2424

N. F

eder

al H

ighw

ay, S

uite

257

, Boc

a R

aton

, FL

334

31

ph

561.

394.

3399

f

ax 5

61.3

94.3

382

ww

w.s

axen

awhi

te.c

om

Fir

st Q

ua

rte

r 2

01

1

Se

lect

In

ve

sto

r M

on

ito

rin

g R

ep

ort

Pre

pa

red

fo

r

Fo

rt L

au

de

rda

le P

oli

ce a

nd

Fir

efi

gh

ters

Re

tire

me

nt

Sy

ste

m

2424

N. F

eder

al H

ighw

ay, S

uite

257

, Boc

a R

aton

, FL

334

31

ph

561.

394.

3399

f

ax 5

61.3

94.3

382

ww

w.s

axen

awhi

te.c

om

S

ELE

CT

INV

ES

TO

R M

ON

ITO

RIN

G R

EP

OR

T –

Q1

2011

F

ort L

aude

rdal

e P

olic

e an

d F

irefig

hter

s R

etire

men

t S

yste

m

Bel

ow p

leas

e fin

d yo

ur fu

nd’s

det

aile

d po

rtfo

lio m

onito

ring

repo

rt fo

r th

e fir

st fi

nanc

ial q

uart

er o

f 201

1. A

s al

way

s,

your

rep

ort i

nclu

des

two

char

ts.

Fir

st y

ou w

ill fi

nd a

cha

rt d

elin

eatin

g cl

ass

actio

n se

curit

ies

frau

d la

wsu

its fi

rst f

iled

durin

g th

e fir

st q

uart

er o

f 201

1, w

heth

er b

y S

axen

a W

hite

or

by o

ther

law

firm

s. T

his

char

t con

tain

s a

colu

mn

entit

led

“Est

. Cla

ss

Per

iod

Gai

n (L

oss)

”. T

his

sign

ifies

that

we

have

rev

iew

ed y

our

posi

tions

in th

e se

curit

ies

of th

e de

fend

ant c

ompa

ny p

rior

to

the

time

the

alle

ged

frau

d be

gan,

rev

iew

ed a

ll tr

adin

g in

suc

h se

curit

ies

durin

g th

e pe

riod

of th

e fr

aud

(the

“cl

ass

perio

d”),

and

cal

cula

ted

any

loss

es y

our

fund

may

hav

e su

ffere

d on

a “

first

-in-f

irst-

out”

or

FIF

O b

asis

.1 T

he s

econ

d ch

art b

elow

con

tain

s a

list o

f set

tled

case

s in

whi

ch th

ere

are

open

dea

dlin

es fo

r th

e fil

ing

of c

laim

s fo

rms.

Thi

s ch

art a

gain

con

tain

s a

colu

mn

entit

led

“Est

imat

ed G

ain

(Los

s)”,

and

we

have

aga

in r

evie

wed

you

r po

sitio

ns in

th

e se

curit

ies

of th

e de

fend

ant c

ompa

ny a

nd c

alcu

late

d an

y lo

sses

you

r fu

nd m

ay h

ave

suffe

red

on a

“fir

st-in

-firs

t-ou

t”

basi

s Y

ou w

ill n

otic

e th

at w

e ha

ve a

dded

an

addi

tiona

l col

umn

labe

led

“Elig

ibili

ty”

in b

oth

port

ions

of t

he r

epor

t. T

here

ar

e fo

ur p

ossi

ble

clas

sific

atio

ns o

f the

fund

’s e

ligib

ility

to p

artic

ipat

e in

a n

ew o

r se

ttled

act

ion:

Li

kely

- T

he fu

nd h

ad o

ne o

r m

ore

purc

hase

tran

sact

ions

for

an im

pact

ed s

ecur

ity d

urin

g th

e cl

ass

perio

d.

Pos

sibl

e -

The

fund

had

act

ivity

oth

er th

an p

urch

ases

for

an im

pact

ed s

ecur

ity d

urin

g th

e cl

ass

perio

d.

