity

Harbour Corporate Class 19133 17133 - Equity

Signature Dividend Corporate Class 19141 17141 - Equity

Signature Select Canadian Corporate Class 19143 17143 - Equity

Synergy Canadian Corporate Class 19147 17147 - Equity

U.S. EquityCambridge American Equity Corporate Class 19113 17113 - Equity

Cambridge U.S. Dividend Fund 19162 17162 - Equity

Cambridge U.S. Dividend Fund US$ 19150 17150 15250 Equity

CI American Small Companies Corporate Class 19121 17121 - Equity

CI American Value Corporate Class 19122 17122 - Equity

International EquityBlack Creek International Equity Corporate Class 19130 17130 - Equity

CI International Value Corporate Class 19007 - - Equity

Signature Emerging Markets Corporate Class 19123 17123 - Equity

Signature International Corporate Class 19129 17129 - Equity

Global EquityBlack Creek Global Leaders Corporate Class 19127 17127 - Equity

Cambridge Global Dividend Corporate Class 19016 17016 - Equity

Cambridge Global Dividend Fund 19066 17066 - Equity

Cambridge Global Equity Corporate Class 19116 17116 - Equity

Cambridge Growth Companies Corporate Class 19018 17018 - Equity

CI Global Corporate Class 19012 - - Equity

Harbour Global Equity Corporate Class 19135 17135 - Equity

Signature Select Global Corporate Class 19146 17146 - Equity

Signature Global Dividend Fund 19199 17199 - Equity

Synergy Global Corporate Class 19011 - - Equity

*The pricing of these mandates falls outside the fee schedules detailed in the PIM Fee Schedule. Please see the latest simplified prospectus for more detailed information on pricing for these mandates.

*The pricing of these mandates falls outside the fee schedules detailed in the PIM Fee Schedule. Please see the latest simplified prospectus for more detailed information on pricing for these mandates.

Fund Codes - Canadian dollar mandates

Mandate

Class O Fund Code Class E Fund Code Class EF Fund Code

Pricing ClassificationMFT CC T5 T8 MFT CC T5 T8 MFT CC T5 T8

Money MarketCI Money Market 18151 - - - 16151 - - - 15151 - - - Money Market

CI Short-Term - 18160 - - - 16160 - - - 15160 - - Money Market

IncomeCI Investment Grade Bond 18185 - - - 16185 - - - 15185 - - - Income

Lawrence Park Strategic Income 18156 - - - 16156 - - - 15156 - - - Income*

Marret High Yield Bond 18068 - - - 16068 - - - 15068 - - - Income*

Marret Short Duration High Yield 18067 - - - 16067 - - - 15067 - - - Income

Signature Canadian Bond 18187 18137 18737 18437 16187 16137 16737 16437 15187 15137 15737 15437 Income

Signature Corporate Bond 18189 18139 18739 18439 16189 16139 16739 16439 15189 15139 15739 15439 Income

Signature Global Bond 18175 18125 18725 18425 16175 16125 16725 16425 15175 15125 15725 15425 Income

Signature High Yield Bond II 18082 - - - 16082 - - - 15082 - - - Income*

Signature Preferred Share Pool 18073 - - - 16073 - - - 15073 - - - Income

Signature Short-Term Bond 18159 - - - 16159 - - - 15159 - - - Income

Signature Tactical Bond Pool 18072 - - - 16072 - - - 15072 - - - Income

Diversified IncomeCambridge Global High Income 18157 - - - 16157 - - - 15157 - - - Diversified Income / Balanced

CI Income 18063 - - - 16063 - - - 15063 - - - Diversified Income / Balanced*

Marret Strategic Yield 18069 - - - 16069 - - - 15069 - - - Diversified Income / Balanced

Signature Diversified Yield II 18152 - - - 16152 - - - 15152 - - - Diversified Income / Balanced

Signature High Income 18167 18117 18717 18417 16167 16117 16717 16417 15167 15117 15717 15417 Diversified Income / Balanced*

Canadian BalancedCambridge Asset Allocation - 18114 18714 18414 - 16114 16714 16414 - 15114 15714 15414 Diversified Income / Balanced

