Form 990PF ' or Section 4947(a)(1) Nonexempt Charitable...

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990 PF Return of Private Foundation OMB No 1545-0052

Form ' or Section 4947(a)(1) Nonexempt Charitable Trust

^01 1Department of the Treasury Treated as a Private FoundationInternal Revenue Service Note . The foundation may be able to use a co py of this return to satisfy state re portin g re quirements

For calendar year 2011 or tax year beg inning 02 / 01 , 2011 , and ending 01 / 31,2012

Name of foundation A Employer identification number

PAV £- PATTT.TAT1' GT1T.T.T17AM FfN 06-6141242

Number and street (or PO box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions)

P 0 BOX 1802 ( 888 ) 866-3275City or town, state, and ZIP code

C If exemption application is ►qpending, check here

PROVIDENCE , RI 02901-1802G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations , check here • ► q

Final return Amended return 2 Foreign organizations meeting the

Address chan ge Name chan g e85% test, check here and attach

computation • . . . . . . . . ►

H Check type of organization: X Section 501(c)(3 exempt private foundationE If private foundation status was terminated

Section 4947 ( a )( 1 ) nonexem pt charitable trust Other taxable p rivate foundation under section 507(b)( 1)(A), check here . ► q

I Fair market value of all assets at end Accounting method: Cash L_J Accrual F If the foundation is in a 60-month termination

of year (from Part 11, col. (c), line q Other (specify)- - - - - - - - - - - -

under sect ion 507 (b)11)(B), check here . ►q

16) 0- $ 13 909 084. (Part 1, column (d) must be on cash basis.)

Analysis of Revenue and Expenses (Thetotal of amounts in columns (b), (c), and (d)

(a) Revenue and (b) Net investment (c) Adjusted net(d) Disbursements

for charitablemay not necessarily equal the amounts in expenses per

booksincome income purposes

column (a) (see instructions)) ( cash basis onl y)

1 Contribut ions efts, grants , etc, received ( attach schedule)

2 Check ► Xif the foundation is not required toattach Sch B

3 Interest on savingsand temporarycash investments

4 Dividends and interest from securities . . 399 699. 399 417.5a Gross rents . . . . . . . . . . . . . . . .

b Net rental income or (loss)

6a Net gain or (loss) from sale of assets not on line 10 1 , 022 , 190 . -

b Grosssales price for all 15896 , 443.e 6a ,t l

u>i

asse s on in

7 Capital gain net income (from Part IV, line 2) 1 , 02-2 , 190 .

8 Net short-term capital gain . . . . . . . .

9 Income modifications • • • • •10a Gross sales less returns

d allowancesa n

b Less Cost of goods sold

c Gross profit or (loss) (attach schedule) • • ,

11 Other income (attach schedule) 1 , 951. 300. STMT 1• • • • • •

12 Total. Add lines 1 t h ro u g h 11 1 , 423 , 840. 1 421 907.13 Compensation of officers, directors, trustees, etc 99 , 369 . 59 , 622. 39 , 748•

14 Other employee salaries and wages . . . .CA

15 Pension plans, employee benefits . . . . .

•16a Legal fees (attach schedule) STMT 2 12 , 536 . NON NON 12 , 536X b Accounting fees (attach schedule)STMT 3 1 , 250. NON NON 1 , 250wm c Other professional fees (attach schiM. 4 1 , 589. 953. 635

17 Interest . . . . . . . . . . . . . . . . . .

18 Taxes (attach schedule) (see mstructions)UMT• 5 33 , 066 . 6 253.M

19 Depreciation (attach schedule) and depletion .

Q 20 Occupancy . . . . . . . . . . . . .

21 T rav meet i g s•, ••,

W 2 ru O . . . . . .

3 er expenses (attach sch 1 ) STMT 6 1 855. 1 , 855.

a

Total o peraj n

0 21 3'

in a ive expenses.

0) dd5l ^s 13th i ug 149 665. 68 , 683. NON 54 , 1690 2 ontnbutlons .....

•

610 228. 610 , 2282 Teta s u e is Add nes24 and 25 759 893. 68 , 683. NON 664 , 3972 rom Ilne 12

a Excess of revenue over expenses and disbursements • 663 , 947.b Net investment income (if negative, enter -0-) 1 353 224 .

c Adjusted net income (if ne g ative , enter -0-). .

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JSA Form 990-PF (2011)Nrp/

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Form 990-PF (2011) 06-6141242 Attached schedules and amounts in the

Balance Sheets description column should be for end-of-yearBeginning of year End of year

amounts only (See instructions ) ( a) Book Value (b) Book Value (c) Fair Market Value

1 Cash - non-interest -bearing NONE NON

2 Savings and temporary cash investments . . . . . . . . . 274 334. 520 317, 520 , 3943 Accounts receivable ►

-------------------------;a . ,, , . , 21.

Less allowance for doubtful accounts ►--------------

4 Pledges receivable^

Less. allowance for doubtful accounts ►- -------------

5 Grants receivable . . . . . . . . . . . . . . . . . . . . .

6 Receivables due from officers , directors , trustees , and other

disqualified persons ( attach schedule) (see instructions) . . .

7 Other notes and loans receivable ( attach schedule ) ►

Less allowance for doubtful accounts ► ------- - -NONE NON NON

- ----8 Inventories for sale or use ,

9 Prepaid expenses and deferred charges . ,

Q 10 a Investments - US and state government obligations (attach schedule). NONE NON NON'b Investments - corporate stock ( attach schedule ) ....... 12 117 298. 12 , 495 , 937. 13 , 388 , 690

C Investments - corporate bonds (attach schedule ). , , .. , . , NONE NON NON:11 Investments - land, buildings , , NONEand equipment basis - - - - - - - - - - - - - - - - - - - '- "^ ._^. k ` 'c, _... _:1 ..^^ .

Less accumulated depreciation ►(attach schedule ) -------------------- NONE NON

12 Investments - mortgage loans .... ........ .... NONE NON

13 Investments - other ( attach schedule ) ..... STMT .7. NONE NON NON14 Land , buildings,and ►

equipment basis ___________________-Less accumulated depreciation ►(attach schedule ) ---------------------

)15 Other assets ( describe ►--------------------- NONE NONI NON

16 Total assets (to be completed by all filers - see the

instructions Also, see page 1, item l) .. 12 , 391 , 632. 13 016 254. 13 , 909 , 084

17 Accounts payable and accrued expenses , , , , , , , , , , ,

18 Grants payable ,,,,,,,,,,,,,,,,,,,,,,,

X 19 Deferred revenue ,,,,,,,,,,,,,,,,,,,,,,

20 Loans from officers , directors , trustees , and other disqualified persons x `°k

,0 21 Mortgages and other notes payable ( attach schedule ) "W

J 22 Other liabilities (describe ► ___________________

23 Total liabilities ( add lines 17 through 22) .

Foundations that follow SFAS 117 , check here ►

ai

and complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted . . . . . . . . . . . . . . . . . . . . . . . . . I

25 Temporarily restricted . . . . . . . . . .

CIO

. . . . . . . . . .

26 Permanently restricted . . . . . . . . . . . . . . . . . . . .

c Foundations that do not follow SFAS 117, 'YLL check here and complete lines 27 through 31. ►

27 Capital stock , trust principal , or current funds . .. .. .. . 12 391 632. 13 , 016 , 254.

4 28 Paid - in or capital surplus, or land , bldg ,andegwpmentfund , , , , ,

U') 29 Retained earnings, accumulated income, endowment, or other funds . NONE NON30 Total net assets or fund balances ( see instructions) . . . . 12 391 632. 13 , 016 , 254.

Z 31 Total liabilities and net assets /fund balances (see

.........................instructions ) 12 391 632. 13 , 016 , 254. 1

Analysis of Chang es in Net Assets or Fund Balances1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with

end-of-year figure reported on prior year ' s return ) , , , , , , , , , , , , , , , , , , , , , , , , , 1 12 , 391 , 632.2 Enter amount from Part I, line 27a ............ 2 663 , 947.

3 Other increases not included in line 2 ( itemize) ► SEE STATEMENT 8 3 985.-------------------------------------

4 Add lines 1 , 2, and 3 4 13 , 056 , 564.5 Decreases not included in line 2 ( itemize) ► SEE STATEMENT 9 5 40 , 310.6 Total net assets or fund balances at end of year ( line 4 minus line 5) - Part II, column (b) , line 30 . 6 13 , 016 , 254.

Form 990-PF (2011)

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06-6141242Form 990-PF(2011)

Capital Gains and Losses for Tax on Investment Income

( a) List and describe the kind ( s) of property sold (e . g., real estate ,

2-story brick warehouse , or common stock , 200 shs MLC Co)

Howacquired

Pp n^ase

(c) Dateacquired

( mo ,day, yr ►( d) Date soldImo , day, yr.)

la PUBLICLY TRADED SECURITIES

b

c

d

e

(e) Gross sales price ( f) Depreciation allowed( or allowable)

( g) Cost or other basis

plus expense of sale(h) Gain or (loss)

( e) plus ( f) minus (g)

a 14 097 016. 13 247 834. 849 182.b

c

d

eCom p lete only for assets showm gain in column ( h) and owned by the foundation on 12 / 31/69 (I) Gains ( Col. (h) gain minus

(i) F M V as of 12 / 31 /69 (j ) Adjusted basisas of 12 / 31/69

( k) Excess of col . ( i)over col (j), if any

col. (k), but not less than -0-) orLosses (from col (h))

a 849 182.b

cd

e

2 Capital gain net income or (net capital loss){

If gain , also enter in Part I, line 7

If (loss), enter -0- in Part I, line 7 } 2 1 , 022 , 190.3 Net short-term capital gain or ( loss) as defined in sections 1222(5 ) and (6):

If gain, also enter in Part I, line 8, column ( c) (see instructions ). If (loss), enter -0- in l

Part I, line 8 J 3

RRUR-Quallification Under Section 4940 ( e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period ? Yes © No

If "Yes," the foundation does not qualify under section 4940 ( e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see the instructions before making any entries

Base period years

Calendar year for tax year beginning in )

( b)Adjusted qualifying distributions

(O)Net value of noncharitable-use assets

Distribution ratio( col (b) divided by col (c))

2010 624 498. 12 909 167. 0.0483762009 616 378. 11 792 867. 0.0522672008 782 641. 13 127 182. 0.0596202007 759 602. 15 303 326. 0.0496362006 692 142. 13 997 395. 0.049448

2 Total of line 1, column (d) 2 0.259347

3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5 , or by the

number of years the foundation has been in existence if less than 5 years . . . . . . . .. . 3 0 . 051869

4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5 . _ . _ , . , , 4 13 , 371 , 295.

5 , , , , , , , , , , , , , , , , , , , , , , , , ,Multiply line 4 by line 3

. .

, , , , , , , , , , 5 693 , 556.

6

, , ,

, , , , , , , ,Enter 1 % of net investment income 0% of Part I, line 27b) , , , , , , , , , , 6 13 , 532.

7

, ,

Add lines 5 and 6 7 707 , 088.

8 Enter qualifying distributions from Part XII, line 4 . , 8 664 , 397.If line R is enual to or areater than line 7_ check the box in Part VI. line 1b . and comDlete that Dart using a 1% tax rate . See the

Part VI Instructions.JSA Form 990-PF (2011)

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Form990-PF ( 2011 ) 06-6141242

BMIM Excise Tax Based on Investment Income ( Section 4940 (a), 4940(b), 4940(e), or 4948 - see instructions)

1a Exempt operating foundations described in section 4940 (d)(2), check here ► and enter 'N/A' on line I. . .

Date of ruhn or determination letter ( attach copyg - - - - - - - - - - - - - - - - of letter if necessary - see instructions )

b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 27 , 064.

here ► q and enter 1% of Part I, line 27b , , , , , , , , , , -

c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4%of

Part I, line 12, col. (b).

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) . . .

3 Add lines 1 and 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) . - ,

5 Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -0. . . . . . . . . . . . . .

6 Credits/ Payments-

a 2011 estimated tax payments and 2010 overpayment credited to 2011 , , , , 6a 15 , 232.

b Exempt foreign organizations - tax withheld at source , , , , , , , , , , , , 6b NONE

c Tax paid with application for extension of time to file (Form 8868) , , , , , , 6c 11 , 832.

d Backup withholding erroneously withheld . . . . . . . . . . . . . . . . . . 6d

7 Total credits and payments. Add lines 6a through 6d . . . . . . . . . . . . . . . . . . . . . . . . .

8 Enter any penalty for underpayment of estimated tax Check here q if Form 2220 is attached . . . . . . .

9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed , , , , , , , , , , , , , , , , ►

10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid , , , , , , , , , - ►11 Enter the amount of line 10 to be Credited to 2012 estimated tax ► Refunded ►

1 3 1 27,064.

5 27 , 064.

7 27

Statements Regarding Activities

la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate

or intervene in any political campaign ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

b Did it spend more than $ 100 during the year (either directly or indirectly) for political purposes ( see page 19 of the

instructions for definition )? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or

distributed by the foundation in connection with the activities

c Did the foundation file Form 1120-POL for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

d Enter the amount ( if any ) of tax on political expenditures (section 4955 ) imposed during the year

(1) On the foundation ( 2) On foundation managers ► $

e Enter the reimbursement ( if any ) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ► $

2 Has the foundation engaged in any activities that have not previously been reported to the IRS ? , , , , , , , , , , , , , , , ,

If "Yes," attach a detailed description of the activities

3 Has the foundation made any changes , not previously reported to the IRS , in its governing instrument , articles of

incorporation , or bylaws, or other similar instruments? If "Yes,"attach a conformed copy of the changes , , , , , , , . , , , ,

4a Did the foundation have unrelated business gross income of $1,000 or more during the year? . . . . . . . . . . . . . . . . .

b If "Yes," has it filed a tax return on Form 990-T for this year?, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

5 Was there a liquidation , termination , dissolution , or substantial contraction during the year? , , , , , , , , , , , , , , , , , ,

If "Yes,"attach the statement required by General Instruction T

6 Are the requirements of section 508(e ) ( relating to sections 4941 through 4945 ) satisfied either

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions that

conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7 Did the foundation have at least $5 , 000 in assets at any time during the year? If " Yes," complete Part II, col- (c), and Part XV

8a Enter the states to which the foundation reports or with which it is registered ( see instructions) ►CT

------------------------------------------------------------------------------b If the answer is "Yes" to line 7 , has the foundation furnished a copy of Form 990-PF to the Attorney General

( or designate) of each state as required by General Instruction G? If "No," attach explanation . . . . . . . . . . . . . . . . . .

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or

4942 (j)(5) for calendar year 2011 or the taxable year beginning in 2011 ( see instructions for Part XIV )? If 'Yes," complete

Part XIV ..........................................................

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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X

lb X

1c X

3

XI

4a X

9 X

10 XForm 990-PF (2011)

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Form990 -PF (2011) 06-6141242

OWNEW-Statennents Regarding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly , own a controlled entity within the

meaning of section 512 ( b)(13)? If "Yes," attach schedule ( see instructions ) . . . . . . . . . . . . . . . . . . . . . . . . . 11 X

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified

person had advisory privileges? If "Yes," attach statement ( see instructions ) . . . . . . . . . . . . . . . . . . . . . . . . . 12 X

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? . . . . . 13 X

Website address ------------------------------------------------------------------------14 The books are in care of FIDUCIARY-TAX SERVICES__ Telephone no. ► __L888) 866_3275_________

Located at ► P.0. _BOX 1802-,_ PROVIDENCE1-RI____________________ __ ZIP+4 ► 02901-1802

---

15 Section 4947 ( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here . . . . . . .

_ _

. . .

and enter the amount of tax-exempt interest received or accrued during the year . . . . . . . . . . . . . . . . . . ► 15

16 At any time during calendar year 2011 , did the foundation have an interest in or a signature or other authority Yes No

over a bank, securities , or other financial account in a foreign country? . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 X

See the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes ," enter the name of

the forei g n count ry

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No

la During the year did the foundation ( either directly or indirectly) s A

(1) Engage in the sale or exchange , or leasing of property with a disqualified person? . . . . . . . . q Yes No e•

(2) Borrow money from , lend money to, or otherwise extend credit to (or accept it from) a

disqualified person? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes X No

(3) Furnish goods , services, or facilities to (or accept them from) a disqualified person? . . . . . . Yes X No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? . . . . . . . . X Yes No

(5) Transfer any income or assets to a disqualified person ( or make any of either available for •<'

the benefit or use of a disqualified person ) ? . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No

(6) Agree to pay money or property to a government official? ( Exception . Check " No" if the

foundation agreed to make a grant to or to employ the official for a period after

termination of government service, if terminating within 90 days ) . . . . . . . . . . . . . . . . q Yes No `,H - •

b If any answer is "Yes" to la(1 )-( 6), did any of the acts fail to qualify under the exceptions described in Regulations

. .section 53 4941 ( d)-3 or in a current notice regarding disaster assistance ( see instructions )? . . . . . . . . . . . . lb X..

Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . ►c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that

were not corrected before the first day of the tax year beginning in 20117 . . . . . . . . . . . . . . . . . . . . . . . . . 1c X

2 Taxes on failure to distribute income ( section 4942) ( does not apply for years the foundation was a private

operating foundation defined in section 4942 (j )(3) or 4942 ( j)(5))

a At the end of tax year 2011, did the foundation have any undistributed income ( lines 6d and

6e, Part XIII ) for tax year ( s) beginning before 20117 . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No

If "Yes ," list the years ► __________ __________ _________ ________

b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets ) to the year' s undistributed income? ( If applying section 4942 ) a)(2) to

all years listed , answer " No" and attach statement - see instructions . ) . . . . . . . . . . . . . . . . . . . . . . . . . . . 2b

c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here

► -----------'----------'----------'----------3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise

at any time during the year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No

b If "Yes ," did it have excess business holdings in 2011 as a result of ( 1) any purchase by the foundation or

disqualified persons after May 26 , 1969 , ( 2) the lapse of the 5-year period (or longer period approved by the

Commissioner under section 4943 ) c)(7)) to dispose of holdings acquired by gift or bequest ; or (3) the lapse of

the 10 -, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the

foundation had excess business holdings in 2011) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3b

4a Did the foundation invest during the year any amount in a manner that would j eopardize its charitable purposes? . . . . . . . 4a X

b Did the foundation make any investment in a prior year ( but after December 31, 1969 ) that could j eopardize its

r•harit,,hln nnrnnen that hart not been romnvnrl frnnm ,nnnarrly hefnre the first `1av of the tar veer heninninn in 20117 . dh X

Form 990-PF (2011)

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Form 990-PF (2011) 06-6141242

FUTRITR Statements Regarding Activities for Which Form 4720 May Be Required (continued)

5a During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? . . . . . . q Yes No

(2) Influence the outcome of any specific public election (see section 4955); or to carry on,

directly or indirectly, any voter registration drivel , , , , , , , , , , , , , , , , , , , , , , Yes X No

(3) Provide a grant to an individual for travel, study, or other similar purposes? . . . . . . . . . . . . X Yes L_j No

(4) Provide a grant to an organization other than a charitable, etc., organization described in

section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions) . . . . . . . . . . . . . . q Yes q No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational

purposes, or for the prevention of cruelty to children or animals? . . . . . . . . . . . . . . . . . q Yes q No

b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? . . . . . . . 5b X

Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . . ► q

c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax

because it maintained expenditure responsibility for the grant? . . . . . . . . . . . ,STMT .1,0. . q Yes q No

If "Yes,-attach the statement required by Regulations section 53.4945-5(d)

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums

on a personal benefit contract? . . . . . . . . . . . . . . . . . q Yes No -------

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . . . . . . . 6b X

If "Yes" to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? q Yes No

b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transactions 7bInformation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,

trustees. foundation managers

(a) Name and address( b) Title, and average

hours per weekdevoted to position

(c) Compensation(if not paid , enter

-0- )

( d) Contributions toemployee benefit plans

and deferred com pensation

(e) Expense account,other allowances

--------------------------------------

SEE STATEMENT 11 99 , 369. -0- -0-

--------------------------------------

--------------------------------------

--------------------------------------

Z compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter"NONE."