Not

Lik

ely

- T

he fu

nd h

ad n

o ac

tivity

for

an im

pact

ed s

ecur

ity d

urin

g th

e cl

ass

perio

d.

1 A

s a

gene

ral m

atte

r, w

e m

ust a

dvis

e yo

u th

at o

ur c

alcu

latio

ns a

re b

ased

on

the

trad

ing

reco

rds

prov

ided

to u

s by

you

r cu

stod

ial b

ank,

whi

ch

date

bac

k on

ly to

01/

06/2

004.

In

mak

ing

thes

e ca

lcul

atio

ns, a

nd p

rovi

ding

you

this

info

rmat

ion,

we

have

rel

ied

on th

e ac

cura

cy a

nd c

ompl

eten

ess

of th

ose

reco

rds.

2424

N. F

eder

al H

ighw

ay, S

uite

257

, Boc

a R

aton

, FL

334

31

ph

561.

394.

3399

f

ax 5

61.3

94.3

382

ww

w.s

axen

awhi

te.c

om

Unk

now

n -

The

re is

not

eno

ugh

data

for

the

fund

load

ed in

to th

e m

onito

ring

syst

em to

det

erm

ine

whe

ther

the

fund

w

as im

pact

ed b

y a

case

or

settl

emen

t. P

leas

e co

ntac

t you

r pr

ior

cust

odia

n to

obt

ain

the

nece

ssar

y da

ta.

Bas

ed o

n th

e da

ta in

our

pos

sess

ion,

whi

ch is

lim

ited

by th

e sc

ope

of th

e da

ta a

vaila

ble

from

the

curr

ent c

usto

dial

ba

nk, w

e so

met

imes

can

not a

scer

tain

with

com

plet

e ce

rtai

nty

the

fund

’s p

ositi

on in

an

actio

n. F

or th

is r

easo

n, th

e “E

ligib

ility

” cl

assi

ficat

ions

pro

vide

the

fund

with

mor

e in

form

atio

n th

an o

ur p

rior

repo

rts

in e

valu

atin

g th

e pr

obab

ility

of

elig

ibili

ty.

Alth

ough

pre

sent

ed in

bot

h th

e ne

w a

ctio

ns a

nd s

ettle

d ac

tions

cha

rts,

this

cla

ssifi

catio

n is

of m

ost v

alue

to th

e fu

nds

in th

e se

ttled

cas

es c

onte

xt b

ecau

se y

our

cust

odia

l ban

k ca

n se

arch

its

arch

ives

(or

that

of y

our

prio

r cu

stod

ian)

to

insu

re th

at th

ey fi

le th

e ne

cess

ary

clai

m fo

rm.

To

the

exte

nt th

ere

have

bee

n an

y im

min

ent d

eadl

ines

for

case

s in

whi

ch

your

fund

has

suf

fere

d a

loss

, and

whi

ch d

eadl

ines

wou

ld h

ave

expi

red

befo

re y

our

rece

ipt o

f thi

s re

port

, we

have

alre

ady

cont

acte

d yo

u an

d/or

you

r cu

stod

ial b

ank.

Q1, 2011 Securities Class Action

New Action Eligibility Report

Fort Lauderdale Police and Fire Retirement System

Company

Ticker (Security ID)

Class Period

Lead Plaintiff

Deadline

Eligibility

Est. Class Period

Gain(Loss)

Advanced Battery Technologies, Inc.

ABAT (00752H102, B01WL45, B0743L6,

US00752H1023)

03/16/09 - 03/29/11

05/31/11

Likely

($62,324.01)

Aegean Marine Petroleum Network Inc.

ANW (B0TBF08, B28RMW2,

MHY0017S1028, Y0017S102)

01/04/10 - 02/03/11

04/11/11

Not Likely

Bank of America Corporation

BAC (060505104, 2295677,

US0605051046)

07/23/09 - 10/19/10

04/04/11

Likely

($2,342.16)*

Best Buy Co. Inc.

