Fund Assure Assure Fund - TATA AIA...

Fund Assure Inv ,estment Report October 2017

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Fund AssureInvestment Report, July 2016

Investment Report, October 2017

FUND MANAGER DETAILS

Sr.No Type of Fund Name of Funds Name of Fund Manager

1 Select Equity Fund

2 Future Select Equity Fund

3 Super Select Equity Fund Ms. Cheenu Gupta

4 Super Select Equity Pension Fund

5 India Consumption Fund

6 Future Equity Pension Fund

7 Top 50 Fund Mr. Nitin Bansal

8 Equity Funds Multi Cap Fund

9 Equity Fund

10 Whole Life Mid Cap Equity Fund

11 Large Cap Equity Fund

12 Top 200 Fund Mr. Rajeev Tewari

13 Infrastructure Fund

14 Pension Equity Fund

15 Liquid Fund

16 Income Fund

17 Short Term Fixed Income Fund

18 Whole Life Short Term Fixed Income Fund

19 Whole Life Income Fund

20 Future Income Pension Fund

21 Bond Fund

22 Apex Pension 20 Investment Fund

23 Discontinued Policy Fund

24 Debt Funds Apex Supreme Investment Fund III Mr. Pankaj Agarwal

25 Policyholders Unclaimed Fund

26 Apex Investment Fund I



29 Apex Pension Investment Fund

30 Apex Plus Investment Fund

31 Apex Supreme Investment Fund

32 Apex Supreme Investment Fund – II

33 Pension Short Term Fixed Income Fund

34 Pension Income Fund

35 Pension Liquid Fund

36 Pension Bond Fund

37 Capital Guarantee Fund

38 Future Capital Guarantee Pension Fund

39 Hybrid Funds 110% Capital Guarantee Fund Ms. Cheenu Gupta, Mr. Pankaj Agarwal

40 Super 110% Capital Guarantee Fund

Summary of number of Funds managed by Fund Managers alongwith details of Equity, Balanced and Debt

1Hybrid FundDebt FundEquity Fund

Investment Report, October 2017

FUND MANAGER DETAILS

41 Aggressive Growth Fund

42 Stable Growth Fund

43 Whole Life Aggressive Growth Fund

44 Whole Life Stable Growth Fund

45 Growth Maximiser Fund

46 Growth Enabler Fund

47 Future Growth Pension Fund

48 Future Balanced Pension Fund Mr. Nitin Bansal, Mr. Pankaj Agarwal

49 Aggressive Flexi Fund

50 Stable Flexi Fund

51 Growth Fund

52 Balanced Fund

53 Pension Balanced Fund

54 Hybrid Funds Pension Maxima Fund

55 Pension Growth Fund

56 Apex Return Lock-In-Fund

57 Apex Return Lock-In-Fund II

58 Apex Plus Return Lock-In-Fund

59 Apex Pension Return Lock-In Fund

60 Apex Pension 10 Return Lock-In Fund

61 Apex Pension 15 Return Lock-In Fund

62 Apex Pension 20 Return Lock-In Fund Mr. Rajeev Tewari, Mr. Pankaj Agarwal

63 Apex Plus Return Lock-In-Fund II

64 Apex Pension Return Lock-In Fund II

65 Apex Pension 10 Return Lock-In Fund II



68 Apex Supreme Return Lock-In-Fund

69 Apex Supreme Return Lock-In Fund II

70 Apex Supreme Return Lock-In Fund III

Name of Fund Manager No. of Funds Managed

Mr. Rajeev Tewari 24

Mr. Nitin Bansal 15

Ms. Cheenu Gupta 9

Mr. Pankaj Agarwal 56

Sr.No Type of Fund Name of Funds Name of Fund ManagerSummary of number of Funds managed by Fund Managers alongwith details of Equity, Balanced and Debt


Fund Assure, Investment Report,

October 2017

Content


Multi Cap Fund

India Consumption Fund

Super Select Equity Pension Fund

Super Select Equity Fund

Infrastructure Fund

Top 200 FundTop 50 Fund

Future Equity Pension Fund

Select Equity Fund

Future Select Equity Fund

Large Cap Equity Fund

Whole Life Mid Cap Equity Fund

Equity Fund

4

Fund Details

Asset Mix

* Money Market & Others includes current assets

Instrument Asset Mix as per F&U Actual Asset Mix

Equity 0% - 100% 99%

Money Market & Others * 0% - 40% 1%

Hybrid FundHybrid FundHybrid FundHybrid Fund

Investment Style Size

Value Blend Growth

Large

Mid

Small

ULIF 001 04/02/04 TEL 110Fund Assure, Investment Report, October 2017

Investment Objective: The primary investment objective of the Fund is to

generate long term capital appreciation from a portfolio that is invested

predominantly in equity and equity linked securities

NAV as on 31 October, 17: ̀ 61.3630

Benchmark: S&P BSE Sensex - 100%

Corpus as on 31 October, 17: ̀ 1,439.12 Crs.

Fund Manager: Mr. Rajeev Tewari

Investment Style

EQUITY FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Instrument AUM

Equity 1,423.94

Debt -

MMI & Others 15.17

Note: The investment income and prices may go down as well as up.“Since Inception” and returns above “1 Year” are

calculated as per CAGR.

Fund Performance

Period Date NAV S&P BSE NAV INDEXSensex Change Change

Last 1 Month 30-Sep-17 58.2248 31283.72 5.39% 6.17%

Last 3 Months 31-Jul-17 60.0184 32514.94 2.24% 2.15%

Last 6 Months 28-Apr-17 55.7274 29918.40 10.11% 11.01%

Last 1 Year 28-Oct-16 51.8602 27941.51 18.32% 18.87%

Last 2 Years 30-Oct-15 47.7416 26656.83 13.37% 11.62%

Last 3 Years 31-Oct-14 49.0857 27865.83 7.73% 6.03%

Last 4 Years 31-Oct-13 37.1965 21164.52 13.33% 11.92%

Last 5 Years 31-Oct-12 32.0204 18505.38 13.89% 12.41%

Since Inception 02-Mar-04 10.0000 5823.17 14.19% 13.58%

98.95%

Equity

MMI & Others

1.05%

Instrument % Of NAV Instrument % Of NAV

Portfolio

Equity 98.95

HDFC Bank Ltd. 7.73

Reliance Industries Ltd. 6.54

Reliance ETF Bank BeES 6.19

Infosys Technologies Ltd. 5.84

ITC Ltd. 4.96

ICICI Bank Ltd. 4.89

Larsen and Toubro Ltd. 4.84

Tata Motors Ltd. 3.97

Maruti Suzuki India Ltd. 3.07

Sun Pharmaceuticals Industries Ltd. 2.72

Tata Consultancy Services Ltd. 2.64

Yes Bank Ltd. 2.38

Hindustan Unilever Ltd. 2.35

Hindalco Industries Ltd. 2.28

Asian Paints Ltd. 2.21

HDFC Ltd. 1.90

Shree Cements Ltd. 1.88

Zee Entertainment Enterprises Ltd. 1.86

NTPC Ltd. 1.76

Other Equity 28.93

MMI & Others 1.05

Total 100.00

14.52%

2.58%

3.03%

4.84%

4.96%

5.65%

6.04%

8.73%

8.79%

10.72%

30.14%

0% 5% 10% 15% 20% 25% 30% 35%

Others

Manufacture of other non-metallic mineral

products

Manufacture of basic metals

Civil engineering

Manufacture of tobacco products

Manufacture of chemicals and chemical

products

Manufacture of pharmaceuticals, medicinal and

chemical products

Manufacture of motor vehicles, trailers and

semi-trailers

Manufacture of coke and refined petroleum

products

Computer programming, consultancy and

related activities

Financial and insurance activities

Hybrid FundDebt FundEquity Fund

5

Fund Details

Asset Mix



Equity 60% - 100% 97%

Debt 0% -




Value Blend Growth

Large

Mid

Small

ULIF 009 04/01/07 WLE 110Fund Assure, Investment Report, October 2017



predominantly in Mid Cap Equity and Mid Cap Equity linked securities.

Investments in large cap equity shares will be restricted to not more than 20%.

NAV as on 31 October, 17: 47.6958

Benchmark: Nifty Free Float Midcap 100 -100%

Corpus as on 31 October, 17: ̀ 2,788.20 Crs.


Investment Style

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WHOLE LIFE MID CAP EQUITY FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Instrument AUM

Equity 2,715.95

Debt -

MMI & Others 72.25



Fund Performance

Period Date NAV Nifty Free Float NAV INDEXMidcap 100 Change Change

Last 1 Month 30-Sep-17 44.8934 18107.95 6.24% 8.12%

Last 3 Months 31-Jul-17 45.1051 18514.60 5.74% 5.75%

Last 6 Months 28-Apr-17 43.4199 18086.45 9.85% 8.25%

Last 1 Year 28-Oct-16 38.3865 15841.35 24.25% 23.59%

Last 2 Years 30-Oct-15 31.7320 13238.50 22.60% 21.61%

Last 3 Years 31-Oct-14 26.4512 11841.10 21.72% 18.25%

Last 4 Years 31-Oct-13 16.0585 7534.80 31.28% 26.96%

Last 5 Years 31-Oct-12 14.5770 7763.05 26.75% 20.32%

Since Inception 08-Jan-07 10.0000 5156.45 15.53% 13.12%

97.41%

2.59%

Equity

MMI & Others


Portfolio

Equity 97.41Bajaj Finance Ltd 3.24Shree Cements Ltd. 2.58Petronet LNG Ltd. 2.32MRF Ltd 2.28Emami Ltd 2.26The Federal Bank Ltd 2.21Page Industries Ltd. 2.16Pidilite Industries Ltd. 2.12Mahindra & Mahindra Financial Services Ltd. 2.07Rural Electrification Corporation Ltd. 2.02Bharat Electronics Ltd 1.99Motherson Sumi Systems Ltd. 1.96Britannia Industries Ltd. 1.95Indian Oil Corp Ltd. 1.90Dixon Technologies India Ltd 1.83Natco Pharma Ltd 1.77AIA Engineering Ltd. 1.73KNR Constructions Ltd 1.63RBL Bank Ltd 1.63Power Finance Corporation Ltd. 1.62SKS Microfinance Ltd 1.51L&T Finance Holdings Ltd 1.46DCB Bank Ltd. 1.42Ceat Ltd 1.34

SKF India Ltd. 1.30Marico Ltd. 1.25Hindalco Industries Ltd. 1.25Container Corporation of India Ltd. 1.24Amara Raja Batteries Ltd. 1.22Finolex Cables Ltd. 1.21Sadbhav Engineering Ltd. 1.13Ashok Leyland Ltd. 1.08Interglobe Aviation Ltd 1.08Biocon Ltd 1.03Hindustan Petroleum Corporation Ltd. 1.02Kansai Nerolac Paints Ltd. 1.00VA Tech Wabag Ltd. 0.99ICICI Prudential Life Insurance Company Ltd 0.97Thermax Ltd. 0.97PSP Projects Ltd. 0.97Havells India Ltd. 0.96United Phosphorous Ltd. 0.93Repco Home Finance Ltd 0.91Reliance ETF PSU Bank BeES 0.90PNB Housing Finance Ltd 0.90Ramkrishna Forgings Ltd 0.90Other Equity 27.18MMI & Others 2.59Total 100.00

29.17%

3.60%

3.82%

4.10%

4.29%

4.69%

4.78%

5.44%

7.09%

8.79%

24.23%

0% 5% 10% 15% 20% 25% 30% 35%

Others

Manufacture of fabricated metals, except machinery andequipment

Manufacture of computer, electronic and optical products

Manufacture of other non-metallic mineral products

Manufacture of rubber and plastics products

Civil engineering

Warehousing and support activities for transportation

Manufacture of electrical equipment

Manufacture of pharmaceuticals, medicinal and chemicalproducts

Manufacture of chemicals and chemical products



6

Fund Details

Asset Mix



Equity 80% - 100% 97%

Debt 0% -




Value Blend Growth

Large

Mid

Small

ULIF 017 07/01/08 TLC 110Fund Assure, Investment Report, October 2017



predominantly in equity and equity linked securities.


Benchmark: Nifty 50 -100%

Corpus as on 31 October, 17: ̀ 803.62 Crs.


Investment Style

`

LARGE CAP EQUITY FUND

Asset Allocation

Sector Allocation

AUM (in Crores)



Fund Performance

Period Date NAV Nifty 50 NAV INDEXChange Change

Last 1 Month 30-Sep-17 21.6418 9788.60 5.23% 5.59%

Last 3 Months 31-Jul-17 22.2922 10077.10 2.16% 2.56%

Last 6 Months 28-Apr-17 20.7220 9304.05 9.90% 11.08%

Last 1 Year 28-Oct-16 19.2323 8638.00 18.41% 19.65%

Last 2 Years 30-Oct-15 17.7014 8065.80 13.42% 13.20%

Last 3 Years 31-Oct-14 17.7268 8322.20 8.71% 7.49%

Last 4 Years 31-Oct-13 13.0579 6299.15 14.92% 13.18%

Last 5 Years 31-Oct-12 11.3347 5619.70 14.97% 12.96%


96.79%

3.21%

Equity

MMI & Others


Portfolio

Equity 96.79

HDFC Bank Ltd. 7.99



ITC Ltd. 5.55







Yes Bank Ltd. 2.75




Zee Entertainment Enterprises Ltd. 2.00

Hindalco Industries Ltd. 1.93

HDFC Ltd. 1.87


State Bank of India 1.67

Bharat Petroleum Corporation Ltd. 1.58

Other Equity 26.09

MMI & Others 3.21

Total 100.00

Instrument AUM

Equity 777.83

Debt -

MMI & Others 25.78

16.06%

2.37%

2.65%

4.68%

5.50%

5.55%

5.73%

8.03%

8.60%

11.04%

29.79%

0% 5% 10% 15% 20% 25% 30% 35%

Others

Electricity, gas, steam and air conditioning supply


Civil engineering




Manufacture of motor vehicles, trailers and semi-trailers

Manufacture of coke and refined petroleum products

Computer programming, consultancy and related activities



7

Fund Details

Asset Mix



Equity 60% - 100% 99%




Value Blend Growth

Large

Mid

Small

ULIF 020 04/02/08 FEP 110Fund Assure, Investment Report, October 2017



predominantly in equity and equity linked securities.




Fund Manager: Mr. Nitin Bansal

Investment Style

`

FUTURE EQUITY PENSION FUND

Asset Allocation

Sector Allocation

AUM (in Crores)



Fund Performance


Last 1 Month 30-Sep-17 25.8103 9788.60 5.68% 5.59%

Last 3 Months 31-Jul-17 26.3777 10077.10 3.41% 2.56%

Last 6 Months 28-Apr-17 24.3781 9304.05 11.89% 11.08%

Last 1 Year 28-Oct-16 22.0394 8638.00 23.76% 19.65%

Last 2 Years 30-Oct-15 19.9399 8065.80 16.96% 13.20%

Last 3 Years 31-Oct-14 19.2993 8322.20 12.22% 7.49%

Last 4 Years 31-Oct-13 14.2262 6299.15 17.67% 13.18%

Last 5 Years 31-Oct-12 12.5553 5619.70 16.79% 12.96%

Since Inception 04-Feb-08 10.0000 5463.50 10.85% 6.76%

98.70%

1.30%

Equity

MMI & Others


Portfolio

Equity 98.70



HDFC Bank Ltd. 5.72

ITC Ltd. 5.37








Yes Bank Ltd. 2.76


Sintex Plastics Technology Ltd. 2.29

Ramkrishna Forgings Ltd 2.23

Bajaj Finance Ltd 2.15

Kotak Mahindra Bank Ltd. 1.95

Interglobe Aviation Ltd 1.93

Petronet LNG Ltd. 1.90


Other Equity 28.49

MMI & Others 1.30

Total 100.00

Instrument AUM

Equity 140.40

Debt -

MMI & Others 1.85

21.07%

2.80%

2.89%

3.63%

5.37%

6.09%

7.73%

8.06%

8.23%

9.07%

25.06%

0% 5% 10% 15% 20% 25% 30%

Others

Manufacture of machinery and equipment n.e.c.




Civil engineering




Computer programming, consultancy and related activities



8

Fund Details

Asset Mix



Equity 0% - 100% 98%

Money Market & Others * 0% - 40% 2%Hybrid FundHybrid FundHybrid FundHybrid FundInstrument AUM

Equity 160.89

Debt -

MMI & Others 2.47


Value Blend Growth

Large

Mid

Small

ULIF 024 06/10/08 TSE 110Fund Assure, Investment Report, October 2017

Investment Objective: The primary investment objective of the fund is to provide

income distribution over a period of medium to long term while at all times

emphasizing the importance of capital appreciation. The fund will invest significant

amount in equity and equity linked instruments specifically excluding companies

predominantly dealing in Gambling, Lotteries/Contests, Animal Produce, Liquor,

Tobacco, Entertainment (Films, TV etc) Hotels, Banks and Financial Institutions.