Harbour Growth & Income 18184 18134 18734 18434 16184 16134 16734 16434 15184 15134 15734 15434 Diversified Income / Balanced

Signature Canadian Balanced 18161 - - - 16161 - - - 15161 - - - Diversified Income / Balanced

Signature Income & Growth 18192 18142 18742 18442 16192 16142 16742 16442 15192 15142 15742 15442 Diversified Income / Balanced

Synergy Tactical Asset Allocation 18070 - - - 16070 - - - 15070 - - - Diversified Income / Balanced

Global BalancedBlack Creek Global Balanced 18174 18124 18724 18424 16174 16124 16724 16424 15174 15124 15724 15424 Diversified Income / Balanced

Harbour Global Growth & Income - 18003 18803 18503 - 16003 16803 16503 - 15003 15803 15503 Diversified Income / Balanced

Signature Global Income & Growth 18194 18144 18744 18444 16194 16144 16744 16444 15194 15144 15744 15444 Diversified Income / Balanced

Canadian EquityCambridge Canadian Dividend 18064 18014 18814 18514 16064 16014 16814 16514 15064 15014 15814 15514 Equity

Cambridge Canadian Equity - 18115 18715 18415 - 16115 16715 16415 - 15115 15715 15415 Equity

Cambridge Canadian Growth Companies 18155 - - - 16155 - - - 15155 - - - Equity

Cambridge Pure Canadian Equity 18158 18000 18800 18500 16158 16000 16800 16500 15158 15000 15800 15500 Equity

CI Canadian Dividend 18154 - - - 16154 - - - 15154 - - - Equity

CI Canadian Investment 18169 18119 18719 18419 16169 16119 16719 16419 15169 15119 15719 15419 Equity

CI Can-Am Small Cap - 18120 - 18420 - 16120 - 16420 - 15120 - 15420 Equity

CI Canadian Small/Mid Cap 18065 - - - 16065 - - - 15065 - - - Equity

Harbour 18183 18133 18733 18433 16183 16133 16733 16433 15183 15133 15733 15433 Equity

Harbour Voyageur - 18136 18736 18436 - 16136 16736 16436 - 15136 15736 15436 Equity

Signature Dividend 18191 18141 18741 18441 16191 16141 16741 16441 15191 15141 15741 15441 Equity

Signature Select Canadian 18193 18143 18743 18443 16193 16143 16743 16443 15193 15143 15743 15443 Equity

Synergy Canadian - 18147 - 18447 - 16147 - 16447 - 15147 - 15447 Equity

U.S. EquityCambridge American Equity 18163 18113 18713 18413 16163 16113 16713 16413 15163 15113 15713 15413 Equity

Cambridge U.S. Dividend 18162 - - - 16162 - - - 15162 - - - Equity

Cambridge U.S. Dividend Registered 18186 - - - 16186 - - - 15186 - - - Equity

CI American Managers® - 18001 - 18501 - 16001 - 16501 - 15001 - 15501 Equity

CI American Small Companies 18171 18121 - 18421 16171 16121 - 16421 15171 15121 - 15421 Equity

CI American Value 18172 18122 18722 18422 16172 16122 16722 16422 15172 15122 15722 15422 Equity

Synergy American 18060 18010 - 18510 16060 16010 - 16510 15060 15010 - 15510 Equity

Fund Codes - Canadian dollar mandates – continued

Mandate

Class O Fund Code Class E Fund Code Class EF Fund Code

Pricing ClassificationMFT CC T5 T8 MFT CC T5 T8 MFT CC T5 T8

International EquityBlack Creek International Equity 18180 18130 18730 18430 16180 16130 16730 16430 15180 15130 15730 15430 Equity

CI International Value 18057 18007 18807 18507 16057 16007 16807 16507 15057 15007 15807 15507 Equity

CI Pacific 18059 18009 - - 16059 16009 - - 15059 15009 - - Equity

Signature Emerging Markets 18173 18123 - 18423 16173 16123 - 16423 15173 15123 - 15423 Equity

Signature International 18179 18129 18729 18429 16179 16129 16729 16429 15179 15129 15729 15429 Equity

Global EquityBlack Creek Global Leaders 18177 18127 18727 18427 16177 16127 16727 16427 15177 15127 15727 15427 Equity

