Forwards Endorsements 1,2 & 3 to NELIA Certificate N-14 ... · maelu certificate m~14 ~...

REGULATURY 1 RMATION DISTRIBUTION SYS (RIDS)

ACCESSION NBR:8212280258 DOC, DATE: 82/12/?1 'OTARIZED: NO DOCKETFACI'L:50-244 Robert Emmet Vinna Nuclear Planti Unit 1i Rochester G 05000244

AUTHBYNAME

AUTHOR AFFILIATIONSINISIg J ~ M ~ Marsh 8 McLennanilnc i M 8 M Nuclear Consultants~Inc ~ Div ~

RECIP ~ NAME REC IP IEN'f AFFILIATIONSALTZMANsJe Assistant Director for State 8 Licensee Relations

SUBJECT: Forwards Endorsements 1<283 to NELIA certificate N"14 8

MAELU Certificate M~14 ~

DISTRIBUTION CODE: M001S COPIES RECEIVED:LTR ~ ENCL / SIZE ~

TITLE: Insurance: Indemni ty/Endorsement Agreements

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Marsh 8 McLennan, Incorporated1 Financial PlazaHartford, Connecticut 06103Telephone 203 278-1400Telex 99308

December 21, 1982

Mr. Jerome D. SaltzmanAssistant Director — State

& Licensee RelationsOffice of State ProgramsU.S. Nuclear Regulatory CommissionWashington, DC 20555

Re: Rochester Gas & Electric Corp.NELIA Certificate No. N-14Endorsements No. 1, 2 & 3to NELIA Certificate No. N-14

MAELU Certificate No. M-14Endorsements No. 1, 2 & 3to MAELU Certificate No. M-14

Dear Mr. Saltzman:

On behalf of Rochester Gas & Electric Corporation, weenclose two certified copies each of the captioned.Certificates N-14 and M-14.

Also enclosed are two certified copies each of Endorse-ments No. 1, 2 & 3 to Certificates N-14 and M-14.

Yours Eery truly,

n M. SinisiAssistant Vice President

JMS/efkenclosures (16)

cc: R. R. Kussie - RG&ED. J. Barrett — M&M RochesterW. E. Patterson — M&M RochesterM. A. Powell — M&M Rochester

,8212280258 821221PDR ADOCH, 05000244J PDR

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NUCLEAR ENERGY LIABILITY INSURANCE

MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS

ANNUAL PREMIUM ENDORSEMENT

Calendar Year 1983

ANNUAL PREMIUM: It is agreed that the Annual Premium due the~pd p Pdd d d P:dddd.d

This is to oertify that this is a true oopy of the originalEndorsement having the endorse .e i',l...~her and being made partof the Nuclear Energy T iabi~icg 9oiioy (Faoility Form) as des-ignated hereon. No Xnsuranoe is afforded hereunder.

86tth T Qiiattrocchi, Vice President.Liability UnderwritingAmerican Nnclenr Insurers

Effective Date ofthis Endorsement January 1, 1983

'o form n nartof'ertificate No H-14

Issue toRochester Gas 6 Electric Corporation

Date of Issu December 1 5 1 982

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NUCLE R ENERGY I.IABILITY INSURAc CE

MUTUAL ATOMIC ENERGY LIABILITY UNDERWR)TERS

ENDORSEMENT TO CERTIFICATE NO. M 14

Forming Part of Master Policy No. 1

Nuclear Energy Liability Insurance(Secondary Financial Protection)

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N:em 4. (a) Identification of rimar financial rotection

applicable to the nuclear reactor and limit(s)8

of liability thereof: E

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Nuclear Energy Liability Insurance Association's

Policy NF- 170 $ 124,000,000

js( Mutual Atomic Energy LiabilityUnderwriters'olicy

MF- 47 $ 36,000,000

It is agreed that Item 4. (a) of the Declarations is amended to read

as follows:

Efloctivo Dato ofthis Endorsomont Ma 1 1979

Issuoto Rochester Gas 5 Electric Corporation

To form n partof Certific M-14

Dato of Issu December 15, 1982

For tho Subscribing Companies

M UAL ATOMIC ENERCY Llh ILITYUERiVIIITERcI'y

Endorsoment No.