Benchmark: Nifty500 Shariah - 100%


Fund Manager: Ms. Cheenu Gupta

Investment Style

`

SELECT EQUITY FUND

Asset Allocation

Sector Allocation

AUM (in Crores)



Fund Performance

Period Date NAV Nifty500 NAV INDEXShariah Change Change

Last 1 Month 30-Sep-17 43.7270 2846.11 7.19% 6.50%

Last 3 Months 31-Jul-17 43.3402 2816.03 8.15% 7.64%

Last 6 Months 28-Apr-17 41.6417 2650.36 12.56% 14.37%

Last 1 Year 28-Oct-16 36.6748 2405.23 27.81% 26.02%

Last 2 Years 30-Oct-15 33.2260 2171.59 18.77% 18.14%

Last 3 Years 31-Oct-14 29.9939 2057.13 16.05% 13.79%

Last 4 Years 31-Oct-13 20.9464 1508.66 22.31% 19.06%

Last 5 Years 31-Oct-12 18.2272 1295.54 20.79% 18.53%

Since Inception 06-Oct-08 10.0000 844.46 18.56% 15.12%

Equity

MMI & Others(Non Interest Bearing)

98.49%1.51%


Portfolio

Equity 98.49


Ultratech Cement Ltd. 4.67


Eicher Motors Ltd. 3.93

Indian Oil Corp Ltd. 3.90

GAIL (India) Ltd. 3.60

Hero Motocorp Ltd. 3.59


Motherson Sumi Systems Ltd. 3.22

Natco Pharma Ltd 3.19


Biocon Ltd 2.83

Titan Industries Ltd. 2.76

Apollo Tyres Ltd. 2.75


Tata Steel Ltd. 2.50


United Phosphorous Ltd. 2.36


Havells India Ltd. 2.08

Britannia Industries Ltd. 2.01


Other Equity 26.72

MMI & Others (Non Interest Bearing) 1.51

Total 100.00

20.43%

4.07%

4.34%

4.88%

5.47%

7.52%

8.02%

9.75%

10.13%

11.72%

13.66%

0% 5% 10% 15% 20% 25%

Others


Retail trade, except of motor vehicles and motorcycles


Civil engineering

Manufacture of other transport equipment







9

Fund Details

Hybrid FundHybrid FundHybrid FundHybrid FundInstrument AUM

Equity 23.51

Debt -

MMI & Others 0.47


Value Blend Growth

Large

Mid

Small

ULIF 023 06/10/08 FSE 110Fund Assure, Investment Report, October 2017











Investment Style

`

FUTURE SELECT EQUITY FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Asset Mix



Equity 0% - 100% 98%




Fund Performance


Last 1 Month 30-Sep-17 43.3147 2846.11 7.25% 6.50%

Last 3 Months 31-Jul-17 42.7022 2816.03 8.79% 7.64%

Last 6 Months 28-Apr-17 41.0543 2650.36 13.15% 14.37%

Last 1 Year 28-Oct-16 36.1357 2405.23 28.56% 26.02%

Last 2 Years 30-Oct-15 32.4192 2171.59 19.71% 18.14%

Last 3 Years 31-Oct-14 29.0745 2057.13 16.91% 13.79%

Last 4 Years 31-Oct-13 20.3265 1508.66 22.95% 19.06%

Last 5 Years 31-Oct-12 17.6120 1295.54 21.41% 18.53%


Equity


98.03% 1.97%


Portfolio

Equity 98.03












Biocon Ltd 2.85







Thermax Ltd. 2.25

Bata India Ltd 2.20


Other Equity 27.65


Total 100.00

21.72%

4.08%

4.11%

4.39%

5.12%

7.43%

8.18%

9.37%

10.28%

11.76%

13.55%

0% 5% 10% 15% 20% 25%

Others




Civil engineering








10

Fund Details



Value Blend Growth

Large

Mid

Small

ULIF 026 12/01/09 ITF 110Fund Assure, Investment Report, October 2017

Investment Objective: The Top 50 fund will invest primarily in select stocks and

equity linked instruments which are a part of Nifty 50 Index with a focus on

generating long term capital appreciation. The fund will not replicate the index but

aim to attain performance better than the performance of the Index. As a defensive

strategy arising out of market conditions, the scheme may also invest in debt and

money market instruments.





Investment Style

`

TOP 50 FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Asset Mix



Equity 60% - 100% 96%

Money Market & Others * 0% - 40% 4%Instrument AUM

Equity 47.43

Debt -

MMI & Others 1.87



Fund Performance


Last 1 Month 30-Sep-17 32.1642 9788.60 5.67% 5.59%

Last 3 Months 31-Jul-17 33.2687 10077.10 2.17% 2.56%

Last 6 Months 28-Apr-17 30.4615 9304.05 11.58% 11.08%

Last 1 Year 28-Oct-16 28.1241 8638.00 20.85% 19.65%

Last 2 Years 30-Oct-15 25.9580 8065.80 14.43% 13.20%

Last 3 Years 31-Oct-14 26.1338 8322.20 9.16% 7.49%

Last 4 Years 31-Oct-13 19.6653 6299.15 14.66% 13.18%

Last 5 Years 31-Oct-12 17.3385 5619.70 14.41% 12.96%


Equity

MMI & Others

96.22% 3.78%


Portfolio

Equity 96.22


HDFC Bank Ltd. 8.39



ITC Ltd. 5.95







NTPC Ltd. 3.47


Other Equity 26.10

MMI & Others 3.78

Total 100.00

14.04%

2.95%

3.47%

3.58%

4.80%

5.95%

7.21%

7.27%

8.73%

10.04%

31.96%

0% 5% 10% 15% 20% 25% 30% 35%

Others

Manufacture of pharmaceuticals, medicinal andchemical products



Civil engineering




Computer programming, consultancy and relatedactivities

Manufacture of coke and refined petroleumproducts



11

Fund Details


Equity 116.87

Debt -

MMI & Others 1.88


Value Blend Growth

Large

Mid

Small

ULIF 027 12/01/09 ITT 110Fund Assure, Investment Report, October 2017

Investment Objective: The Top 200 fund will invest primarily in select stocks and

equity linked instruments which are a part of BSE 200 Index with a focus on

generating long term capital appreciation. The fund will not replicate the index but

aim to attain performance better than the performance of the Index. As a defensive

strategy arising out of market conditions, the scheme may also invest in debt and

money market instruments.


Benchmark: S&P BSE 200 - 100%



Investment Style

`

TOP 200 FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Asset Mix



Equity 60% - 100% 98%




Fund Performance

Period Date NAV S&P BSE 200 NAV INDEXChange Change

Last 1 Month 30-Sep-17 39.7193 4280.88 7.05% 6.08%

Last 3 Months 31-Jul-17 41.1408 4381.53 3.35% 3.65%

Last 6 Months 28-Apr-17 39.0923 4082.97 8.77% 11.22%

Last 1 Year 28-Oct-16 36.0822 3754.45 17.84% 20.96%

Last 2 Years 30-Oct-15 32.5188 3404.18 14.35% 15.50%

Last 3 Years 31-Oct-14 30.2275 3392.39 12.05% 10.21%

Last 4 Years 31-Oct-13 20.9344 2490.49 19.38% 16.20%

Last 5 Years 31-Oct-12 19.0705 2276.15 17.39% 14.81%


Equity

MMI & Others

98.41%

1.59%


Portfolio

Equity 98.41Reliance Industries Ltd. 6.02Infosys Technologies Ltd. 4.81HDFC Bank Ltd. 4.57ICICI Bank Ltd. 4.17Tata Motors Ltd. 4.09Natco Pharma Ltd 4.08Larsen and Toubro Ltd. 3.55Bharat Petroleum Corporation Ltd. 2.74Indusind Bank Ltd. 2.70ITC Ltd. 2.35Motherson Sumi Systems Ltd. 2.31Asian Paints Ltd. 2.24Tata Consultancy Services Ltd. 2.21Kotak Mahindra Bank Ltd. 2.16

HDFC Ltd. 2.16AIA Engineering Ltd. 2.12Sun Pharmaceuticals Industries Ltd. 2.10Repco Home Finance Ltd 2.09SKF India Ltd. 2.08Maruti Suzuki India Ltd. 2.07Engineers India Ltd. 1.77Voltas Ltd. 1.67Container Corporation of India Ltd. 1.64State Bank of India 1.55HCL Technologies Ltd. 1.44Zee Entertainment Enterprises Ltd. 1.37Other Equity 28.38MMI & Others 1.59Total 100.00

21.01%

3.21%

3.64%

3.73%

4.89%

6.71%

8.46%

8.48%

8.76%

8.83%

22.28%

0% 5% 10% 15% 20% 25%

Others

Manufacture of machinery and equipment n.e.c.

Manufacture of fabricated metals, exceptmachinery and equipment



Civil engineering







12

Fund Details


Value Blend Growth

Large

Mid

Small

ULIF 034 16/10/09 TIS 110Fund Assure, Investment Report, October 2017

Investment Objective: The Investment Objective of the Scheme is to provide long-term capital appreciation by investing predominantly in a diversified basket of equity and equity related securities of companies engaged in or expected to benefit directly or indirectly from the growth and development of infrastructure.

The Infrastructure Fund will invest a significant percentage (65% to 100%) of the fund in Equity & Equity related instrument of Infrastructure / infrastructure related companies and/or (0% to 35%) Equity & Equity related instrument of companies other than above and/or (0% to 35%) in Debt and Cash/ Money Market instruments (including CP/CD).





Investment Style

`

INFRASTRUCTURE FUND

Asset Allocation

Sector Allocation

Asset Mix



Equity 65% - 100% 97%

Debt , Money Market & Others * 0% - 35% 3%

Modified Duration 0.61

Rating Profile


AUM (in Crores)

Instrument AUM

Equity 20.07

Debt 0.07

MMI & Others 0.52



Fund Performance


Last 1 Month 30-Sep-17 18.1352 9788.60 8.19% 5.59%

Last 3 Months 31-Jul-17 18.1432 10077.10 8.14% 2.56%

Last 6 Months 28-Apr-17 17.8637 9304.05 9.83% 11.08%

Last 1 Year 28-Oct-16 15.4769 8638.00 26.77% 19.65%

Last 2 Years 30-Oct-15 14.1108 8065.80 17.92% 13.20%

Last 3 Years 31-Oct-14 13.7068 8322.20 12.70% 7.49%

Last 4 Years 31-Oct-13 8.8980 6299.15 21.86% 13.18%

Last 5 Years 31-Oct-12 8.9736 5619.70 16.94% 12.96%


Equity

MMI & Others

Corporate Bonds

97.17%

2.51%

0.32%

AAA & Equivalent


Portfolio

Equity 97.17




Bharat Electronics Ltd 4.91

Nagarjuna Construction Co. Ltd. 4.22

Gujarat Gas Ltd 4.00

SKF India Ltd. 3.98

Sadbhav Engineering Ltd. 3.97



HDFC Bank Ltd. 3.50

Hindustan Petroleum Corporation Ltd. 3.25


Voltas Ltd. 2.75

Cummins India Ltd. 2.69

AIA Engineering Ltd. 2.33

NTPC Ltd. 2.19


Crompton Greaves Consumer Electricals Ltd 2.14

Container Corporation of India Ltd. 2.12

Other Equity 25.53

8.49% NTPC Ltd. 25-Mar-25 0.32

MMI & Others 2.51

Corporate Bonds 0.32

Total 100.00

88.32%

11.68%

Sovereign

21.55%

4.00%

4.56%

4.91%

5.50%

7.19%

7.49%

9.16%

9.72%

11.41%

14.50%

0% 5% 10% 15% 20% 25%

Others

Land transport and transport via pipelines


Manufacture of computer, electronic and optical products







Civil engineering


13

Fund Details



Value Blend Growth

Large

Mid

Small

ULIF 035 16/10/09 TSS 110Fund Assure, Investment Report, October 2017











Investment Style

`

SUPER SELECT EQUITY FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Asset Mix



Equity 60% - 100% 99%

Money Market & Others * 0% - 40% 1%Instrument AUM

Equity 617.93

Debt -

MMI & Others 7.38



Fund Performance


Last 1 Month 30-Sep-17 29.4807 2846.11 7.18% 6.50%

Last 3 Months 31-Jul-17 29.2028 2816.03 8.20% 7.64%

Last 6 Months 28-Apr-17 28.0046 2650.36 12.83% 14.37%

Last 1 Year 28-Oct-16 24.5703 2405.23 28.61% 26.02%

Last 2 Years 30-Oct-15 22.2005 2171.59 19.30% 18.14%

Last 3 Years 31-Oct-14 19.8242 2057.13 16.81% 13.79%

Last 4 Years 31-Oct-13 13.6602 1508.66 23.33% 19.06%

Last 5 Years 31-Oct-12 11.8568 1295.54 21.66% 18.53%


Equity


98.82%

1.18%


Portfolio

Equity 98.82












Biocon Ltd 2.87






Thermax Ltd. 2.38



Havells India Ltd. 2.15

Other Equity 28.05


Total 100.00

20.49%

4.07%

4.35%

5.00%

5.69%

7.45%

8.25%

9.13%

10.29%

12.02%

13.25%

0% 5% 10% 15% 20% 25%

Others




Civil engineering








14

Fund Details


Equity 20.99

Debt -

MMI & Others 0.36


Value Blend Growth

Large

Mid

Small

ULIF 037 04/01/10 FSS 110Fund Assure, Investment Report, October 2017











Investment Style

`

SUPER SELECT EQUITY PENSION FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Asset Mix



Equity 60% - 100% 98%




Fund Performance


Last 1 Month 30-Sep-17 28.0485 2846.11 7.25% 6.50%

Last 3 Months 31-Jul-17 27.6802 2816.03 8.68% 7.64%

Last 6 Months 28-Apr-17 26.6004 2650.36 13.09% 14.37%

Last 1 Year 28-Oct-16 23.4614 2405.23 28.22% 26.02%

Last 2 Years 30-Oct-15 21.0436 2171.59 19.56% 18.14%

Last 3 Years 31-Oct-14 18.7489 2057.13 17.07% 13.79%

Last 4 Years 31-Oct-13 12.8525 1508.66 23.69% 19.06%

Last 5 Years 31-Oct-12 11.1633 1295.54 21.93% 18.53%


Equity


98.30%

1.70%


Portfolio

Equity 98.30












Biocon Ltd 2.88







Thermax Ltd. 2.30

Bata India Ltd 2.28


Other Equity 27.87


Total 100.00

21.80%

4.05%

4.22%

4.37%

4.94%

7.40%

7.94%

9.65%

10.30%

11.74%

13.59%

0% 5% 10% 15% 20% 25%

Others




Civil engineering








15



Fund Performance


Last 1 Month 30-Sep-17 14.0006 4280.88 4.39% 6.08%

Last 3 Months 31-Jul-17 14.0177 4381.53 4.26% 3.65%

Last 6 Months 28-Apr-17 13.0616 4082.97 11.90% 11.22%

Last 1 Year 28-Oct-16 11.7094 3754.45 24.82% 20.96%

Last 2 Years 30-Oct-15 9.8826 3404.18 21.61% 15.50%


Fund Details

Asset Mix



Equity 60% - 100% 88%

Debt 0% - 40% -

Money Market & Others * 0% - 40% 12%Hybrid FundHybrid FundHybrid FundHybrid FundInstrument AUM

Equity 0.32

Debt -

MMI & Others 0.04


Value Blend Growth

Large

Mid

Small

ULIF 061 15/07/14 ICF 110Fund Assure, Investment Report, October 2017


generate capital appreciation in the long term by investing in a diversified portfolio

of companies which would benefit from India’s Domestic Consumption growth

story. The India Consumption Fund could provide an investment opportunity in the

theme of rising consumption power in India for long term returns.