BBY (086516101, 086516AE1,

086516AF8, 086516AJ0, 2094670,

2837132, 2969369, 5456040, B4RNXQ6,

US0865161014, US086516AE18,

US086516AF82, US086516AJ05)

09/14/10 - 12/13/10

04/19/11

Likely

($1,682.35)

Broadwind Energy Inc.

BWEN (11161T108, B00HRK9, B291LQ0,

US11161T1088)

03/17/09 - 08/09/10

04/12/11

Not Likely

China Agritech Inc.

CAGC (16937A200, B018QX, B291LQ0,

US16937A2006)

02/08/10 - 03/11/11

04/12/11

Unknown

China Century Dragon Media, Inc.

CDM (16936D205, B5KX4D4, B60XBY1,

US16936D2053)

02/08/11 - 03/26/11

05/31/11

Unknown

China Electric Motor, Inc.

CELM (16890A205, B3MD3R5, B630RS5,

US16890A2050)

01/27/10 - 03/30/11

05/31/11

Unknown

China Integrated Energy, Inc.

CBEH (16948P105, B1YYKD7, B57TXM7,

US16948P1057)

03/31/10 - 03/16/11

05/24/11

Likely

($200,823.22)

China Intelligent Lighting and Electronics,

Inc.

CIL (16890G202, B3XC683, B62DZJ2,

US16890G2021)

06/16/10 - 03/29/11

05/31/11

Unknown

China MediaExpress Holdings, Inc.

CCME (169442100, B297ZZ5, B3MMZL0,

US1694421009)

05/14/10 - 03/11/11

04/05/11

Unknown

China Valves Technology, Inc.

CVVT (169476207, 2955841, B011CN8,

US1694762071)

01/12/10 - 01/13/11

04/05/11

Not Likely

Cisco Systems, Inc.

CSCO (17275R102, 2198163,

US17275R1023)

05/12/10 - 02/09/11

05/30/11

Likely

$12,286.64*

Coinstar, Inc.

CSTR (19259P300, 19259PAF9, 2037567,

US19259P3001, US19259PAF99)

10/28/10 - 02/03/11

03/25/11

Not Likely

Countrywide Finacial Corp (MBS)