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ENDORSEMENT TO CERTIFICATE NO. M-14Forming Part of Master Policy No. 1

Nuclear Energy Liability Insurance(Secondary Financial Protection)

ANNUAL PREMIUM ENDORSEMENT

It is agreed that the Annual Premiums applicable to the periodsdesignated below are as follows:

For Calendar Year 1978Effective Date January 1, 1978Annual Premium $ 1.350 00

For Calendar Year 1979Effective Date January 1, 1979Annual Premium $ 1,350.00


For Calendar Year 1981Effective Date, January 1, 1981Annual Premium $ 1,350.00


Effective Date ofthis Endorsement as stated above

To form a partof Certific

Rochester Gas & Electric CorporationIssue to

Date of Iggu December 1 5, 1 982

For tho Subscribing Companies

M UAL ATOMIC ENERGY LIA ILITYU ERiVItlTERS

By

Endorsoment No.

ME-S-3

Countersigned byADITI(osI%sII I(sI'III'NsHTATIVa

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MUTUAL ATOMIC ENERGY LIABILITYUNDERWRITERS

Certificate No. M-14

Forming Part of Master

Policy Ho.

CERTIFICATE OF INSURANCE

DECLARATIOHS AND

BOND FOR PAYMEHT OF RETROSPECTIVE PREMIUMS

Certificate of Insurance

, This is to certify that the persons and organizations designated in Item 1

of the Declarations are named insureds under the Master Policy-I'uclearEnergy Liability Insurance (Secondary Financial Protection), herein

called the "Master Policy", issued by Mutual Atomic Energy Liability

Underwriters.

Such insurance as is provided by the Master Policy applies, through this

certificate, only:

(a) to the insureds identified in Items 1 and 2 of theDeclarations,'b)

for the certificate .period stated in Item 6 of the Declarations,II

~b

(1) with respect to which the rimar financial rotection

described in Item 4 of the Declarations would apply but for

exhaustion of its limit of liability as described in Condition

6 of the Master Policy, and

(2) which is caused. during the certificate. period stated in Item

6 of the Declarations by a nuclear incident arising out of

or in connection with the nuclear reactor described in Item

3 of the Declarations, and

MSFC-1 (1/1/83) Page 1

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(3) which is discovered and for which written claim is made

against the insured not later than ten years after the end

of the certificate period stated in Item 6 of the Declarations.

caused by an extraordinar nuclear occurrence this subparagraph

g

claim is made against the insured not later than twenty years

after the date of the extraordinar nuclear occurrence.

Decl ara tions

Item 1. Named insureds and addresses:

(a) Rochester Gas 8 Electric Corporation - 89 East Avenue, RochesterNew York 14649

Item 2. Additional insureds:-

Any other person or organization who would be insured under the

rimar financial rotection identified in Item 4 of the Declarations

but for exhaustion of the limit of liability of such rimar financial

Item 3. Description and location of nuclear reactor: Robert Emmet Ginna NuclearPower Station located in Ontario, New York.

Item 4. (a) Identification of rimar financial rotection appl.icable to

the nuclear reactor and limit(s) of liability thereof:

Nuclear Energy Liability Insurance Association'sPolicy NF- 170 $ 108,500,000

Hutual Atomic Energy LiabilityUnderwriters'olicy

MF- 47 S 31,500,000

Page 2 of Certificate Ho. ~<-~4

~ a

(h) The fol inning endorseaients, attached to the ~rima@

financial rotection policies listed in item 4 (a) also

apply to the insurance afforded by the Master Policy through

this certificate as though they were attached hereto:

(1) Waiver of Defenses Endorsement (Extraordinary Nuclear

Occurrence) and

(2) Supplementary Endorsement - Waiver of Defenses - Reactor

Construction at the Facility,

(c) The limits of liability provided under the rimar financial

in i «(i «d ihany other reactor except as follows:

No exceptions

Item 5. Limits of Liability: The amount of retrospective premium actually

received by the companies plus the amount of the companies'on-

tingent liability, if any, pursuant to Conditions 2, 3 and 4 of the

Haster Policy.