Benchmark: S&P BSE 200 – 100%



Investment Style

`

INDIA CONSUMPTION FUND

Asset Allocation

Sector Allocation

AUM (in Crores)

Equity

MMI & Others

88.11%11.89%


Portfolio

Equity 88.11Maruti Suzuki India Ltd. 7.26HDFC Bank Ltd. 5.74Eicher Motors Ltd. 4.45Ultratech Cement Ltd. 4.38Zee Entertainment Enterprises Ltd. 3.97MRF Ltd 3.67Hero Motocorp Ltd. 3.19United Phosphorous Ltd. 2.83Bajaj Finance Ltd 2.78ICICI Bank Ltd. 2.71Oil and Natural Gas Corpn Ltd. 2.51Indian Oil Corp Ltd. 2.21Havells India Ltd. 2.17GAIL (India) Ltd. 1.93ITC Ltd. 1.83Reliance Industries Ltd. 1.61

Apollo Tyres Ltd. 1.56Pidilite Industries Ltd. 1.55Britannia Industries Ltd. 1.54Yes Bank Ltd. 1.52RBL Bank Ltd 1.45IIFL Holdings Ltd 1.35Bata India Ltd 1.34TTK Prestige Ltd. 1.26Interglobe Aviation Ltd 1.21Natco Pharma Ltd 1.20Madras Cements Ltd. 1.19ICICI Prudential Life Insurance Company Ltd 1.18Titan Industries Ltd. 1.18Other Equity 17.33MMI & Others 11.89Total 100.00

28.24%

3.83%

3.93%

3.97%

4.92%

5.23%

6.47%

7.64%

7.91%

8.09%

19.77%

0% 5% 10% 15% 20% 25% 30%

Others



Broadcasting and programming activities



Manufacture of other non-metallic mineralproducts


Manufacture of chemicals and chemicalproducts

Manufacture of motor vehicles, trailers andsemi-trailers





Fund Performance


Last 1 Month 30-Sep-17 13.6589 4280.88 5.12% 6.08%

Last 3 Months 31-Jul-17 13.9313 4381.53 3.07% 3.65%

Last 6 Months 28-Apr-17 13.1537 4082.97 9.16% 11.22%

Last 1 Year 28-Oct-16 11.5792 3754.45 24.00% 20.96%

Last 2 Years 30-Oct-15 9.9953 3404.18 19.86% 15.50%


16

Fund Details


Equity 0.70

Debt -

MMI & Others 0.21


Value Blend Growth

Large

Mid

Small

ULIF 060 15/07/14 MCF 110Fund Assure, Investment Report, October 2017


generate capital appreciation in the long term by investing in a diversified portfolio

of Large Cap and Mid Cap companies. The allocation between Large Cap and Mid

Cap companies will be largely a function of the relative valuations of Large Cap

companies as against Mid Cap companies.


Benchmark: S&P BSE 200 – 100%



Investment Style

`

MULTI CAP FUND

Asset Allocation

AUM (in Crores)

Equity

MMI & Others77.09%

22.91%

Asset Mix



Equity 60% - 100% 77%

Debt 0% - 40% -


Sector Allocation


Portfolio

Equity 77.09Maruti Suzuki India Ltd. 6.47Mahindra & Mahindra Financial Services Ltd. 3.78HDFC Bank Ltd. 2.99PI Industries Ltd. 2.98Tech Mahindra Ltd. 2.64Kalpataru Power Transmission Ltd. 2.46ICICI Bank Ltd. 2.41Dixon Technologies India Ltd 2.23Apollo Tyres Ltd. 2.19Interglobe Aviation Ltd 2.18Reliance Industries Ltd. 2.16Sintex Plastics Technology Ltd. 1.92Hindustan Petroleum Corporation Ltd. 1.86GAIL (India) Ltd. 1.78Ramkrishna Forgings Ltd 1.75Bharat Heavy Electricals Ltd. 1.71Repco Home Finance Ltd 1.69Ujjivan Financial Services Ltd 1.67The Federal Bank Ltd 1.60Bharat Electronics Ltd 1.59Bank of Baroda 1.49

MRF Ltd 1.45Hindustan Unilever Ltd. 1.45Quess Corp Ltd 1.44RBL Bank Ltd 1.44Amara Raja Batteries Ltd. 1.42Havells India Ltd. 1.38Igarashi Motors India Ltd 1.34Coromandel International Ltd. 1.32Yes Bank Ltd. 1.32SKF India Ltd. 1.26Sesa Goa Ltd. 1.22Asian Paints Ltd. 1.12Pidilite Industries Ltd. 1.11Bharti Airtel Ltd. 1.09Insecticides India Ltd 1.02ITC Ltd. 1.02Hindalco Industries Ltd. 0.92Other Equity 6.24MMI & Others 22.91Total 100.00

40.07%

2.42%

2.64%

3.64%

3.82%

4.02%

4.14%

4.17%

6.47%

9.01%

19.59%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Others

Manufacture of fabricated metals, except machineryand equipment



Manufacture of computer, electronic and opticalproducts



Civil engineering






October 2017

Content

17

Liquid Fund Income FundShort Term Fixed

Income Fund

Whole Life Short Term Fixed Income Fund

Bond FundDiscontinued

Policy Fund

Whole Life Income Fund

Apex Pension 20 Investment Fund

Future Income Pension Fund

Policyholders Unclaimed Fund


18


reasonable returns, commensurate with low risk while providing a high level of

liquidity, through investments made primarily in money market and debt securities.

The fund will have no investments in equity or equity linked instruments at any point

in time.


Benchmark: CRISIL Liquid Fund Index -100%


Fund Manager: Mr. Pankaj Agarwal

Investment Style

Fund Details

Modified Duration

Credit Quality Interest Rate

Sensitivity


High Mid Low

High

Mid

Low

AUM (in Crores)

ULIF 003 04/02/04 TLL 110Fund Assure, Investment Report, October 2017

LIQUID FUND

0.48

Portfolio - Top 10 Holdings

Instrument % Of NAV

MMI & Others 100.00

Total 100.00

Portfolio

Asset Mix


Equity 0% -





Fund Performance

Period Date NAV Crisil Liquid NAV INDEX Fund Index Change Change

Last 1 Month 30-Sep-17 23.9288 2774.68 0.44% 0.53%

Last 3 Months 31-Jul-17 23.7207 2745.32 1.33% 1.61%

Last 6 Months 28-Apr-17 23.4003 2698.92 2.71% 3.36%

Last 1 Year 28-Oct-16 22.7495 2612.74 5.65% 6.77%

Last 2 Years 30-Oct-15 21.3490 2428.35 6.10% 7.18%

Last 3 Years 31-Oct-14 19.8379 2240.57 6.61% 7.58%

Last 4 Years 31-Oct-13 18.3180 2050.12 7.03% 8.00%

Last 5 Years 31-Oct-12 16.9288 1883.54 7.26% 8.17%


Equity -

Debt -

MMI & Others 12.40

Instrument AUM

Rating Profile

Asset Allocation

Maturity Profile

AAA & Equivalent

Sector Allocation

100.00%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year

MMI & Others

78.10%

100.00%

19.56%

2.34%

A1+

Sovereign

0.09%

21.88%

78.03%

0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

Others


Government Of India


19

Investment Objective: The primary investment objective of the Fund is to generate

income through investing in a range of debt and money market instruments of

various maturities with a view to maximizing the optimal balance between yield,

safety and liquidity. The Fund will have no investments in equity or equity linked

instruments at any point in time.


Benchmark: CRISIL Composite Bond Fund Index -100%



Investment Style

Fund Details

Modified Duration


SensitivityHigh Mid Low

High

Mid

Low

5.30

ULIF 002 04/02/04 TIL 110Fund Assure, Investment Report, October 2017

INCOME FUND


Portfolio


7.95% HDFC Bank Ltd. 21-Sep-26 7.12

7.71% NABARD 17-Mar-32 (GOI S) 7.09

7.00% Reliance Industries Ltd 31-Aug-22 6.78

2.00% Tata Steel Ltd. 23-Apr-22 5.51

8.85% Yes Bank Ltd. 24-Feb-25 4.16

7.49% HDFC Ltd. 25-Jan-19 4.12

7.60% PFC Ltd. 20-Feb-27(GOI S) 3.72

8.19% IRFC Ltd. 27-Apr-19 3.62

7.1455% Kotak Mahindra Prime Ltd. 16-Jan-19 3.56

10.40% Reliance Ports & Terminals Ltd. 18-Jul-21 3.32

Other Corporate Bonds 3.97

8.15% GOI 24-Nov-26 11.46

6.90% GOI 04-Feb-26 10.84

7.62% Gujarat SDL 01-Nov-27 6.08

7.72% GOI 26-Oct-55 5.08

8.24% GOI 10-Nov-33 3.70

7.06% GOI 10-Oct-46 2.68

Government Securities 39.85

MMI & Others 7.19

Total 100.00

Asset Mix


Equity 0% -




AUM (in Crores)



Fund Performance

Period Date NAV Crisil Composite NAV INDEX Bond Fund Index Change Change

Last 1 Month 30-Sep-17 25.6113 2945.53 0.04% 0.08%

Last 3 Months 31-Jul-17 25.5592 2927.68 0.25% 0.69%

Last 6 Months 28-Apr-17 24.5767 2821.59 4.26% 4.48%

Last 1 Year 28-Oct-16 24.2205 2749.04 5.79% 7.23%

Last 2 Years 30-Oct-15 21.6624 2462.42 8.76% 9.41%

Last 3 Years 31-Oct-14 19.3992 2219.05 9.72% 9.93%

Last 4 Years 31-Oct-13 17.4427 1986.44 10.09% 10.37%

Last 5 Years 31-Oct-12 16.5060 1893.77 9.19% 9.25%


Rating Profile

Asset Allocation

Sector Allocation49.23%

38.20%

5.28%

3.99%

AAA & Equivalent

Sovereign

AA

AA+

A1+

Corporate Bonds

Government Securities

MMI & Others52.97%

39.85%

7.19%

Maturity Profile

3.29%

7.19%11.30% 15.60%

65.91%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1Year

1-3 Years 3-6 Years 6 Years andAbove

Instrument AUM

Equity -

Debt 67.95

MMI & Others 5.26

-4.31%

3.32%

5.51%

6.08%

6.78%

11.28%

33.77%

37.58%

-10% -5% 0% 5% 10% 15% 20% 25% 30% 35% 40%

Cash Bank & Others

Warehousing and support activities fortransportation


State Government


Infrastructure - Long Term Bonds - BFSI

Government Of India



20


stable returns by investing in fixed income securities having shorter maturity

periods. Under normal circumstances, the average maturity of the Fund may be in

the range of 1-3 years.


Benchmark: CRISIL Short Term Bond Fund Index -100%



Investment Style

Fund Details

Modified Duration



1.07

AUM (in Crores)

Portfolio

ULIF 008 01/07/06 TFL 110Fund Assure, Investment Report, October 2017

SHORT TERM FIXED INCOME FUND



High

Mid

Low



7.28% GOI 03-Jun-19 21.82

7.83% GOI 11-Apr-18 11.15

6.05% GOI 02-Feb-19 8.16

9.30% Blue Dart Express Ltd. 20-Nov-17 7.05

6.78% Reliance Industries Ltd 16-Sep-20 6.26

8.37% REC Ltd. 14-Aug-20 5.86

7.20% IRFC Ltd. 31-May-20 4.43

8.25% Bajaj Finance Ltd. 19-Aug-19 3.21

7.90% Bajaj Finance Ltd. 27-Sep-19 3.20

0.00% NHB 24-Dec-18 2.61

8.55% IRFC Ltd. 15-Jan-19 1.28

11.00% IOC Ltd. 10-Sep-18 0.65

9.00% EXIM Bank 10-Jan-19 0.64

MMI & Others 23.68

Total 100.00

Asset Mix


Equity 0% -





Fund Performance

Period Date NAV Crisil Short Term NAV INDEX Bond Fund Index Change Change

Last 1 Month 30-Sep-17 22.3079 2988.03 0.46% 0.41%

Last 3 Months 31-Jul-17 22.1359 2961.12 1.24% 1.32%

Last 6 Months 28-Apr-17 21.7187 2890.03 3.19% 3.82%

Last 1 Year 28-Oct-16 21.1259 2794.98 6.08% 7.35%

Last 2 Years 30-Oct-15 19.5252 2555.26 7.14% 8.36%

Last 3 Years 31-Oct-14 18.0269 2336.77 7.53% 8.69%

Last 4 Years 31-Oct-13 16.5320 2124.14 7.90% 9.02%

Last 5 Years 31-Oct-12 15.2751 1961.50 7.97% 8.87%

Since Inception 01-Jul-06 10.0000 1242.00 7.37% 8.09%

Rating Profile

Asset Allocation


41.38%

7.38%

Sovereign

AAA & Equivalent

AA


Corporate Bonds

MMI & Others

41.13%

35.20%

23.68%

Maturity Profile

42.53%

57.47%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year 1-3 Years

Instrument AUM

Equity -

Debt 12.13

MMI & Others 3.76

12.29%

6.91%

7.05%

32.62%

41.13%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Others


Postal and courier activities


Government Of India


21


stable returns by investing in fixed income securities having shorter maturity

periods. Under normal circumstances, the average maturity of the Fund may be in

the range of 1-3 years.


Benchmark: CRISIL Short Term Bond Fund Index -100%



Investment Style

Fund Details

Modified Duration

Asset Mix



Equity 0% -

Debt 60% - 100% 84%



Equity -

Debt 109.13

MMI & Others 21.21



9.30% Blue Dart Express Ltd. 20-Nov-17 8.07

7.20% IRFC Ltd. 31-May-20 6.94

8.37% REC Ltd. 14-Aug-20 6.90

6.78% Reliance Industries Ltd 16-Sep-20 6.49

8.43% IDFC Bank Ltd. 02-Feb-18 3.54

8.25% Bajaj Finance Ltd. 19-Aug-19 3.37

7.90% Bajaj Finance Ltd. 27-Sep-19 3.35

0.00% NHB 24-Dec-18 2.40

1.12

AUM (in Crores)

Portfolio

ULIF 013 04/01/07 WLF 110Fund Assure, Investment Report, October 2017

WHOLE LIFE SHORT TERM FIXED INCOME FUND



High

Mid

Low

9.30% PGC Ltd. 28-Jun-20 0.71

11.00% IOC Ltd. 10-Sep-18 0.63


7.28% GOI 03-Jun-19 19.57

7.83% GOI 11-Apr-18 12.71

6.05% GOI 02-Feb-19 8.49


MMI & Others 16.27

Total 100.00



Fund Performance

Period Date NAV Crisil Short Term NAV INDEX Bond Fund Index Change Change

Last 1 Month 30-Sep-17 21.8697 2988.03 0.49% 0.41%

Last 3 Months 31-Jul-17 21.6924 2961.12 1.31% 1.32%

Last 6 Months 28-Apr-17 21.2841 2890.03 3.26% 3.82%

Last 1 Year 28-Oct-16 20.6737 2794.98 6.30% 7.35%

Last 2 Years 30-Oct-15 19.0750 2555.26 7.34% 8.36%

Last 3 Years 31-Oct-14 17.5310 2336.77 7.83% 8.69%

Last 4 Years 31-Oct-13 16.0462 2124.14 8.18% 9.02%

Last 5 Years 31-Oct-12 14.8131 1961.50 8.21% 8.87%


Rating Profile

Asset Allocation

Sector Allocation

Corporate Bonds


MMI & Others

42.95%

40.78%

16.27%

Maturity Profile

41.23%

58.77%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year 1-3 Years

47.99%

43.75%

8.27%

AAA & Equivalent

Sovereign

AA

4.33%

0.71%

7.12%

8.07%

39.00%

40.78%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Others



Postal and courier activities


Government Of India


22










Investment Style

Fund Details

Modified Duration

Asset Mix



Equity 0% -

Debt 60% - 100% 87%






7.71% NABARD 17-Mar-32 (GOI S) 6.95



7.49% HDFC Ltd. 25-Jan-19 3.76


8.85% Yes Bank Ltd. 24-Feb-25 3.43

8.19% IRFC Ltd. 27-Apr-19 3.43

7.60% PFC Ltd. 20-Feb-27(GOI S) 3.36


5.01

AUM (in Crores)

Portfolio

Sector Allocation

ULIF 012 04/01/07 WLI 110Fund Assure, Investment Report, October 2017

WHOLE LIFE INCOME FUND



High

Mid

Low


8.15% GOI 24-Nov-26 10.72

6.90% GOI 04-Feb-26 10.69


7.72% GOI 26-Oct-55 5.09

8.24% GOI 10-Nov-33 3.76

7.06% GOI 10-Oct-46 2.69


MMI & Others 12.55

Total 100.00



Fund Performance


Last 1 Month 30-Sep-17 23.4400 2945.53 0.11% 0.08%

Last 3 Months 31-Jul-17 23.3622 2927.68 0.44% 0.69%

Last 6 Months 28-Apr-17 22.5049 2821.59 4.27% 4.48%

Last 1 Year 28-Oct-16 22.0831 2749.04 6.26% 7.23%

Last 2 Years 30-Oct-15 19.7558 2462.42 8.98% 9.41%

Last 3 Years 31-Oct-14 17.6535 2219.05 9.95% 9.93%

Last 4 Years 31-Oct-13 15.7956 1986.44 10.40% 10.37%

Last 5 Years 31-Oct-12 14.9077 1893.77 9.50% 9.25%


Rating Profile

Asset Allocation

Sector Allocation

Corporate Bonds


MMI & Others

48.44%

39.01%

12.55%

Maturity Profile

Instrument AUM

Equity -

Debt 257.46

MMI & Others 36.95

AAA & Equivalent

Sovereign

AA

AA+

A1+49.57%

39.28%

3.12%

4.75%

3.28%

-2.38%

3.15%

4.96%

6.07%

6.87%

10.44%

32.94%

37.94%

-5% 0% 5% 10% 15% 20% 25% 30% 35% 40%

Cash Bank & Others



State Government



Government Of India


12.55% 14.98%

61.84%

10.62%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year 3-6 Years 6 Years andAbove