Cambridge Global Dividend 18066 18016 18816 18516 16066 16016 16816 16516 15066 15016 15816 15516 Equity

Cambridge Global Equity - 18116 18716 18416 - 16116 16716 16416 - 15116 15716 15416 Equity

Cambridge Growth Companies - 18018 18718 18418 - 16018 16718 16418 - 15018 15718 15418 Equity

CI Global 18062 18012 18812 18512 16062 16012 16812 16512 15062 15012 15812 15512 Equity

CI Global Managers® - 18002 - 18502 - 16002 - 16502 - 15002 - 15502 Equity

CI Global Small Companies 18178 18128 - 18428 16178 16128 - 16428 15178 15128 - 15428 Equity

CI Global Value 18058 18008 18808 18508 16058 16008 16808 16508 15058 15008 15808 15508 Equity

Harbour Global Equity - 18135 18735 18435 - 16135 16735 16435 - 15135 15735 15435 Equity

Signature Global Dividend 18199 18149 18749 18449 16199 16149 16749 16449 15199 15149 15749 15449 Equity

Signature Select Global 18196 18146 18746 18446 16196 16146 16746 16446 15196 15146 15746 15446 Equity

Synergy Global - 18011 18811 18511 - 16011 16811 16511 - 15011 15811 15511 Equity

Specialty EquityCI Global Health Sciences - 18005 - - - 16005 - - - 15005 - - Equity

Signature Global Energy - 18004 - - - 16004 - - - 15004 - - Equity

Signature Global Resource 18188 18138 - - 16188 16138 - - 15188 15138 - - Equity

Signature Global Science & Technology - 18006 - - - 16006 - - - 15006 - - Equity

Signature Gold - 18145 - - - 16145 - - - 15145 - - Equity

Signature Real Estate Pool 18071 16071 15071 Equity

Managed AssetsSelect Income Managed - 18100 18704 18404 - 16100 16704 16404 - 15100 15704 15404 Diversified Income / Balanced*

Select Canadian Equity Managed - 18101 - - - 16101 - - - 15101 - - Equity

Select US Equity Managed - 18102 - - - 16102 - - - 15102 - - Equity

Select International Equity Managed - 18103 - - - 16103 - - - 15103 - - Equity

Select 80i20e Managed Portfolio - 18105 18705 18405 - 16105 16705 16405 - 15105 15705 15405 Diversified Income / Balanced*

Select 70i30e Managed Portfolio - 18106 18706 18406 - 16106 16706 16406 - 15106 15706 15406 Diversified Income / Balanced*

Select 60i40e Managed Portfolio - 18107 18707 18407 - 16107 16707 16407 - 15107 15707 15407 Diversified Income / Balanced

Select 50i50e Managed Portfolio - 18108 18708 18408 - 16108 16708 16408 - 15108 15708 15408 Diversified Income / Balanced

Select 40i60e Managed Portfolio - 18109 18709 18409 - 16109 16709 16409 - 15109 15709 15409 Diversified Income / Balanced

Select 30i70e Managed Portfolio - 18110 18710 18410 - 16110 16710 16410 - 15110 15710 15410 Equity

Select 20i80e Managed Portfolio - 18111 18711 18411 - 16111 16711 16411 - 15111 15711 15411 Equity

Select 100e Managed Portfolio - 18112 18712 18412 - 16112 16712 16412 - 15112 15712 15412 Equity

Portfolio Series Balanced 18050 - 18890 18590 16050 - 16890 16590 15050 - 15890 15590 Diversified Income / Balanced

Portfolio Series Balanced Growth 18051 - 18891 18591 16051 - 16891 16591 15051 - 15891 15591 Diversified Income / Balanced

Portfolio Series Conservative Balanced 18052 - - - 16052 - - - 15052 - - - Diversified Income / Balanced

Portfolio Series Conservative 18053 - - - 16053 - - - 15053 - - - Diversified Income / Balanced

Portfolio Series Growth 18054 - 18894 18594 16054 - 16894 16594 15054 - 15894 15594 Equity

Portfolio Series Income 18055 - - - 16055 - - - 15055 - - - Diversified Income / Balanced