(a) Name and address of each employee paid more than $50 , 000 (b )Tit le ,

weekavera ge

ours p

devoted to position

c) Compensation(

(d) Contributions toemployee benefitplans and deferredcompensation

( e) Expense account,other allowances

--------------------------------------SEE STATEMENT 12 NONE NONE NONE

--------------------------------------

--------------------------------------

--------------------------------------

--------------------------------------

Total number of other employees paid over $50,000 . ► I NONEForm 990-PF (2011)

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06-6141242Form 990-PF (2011)

Information About Officers , Directors , Trustees, Foundation Managers, Highly Paid Employees,and Contractors (continued)

3 Fivp hiehpst-nail indenanda_ nt contractors for nrnfassinnal sarvir •_ac IsPP instrrlctinnc ) If nnnp PntPr " NONF

( a) Name and address of each person paid more than $50,000 (b) Type of service ( c) Compensation

----------------------------------------------------------SEE STATEMENT 13 NONE

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----------------------------------------------------------

----------------------------------------------------------

----------------------------------------------------------

Total number of others receivin g over $50 , 000 for p rofessional services . . ► NONE

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of IExpenses

organizations and other beneficiaries served, conferences convened, research papers produced, etc-

1NONE--------------------------------------------------------------------------

2-----------------------------------------------------------------------------

3-----------------------------------------------------------------------------

4-----------------------------------------------------------------------------

9UNNi Summary of Proaram -Related Investments (see instructions)Describe the two largest program -related investments made by the foundation during the tax year on lines 1 and 2 Amount

1NONE-------------------------------------------------------------------------------------------------------------------------------------------------------

2-----------------------------------------------------------------------------

-----------------------------------------------------------------------------

All other program-related investments See instructions

3NONE-------------------------------------------------------------------------------------------------------------------------------------------------------

Total . Add lines 1 throu g h 3 . . ►Form 990-PF (2011)

JSA

1E1465 1 000

ES9676 L775 08/29/2012 11:16:43 10

Form990-PF (2011 ) 06-6141242

JUMM Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

1 Fair market value of assets not used ( or held for use ) directly in carrying out charitable , etc.,

purposes:

a Average monthly fair market value of securities , , , , , , , , , , , , , , , , , , , , , , , , , , , , la 13 , 230 , 581.b Average of monthly cash balances , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , lb 344 , 338.c Fair market value of all other assets ( see instructions ) . . ..... . . ..... ........ ... lc NONEd Total ( add lines la , b, and c ) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ld 13 , 574 , 919.e Reduction claimed for blockage or other factors reported on lines la and

1c (attach detailed explanation ) . . . . . .. . . . . . . . ..... le

2 Acquisition indebtedness applicable to line 1 assets . . . . . . . . . . . . . . . . . . . . ... . . 2 NONE3 Subtract line 2 from line 1d . . . . . . . . .................................

.

.

3 13 , 574 , 919.4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see

instructions ) . ...... ... ..... ...... .. .. ........ 4 203 624.5 Net value of noncharitable-use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4 5 13 , 371 , 295.6 Minimum investment return . Enter 5% of line 5 . .. . . .. . . . . . . . . . . . . . . . . .. . . . 6 668, 565.

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operatingfoundations and certain foreign organizations check here ► n and do not complete this part.)

1

2a

b

c

3

4

5

6

7

Minimum investment return from Part X, line 6 . . ... ... .. . . . .. . . . . . . . . .. . 1 668 , 565.Tax on investment income for 2011 from Part VI, line 5 , , , , , , , , 2a 27 , 064.

Income tax for 201 1. (This does not include the tax from Part VI.) 2b

Add lines 2a and 2b . . , _ . . . . . . . . . . . . . 2c 27 , 064.Distributable amount before adjustments . Subtract line 2c from line 1 , , , , , , , , , , , , , , , , 3 641 , 501.Recoveries of amounts treated as qualifying distributions . . .. . . . . . . . . . . . . . . . . . . . . . 4 30 , 194.Add lines 3 and 4 5 671 , 695.Deduction from distributable amount (see instructions ) , , , , , , , , , , , , , , , , , , , , , , , , , , 6 NONEDistributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1 • 1 7 671,695.

Qualifying Distributions ( see instructions)

1 Amounts paid (including administrative expenses ) to accomplish charitable, etc., purposes:

a Expenses , contributions , gifts, etc. -total from Part I, column ( d), line 26 , , , , , , , , , , , , , , , la 664 , 397.b Program -related investments - total from Part IX-B ............................. lb

2 Amounts paid to acquire assets used ( or held for use) directly in carrying out charitable, etc.,

purposes .......... ........................... ..... .... .... 2 NONE3 Amounts set aside for specific charitable projects that satisfy the:

a Suitability test ( prior IRS approval required ) , . . .. 3a NONEb Cash distribution test ( attach the required schedule) , , , , _ 3b NONE

4 Qualifying distributions . Add lines la through 3b Enter here and on Part V, line 8 , and Part XIII, line 4 , , , , , 4 664 , 397.5 Foundations that qualify under section 4940( e) for the reduced rate of tax on net investment income.

Enter 1 % of Part I, line 27b ( see instructions ) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , N /A6 Adjusted qualifying distributions . Subtract line 5 from line 4

.

664 , 397.Note . The amount on line 6 will be used in Part V, column ( b), in subsequent years when calculati ng whether the foundation

qualifies for the section 4940 ( e) reduction of tax in those years.

Form 990-PF (2011)

JSA

1E1470 1 000

ES9676 L775 08/29 /2012 11:16:43 11 -

I r

06-6141242

Form 990-PF ( 2011)

-Undistributed Income ( see instructions)MWETIff

(a) (b) (c) (d)

1 Distributable amount for 2011 from Part XI, Corpus Years prior to 2010 2010 2011

line 7 ..................... 671 , 695.2 Undistributed income, if any, as of the end of 2011 ,-

a Enter amount for 2010 only . . . . . . . . - ^, NON

b Total for prior years: 20 09 20 20 NONE3 Excess distributions carryover, if any, to 2011 : ;' • y << y;

a From 2006 NONE

,

^b From 2007 , , , , , , NONE Yy 3 ,' ^. 'F

c From 2008 2 182

d From 2009 NONE

e From 2010 , , , , , NONE ^_

f Total of lines 3a through e , , , , 2 182

4 Qualifying distributions for 2011 from Part XU,

line4 10 $ 664 397VQ^

, .a Applied to 2010 , but not more than line 2a NON `

b Applied to undistributed income of prior years(Election required - see instructions ) . . . . . NON

c Treated as distributions out of corpus ( Election'a IN ,M

required - see instructions ) .. . . . . . . . . NON

d Applied to 2011 distributable amount , , , , Win, 664 , 397.

e Remaining amount distributed out of corpus NONE UA, 'A5 Excess distributions carryover applied to 2011 2 , 182. U I " 2 182 .

(If an amount appears in column (d), the sameamount must be shown in column (a))

' p a;

j v {6 Enter the net total of each co lumn as

indicated below :

"

a Corpus Add lines 3f, 4c, and 4e . Subtract line 5 NON

b Prior years ' undistributed income Subtractline 4b from line 2b Itu NON

c Enter the amount of prior years ' undistributeincome for which a notice of deficiency has been

d

issued , or on which the section 4942( a) tax hasbeen previously assessed . NON

d Subtract line 6c from line 6b . Taxable^'"amount - see instructions . NONE

e Undistributed income for 2010 . Subtract line4a from line 2a Taxable amount - seeinstructions . . . . . . . . . . . . . . . . . NON

f Undistributed income for 2011 Subtract lines4d and 5 from line 1 This amount must be g -

^'distributed in 2012 . . . . . . . . . . . . . . ^ 5 , 116.

7 Amounts treated as distributions out of corpus

to satisfy requirements imposed by section - i ,

170(b)( 1)(F) or 4942 ( g)(3) (see instructions ) ... NONE

8 Excess distributions carryover from 2006 not

applied on line 5 or line 7 (see instructions ) . NON x

9 Excess distributions carryover to 2012. -

Subtract lines 7 and 8 from line 6a NON

10 Analysis of line 9. "

a Excess from 2007 . . . NONE ,

b Excess from 2008 . . . NONE

c Excess from 2009 . . . NONE -

d Excess from 2010 . . . NONE

e Excess from 2011 . . . NONE

JSA

1E1480 1 000

ES9676 L775 08/29/2012 11:16:43

Form 990-PF (2011)

12 -

Form 990-PF ( 2011 ) 06-6141242 Private Operating Foundations (see instructions and Part VII-A, q uestion 9) NOT APPLICABL

1a If the foundation has received a ruling or determination letter that it is a private operating

foundation, and the ruling is effective for 2011, enter the date of the ruling . . . . . . . . . . . . . ►b Check box to indicate whether the foundation is a private operating foundation described in section 4942(()(3) or 4942(1)(5)

2a Enter the lesser of the adjusted net income from Part

I or the minimum investmentreturn from Part X for eachyear listed " , " , , , ,

b 85% of line 2a . . . . .

C Qualifying distributions from Part

XII, line 4 for each year listed ,

d Amounts included in line 2c not

used directly for active conduct

of exempt activities . . . . .

e Qualifying distributions made

directly for active conduct ofexempt activities Subtract line

2d from line 2c . . . , . ,

3 Complete 3a, b, or c for the

alternative test relied upon

a 'Assets" alternative test - enter

(1) Value of all assets .

(2) Value of assets qualifying

under section

4942ljl(3)(B)I,)• • • • •b 'Endowment' alternative test-

enter 2/3 of minimum invest-

ment return shown in Part X,

line 6 for each year listed , .

C "Support" alternative test - enter

(1) Total support other than

gross investment income

(interest, dividends, rents,

payments on securities

loans (section 512(a)15)),

or royalties). _ . . ,

(2) Support from general

public and 5 or more

exempt organizations as

provided in section 4942

(I)(3)(B)(u^) . . . .

(3) Largest amount of sup-

port from an exempt

organization . . . . .

Tax year Prior 3 years(e) Total

(a) 2011 (b) 2010 (c) 2009 (d) 2008

(4) Gross investment income "

Supplementary Information (Complete this part only if the foundation had $5,000 or more in assetsat any time during the year - see instructions.)

1 Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundationbefore the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

N/Ab List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

N/A

2 Information Regarding Contribution , Grant, Gift, Loan , Scholarship, etc., Programs:

Check here ► q if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations underother conditions, complete items 2a, b, c, and d.

a The name, address, and telephone number of the person to whom applications should be addressed:

SEE STATEMENT 14b The form in which applications should be submitted and information and materials they should include:

SEE ATTACHED STATEMENT FOR LINE 2

c Any submission deadlines:

SEE ATTACHED STATEMENT FOR LINE 2

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors:

SEE ATTACHED STATEMENT FOR LINE 2J SA Form 990-PF (2011)1 E1490 1 000

ES9676 L775 08/29/2012 11:16:43 13 -

06-6141242Form 990-PF (2011)

Supplementary Information (continued)3 Grants and Contributions Paid Durina the Year or Aooroved for Future Payment

Recipient If recipient is an individual ,show any relationship to

Foundationf

Purpose of grantor Amount

Name and address (home or business )stbundetwcrnanagr

or substantial contribut o r

status orecipient

contribution

a Paid during the year

SEE STATEMENT 15

.................................................Total ► 3a 610 228.b Approved for future payment

Total ► 3b

Form 990-PF (2011)

JSA

1E1491 1 000

ES9676 L775 08/29/2012 11:16:43 14

I

06-6141242

Form 990-PF ( 2011)

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated . Unrelated business income Excluded by section 512, 513, or 514 (e)

1 Program service revenue

(a)Businesscode

(b)Amount

(c)Exclus ion code

(d )Amount

Related or exemptfunction income

( See instructions

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments . . . .

3 Interest on savings and temporary cash investments

4 Dividends and interest from securities , , 14 399 699.5 Net rental income or ( loss) from real estate

a Debt-financed property . . . . . _ . . .

b Not debt-financed property . . . . . . ,

6 Net rental income or ( loss) from personal property .

7 Other investment income . . ...... 1 300.

8 Gain or ( loss) from sales of assets other than inventory 18 1 , 022 , 190.

9 Net income or (loss) from special events . .

10 Gross profit or (loss ) from sales of inventory .

11 Other revenue a

b FEDERAL TAX REFUND 1 1 , 651.c

d

e

12 Subtotal Add columns ( b), (d), and (e) . . 1 , 423 , 840.

13 Total . Add line 12 , columns ( b), (d), and (e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1,423,840.( See worksheet in line 13 instructions to verify calcu lations )

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No .

y

Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the

accomplishment of the foundation ' s exempt purposes ( other than by providing funds for such purposes ). ( See Instructions.)

NOT APPLICABLE

JSA

1E1492 1 000Form 990-PF (2011)

ES9676 L775 08/29/2012 11:16:43 15 -

Form 990-PF (2011 ) 06-6141242 Information Regarding Transfers To and Transactions and Relationships With NoncharitableExempt Organizations

1 Did the organization directly or indirectly engage in any of the following with any other organization described Yes No

in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political x, ;x

organizations?

a Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash ......................................................... 1411 X

(2) Other assets ................................ ................. .... 14(2 X

b Other transactions:

(1) Sales of assets to a noncharitable exempt organization . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 1b11) X

(2) Purchases of assets from a noncharitable exempt organization .... . .. . ..... ............. 1b(2) X

(3) Rental of facilities, equipment, or other assets I X

(4) Reimbursement arrangements .. ... . ... . . . . .. . . . . . . . . . . . ... . . ... . . .. . . . . . 1b 4 X

(5) Loans or loan guarantees . . . . . .... ... . . . . .. . . . . . . . . . . . .. . . . ... . . .. . . . . . I b ( 5 )5 X

(6) Performance of services or membership or fundraising solicitations . . . . . . .. . . . ... . . . . . . . . . 1b 6 X

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees . . . .. .. . ... . . . . . . . . . 1c X

d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market

value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market

(a) Name of organization (b) Type of organization (c) Description of relationship

Under penalties of perjury, I declare that I have examined this return , including accompanying schedules and statements , and to the best of my knowledge and belief, it is true,

SignCorr d complete Declaration of preparer (other than taxpayer ) is based on all information of which preparer has any knowledge

Ma the IRS discuss this returnHere 08 / 29 / 2

Signature of officer or trustee Date

PaidPrint/Type preparer's name Preparer's signatu

Use Only

1E1493 2 000

ES9676

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations

described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? . . .. . . . . . . . . . q Yes No

h If "Yec" cmmnlete the follnwrnn schedule

RAY & PAULINE SULLIVAN FDN

FORM 990PF, PART I - OTHER INCOME------------------------------------------------------------------

DESCRIPTION

SMALL CAP CTFSMALL CAP GROWTH CTFFEDERAL TAX REFUND

TOTALS

REVENUEAND

EXPENSESPER BOOKS

-19.319.

1,651.--------------

1,951.----------------------------

06-6141242

NETINVESTMENT

INCOME

-19.319.

--------------300.

----------------------------

ES9676 L775 08/29 /2012 11:16:43 STATEMENT17

RAY & PAULINE SULLIVAN FDN 06-6141242

FORM 990PF, PART I - LEGAL FEES--------------------------------------------------------------

REVENUEAND NET ADJUSTED

EXPENSES INVESTMENT NET CHARITABLEDESCRIPTION PER BOOKS INCOME INCOME PURPOSES----------- --------- ------ ------ --------

LEGAL FEES- CHARITABLE PURPOSE 12,536. 12,536.-------------- -------------- -------------- --------------

TOTALS 12,536. NONE NONE 12,536.-------------- -------------- -------------- ---------------------------- -------------- -------------- --------------

ES9676 L775 08/29/2012 11:16:43 STATEMENT 2- 18


FORM 990PF, PART I - ACCOUNTING FEES------------------------------------------------------------------------

REVENUEAND NET ADJUSTED

EXPENSES INVESTMENT NET CHARITABLEDESCRIPTION PER BOOKS INCOME INCOME PURPOSES----------- --------- ------ ------ --------

TAX PREPARATION FEE (NON-ALLOC 1,250. 1,250.-------------- -------------- -------------- --------------

TOTALS 1,250. NONE NONE 1,250.-------------- -------------- -------------- ---------------------------- -------------- -------------- --------------

ES9676 L775 08/29/2012 11:16:43 STATEMENT 3- 19


FORM 990PF, PART I - OTHER PROFESSIONAL FEES----------------------------------------------------------------------------------------

DESCRIPTION

OTHER NONALLOCABLE EXPENSES -

TOTALS

06-6141242

REVENUEAND NET

EXPENSES INVESTMENTPER BOOKS INCOME--------- ------

1,589. 953.-------------- --------------

1,589. 953.-------------- ---------------------------- --------------

CHARITABLEPURPOSES

635.--------------

635.----------------------------

ES9676 L775 08/29/2012 11:16:43 STATEMENT 4- 20


FORM 990PF, PART I - TAXES----------------------------------------------------

DESCRIPTION

FOREIGN TAXESFEDERAL TAX PAYMENT - PRIOR YEFEDERAL ESTIMATES - PRINCIPALFOREIGN TAXES ON QUALIFIED FORFOREIGN TAXES ON NONQUALIFIED

TOTALS

REVENUEAND

EXPENSESPER BOOKS

313.11,581.15,232.5,505.

435.

33,066.

06-6141242

NETINVESTMENT

INCOME

313.

5,505.435.

--------------6,253.