(02150LAA5, 02150LAA5, 02150LAA5,

02150LAB3, 02150LAB3, 02150LAB3,

02150LAC1, 02150LAC1, 02150LAC1,

02150LAD9, 02150LAD9, 02150LAD9,

02150LAE7, 02150LAE7, 02150LAE7,

02150LAF4, 02150LAF4, 02150LAF4,

02150LAG2, 02150LAG2, 02150LAG2,

02150LAH0, 02150LAH0, 02150LAH0,

02150LAJ6, 02150LAJ6, 02150LAJ6,

02150LAK3, 02150LAK3, 02150LAK3,

02150LAL1, 02150LAL1, 02150LAL1,

02150LAM9, 02150LAM9, 02150LAM9,

02150LAN7, 02150LAN7, 02150LAN7,

02150LAP2, 02150LAP2, 02150LAP2,

02150LAQ0, 02150LAQ0, 02150LAQ0,

02150LAR8, 02150LAR8, 02150LAR8,

02150LAS6, 02150LAS6, 02150LAS6,

02150LAT4, 02150LAT4, 02150LAT4,

02150LAU1, 02150LAU1, 02150LAU1,

02150LAV9, 02150LAV9, 02150LAV9,

02150LAW7, 02150LAW7, 02150LAW7,

02150LAX5, 02150LAX5, 02150LAX5,

02150LAY3, 02150LAY3, 02150LAY3,

02150LAZ0, 02150LAZ0, 02150LAZ0,

02150LBA4, 02150LBA4, 02150LBA4,

02150LBB2, 02150LBB2, 02150LBB2,

02150LBC0, 02150LBC0, 02150LBC0,

02150LBD8, 02150LBD8, 02150LBD8,

02150LBE6, 02150LBE6, 02150LBE6,

02150LBF3, 02150LBF3, 02150LBF3,

02150LBG1, 02150LBG1, 02150LBG1,

02150LBH9, 02150LBH9, 02150LBH9,

02150LBJ5, 02150LBJ5, 02150LBJ5,

02150LBK2, 02150LBK2, 02150LBK2,

02150LBL0, 02150LBL0, 02150LBL0,

02150LBM8, 02150LBM8, 02150LBM8,

02150LBN6, 02150LBN6, 02150LBN6,

02150LBP1, 02150LBP1, 02150LBP1,

02150LBQ9, 02150LBQ9, 02150LBQ9,

02150LBR7, 02150LBR7, 02150LBR7,

02150LBS5, 02150LBS5, 02150LBS5,

02150LBT3, 02150LBT3, 02150LBT3,

02150LBU0, 02150LBU0, 02150LBU0,

02150LBV8, 02150LBV8, 02150LBV8,

02150LBW6, 02150LBW6, 02150LBW6,

02150LBX4, 02150LBX4, 02150LBX4,

02150LBY2, 02150LBY2, 02150LBY2,

02150LBZ9, 02150LBZ9, 02150LBZ9,

02150LCA3, 02150LCA3, 02150LCA3,

08/01/05 - 01/28/11

03/29/11

Not Likely

02150LCB1, 02150LCB1, 02150LCB1,

02150LCC9, 02150LCC9, 02150LCC9,

02150LCD7, 02150LCD7, 02150LCD7,

02150LCE5, 02150LCE5, 02150LCE5,

02150LCF2, 02150LCF2, 02150LCF2,

02150LCG0, 02150LCG0, 02150LCG0,

02150LCH8, 02150LCH8, 02150LCH8,

02150LCJ4, 02150LCJ4, 02150LCJ4,

02150LCK1, 02150LCK1, 02150LCK1,

02150LCL9, 02150LCL9, 02150LCL9,

02150LCM7, 02150LCM7, 02150LCM7,

02151UAA4, ...)

Elan Corporation PLC

ELN (0307295, 030729909, 2307237,

284131208, 4305507, 430550905,

B01ZKK3, G29539106, IE0003072950,

US2841312083)

07/02/09 - 08/05/09

04/26/11

Not Likely

Equinix, Inc.

EQIX (2204758, 29444U502, B017XK0,

US29444U5020)

07/29/10 - 10/05/10

05/03/11

Not Likely

FXCM Inc.

FXCM (302693106, B3YPMH2,

US3026931069)

11/28/10 - 03/03/11

05/02/11

Unknown

Finisar Corporation

FNSR (2012155, 2517832, 31787A507,

31787AAD3, 31787AAF8, 31787AAG6,

31787AAH4, 31787AAJ0, 31787AAK7,

5819858, B018BL0, B293T95, B4ZNGF8,

B62QWP6, US31787A5074,

US31787AAD37, US31787AAF84,

US31787AAG67, US31787AAH41,

US31787AAJ07, US31787AAK79)

12/01/10 - 03/08/11

05/16/11

Unknown

$0.00

Human Genome Sciences Inc.

HGSI (2429766, 444903108,

US4449031081)

12/07/07 - 01/22/08

03/22/11

Not Likely

Itron, Inc.

ITRI (2471949, 465741106, 465741AJ5,

B19Z187, B1BSWV4, US4657411066,

US465741AJ57)

04/28/10 - 02/16/11

04/25/11

Not Likely

Kid Brands, Inc.

KID (2759322, 49375T100, B1HHV85,

US49375T1007)

03/26/10 - 03/15/11

05/23/11

Likely

($60,190.68)

Life Partners Holdings, Inc.