1-3 Years


23










Investment Style

Fund Details

Modified Duration





7.71% NABARD 17-Mar-32 (GOI S) 6.78



8.85% Yes Bank Ltd. 24-Feb-25 3.82

8.19% IRFC Ltd. 27-Apr-19 3.71

7.60% PFC Ltd. 20-Feb-27(GOI S) 3.67



8.70% IDFC Bank Ltd. 20-May-25 2.57

5.04

AUM (in Crores)

Portfolio

ULIF 022 04/02/08 FIP 110Fund Assure, Investment Report, October 2017

FUTURE INCOME PENSION FUND



High

Mid

Low


MMI & Others 14.40

Total 100.00

8.15% GOI 24-Nov-26 11.70

6.90% GOI 04-Feb-26 10.53


7.72% GOI 26-Oct-55 5.03

8.24% GOI 10-Nov-33 3.29

7.06% GOI 10-Oct-46 2.71

Asset Mix


Equity 0% -





Fund Performance


Last 1 Month 30-Sep-17 21.5165 2945.53 0.07% 0.08%

Last 3 Months 31-Jul-17 21.4625 2927.68 0.32% 0.69%

Last 6 Months 28-Apr-17 20.6528 2821.59 4.25% 4.48%

Last 1 Year 28-Oct-16 20.2968 2749.04 6.08% 7.23%

Last 2 Years 30-Oct-15 18.1277 2462.42 8.98% 9.41%

Last 3 Years 31-Oct-14 16.2146 2219.05 9.91% 9.93%

Last 4 Years 31-Oct-13 14.5773 1986.44 10.24% 10.37%

Last 5 Years 31-Oct-12 13.7848 1893.77 9.33% 9.25%

Since Inception 04-Feb-08 10.0000 1404.20 8.19% 7.91%

Rating Profile

Asset Allocation


40.99%

5.66%

3.66%

Corporate Bonds


MMI & Others

AAA & Equivalent

Sovereign

AA

AA+

A1+

46.27%

39.33%

14.40%

Maturity Profile

3.37%

14.40%7.35%

15.26%

62.99%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year 1-3 Years 3-6 Years 6 Years and Above

Instrument AUM

Equity -

Debt 14.12

MMI & Others 2.38

-0.88%

3.35%

5.90%

6.01%

6.08%

10.63%

33.25%

35.65%

-5% 0% 5% 10% 15% 20% 25% 30% 35% 40%

Cash Bank & Others




State Government


Government Of India



24

Investment Objective: The objective of the scheme is to invest in Government

Bonds and highly rated Fixed income instruments. The primary objective of the fund

is to conserve capital while generating income by investing in short to medium term

debt instruments of various maturities.





Investment Style

Fund Details

Modified Duration

Instrument AUM

Equity -

Debt 7.31

MMI & Others 0.82




7.71% NABARD 17-Mar-32 (GOI S) 7.51




8.85% Yes Bank Ltd. 24-Feb-25 3.88

8.19% IRFC Ltd. 27-Apr-19 3.76

7.60% PFC Ltd. 20-Feb-27(GOI S) 3.72


5.28

AUM (in Crores)

Portfolio

ULIF 030 12/01/09 IBF 110Fund Assure, Investment Report, October 2017

BOND FUND



High

Mid

Low

8.70% IDFC Bank Ltd. 20-May-25 2.61

8.15% GOI 24-Nov-26 11.94

6.90% GOI 04-Feb-26 10.98


7.72% GOI 26-Oct-55 5.04

8.24% GOI 10-Nov-33 4.00

7.06% GOI 10-Oct-46 2.63


MMI & Others 10.11

Total 100.00

Asset Mix


Equity 0% -





Fund Performance


Last 1 Month 30-Sep-17 19.9225 2945.53 0.04% 0.08%

Last 3 Months 31-Jul-17 19.8747 2927.68 0.28% 0.69%

Last 6 Months 28-Apr-17 19.1242 2821.59 4.21% 4.48%

Last 1 Year 28-Oct-16 18.7670 2749.04 6.20% 7.23%

Last 2 Years 30-Oct-15 16.8091 2462.42 8.89% 9.41%

Last 3 Years 31-Oct-14 15.0932 2219.05 9.71% 9.93%

Last 4 Years 31-Oct-13 13.6122 1986.44 10.00% 10.37%

Last 5 Years 31-Oct-12 12.9458 1893.77 9.01% 9.25%


Rating Profile

Asset Allocation

Sector Allocation

38.96%

4.92%

48.97%

Corporate Bonds


MMI & Others

AAA & Equivalent

Sovereign

AA

AA+

A1+

49.26%

40.64%

10.11%

Maturity Profile

10.11%7.46%

16.53%

65.90%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year 1-3 Years 3-6 Years 6 Years and Above

3.72%

3.42%

-4.29%

4.08%

5.13%

6.04%

7.32%

11.42%

34.59%

35.70%

-10% -5% 0% 5% 10% 15% 20% 25% 30% 35% 40%

Cash Bank & Others



State Government



Government Of India



25

Investment Objective: The investment objective for Apex Pension Investment

Fund (20 Years) is to provide capital protection with a high level of safety and

liquidity through judicious investment in high quality short term debt. The strategy is

to generate better returns with low level of risk through investment in fixed interest

securities having short term maturity profile. The risk profile of the fund is very low

and asset allocation will be up to 100% in Money Markets and Cash.


Benchmark: -



Investment Style

Fund Details

Modified Duration -

ULIF 041 20/01/10 PI4 110Fund Assure, Investment Report, October 2017

APEX PENSION 20 INVESTMENT FUND



High

Mid

Low


Instrument % Of NAV

MMI & Others 100.00

Total 100.00

Portfolio

Asset Mix


Equity 0% -




Equity -

Debt -

MMI & Others 0.01

AUM (in Crores)



Fund Performance

Last 1 Month 30-Sep-17 9.9962 -0.01%

Last 3 Months 31-Jul-17 9.9983 -0.03%

Last 6 Months 28-Apr-17 9.9969 -0.01%

Last 1 Year 28-Oct-16 9.9962 -0.01%

Last 2 Years 30-Oct-15 10.0009 -0.03%

Last 3 Years 31-Oct-14 10.0109 -0.05%

Last 4 Years 31-Oct-13 9.9954 0.00%

Last 5 Years 31-Oct-12 9.9943 0.00%

Since Inception 20-Jan-10 10.0000 -0.01%

Period Date NAV NAVChange

Asset Allocation

MMI & Others

100.00%

Maturity Profile

100.00%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year 100.00%

0% 20% 40% 60% 80% 100% 120%

Others

Sector Allocation


26

Investment Objective: The investment objective for Discontinued Policy Fund is to

provide capital protection and a minimum return as per regulatory requirement with

a high level of safety and liquidity through judicious investment in high quality short-

term debt. The strategy is to generate better returns with low level of risk through

investment in fixed interest securities having short term maturity profile. The risk

profile of the fund is very low.


Benchmark: -



Investment Style

Fund Details


AUM (in Crores)

ULIF 053 07/01/11 DCF 110Fund Assure, Investment Report, October 2017

DISCONTINUED POLICY FUND



High

Mid

Low


Instrument % Of NAV

MMI & Others 100.00

Total 100.00

Portfolio

Asset Mix


Equity 0% -





Fund Performance

Last 1 Month 30-Sep-17 16.7842 0.53%

Last 3 Months 31-Jul-17 16.6133 1.56%

Last 6 Months 28-Apr-17 16.3494 3.20%

Last 1 Year 28-Oct-16 15.8335 6.56%

Last 2 Years 30-Oct-15 14.7312 7.02%

Last 3 Years 31-Oct-14 13.5635 7.55%

Last 4 Years 31-Oct-13 12.4241 7.95%

Last 5 Years 31-Oct-12 11.4193 8.12%

Since Inception 07-Jan-11 10.0000 7.97%


Rating Profile

Asset Allocation

Maturity Profile

100.00%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year

Sector Allocation

MMI & Others

100.00%

11.74%

88.26%

Sovereign

A1+

Instrument AUM

Equity -

Debt -

MMI & Others 106.41

8.87%

11.82%

79.31%

0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

Others


Government Of India


27

Investment Objective: The investment objective of the fund is to provide

reasonable returns, commensurate with low risk while providing a high level of

liquidity through judicious investment in money market instruments, fixed deposits

of scheduled banks or other permissible instrument. The risk profile of the fund is

very low.


Benchmark: -



Investment Style

`

Fund Details

Modified Duration

Instrument AUM

Equity -

Debt -

MMI & Others 302.88

0.45

AUM (in Crores)

ULIF 063 01/04/16 UCF 110Fund Assure, Investment Report, October 2017

POLICYHOLDERS UNCLAIMED FUND



High

Mid

Low


Instrument % Of NAV

MMI & Others 100.00

Total 100.00

Portfolio

Asset Mix


Equity 0% -





Fund Performance

Last 1 Month 30-Sep-17 11.0210 0.51%

Last 3 Months 31-Jul-17 10.9108 1.53%

Last 6 Months 28-Apr-17 10.7410 3.13%

Last 1 Year 28-Oct-16 10.4002 6.51%

Since Inception 01-Apr-16 10.0000 6.67%


Rating Profile

Asset Allocation

Sector Allocation

Maturity Profile

100.00%

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Less than 1 Year

MMI & Others

100.00%

78.93%

Sovereign

21.07%

A1+

1.75%

21.27%

76.99%

0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

Others


Government Of India



October 2017

Content

Aggressive Growth Fund

Stable Growth FundWhole Life Aggressive

Growth Fund

Whole Life Stable Growth Fund

Capital Guarantee Fund

Growth Maximiser Fund

Future Capital Guarantee

Pension Fund

Growth Enabler Fund

Future Growth Pension Fund

Future Balanced Pension Fund

110% Capital Guarantee Fund

Aggressive Flexi Fund

Stable Flexi Fund

Apex Return Lock-in-Fund

Apex Return Lock-in-Fund II

Super 110% Capital Guarantee Fund

Apex Plus Return Lock-in-Fund

Apex Pension Return Lock-in Fund

Apex Pension 10 Return Lock-in Fund



Apex Plus Return Lock-in-Fund II

Apex Pension Return Lock-in Fund II

Apex Pension 10 Return Lock-in Fund II



Apex Supreme Return Lock-in-Fund

Growth FundApex Supreme

Return Lock-in Fund IIApex Supreme

Return Lock-in Fund III

28

Balanced Fund


15.79%

2.50%

4.00%

4.00%

4.86%

4.98%

5.19%

6.76%

7.83%

12.56%

31.53%

0% 5% 10% 15% 20% 25% 30% 35%

Others





Civil engineering

Electricity, gas, steam and air conditioningsupply

Computer programming, consultancy andrelated activities


Government Of India


29

Note: The investment income and prices may go down as well as up.“Since Inception” and returns above “1 Year” are calculated as per CAGR.

Fund Performance

Last 1 Month 30-Sep-17 30.5412 3.18% 4.04%

Last 3 Months 31-Jul-17 31.0351 1.53% 1.64%

Last 6 Months 28-Apr-17 28.8310 9.30% 8.72%

Last 1 Year 28-Oct-16 26.7055 18.00% 14.79%

Last 2 Years 30-Oct-15 24.1413 14.25% 10.85%

Last 3 Years 31-Oct-14 23.1713 10.79% 7.39%

Last 4 Years 31-Oct-13 17.7882 15.37% 11.38%

Last 5 Years 31-Oct-12 16.2661 14.14% 11.30%

Since Inception 01-Jul-06 10.0000 10.65% 9.60%

Period Date NAV NAV INDEXChange Change

Investment Objective: The primary investment objective of the fund is to maximize

the returns with medium to high risk.



CRISIL Composite Bond Fund Index - 35%


Fund Manager: Mr. Nitin Bansal & Mr. Pankaj Agarwal

Debt Investment Style

`

Fund Details



Sensitivity

Instrument AUM

Equity 110.22

Debt 48.07

MMI & Others 6.55



Equity 66.86



HDFC Bank Ltd. 5.49


ITC Ltd. 4.00





Yes Bank Ltd. 2.22


Other Equity 31.01

8.11% REC Ltd. 07-Oct-25 2.62

9.61% PFC Ltd. 29-Jun-21 2.23

9.35% PGC Ltd. 29-Aug-22 1.98

7.17% NHAI Ltd. 23-Dec-21 1.94


High Mid Low

High

Mid

Low

ULIF 006 01/07/06 TAL 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small

Equity Investment Style



8.49% NTPC Ltd. 25-Mar-25 1.29

8.94% PFC Ltd. 25-Mar-28 0.66

9.70% GE Shipping 02-Feb-21 0.65


8.17% GOI 01-Dec-44 4.60

6.90% GOI 04-Feb-26 2.94

7.72% GOI 25-May-25 2.21

8.83% GOI 25-Nov-23 1.73

8.15% GOI 24-Nov-26 0.45

8.97% GOI 05-Dec-30 0.39

9.15% GOI 14-Nov-24 0.17

8.20% GOI 24-Sep-25 0.06


MMI & Others 3.98

Total 100.00

AGGRESSIVE GROWTH FUND

AUM (in Crores)

*Money Market & Others includes current assets


Equity 50% - 80% 67%


Asset Mix

Portfolio

Asset Allocation

Rating Profile

Sector Allocation

55.86%

38.91%

5.23%

AAA & Equivalent

Sovereign

AA

Equity

Corporate Bonds


MMI & Others66.86%

16.60%

12.56%

3.98%


30


reasonable returns with low to medium risk.







`

Fund Details


Sensitivity

Instrument AUM

Equity 10.01

Debt 9.23

MMI & Others 2.20

High Mid Low

High

Mid

Low

ULIF 007 01/07/06 TSL 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


STABLE GROWTH FUND

AUM (in Crores)


Instrument % Of NAV

Equity 46.67


HDFC Bank Ltd. 4.22



ITC Ltd. 2.50







Other Equity 22.35

8.15% GOI 24-Nov-26 6.61

8.17% GOI 01-Dec-44 5.06

6.79% GOI 15-May-27 4.64

7.72% GOI 25-May-25 4.08

Portfolio

Instrument % Of NAV

7.61% GOI 09-May-30 3.17

7.59% GOI 11-Jan-26 2.97

7.28% GOI 03-Jun-19 2.74

8.83% GOI 25-Nov-23 2.39

8.11% REC Ltd. 07-Oct-25 4.80

7.17% NHAI Ltd. 23-Dec-21 3.73



MMI & Others 10.27

Total 100.00

Portfolio




Equity 30% - 50% 47%


Asset Mix


Fund Performance

Last 1 Month 30-Sep-17 27.6292 2.71% 2.51%

Last 3 Months 31-Jul-17 28.0661 1.11% 1.27%

Last 6 Months 28-Apr-17 26.4953 7.10% 7.09%

Last 1 Year 28-Oct-16 25.3416 11.98% 11.89%

Last 2 Years 30-Oct-15 22.9090 11.30% 10.30%

Last 3 Years 31-Oct-14 21.5993 9.52% 8.37%

Last 4 Years 31-Oct-13 17.9398 12.15% 10.99%

Last 5 Years 31-Oct-12 16.5764 11.35% 10.52%

Since Inception 01-Jul-06 10.0000 9.63% 8.89%


Asset Allocation

Rating Profile

Sector Allocation

Equity


Corporate Bonds

MMI & Others46.67%

31.67%

11.39%

10.27%

Sovereign

AAA & Equivalent59.61%

40.39%

8.01%

1.77%

2.50%

2.86%

2.99%

3.10%

4.47%

5.24%

6.38%

31.00%

31.67%

0% 5% 10% 15% 20% 25% 30% 35%

Others








Civil engineering


Government Of India


31




Benchmark: Nifty 50 - 65%

CRISIL Composite Bond Fund Index -35%




`

Fund Details


Sensitivity



Equity 50% - 80% 66%

Debt 20% - 50% 27%


Equity 246.50Debt 102.68MMI & Others 25.08

Instrument AUM

High Mid Low

High

Mid

Low

ULIF 010 04/01/07 WLA 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


WHOLE LIFE AGGRESSIVE GROWTH FUND

AUM (in Crores)