--------------

ES9676 L775 08/29/2012 11:16:43 STATEMENT 5- 21


FORM 990PF, PART I - OTHER EXPENSES----------------------------------------------------------------------

DESCRIPTION

TRUSTEE/EXECUTOR FEES - NON-AL

TOTALS

06-6141242

REVENUEAND NET

EXPENSES INVESTMENTPER BOOKS INCOME--------- ------

1,855. 1,855.

-------------- --------------1,855. 1,855.

-------------- ---------------------------- --------------

ES9676 L775 08/29/2012 11:16:43 STATEMENT 6- 22


FORM 990PF, PART II - OTHER INVESTMENTS------------------------------------------------------------------------------

COST/FMV

DESCRIPTION C OR F----------- ------

SEE ATTACHED STATEMENTS C

TOTALS

06-6141242

ES9676 L775 08/29/2012 11:16:43 STATEMENT 7- 23


FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES----------------------------------------------------------------------------------------------------------------------------------------

DESCRIPTION AMOUNT

TYE SECURITY ADJUSTMENT 849.RECEIPT ADJUSTMENT 3.DEFERRED LOSS ADJUSTMENT 29.TRANSACTION ADJUSTMENT 104.

TOTAL 985.

STATEMENT 8

XD576 2000ES9676 L775 08/29/2012 11:16:43 24


FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES----------------------------------------------------------------------------------------------------------------------------------------

DESCRIPTION AMOUNT----------- ------

CTF COST ADJUSTMENT 8,537.ROUNDING 22.WRITE OFFS OF STUDENT LOANS 31,124.TYE SALES ADJUSTMENT 627.

TOTAL 40,310.

STATEMENT 9

XD576 2000ES9676 L775 08/29/2012 11:16:43 25


FORM 990PF, PART VII-B, LN 5(c) EXPENDITURE RESPONSIBILITY STATEMENT----------------------------------------------------------------------------------------------------------------------------------------

NAME:AVAILABLE UPON REQUEST

STATEMENT 10

XD576 2000ES9676 L775 08/29/2012 11:16:43 26 -


FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES----------------------------------------------------------------------------------------------------------------------------------

OFFICER NAME:BANK OF AMERICA

ADDRESS:777 MAIN STREETHARTFORD, CT 06115

TITLE:TRUSTEE

AVERAGE HOURS PER WEEK DEVOTED TO POSITION:COMPENSATION ..............................COMPENSATION EXPLANATION:

SEE ATTACHED FOOTNOTE

TOTAL COMPENSATION:

1................. 99,369.

99,369.----------------------------

STATEMENT 11

XD576 2000ES9676 L775 08/29/2012 11:16:43 27


990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES------------------------------------------------------------------------------------------------------------------------------------

EMPLOYEE NAME:NONE

STATEMENT 12

XD576 2 000ES9676 L775 08/29/2012 11:16:43 28 -


990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS------------------------------------------------------------------------------------------------------------------------------------------

NAME:NONE

STATEMENT 13

XD576 2000ES9676 L775 08/29/2012 11:16:43 29 -

RAY & PAULINE SULLIVAN FDNFORM 990PF, PART XV - LINES 2a - 2d----------------------------------------------------------------------

RECIPIENT NAME:N/A

FORM, INFORMATION AND MATERIALS:N/A

SUBMISSION DEADLINES:MAY 1ST

RESTRICTIONS OR LIMITATIONS ON AWARDS:N/A

06-6141242

STATEMENT 14

XD576 2 000ES9676 L775 08/29/2012 11:16:43 30 -

RAY & PAULINE SULLIVAN FDN 06-6141242FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID------------------------------------------------------------------------------------------------------------------------------

RECIPIENT NAME:SEE ATTACHED SCHEDULE

RELATIONSHIP:NONE

PURPOSE OF GRANT:SEE ATTACHED

FOUNDATION STATUS OF RECIPIENT:SEE ATTACHED

AMOUNT OF GRANT PAID ............................................ 610,228.

TOTAL GRANTS PAID: 610,228.------------------------------

STATEMENT 15

XD576 2000ES9676 L775 08/29/2012 11:16:43 31 -

Postin g Date Amount Distribution Relationshi p to substantial contributor Purpose Foundation Status of Reci pient

3/23/2011 -2000 MITCHELL COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -2000 UNIVERSITY OF ROCHESTER NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -2000 UNIVERSITY OF CONNECTICUT NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -2000 SACRED HEART UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -1802 SALVE REGINA UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -525 SACRED HEART UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -175 EASTERN CT STATE UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -1080 DUKE UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -2000 FAIRFIELD UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -3000 MERRIMACK COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

3/23/2011 -300 ENDICOTT COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

4/8/2011 -2600 TUFTS UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY


7/21/2011 -1000 PROVIDENCE COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -1000 ELMS COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY


7/21/2011 -1500 SAINT ANSELM COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -2000 EMERSON COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -1500 THREE RIVERS COMMUNITY COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -2000 ASSUMPTION COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -2500 ANNA MARIA COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -2500 UNIVERSITY OF NOTRE DAME NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -2500 WORCESTER POLYTECHNIC INSTITUTE NONE SCHOLARSHIP PUBLIC CHARITY


7/21/2011 -1000 WORCESTER POLYTECHNIC INSTITUTE NONE SCHOLARSHIP PUBLIC CHARITY


7/21/2011 -2000 IONA COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

7/21/2011 -2000 RENSSELAER POLYTECHNIC INSTITUTE NONE SCHOLARSHIP PUBLIC CHARITY



7/29/2011 -2500 COLUMBIA UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

7/29/2011 -2000 STONEHILL COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY




7/29/2011 -2500 THE FASHION INSTITUTE OF NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -1000 SAINT JOSEPH CHURCH NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -1000 SAINT MICHAEL CHURCH- SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -8000 DAUGHTERS OF THE HOLY SPIRIT NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 MADONNA PLACE, INC NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 SAINT VINCENT DE PAUL PLACE NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -8000 ST VINCENT DE PAUL PLACE NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -9000 DIOCESE OF NORWICH NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY



8/1/2011 -5000 SACRED HEART SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY


8/1/2011 -5000 ST EDWARD SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 ST JAMES SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -10000 ST JOHN SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -6401 39 ST JOSEPH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 ST MARY-ST JOSEPH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 ST PATRICK CATHEDRAL SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 ACADEMY OF THE HOLY FAMILY NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -10000 CATHOLIC CHARITIES/CATHOLIC FAM NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 OUR LADY OF MOUNT CARITAS NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 SISTERS OF CHAIRTY OF OUR NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 SACRED HEART EDUCATIONAL CENTER NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -4175 HOLY FAMILY HOME & SHELTER, INC NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -5000 SAINT JOSEPH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -39000 LAWRENCE & MEMORIAL HOSPITAL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -35000 THE HAITIAN HEALTH FOUNDATION NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY



8/1/2011 -50000 ST JOSEPH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -12000 SAINT JOSEPH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -15000 ST MARY STAR OF THE SEA SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -15000 MERCY HIGH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -50000 SAINT BERNARD HIGH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -80000 SAINT BERNARD HIGH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -15000 XAVIER HIGH SCHOOL NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/1/2011 -18000 SAINT JOSEPH CHURCH NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/3/2011 -2500 GEORGE WASHINGTON UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

8/8/2011 -2000 UNIVERSITY OF CT - AVERY POINT NONE SCHOLARSHIP PUBLIC CHARITY

8/8/2011 -1000 HARVARD COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

8/10/2011 -2500 SACRED HEART EDUCATIONAL CENTER NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY

8/18/2011 -1500 UNIVERSITY OF NEW ENGLAND NONE SCHOLARSHIP PUBLIC CHARITY

8/19/2011 -2500 NORTHEASTERN UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

8/22/2011 -2000 CREIGHTON UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

8/31/2011 -1500 RHODE ISLAND COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

9/2/2011 -2000 ALBERTUS MAGNUS COLLEGE NONE SCHOLARSHIP PUBLIC CHARITY

9/22/2011 -2000 WEST CHESTER UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY

9/30/2011 -1000 VANDERBILT UNIVERSITY NONE SCHOLARSHIP PUBLIC CHARITY


10/26/2011 -3000 NEW LIFE MINISTRYC/O CHRIST NONE SUPPORTS NAMED ORGANIZATION PUBLIC CHARITY


TOTAL -610228.39


FEDERAL FOOTNOTES----------------------------------------------------------------------------------------------------------------------------------------------------------------

THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA,N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATEFOR TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATIONAS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE.THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVERESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. INADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING,INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS ANDACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAXSERVICES.

STATEMENT 16

XD576 2000ES9676 L775 08/29/2012 11:16:43 32

SCHEDULE D(Form 1041) Capital Gains and LossesDepartment of the Treasury ► Attach to Form 1041, Form 5227, or Form 990-T. See the Instructions for

Internal Revenue Service Schedule D (Form 1041) (also for Form 5227 or Form 990-T, if applicable).

OMB No 154 5-00 92

20 11Name of estate or trust Employer identification number

RAY & PAULINE SULLIVAN FDN 06-6141242Note : Form 5227 filers need to complete only Parts 1 and 11.

01111111 Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property(Example 100 shares 7% preferred of "Z' Co ►

( b) Date acquired(mo , day, yr)

(c) Date sold(mo , day, yr)

Sales price(d)(e) Cost or other basis

(see instructions)

( f) Gain or (loss) forthe entire year

Subtract (e) from (d)

la

b Enter the short-term gain or (loss), if any, from Schedule D-1, line 1b . . .. . . . . .. .. . . .. . . . . lb 143 , 290

2 Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824 . . . . . . . . . . . .. . . . . 2

3 Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts . . .. . . . . 3 47 , 3444 Short-term capital loss carryover. Enter the amount, if any, from line 9 of the 2010 Capital Loss

Carryover Worksheet . . . . . . .. . . . . . . . . . . . . . . 4 ( )

5 Net short-term gain or (loss). Combine lines la through 4 in column (f). Enter here and on line 13,

column (3) on the back . .. . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 5 190 , 6349 Lona- I erm L aDrtal (ialns and Losses - Assets Held More I nan one Year

(a) Description of property(Example 100 shares 7% preferred of 'Z' Co)

(b) Date acquired(mo, day, yr)

(c) Date sold(mo , day, yr) (d) Sales price

(e) Cost or other basis(see instructions)

( f) Gain or ( loss) forthe entire year

Subtract (e) from (d)

6a

LONG-TERM CAPITAL GAIN DIVIDENDS 6 , 167

b Enter the long-term gain or (loss), if any, from Schedule D-1, line 6b , , , , , , , , , , , , , , , , , , , , , 6b 722 , 473

7 Long-term capital gain or (loss) from Forms 2439, 4684, 6252, 6781, and 8824 , , , , , , , , , , , , , , 7

8 Net long-term gain or (loss) from partnerships, S corporations, and other estates or trusts . . . . . . . . . 8 102 , 890

9 Capital gain distributions . . . . . . . . . . . . . . . . . . . . .. . .. . .. . . . ... . . . . . . . . . „ 9 26

10 Gain from Form 4797, Part I , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,, , , , , , , , , , , 10

11 Long-term capital loss carryover. Enter the amount, if any, from line 14 of the 2010 Capital Loss

Carryover Worksheet ................................................ 11 (

12 Net long-term gain or (loss). Combine lines 6a through 11 in column (f). Enter here and on line 14a,

column (3) on the back . . . . ... . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 12 831 , 556For Paperwork Reduction Act Notice, see the Instructions for Form 1041.

JSA

1F12102000

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Schedule D (Form 1041) 2011

33 -

Schedule D (Form 1041) 2011 Page 2

Summary of Parts I and II (1) Beneficiaries' ( 2) Estate'sCaution : Read the instructions before completing this part. ( see instr .) or trust's (3) Total

13 Net short-term gain or ( loss) .................... 13 190 , 634.

14 Net long-term gain or ( loss):

a Total for year .............................. 14a 831 , 556.

b Unrecaptured section 1250 gain ( see line 18 of the wrksht) .... 14b 26.

c 28% rate gain . . .. . . . . . . .. . . . . . . .. .. . ... .. 14c

15 Total net gain or (loss). Combine lines 13 and 14a ....... ► 15 1 , 022 , 190.

Note : If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part I, line 4a ). If lines 14a and 15, column (2), are net

gains, go to Part V. and do not complete Part I V. If line 1 5, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary.

Loss Limitation

16 Enter here and enter as a (loss) on Form 1041, line 4 (or Form 990-T, Part I, line 4c, if a trust), the smaller of:

a The loss on line 15, column (3) or b $3,000 16Note: If the loss on line 15, column (3), is more than $3,000,' or if Form 1041, page 1, line 22 (or Form 990-T, line 34), is a loss, complete the Capital LossCarryover Worksheet in the instructions to figure your capital loss carryover

Tax Computation Using Maximum Capital Gains RatesForm 1041 filers. Complete this part only if both lines 14a and 15 in column (2) are gains, or an amount is entered in Part I or Part II and

there is an entry on Form 1041, line 2b(2), and Form 1041, line 22, is more than zero.Caution: Skip this part and complete the Schedule D Tax Worksheet in the instructions if.• Either line 14b, col. (2) or line 14c, col. (2) is more than zero, or• Both Form 1041, line 2b(1), and Form 4952, line 4g are more than zero.

Form 990-T trusts. Complete this part only if both lines 14a and 15 are gains, or qualified dividends are included in income in Partof Form 990-T, and Form 990-T, line 34, is more than zero. Skip this part and complete the Schedule D Tax Worksheet in the instructions

I

if either line 14b, col. (2) or line 14c, col (2) is more than zero.

17 Enter taxable income from Form 1041, line 22 (or Form 990-T, line 34) 17

18 Enter the smaller of line 14a or 15 in column (2)

but not less than zero .. . ... . . . . . . . . 18

19 Enter the estate's or trust's qualified dividends

from Form 1041, line 2b(2) (or enter the qualified

dividends included in income in Part I of Form 990-T) . , 19

20 Add lines 18 and 19 ,,,,,,, 20

21 If the estate or trust is filing Form 4952, enter the

amount from line 4g; otherwise, enter -0- . . ► 21

22 Subtract line 21 from line 20. If zero or less, enter -0 . . . . . .. . . .. .. 22

23 Subtract line 22 from line 17. If zero or less, enter -0 . ... . . . . . . . .. 23

24 Enter the smaller of the amount on line 17 or $2,300 . . . . . . . . . . . , 24

25 Is the amount on line 23 equal to or more than the amount on line 24?

B Yes. Skip lines 25 and 26; go to line 27 and check the "No" box.

No. Enter the amount from line 23 . 25

26 Subtract line 25 from line 24 . . . . . . . . .. . . . . .. . . .. . . 26

27 Are the amounts on lines 22 and 26 the same?

F]Yes. Skip lines 27 thru 30, go to line 31 NO. Enter the smaller of line 17 or line 22 27

28 Enter the amount from line 26 (If line 26 is blank, enter -0-) . . . . . . . . . , 28

29 Subtract line 28 from line 27 ,,,,,,,,,,,,,,,,,,,,,,,, 29

30 Multiply line 29 by 15% (.15) ... .. . . . . . . . . . . . . . . . . . . . . .. .. . . . . . . .. . . . 0

31 Figure the tax on the amount on line 23 Use the 2011 Tax Rate Schedule for Estates and Trusts

(see the Schedule G instructions in the instructions for Form 1041) , , , , , , , , , , , , , , , ,, , , , 31

32 Add lines 30 and 31 ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, 32

33 Figure the tax on the amount on line 17. Use the 2011 Tax Rate Schedule for Estates and Trusts

(see the Schedule G instructions in the instructions for Form 1041) , , , , , , , , , , , , , , , ,, , , , 33

34 Tax on all taxable income . Enter the smaller of line 32 or line 33 here and on Form 1041, Schedule

G. line la (or Form 990-T. line 36) . . . . . . . . . . . . . . . . . . . . . .. .. . . . . . . . . .. . . . . 34

Schedule D (Form 1041) 2011

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SCHEDULE D-1 Continuation Sheet for Schedule D(Form 1041)

I(Form 1041)

Department of the Treasury ► See instructions for Schedule D (Form 1041).

Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines 1 a and 6a.

Name of estate or trust Employer identification number


OMB No 1545-0092

00011

FT.Ma Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property (Example100 sh 7% preferred of 'Z" Co )

( b) Dateacquired

(c) Date sold( mo day yr)

(d) Sales price ( e) Cost or other basis( see instructions)

(f) Gain or (loss)Subtract (e) from (d)

( mo,day, y r), ,

la 70. AGCO CORP11 / 23 / 201 1 12 / 09 / 2011 3 , 158.00 2 , 919.00 239.00

50. AT&T INC01 / 05 / 2011 02 / 03 / 2011 1 , 390.00 1 , 501.00 -111.00

50. AT&T INC12 / 21 / 201 0 03 / 02 / 2011 1 420.00 1 , 528.00 -108.00

75. AT&T INC11 / 03 / 201 0 03 / 02 / 2011 2 , 130.00 2 , 176.00 -46.00

25. AT&T INC11 / 03 / 2010 03 / 16 / 2011 688.00 725.00 -37.00

75. AT&T INC10 / 20 / 201 0 03 / 16 / 2011 2 , 064.00 2 , 163.00 -99.00

700. AT&T INC09 / 21 / 201 0 03 / 16 / 2011 19 265.00 20 036.00 -771.00

1200. AT&T INC09 / 21 / 2010 04 / 15 / 2011 36 , 66 .00 34 348.00 2 317.00

50. AT&T INC01 / 19 / 201 1 04 / 15 / 2011 1 528.00 1 , 418.00 110.00

50. AT&T INC05 / 18 / 201 0 04 / 15 / 2011 1 , 528.00 1 , 277.00 251.00

50. AT&T INC07 / 01 / 2010 04 / 15 / 2011 1 , 528.00 1 , 207.00 321.00

50. ABBOTT LABORATORIES11 / 03 / 201 0 03 / 02 / 2011 2 , 367.00 2 , 542.00 -175.00

50. ABBOTT LABORATORIES05 / 18 / 201 0 03 / 02 / 2011 2 , 367.00 2 , 444.00 -77.00

239. ABBOTT LABORATORIES06 / 02 / 201 0 03 / 02 / 2011 11 316.00 11 200.00 116.00

11. ABBOTT LABORATORIES06 / 02 / 201 0 04 / 15 / 2011 568.00 515.00 53.00

50. ABBOTT LABORATORIES07 / 01 / 2010 04 / 15 / 2011 2 , 58 .00 2 1293.00 289.00

100. ABERCROMBIE & FITCH C04 / 15 / 201 1 05 / 17 / 2011 7 218.00 6 , 984.00 234.00

175. ABERCROMBIE & FITCH C12 / 16 / 201 0 05 / 17 / 2011 12 631.00 9 , 739.00 2 , 892.00

100. ABERCROMBIE & FITCH C12 / 16 / 2010 06 / 13 / 2011 6 , 477.00 5 1 565-00 912.00

225. ABERCROMBIE & FITCH C12 / 16 / 201 0 09 / 16 / 2011 15 423.00 12 522.00 2 1 901.00

250. ABERCROMBIE & FITCH C02 / 03 / 201 1 09 / 16 / 2011 17 137.00 12 303.00 4 , 834.00

66. ABERCROMBIE & FITCH CO11 / 23 / 2011 12 / 09 / 2011 3 , 334.00 2 , 949.00 385.00

322. ACME PACKET INC COM12 / 13 / 201 1 01 / 17 / 2012 8 , 794.00 10 992.00 -2 , 198.00

106. ACME PACKET INC COM12 / 13 / 2011 01 / 17 / 2012 2 , 895.00 3 1619.00 -724.00

lb Total . Combine the amounts in column (f). Enter here and on Schedule D, line lb .