Item 6. Certificate Period: Beginning at 12:OI a.m. on the first day of

august. lg77 and continuing to the effective date and time of

cancellation or termination of the Master Policy or this certificate,

I tern" 7.

whichever first occurs, eastern stahdard time.

Maximum retrospective premium (exclusive of allowance for premium taxes)

payable pursuant to Condition 2 of the Master Policy with respect to

each nuclear incident: $ 1,125,000

Item 8. Premium payable pursuant to Condition 1 of the Master Policy for thea

period from august 1, lg77 through December 31 following:

5 565.65

Page 3 of Cer tificate No. H-14

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B FOR PAYMENT OF RETROSPECTIVE . MIUMS

Know All Men By These Presents, that the undersigned do hereby acknowledge

that they are named insureds under the Master Policy described in the above

Certificate of Insurance and Declarations. The named insureds do hereby

covenant with and are held and are firmly bound to the members of Mutual

Atomic Energy Liability Underwriters subscribing the Master Policy (here-

inafter called the "companies") to pay to the companies all retrospective

premiums and allowances for premium taxes which shall become due and payable

in accordance with the Master Policy, as it may be changed from time to time,

with interest on such premiums and allowances for taxes to be computed atthe rate provided in the Master Policy from the date payment thereof isspecified to be due the companies in written notice to the first named insured

as provided in Condition 2 of the Master Policy until paid;

And it is hereby expressly agreed that copies of written notices of retro-spective premiums and allowances for premium taxes due and payable or other

evidence of such amounts due and payable sworn to by a'duly authorized

representative of the companies shall be prima facie evidence of the factand extent of the liability of the named insureds for such amounts;

And it is further expressly agreed that the named insureds will indemnify the

companies aga'inst any and all liability, losses and expenses of whatsoever kind

or nature (including but not limited to interest, court costs, and counsel fees)

which the companies may sustain or incur (1) by reason of the failure of thea

named insureds to comply with the covenants and provisions of this Bond and\

(2) in enforcing any of the covenants or provisions of this Bond, or any

provisions of the Master Policy relating to such covenants or provisions;

For the purpose of recording this agreement, a photocopy acknowledged before

a Notary Public to be a true copy hereof shall be regarded as an original.'I

7

Page 4 ot Cectificate No. N->4

The preceding Certificate of Insurance, Declarations and Bond form a part

of the Master Policy. Cancellation or termination of the Master Policy

or the Certificate of Insurance shall not affect the named insured's

obligations under the policy or the Bond to pay the retrospective premiums

and allowances for premium taxes, as provided in this Certificate and

Condition 2 of the Master Policy.

c( si ~i I ((

Rochester Gas 5 Electric Corporat'ion(Named Insured - Type or Print)

.,'<'SEAL)~

a I,'.<; iI( (5,(Signa ure of Officer)Harry G. Saddock,Senior Vice-President Finance and Rates

(Type or Print Name 5 Title of Officer)Date:

'H

WITNESS WHEREOF, the named insureds have caused this Certificate,these Declarations and this Bond for Payment of Retrospective Premiums,to be signed and sealed by a duly authorized officer, to be effectiveAugust 1, 1977 eastern standard time.

~ ~

(Named Insured - Type or Print)

By

(Signature of Officer)(SEAL)

(Type or Print Name 8 Title of Officer)Date:



'

(Type or Print Name 8 Title of Officer)Da te:

Page 5 of Certificate Ho. tt-14

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IN WITNESS WHEREOF, the companies subscribing the Master Policy havecaused the Certificate of Insurance and the Declarations to be signedon their behalf by Mutual Atomic Energy Liability Underwriters to beeffective August 1, 1977 eastern standard- time, and countersignedbelow by a duly authorized representative.