Asset Mix


Instrument % Of NAV

Portfolio

Instrument % Of NAV

Portfolio

Equity 65.86


HDFC Bank Ltd. 5.69



ITC Ltd. 3.49






Yes Bank Ltd. 2.08

Other Equity 33.53

6.90% GOI 04-Feb-26 3.89

7.72% GOI 25-May-25 3.68

8.17% GOI 01-Dec-44 3.33

8.83% GOI 25-Nov-23 1.73

6.79% GOI 15-May-27 1.25

7.61% GOI 09-May-30 0.46

7.59% GOI 11-Jan-26 0.24

7.28% GOI 03-Jun-19 0.09

8.15% GOI 24-Nov-26 0.09

8.49% NTPC Ltd. 25-Mar-25 2.88

8.11% REC Ltd. 07-Oct-25 2.72

7.17% NHAI Ltd. 23-Dec-21 2.48


8.94% PFC Ltd. 25-Mar-28 0.88

9.70% GE Shipping 18-Jan-23 0.83


9.09% IRFC Ltd. 29-Mar-26 0.29

9.44% PFC Ltd. 23-Sep-21 0.14



MMI & Others 6.70

Total 100.00



Fund Performance

Last 1 Month 30-Sep-17 31.0260 3.43% 3.66%

Last 3 Months 31-Jul-17 31.4849 1.92% 1.91%

Last 6 Months 28-Apr-17 29.2093 9.87% 8.77%

Last 1 Year 28-Oct-16 26.9317 19.16% 15.30%

Last 2 Years 30-Oct-15 23.9632 15.72% 11.87%

Last 3 Years 31-Oct-14 22.5916 12.41% 8.34%

Last 4 Years 31-Oct-13 17.1737 16.92% 12.20%

Last 5 Years 31-Oct-12 15.5280 15.63% 11.66%

Since Inception 08-Jan-07 10.0000 11.38% 8.83%


Asset Allocation

Rating Profile

Sector Allocation

Equity


Corporate Bonds

MMI & Others65.86%

14.74%

12.70%

6.70%

AAA & Equivalent

Sovereign

AA

55.76%

43.15%

1.09%

17.75%

2.07%

3.49%

4.57%

4.65%

4.83%

5.00%

5.99%

6.39%

14.74%

30.52%

0% 5% 10% 15% 20% 25% 30% 35%

Others








Civil engineering

Government Of India



32









`

Fund Details


Sensitivity



Equity 30% - 50% 43%

Debt 50% - 70% 51%



Instrument AUM

High Mid Low

High

Mid

Low

ULIF 011 04/01/07 WLS 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


WHOLE LIFE STABLE GROWTH FUND

AUM (in Crores)

Asset Mix


Instrument % Of NAV

Equity 42.79


HDFC Bank Ltd. 3.80




ITC Ltd. 2.31





HDFC Ltd. 1.48

Other Equity 18.79

7.72% GOI 25-May-25 11.69

8.17% GOI 01-Dec-44 5.85

6.90% GOI 04-Feb-26 4.20

7.59% GOI 11-Jan-26 3.73

Portfolio

Instrument % Of NAV

8.83% GOI 25-Nov-23 2.85

7.61% GOI 09-May-30 1.97

8.11% REC Ltd. 07-Oct-25 4.33

7.17% NHAI Ltd. 23-Dec-21 3.31

8.19% IRFC Ltd. 27-Apr-19 3.25

9.35% PGC Ltd. 29-Aug-22 2.77


9.30% PGC Ltd. 28-Jun-21 1.70




MMI & Others 6.58

Total 100.00

Portfolio



Fund Performance

Last 1 Month 30-Sep-17 25.3712 2.06% 2.28%

Last 3 Months 31-Jul-17 25.7059 0.73% 1.44%

Last 6 Months 28-Apr-17 24.2085 6.96% 7.12%

Last 1 Year 28-Oct-16 23.0322 12.43% 12.20%

Last 2 Years 30-Oct-15 20.5863 12.15% 10.93%

Last 3 Years 31-Oct-14 19.2918 10.31% 8.95%

Last 4 Years 31-Oct-13 15.6170 13.48% 11.49%

Last 5 Years 31-Oct-12 14.3826 12.48% 10.74%



Asset Allocation

Rating Profile

Sector Allocation

Equity


Corporate Bonds

MMI & Others42.79%

30.29%

20.35%

6.58%

Sovereign

AAA & Equivalent53.77%

46.23%

10.43%

2.31%

2.73%

3.53%

3.74%

3.92%

4.77%

4.94%

5.88%

27.46%

30.29%

0% 5% 10% 15% 20% 25% 30% 35%

Others








Civil engineering


Government Of India


33









`

Fund Details



High

Mid

Low

ULIF 016 17/10/07 TGM 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


GROWTH MAXIMISER FUND

AUM (in Crores)


Instrument % Of NAV

Portfolio

Instrument % Of NAV


MMI & Others 2.43

Total 100.00

8.15% GOI 24-Nov-26 13.34

7.59% GOI 11-Jan-26 4.23

7.72% GOI 25-May-25 3.73

8.40% GOI 28-Jul-24 2.88

7.28% GOI 03-Jun-19 2.72

8.83% GOI 25-Nov-23 1.46

8.17% GOI 01-Dec-44 0.48

7.61% GOI 09-May-30 0.46

Portfolio




Equity 50% - 80% 68%


Asset Mix


Instrument AUM

Equity 68.26


HDFC Bank Ltd. 6.36


ITC Ltd. 4.20





Axis Bank Ltd. 2.62


Other Equity 26.49


Fund Performance

Last 1 Month 30-Sep-17 17.3761 3.95% 3.66%

Last 3 Months 31-Jul-17 17.8018 1.47% 1.91%

Last 6 Months 28-Apr-17 16.6354 8.58% 8.77%

Last 1 Year 28-Oct-16 15.6581 15.36% 15.30%

Last 2 Years 30-Oct-15 14.4810 11.69% 11.87%

Last 3 Years 31-Oct-14 13.9225 9.07% 8.34%

Last 4 Years 31-Oct-13 11.1193 12.90% 12.20%

Last 5 Years 31-Oct-12 10.2033 12.10% 11.66%

Since Inception 15-Oct-07 10.0000 6.06% 6.80%


Asset Allocation

Rating Profile

Sector Allocation

93.36%

6.64%Sovereign

AAA & Equivalent

Equity


MMI & Others

68.26%

29.31%

2.43%

7.09%

3.10%

3.93%

3.96%

4.03%

4.20%

5.87%

6.82%

7.74%

23.96%

29.31%

0% 5% 10% 15% 20% 25% 30% 35%

Others

Manufacture of machinery and equipmentn.e.c.



Civil engineering






Government Of India


34









`

Fund Details



High

Mid

Low

ULIF 015 17/10/07 TGE 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


GROWTH ENABLER FUND

AUM (in Crores)


Instrument % Of NAV


Equity 38.93

8.15% GOI 24-Nov-26 25.53

7.72% GOI 25-May-25 10.06

8.17% GOI 01-Dec-44 4.19

8.40% GOI 28-Jul-24 4.15

7.59% GOI 11-Jan-26 3.99

7.28% GOI 03-Jun-19 3.91

HDFC Bank Ltd. 4.54





ITC Ltd. 2.23

Portfolio

Instrument % Of NAV





Other Equity 14.03

MMI & Others 9.23

Total 100.00

Portfolio




Equity 30% - 50% 39%


Asset Mix


Instrument AUM


Fund Performance

Last 1 Month 30-Sep-17 19.1207 2.27% 2.28%

Last 3 Months 31-Jul-17 19.4677 0.45% 1.44%

Last 6 Months 28-Apr-17 18.4449 6.02% 7.12%

Last 1 Year 28-Oct-16 17.7285 10.30% 12.20%

Last 2 Years 30-Oct-15 16.4221 9.12% 10.93%

Last 3 Years 31-Oct-14 15.4368 8.20% 8.95%

Last 4 Years 31-Oct-13 12.8724 11.02% 11.49%

Last 5 Years 31-Oct-12 12.0129 10.23% 10.74%



Asset Allocation

Rating Profile

Sector Allocation

96.66%

Sovereign

AAA & Equivalent


Equity

MMI & Others

51.84%

38.93%

9.23%

3.34%

10.56%

1.37%

1.53%

2.23%

2.30%

2.90%

3.50%

3.63%

3.68%

16.45%

51.84%

0% 10% 20% 30% 40% 50% 60%

Others





Civil engineering





Government Of India


35

Investment Objective: The key objective of the fund is to protect the capital by investing in high quality fixed income securities and at the same time provide access to the upside potential of equities by investing a maximum of 15% in equities and equity linked instruments.NAV as on 31 October, 17: 19.8482Benchmark: Nifty 50 - 15%

CRISIL Composite Bond Fund Index - 85%Corpus as on 31 October, 17: ̀ 3.76 Crs.Fund Manager: Ms. Cheenu Gupta & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



High

Mid

Low

ULIF 014 17/10/07 TCG 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


CAPITAL GUARANTEE FUND

AUM (in Crores)


Instrument % Of NAV

Portfolio

Instrument % Of NAV




Bata India Ltd 0.50


Other Equity 7.13

MMI & Others 12.06

Total 100.00

Portfolio


Equity 14.29

8.15% GOI 24-Nov-26 30.32

7.61% GOI 09-May-30 8.76

7.59% GOI 11-Jan-26 8.53

8.40% GOI 28-Jul-24 7.14

7.72% GOI 25-May-25 6.93

7.28% GOI 03-Jun-19 6.47

8.83% GOI 25-Nov-23 5.51

HDFC Bank Ltd. 1.24

HDFC Ltd. 1.05







Equity 0% - 15% 14%


Asset Mix


Instrument AUM


Fund Performance

Last 1 Month 30-Sep-17 19.7358 0.57% 0.91%

Last 3 Months 31-Jul-17 19.7402 0.55% 0.97%

Last 6 Months 28-Apr-17 18.9823 4.56% 5.47%

Last 1 Year 28-Oct-16 18.6043 6.69% 9.10%

Last 2 Years 30-Oct-15 16.8173 8.64% 9.98%

Last 3 Years 31-Oct-14 15.5889 8.38% 9.56%

Last 4 Years 31-Oct-13 13.9525 9.21% 10.79%

Last 5 Years 31-Oct-12 13.2606 8.40% 9.81%



Asset Allocation

Rating Profile

Sector Allocation

95.22%

4.78% Sovereign

AAA & Equivalent


Equity

MMI & Others

73.65%

14.29%

12.06%

9.54%

0.48%

0.50%

0.80%

0.90%

1.07%

1.24%

1.30%

1.79%

8.74%

73.65%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Others


Manufacture of leather and related products

Civil engineering

Manufacture of pharmaceuticals, medicinaland chemical products






Government Of India


36

Investment Objective: The key objective of the fund is to protect the capital by investing in high quality fixed income securities and at the same time provide access to the upside potential of equities by investing a maximum of 15% in equities and equity linked instruments.NAV as on 31 October, 17: 19.3548Benchmark: Nifty 50 - 15%


`

Fund Details


Sensitivity

Instrument AUM

High Mid Low

High

Mid

Low

ULIF 019 04/02/08 FCG 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


FUTURE CAPITAL GUARANTEE PENSION FUND

AUM (in Crores)


Instrument % Of NAV


MMI & Others 18.54

Equity 13.61

8.15% GOI 24-Nov-26 29.77

7.61% GOI 09-May-30 8.69

7.59% GOI 11-Jan-26 7.79

8.40% GOI 28-Jul-24 6.47

7.28% GOI 03-Jun-19 6.11

8.83% GOI 25-Nov-23 4.83

7.72% GOI 25-May-25 4.19

HDFC Bank Ltd. 1.18

HDFC Ltd. 0.91



Portfolio

Instrument % Of NAV






Bata India Ltd 0.47

Other Equity 6.82

Total 100.00

Portfolio




Equity 0% - 15% 14%


Asset Mix



Fund Performance

Last 1 Month 30-Sep-17 19.2430 0.58% 0.91%

Last 3 Months 31-Jul-17 19.2420 0.59% 0.97%

Last 6 Months 28-Apr-17 18.5306 4.45% 5.47%

Last 1 Year 28-Oct-16 18.1881 6.41% 9.10%

Last 2 Years 30-Oct-15 16.4318 8.53% 9.98%

Last 3 Years 31-Oct-14 15.1962 8.40% 9.56%

Last 4 Years 31-Oct-13 13.4957 9.43% 10.79%

Last 5 Years 31-Oct-12 12.8399 8.55% 9.81%

Since Inception 04-Feb-08 10.0000 7.01% 7.74%


Asset Allocation

Rating Profile

Sector Allocation

100.00%

Sovereign


MMI & Others

Equity

67.84%

18.54%

13.61%

20.01%

0.46%

0.47%

0.76%

0.84%

1.03%

1.16%

1.28%

1.68%

4.47%

67.84%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Others



Civil engineering







Government Of India


37


the returns with medium risk.







`

Fund Details



High

Mid

Low

ULIF 021 04/02/08 FGP 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


FUTURE GROWTH PENSION FUND

AUM (in Crores)


Instrument % Of NAV


Equity 34.03

8.17% GOI 01-Dec-44 9.93

7.59% GOI 11-Jan-26 9.66

8.40% GOI 28-Jul-24 5.72

7.72% GOI 25-May-25 5.16

8.83% GOI 25-Nov-23 5.07

7.28% GOI 03-Jun-19 3.45

HDFC Bank Ltd. 3.13




ITC Ltd. 2.17



Portfolio

Instrument % Of NAV

Portfolio




Equity 20% - 40% 34%


Asset Mix


Instrument AUM


Fund Performance

Last 1 Month 30-Sep-17 21.2391 2.01% 1.73%

Last 3 Months 31-Jul-17 21.4652 0.93% 1.25%

Last 6 Months 28-Apr-17 20.3789 6.31% 6.46%

Last 1 Year 28-Oct-16 19.6757 10.11% 10.96%

Last 2 Years 30-Oct-15 17.9132 9.97% 10.55%

Last 3 Years 31-Oct-14 16.8395 8.76% 9.20%

Last 4 Years 31-Oct-13 14.3035 10.94% 11.21%

Last 5 Years 31-Oct-12 13.3296 10.20% 10.37%



Asset Allocation

Rating Profile

Sector Allocation

38.41%

61.59%

Sovereign

AAA & Equivalent


Equity

MMI & Others

Corporate Bonds38.98%

34.03%

13.76%

13.22%

6.53%

1.39%

2.17%

2.43%

2.54%

2.99%

3.16%

3.66%

6.49%

29.65%

38.98%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Others








Civil engineering


Government Of India


Axis Bank Ltd. 1.44


Other Equity 13.08

8.11% REC Ltd. 07-Oct-25 5.73

7.17% NHAI Ltd. 23-Dec-21 4.33


MMI & Others 13.76


Total 100.00


38









`

Fund Details



High

Mid

Low

ULIF 018 04/02/08 FBP 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


FUTURE BALANCED PENSION FUND

AUM (in Crores)


Instrument % Of NAV


MMI & Others 18.20

Equity 11.14

8.15% GOI 24-Nov-26 17.57

7.72% GOI 25-May-25 16.22

8.17% GOI 01-Dec-44 12.90

8.40% GOI 28-Jul-24 7.43

8.83% GOI 25-Nov-23 7.22

7.28% GOI 03-Jun-19 5.36

7.59% GOI 11-Jan-26 3.96


HDFC Bank Ltd. 1.01



ITC Ltd. 0.74

Portfolio

Instrument % Of NAV



Axis Bank Ltd. 0.48



Other Equity 4.20

Total 100.00

Portfolio




Equity 0% - 20% 11%


Asset Mix


Instrument AUM


Fund Performance

Last 1 Month 30-Sep-17 20.7493 0.59% 0.63%

Last 3 Months 31-Jul-17 20.7731 0.48% 0.88%

Last 6 Months 28-Apr-17 19.9557 4.60% 5.14%

Last 1 Year 28-Oct-16 19.5516 6.76% 8.47%

Last 2 Years 30-Oct-15 17.6530 8.74% 9.79%

Last 3 Years 31-Oct-14 16.2326 8.74% 9.69%

Last 4 Years 31-Oct-13 14.2598 9.99% 10.65%

Last 5 Years 31-Oct-12 13.5341 9.05% 9.62%



Asset Allocation

Rating Profile

Sector Allocation 5.04%

94.96%

Sovereign

AAA & Equivalent


MMI & Others

Equity

70.65%

18.20%

11.14%

15.05%

0.47%

0.48%

0.67%

0.69%

0.74%

0.84%

0.96%

1.27%

8.18%

70.65%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Others




Civil engineering






Government Of India


39

Investment Objective: The key objective of the fund is to provide steady returns to

the policyholder with the assurance of protecting the capital at atleast 110% of the

capitalNAV as on 31 October, 17: 17.4716Benchmark: Nifty 50 - 15%


`

Fund Details



High

Mid

Low

ULIF 025 10/11/08 UCX 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


110% CAPITAL GUARANTEE FUND

AUM (in Crores)