For Paperwork Reduction Act Notice , see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2011

JSAIF1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule D(Form 1041) (Form 1041)Department of the Treasury ► See instructions for Schedule D (Form 1041).

Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines la and 6a.

OMB No 1545-0092

00011Name of estate or trust Employer identification number

RAY & PAULINE SULLIVAN FDN 06-6141242Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example100 sh 7% preferred of 'Z" Co )

(b) Dateacquired

( c) Date sold(mo day yr )

(d) Sales price ( e) Cost or other basis( see instructions )

(f) Gain or (loss)Subtract ( e) from (d)

mo, day, r(), ,

la 133. ACME PACKET INC COM12 / 13 / 201 1 01 / 18 / 2012 3 , 722.00 4 , 540.00 -818.00

605. ACME PACKET INC COM12 / 12 / 2011 01 / 18 / 2012 16 931.00 20 161.00 -3 230.00

53. ACME PACKET INC COM12 / 12 / 2011 01 / 19 / 2012 1 1 585.00 11 766.00 -181.00

343. ACME PACKET INC COM12 / 14 / 2011 01 / 19 / 2012 10 258.00 11 228.00 -970.00

100. ADVANCED MICRO DEVICE01 / 05 / 201 1 03 / 02 / 2011 928.00 897.00 31.00

100. ADVANCED MICRO DEVICE02 / 16 / 201 1 03 / 02 / 2011 928.00 872.00 56.00

100. ADVANCED MICRO DEVICE01 / 19 / 2011 03 / 02 / 2011 928.00 811.00 117.00

400. ADVANCED MICRO DEVICE11 / 03 / 201 0 03 / 02 / 2011 3 , 710.00 3 , 018.00 692.00

600. ADVANCED MICRO DEVICE11 / 17 / 2010 03 / 02 / 2011 5 1 565.00 4 , 461.00 1 , 104.00

125. ADVANCED MICRO DEVICE10 / 20 / 201 0 03 / 02 / 2011 1 , 159.00 861.00 298.00

50. ADVANCED MICRO DEVICES10 / 20 / 201 0 03 / 16 / 2011 413.00 344.00 69.00

125. ADVANCED MICRO DEVICE05 / 17 / 2011 09 / 16 / 2011 902.00 1 , 068.00 -166.00

75. ADVANCED MICRO DEVICES04 / 15 / 201 1 09 / 16 / 2011 542.00 617.00 -75.00

150. ADVANCED MICRO DEVICE06 / 13 / 2011 09 / 16 / 2011 1 , 08 .00 1 1 130.00 -47.00

5625 . ADVANCED MICRO DEVIC10 / 20 / 201 0 09 / 16 / 2011 40 612.00 38 745.00 1 1 867:00

1. AFFILIATED MANAGERS GRO11 / 29 / 201 1 12 09 2011 96.00 87.00 9.00

12. AFFILIATED MANAGERS GR11 / 23 / 2011 12 / 09 / 2011 1 1 152.00 997.00 155.00

28. AGILENT TECHNOLOGIES I11 / 23 / 201 1 11 / 28 / 2011 976.00 965.00 11.00

16. AGILENT TECHNOLOGIES I01 / 05 / 2012 01 / 19 / 2012 674.00 592.00 82.00

19. AGNICO EAGLE MINES LTD11 / 23 / 2011 11 / 28 / 2011 777.00 801.00 -24.00

62. AGNICO EAGLE MINES LTD11 / 23 / 201 1 01 / 26 / 2012 2 , 351.00 2 , 613.00 -262.00

25. AIR PRODUCTS AND CHEMI02 / 16 / 201 1 03 / 02 / 2011 2 , 258.00 2 , 350.00 -92.00

25. AIR PRODUCTS AND CHEMI01 / 20 / 2011 11 / 16 / 2011 2 , 10 .00 2 1304.00 -197.00

175. AIR PRODUCTS AND CHE

04 / 15 / 2011 1 11 / 16 / 2011 14 751.00 16 069.00 -1 , 318.00


For Paperwork Reduction Act Notice , see the Instructions for Form 1041 . Schedule D-1 (Form 1041) 2011

JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule D OMB No 1545-0092

(Form 1041 ) (Form 1041) ^O 1Department of the Treasury ► See instructions for Schedule D (Form 1041).




F2Ma Short-Term Cap ital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example100 sh 7% preferred of 'Z" Co )

(b) Dateacquired

(c) Date soldImo day yr ►

(d) Sales pace (e) Cost or other basis( see instructions )

( f) Gain or (loss)Subtract ( e) from (d)

Imo. day, r ► , ,

la 25. AIR PRODUCTS AND CHEMI05 / 17 / 201 1 11 / 16 / 201 1 2 , 107.00 2 , 262.00 -155.00

525. AIR PRODUCTS AND CHEM02 / 03 / 2011 11 / 16 / 2011 44 , 25 .00 46 451.00 -2 198.00

25. AIR PRODUCTS AND CHEMI09 / 16 / 2011 11 / 16 / 2011 2 , 107.00 2 , 059.00 48.00

25. AKAMAI TECHNOLOGIES I11 / 17 / 201 0 02 / 03 / 201 1 1 198.00 1 , 216.00 -18.00

25. AKAMAI TECHNOLOGIES I11 / 17 / 2010 02 / 03 / 2011 1 , 198.00 . 11 216.00 -18.00

25. AKAMAI TECHNOLOGIES I11 / 30 / 2010 03 / 02 / 2011 952.00 1 , 095.00 -143.00

3725. ALCATEL ALSTHOM SPOREPSTG 1 / 5 SH 05 / 17 / 2011 09 / 16 / 2011 11 , 79 .00 21 493.00 -9 , 702.002100. ALCATEL ALSTHOM SPO

REPSTG 1 / 5 SH 06 / 13 / 2011 09 / 16 / 2011 6 , 64 .00 10 826.00 -4 179.00550. ALEXION PHARMACEUTI

05 / 17 / 201 1 09 / 16 / 2011 34 179.00 26 355.00 7 1 824.0050. ALEXION PHARMACEUTICAL

06 / 13 / 2011 09 / 16 / 2011 3 , 107.00 2 , 299.00 808.0056. ALEXION PHARMACEUTICAL

11 / 23 / 201 1 12 / 05 / 2011 3 641.00 3 , 670.00 -29.0029. ALEXION PHARMACEUTICAL

11 / 11 / 2011 01 / 19 / 2012 2 , 21 .00 1 1916.00 302.00175. ALLERGAN INCORPORATED

12 / 01 / 201 0 02 / 03 / 2011 12 366.00 11 697.00 669.0025. ALLERGAN INCORPORATED

02 / 16 / 201 1 03 / 02 / 201 1 1 , 791.00 1 , 861.00 -70.0025. ALLERGAN INCORPORATED

12 / 01 / 201 0 05 / 17 / 2011 2 , 028.00 1 , 671.00 357.0025. ALLERGAN INCORPORATED

10 / 05 / 201 0 05 / 17 / 2011 2 028.00 1 , 656.00 372.00175. ALLERGAN INCORPORATED

07 / 27 / 2010 05 / 17 / 2011 14 195.00 10 694.00 3 501.00125. ALLERGAN INCORPORATED

09 / 16 / 201 1 11 16 2011 10 459.00 10 351.00 108.0045. ALLERGAN INCORPORATED

11 / 23 / 2011 12 / 05 / 2011 3 1 761.00 3 550.00 211.00300. ALPHA NATURAL RESOURC

03 / 16 / 201 1 04 / 15 / 201 1 16 426.00 16 142.00 284.00300. ALPHA NATURAL RESOURC

02 / 03 / 201 1 04 / 15 / 2011 16 426.00 15 937.00 489.0025. AMERICAN ELECTRIC POWE

08 / 10 / 2010 03 / 02 / 2011 887.00 910.00 -23.001075. AMERICAN ELECTRIC PO

08 / 10 / 201 0 04 / 15 / 2011 38 114.00 39 111.00 -997.0025. AMERICAN ELECTRIC POWE

07 / 14 / 2010 1 04 / 15 / 2011 1 886.00 909.00 -23.00

lb Total . Combine the amounts in column (f) Enter here and on Schedule D, line lb .


JSA1F1221 2000

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I(Form 1041)


Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines la and 6a.2011

Name of estate or trust

OMB No 1545-0092

Employer identification number

Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example100 sh 7% preferred of "Z" Co )

( b) Dateacquired

( c) Date sold( mo day yr )



(mo , day, r, ,

la 50. AMERICAN ELECTRIC POWE11 / 17 / 201 0 04 / 15 / 2011 1 , 773.00 1 , 794.00 -21.00

350. AMERICAN ELECTRIC PO03 / 16 / 2011 04 / 15 / 2011 12 409.00 12 052.00 357.00

1525 . AMERICAN ELECTRIC PO09 / 16 / 201 1 11 / 16 / 2011 59 253.00 57 225.00 2 1 028.00

25. AMERICAN TOWER SYSTEMS02 / 03 / 201 1 03 / 02 / 2011 1 , 318.00 1 , 306.00 12.00

25. AMERICAN TOWER SYSTEMS02 / 16 / 2011 03 / 02 / 2011 1 , 318.00 1 1 388.00 -70.00

25. AMERICAN TOWER SYSTEMS01 / 20 / 201 1 03 / 16 / 2011 1 1 266.00 1 , 376.00 -110.00

300. AMERICAN TOWER SYSTEM02 / 03 / 2011 03 / 16 / 2011 15 196.00 15 676.00 -480.00

125. AMERICAN TOWER SYSTEM11 / 17 / 201 0 03 / 16 / 2011 6 , 332.00 6 1388.00 -56.00

175. AMERICAN TOWER SYSTEM11 / 17 / 201 0 04 / 15 / 2011 8 862.00 8 , 943.00 -81.00

25. AMERICAN TOWER SYSTEMS09 / 21 / 2010 04 / 15 / 2011 1 , 266.00 1 , 258.00 8.00

550. AMERICAN TOWER SYSTEM09 / 08 / 201 0 04 / 15 / 2011 27 852.00 27 059.00 793.00

25. AMGEN INC COM02 / 03 / 201 1 03 / 02 / 2011 1 , 295.00 1 1 383.00 -88.00

25. AMGEN INC COM09 / 08 / 2010 03 / 02 / 2011 1 1 295.00 1 1321.00 -26.00

25. AMGEN INC COM04 / 15 / 2011 05 / 17 / 2011 1 1 526.00 1 1398.00 128.00

25. AMGEN INC COM08 / 25 / 201 0 05 / 17 / 2011 1 , 526.00 1 1345.00 181.00

850. AMGEN INC COM.

09 / 08 / 2010 05 / 17 / 2011 51 870.00 44 916.00 6 , 954.001650 . ANALOG DEVICES INC

09 / 16 / 2011 11 / 16 / 2011 61 137.00 57 267.00 3 , 870.0025. APACHE CORPORATION

01 / 05 / 201 1 03 / 02 / 2011 3 , 017.00 3 1110.00 -93.0025. APACHE CORPORATION

01 / 05 / 201 1 03 / 16 / 2011 2 , 931.00 3 1110.00 -179.00125. APACHE CORPORATION


05 / 17 / 2011 06 / 13 / 2011 2 1 895.00 2 1993.00 -98.0025. APACHE CORPORATION

10 / 20 / 2010 06 / 13 / 2011 2 , 895.00 2 , 592.00 303.00175. APACHE CORPORATION

09 / 16 / 201 1 11 / 16 / 2011 18 311.00 17 094.00 1 , 217.0054. APACHE CORPORATION

11 / 25 / 201 1 12 / 14 / 2011 4 834.00 4 , 703.00 131.00

lb Total. Combine the amounts in column (f) Enter here and on Schedule D, line lb .

For Paperwork Reduction Act Notice, see the Instructions for Form 1041 . Schedule D-1 (Form 1041) 2011

JSA1F1221 2000

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OMB No 1545-0092




( a) Description of property ( Example.100 sh 7% preferred of 'Z' Co )

( b) Dateacquired

( c) Date soldImo yr ►day

(d) Sales price (e) Cost or other basis(see instructions )


Imo , day, r ), ,

la 50. APPLE COMPUTER INCORPO06 / 02 / 201 0 02 / 16 / 2011 18 108.00 13 138.00 4 1 970.00

25. APPLE COMPUTER INCORPO06 / 02 / 2010 03 / 02 / 2011 8 , 790.00 6 , 569.00 2 , 221.00

25. APPLE COMPUTER INCORPO05 / 17 / 201 1 11 / 16 / 2011 9 698.00 8 , 298.00 1 , 400.00

25. APPLE COMPUTER INCORPO09 / 16 / 201 1 11 / 16 / 2011 9 , 698.00 9 , 986.00 -288.00

1125. ARCH COAL INC05 / 17 / 2011 09 / 16 / 2011 22 , 16 .00 32 434.00 -10 , 266.00

50. ARCH COAL INC06 / 13 / 2011 09 / 16 / 2011 985.00 1 1 261.00 -276.00

25. AUTODESK INC (DEL)02 / 16 / 2011 03 / 02 / 2011 1 , 02 .00 11 096.00 -73.00

25. AUTODESK INC (DEL)05 / 17 / 201 1 09 / 16 / 2011 734.00 1 , 092.00 -358.00

50. AUTODESK INC (DEL)06 / 13 / 2011 09 / 16 / 2011 1 , 46 .00 11 887.00 -419.00

450. AUTODESK INC (DEL)11 / 17 / 201 0 09 / 16 / 2011 13 211.00 15 780.00 -2 569.00

25. AUTOLIV INC02 / 03 / 201 1 03 / 02 / 2011 1 , 861.00 1 , 844.00 17.00

175. AUTOLIV INC02 / 03 / 2011 03 / 16 / 201 1 12 146.00 12 910.00 -764.00

150. AUTOLIV INC06 / 02 / 201 0 03 / 16 / 2011 10 411.00 7 , 296.00 3 , 115.00

150. AUTOLIV INC07 / 01 / 201 0 03 / 16 / 2011 10 411.00 7 , 016.00 3 1 395.00

26. AVON PRODUCTS INC03 / 11 / 2010 02 / 16 / 2011 732.00 815.00 -83.00

100. AVON PRODUCTS INC05 / 18 / 2010 02 / 16 / 2011 2 , 81 .00 2 1828.00 -12.00

50. AVON PRODUCTS INC06 / 02 / 201 0 02 / 16 / 2011 1 408.00 1 , 294.00 114.00

1300. BERKSHIRE HATHAWAY ICL B COM 09 / 16 / 201 1 11 / 16 / 2011 98 129.00 92 888.00 5 1 241.00123. BEST BUY INCORPORATED

11 / 23 / 2011 11 / 28 / 2011 3 , 248.00 3 1 176.00 72.00107. BIOGEN IDEC INC

11 / 23 / 2011 12 05 / 2011 11 985.00 11 844.00 141.001450. BOEING CO

09 / 16 / 2011 11 / 16 / 2011 97 , 41 .00 95 112.00 2 307.001525. BRISTOL MYERS SQUIBB

09 / 16 / 2011 11 / 16 / 2011 47 373.00 46 261.00 1 , 112.0050. BROADCOM CORP CL A

01 / 05 / 2011 02 16 / 2011 2 1 115.00 2 , 176.00 -61.00700. BROADCOM CORP CL A

11 / 17 / 2010 02 16 / 2011 29 604.00 28 403.00 1 , 201.00

.................1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 1b .


JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule D(Form 1041) I (Form 1041)Department of the Treasury ► See instructions for Schedule D (Form 1041).