Portfolio Series Maximum Growth 18056 - 18896 18596 16056 - 16896 16596 15056 - 15896 15596 Equity

Legend for Canadian dollar mandatesMFT = Mutual fund trust mandatesCC = Corporate class mandates

T5 = T-Class mandate with 5% annual return of capital (ROC) paymentT8 = T-Class mandate with 8% annual ROC payment

Fund Codes - SunWise Essential Series 2 mandates

SunWise Essential Series 2 MandateEstate Class

Income Class

Investment Class Pricing Classification

Money MarketSunWise Essential 2 CI Money Market Segregated Fund 22601 22901 22301 Money Market

IncomeSunWise Essential 2 CI Signature Canadian Bond Segregated Fund 22603 - 22303 Income

Canadian BalancedSunWise Essential 2 CI Cambridge Canadian Asset Allocation Balanced Bundle 22663 22963 22363 Diversified Income / Balanced

SunWise Essential 2 CI Harbour Growth & Income Balanced Bundle 22662 22962 22362 Diversified Income / Balanced

SunWise Essential 2 CI Signature Income & Growth Segregated Fund 22609 22909 22309 Diversified Income / Balanced

Global BalancedSunWise Essential 2 CI Black Creek Global Balanced Segregated Fund 22627 22927 22327 Diversified Income / Balanced

SunWise Essential 2 CI Signature Global Income & Growth Segregated Fund 22628 22928 22328 Diversified Income / Balanced

Canadian EquitySunWise Essential 2 CI Cambridge Canadian Equity Segregated Bundle 22664 22964 22364 Equity

SunWise Essential 2 CI Cambridge Canadian Equity Segregated Fund - - 22314 Equity

SunWise Essential 2 CI Canadian Investment Segregated Bundle 22666 22966 22366 Equity

SunWise Essential 2 CI Canadian Investment Segregated Fund - - 22316 Equity

SunWise Essential 2 CI Harbour Segregated Bundle 22667 22967 22367 Equity

SunWise Essential 2 CI Harbour Segregated Fund - - 22317 Equity

SunWise Essential 2 CI Signature Dividend Segregated Bundle 22669 22969 22369 Equity

SunWise Essential 2 CI Signature Dividend Segregated Fund - - 22319 Equity

SunWise Essential 2 CI Signature Select Canadian Segregated Bundle 22670 22970 22370 Equity

SunWise Essential 2 CI Signature Select Canadian Segregated Fund - - 22320 Equity

U.S. EquitySunWise Essential 2 CI American Value Segregated Bundle 22673 22973 22373 Equity

SunWise Essential 2 CI American Value Segregated Fund - - 22323 Equity

SunWise Essential 2 CI Cambridge American Equity Segregated Bundle 22674 22974 22374 Equity

SunWise Essential 2 CI Cambridge American Equity Segregated Fund - - 22324 Equity

Global EquitySunWise Essential 2 CI Black Creek Global Leaders Segregated Bundle 22680 22980 22380 Equity

SunWise Essential 2 CI Black Creek Global Leaders Segregated Fund - - 22330 Equity

SunWise Essential 2 CI Black Creek International Equity Segregated Fund - - 22331 Equity

SunWise Essential 2 CI Cambridge Global Equity Segregated Bundle 22682 22982 22382 Equity

SunWise Essential 2 CI Cambridge Global Equity Segregated Fund - - 22332 Equity

SunWise Essential 2 CI Harbour Foreign Equity Segregated Fund - - 22333 Equity

Managed AssetsSunWise Essential 2 CI Select Income Managed Segregated Fund 22602 22902 22302 Diversified Income / Balanced*

SunWise Essential 2 Portfolio Series Income Segregated Fund 22645 22945 22345 Income

SunWise Essential 2 Portfolio Series Conservative Segregated Fund 22643 22943 22343 Diversified Income / Balanced

SunWise Essential 2 Portfolio Series Conservative Balanced Segregated Fund 22642 22942 22342 Diversified Income / Balanced

SunWise Essential 2 Portfolio Series Balanced Segregated Fund 22641 22941 22341 Diversified Income / Balanced

SunWise Essential 2 Portfolio Series Balanced Growth Segregated Fund 22640 22940 22340 Diversified Income / Balanced