LPHI (2623159, 53215T106, B1HK1L7,

US53215T1060)

05/29/07 - 01/27/11

04/04/11

Not Likely

MannKind Corporation

MNKD (56400P201, B010TR8, B020L60,

US56400P2011)

06/25/10 - 01/19/11

04/01/11

Not Likely

Medifast, Inc.

MED (2934033, 42221F101, 58470H101,

B011FG2, US42221F1012,

US58470H1014)

03/04/10 - 03/10/11

05/17/11

Unknown

NIVS IntelliMedia Technology Group, Inc.

NIV (62914U108, B3L27Y8, B53R530,

03/24/10 - 03/25/11

05/30/11

Unknown

US62914U1088)

Oilsands Quest, Inc.

BQI (138748108, 2865199, 678046103,

US1387481088, US6780461033)

08/14/06 - 07/14/09

04/25/11

Not Likely

Radient Pharm

aceuticals Corporation

RPC (750341109, B1FPJS7, B1FPSF7,

US7503411099)

01/18/11 - 03/04/11

05/10/11

Unknown

Rosetta Stone, Inc.

RST (777780107, B3VVMW8, B3YZRJ9,

US7777801074)

02/25/10 - 03/01/11

05/23/11

Unknown

ShengdaTech, Inc.

SDTH (823213103, B0Z10M9, B28HPD4,

US8232131032)

03/15/10 - 03/15/11

05/17/11

Unknown

Tekelec

TKLC (2880437, 5500464, 879101103,

US8791011039)

02/11/10 - 08/05/10

03/07/11

Not Likely

$0.00

The Royal Bank of Scotland Group PLC

(ADR)

RBS (780097689, B28HLF8,

US7800976893)

03/01/07 - 01/19/09

03/28/11

Not Likely

The Talbots, Inc.

TLB (2871806, 874161102,

US8741611029)

12/08/09 - 01/11/11

04/04/11

Likely

($70,469.43)

Tongxin International Ltd.

TXIC (B3B2CK9, B53S3Y0, G8918T103,

VGG8918T1030)

05/15/09 - 12/14/10

03/04/11

Not Likely

United W

estern Bancorp, Inc

UWBK (2549147, 913201109,

US9132011092)

09/17/09 - 03/14/11

05/13/11

Unknown

Urban Outfitters, Inc.

URBN (2933438, 917047102, B011FJ5,

US9170471026)

11/15/10 - 03/07/11

05/31/11

Possible

$0.00

Vestas W

ind Systems A/S

VWDRY (2723770, 5964651, 5966419,

925458101, B0XZ2T4, B126XN6,

B43LT88, DK0010242130,

DK0010268606, DK0060036218,

DK0060180339)

10/27/09 - 10/25/10

05/17/11

Not Likely

Weatherford International Ltd.

WFT (003883839, 947074100, B12K8Z5,

B4TTZ77, B4WRYF9, B5KL6S7, B5YS639,

B62TXG3, BMG950891017,

CH0038838394, H27013103, NC8343278)

04/25/07 - 03/01/11

05/09/11

Likely

$189,843.06*

Wilshire Bancorp, Inc.

WIBC (2537658, 5876905, 97186T108,

US97186T1088)

03/15/10 - 03/16/11

05/30/11

Unknown

YRC W

orldwide, Inc.

YRCW (2986380, 4281986, 984249102,

US9842491022)

04/24/08 - 11/02/09

04/08/11

Not Likely

$0.00

Q1, 2011 Securities Class A

ction

Settlement Eligibility R

eport

Fort Lauderdale Police and Fire R

etirement Syste

m

Company

Security

ID

Class Period

Settlement

Amount

Claim

sDeadline

Eligibility

Estimated

Gain(Loss)

Apple C

om

pute

r In

c.