OMB No. 1545-0092


0 , a Short-Term Capital Gains and Losses - Assets Held One Year or Less

(a) Description of property ( Example100 sh 7% preferred of "Z" Co )

( b) Dateacquired

( c) Date soldImo yr )day

(d) Sales pace ( e) Cost or other basis( see instructions )


(mo , da y, r, ,

1a 1075. BROADCOM CORP CL A05 / 17 / 201 1 09 / 16 / 2011 38 378.00 35 722.00 2 1 656.00

25. CBS CORP CL B COM02 / 16 / 2011 03 / 02 / 2011 595.00 541.00 54.00

25. CBS CORP CL B COM02 / 03 / 2011 03 / 02 / 2011 595.00 507.00 88.00

1800. CBS CORP CL B COM11 / 17 / 201 0 03 / 02 / 2011 42 837.00 29 176.00 13 661.00

25. CF INDS HLDGS INC COM12 / 16 / 201 0 02 / 03 / 2011 3 , 529.00 3 , 027.00 502.00

25. CF INDS HLDGS INC COM02 / 16 / 2011 03/ 02 /2011 3 , 429.00 3 , 597.00 -168.00


25. CF INDS HLDGS INC COM12 / 16 / 2010 04 / 15 / 2011 3 , 25 .00 31 027.00 228.00

150. CF INDS HLDGS INC CO09 / 08 / 201 0 04 / 15 / 2011 19 533.00 14 452.00 5 1 081.00


25. CIGNA CORPORATION02 / 03 / 201 1 03 / 02 / 2011 1 , 072.00 1 , 043.00 29.00

200. CIGNA CORPORATION06 / 13 / 201 1 09 / 16 / 2011 9 233.00 9 , 827.00 -594.00

25. CIGNA CORPORATION05 / 17 / 2011 09 / 16 / 2011 1 , 15 .00 11 200.00 -46.00

50. CIGNA CORPORATION11 / 17 / 201 0 09 / 16 / 201 1 2 308.00 1 , 803.00 505.00

29. CIGNA CORPORATION11 / 23 / 201 1 01 / 26 / 2012 1 286.00 1 , 192.00 94.00

325. CVS CAREMARK CORP CO12 / 01 / 2010 02 / 03 / 2011 10 641.00 10 382.00 259.00

25. CVS CAREMARK CORP COM01 / 05 / 2011 02 / 03 / 2011 819.00 884.00 -65.00

25. CVS CAREMARK CORP COM01 / 05 / 201 1 02 / 03 / 2011 819.00 884.00 -65.00

25. CVS CAREMARK CORP COM01 / 18 / 2011 03 / 02 / 2011 826.00 881.00 -55.00

25. CVS CAREMARK CORP COM12 / 01 / 201 0 03 / 02 / 2011 826.00 799.00 27.00

50. CVS CAREMARK CORP COM

12 / 01 / 201 0 03 / 16 / 2011 1 638.00 1 , 597.00 41.002050. CVS CAREMARK CORP CO

12 / 01 / 2010 04 15 / 2011 73 409.00 65 487.00 7 , 922.0014. CAMERON INT'L CORP CO

11 / 23 / 201 1 12 / 22 / 2011 697.00 651.00 46.0025. CARDINAL HEALTH INCORP

02 / 16 / 201 1 03 02 / 2011 1 1 033.00 1 041.00 -8.00



JSA1F1221 2000

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I(Form 1041)



OMB No 1545-0092




( a) Description of property ( Example100 sh 7% preferred of 'Z' Co )

( b) Dateacquired




(mo, day, r ) , ,

la 450. CARDINAL HEALTH INCO05 / 05 / 201 0 04 / 15 / 2011 18 362.00 15 746.00 2 1 616.00

50. CARDINAL HEALTH INCORP05 / 18 / 2010 04 / 15 / 2011 2 , 04 .00 11 , 733-9.0000 301.00

50. CARDINAL HEALTH INCORP07 / 01 / 201 0 04 / 15 / 2011 2 040.00 1 , 647.00 393.00

50. CARNIVAL CORP PAIRED C05 / 17 / 201 1 06 / 13 / 2011 1 , 755.00 2 , 003.00 -248.00

1000. CARNIVAL CORP PAIRED03 / 16 / 2011 06 / 13 / 2011 35 092.00 38 934.00 -3 842.00

425. CARNIVAL CORP PAIRED04 / 15 / 201 1 06 / 13 / 2011 14 914.00 16 061.00 -1 1 147:00

338. CARNIVAL CORP PAIRED11 / 25 / 2011 01 / 27 / 2012 10 , 27 .00 1-0 , 31-9.0-0- -41.00

325. CELANESE CORP DEL SE04 / 15 / 2011 05 / 17 / 2011 15 871.00 14 738.00 1 , 133.00

150. CELANESE CORP DEL SE04 / 15 / 201 1 06 / 13 / 2011 6 , 990.00 6 , 802.00 188.00

25. CELGENE CORP04 / 20 / 2010 03 / 02 / 2011 1 , 34 .00 11 523.00 -181.00

25. CELGENE CORP03 / 31 / 201 0 03 / 02 / 2011 1 342.00 1 , 502.00 -160.00

50. CELGENE CORP11 / 17 / 2010 05 / 17 / 2011 2 , 98 .00 2 1 982.00 4.00

50. CELGENE CORP05 / 18 / 2010 05 / 17 / 2011 2 , 986.00 2 , 940.00 46.00

50. CELGENE CORP12 / 16 / 201 0 05 / 17 / 201 1 2 , 986.00 2 , 933.00 53.00

50. CELGENE CORP12 / 16 / 2010 06 / 13 / 2011 2 , 92 .00 2 , 933.00 -13.00

25. CELGENE CORP04 / 15 / 2011 06 / 13 / 2011 1 , 460.00 1 , 430.00 30.00

150. CELGENE CORP07 / 01 / 2010 06 / 13 / 2011 8 , 76 .00 71 352.00 1 408.00

228. CELGENE CORP11 / 23 / 201 1 12 / 05 / 201 1 13 937.00 13 835.00 102.00

59. CERNER CORP11 / 23 / 201 1 11 / 28 / 201 1 3 , 438.00 3 , 373.00 65.00

325. CHESAPEAKE ENERGY CO03 / 16 / 2011 06 / 13 / 2011 9 , 241.00 11 389.00 -2 , 148.00

25. CHESAPEAKE ENERGY CORP03 / 16 / 201 1 06 / 13 / 2011 711.00 876.00 -165.00

25. CHESAPEAKE ENERGY CORP02 / 17 / 201 1 11 / 16 / 2011 649.00 889.00 -240.00

600. CHESAPEAKE ENERGY CO03 / 16 / 2011 11 / 16 / 2011 15 583.00 21 026.00 -5 , 443.00

675. CHESAPEAKE ENERGY CO04 / 15 / 20 1 11 / 16 / 2011 17 531.00 21 978.00 -4 , 447.00

1b Total . Combine the amounts in column (f) Enter here and on Schedule D, line 1b . .


JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule D( Form 1041 ) (Form 1041 )Department of the Treasury ► See instructions for Schedule D (Form 1041).

Inter nal Revenue Service ► Attach to Schedule D to list additional transactions for lines la and 6a.


OMB No 1545-0092

00011

SULLIVAN FDN


OWTU Short-Term Ca p ital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example100 sh . 7% preferred of "Z" Co ►

(b) Dateacquired

( c) Date sold( mo day yr ►

(d) Sales pace (e ) Cost or other basis(see instructions)

(f) Gain or (loss)Subtract (e) from (d(

(mo,day, r), ,

la 300. CHESAPEAKE ENERGY CO09 / 16 / 201 1 11 / 16 / 2011 7 1 791.00 9 , 476.00 -1 , 685.00

25. CHEVRONTEXACO CORP CO02 / 16 / 2011 03 / 02 / 2011 2 , 585.00 2 , 419.00 166.00

25. CHEVRONTEXACO CORP CO11 / 03 / 2010 03 / 02 / 2011 2 1 585.00 21 060.00 525.00

50. CHEVRONTEXACO CORP COM05 / 17 / 2011 11 / 16 / 2011 5 , 12 .00 5 , 008.00 117.00

25. CHEVRONTEXACO CORP COM09 / 16 / 2011 11 / 16 / 2011 2 , 562.00 2 1 476.00 86.00

50. CHEVRONTEXACO CORP CO06 / 13 / 201 1 11 / 16 / 2011 5 , 125.00 4 , 948.00 177.00

25. CHICAGO BRDG & IRON COREGISTRY SH ARD 01 / 19 / 2011 03 / 02 / 2011 898.00 912.00 -14.00175. CHICAGO BRDG & IRON C

REGISTRY SH ARD 01 / 19 / 2011 05 / 17 / 2011 6 , 37 .00 61 385.00 -12.0025. CHICAGO BRDG & IRON CO

REGISTRY SH ARD 12 / 23 / 2010 05 / 17 / 2011 910.00 859.00 51.0025. CHICAGO BRDG & IRON CO

REGISTRY SH ARD 02 / 03 / 2011 05 / 17 / 2011 910.00 844.00 66.00250. CHICAGO BRDG & IRON C

REGISTRY SH ARD 01 / 05 / 2011 05 / 17 / 2011 9 , 104.00 8 , 106.00 998.00500. CHICAGO BRDG & IRON C

REGISTRY SH ARD 12 / 16 / 2010 05 / 17 / 2011 18 208.00 16 015.00 2 , 193.0050. CISCO SYSTEMS INCORPO

06 / 02 / 2010 03 / 02 / 2011 924.00 1 , 157.00 -233.0025. CISCO SYSTEMS INCORPO

05 / 19 / 2010 05 / 17 / 2011 414.00 582.00 -168.0050. CISCO SYSTEMS INCORPOR

06 / 02 / 2010 05 / 17 / 2011 828.00 1 , 157.00 -329.00850. CISCO SYSTEMS INCORPO

08 / 25 / 2010 05 / 17 / 2011 14 068.00 17 986.00 -3 918.00450. CISCO SYSTEMS INCORPO

07 / 01 / 201 0 05 / 17 / 2011 7 , 448.00 9 , 497.00 -2 , 049.001225. CISCO SYSTEMS INCORP

03 / 16 / 2011 05 / 17 / 2011 20 , 27 .00 21 229.00 -955.001075. CISCO SYSTEMS INCORP

03 / 16 / 2011 06 / 13 / 2011 16 260.00 18 629.00 -2 , 369.00900. CISCO SYSTEMS INCORPO

04 / 15 / 201 1 06 / 13 / 2011 13 613.00 15 446.00 -1 1833 00125. CITIGROUP INC

01 / 05 / 2011 02 / 03 / 2011 598.00 627.00 -29.00125. CITIGROUP INC

12 / 21 / 2010 03 / 02 / 2011 572.00 637.00 -65.00175. CITIGROUP INC

101 /05 /2011 1 03 /02/ 2011 1 801.00 878.00 -77.00350. CITIGROUP INC

1 1 102 / 16 / 2011 03 / 02 / 2011 1 , 602.00 1 718.00 -116.00



JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule(Form 1041) (Form 1041)Department of the Treasury ► See instructions for Schedule D (Form 1041).

Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines

01

la and 6a.

OMB No 1545-0092

2011Name of estate or trust

IVAN FDN



( a) Description of property ( Example.100 sh 7% preferred of "Z" Co )

(b) Dateacquired

( c) Date sold(mo yr )day

(d) Sales price ( e) Cost or other basis(see instructions)


(mo , day, r ► , ,

la 25 . CITIGROUP INC01 / 19 / 201 1 03 / 02 / 2011 114.00 122.00 -8.00-

250. CITIGROUP INC01 / 19 / 2011 03 / 16 / 2011 1 , 10 .00 11 216 00 -115.00

.5 CITIGROUP INC NEW COM02 / 18 / 2011 05 / 31 / 2011 20.00 25.00 -5.00

.5 CITIGROUP INC NEW COM02 / 04 / 201 1 06 13 2011 19.00 25.00 -6.00-

24.5 CITIGROUP INC NEW COM02 / 18 / 2011 06 / 13 / 2011 945.00 1 , 204.00 -259.00

10. CITIGROUP INC NEW COM04 / 15 / 201 1 06 / 13 / 2011 386.00 446.00 -60.00

2.5 CITIGROUP INC NEW COM06 / 15 / 2010 06 / 13 / 2011 96.00 108.00 -12.00

170. CITIGROUP INC NEW COM07 / 14 / 201 0 06 / 13 / 2011 6 , 555.00 7 , 273.00 -718.00

49.5 CITIGROUP INC NEW COM05 / 17 / 201 1 06 / 13 / 2011 1 , 909.00 2 , 046.00 -137.00

15. CITIGROUP INC NEW COM09 / 21 / 2010 06 / 13 / 2011 578.00 602.00 -24.00

778. CITIGROUP INC NEW CO06 / 15 / 201 0 06 / 13 / 2011 30 000.00 30 840.00 -840.00

400. CITIGROUP INC NEW COM09 / 16 / 201 1 11 / 16 / 2011 10 952.00 11 352.00 -400.00

200. COACH INC COM01 / 19 / 201 1 04 / 15 / 2011 10 948.00 10 760.00 188.00

400. COACH INC COM01 / 05 / 2011 04 / 15 / 2011 21 , 89 .00 20 945.00 951.00

300. COACH INC COM03 / 16 / 2011 04 / 15 / 2011 16 , 42 .00 15 104.00 1 318.00

600. COCA COLA CO COM05 / 18 / 201 0 02 / 03 / 2011 37 392.00 32 208.00 5 1 184:00

50. COCA COLA CO COM06 / 02 / 2010 02 / 03 / 2011 3 , 11 .00 21 590.00 526.00

50. COMCAST CORP NEW CL A01 / 05 / 2011 02 / 03 / 2011 1 , 149.00 1 , 131.00 18.00

200. COMCAST CORP NEW CL11 / 03 / 201 0 02 / 03 / 2011 4 , 596.00 4 , 129.00 467.00

50. COMCAST CORP NEW CL A01 / 19 / 201 1 02 / 03 / 2011 1 , 149.00 1 , 168.00 -19.00

50. COMCAST CORP NEW CL A01 / 19 / 2011 02 / 03 / 2011 1 , 149.00 1 1168.00 -19.00

50. COMCAST CORP NEW CL A02 / 01 / 201 1 03 / 02 / 201 1 1 262.00 1 , 260.00 2.00

50. COMCAST CORP NEW CL A11 / 03 / 201 0 03 / 02 / 2011 1 262.00 1 , 032.00 230.00

50. COMCAST CORP NEW CL A11 / 03 / 2010 1 03 / 16 / 2011 1 1 , 183.00 1 1 , 032.00 1 151.00

1b Total . Combine the amounts in column (f). Enter here and on Schedule D, line 1b . .

For Paperwork Reduction Act Notice, see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2011

JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule(Form 1041)

I(Form 1041)



OMB No 1545-0092

la and 6a. I ^O 1 1





( b) Dateacquired

(c) Date sold( mo day yr)

(d) Sales pace ( e) Cost or other basis( see instructions)


(mo,day, r), ,

la 100. COMCAST CORP NEW CL05 / 17 / 201 1 11 / 16 / 2011 2 , 179.00 21 468.00 -289.00

100. COMCAST CORP NEW CL06 / 13 / 2011 11 / 16 / 2011 2 1 179.00 21 369.00 -190.00

650. COMCAST CORP NEW CL09 / 16 / 2011 11 / 16 / 2011 14 166.00 14 888.00 -722.00

344. COMCAST CORP NEW CL04 / 15 / 201 1 11 / 16 / 2011 7 1 497.00 8 , 468.00 -971.00

256. COMCAST CORP NEW CL04 / 15 / 2011 11/ 16/ 2011 5 579.00 6 , 302.00 -723.00

31. CONOCOPHILLIPS COM11 / 25 / 2011 12 / 13 / 2011 2 , 165.00 2 , 05-5-0-0- 110.00

38. CONOCOPHILLIPS COM11 / 25 / 201 1 12 / 14 / 2011 2 1 642.00 2 , 519.00 123.00

25. CONSTELLATION ENERGY G05 / 17 / 201 1 09 / 16 / 2011 982.00 930.00 52.00

1200. CONSTELLATION ENERGY04 / 15 / 2011 09 / 16 / 2011 47 158.00 40 230.00 6 , 928.00

150. CONTINENTAL RES INC 003 / 02 / 201 1 11 / 16 / 2011 10 713.00 10 260.00 453.00

25. CONTINENTAL RES INC 002 / 03 / 2011 11 / 16 / 2011 1 , 78 .00 11 620.00 165.00

150. CONTINENTAL RES INC 002 / 16 / 2011 11 / 16 / 2011 10 , 71 .00 91 269.00 1 444.00

50. CONTINENTAL RES INC O06 / 13 / 201 1 11 / 16 / 2011 3 , 571.00 21 940.00 631.00

300. CONTINENTAL RES INC 012 / 16 / 2010 11 / 16 / 2011 21 426.00 17 235.00 4 1 191.00

24. CONTINENTAL RES INC OK11 / 23 / 2011 12 / 09 / 2011 1 674.00 1 , 514.00 160.00

50. CORNING INC02 / 03 / 201 1 03 / 02 / 2011 1 , 126.00 1 1 118.00 8.00

25. CORNING INC02 / 16 / 2011 03 / 02 / 2011 563.00 554.00 9.00

100. CORNING INC11 / 03 / 2010 05 / 17 / 2011 2 1 002.00 1 1 831.00 171.00

50. CORNING INC06 / 02 / 2010 05 / 17 / 2011 1 , 001.00 833.00 168.00

50. CORNING INC07 / 01 / 2010 05 / 17 / 2011 1 , 001.00 794.00 207.00

25. COSTCO WHOLESALE CORP02 / 03 / 2011 03 / 02 / 2011 1 , 828.00 1 , 838.00 -10.00

25. COSTCO WHOLESALE CORP05 / 17 / 201 1 09 / 16 / 2011 2 , 123.00 2 , 062.00 61.00

850. COSTCO WHOLESALE CORP11 / 17 / 201 0 09 / 16 / 2011 72 168.00 56 638.00 15 , 530:00

25. CROWN HLDGS INC COM1 02 / 16 / 2011 03 / 02 / 2011 960.00 951.00 9.00

lb Total . Combine the amounts in column (f). Enter here and on Schedule D, line lb ................. .


JSA1F1221 2000

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OMB No 1545-0092

la and 6a. I 2011Name of estate or trust

NE SULLIVAN FDN



( a) Description of property ( Example100 sh 7% preferred of "Z " Co .)

(b) Dateacquired

(c) Date sold( mo yr ►day

(d) Sales pace (e) Cost or other basis( see instructions)


( mo,day , y r , ,

la 25. CROWN HLDGS INC COM 105 / 17 / 201 1 09 / 16 / 2011 810.00 1 , 011.00 -201.00

200. CROWN HLDGS INC COM02 / 03 / 2011 09 / 16 / 2011 6 , 481.00 7 , 169.00 -688.00

300. CROWN HLDGS INC COM01 / 05 / 201 1 09 / 16 / 2011 9 , 721.00 10 145.00 -424.00

550. CROWN HLDGS INC COM12 / 16 / 201 0 09 / 16 / 2011 17 823.00 18 523.00 -700.00

100. CUMMINS ENGINE INC05 / 18 / 2010 02 / 03 / 2011 10 584.00 7 1 242.00 3 1 342.00

200. CUMMINS ENGINE INC06 / 02 / 201 0 02 / 03 / 2011 21 167.00 13 657.00 7 510.00

450. CUMMINS ENGINE INC06 / 13 / 201 1 09 / 16 / 2011 44 114.00 41 961.00 2 , 153.00

25. CYPRESS SEMICONDUCTOR02 / 16 / 201 1 03 / 02 / 2011 533.00 575.00 -42.00

800. CYPRESS SEMICONDUCTOR02 / 16 / 2011 03 / 16 / 2011 15 , 05 .00 18 407.00 -3 348.00

350. DARDEN RESTAURANTS I05 / 17 / 201 1 09 / 16 / 2011 15 976.00 17 349.00 -1 , 373.00

50. DARDEN RESTAURANTS INC05 / 17 / 2011 11 / 16 / 2011 2 , 35 .00 21 478.00 -121.00

825. DARDEN RESTAURANTS I04 / 15 / 2011 11 / 16 / 2011 38 898.00 39 215.00 -317.00

50. DARDEN RESTAURANTS INC06 / 13 / 201 1 11 / 16 / 2011 2 , 357.00 2 , 339.00 18.00

2. DECKERS OUTDOOR CORP11 / 29 / 201 1 01 / 05 / 2012 167.00 210.00 -43.00

5. DECKERS OUTDOOR CORP12 / 09 / 201 1 01 / 05 / 2012 417.00 521.00 -104.00

11. DECKERS OUTDOOR CORP11 / 28 / 2011 01 / 05 / 2012 917.00 11 132.00 -215.00

1. DECKERS OUTDOOR CORP11 / 23 / 2011 01 / 05 / 2012 83.00 99.00 -16.00

10. DECKERS OUTDOOR CORP11 / 23 / 2011 01 / 19 / 2012 845.00 985.00 -140.00

34. DECKERS OUTDOOR CORP11 / 23 / 2011 01 / 19 / 2012 2 , 872.00 -3 ,34-9,00 -477.00

25. DEERE & COMPANY02 / 16 / 201 1 03 / 02 / 2011 2 , 260.00 2 , 385.00 -125.00

25. DEERE & COMPANY01 / 20 / 201 1 03 / 16 / 2011 2 , 193.00 2 , 449.00 -256.00

500. DEERE & COMPANY01 / 19 / 2011 03 / 16 / 2011 43 852.00 45 389.00 -1 , 537.00

57. DENBURY RES INC NEW11 / 23 / 201 1 12 / 09 / 2011 938.00 829.00 109.00

25. DENDREON CORP COM10 / 20 / 201 0 02 03 2011 864.00 915.00 -51.00

1b Total . Combine the amounts in column (f) Enter here and on Schedule D, line 1b .