Instrument % Of NAV


MMI & Others 19.42

Equity 14.38

8.15% GOI 24-Nov-26 29.25

8.83% GOI 25-Nov-23 11.52

7.61% GOI 09-May-30 11.52

8.40% GOI 28-Jul-24 7.56

7.72% GOI 25-May-25 5.87

7.59% GOI 11-Jan-26 0.49

HDFC Bank Ltd. 1.37

HDFC Ltd. 1.02

Portfolio

Instrument % Of NAV







Bata India Ltd 0.50


Other Equity 6.76

Total 100.00

Portfolio




Equity 0% - 15% 14%


Asset Mix

Equity 0.20

Debt 0.94

MMI & Others 0.28

Instrument AUM


Fund Performance

Last 1 Month 30-Sep-17 17.3680 0.60% 0.91%

Last 3 Months 31-Jul-17 17.4153 0.32% 0.97%

Last 6 Months 28-Apr-17 16.7710 4.18% 5.47%

Last 1 Year 28-Oct-16 16.5191 5.77% 9.10%

Last 2 Years 30-Oct-15 15.0479 7.75% 9.98%

Last 3 Years 31-Oct-14 14.0127 7.63% 9.56%

Last 4 Years 31-Oct-13 12.6719 8.36% 10.79%

Last 5 Years 31-Oct-12 12.1240 7.58% 9.81%

Since Inception 10-Nov-08 10.0000 6.41% 9.39%


Asset Allocation

Rating Profile


Sovereign


MMI & Others

Equity

66.20%

19.42%

14.38%

95.76%AAA & Equivalent

17.58%

0.49%

0.50%

0.78%

0.90%

0.98%

1.19%

1.39%

1.52%

8.48%

66.20%

0% 10% 20% 30% 40% 50% 60% 70%

Others




Civil engineering






Government Of India


Asset Mix

40

Investment Objective: Aggressive Flexi Fund is an Equity oriented balanced fund which primarily invests in large cap equity stocks and equity linked instruments along with Government Bonds and highly rated Fixed Income Instruments, with an objective to maximize the return with medium to high risk. The fund endeavors to offer long term capital appreciation along with stable returns over a long period of time.NAV as on 31 October, 17: 20.3658Benchmark: Nifty 50 - 35%

CRISIL Composite Bond Fund Index - 65%Corpus as on 31 October, 17: ̀ 9.78 Crs.Fund Manager: Mr. Nitin Bansal & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details

ULIF 028 12/01/09 IAF 110Fund Assure, Investment Report, October 2017

AGGRESSIVE FLEXI FUND


Instrument % Of NAV


Equity 39.09

8.15% GOI 24-Nov-26 10.03

8.17% GOI 01-Dec-44 9.53

7.72% GOI 25-May-25 8.42

8.40% GOI 28-Jul-24 5.60

8.83% GOI 25-Nov-23 3.91

7.28% GOI 03-Jun-19 3.52

7.59% GOI 11-Jan-26 3.28


HDFC Bank Ltd. 3.79

ITC Ltd. 3.04



Portfolio

Instrument % Of NAV


Axis Bank Ltd. 1.98




Other Equity 13.22

MMI & Others 16.63

Total 100.00

Portfolio


Sensitivity



Equity 0% - 70% 39%

Debt 0% - 60% 44%


High Mid Low

High

Mid

Low


Value Blend Growth

Large

Mid

Small


AUM (in Crores)

Asset Mix



Instrument AUM


Fund Performance

Last 1 Month 30-Sep-17 19.9816 1.92% 2.01%

Last 3 Months 31-Jul-17 20.2696 0.47% 1.35%

Last 6 Months 28-Apr-17 19.1976 6.09% 6.79%

Last 1 Year 28-Oct-16 18.4912 10.14% 11.58%

Last 2 Years 30-Oct-15 16.9102 9.74% 10.74%

Last 3 Years 31-Oct-14 15.9554 8.48% 9.07%

Last 4 Years 31-Oct-13 13.1739 11.51% 11.35%

Last 5 Years 31-Oct-12 12.2669 10.67% 10.55%



Sector Allocation

Asset Allocation

Rating Profile

39.09%

44.29%

16.63%

100.00%

Sovereign


Equity

MMI & Others

18.09%

1.77%

1.84%

2.73%

2.83%

3.04%

3.06%

3.91%

4.94%

13.52%

44.29%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50%

Others




Civil engineering






Government Of India


41

Investment Objective: Stable Flexi Fund is a debt oriented balanced fund which primarily invests in Government Bonds and highly rated Fixed income instruments with some exposure to large cap equity stocks and equity linked instruments, with an objective to maximize the returns with low to medium risk. The fund endeavors to offer stable returns along with some capital appreciation over a long period of time.


Benchmark: Nifty 50 - 15%CRISIL Composite Bond Fund Index - 85%




`

Fund Details

ULIF 029 12/01/09 ISF 110Fund Assure, Investment Report, October 2017

STABLE FLEXI FUND


Instrument % Of NAV


Equity 17.86

8.15% GOI 24-Nov-26 23.96

8.83% GOI 25-Nov-23 9.40

7.72% GOI 25-May-25 9.14

8.40% GOI 28-Jul-24 7.70

7.61% GOI 09-May-30 7.39

8.17% GOI 01-Dec-44 5.70

7.28% GOI 03-Jun-19 1.13

7.59% GOI 11-Jan-26 1.02

HDFC Bank Ltd. 1.87




Portfolio

Instrument % Of NAV

ITC Ltd. 1.06




Axis Bank Ltd. 0.68


Other Equity 6.22

MMI & Others 16.70

Total 100.00

Portfolio


Sensitivity



Equity 0% - 30% 18%

Debt 0% - 80% 65%


High Mid Low

High

Mid

Low


Value Blend Growth

Large

Mid

Small


AUM (in Crores)

Asset Mix



Instrument AUM


Fund Performance

Last 1 Month 30-Sep-17 19.2267 0.80% 0.91%

Last 3 Months 31-Jul-17 19.3223 0.30% 0.97%

Last 6 Months 28-Apr-17 18.5020 4.75% 5.47%

Last 1 Year 28-Oct-16 18.0561 7.33% 9.10%

Last 2 Years 30-Oct-15 16.2996 9.04% 9.98%

Last 3 Years 31-Oct-14 15.0672 8.75% 9.56%

Last 4 Years 31-Oct-13 13.1802 10.12% 10.79%

Last 5 Years 31-Oct-12 12.4595 9.24% 9.81%



Sector Allocation

Asset Allocation

Rating Profile

100.00%

Sovereign


Equity

MMI & Others

65.44%

17.86%

16.70%

17.59%

0.65%

0.96%

1.06%

1.22%

1.26%

1.48%

1.80%

2.18%

6.35%

65.44%

0% 10% 20% 30% 40% 50% 60% 70%

Others





Civil engineering





Government Of India


42

Investment Objective: The investment objective for Apex Return Lock-in Fund is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.


The Highest Nav recorded on reset date is : ̀ 19.8347

Benchmark:-


Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj Agarwal


`

Fund Details

ULIF 032 18/02/09 ARL 110Fund Assure, Investment Report, October 2017

APEX RETURN LOCK-IN-FUND


Instrument % Of NAV



0.00% NHB 24-Dec-18 8.48

6.88% REC Ltd. 03-Sep-18 7.85

10.6% IRFC Ltd. 11-Sep-18 6.76

10.75% Reliance Industries Ltd. 08-Dec-18 4.54

8.84% PGC Ltd. 29-Mar-19 4.47

9.65% HDFC Ltd. 17-Jan-19 3.15

8.18% NABARD 10-Feb-20 2.68

9.90% HDFC Ltd. 23-Dec-18 2.25

8.90% PGC Ltd. 25-Feb-19 2.23

9.43% IRFC Ltd. 23-May-18 2.21


8.27% GOI 09-Jun-20 25.81

7.28% GOI 03-Jun-19 7.96

6.05% GOI 02-Feb-19 1.96

Portfolio

Instrument % Of NAV

7.83% GOI 11-Apr-18 0.53

HDFC Bank Ltd. 0.81



ITC Ltd. 0.48


HDFC Ltd. 0.45




Axis Bank Ltd. 0.30

Other Equity 2.89

Equity 7.69

MMI & Others 7.20

Total 100.00

Portfolio



High

Mid

Low


Value Blend Growth

Large

Mid

Small


AUM (in Crores)




Equity 0% - 100% 8%


Asset Mix

Equity 17.62

Debt 195.09

MMI & Others 16.50

Instrument AUM



Fund Performance

Last 1 Month 30-Sep-17 19.7824 0.82%

Last 3 Months 31-Jul-17 19.7380 1.04%

Last 6 Months 28-Apr-17 19.1748 4.01%

Last 1 Year 28-Oct-16 18.6191 7.12%

Last 2 Years 30-Oct-15 17.2350 7.57%

Last 3 Years 31-Oct-14 16.4255 6.68%

Last 4 Years 31-Oct-13 13.5862 10.07%

Last 5 Years 31-Oct-12 12.2975 10.15%

Since Inception 10-Jun-09 10.0000 8.57%


Sector Allocation

Asset Allocation

Rating Profile

56.60%

43.40%

AAA & Equivalent

Sovereign

Corporate Bonds


Equity

MMI & Others48.86%

36.25%

7.69%

7.20%

3.51%

0.39%

0.41%

0.45%

0.48%

0.55%

1.03%

5.30%

7.61%

36.25%

44.03%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50%

Others

Civil engineering








Government Of India



43

Investment Objective: The investment objective for Apex Return Lock-in Fund II is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.


The Highest Nav recorded on reset date is: ̀ 18.6826

Benchmark:-




`

Fund Details

ULIF 033 03/08/09 AR2 110Fund Assure, Investment Report, October 2017

APEX RETURN LOCK-IN-FUND II


Instrument % Of NAV



9.00% EXIM Bank 10-Jan-19 6.27

0.00% NABARD 01-Jan-19 5.46

6.88% REC Ltd. 03-Sep-18 4.33

8.55% IRFC Ltd. 15-Jan-19 3.34

8.84% PGC Ltd. 21-Oct-19 3.20

10.6% IRFC Ltd. 11-Sep-18 3.19

8.72% REC Ltd. 04-Sep-19 3.18

7.60% HDFC Ltd. 21-Dec-17 3.10

8.80% PFC Ltd. 15-Oct-19 2.87

0.00% NHB 24-Dec-18 2.86


8.27% GOI 09-Jun-20 19.55

7.28% GOI 03-Jun-19 5.05

Portfolio

Instrument % Of NAV

Portfolio



High

Mid

Low


Value Blend Growth

Large

Mid

Small


AUM (in Crores)




Equity 0% - 100% 15%


Asset Mix

6.05% GOI 02-Feb-19 1.54

HDFC Bank Ltd. 1.68




HDFC Ltd. 0.95

ITC Ltd. 0.93





Other Equity 5.24

Equity 15.25

MMI & Others 5.24

Total 100.00


Instrument AUM



Fund Performance

Last 1 Month 30-Sep-17 18.6017 1.30%

Last 3 Months 31-Jul-17 18.6273 1.16%

Last 6 Months 28-Apr-17 18.0846 4.20%

Last 1 Year 28-Oct-16 17.5893 7.13%

Last 2 Years 30-Oct-15 16.2461 7.70%

Last 3 Years 31-Oct-14 15.4907 6.75%

Last 4 Years 31-Oct-13 12.7752 10.20%

Last 5 Years 31-Oct-12 11.4997 10.38%

Since Inception 10-Nov-09 10.0000 8.27%


Sector Allocation

Asset Allocation

Rating Profile

68.49%

31.51%

AAA & Equivalent

Sovereign

Corporate Bonds


Equity

MMI & Others53.37%

26.14%

15.25%

5.24%

3.45%

0.55%

0.86%

0.93%

1.06%

1.20%

1.51%

1.71%

9.93%

26.14%

52.67%

0% 10% 20% 30% 40% 50% 60%

Others


Civil engineering







Government Of India



44

Investment Objective: The key objective of the fund is to provide steady returns to the policyholder with the assurance of protecting the capital at atleast 110% of the capital.





Fund Manager: Ms. Cheenu Gupta & Mr. Pankaj Agarwal


`

Fund Details

ULIF 036 23/11/09 UCS 110Fund Assure, Investment Report, October 2017

SUPER 110% CAPITAL GUARANTEE FUND


Instrument % Of NAV


Equity 14.17

8.83% GOI 25-Nov-23 31.53

8.15% GOI 24-Nov-26 14.37

8.40% GOI 28-Jul-24 8.27

7.59% GOI 11-Jan-26 6.17

7.72% GOI 25-May-25 6.02

7.61% GOI 09-May-30 5.95

HDFC Bank Ltd. 1.25

HDFC Ltd. 0.99



Portfolio

Instrument % Of NAV




Bata India Ltd 0.50


Oil and Natural Gas Corpn Ltd. 0.46

Other Equity 6.97

MMI & Others 13.54

Total 100.00

Portfolio



High

Mid

Low


Value Blend Growth

Large

Mid

Small


AUM (in Crores)




Equity 0% - 15% 14%


Asset Mix


Instrument AUM



Fund Performance

Last 1 Month 30-Sep-17 17.8073 0.68% 0.91%

Last 3 Months 31-Jul-17 17.8067 0.68% 0.97%

Last 6 Months 28-Apr-17 17.1103 4.78% 5.47%

Last 1 Year 28-Oct-16 16.8049 6.69% 9.10%

Last 2 Years 30-Oct-15 15.1806 8.67% 9.98%

Last 3 Years 31-Oct-14 14.0012 8.59% 9.56%

Last 4 Years 31-Oct-13 12.3919 9.67% 10.79%

Last 5 Years 31-Oct-12 11.7532 8.81% 9.81%

Since Inception 23-Nov-09 10.0000 7.63% 8.45%


Sector Allocation

Asset Allocation

Rating Profile


Equity

MMI & Others72.30%

14.17%

13.54%

Sovereign

AAA & Equivalent

97.60%

2.40%

13.45%

0.50%

0.62%

0.76%

0.80%

0.88%

1.19%

1.31%

1.74%

6.45%

72.30%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Others




Civil engineering






Government Of India


45

Investment Objective: The investment objective for Apex Plus Return Lock-in Fund is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.NAV as on 31 October, 17: 18.5211The Highest Nav recorded on reset date is: ̀ 18.6278Benchmark: -Corpus as on 31 October, 17: ̀ 97.41 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



Sensitivity




8.18% NABARD 10-Feb-20 7.57

9.48% REC Ltd. 10-Aug-21 5.95

9.50% SBI 04-Nov-25 4.40

9.64% PGC Ltd. 31-May-20 4.35

7.89% NTPC Ltd. 05-May-19 3.64

9.57% IRFC Ltd. 31-May-21 2.22

8.75% Reliance Industries Ltd. 07-May-20 2.13

9.63 REC Ltd. 05-Feb-19 2.12

9.35% PGC Ltd. 29-Aug-20 1.96

9.61% PFC Ltd. 29-Jun-21 1.22


8.27% GOI 09-Jun-20 13.30

7.80% GOI 03-May-20 12.40

6.35% GOI 02-Jan-20 4.76

High Mid Low

High

Mid

Low

ULIF 047 01/02/10 RA1 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


7.28% GOI 03-Jun-19 4.16

HDFC Bank Ltd. 2.23


HDFC Ltd. 1.49

ITC Ltd. 1.16







Other Equity 7.82

Equity 20.66

MMI & Others 5.44

Total 100.00

AUM (in Crores)

Asset Mix


Equity 0% - 100% 21%



APEX PLUS RETURN LOCK-IN-FUND


Instrument AUM

Portfolio



Fund Performance

Last 1 Month 30-Sep-17 18.5211 1.45%

Last 3 Months 31-Jul-17 18.5762 1.15%

Last 6 Months 28-Apr-17 17.8806 5.09%

Last 1 Year 28-Oct-16 17.3005 8.61%

Last 2 Years 30-Oct-15 15.9075 8.68%

Last 3 Years 31-Oct-14 15.1696 7.40%

Last 4 Years 31-Oct-13 12.3383 11.09%

Last 5 Years 31-Oct-12 11.0879 11.13%

Since Inception 10-May-10 10.0000 8.80%

Period Date NAV NAVChangeAsset Allocation

Rating Profile

Sector Allocation

34.62%

39.27%

5.44%

20.66%

AAA & Equivalent

Sovereign

Corporate Bonds


Equity

MMI & Others

53.24%

46.76%

2.81%

1.00%

1.16%

1.33%

1.46%

1.67%

2.55%

3.87%

11.84%

34.62%

37.67%

0% 5% 10% 15% 20% 25% 30% 35% 40%

Others

Civil engineering








Government Of India



46

Investment Objective: The investment objective for Apex Pension Return Lock-in Fund is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.NAV as on 31 October, 17: 18.8925The Highest Nav recorded on reset date is: ̀ 18.7168Benchmark: -Corpus as on 31 October, 17: ̀ 2.15 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



Sensitivity





Equity 20.27

9.30% PGC Ltd. 28-Jun-20 6.13

9.57% IRFC Ltd. 31-May-21 5.04

8.93% NTPC Ltd. 19-Jan-21 4.91

8.95% HDFC Ltd. 19-Oct-20 4.89

8.80% REC Ltd. 25-Oct-20 4.88


8.18% NABARD 10-Feb-20 4.77

9.00% EXIM Bank 10-Jan-19 4.77

7.80% GOI 03-May-20 21.57

8.27% GOI 09-Jun-20 9.22

6.35% GOI 02-Jan-20 0.93

High Mid Low

High

Mid

Low

ULIF 042 20/01/10 PR1 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


HDFC Bank Ltd. 2.11



HDFC Ltd. 1.39

ITC Ltd. 1.36






Other Equity 7.84

MMI & Others 7.79

Total 100.00

AUM (in Crores)