037833100, 037833183, 2046251,

4033819, 5889936, 6046848, B011001,

B0YQ5W

0, B1G5CJ8

, US0378331005

08/2

4/0

1-0

6/2

9/0

6$16,5

00,0

00.0

003/1

5/1

1Likely

$61,9

27.8

7*

222372104, 222372AJ3

, 22237LNR9,

22237LPA4, 22237LPM8, 22237UAF9,

222388209, 22238HAC4, 22238HAD2,

22238HAE0, 22238HAF7, 22238HAG5,

22238HAH3, 22238HAK6, 22238HAM2,

22238HAN0, 22238HAR1, 22238HAS9,

22238HAU4, 22238HAV2, 22238HAW

0,

22238HAX8, 22238HAY6, 22238HAZ3,

22238HBA7, 22238HBB5, 22238HBC3,

22238HBD1, 22238HBE9, 22238HBF6,

22238HBG4, 22238HBH2, 22238HBJ8

, 22238HBK5, 22238HBM1, 22238HBP4,

22238HBR0, 22238HBT6, 22238HBV1,

22238HBX7, 22238HBZ2, 22238HCD0,

22238HCF5, 22238HCH1, 22238HCK4,

22238HCL2, 22238HCM0, 22238HCN8,

22238HCP3, 22238HCQ1, 22238HCR9,

22238HCS7, 22238HCT5, 22238HCU2,

22238HCV0, 22238HCW

8, 22238HCX6,

22238HCY4, 22238HCZ1, 22238HDA5,

22238HDB3, 22238HDC1, 22238HDD9,

22238HDE7, 22238HDF4, 22238HDG2,

22238HDH0, 22238HDJ6

, 22238HDK3,

22238HDL1, 22238HDM9, 22238HDN7,

22238HDP2, 22238HDQ0, 22238HDR8,

22238HDS6, 22238HDT4, 22238HDU1,

22238HDV9, 22238HDW

7, 22238HDX5,

22238HDY3, 22238HDZ0, 22238HEA4,

22238HEB2, 22238HEC0, 22238HED8,

22238HEE6, 22238HEF3, 22238HEG1,

22238HEH9, 22238HEJ5

, 22238HEK2,

22238HEL0, 22238HEM8, 22238HEN6,

22238HEP1, 22238HEQ9, 22238HER7,

22238HES5, 22238HET3, 22238HEU0,

Countrywide F

inancial Corp

.

