FRY6 PINERIES BANK.SHARES, INC. 12-31-16 3601 …/media/others/banking/financial...Report at the...

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2514921 Board of Governors of the Federal Reserve System Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1 )(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602 , and 611a); and sec- tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S.C. §§ 5361, 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the appropriate Federal Reserve Bank the original and the number of copies specified. NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report. If the holding company is an ESOPIESOT formed as a corporation or is an LLC, see the General Instructions for the authori~ individual who must sign the report. I, I (Llh-L C_ ,~ t\ ~~= ~ VY\ ~S= k: ~ -------- Name of the Holding Company Director and Official . . Pr- t.s. iJ.u,-t Qi\.tt C.Eo _______ _ Title of the Holding Company Director and Official attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre- pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief. FR Y-6 0MB Number 7100-0297 Approval ex pires September 30. 2018 Pag e 1 of 2 This report form is to be filed by all top-tier bank holding compa- nies, top-tier savings and loan holding companies, and U.S. inter- mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require- ments of and is not treated as a qualifying foreign banking orga- nization under Section 211 .23 of Regulation K (12 C.F.R. § 211 .23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or spon- sor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number . Date of Report (top-tier holding company's fiscal year-end): _ /)./31 9 01"' -- Month I Day I v t"i;r __ '(\ ~ Q.De... ------ ----- __ .. _ Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code) Reporter's Name, Street, and Mailing Address ?\ Y\e_ r' I e.s. (S l\.,~ksY\cL re r,, Jf'\G ' -- ---- ---- Legal Title of Holding Company - ~~ q \_ i,r\a.;" Sii' e~-- - ------- - -------- (Mamng Address of the Holding Company) Street I P.O. Box _ S+e.v ~ Do~ ";. _ Wl ____ . _ __ 5 448/ City State Zip Code Physical Location {if different from mai li ng address ) With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 C.F.R. Part 261, that the Reporter and individual cons, t to public release of all Person to whom questions about this report should be directed: "J)Ql'\l\p...Jh:L4bo J'P lVS ~ -- -- VL c e. P.~ es i ct-ttl_ _ ·- --- ~etaJ;::::J_pning that in i t al. .._ Signature of Holding Company Director and ficial . --- ; ,i,,A ( Lc_h___L"l_ __ _ Date of Signature For holding companies not registered with the SEC- Indicate status of Annual Report to Shareholders: D is included with the FR Y-6 report D will be sent under separate cover is not prepared For Federal Reserve Bank Use Only RSSDID C.I. ·------------ Name Title _ 7i5 - 341- '51oco __ Area Code I Phone Number I Extension Area Code I FAX Number 0,.z»..~{'0 \IJ&kt 0p\A e. r~ es , Co m __ . E-mail Address fJJ_~A _ __ _ Address {URL) for the Holding Company's web page Is confidential treatment requested for any portion of this report submission? .. . ...... .. ............ . .... .. In accordance with the General Instructions for this report (check only one), 1. a letter justifying this request is being provided along with the report ......... ... ....... .... ............................. .. 0 2. a letter justifying this request has been provided separately ........ ... . .... ........ ....... ............ .. . ..... .. ... .... 0 NOTE: Information for which confidential treatment is being requested must be provided separately and labeled as "confidential." Public report ing burden for th is information collection is estimated to vary from 1.3 to 101 hours per respon se. with an avera ge of 5.50 hours per respons e, including time to gather and maintain data in the required form and to revi ew instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this coll ect, on of information, including suggestions for reducing this burden to: Secretary, Board of Gove rnors of th e Federal Re serv e Sys tem. 20th and C Stree ts. NW, Wa shington. DC 2055 1. and lo tho Office of Management and Budget , Paperwork Reduction Project (7100-0297). Washington, DC 20503. 12/2 016

Transcript of FRY6 PINERIES BANK.SHARES, INC. 12-31-16 3601 …/media/others/banking/financial...Report at the...

  • 2514921

    Board of Governors of the Federal Reserve System

    Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1 )(A) of the Bank Holding Company Act (12 U.S.C. 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C. 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. 248(a)(1), 602, and 611a); and sec-tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S.C. 5361, 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the appropriate Federal Reserve Bank the original and the number of copies specified.

    NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report. If the holding company is an ESOPIESOT formed as a corporation or is an LLC, see the General Instructions for the authori~ individual who must sign the report.

    I, I (Llh-L C _,~t\~~= ~VY\~S=k:~, --------Name of the Holding Company Director and Official

    . . Pr- t.s.iJ.u,-t Qi\.tt C.Eo _______ _ Title of the Holding Company Director and Official

    attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre-pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

    FR Y-6 0MB Number 7100-0297 Approval expires September 30. 2018 Page 1 of 2

    This report form is to be filed by all top-tier bank holding compa-nies, top-tier savings and loan holding companies, and U.S. inter-mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require-ments of and is not treated as a qualifying foreign banking orga-nization under Section 211 .23 of Regulation K (12 C.F.R. 211 .23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or spon-sor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number.

    Date of Report (top-tier holding company's fiscal year-end) :

    _ /)./31 9 01"'--Month I Day I v t"i;r

    __ '(\~ Q.De... ------ ----- __ .. _ Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)

    Reporter's Name, Street, and Mailing Address

    ?\ Y\e_ r' I e.s. (Sl\.,~ksY\cLrer,, Jf'\G ' -- ---- ----Legal Title of Holding Company

    - ~~q \_ i,r\a.;" Sii'e~--- -------- --------(Mamng Address of the Holding Company) Street I P.O. Box

    _ S+e.v~ Do~ ";. _ Wl ____ . ___ 5 448/ City State Zip Code

    Physical Location {if different from mailing address) With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 C.F.R. Part 261, that the Reporter and individual cons, t to public release of all

    Person to whom questions about this report should be directed:

    "J)Ql'\l\p...Jh:L4boJ'P lVS~ - - -- VLce. P.~ es ict-ttl__ - ---

    ~etaJ;::::J_pning that in , i t al. .._ Signature of Holding Company Director and ficial .

    --- ~ ;,i,,A (Lc_h___L"l_ __ _ Date of Signature

    For holding companies not registered with the SEC-Indicate status of Annual Report to Shareholders: D is included with the FR Y-6 report D will be sent under separate cover ~ is not prepared

    For Federal Reserve Bank Use Only

    RSSDID C.I. ------------

    Name Title

    _ 7i5 - 341- '51oco __ Area Code I Phone Number I Extension

    Area Code I FAX Number

    0,.z..~{'0\IJ&kt 0p\Ae. r ~ es , Com __ . E-mail Address

    fJJ_~A _ __ _ Address {URL) for the Holding Company's web page

    Is confidential treatment requested for any portion ~ of this report submission? .. . ...... .. ............ . .... .. ~ In accordance with the General Instructions for this report (check only one),

    1. a letter justifying this request is being provided along with the report ......... ... ....... . . .. ............................. .. 0

    2. a letter justifying this request has been provided separately . . .. . .. . ... . .. .. . . . .. .. . ....... ...... ...... .. ...... .. . .. .... 0

    NOTE: Information for which confidential treatment is being requested must be provided separately and labeled as "confidential."

    Public report ing burden for this information collection is estimated to vary from 1.3 to 101 hours per response. with an average of 5.50 hours per response, including time to gather and maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collect,on of information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System. 20th and C Streets. NW, Washington. DC 20551. and lo tho Office of Management and Budget , Paperwork Reduction Project (7100-0297). Washington, DC 20503.

    12/2016

    g1ndu01Typewritten Text22225514921552514921

    g1ndu01Typewritten Text

  • FRY6 PINERIES BANK.SHARES, INC. 12-31-16

    REPORT ITEM 1: Annual reports to shareholders Fineries Bankshares, Inc. does not prepare an annual report for its shareholders.

    REPORT ITEM 2a: ORGANIZATION CHART

    Fineries Bankshares, Inc. 3601 Main Street Stevens Point WI 54481 Incorporated in Wisconsin LEI None

    I

    100% of

    REPORT ITEM 2b:

    The Fineries Bank 3601 Main Street Stevens Point WI 54481 Incorporated in Wisconsin LEI None

    DOMESTIC BRANCH LISTING

    Submitted via email on 03/02/2017

  • Results: A list of branches for your holding company: PINERIES BANKSHARES, INC. (2514921) of STEVENS POINT, WI.

    The data are as of 12/31/2016. Data reflects information that was received and processed through 01/10/2017.