Attest or Witness For the Subscribing Companies of

MU UAL ATOMIC ENERGY LIABILITYUNDERWRITERS"

BY:thorized Agen

Countersigned byAuthorized Representative

Subscribin 'Com anies

American Mutual Liability Insurance Company, Wakefield, MA

Employers Insurance of Wausau, A Mutual Company, Wausau, WI

Liberty Mutual Insurance Company, Boston, HA

Lumbermens Mutual Casualty Company, Long Grove, IL

Michigan Mutual Insurance Company, Detroit, MI

Sentry Insurance; A Mutual Company, Stevens Point, WI

PROPORTION'OF 100K

15.0000000

15.0000000

30.0000000

30.0000000

5.0000000

5.0000000

Page 6 of Certificate No. ~M-

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NUCLEAR ENERGY LIABILITYINSURANCE ASSOCIATION

Forming Part of Master

Policy No. 1

CERTIFICATE OF INSURANCE

DECLARATIONS AND

BOND FOR PAYMENT OF RETROSPECTIYE PREMIUMS

Certificate of Insurance

ertify that the persons and organizations designated in Item 1

of the Declarations are named insureds under the Master Policy-Nuclear Energy I iability Insurance (Secondary Financial Protection), herein

called the "Master Policy", issued by Nuclear Energy Liability Insurance

Association.

Such insurance as is provided by the Master Policy applies, through this

certificate, only:

(a) to the insureds identified in Items 1 and 2 of the Declarations,

(b) for the certificate period stated in Item 6 of the Declar'ations,

~bdi1

described in Item 4 of the Declarations would apply but for

exhaustion of its limit of liability as described in Condition

6 of the Master Policy, and

'2)

which is caused during the certificate period stated in Item

6 of 'the Declarations by a nuclear incident arising out of

ot'n connection with the nuclear reactor described in Item

3 of the Declarations, andI

NSFC-1 (1/1/83) Page 1

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(3) which is discovered and for which written claim is made

against the insured not later than ten years after the end

of the certificate period stated in Item 6 of the Declarations.

caused by an extraordinar nuclear occurrence this subparagraph

h 11 1 «b 1 ~hdih

d hh h 1 dh d d 1 hh h

claim is made against the insured not later than twenty years

after the date of the extraordinar nuclear occurrence.

Declarations

Item 1. Named insureds 'and addresses:EaStd~<

(a) Rochester Gas 8 Electric Corporation - 89 K. Avenue,, Rochester,New York 14649

(b)

Item 2. Additional insureds:

Any other person or organization who would'be insured under the

rimar financial rotection identified in Item 4 of the Declarations

but for exhaustion of the limit of liability of such rimar financial

Item 3. Description and location of nuclear reactor: Robert Emmet Ginna NuclearPower Station located in Ontario, New York.

Item 4., (a) Identification of rimar ,financial rotection applicable to

the nuclear reactor and limit(s) of liability thereof:

Nuclear Energy Liability Insurance Association'sPolicy NF-170 $ 108,500,000

Mutual Atomic Energy LiabilityUnderwriters,'olicy

MF- 47 $ 31,500,000

Page 2 of Certificate No. h-i4

(b) The following endorsements, attached to the ~rimar

financial rotection policies listed in Item 4 (a) also

apply to the insurance afforded by the Master Policy through

this certificate as though they were attached hereto:e

(1) Waiver of Defenses Endorsement (Extraordinary Nuclear

Occurrence) and

(2) Supplementary Endorsement - Waiver of Defenses - ReactorI

Construction at the Facility,

(c) The limits of liability provided under the rimar financial

di t 'I() b «h d ihany other reactor except as follows:No Exceptions

Item 5. Limits of Liability: The amount of retrospective premium actually

received by the companies plus the amount of the companies'on-

tingent liability, if any, pursuant to Conditions 2, 3 and 4 of the

Master Policy.