22238HEV8, 22238HEW

6, 22238HEX4,

22238HEY2, 22238HEZ9, 22238HFA3,

22238HFB1, 22238HFC9, 22238HFD7,

22238HFE5, 22238HFF2, 22238HFG0,

22238HFH8, 22238HFJ4

, 22238HFK1,

22238HFL9, 22238HFM7, 22238HFN5,

22238HFP0, 22238HFQ8, 22238HFR6,

22238HFS4, 22238HFT2, 22238HFU9,

22238HFV7, 22238HFW

5, 22238HFX3,

22238HFY1, 22238HFZ8, 22238HGA2,

22238HGB0, 22238HGC8, 22238HGD6,

22238HGE4, 22238HGF1, 22238HGG9,

22238HGH7, 22238HGJ3

, 22238HGK0,

22238HGL8, 22238HGM6, 22238HGN4,

22238HGP9, 22238HGQ7, 22238HGR5,

22238HGS3, 22238HGT1, 22238HGU8,

22238HGV6, 22238HGW

4, 22238HGX2,

22238HGY0, 22238HGZ7, 22238HHA1,

22238HHB9, 22238HHC7, 22238HHD5,

22238HHE3, 22238HHF0, 22238HHG8,

22238HHH6, 2229676, 2691394, 5965483,

B00JX

41, B02V077, B08F556, B0C1FZ0,

B0V90T4, B11Y5L3, B156441, B16J0

18,

B189YZ8, B19G7F9, B1YHH57, B1YKD70,

B29NFN1, B3Q87B8, CA22237UAF99,

US2223721042, US22237LNR95,

US22237LPA43, US22237LPM80,

US22238HAC43, US22238HAD26,

US22238HAE09, US22238HAG56,

US22238HAH30, US22238HAK68,

US22238HAM25, US22238HAN08,

US22238HAR12, US22238HAS94,

US22238HAU41, US22238HAV24,

US22238HAW

07, US22238HAX89,

US22238HAY62, US22238HAZ38,

US22238HBA77, US22238HBB50,

US22238HBC34, US22238HBD17,

US22238HBE99, US22238HBF64,

US22238HBG48, US22238HBJ8

6,

US22238HBK59, US22238HBM16,

US22238HBP47, US22238HBR03,

US22238HBT68, US22238HBV15,

US22238HBX70, US22238HBZ29,

US22238HCD08, US22238HCF55,

US22238HCH12, US22238HCK41,

US22238HCL24, US22238HCM07,

US22238HCN89, US22238HCP38,

US22238HCQ11, US22238HCR93,

US22238HCS76, US22238HCT59,

US22238HCU23, US22238HCV06,

US22238HCW

88, US22238HCX61,

US22238HCY45, US22238HCZ10,

US22238HDA59, US22238HDB33,

US22238HDC16, US22238HDD98,

US22238HDE71, US22238HDF47,

US22238HDG20, US22238HDH03,

US22238HDJ6

8, US22238HDK32,

US22238HDL15, US22238HDM97,

US22238HDN70, US22238HDP29,

03/1

2/0

4-0

3/0

7/0

8$624,0

00,0

00.0

004/2

6/1

1Likely

NC

US22238HDQ02, US22238HDR84,

US22238HDS67, US22238HDT41,

US22238HDU14, US22238HDV96,

US22238HDW

79, US22238HDX52,

US22238HDY36, US22238HDZ01,

US22238HEA41, US22238HEB24,

US22238HEC07, US22238HED89,

US22238HEE62, US22238HEF38,

US22238HEG11, US22238HEH93,

US22238HEJ5

9, US22238HEK23,

US22238HEL06, US22238HEM88,

US22238HEN61, US22238HEP10,

US22238HEQ92, US22238HER75,

US22238HES58, US22238HET32,

US22238HEU05, US22238HEV87,

US22238HEW

60, US22238HEX44,

US22238HEY27, US22238HEZ91,

US22238HFA32, US22238HFB15,

US22238HFC97, US22238HFD70,

US22238HFE53, US22238HFF29,

US22238HFG02, US22238HFH84,

US22238HFJ4

1, US22238HFK14,

US22238HFL96, US22238HFM79,

US22238HFP01, US22238HFQ83,

US22238HFR66, US22238HFS40,

US22238HFT23, US22238HFU95,

US22238HFV78, US22238HFW

51,

US22238HFX35, US22238HFY18,

US22238HFZ82, US22238HGA23,

US22238HGB06, US22238HGC88,

US22238HGD61, US22238HGE45,

US22238HGF10, US22238HGG92,

US22238HGH75, US22238HGJ3

2,

US22238HGK05, US22238HGL87,

US22238HGM60, US22238HGN44,

US22238HGP91, US22238HGR57,

US22238HGS31, US22238HGT14,

US22238HGU86, US22238HGV69,

US22238HGW

43, US22238HGX26,

US22238HGY09, US22238HGZ73,

US22238HHA14, US22238HHC79,

US22238HHD52, US22238HHE36,

US22238HHF01, US22238HHG83,

US22238HHH66

Dollar Genera

l Corp

.

2272205, 256669102, 256669AA0,

256669AC6, 256677105, 256678103,

5456114, 9A9998633, B59CW

Y9, B5B1S13,

US256669AA08, US256669AC63,

US2566771059, US2566781033

06/1

6/9

8-0

1/1

4/0

2$11,7

40,8

24.0

004/0

2/1

1Unknown

$0.0

0*

Goldm

an S

achs G

roup

2407966, 38141G104, 5682049, B043LS9,

US38141G1040

07/0

1/9

9-0

5/0

7/0

2$29,0

00,0

00.0

001/1

4/1

1Unknown

$0.0

0

JA S

olar Holdings C

o. Ltd

.466090107, B1QMYF9, US4660901079

08/1

2/0

8-1

1/1

2/0

8$4,5

00,0

00.0

006/0

7/1

1Likely

($73,4

58.6

9)

Micro

n T

echnology Inc.