APEX PENSION RETURN LOCK-IN FUND

Equity 0.44

Debt 1.54

MMI & Others 0.17

Instrument AUM

Asset Mix


Equity 0% - 100% 20%





Fund Performance

Last 1 Month 30-Sep-17 18.6235 1.44%

Last 3 Months 31-Jul-17 18.6507 1.30%

Last 6 Months 28-Apr-17 17.9572 5.21%

Last 1 Year 28-Oct-16 17.3936 8.62%

Last 2 Years 30-Oct-15 15.9500 8.83%

Last 3 Years 31-Oct-14 15.1975 7.52%

Last 4 Years 31-Oct-13 12.3121 11.30%

Last 5 Years 31-Oct-12 11.1358 11.15%



Asset Allocation

Rating Profile

Sector Allocation

AAA & Equivalent

Sovereign

Corporate Bonds


Equity

MMI & Others

56.99%

43.01%

40.23%

31.71%

20.27%

7.79%

6.31%

1.00%

1.36%

1.38%

1.41%

1.56%

2.06%

6.99%

11.04%

31.71%

35.17%

0% 5% 10% 15% 20% 25% 30% 35% 40%

Others

Civil engineering








Government Of India



47

Investment Objective: The investment objective for Apex Pension 10 Return Lock-in Fund is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.NAV as on 31 October, 17: 18.8668The Highest Nav recorded on reset date is: ̀ 18.7109Benchmark: -Corpus as on 31 October, 17: ̀ 76.04 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



Sensitivity





8.18% NABARD 10-Feb-20 7.28

9.48% REC Ltd. 10-Aug-21 6.07

9.50% SBI 04-Nov-25 4.70

9.64% PGC Ltd. 31-May-19 3.41


9.57% IRFC Ltd. 31-May-21 2.56

9.63 REC Ltd. 05-Feb-19 2.03

9.30% PGC Ltd. 28-Jun-20 1.73

8.93% NTPC Ltd. 19-Jan-21 1.39

8.95% HDFC Ltd. 19-Oct-20 1.38


7.80% GOI 03-May-20 24.83

6.35% GOI 02-Jan-20 8.83

8.27% GOI 09-Jun-20 3.20

High Mid Low

High

Mid

Low



Value Blend Growth

Large

Mid

Small


Equity 20.56

MMI & Others 4.91

Total 100.00

HDFC Bank Ltd. 2.26


HDFC Ltd. 1.35

ITC Ltd. 1.29







Other Equity 7.53

AUM (in Crores)

APEX PENSION 10 RETURN LOCK-IN FUND

Equity 15.64

Debt 56.67

MMI & Others 3.74

Instrument AUM

Asset Mix


Equity 0% - 100% 21%





Fund Performance

Last 1 Month 30-Sep-17 18.6070 1.40%

Last 3 Months 31-Jul-17 18.6627 1.09%

Last 6 Months 28-Apr-17 17.9628 5.03%

Last 1 Year 28-Oct-16 17.3873 8.51%

Last 2 Years 30-Oct-15 15.9735 8.68%

Last 3 Years 31-Oct-14 15.2407 7.37%

Last 4 Years 31-Oct-13 12.3034 11.28%

Last 5 Years 31-Oct-12 11.0679 11.26%



Asset Allocation

Rating Profile

Sector Allocation

Corporate Bonds


Equity

MMI & Others

AAA & Equivalent

Sovereign

49.73%

50.27%

37.66%

36.86%

20.56%

4.91%

1.92%

1.04%

1.29%

1.34%

1.41%

1.51%

2.58%

4.60%

9.16%

36.86%

38.28%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Others

Civil engineering








Government Of India



48

Investment Objective: The investment objective for Apex Pension 15 Return Lock-in Fund is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%



Benchmark: -




`

Fund Details




High

Mid

Low



Value Blend Growth

Large

Mid

Small



AUM (in Crores)

Equity 9.91

Debt 11.54

MMI & Others 1.48

Instrument AUM

Asset Mix


Equity 0% - 100% 43%






Equity 43.21

8.20% GOI 24-Sep-25 33.73

8.20% GOI 10-Nov-23 6.84

7.95% GOI 18-Jan-25 4.96

9.15% GOI 14-Nov-24 1.46

HDFC Bank Ltd. 4.73


HDFC Ltd. 3.20


ITC Ltd. 2.61




Axis Bank Ltd. 1.65


Other Equity 17.27

9.35% PGC Ltd. 29-Aug-25 3.36

MMI & Others 6.46


Total 100.00



Fund Performance

Last 1 Month 30-Sep-17 18.5896 2.38%

Last 3 Months 31-Jul-17 18.8232 1.11%

Last 6 Months 28-Apr-17 17.7732 7.08%

Last 1 Year 28-Oct-16 17.2321 10.45%

Last 2 Years 30-Oct-15 15.7572 9.90%

Last 3 Years 31-Oct-14 15.2393 7.69%

Last 4 Years 31-Oct-13 12.1232 11.94%

Last 5 Years 31-Oct-12 10.8768 11.84%



Asset Allocation

Rating Profile

Sector Allocation


Equity

MMI & Others

Corporate Bonds

Sovereign

AAA & Equivalent

86.22%

13.78%

46.98%

43.21%

6.46%

3.36%

7.12%

1.80%

2.61%

2.91%

2.92%

3.07%

3.36%

3.99%

5.63%

19.61%

46.98%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50%

Others

Civil engineering









Government Of India


49

Investment Objective: The investment objective for Apex Pension 20 Return Lock-in Fund is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initialasset allocation in equities is targeted at 80% to 100%.NAV as on 31 October, 17: 19.7513The Highest Nav recorded on reset date is: ̀ 19.4194Benchmark: -Corpus as on 31 October, 17: ̀ 2.76 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details




High

Mid

Low



Value Blend Growth

Large

Mid

Small


AUM (in Crores)


Equity 1.54

Debt 1.03

MMI & Others 0.20

Instrument AUM

Asset Mix


Equity 0% - 100% 56%





Equity 55.84


HDFC Bank Ltd. 5.89


HDFC Ltd. 4.02

ITC Ltd. 3.51







Other Equity 21.97

8.97% GOI 05-Dec-30 21.94

8.28% GOI 15-Feb-32 6.26

10.18% GOI 11-Sep-26 0.64

9.35% PGC Ltd. 29-Aug-30 8.25


MMI & Others 7.07

Total 100.00



Fund Performance

Last 1 Month 30-Sep-17 19.1691 3.04%

Last 3 Months 31-Jul-17 19.5496 1.03%

Last 6 Months 28-Apr-17 18.2736 8.09%

Last 1 Year 28-Oct-16 17.6838 11.69%

Last 2 Years 30-Oct-15 16.2166 10.36%

Last 3 Years 31-Oct-14 15.7845 7.76%

Last 4 Years 31-Oct-13 12.3174 12.53%

Last 5 Years 31-Oct-12 11.0423 12.33%



Asset Allocation

Rating Profile

Sector Allocation

Equity


Corporate Bonds

MMI & Others

Sovereign

AAA & Equivalent

71.28%

28.72%

55.84%

28.84%

8.25%

7.07%

8.89%

2.72%

3.06%

3.20%

3.51%

4.13%

5.94%

6.47%

8.25%

25.01%

28.84%

0% 5% 10% 15% 20% 25% 30% 35%

Others

Civil engineering









Government Of India


50

Investment Objective: The investment objective for Apex Plus Return Lock-in Fund - II is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.NAV as on 31 October, 17: 16.9280The Highest Nav recorded on reset date is: ̀ 16.7448Benchmark: -Corpus as on 31 October, 17: ̀ 23.81 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



Sensitivity





9.38% EXIM Bank 29-Sep-21 6.76

8.95% HDFC Ltd. 19-Oct-20 5.74

9.61% PFC Ltd. 29-Jun-21 4.99

8.18% NABARD 10-Feb-20 4.73

9.30% PGC Ltd. 28-Jun-20 4.43

8.80% REC Ltd. 25-Oct-20 3.52

8.60% IRFC Ltd. 11-Jun-19 3.45

9.35% PGC Ltd. 29-Aug-20 3.11

9.63 REC Ltd. 05-Feb-19 2.16

9.29% PFC Ltd. 21-Aug-22 1.33


8.27% GOI 09-Jun-20 11.33

7.80% GOI 03-May-20 9.03

6.35% GOI 02-Jan-20 8.00

High Mid Low

High

Mid

Low

ULIF 052 01/07/10 RA2 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


10.70% GOI 22-Apr-20 0.11

HDFC Bank Ltd. 2.47


HDFC Ltd. 1.65

ITC Ltd. 1.40







Other Equity 9.77

Equity 23.40

MMI & Others 6.99

Total 100.00

AUM (in Crores)

APEX PLUS RETURN LOCK-IN-FUND II

Equity 5.57

Debt 16.57

MMI & Others 1.67

Instrument AUM

Asset Mix


Equity 0% - 100% 23%





Fund Performance

Last 1 Month 30-Sep-17 16.6458 1.70%

Last 3 Months 31-Jul-17 16.6896 1.43%

Last 6 Months 28-Apr-17 16.0637 5.38%

Last 1 Year 28-Oct-16 15.5178 9.09%

Last 2 Years 30-Oct-15 14.2330 9.06%

Last 3 Years 31-Oct-14 13.6416 7.46%

Last 4 Years 31-Oct-13 11.0406 11.28%

Last 5 Years 31-Oct-12 9.9150 11.29%

Since Inception 13-Sep-10 10.0000 7.65%


Asset Allocation

Rating Profile

Sector Allocation

Corporate Bonds


Equity

MMI & Others

AAA & Equivalent

Sovereign

60.89%

39.11%

41.12%

28.48%

23.40%

6.99%

5.30%

1.03%

1.27%

1.40%

1.63%

1.88%

2.85%

3.05%

7.54%

28.48%

45.59%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50%

Others

Civil engineering








Government Of India



51

Investment Objective: The investment objective for Apex Pension Return Lock-in Fund - II is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock in - II that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.NAV as on 31 October, 17: 17.2006The Highest Nav recorded on reset date is: ̀ 17.0348Benchmark: -Corpus as on 31 October, 17: ̀ 6.64 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



Sensitivity





Equity 21.69

8.18% NABARD 10-Feb-20 7.71

8.95% HDFC Ltd. 19-Oct-20 6.33


9.61% PFC Ltd. 29-Jun-21 4.88

9.35% PGC Ltd. 29-Aug-20 4.78

9.63 REC Ltd. 05-Feb-19 4.66

8.80% REC Ltd. 25-Oct-20 3.15

9.30% PGC Ltd. 28-Jun-20 1.98

7.80% GOI 03-May-20 13.17

8.27% GOI 09-Jun-20 8.47

6.35% GOI 02-Jan-20 8.11

HDFC Bank Ltd. 2.31

High Mid Low

High

Mid

Low



Value Blend Growth

Large

Mid

Small



HDFC Ltd. 1.54


ITC Ltd. 1.20






Other Equity 8.60

MMI & Others 8.82

Total 100.00

AUM (in Crores)

APEX PENSION RETURN LOCK-IN FUND II

Equity 1.44

Debt 4.62

MMI & Others 0.59

Instrument AUM

Asset Mix


Equity 0% - 100% 22%





Fund Performance

Last 1 Month 30-Sep-17 16.9364 1.56%

Last 3 Months 31-Jul-17 16.9821 1.29%

Last 6 Months 28-Apr-17 16.3425 5.25%

Last 1 Year 28-Oct-16 15.8149 8.76%

Last 2 Years 30-Oct-15 14.5295 8.80%

Last 3 Years 31-Oct-14 13.8931 7.38%

Last 4 Years 31-Oct-13 11.1982 11.33%

Last 5 Years 31-Oct-12 10.0426 11.36%



Asset Allocation

Rating Profile

Sector AllocationAAA & Equivalent

Sovereign

Corporate Bonds


Equity

MMI & Others

58.03%

41.97%

39.74%

29.75%

21.69%

8.82%

6.75%

0.80%

1.01%

1.20%

1.42%

1.49%

2.68%

6.76%

8.82%

29.75%

39.33%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Others


Civil engineering







Government Of India



4.54%

1.02%

1.18%

1.48%

1.86%

2.03%

2.13%

3.38%

7.58%

26.96%

47.86%

0% 10% 20% 30% 40% 50% 60%

Others

Civil engineering








Government Of India


52

Investment Objective: The investment objective for Apex Pension 10 Return Lock-in Fund -II is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.NAV as on 31 October, 17: 17.0190The Highest Nav recorded on reset date is: ̀ 16.8376Benchmark: -Corpus as on 31 October, 17: ̀ 18.06 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



Sensitivity





8.60% IRFC Ltd. 11-Jun-19 6.82

9.38% EXIM Bank 29-Sep-21 6.53

8.95% HDFC Ltd. 19-Oct-20 6.40

9.61% PFC Ltd. 29-Jun-21 5.38

9.35% PGC Ltd. 29-Aug-20 4.69

9.63 REC Ltd. 05-Feb-19 4.00

8.18% NABARD 10-Feb-20 3.40

8.80% REC Ltd. 25-Oct-20 2.90

9.25% PGC Ltd. 26-Dec-19 2.89

9.29% PFC Ltd. 21-Aug-22 1.17

8.27% GOI 09-Jun-20 9.98

7.80% GOI 03-May-20 9.80

6.35% GOI 02-Jan-20 7.18

High Mid Low

High

Mid

Low



Value Blend Growth

Large

Mid

Small


Equity 23.36

MMI & Others 5.50

Total 100.00


HDFC Bank Ltd. 2.30


ITC Ltd. 1.18


HDFC Ltd. 1.15





Other Equity 9.16

AUM (in Crores)

APEX PENSION 10 RETURN LOCK-IN FUND II

Equity 4.22

Debt 12.85

MMI & Others 0.99

Instrument AUM

Asset Mix


Equity 0% - 100% 23%





Fund Performance

Last 1 Month 30-Sep-17 16.7257 1.75%

Last 3 Months 31-Jul-17 16.7826 1.41%

Last 6 Months 28-Apr-17 16.1463 5.40%

Last 1 Year 28-Oct-16 15.6912 8.46%

Last 2 Years 30-Oct-15 14.4171 8.65%

Last 3 Years 31-Oct-14 13.8688 7.06%

Last 4 Years 31-Oct-13 11.1728 11.09%

Last 5 Years 31-Oct-12 10.0880 11.03%



Rating Profile

Sector Allocation

Corporate Bonds


Equity

MMI & Others

AAA & Equivalent

Sovereign

63.91%

36.09%

44.18%

26.96%

23.36%

5.50%


9.69%

1.07%

1.96%

2.35%

2.51%

2.58%

2.85%

4.22%

4.83%

20.61%

47.33%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50%

Others


Civil engineering








Government Of India

53

Investment Objective: The investment objective for Apex Pension 15 Return Lock-in Fund - II is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.



Benchmark: -




`

Fund Details




High

Mid

Low



Value Blend Growth

Large

Mid

Small


AUM (in Crores)


Equity 2.20

Debt 2.43

MMI & Others 0.50

Instrument AUM

Asset Mix


Equity 0% - 100% 43%






Equity 42.88

8.20% GOI 24-Sep-25 19.71

9.15% GOI 14-Nov-24 16.22

6.90% GOI 04-Feb-26 5.66

7.95% GOI 18-Jan-25 3.01

8.20% GOI 10-Nov-23 2.03

10.18% GOI 11-Sep-26 0.69

HDFC Bank Ltd. 4.22


HDFC Ltd. 3.15

ITC Ltd. 2.58







Other Equity 17.30

MMI & Others 9.79

Total 100.00

Sector Allocation



Fund Performance

Last 1 Month 30-Sep-17 17.2284 2.50%

Last 3 Months 31-Jul-17 17.4677 1.10%

Last 6 Months 28-Apr-17 16.5340 6.81%

Last 1 Year 28-Oct-16 16.0202 10.23%

Last 2 Years 30-Oct-15 14.5868 10.03%

Last 3 Years 31-Oct-14 14.1388 7.69%

Last 4 Years 31-Oct-13 11.2273 11.99%

Last 5 Years 31-Oct-12 10.1317 11.75%



Sovereign

Asset Allocation

Rating Profile

Sector Allocation


Equity

MMI & Others

92.34%

47.33%

42.88%

9.79%

AAA & Equivalent

7.66%


10.78%

1.03%

2.67%

2.95%

3.45%

4.20%

4.40%

5.78%

6.18%

23.14%

35.40%

0% 5% 10% 15% 20% 25% 30% 35% 40%

Others


Civil engineering








Government Of India

54

Investment Objective: The investment objective for Apex Pension 20 Return Lock-in Fund - II is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 80% to 100%.