    Reconciliation and Verification Steps

    1. In the Data Action column of each branch row, enter one or more of the actions specified below

    2. If required, enter the date in the Effective Date column

    Actions OK: If the branch information is correct, enter 'OK' in the Data Action column. Change: If the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column. Close: If a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column. Delete: If a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column. Add: If a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column.

    If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.

    Submission Procedure

    When you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information. If you are e-mailing this to your FRB contact, put your institution name, city and state in the subject line of the e-mail.

    Note: To satisfy the FR Y-10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add. The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application - https://y10online.federalreserve.gov.

    * FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.

    Data Action Effective Date Branch Service Type Branch ID_RSSD* Popular Name Street Address City State Zip Code County Country FDIC UNINUM* Office Number* Head Office Head Office ID_RSSD* Comments

    ok Full Service (Head Office) 674344 PINERIES BANK, THE 3601 MAIN STREET STEVENS POINT WI 54481 PORTAGE UNITED STATES 6122 0 PINERIES BANK, THE 674344

    http:https://y10online.federalreserve.gov

  • FRY6 PINERIES BANKSHARES, INC.

    REPORT ITEM 3 (1): Shareholders owning 5% or more 1989 common shares owned

    11 .00% Paul C and Patti A Adamski, Stevens Point WI USA USA 3340 common shares owned

    12-31-16

    18.48% The Pineries Bank Employee Stock & 401(k) Plan FBO Paul C. Adamski Stevens Point WI USA USA

    2000 common shares owned 11.06% Phil and Linda Pionkowski, Amherst Junction WI USA USA

    I 000 common shares owned 5.53% James and Kay Cooper, Stevens Point WI USA USA

    1079 common shares owned 5.97% William J and Katherine Mitchell, Stevens Point WI USA USA

    I 029 common shares owned 5.69% Mark 0 . Ilten, Stevens Point WI USA USA

    2341 common shares owned 12.95 % The Pineries Bank Employee Stock and 401(k) Plan

    Paul C. Adamski, Trustee Stevens Point WI USA USA "To have with respect to the Trust all of the rights of an individual owner, including the power to exercise any and all voting rights associated with Trust assets, to give proxies, to participate in any voting trusts, mergers, consolidations, or liquidations, to tender shares, and to exercise or sell stock subscriptions or conversion rights."

    REPORT ITEM 3 (2): Shareholders that owned 5% or more not listed in 3(1) above during the fiscal year 2015 - NONE

  • FRY6 PINERIES BANK.SHARES, INC. 12-31-16

    REPORT ITEM 4: Directors and Officers and Principal Shareholders

    The Pineries Bank Employee Stock & 401 (k) Plan FBO Paul C. Adamski, President, Stevens Point WI USA 18.48% 3,340

    President/CEO of The Pineries Bank and President/CEO of Pineries Bank.shares, Inc. and chairman of the Board of Directors for both the bank and the holding company

    Paul C. Adamski and Patti A. Adamski, Stevens Point, Wi USA 11.00% 1,989 President/CEO of The Pineries Bank and President/CEO of Pineries Bankshares, Inc.

    and chairman of the Board of Directors for both the bank and the holding company. Housewife, Spouse of Paul C. Adamski, NI A

    Blake A. Johnston, Secretary, Stevens Point WI USA 4.43% 800 Retired Restaurateur, NIA

    Mark 0. Ilten, Treasurer, Stevens Point WI USA 5.69%. 1,029 Attorney, NIA

    Phil & Linda Pionkowski, Amherst Junction WI USA 11.06% 2,000 Metal fabrication, NI A

    Katherine Mitchell, Director, Stevens Point, WI USA 5.97% 1,079 Businesswoman, NIA

    Ronald A. Ligman, Director, Plover WI USA 2.77% 500 Accountant owns 90% of Ligman Wille CPA LLC

    The Pineries Bank Employee Stock and 401(k) Plan, Stevens Point, WI USA 12.95% 2,341 Paul C. Adamski, Trustee, Stevens Point, WI USA

    FR Y-6 Page 1Report Items 1: Annual Report to Shareholders; 2a: Organization ChartReport Item 2b: Domestic Branch ListingReport Item 3: Securities HoldersReport Item 4: Insiders