JSA1F1221 2000

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OMB No 1545-0092


1113-- e Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of ( Example.property100 sh. 7% preferred of "Z' Co)

( b) Dateaacquired

(c) Date sold(mo day yr )

(d) Sales price (e) Cost or other basis(see instructions)


(mo , da y, r ), ,

1a25 . DENDREON CORP COM09 / 21 / 201 0 03 / 02 / 2011 844.00 937.00 -93.00

400. DENDREON CORP COM10 / 20 / 2010 09 / 16 / 2011 4 , 646.00 14 641.00 -9 1 995.00

25. DENDREON CORP COM01 / 05 / 2011 09 / 16 / 2011 290.00 886.00 -596.00

1125. DEVON ENERGY CORPORA09 / 16 / 201 1 11 / 16 / 2011 75 857.00 73 831.00 2 1 026.00

25. DEVRY INC DEL11 / 23 / 201 1 01 / 27 / 2012 913.00 841.00 72.00

20. DIGITAL RLTY TR INC RE11 / 23 / 2011 11 / 28 / 2011 1 , 265.00 1 1 238.00 27.00

1450. DISNEY WALT CO03 / 16 / 201 1 04 / 15 / 2011 59 877.00 59 546.00 331.00

25. DISCOVER FINL SVCS CO02 / 16 / 2011 03 / 02 / 2011 534.00 545.00 -11.00

25. DISCOVER FINL SVCS CO02 / 03 / 2011 03 / 02 / 2011 534.00 511.00 23.00

50. DISCOVER FINL SVCS CO01 / 05 / 201 1 03 / 16 / 2011 1 079.00 960.00 119.00

50. DISCOVER FINL SVCS CO05 / 17 / 2011 09 / 16 / 2011 1 , 322.00 1 , 250.00 72.00

50. DISCOVER FINL SVCS COM04 / 15 / 201 1 09 / 16 / 201 1 1 322.00 1 , 216.00 106.00

50. DISCOVER FINL SVCS CO06 / 13 / 2011 09 / 16 / 2011 1 , 32 .00 1 , 13-1-0-0- 191.00

50. DISCOVER FINL SVCS COM11 / 03 / 201 0 09 / 16 / 2011 1 322.00 913.00 409.00

122. DISCOVER FINL SVCS CO11 / 23 / 201 1 01 / 26 / 201 2 3 , 413.00 2 , 813.00 600.00

25. DISH NETWORK CORP COM03 / 08 / 2010 03 / 02 / 2011 575.00 617.00 -42.00

25. DISH NETWORK CORP COM03 / 22 / 2010 03 / 02 / 2011 575.00 640.00 -65.00

75. DISH NETWORK CORP COM04 / 06 / 2010 03 / 16 / 2011 1 , 78 .00 1 1636.00 149.00

50. DISH NETWORK CORP COM11 / 17 / 2010 03 / 16 / 2011 1 , 19 .00 958.00 232.00

175. DISH NETWORK CORP CO05 / 17 / 2011 09 / 16 / 2011 4 , 525.00 5 , 02-8.0-0- -503.00

50. DISH NETWORK CORP COM06 / 13 / 201 1 09 / 16 / 2011 1 293.00 1 , 390.00 -97.00

225. DISH NETWORK CORP CO04 / 1 5 2011 09 / 16 / 2011 5 , 817.00 5 1283.00 534.00

1425. DISH NETWORK CORP CO04 / 15 / 2011 11 / 16 / 2011 34 575.00 33 461.00 1 , 114.00

25. DOVER CORPORATION02 / 16 / 2011 03 02 2011 1 , 633.00 1 659.00 -26.00

1b Total. Combine the amounts in column (f) Enter here and on Schedule D, line 1b .


JSA1F1221 2000

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OMB No 1545-0092



( a) Description of property ( Example100 sh 7% preferred of "Z" Co ►

( b) Dateacquired

( c) Date sold(mo yr )day



(mo , da y, r ► , ,

la 25 . DOVER CORPORATION01 / 20 / 201 1 06 / 13 / 2011 1 , 524.00 1 , 651.00 -127.00

25. DOVER CORPORATION05 / 17 / 2011 06 / 13 / 2011 11 524.00 1 1 563.00 -39.00

150. DOVER CORPORATION01 / 05 / 2011 06 / 13 / 2011 9 , 143.00 8 , 752.00 391.00

300. DOVER CORPORATION12 / 01 / 201 0 06 / 13 / 2011 18 287.00 16 859.00 1 1 428.00

350. DOVER CORPORATION11 / 17 / 2010 06 / 13 / 2011 21 , 33 .00 18 783.00 2 551.00

1400. DOVER CORPORATION09 / 16 / 2011 11 / 16 / 2011 78 , 25 .00 73 469.00 4 787.00

2025. DOW CHEMICAL COMPANY09 / 16 / 2011 11 / 16 / 2011 55 , 17 .00 57 248.00 -2 078.00

50. E M C CORP MASS01 / 19 / 201 1 02 03 2011 1 , 263.00 1 , 229.00 34.00

50. E M C CORP MASS01 / 19 / 2011 02 / 16 / 2011 1 , 34 .00 11 229.00 116.00

50. E M C CORP MASS01 / 05 / 2011 02 / 16 / 2011 1 , 34 .00 11 171.00 174.00

100. E M C CORP MASS11 / 03 / 2010 02 / 16 / 2011 2 , 69 .00 21 135.00 555.00

300. E M C CORP MASS08 / 25 / 2010 02 / 16 / 2011 8 , 06 .00 5 1 430.00 2 639.00

25. E M C CORP MASS08 / 25 / 2010 03 / 02 / 2011 673.00 452.00 221.00

800. E M C CORP MASS09 / 16 / 2011 11 / 16 / 2011 19 , 54 .00 18 124.00 1 416.00

75. E M C CORP MASS04 / 15 / 2011 11 / 16 / 2011 1 , 83 .00 21 021.00 -189.00

50. E M C CORP MASS05 / 17 / 2011 11 / 16 / 2011 1 , 22 .00 11 364.00 -143.00

50. E M C CORP MASS06 / 13 / 2011 11 / 16 / 2011 1 , 221.00 1 , 313.00 -92.00

25. EOG RESOURCES INC02 / 03 / 2011 02 / 16 / 2011 2 , 60 .00 21 658.00 -52.00

300. EOG RESOURCES INC01 / 19 / 2011 02 / 16 / 2011 31 , 26 .00 30 519.00 747.00

25. EBAY INC05 / 17 / 2011 06 / 13 / 2011 741.00 810.00 -69.00

1550. EBAY INC04 / 15 / 2011 06 / 13 / 2011 45 , 92 .00 49 050.00 -3 122.00

50. EL PASO CORP COM06 / 13 / 2011 09 / 16 / 2011 966.00 971.00 -5.00

50. EL PASO CORP COM05 / 17 / 2011 09 / 16 / 2011 966.00 927.00 39.00

2200. EL PASO CORP COM04 / 1 5 2011 09 / 16 / 2011 4-2- 1 5-0-6.00 40 289.00 2 , 217.00

................. .lb Total. Combine the amounts in column (f). Enter here and on Schedule D, line lb


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OMB No 1545-0092

X011la and 6a.


PAULINE SULLIVAN


ff^ Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example100 sh . 7% preferred of "Z' Co )

( b) Dateacquired

( c) Date sold(mo day yr)

(d) Sales price ( e) Cost or other basis(see instructions )


(mo, day, r ), ,

1a 475. EMBRAER S A SPONSOREDPFD SHS 05 / 17 / 201 1 09 / 16 / 2011 12 649.00 15 178.00 -2 1 529.001000. EMBRAER S A SPONSORE

PFD SHS 04 / 15 / 201 1 09 / 16 / 2011 26 629.00 31 917.00 -5 1 288.0050. EMBRAER S A SPONSORED

PFD SHS 06 / 13 / 2011 09 / 16 / 2011 1 , 331.00 . 11 539.00 -208.0050. EMERSON ELEC CO

02 / 16 / 2011 03 / 02 / 2011 2 , 97 .00 3, 075.00 -104.00100. EMERSON ELEC CO

02 / 16 / 2011 06 / 13 / 2011 5 , 12 .00 6 , 150.00 -1 , 022.00100. EMERSON ELEC CO

02 / 03 / 2011 06 / 13 / 2011 5 , 12 .00 5 , 96-4.0-0- -836.0025. EMERSON ELEC CO

01 / 20 / 2011 06 / 13 / 2011 1 , 28 .00 1,543.00 -261.0025. EMERSON ELEC CO

01 / 20 / 201 1 06 / 13 / 2011 1 282.00 1 , 543.00 -261.0025. EMERSON ELEC CO

12 / 24 / 201 0 09 / 16 / 2011 1 , 145.00 1 , 582.00 -437.0050. EMERSON ELEC CO

02 / 03 / 2011 09 / 16 / 2011 2 ,289.00 2 , 982.00 -693.001100. EMERSON ELEC CO

01 / 19 / 201 1 09 / 16 / 2011 50 363.00 63 844.00 -13 , 481.00150. EMERSON ELEC CO

04 / 15 / 2011 09 / 16 / 2011 6 , 86 .00 8 , 672.00 -1 , 804.00700. ENSCO PLC SPONSORED

03 / 16 / 2011 09 / 16 / 2011 33 827.00 39 325.00 -5 498.00175. ENSCO PLC SPONSORED

04 / 15 / 201 1 09 / 16 / 2011 8 457.00 9 , 818.00 -1 , 361.0050. ENSCO PLC SPONSORED AD

06 / 13 / 2011 09 / 16 / 2011 2 , 41 .00 2 1642.00 -226.0025. ENTERGY CORP NEW COM

02 / 03 / 2011 04 / 15 / 2011 1 , 661.00 1 , 826.00 -165.00400. ENTERGY CORP NEW COM

12 / 01 / 201 0 04 / 15 / 2011 26 581.00 28 724.00 -2 1 143:0050. EXPEDIA INC COMMON STO

06 / 13 / 201 1 09 / 16 / 2011 1 476.00 1 , 370.00 106.00200. EXPEDIA INC COMMON ST

05 / 17 / 2011 09 / 16 / 2011 5 , 903.00 5- , 0--67,0-0- 836.001900. EXPEDIA INC COMMON S

05 / 17 / 201 1 11 / 16 / 2011 53 743.00 48 134.00 5 6 99.00300. EXPRESS SCRIPTS INC C

03 / 02 / 2011 04 / 15 / 2011 16 , 61 .00 16 879.00 -261.0050. EXPRESS SCRIPTS INC CL

01 / 05 / 2011 04 / 15 / 2011 2 , 770.00 2 , 789.00 -19.00600. EXPRESS SCRIPTS INC C

09 / 21 / 201 0 04 / 15 / 2011 33 236.00 28 803.00 4 1 433.0025. FAIRCHILD SEMICON INTL

02 / 03 / 2011 03 / 02 / 2011 462.00 458.00 4.00

................ .1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line lb .


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n OMB No 1545-0092

1a and 6a. I ^O 1 1


Short-Term Cap ital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example-100 sh 7% preferred of 'Z" Co ►

( b) Dateacquired

( c) Date sold(mo day yr)

(d) Sales pace ( e) Cost or other basis(see instructions)


(mo , day, r, ,

la 25 . FAIRCHILD SEMICON INTL05 / 17 / 201 1 09 / 16 / 2011 343.00 464.00 -121.00

1400. FAIRCHILD SEMICON I02 / 03 / 2011 09 / 16 / 2011 19 215.00 25 662.00 -6 , 447.00

50. FAIRCHILD SEMICON INTL06 / 13 / 201 1 09 / 16 / 2011 686.00 773.00 -87.00

184. FERRO CORPORATION11 / 23 / 201 1 12 / 09 / 2011 983.00 926.00 57.00

1300. FIFTH THIRD BANCORP03 / 02 / 2011 04 / 15 / 2011 17 , 91 .00 17 999.00 -86.00

269. FIFTH THIRD BANCORP C11 / 25 / 2011 12 / 14 / 2011 3 , 187.00 2 , 951.00 236.00

375. FLUOR CORP NEW COM03 / 02 / 201 1 04 / 15 / 2011 25 616.00 26 476.00 -860.00

50. FORD MTR CO DEL COM01 / 19 / 2011 02 / 03 / 2011 772.00 924.00 -152.00

50. FORD MTR CO DEL COM01 / 19 / 201 1 03 / 02 / 2011 742.00 924.00 -182.00

50. FORD MTR CO DEL COM12 / 21 / 2010 03 / 02 / 2011 742.00 1 , 047.00 -305.00


50. FORD MTR CO DEL COM12 / 07 / 2010 03 / 16 / 2011 723.00 1 , 10-8-0-0- -385.00

50. FORD MTR CO DEL COM01 / 06 / 2011 05 / 17 / 2011 744.00 1 1125.00 -381.00


1175. FORD MTR CO DEL COM01 / 05 / 2011 05 / 17 / 2011 17 , 484.00 21 045.00 -3 1 561.00

500. FORD MTR CO DEL COM11 / 17 / 2010 05 / 17 / 2011 7 , 44 .00 8 1423.00 -983.00

1050. FORD MTR CO DEL COM04 / 15 / 2011 05 / 17 / 2011 15 , 62 .00 15 545.00 79.00

100. FORD MTR CO DEL COM11 / 03 / 2010 05 / 17 / 2011 1 , 488.00 1 , 477.00 11.00

1875. FORD MTR CO DEL COM09 / 21 / 201 0 05 / 17 / 2011 27 899.00 23 813.00 4 1 086.00

50. FOREST OIL CORP COM P11 / 17 / 201 0 02 / 03 / 2011 1 , 950.00 1 , 675.00 275.00

25. FOREST OIL CORP COM P09 / 21 / 2010 02 / 03 / 2011 975.00 736.00 239.00

950. FOREST OIL CORP COM P08 / 25 / 201 0 02 / 03 / 2011 37 046.00 23 927.00 13 119.00

9. FOSSIL INC 0011 / 23 / 2011 11 / 28 / 2011 776.00 731.00 45.00

150. FRANKLIN RES INC COM11 / 1 7 2010 11 / 16 / 2011 15 593.00 17 341.00 -1 1 748.00

1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line lb .


JSA1F1221 2000

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OMB No. 1545-0092



( a) Description of property ( Example100 sh 7% preferred of 'Z Co )

(b) Dateacquired

( c) Date soldImo day yr )

(d) Sales pace (e) Cost or other basis( see instructions)


Imo , d ay , r ), ,

la 225. FRANKLIN RES INC COM02 / 03 / 2011 11 / 16 / 2011 23 , 38 .00 27 223.00 -3 834.00

25. FRANKLIN RES INC COM09 / 16 / 2011 11 / 16 / 2011 2 , 599.00 21 955.00 -356.00

39. FRANKLIN RES INC COM11 / 25 / 201 1 01 / 12 / 2012 3 1 765.00 3 , 571.00 194.00

69. FRANKLIN RES INC COM11 / 25 / 201 1 01 / 13 / 2012 6 , 565.00 6 , 318.00 247.00

25. FREEPORT-MCMORAN COPPECOM 01 / 05 / 2011 02 / 03 / 2011 1 , 39 .00 1 1 476.00 -86.0025. FREEPORT-MCMORAN COPPE

COM 01 / 05 / 201 1 03 / 02 / 2011 1 , 305.00 1 , 476.00 -171.0025. FREEPORT-MCMORAN COPPE

COM 12 / 22 / 2010 05 / 17 / 2011 1 , 16 .00 11 536.00 -373.0050. FREEPORT-MCMORAN COPPE

COM 01 / 05 / 201 1 05 / 17 / 2011 2 , 325.00 2 , 952.00 -627.0025. FREEPORT-MCMORAN COPPE

COM 01 / 18 / 201 1 05 / 17 / 2011 1 , 163.00 1 , 451.00 -288.00125. FREEPORT-MCMORAN COPP

INC COM 02 / 16 / 2011 05 / 17 / 2011 5 , 81 .00 61 822.00 -1 009.00250. FREEPORT-MCMORAN COPP

INC COM 04 /15 / 2011 05 / 17 / 2011 11 , 62 .00 12 941.00 -1 , 315.0025. FREEPORT-MCMORAN COPPE

COM 04 / 15 / 201 1 11 / 16 / 2011 965.00 1 , 294.00 -329.00125. FREEPORT-MCMORAN COPP

INC COM 09 / 16 / 2011 11 / 16 / 2011 4 , 826.00 5 , 231.00 -405.003150. GENERAL ELEC CO

05 / 17 / 2011 06 / 13 / 2011 57 , 64 .00 61 787.00 -4 143.0050. GENERAL ELEC CO

04 / 15 / 2011 06 / 13 / 2011 915.00 11 012.00 -97.0050. GENERAL ELEC CO

03 / 19 / 2011 11 / 16 / 2011 802.00 1 1078.00 -276.001675. GENERAL ELEC CO

05 / 17 / 2011 11 / 16 / 2011 26 883.00 32 855.00 -5 , 972.001650. GENERAL ELEC CO

09 / 16 / 2011 11 / 16 / 2011 26 482.00 26 892.00 -410.001504. GENERAL ELEC CO

03 / 16 / 2011 11 / 16 / 2011 24 , 13 .00 28 968.00 -4 829.00778. GENERAL ELEC CO

03 / 16 / 2011 11 / 16 / 2011 12 , 48 .00 14 985.00 -2 , 498.00168. GENERAL ELEC CO

03 / 16 / 2011 11 / 16 / 2011 2 696.00 3 , 236.00 -540.00375. GILEAD SCIENCES INC

05 / 17 / 2011 11 / 16 / 2011 15 182.00 15 167.00 15.0050. GILEAD SCIENCES INC

06 / 13 / 201 1 11 / 16 / 2011 2 , 024.00 1 , 996.00 28.0050. GILEAD SCIENCES INC

11 / 17 / 2010 11 / 16 / 2011 2 , 02 .00 1 1883 00 141.00

1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 1b .