Benchmark: -




`

Fund Details




High

Mid

Low



Value Blend Growth

Large

Mid

Small


AUM (in Crores)



Instrument AUM

Asset Mix


Equity 0% - 100% 55%





Equity 55.04

HDFC Bank Ltd. 5.65


HDFC Ltd. 4.00


ITC Ltd. 3.45






Other Equity 21.31


MMI & Others 9.56

Total 100.00

8.97% GOI 05-Dec-30 21.68

8.28% GOI 15-Feb-32 13.72



Fund Performance

Last 1 Month 30-Sep-17 17.2127 2.99%

Last 3 Months 31-Jul-17 17.5461 1.03%

Last 6 Months 28-Apr-17 16.3967 8.12%

Last 1 Year 28-Oct-16 15.9740 10.98%

Last 2 Years 30-Oct-15 14.5799 10.27%

Last 3 Years 31-Oct-14 14.2606 7.52%

Last 4 Years 31-Oct-13 11.2203 12.11%

Last 5 Years 31-Oct-12 10.1165 11.87%



Sovereign

Rating Profile

Sector Allocation

Asset Allocation

Equity


MMI & Others55.04%

35.40%

9.56%

95.29%

4.71%

AAA & Equivalent


55

Investment Objective: The investment objective for Apex Supreme Return Lock-in Fund is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 70% to 100%NAV as on 31 October, 17: 17.8341The Highest Nav recorded on reset date is: ̀ 17.6107Benchmark: -Corpus as on 31 October, 17: ̀ 51.13 Crs.Fund Manager: Mr. Rajeev Tewari & Mr. Pankaj AgarwalDebt Investment Style

`

Fund Details



Sensitivity




Equity 28.42

8.10% NTPC Ltd. 27-May-21 8.28

9.48% REC Ltd. 10-Aug-21 7.77

9.30% PGC Ltd. 28-Jun-21 4.71

8.75% HDFC Ltd. 13-Jan-20 (Put-13-02-2016 Call-N.A) 4.66

9.61% PFC Ltd. 29-Jun-21 4.22

8.65% LIC Housing Finance Ltd. 29-Sep-20 4.08

9.38% EXIM Bank 29-Sep-21 3.15

9.64% PGC Ltd. 31-May-20 2.07

9.44% PFC Ltd. 23-Sep-21 1.60

8.60% IRFC Ltd. 11-Jun-19 1.20


HDFC Bank Ltd. 3.01


High Mid Low

High

Mid

Low

ULIF 055 01/02/11 ASR 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


HDFC Ltd. 2.00

ITC Ltd. 1.71







Other Equity 10.95

8.27% GOI 09-Jun-20 14.06

7.80% GOI 11-Apr-21 10.13

8.79% GOI 08-Nov-21 1.36


MMI & Others 3.67

Total 100.00

AUM (in Crores)

APEX SUPREME RETURN LOCK-IN-FUND


Instrument AUM

Asset Mix


Equity 0% - 100% 28%





Fund Performance

Last 1 Month 30-Sep-17 17.4972 1.93%

Last 3 Months 31-Jul-17 17.5926 1.37%

Last 6 Months 28-Apr-17 16.8456 5.87%

Last 1 Year 28-Oct-16 16.2915 9.47%

Last 2 Years 30-Oct-15 14.9907 9.07%

Last 3 Years 31-Oct-14 14.5046 7.13%

Last 4 Years 31-Oct-13 11.5353 11.51%

Last 5 Years 31-Oct-12 10.2382 11.74%



Asset Allocation

Rating Profile

Sector Allocation

Corporate Bonds

Equity


MMI & Others

AAA & Equivalent

Sovereign

63.39%

36.61%

42.36%

28.42%

25.55%

3.67%

5.52%

1.43%

1.60%

1.71%

2.01%

2.21%

2.39%

3.59%

15.68%

25.55%

38.30%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Others

Civil engineering








Government Of India



56

Investment Objective: The investment objective for Apex Supreme Return Lock-in Fund - II is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 70% to 100%.



Benchmark: -




`

Fund Details




High

Mid

Low

ULIF 057 01/07/11 SR2 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


AUM (in Crores)

APEX SUPREME RETURN LOCK-IN FUND II


Instrument AUM

Asset Mix


Equity 0% - 100% 30%






Equity 30.11

8.10% NTPC Ltd. 27-May-21 8.73

9.30% PGC Ltd. 28-Jun-21 8.38


9.48% REC Ltd. 10-Aug-21 7.40


9.38% EXIM Bank 29-Sep-21 4.37

9.61% PFC Ltd. 29-Jun-21 3.04

9.44% PFC Ltd. 23-Sep-21 1.28

HDFC Bank Ltd. 3.12


HDFC Ltd. 2.14


ITC Ltd. 1.79






Other Equity 10.78

7.80% GOI 11-Apr-21 12.05

8.27% GOI 09-Jun-20 3.26


MMI & Others 8.67

Total 100.00



Fund Performance

Last 1 Month 30-Sep-17 18.6973 1.92%

Last 3 Months 31-Jul-17 18.8337 1.18%

Last 6 Months 28-Apr-17 17.9717 6.04%

Last 1 Year 28-Oct-16 17.3717 9.70%

Last 2 Years 30-Oct-15 16.0575 8.94%

Last 3 Years 31-Oct-14 15.4528 7.24%

Last 4 Years 31-Oct-13 12.4328 11.27%

Last 5 Years 31-Oct-12 11.1174 11.38%

Since Inception 10-Oct-11 10.0000 11.22%


Sector Allocation

Rating Profile

Corporate Bonds

Equity


MMI & Others

AAA & Equivalent

Sovereign

73.54%

26.46%

45.91%

30.11%

15.31%

8.67%

5.60%

1.67%

1.79%

2.01%

2.13%

2.50%

3.07%

4.02%

15.31%

17.11%

44.80%

0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50%

Others

Civil engineering







Government Of India




57

Investment Objective: The investment objective for Apex Supreme Return Lock-in Fund - III is to use the participation in an actively managed well diversified equity portfolio of large cap companies to generate capital appreciation and use high credit quality debt instruments to lock-in that capital appreciation. The initial asset allocation in equities is targeted at 70% to 100%.



Benchmark: -




`

Fund Details



Sensitivity




Equity 34.70

8.10% NTPC Ltd. 27-May-21 7.90

9.48% REC Ltd. 10-Aug-21 7.20

9.30% PGC Ltd. 28-Jun-21 5.76

9.44% PFC Ltd. 23-Sep-21 3.67


9.38% EXIM Bank 29-Sep-21 2.57

9.30% PGC Ltd. 28-Jun-20 2.21


8.93% NTPC Ltd. 19-Jan-21 1.01



HDFC Bank Ltd. 3.57


High Mid Low

High

Mid

Low

ULIF 059 01/11/11 SR3 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


HDFC Ltd. 2.41

ITC Ltd. 2.07







Other Equity 14.03

8.27% GOI 09-Jun-20 12.76

7.80% GOI 11-Apr-21 6.77

8.79% GOI 08-Nov-21 2.82


MMI & Others 6.91

Total 100.00

AUM (in Crores)

APEX SUPREME RETURN LOCK-IN FUND III


Instrument AUM

Asset Mix


Equity 0% - 100% 35%





Fund Performance

Last 1 Month 30-Sep-17 18.3851 2.26%

Last 3 Months 31-Jul-17 18.5198 1.52%

Last 6 Months 28-Apr-17 17.6350 6.61%

Last 1 Year 28-Oct-16 17.0078 10.54%

Last 2 Years 30-Oct-15 15.5864 9.83%

Last 3 Years 31-Oct-14 15.1410 7.48%

Last 4 Years 31-Oct-13 11.9291 12.04%

Last 5 Years 31-Oct-12 10.6304 12.08%

Since Inception 10-Feb-12 10.0000 11.66%


Rating Profile

Sector Allocation

AAA & Equivalent

Sovereign

Corporate Bonds

Equity


MMI & Others

63.58%

36.42%

36.03%

34.70%

22.35%

6.91%

6.04%

1.56%

2.07%

2.32%

2.54%

2.56%

3.98%

4.21%

16.88%

22.35%

35.49%

0% 5% 10% 15% 20% 25% 30% 35% 40%

Others









Government Of India



58


the returns with medium to high risk







Fund Details



Sensitivity



Equity 65.42


HDFC Bank Ltd. 6.08



ITC Ltd. 3.18







Other Equity 33.46

7.72% GOI 25-May-25 4.38

8.17% GOI 01-Dec-44 4.23

6.90% GOI 04-Feb-26 3.11

7.59% GOI 11-Jan-26 1.79

7.28% GOI 03-Jun-19 1.59

High Mid Low

High

Mid

Low

ULIF 004 04/02/04 TGL 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


8.83% GOI 25-Nov-23 1.47

6.79% GOI 15-May-27 0.96

8.40% GOI 28-Jul-24 0.07

8.15% GOI 24-Nov-26 0.03

6.25% GOI 02-Jan-18 0.01

8.11% REC Ltd. 07-Oct-25 2.37

7.17% NHAI Ltd. 23-Dec-21 1.79


8.49% NTPC Ltd. 25-Mar-25 1.21

8.19% IRFC Ltd. 27-Apr-19 0.65



9.43% LIC Housing Finance Ltd. 10-Feb-22 0.42

9.61% PFC Ltd. 29-Jun-21 0.21


MMI & Others 7.72

Total 100.00

AUM (in Crores)

GROWTH FUND

Equity 102.12

Debt 41.93

MMI & Others 12.05

Instrument AUM

Asset Mix


Equity 50% - 80% 65%





Fund Performance

Last 1 Month 30-Sep-17 48.0883 3.25% 4.04%

Last 3 Months 31-Jul-17 48.8253 1.69% 1.64%

Last 6 Months 28-Apr-17 45.3478 9.49% 8.72%

Last 1 Year 28-Oct-16 41.9897 18.24% 14.79%

Last 2 Years 30-Oct-15 38.1359 14.10% 10.85%

Last 3 Years 31-Oct-14 36.2504 11.05% 7.39%

Last 4 Years 31-Oct-13 28.4829 14.90% 11.38%

Last 5 Years 31-Oct-12 25.5318 14.23% 11.30%

Since Inception 02-Mar-04 10.0000 12.43% 11.22%


Asset Allocation

Rating Profile

Sector AllocationSovereign

AAA & Equivalent

Equity


Corporate Bonds

MMI & Others

52.27%

47.73%

65.42%

17.64% 9.22%

7.72%

15.09%

2.74%

3.08%

3.18%

4.46%

4.64%

4.66%

5.79%

6.42%

17.64%

32.31%

0% 5% 10% 15% 20% 25% 30% 35%

Others





Civil engineering




Government Of India



59

Investment Objective: The primary investment objective of the fund is provide








Fund Details




High

Mid

Low

ULIF 005 04/02/04 TBL 110Fund Assure, Investment Report, October 2017


Value Blend Growth

Large

Mid

Small


AUM (in Crores)

BALANCED FUND

Equity 18.64

Debt 20.67

MMI & Others 6.11

Instrument AUM

Asset Mix


Equity 25% - 55% 41%





Equity 41.04


HDFC Bank Ltd. 3.70



ITC Ltd. 1.93


Yes Bank Ltd. 1.72




Blue Star Ltd. 1.19

Other Equity 19.76

8.17% GOI 01-Dec-44 7.88

6.90% GOI 04-Feb-26 5.55

7.72% GOI 25-May-25 5.51

7.59% GOI 11-Jan-26 5.17

6.79% GOI 15-May-27 2.85

7.28% GOI 03-Jun-19 2.68

8.83% GOI 25-Nov-23 2.62

8.15% GOI 24-Nov-26 1.88

6.25% GOI 02-Jan-18 0.09

8.11% REC Ltd. 07-Oct-25 4.31

7.17% NHAI Ltd. 23-Dec-21 3.30



MMI & Others 13.45


Total 100.00



Fund Performance

Last 1 Month 30-Sep-17 37.0278 1.89% 2.51%

Last 3 Months 31-Jul-17 37.3735 0.95% 1.27%

Last 6 Months 28-Apr-17 35.3259 6.80% 7.09%

Last 1 Year 28-Oct-16 33.5630 12.41% 11.89%

Last 2 Years 30-Oct-15 30.3607 11.48% 10.30%

Last 3 Years 31-Oct-14 28.7182 9.52% 8.37%

Last 4 Years 31-Oct-13 23.9127 12.08% 10.99%

Last 5 Years 31-Oct-12 21.7350 11.66% 10.52%

Since Inception 02-Mar-04 10.0000 10.20% 9.53%


Asset Allocation

Rating Profile

Sector AllocationSovereign

AAA & Equivalent

Equity


MMI & Others

Corporate Bonds

60.17%

39.83%

41.04%

34.23%

13.45%

11.28%

11.54%

1.52%

1.93%

2.27%

2.70%

3.36%

3.70%

3.98%

5.90%

28.88%

34.23%

0% 5% 10% 15% 20% 25% 30% 35% 40%

Others








Civil engineering


Government Of India


1. The fund is managed by Tata AIA Life Insurance Company Ltd. (hereinafter the “Company”).2. Past performance is not indicative of future performance. Returns are calculated on an absolute basis for a period of less than (or equal to) a year, with reinvestment of dividends (if any).3. All investments made by the Company are subject to market risks. The Company does not guarantee any assured returns. The investment income and price may go down as well as up depending on several factors

influencing the market.4. Every effort is made to ensure that all information contained in this publication is accurate at the date of publication, however, the Company shall not have any liability for any damages of any kind (including but not

limited to errors and omissions) whatsoever relating to this material.5. Income Tax benefits would be available as per the prevailing income tax laws, subject to fulfillment of conditions stipulated therein. Tata AIA Life Insurance Company Ltd. does not assume responsibility on tax

implication mentioned anywhere in this document. Please consult your own tax consultant to know the tax benefits available to you.6. Please know the associated risks and the applicable charges, from your Insurance agent or the Intermediary or policy document issued by the insurance company.7. Various funds offered are the names of funds and do not, in any way, indicate the quality of the funds, their future prospects & returns.8. Premium paid in ULIPs are subject to Investment risks associated with capital markets & the NAV of the units may go up or down based on the performance of the fund and factors influencing capital markets & the

insured is responsible for his/her decision.9. Whilst every care has been taken in the preparation of this document, it is subject to correction and markets may not perform in a similar fashion based on factors influencing the capital and debt markets; hence this

review note does not individually confer any legal rights or duties.10. For more details on risk factors, terms and conditions please read sales brochure carefully before concluding a sale.11. Unit Linked Life Insurance products are different from traditional insurance products and are subject to risk factors.12. Tata AIA Life Insurance Company Limited is only the name of the Insurance Company & any contract bearing the prefix ‘Tata AIA Life” is only the name of the Unit Linked Life Insurance contract and does not in any way

indicate the quality of the contract, its future prospects or returns.13. This publication is for general circulation only. This document is for information and illustrative purposes only and does not purport to any financial or investment services and do not offer or form part of any offer or

recommendation. This document is not, and should not be regarded as investment advice or as a recommendation regarding any particular security or course of action.14. Please make your own independent decision after consulting your financial or other professional advisor.

BEWARE OF SPURIOUS PHONE CALLS AND FICTITIOUS/FRAUDULENT OFFERSIRDA of India clarifies to public that

• IRDA of India or its officials do not involve in activities like sale of any kind of insurance or financial products nor invest premiums.• IRDA of India does not announce any bonus. Public receiving such phone calls are requested to lodge a police complaint along with details of phone call, number.

Tata AIA Life Insurance Company Ltd. (IRDA of India Regn. No. 110) CIN: U66010MH2000PLC128403.Registered and Corporate Office: 14th Floor, Tower A, Peninsula Business Park, Senapati Bapat Marg, Lower Parel, Mumbai 400013. Website: tataaia.com • Call helpline no. 1860 266 9966 (local charges apply)•

Disclaimer

Contact Us: Choose a convenient contact option from the following:

For any enquiries Call on helpline no. 1860 266 9966 (local charges apply)

Just SMS ‘SERVICE’ to 58888 or to get the summary of all short codes within 2 minutes, please send HELP to 5676799

Write to Us: Customer Services TeamB- wing, 9th Floor, I-Think Techno Campus, Behind TCS, Pokhran Road No.2, Close to Eastern Express Highway, Thane (W) Pin Code – 400 607.

Tata AIA Life Insurance’s Investment team

Unique Reference Number: L&C/Misc/2017/Nov/409

Mr. Harshad Patil Chief Investment Officer

Mr. Head of Equities

Rajeev Tewari

Mr. Head of Credit Analysis & Economist

Jayanth Udupa

Mr. Senior Analyst & Fund Manager

Nitin Bansal

Mr. Pankaj KhetanFund Manager

Mr. Pankaj Agarwal Fund Manager

Mr. Nimesh Mistry Analyst

Mr. Analyst

Nalin Ladiwala & Fund Manager

Mr. Dealer

H S Bharath

Mr. Dealer

Ronak Shah

Mr. Anirban Ray Analyst

Ms. Cheenu Gupta Senior Analyst & Fund Manager


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