2588184, 5061381, 595112103, B043L23,

02/2

4/0

1-0

9/1

8/0

2$42,0

00,0

00.0

002/2

8/1

1Unknown

$0.0

0

US5951121038

National City C

orp

ora

tion

2620547, 635405103, US6354051038

01/0

5/0

7-0

8/2

5/0

8$11,0

00,0

00.0

001/3

1/1

1Likely

$0.0

0

Navista

r In

tern

ational Corp

.2624464, 5532188, 63934E108,

US63934E1082

02/1

4/0

3-0

7/1

7/0

6$13,0

00,0

00.0

006/1

4/1

1Unknown

$0.0

0

Orion E

nerg

y S

yste

ms, In

c.

686275108, B29W

5V6, B2B3QC5,

US6862751087

12/1

7/0

7-0

2/0

7/0

8$3,2

50,0

00.0

004/2

8/1

1Likely

($30,0

88.2

0)

Toll B

roth

ers

, In

c.

2896092, 889478103, B012S11, B29NFX1,

US8894781033

12/0

9/0

4-1

1/0

8/0

5$25,0

00,0

00.0

003/1

6/1

1Not Likely

$0.0

0

Tyco Inte

rnational Ltd

.0057039, 010038348, 902124106,

B64GC98, BM9021241064, CH0100383485

12/0

1/9

7-0

3/1

3/0

3$56,1

00,0

00.0

005/0

6/1

1Unknown

$0.0

0

UTSta

rcom

, In

c.

2557139, 5919822, 918076100, B06KFL9,

ED5919821, LMB06KFL5, NA2557133,

NAB1G5FL9, NC8672312, US9180761002

02/2

1/0

3-0

7/2

3/0

7$2,9

00,0

00.0

003/0

3/1

1Likely

($2,4

01.0

0)

United R

enta

ls, In

c

2134781, 2262392, 2342818, 2342863,

2351977, 2353605, 2457604, 911363109,

911363AA7, 911363AB5, 911363AC3,

911363AD1, 911363AE9, 911363AF6,

911363AG4, 911363AH2, 911365203,

911365AA2, 911365AB0, 911365AC8,

911365AE4, 911365AF1, 911365AG9,

911365AH7, 911365AJ3

, 911365AK0,

911365AL8, 911365AM6, 911365AN4,

911365AP9, 911365AQ7, B017SN8,

B01JQ

G3, B01JQ

J6, U91139AD4,

U91139AE2, U91139AF9, US9113631090,

US911363AA72, US911363AB55,

US911363AC39, US911363AD12,

US911363AE94, US911363AF69,

US911363AG43, US911363AH26,

US911365AA21, US911365AB04,

US911365AC86, US911365AE43,

US911365AF18, US911365AG90,

US911365AH73, US911365AJ3

0,

US911365AL85, US911365AM68,

US911365AN42, US911365AP99,

US911365AQ72, USU91135AA81,

USU91139AA04, USU91139AD43,

USU91139AE26, USU91139AF90

02/2

8/0

1-0

8/3

0/0

4$14,0

00,0

00.0

003/3

1/1

1Unknown

$0.0

0

Verita

s S

oftware

Corp

ora

tion

2933751, 5456330, 923436109,

923436AA7, 92343RAA1, US9234361098,

US923436AA70, US92343RAA14

01/0

3/0

1-0

1/1

6/0

3$30,8

88,6

96.2

704/1

9/1

1Unknown

$0.0

0

* T

he loss calculation for th

is class a

ction m

ay b

e incorrect due to incom

plete

tra

nsactional data

.

NC indicate

s the g

ain

/loss could

not be com

pute

d.