JSA1F1221 2000

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Internal Revenue Service ► Attach to Sched ule D to list additional transactions for lines la and 6a.

OMB No 1545-0092


SULLIVAN



( a) Description of property ( Example :100 sh 7% preferred of "Z" Co )

( b) Dateacquired

(c) Date sold(mo yr )day



Imo day, r , ,

1a25. GOLDMAN SACHS GROUP I02 / 03 / 201 1 03 / 02 / 2011 4 , 066.00 4 , 080.00 -14.00

175. GOLDMAN SACHS GROUP I02 / 03 / 2011 11 / 16 / 2011 16 963.00 28 559.00 -11 , 596.00

50. GOLDMAN SACHS GROUP I04 / 15 / 201 1 11 / 16 / 2011 4 , 846.00 7 , 771.00 -2 1 925.00

25. GOLDMAN SACHS GROUP I05 / 17 / 201 1 11 / 16 / 2011 2 , 423.00 3 , 505.00 -1 , 08-2-00

75. GOLDMAN SACHS GROUP I09 / 16 / 2011 11 / 16 / 2011 7 , 270.00 71 994.00 -724.00

50. GOODRICH B F CO08 / 25 / 201 0 02 / 03 / 2011 4 , 651.00 3 , 439.00 1 , 21-2-00

350. GOODRICH B F CO08 / 25 / 2010 02 / 16 / 2011 31 781.00 24 076.00 7 , 705.00

25. GOODRICH B F CO09 / 16 / 2011 11 / 16 / 2011 3 , 08 .00 21 275.00 805.00

25. GOODRICH B F CO05 / 17 / 201 1 11 / 16 / 2011 3 , 080.00 2 , 248.00 832.00

575. GOODRICH B F CO04 / 15 / 2011 11 / 16 / 2011 70 , 84 .00 48 873.00 21 969.00

25. GOOGLE INC CL A01 / 05 / 2011 02 / 03 / 2011 15 , 20 .00 15 237.00 -32.00

25. GOOGLE INC CL A01 / 05 / 2011 04 / 15 / 2011 13 456.00 15 237.00 -1 , 78-1.00

14. GOOGLE INC CL A11 / 23 / 2011 12 / 05 / 2011 8 , 770.00 . 71 998.00 772.00

42. GROUPE CGI INC CL A S11 / 23 / 201 1 01 / 05 / 2012 788.00 747.00 41.00

675. HALLIBURTON CO09 / 16 / 201 1 11 / 16 / 2011 26 738.00 26 866.00 -128.00

1069. HALLIBURTON CO06 / 13 / 2011 11 / 16 / 2011 42 , 34 .00 49 764.00 -7 418.00

231. HALLIBURTON CO06 / 13 / 2011 11 / 16 / 2011 9 , 15 .00 10 753.00 -1 603.00

50. HARTFORD FINANCIAL SVC02 / 16 / 201 1 03 / 02 / 2011 1 , 414.00 1 , 493.00 -79.00

50. HARTFORD FINANCIAL SVC01 / 20 / 2011 03 / 16 / 2011 1 , 240.00 1 , 497.00 -257.00

550. HARTFORD FINANCIAL S02 / 16 / 2011 03 / 16 / 2011 13 642.00 16 422.00 -2 780.00

50. HARTFORD FINANCIAL SVC02 / 16 / 201 1 03 / 16 / 2011 1 , 240.00 1 , 493.00 -253.00

50. HARTFORD FINANCIAL SVC12 / 23 / 2010 11 / 16 / 2011 896.00 11 749.00 -853.00

50. HARTFORD FINANCIAL SVC03 / 18 / 2011 11 / 16 / 2011 896.00 1 , 589.00 -693.00

50. HARTFORD FINANCIAL SVC02 / 16 / 2011 11 / 16 / 2011 896.00 1 , 493.00 -597.00



JSA1F1221 2000

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OMB No 1 5 45-0092


RAY & PAULINE SULLIVAN FEIN 06-6141242Short-Term Capital Gains and Losses - Assets Held One Year or Less


( b) Dateacquired

( c) Date sold( mo yr )day

(d) Sales price ( e) Cost or other basis(see instructions )

( f) Gain or (loss)Subtract (e) from (d)

(mo day, r ), ,

1a200 . HARTFORD FINANCIAL S02 / 03 / 2011 11 / 16 / 2011 3 , 58 .00 5 1 670.00 -2 087.00

900. HARTFORD FINANCIAL S01 / 19 / 2011 11 / 16 / 2011 16 , 12 .00 25 348.00 -9 225.00

1175. HARTFORD FINANCIAL S.

05 / 17 / 2011 11 / 16 / 2011 21 050.00 31 766.00 -10 , 716.0050. HARTFORD FINANCIAL SVC

06 / 13 / 201 1 11 / 16 / 2011 896.00 1 , 218.00 -322.0075. HARTFORD FINANCIAL SVC

09 / 16 / 2011 11 / 16 / 2011 1 , 344.00 1 , 414.00 -70.001025. HERSHEY FOODS CORP

09 / 16 / 2011 11 / 16 / 2011 58 094.00 60 809.00 -2 1 715.00350. HESS CORP COM

03 / 16 / 2011 09 / 16 / 2011 21 , 53 .00 27 777.00 -6 244.00250. HESS CORP COM

04 / 15 / 2011 09 / 16 / 2011 15 , 38 .00 19 734.00 -4 , 353.00250. HESS CORP COM

06 / 13 / 2011 09 / 16 / 2011 15 , 38 .00 17 901.00 -2 520.00450. HOSPIRA INC

03 / 16 / 2011 04 / 15 / 2011 25 195.00 2-3 , 72-8-00 1 , 467.0025. HUNT J B TRANSPORT SE

COM 01 / 05 / 2011 02 / 03 / 2011 1 , 01 .00 11 033.00 -20.0025. HUNT J B TRANSPORT SE

COM 02 / 16 / 201 1 03 / 02 / 2011 1 , 032.00 1 , 093.00 -61.0025. HUNT J B TRANSPORT SE


COM 04 / 15 / 2011 11 / 16 / 2011 1 , 070.00 11 198.00 -128.0025. HUNT J B TRANSPORT SE


COM 01 / 05 / 2011 11 / 16 / 2011 9 1 630.00 91 300.00 330.0050. HUNT J B TRANSPORT SE

COM 09 / 16 / 2011 11 / 16 / 2011 2 , 140.00 2 , 001.00 139.00550. HUNT J B TRANSPORT SE

COM 12 / 16 / 2010 11 / 16 / 2011 23 540.00 21 985.00 1 , 555.0025. HUNT J B TRANSPORT SE

COM 01 / 04 / 2011 11 / 16 / 2011 1 , 07 .00 1 1 175.00 -105.00240. HUNT J B TRANSPORT SE


COM 02 / 16 / 2011 11 / 16 / 2011 2 , 568.00 2 , 624.00 -56.0050. HUNTINGTON BANCSHARES

01 / 05 / 201 1 02 / 03 / 2011 362.00 361.00 1.00100. HUNTINGTON BANCSHARES

D 02 / 16 / 2011 03 / 02 / 2011 655.00 756.00 -101.0075. HUNTINGTON BANCSHARES

01 / 19 / 2011 03 / 02 / 2011 491.00 536.00 -45.00

1b Total . Combine the amounts in column (f). Enter here and on Schedule D, line 1b .


JSA1F1221 2000

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Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines 1a and 6a.

OMB No 1545-0092



( a) Description of property ( Example100 sh 7% preferred of '2' Co . )

( b) Dateacquired




(mo, day , yr), , .

1a25 . HUNTINGTON BANCSHARES01 / 19 / 2011 03 / 16 / 2011 163.00 179.00 -16.00

2000. HUNTINGTON BANCSHAREINCORPORATED 12 / 16 / 2010 03 / 16 / 2011 13 060.00 12 709.00 351.002200. HUNTINGTON BANCSHAREINCORPORATED 07 / 14 / 2010 03 / 16 / 2011 14 , 36 .00 13 353.00 1 , 013.0025. HUNTINGTON BANCSHARES

09 / 21 / 2010 03 / 16 / 2011 163.00 150.00 13.0025. HUNTINGTON BANCSHARES

10 / 05 / 2010 03 / 16 / 2011 163.00 147.00 16.001575. HUNTINGTON BANCSHAREINCORPORATED 09 / 08 / 2010 03 / 16 / 2011 10 , 28 .00 91 159.00 1 126.0050. HUNTINGTON BANCSHARES

11 / 17 / 2010 03 / 16 / 2011 326.00 287.00 39.00100. HUNTINGTON BANCSHARES

D 11 / 03 / 2010 03 / 16 / 2011 653.00 563.00 90.006. ICON PUB LTD CO SPONSOR

11 / 23 / 2011 12 / 09 / 2011 97.00 102.00 -5.0054. ICON PUB LTD CO SPONSO

11 / 23 / 2011 12 / 09 / 2011 870.00 915.00 -45.0064. ICON PUB LTD CO SPONSO

11 / 23 / 2011 12 / 22 / 2011 1 , 10 .00 1 1 085.00 19.0025. INCYTE PHARMACEUTICALS

01 / 05 / 2011 03 / 02 / 2011 341.00 409.00 -68.0025. INCYTE PHARMACEUTICALS

12 / 22 / 2010 03 / 16 / 2011 353.00 436.00 -83.00725. INCYTE PHARMACEUTICAL

01 / 05 / 2011 03 / 16 / 2011 10 243.00 11 871.00 -1 , 628.001700. INTEL CORPORATION

12 / 16 / 2010 02 / 03 / 2011 36 , 36 .00 36 295.00 67.0050. INTEL CORPORATION

01 / 05 / 2011 02 / 03 / 2011 1 , 06 .00 1 1 050.00 19.004125. INTEL CORPORATION

09 / 16 / 2011 11 / 16 / 2011 104 134.00 90 668.00 13 466.0025. INTERCONTINENTALEXCHAN

02 / 03 / 2011 02 / 16 / 2011 3 , 18 .00 2 , 954.00 227.00200. INTERCONTINENTALEXC

04 / 20 / 2010 02 / 16 / 2011 25 , 45 .00 22 174.00 3 277.0050. INTERCONTINENTALEXCHAN

07 / 01 / 2010 02 / 16 / 2011 6 , 36 .00 5 f 532.00 831.0025. INTERCONTINENTALEXCHAN

04 / 06 / 2010 02 / 16 / 2011 3 , 18 .00 2 1615.00 566.00100. INTERCONTINENTALEXC

08 / 25 / 2010 02 / 16 / 2011 12 726.00 9 , 292.00 3 , 434.00300. INTERCONTINENTALEXC

04 / 15 / 2011 05 / 17 / 2011 36 , 35 .00 36 512.00 -154.00300. INTERCONTINENTALEXC

05 / 12 / 2011 11 / 16 / 2011 37 , 20 .00 35 1 113. 00 2 , 093.00

lb Total . Combine the amounts in column (f). Enter here and on Schedule D, line lb . .


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9 OMB No 1545-0092

la and 6a.201 1





(b) Dateacquired ( c) Date sold

(mo yr)day(d) Sales pace (e) Cost or other basis

( see instructions)(f) Gain or (loss)

Subtract ( e) from (d)(mo day, r

, ,

la 100. INTERCONTINENTALEXC06 / 13 / 201 1 11 / 16 / 2011 12 402.00 11 653.00 749.00

25. INTERCONTINENTALEXCHAN09 / 16 / 2011 11 / 16 / 2011 3 , 10 .00 3 , 11-6-0-0- -15.00

25. INTERNATIONAL BUSINESS02 / 16 / 2011 03 / 02 / 2011 4 , 018.00 4 , 076.00 -58.00

125. INTERNATIONAL BUSINES08 / 25 / 201 0 04 / 15 / 2011 20 723.00 15 614.00 5 1 109.00

25. INTUIT INC02 / 16 / 2011 03 / 02 / 2011 1 , 29 .00 1 1 253.00 42.00

25. INTUIT INC05 / 17 / 2011 11 / 16 / 2011 1 , 35 .00 1 , 35-6-00 3.00

150. INTUIT INC09 / 16 / 2011 11 / 16 / 2011 8 , 15 .00 7 1 3-73.0-0- 780.00

300. INTUIT INC02 / 03 / 2011 11 / 16 / 2011 16 , 30 .00 14 351.00 1 955.00

500. INTUIT INC12 / 01 / 2010 11 / 16 / 2011 27 , 17 .00 23 260.00 3 917.00

3. INTUIT INC11 / 29 / 2011 01 / 26 / 2012 172.00 152.00 20.00

29. INTUIT INC11 / 23 / 2011 01 / 26 / 2012 1 , 666.00 1 , 434.00 232.00

24. ITC HLDGS CORP COM11 / 23 / 2011 12 / 09 / 2011 1 , 73 .00 1 1 699.00 35.00

3. ITC HLDGS CORP COM11 / 29 / 2011 12 / 09 / 2011 217.00 219.00 -2.00

50. J P MORGAN CHASE & CO01 / 19 / 2011 02 / 03 / 2011 2 1 260.00 22 , 223-22.00 28.00

25. J P MORGAN CHASE & CO02 / 16 / 2011 09 / 16 / 2011 829.00 1 , 196.00 -367.00

125. J P MORGAN CHASE & CO03 / 02 / 2011 09 / 16 / 2011 4 , 14 .00 51 734.00 -1 588.00

1150. J P MORGAN CHASE & C03 / 02 / 2011 11 / 16 / 2011 36 921.00 52 749.00 -15 , 828.00

75. J P MORGAN CHASE & CO04 / 15 / 2011 11 / 16 / 2011 2 , 40 .00 3 , 394-0-0- -986.00

50. J P MORGAN CHASE & CO01 / 19 / 2011 11 / 16 / 2011 1 , 605.00 2- , 2--32-,0-0- -627.00

550. J P MORGAN CHASE & CO03 / 16 / 2011 11 / 16 / 2011 17 , 65 .00 24 346.00 -6 , 688.00

75. J P MORGAN CHASE & CO05 / 17 / 201 1 11 / 16 / 2011 2 , 408.00 3 , 278.00 -870.00

450. J P MORGAN CHASE & CO06 / 13 / 2011 11 / 16 / 2011 14 447.00 18 601.00 -4 , 154.00

1000. J P MORGAN CHASE & C11 / 17 / 2010 11 16 2011 32 105.00 39 269.00 -7 1 164.00

800. JOHNSON & JOHNSON06 / 1 3 2011 09 / 16 / 2011 51 714.00 53 535.00 -1 , 821.00

1b Total . Combine the amounts in column (f). Enter here and on Schedule D, line lb .


JSA1F1221 2000

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OMB No 1545-0092

X011la and 6a.

IName of estate or trust Employer identification number




( b) Dateacquired

(c) Date soldday,yr. )(mo

(e) Cost or other basis(see instructions)

( f) Gain or (loss)Subtract ( e) from (d),

la 650. JOHNSON & JOHNSON06 / 13 / 201 1 11 / 16 / 2011 42 096.00 43 497.00 -1 1 401.00

1000. JOHNSON & JOHNSON05 / 17 / 2011 11 / 16 / 2011 64 , 76 .00 66 145.00 -1 , 383.00

525. JOHNSON & JOHNSON05 / 17 / 2011 11 / 16 / 2011 34 , 00 .00 34 726.00 -726.00

25. JOHNSON CONTROLS INCO01 / 19 / 2011 02 / 03 / 2011 928.00 11 011.00 -83.00

25. JOHNSON CONTROLS INCO01 / 19 / 2011 03 / 02 / 2011 1 , 004.00 1 , 011.00 -7.00

25. JOHNSON CONTROLS INCO02 / 01 / 2011 03 / 02 / 2011 1 , 00 .00 11 130.00 -126.00

25. JOHNSON CONTROLS INCO02 / 15 / 201 1 06 / 13 / 2011 898.00 1 , 116.00 -218.00

1150. JOHNSON CONTROLS INC01 / 19 / 201 1 06 / 13 / 2011 41 289.00 46 505.00 -5 1 216,00

25. JOHNSON CONTROLS INCO02 / 02 / 2011 06 / 13 / 2011 898.00 997.00 -99.00

350. JOHNSON CONTROLS INCO03 / 16 / 2011 06 / 13 / 2011 12 , 56 .00 13 855.00 -1 289.00

50. JOHNSON CONTROLS INCOR05 / 17 / 201 1 06 / 13 / 2011 1 , 795.00 11 917.00 -122.00

25. KBR INC COM05 / 17 / 2011 11 / 16 / 2011 724.00 870.00 -146.00

950. KBR INC COM03 / 16 / 2011 11 / 16 / 2011 27 , 52 .00 31 396.00 -3 , 873.00

525. KBR INC COM09 / 16 / 2011 11 / 16 / 2011 15 210.00 15 282.00 -72.00

50. KELLOGG CO05 / 17 / 201 1 11 / 16 / 2011 2 , 471.00 2 , 861.00 -390.00

175. KELLOGG CO04 / 15 / 201 1 11 / 16 / 2011 8 648.00 9 , 716.00 -1 , 068.00

50. KELLOGG CO06 / 13 / 2011 11 / 16 / 2011 2 , 47 .00 21 775.00 -304.00

25. KELLOGG CO09 / 1 6 2011 11 / 16 / 2011 1 , 235.00 1 , 347.0-0- -112.00

750. KELLOGG CO03 / 16 / 2011 11 / 16 / 2011 37 , 06 .00 40 326.00 -3 , 265.00

725. KELLOGG CO03 / 02 / 2011 11 / 16 / 2011 35 , 82 .00 38 447.00 -2 , 621.00

8. KENNAMETAL INC11 / 23 / 2011 01 / 27 / 2012 350.00 276.00 74.00

1275. KIMBERLY CLARK CORP09 / 16 / 2011 11 / 16 / 2011 90 , 13 .00 88 783.00 1 350.00

1100. KINDER MORGAN INC DE04 / 15 / 201 1 05 / 17 / 2011 29 933.00 31 928.00 -1 1 995:00

1175. KOHLS CORPORATION

1 05 / 17 / 2011 1 09 / 16 / 2011 1 56 415.00 65 , 505 00 -9 090.00

lb Total. Combine the amounts in column (f). Enter here and on Schedule D, line lb . .