SunWise Essential 2 Portfolio Series Growth Segregated Fund - - 22344 Equity

SunWise Essential 2 Portfolio Series Maximum Growth Segregated Fund - - 22346 Equity

2 Queen Street East, Twentieth Floor, Toronto, Ontario M5C 3G7

Telephone: 416-364-1145 Toll Free: 1-800-268-9374

1602-0303_E (10/16)

FOR ADVISOR USE ONLY – NOT FOR DISTRIBUTION TO CLIENTS

Fund Codes - U.S. dollar mandates – continued

MandateClass O

Fund CodeClass E

Fund CodeClass EF

Fund Code Pricing Classification

Specialty EquitySignature Global Resource Corporate Class 19138 17138 - Equity

Signature Gold Corporate Class 19145 17145 - Equity

Managed Assets: Portfolio Select SeriesSelect Income Managed Corporate Class 19104 17104 - Diversified Income / Balanced*

Select 80i20e Managed Portfolio Corporate Class 19105 17105 - Diversified Income / Balanced*

Select 70i30e Managed Portfolio Corporate Class 19106 17106 - Diversified Income / Balanced*

Select 60i40e Managed Portfolio Corporate Class 19107 17107 - Diversified Income / Balanced

Select 50i50e Managed Portfolio Corporate Class 19108 17108 - Diversified Income / Balanced

Select 40i60e Managed Portfolio Corporate Class 19109 17109 - Diversified Income / Balanced

Select 30i70e Managed Portfolio Corporate Class 19110 17110 - Equity

Select 20i80e Managed Portfolio Corporate Class 19111 17111 - Equity

Select 100e Managed Portfolio Corporate Class 19112 17112 - Equity

Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. Except as described below, mutual funds are not guaranteed, their values change frequently and past performance may not be repeated. In the case of the G5|20 Series funds, Bank of Montreal guarantees that at least the original amount you paid for the fund unit will be paid back to you over a 20-year period in equal monthly instalments. This guarantee does not apply to units redeemed before the end of that period. You will receive the net asset value per unit for any unit redeemed early. Mutual fund securities are not covered by the Canada Deposit Insurance Corporation or by any other government deposit insurer. BMO Financial Group and Bank of Montreal are marketing names (also referred to as trade names or brand names) used by Bank of Montreal. “BMO”, “BMO Financial Group”, “BMO (M-bar roundel symbol) Financial Group”, “Bank of Montreal” and “BMO Capital Markets” are trademarks owned by Bank of Montreal. ®CI Investments, the CI Investments design, Cambridge, Harbour Advisors, Harbour Funds, Synergy Mutual Funds, and CI Guaranteed Retirement Cash Flow Series are registered trademarks of CI Investments Inc. ™Signature Funds, Signature Global Asset Management, Portfolio Select Series, Portfolio Series, G5|20 Series and the G5|20 Series design are trademarks of CI Investments Inc. Cambridge Global Asset Management is a business name of CI Investments Inc. used in connection with its subsidiary, CI Global Investments Inc. Certain portfolio managers of Cambridge Global Asset Management are registered with CI Investments Inc. Sun Life Assurance Company of Canada, a member of the Sun Life Financial group of companies, is the sole issuer of the individual variable annuity contract providing for investment in SunWise Essential Series 2 segregated funds. A description of the key features of the applicable individual variable annuity contract is contained in the Information Folder. ANY AMOUNT THAT IS ALLOCATED TO A SEGREGATED FUND IS INVESTED AT THE RISK OF THE CONTRACT HOLDER AND MAY INCREASE OR DECREASE IN VALUE. Please refer to SunWise Essential Series 2 Contract and Information Folder and any applicable Supplements for full details. ®SunWise is a registered trademark of Sun Life Assurance Company of Canada.

For G5|20 Series’ fund codes for Private Investment Management, please see the current Advisor at a Glance piece available online in the Advisor Resource Centre at www.ci.com/G520, or contact your CI Sales Representative. G5|20 Series is a mutual fund trust mandate and is available in Class O, Canadian dollar, with a Diversified Income/Balanced pricing classification. Please see the latest Simplified Prospectus for this mandate for more detailed information on pricing.