Item 6. Certificate Period: Beginning at 12:01 a.m. on the first day of

August, 1977 ", and continuing to the 'effective date and time of cancel

lation or termination of the Master Policy or this certificate,whichever first occurs, eastern standard time.

N

Item 7. Maximum retrospective premium (exclusive of allowance for premium taxes)

payable pursuant to Condition 2 of the Master Policy with respect to

each nuclear incident: $ 3,875,000.

Item 8. Premium payable pursuant to Condition 1 of the Master Policy for the

period from .August 1, 1977 through December 31 following:

Page 3 of Certificate No.ii-14

BOND FOR PAYMENT OF RETROSPECTIVE PREMIUMS

Know All Men By These Presents, that the undersigned do hereby acknowledge

that they are named insureds under the Master Policy described in the above

Certificate of Insurance and Declarations. The named insureds do hereby

covenant with and are held and are firmly bound to the members of Nuclear

Energy Liability Insurance Association subscribing the Master

Policy (hereinafter called the "companies") to pay to the companies allretrospective premiums and allowances for premium taxes which shall become

due and payable in accordance with the Master Policy, as it may be changed

from time to. time, with interest on such premiums and allowances for taxes, ~

to be computed at the rate provided in the Master Policy from the date pay-

ment thereof is specified to be due the companies in written notice to the firstnamed insured as provided in Condition 2 of the Master Policy unt'il paid;

And it is hereby expressly agreed that copies of written notices of retro-

spective premiums and allowances for premium taxes due and payable or other

evidence of such amounts due and payable sworn to by a duly authorized

representative of the companies shall be prima facie evidence of the fact

and extent of the liability of the named insureds for such amounts;

And it is further expressly agreed that the named insureds will indemnify the

companies against any and all liability, losses and expenses of'hatsoever

kind or nature (including but not limited to interest, court costs, and counselII

P

fees) which the companies may sustain or incur (1) by reason of the failure of

the named insureds to comply with the covenants and provisions of this Bond

and (2) in enforcing any of the covenants or provisions of this Bond, or any

provisions of the Master Policy relating to such covenants or provisions;

For the purpose of recording this agreement, a photocopy acknowledged before

a Notary Public to be a true copy hereof shall be regarded as an original.

a

. Page 4 of Certificate No. N-14

C

The preceding Certificate of Insurance, Declarations and Bond form a part

of the Master Policy. Cancellation or termination of the Master Policy

or the Certificate of Insurance shall not affect the named insured's

obligations under the policy or the Bond to pay the retrospective premiums

and allowances for premium taxes, as provided in this Certificate and

Condition 2 of the Master Policy.

IN WITNESS WHEREOF, the named insureds have caused this Certificate,these Declarations and this Bond fo'r Payment of Retrospective Premiums,to be signed and sealed by a duly authorized officer, to be effectiveAugust 1, lg77 eastern standard time.

Attest or Witness Named Insureds: , (,s li/

Rochester Gas & Electric Cor oration(Named Insured - Type or Print)

By Wiu ~~ "i (SEAL)

(Signa re of Officer)Harry G. Saddock,

V'ce-President Finance and Rates

(Type or Print Name & Title of Officer)Date:


By

(Signature of Officer)(SEAL}

(Type or Print Name & Title. of Officer)Date:

By



(Type or Print Name & Title of Officer)Date:

Page 5 of Certificate No.N~

IN WITNESS WHEREOF, the companies subscribing the Master Policy havecaused the Certificate of Insurance and the Declarations to be signedon their behalf by the President of Nuclear Energy Liability InsuranceAssociation to be effective August 1, 1977 eastern standard time,and countersigned below by a duly authorized representative.

Attest or Witness For the Subscribing Companies of

NUCLE ENERGY LIABILITYINSURANCE ASSOCIATION

BY:B t C. Proom, President

Countersigned byAuthorized Representative

Page 6 of Certificate No. N-14

Nuclear Energy Llabllllylnaurance


ENDORSEHENT TO CERTIFICATE NO. N-14Forming Part of Haster Policy No. 1Nuclear Energy Liability Insurance

(Secondary Financial Protection)

ANNUAL PREHIUH ENDORSEHENT

It is agreed that the Annual Premiums appli.cable to the periodsdesignated below are as follows:

For Calendar Year 1978Effective Date January 1, 1978

~6660.00

For Calendar Year 1979Effective Date January 1, 1979

~l6E. 0

For Calendar Year 1980Effective'Date January 1, 1980Annual Premium $ 4 650.00

For Calendar Year 1981Effective Date January-l, 1981Annual Premium $ 4,650.00

For Calendar Year 1982Effective Date January 1, 1982Annual Premium $4.,650.00

t ertify that this ~s a'true copy of the originalEndorso~o:it «aving tho onto:. o,on~ number and. being .".~o part

of the Nucl~~r 1'norgy Liabi~ityPolicy (Faoility For.if as es-f

~ ignated hereon. No Insurance is afforded hereunder.

Effective Date ofthis Endorsement

issued «ROCheSter GaS

John I .I . ttrocchi Vice President Liability n

American Nuclear Insurers

/as stated above

12:01 A.M..St dard Ti e& Electric corporal>on

ting

To form a part of,'ertificate No.N-14

Date of issue December 15, 1982 or the su cribinp co panies

1Endorsement No

By

Countersigned by

General Manager

NE-S-3

t

r

I 'I

Nuclear Energy Liability Ineuranco


ANNUAL PREMIUM ENOORSEHENT

Calendar Year 1983

ANNUAL PREMIUM: It is agreed that the Annual Premium due. thecompanies for the period designated above is: 6 AA650.00

gnis is to oertify that th1s is a true oopy of the originalEndorsement having the endorsement number and being made.yarto '.he Nuclear Energy LiabilityPolicy. (Faoility Porm) as des-i',>a-od hereon, No Insuranoe is afforded hereunder.

...,.. ~ x., Q~urtpcchi, Vice Present doability Ufidcrwti&gAmerican Nuclear Insurers

Effective Date oftnis Endorsement

12:01 A.. Siftnd>rd TfineRochester Gas 6 Electric (orporation

.To form a part of Certi ficate N- I 4

pate of issue Oecember 15 1982 For the su cribfng co panios

General Manager

Endorsement No Countersfgnod by

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Nuclear Energy Liability Insurance


ENDORSEMENT TO CERTIFICATE NO ~N"14

Forming Part of Master Policy No. 1

Nuclear Energy Liability Insurance

(Secondary Financial Protection)

It is agreed that Item 4.(a) of the Declarations is amended to read

as follows:

Item 4. (a) Identification of rimar financial rotectionr

I

applicable to the nuclear reactor and limit(s)

of liability thereof:

Nuclear Energy Liability Insurance Association's

Policy NF- 170 9124,000,000

Mutual Atomic Energy LiabilityUnderwriters'olicy

HF- 47

EnThis is to certify that this is a true oopy of the ori i lor g na

doreemeut havinP t':e endorsemeru .tumber and heing made Partof the Nuuioar t>e.,„: Lxahilityi'oi~oy (Faoility Form) as des-ignated hereon No Insurance is afforded ereuttgex .

resident.Liability UnderwriQngJnftn L Qett~i, Vice p

ear Inyurers'I

Effective Date of ~

this Endorsementl2:Ol A.M. Standard Time

Issued to ROCheSter GaS 8t EleCtriC COrpOratiOn

N-14To form a parr or Certificate No.

Date of issue 15 19 For th e su cribing co panies

ByGeneral Manager

Fndorsement No Countersigned by

Forwards Endorsements 1,2 & 3 to NELIA Certificate N-14 ... · maelu certificate m~14 ~...

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Transcript of Forwards Endorsements 1,2 & 3 to NELIA Certificate N-14 ... · maelu certificate m~14 ~...