JSA1F1221 2000

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OMB No 1545-0092



Short-Term CaDital Gains and Losses - Assets Held One Year or Less

( a) Description of prope rty (Example :sh 7% preferred of 'Z' Co )1

( b) Dateacquired


( d) Sales price (e) Cost other basis(see instructions)

(f) Gain (loss)Subtract (e)) from (d)

(mo, da y, r , ,

la 50 . KOHLS CORPORATION06 / 13 / 201 1 09 / 16 / 2011 2 , 401.00 2 , 480.00 -79.00

161. KOHLS CORPORATION11 / 25 / 2011 01 / 27 / 2012 7 , 483.00 8 , 372.00 -889.00

19. KOHLS CORPORATION11 / 25 / 201 1 01 / 27 / 2012 883.00 988.00 -105.00

825. KRAFT FOODS INC CL A09 / 16 / 201 1 11 / 16 / 2011 29 217.00 28 962.00 255.00

500. L-3 COMMUNICATIONS HL01 / 19 / 2011 04 / 15 / 2011 37 592.00 38 575.00 -983.00

6. LABORATORY CORP AMER HL11 / 23 / 201 1 01 / 19 / 2012 532.00 487.00 45.00

750. LAM RESEARCH CORP05 / 17 / 2011 09 / 16 / 2011 29 , 97 .00 34 759.00 -4 , 782.00

50. LAM RESEARCH CORP06 / 13 / 201 1 09 / 16 / 2011 1 , 998.00 2 , 219.00 -221.00

106. LAM RESEARCH CORP11 / 23 / 2011 12 / 09 / 2011 4 , 52 .00 31 939.00 587.00

25. LAS VEGAS SANDS CORP02 / 03 / 201 1 03 / 02 / 2011 1 , 103.00 1 , 259.00 -156.00

25. LAS VEGAS SANDS CORP01 / 20 / 201 1 03 / 16 / 2011 951.00 1 , 363.00 -412.00

175. LAS VEGAS SANDS CORP02 / 03 / 2011 03 / 16 / 2011 6 , 65 .00 8 812.00 -2 , 154.00

350. LAS VEGAS SANDS CORP05 / 18 / 2010 03 / 16 / 2011 13 , 31 .00 8 067.00 5 , 249.00

2875. LIBERTY INTERACTIVE09 / 16 / 2011 11 / 16 / 2011 45 , 04 .00 47 245.00 -2 200.00

25. LIFE TECHNOLOGIES CORP01 / 19 / 2011 02 / 03 / 2011 1 , 352.00 1 , 374.00 -22.00

25. LIFE TECHNOLOGIES CORP01 / 19 / 201 1 03 / 02 / 2011 1 , 320.00 1 , 374.00 -54.00

550. LIFE TECHNOLOGIES CO01 / 19 / 2011 06 / 13 / 2011 27 , 55 .00 30 222.00 -2 672.00

25. LIFE TECHNOLOGIES CORP02 / 01 / 201 1 06 / 13 / 2011 1 , 252.00 1 , 358.00 -106.00

25. LIFE TECHNOLOGIES CORP05 / 17 / 2011 06 / 13 / 2011 1 , 25 .00 1 1357.00 -105.00

375. LIFE TECHNOLOGIES CO04 / 15 / 2011 06 / 13 / 2011 18 784.00 19 997.00 -1 1 213.00

25. LIMITED BRANDS INC CO02 / 03 / 201 1 03 / 02 / 2011 798.00 775.00 23.00

25. LIMITED BRANDS INC COM05 / 17 / 2011 06 / 13 / 2011 898.00 1 1036.00 -138.00

325. LIMITED BRANDS INC CO10 / 05 / 2010 06 13 2011 11 669.00 9 , 021.00 2 , 648.00

275. LIMITED BRANDS INC CO09 / 16 / 2011 11 / 16 / 2011 11 890.00 11 132.00 758.00

................ .1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line lb .


JSA1F1221 2000

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I(Form 1041)




OMB No 1545-0092



( a) Description of property ( Example100 sh . 7% preferred of "Z" Co )

( b) Dateacquired

( c) Date soldday yr )Imo



Imo, day , r ), ,

la 2. LIMITED BRANDS INC COM11 / 29 / 201 1 01 / 19 / 2012 83.00 81.00 2.00

25. LIMITED BRANDS INC COM11 / 23 / 2011 01 / 19 / 2012 1 , 043.00 979.00 64.00

3. LINEAR TECHNOLOGY CORP11 / 29 / 201 1 01 05 2012 91.00 87.00 4.00

31. LINEAR TECHNOLOGY CORP11 / 23 / 2011 01 / 05 / 2012 936.00 892.00 44.00

25. LORILLARD INC COM05 / 17 / 2011 06 / 13 / 2011 2 , 533.00 2 , 782.00 -249.00

375. LORILLARD INC COM04 / 15 / 2011 06 / 13 / 2011 38 001.00 37 106.00 895.00

300. LORILLARD INC COM04 / 15 / 201 1 11 / 16 / 2011 33 447.00 29 685.00 3 , 762.00

407. LORILLARD INC COM09 / 16 / 2011 11 / 16 / 2011 45 376.00 45 586.00 -210.00

18. LORILLARD INC COM09 / 16 / 2011 11 / 16 / 2011 2 , 007.00 2 1 016.00 -9.00

425. LOWES COMPANIES INCOR.

10 / 20 / 2010 02 / 03 / 2011 10 406.00 9 , 152.00 1 , 254.0050. LOWES COMPANIES INCORP

01 / 05 / 2011 02 / 03 / 2011 1 , 22 .00 1 , 232.00 -8.0050. LOWES COMPANIES INCORP

01 / 18 / 2011 03 / 02 / 2011 1 1 279.00 11 293.00 -14.0025. LOWES COMPANIES INCORP

10 / 20 / 2010 03 / 02 / 2011 640.00 538.00 102.002000. LOWES COMPANIES INCO

10 / 20 / 201 0 04 / 15 / 2011 53 950.00 43 069.00 1-0 , 881.0095. LULULEMON ATHLETICA I

11 / 23 / 2011 11 / 28 / 2011 41 605.00 4 1 429.00 176.0075. MACYS INC COM

05 / 17 / 2011 06 / 13 / 2011 2 , 025.00 . 21 133.00 -108.00375. MACYS INC COM

04 / 15 / 2011 06 / 13 / 2011 10 127.00 9 , 186.00 941.00700. MACYS INC COM

09 / 16 / 201 1 11 / 16 / 2011 21 725.00 19 653.00 2 1 072.00300. MACYS INC COM

04 / 15 / 201 1 11 / 16 / 2011 9 , 311.00 7 , 349.00 1 1 962.001625. MACYS INC COM

03 / 02 / 2011 11 / 16 / 2011 50 433.00 38 110.00 1-2- , -323.00400. MACYS INC COM

03 / 16 / 2011 11 / 16 / 2011 12 414.00 91 209.00 3 , 205.0053. MATTEL INC

11 / 23 / 2011 01 / 27 / 2012 1 , 562.00 11 460.00 102.0025. MCDONALDS CORP

02 / 03 / 2011 03 / 02 / 2011 1 1 858.00 1 1 852.00 6.0025. MCDONALDS CORP

1 02 / 16 / 2011 1 03 / 02 / 2011 1 1 , 858.00 1 , 898.00 1 -40.00

1b Total . Combine the amounts in column (f). Enter here and on Schedule D, line 1b . ................ .

For Paperwork Reduction Act Notice , see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2011JSA

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OMB No 1545-0092



( a) Description of property ( Example-100 sh 7% preferred of "Z" Co )

(b) Dateacq uired

(c) Date sold(mo yr ►day

(d) Sales price(e) Cost or other basis

(see instructions)(f) Gain or (loss)

Subtract ( e) from (d)(mo , day, r

, ,

1a200 . MCDONALDS CORP04 / 15 / 2011 05 / 17 / 2011 16 , 15 .00 15 455.00 695.00

50. MCDONALDS CORP06 / 13 / 2011 09 / 16 / 2011 4 , 433.00 4 , 041.00 392.00

225. MCDONALDS CORP04 / 15 / 2011 09 / 16 / 2011 19 , 94 .00 17 387.00 2 , 562.00

25. MCDONALDS CORP01 / 20 / 2011 09 / 16 / 2011 2 , 217.00 1 , 892.00 325.00

1000. MCDONALDS CORP02 / 03 / 2011 09 / 16 / 2011 88 , 66 .00 74 097.00 14 564.00

127. MCDONALDS CORP11 / 25 / 2011 12 / 14 / 2011 12 442.00 11 703.00 739.00

13. MCGRAW HILL INCORPORAT11 / 23 / 201 1 01 / 27 / 2012 609.00 544.00 65.00

350. MCKESSON HBOC INC04 / 15 / 201 1 06 13 2011 29 250.00 28 145.00 1 1 105.00

675. MCKESSON HBOC INC04 / 15 / 2011 11 / 16 / 2011 55 , 08 .00 54 280.00 806.00

300. MCKESSON HBOC INC09 / 16 / 2011 11 / 16 / 2011 24 , 48 .00 22 687.00 1 796.00

50. MEAD JOHNSON NUTRITION11 / 17 / 201 0 02 03 / 2011 2 , 927.00 2 , 973.00 -46.00

125. MEAD JOHNSON NUTRITIO09 / 08 / 2010 02 / 03 / 2011 7 , 317.00 6 , 886.00 431.00

50. MEAD JOHNSON NUTRITION03 / 24 / 2010 02 / 03 / 2011 2 , 927.00 2 , 682.00 245.00

25. MEAD JOHNSON NUTRITION03 / 11 / 2010 03 / 02 / 2011 1 , 46 .00 11 276.00 188.00

319. MEAD JOHNSON NUTRITIO09 / 16 / 2011 11 / 16 / 2011 22 848.00 24 292.00 -1 1 444.00

81. MEAD JOHNSON NUTRITION09 / 16 / 2011 11 / 16 / 2011 5 , 80 .00 6 , 168.00 -366.00

25. MEAD JOHNSON NUTRITION09 / 23 / 2011 01 / 05 / 2012 1 , 79 .00 1 1885.00 -91.00

25. MEDCO HEALTH SOLUTIONS02 / 03 / 2011 03 / 02 / 2011 1 , 561.00 1 , 535.00 26.00

550. MEDCO HEALTH SOLUTION08 / 10 / 201 0 03 / 02 / 2011 34 334.00 25 812.00 8 1 522.00

325. MEDCO HEALTH SOLUTION09 / 16 / 2011 11 / 16 / 2011 18 , 24 .00 16 242.00 2 007.00

800. MEDCO HEALTH SOLUTION06 / 13 / 2011 11 / 16 / 2011 44 921.00 45 211.00 -290.00

50. MEDCO HEALTH SOLUTIONS06 / 13 / 201 1 11 / 16 / 2011 2 , 808.00 2 , 826.00 -18.00

25. MERCK & CO INC NEW COM1 10 / 20 / 2010 03 / 02 / 2011 810.00

'

929.00 -119.0050. MERCK & CO INC NEW COM

10 / 06 / 2010 03 02 2011 1 621.00, 621.00 1 , 948.00 -327.00

1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 1b .


JSA1F1221 2 000

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C OMB No 1545-0092

1a and 6a. I2011




( a) Description of property (Example" "

( b) Dateacquired

( c) Date sold (d) Sales price ( e) Cost or other basis ( f) Gain or (loss)100 sh 7% preferred of Z Co ►

(mo, day, r )(mo , day , yr ) (see instructions) Subtract (e) from (d)

1a 550. MERCK & CO INC NEW CO05 / 17 / 201 1 11 / 16 / 2011 19 452.00 20 298.00 -846.00

50. MERCK & CO INC NEW COM01 / 05 / 2011 11 / 16 / 2011 1 , 76 .00 11 827.00 -59.00

50. MERCK & CO INC NEW CO06 / 13 / 201 1 11 / 16 / 2011 1 , 768.00 1 1 772.00 -4.00

225. MERCK & CO INC NEW CO04 / 15 / 201 1 11 / 16 / 2011 7 1 958.00 7 , 823.00 135.00

600. MERCK & CO INC NEW CO09 / 16 / 2011 11 / 16 / 2011 21 220.00 19 665.00 1 1 555.00

25. METLIFE INC02 / 16 / 201 1 03 / 02 / 2011 1 1 109.00 1 , 178.00 -69.00

50. METLIFE INC

04 / 20 / 2010 03 / 02 / 2011 2 1 218.00 21 344.00 -126.0025. METLIFE INC

04 / 15 / 201 1 05 / 17 / 2011 1 , 096.00 1 106.00 -10.00475. METLIFE INC

08 / 10 / 2010 05 / 17 / 2011 20 817.00 20 119.00 698.0025. METLIFE INC

09 / 21 / 201 0 09 / 16 / 2011 817.00 1 , 035.00 -218.00100. METLIFE INC

11 / 03 / 2010 09 / 16 / 2011 3 1 268.00 4 , 046.00 -778.0050. METROPCS COMMUNICATION

01 / 05 / 201 1 02 / 03 / 2011 636.00 713.00 -77.0025. METROPCS COMMUNICATION

01 / 05 / 201 1 03 / 02 / 2011 357.00 357.0025. METROPCS COMMUNICATION

12 / 21 / 2010 03 / 02 / 2011 357.00 361.00 -4.0025. METROPCS COMMUNICATION


-

05 / 17 / 2011 09 / 16 / 2011 505.00 898.00 -393.0025. METROPCS COMMUNICATION


06 / 13 / 201 1 09 / 16 / 2011 505.00 806.00 -301.001525. METROPCS COMMUNICATI

01 / 05 / 2011 09 / 16 / 2011 15 417.00 21 747.00 -6 1 330.0025. METROPCS COMMUNICATION

12 / 07 / 201 0 09 / 16 / 2011 253.00 337.00 -84.00850. METROPCS COMMUNICATIO

01 / 19 / 2011 09 / 16 / 2011 8 , 593.00 10 970.00 -2 1 377.0025. MICROSOFT CORPORATION

01 / 05 / 2011 03 / 02 / 2011 657.00 700.00 -43.0025. MICROSOFT CORPORATION

01 / 05 / 201 1 03 / 02 / 2011 657.00 700.00 -43.0050. MICROSOFT CORPORATION

05 / 17 / 201 1 11 / 16 / 2011 1 318.00 1 , 223.00 95.00


For Paperwork Reduction Act Notice, see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2011JSA

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OMB No 1545-0092

X110la and 6a.




( a) Description of ro pe rty (Exam lep p p100 sh 7% preferred of 'Z' Co )

(b) Dateacquired

( c) Date sold(mo. day yr ►



(mo, day, r, ,

la 50 . MICROSOFT CORPORATION06 / 13 / 201 1 11 / 16 / 2011 1 318.00 1 , 197.00 121.00

25. MICROSOFT CORPORATION12 / 22 / 2010 11 / 16 / 2011 659.00 709.00 -50.00

489. MICROSOFT CORPORATION09 / 16 / 2011 11 / 16 / 2011 12 , 89 .00 13 298.00 -406.00

836. MICROSOFT CORPORATION09 / 16 / 201 1 11 / 16 / 2011 22 041.00 22 735.00 -694.00

25. MONSANTO CO NEW COM10 / 20 / 2010 02 / 03 / 2011 1 , 85 .00 11 440.00 410.00

300. MONSANTO CO NEW COM10 / 20 / 2010 02 / 16 / 2011 21 , 75 .00 17 275.00 4 , 478.00

1050. MORGAN STANLEY DEANDISCOVER & CO 09 / 08 / 2010 02 / 03 / 2011 30 , 72 .00 27 469.00 3 253.0050. MORGAN STANLEY DEAN WI

DISCOVER & CO 11 / 17 / 2010 02 / 03 / 2011 1 , 46 .00 11 273.00 190.0025. MURPHY OIL CORP COM

01 / 05 / 2011 02 / 03 / 2011 1 , 682.00 1 , 882.00 -200.0025. MURPHY OIL CORP COM

01 / 05 / 2011 04 / 15 / 2011 1 , 86 .00 1 , 882.00 -17.00275. MURPHY OIL CORP COM

02 / 02 / 2011 04 / 15 / 2011 20 514.00 20 135.00 379.00500. MURPHY OIL CORP COM

12 / 16 / 201 0 04 / 15 / 2011 37 298.00 35 033.00 2 1 265.001100. MYLAN LABS INC

04 / 15 / 201 1 06 / 13 / 2011 24 337.00 25 822.00 -1 1 485.001700. MYLAN LABS INC

04 / 15 / 201 1 09 / 16 / 2011 35 334.00 39 906.00 -4 1 572:004075. NCR CORP W/I

09 / 16 / 2011 11 / 16 / 2011 76 , 34 .00 75 073.00 1 273.0025. NII HLDGS INC COM

11 / 17 / 2010 03 / 02 / 2011 992.00 988.00 4.00300. NII HLDGS INC COM

05 / 17 / 2011 09 / 16 / 2011 11 , 05 .00 12 668.00 -1 618.0050. NII HLDGS INC COM

06 / 13 / 2011 09 / 16 / 2011 1 , 842.00 1 , 977.00 -135.0025. NII HLDGS INC COM

11 / 17 / 201 0 09 / 16 / 2011 921.00 988.00 -67.00700. NATIONAL OILWELL VARC

05 / 17 / 201 1 11 / 16 / 2011 50 420.00 45 923.00 4 1497 00175. NATIONAL OILWELL VARC

09 / 16 / 2011 11 / 16 / 2011 12 , 60 .00 11 336.00 1 269.0065. NESTLE S A SPONSORED

11 / 25 / 201 1 12 / 14 / 2011 3 , 515.00 3 , 515.001625. NETAPP INC COM

09 / 16 / 201 1 11 / 16 / 2011 66 527.00 61 116.00 5 411.00150. NINTENDO LTD ADR

05 / 05 / 2010 02 / 03 / 2011 1 5 , 248.00 1 6 , 131.00 -883.00



JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule D(Form 1041 ) ( Form 1041)Department of the Treasury ► See instructions for Schedule D (Form 1041).


OMB No 1545-0092


FDNEmployer identification number

Short-Term Capital Gains and Losses - Assets Held One Year or Less( a) Description of property ( Example

100 sh 7% preferred of "Z" Co )

( b) Dateacquired

( c) Date sold(mo day Yr )

( d) Sales price ( e) Cost or other basis(see instructions )


(mo , da r ), ,

la 50. NINTENDO LTD ADR

04 / 06 / 201 0 02 / 03 / 2011 1 1 749.00 1 , 904.00 -155.0050. NINTENDO LTD ADR

05 / 18 / 2010 02 / 03 / 2011 1 , 749.00 1 , 765.00 -16.0025. NINTENDO LTD ADR

09 / 21 / 201 0 02 / 03 / 2011 875.00 869.00 6.00350. NINTENDO LTD ADR

08 / 25 / 201 0 02 / 03 / 2011 12 246.00 12 079.00 167.0025. NORDSTROM INCORPORATED

02 / 16 / 2011 03 / 02 / 2011 1 1 105.00 1 , 16-2-0-0 -57.0050. NORDSTROM INCORPORATED

11 / 17 / 2010 03 / 16 / 2011 2 , 103.00 2 1 077.00 26.00475. NORDSTROM INCORPORATE

08 / 10 / 2010 03 / 16 / 2011 19 982.00 16 432.00 3 , 550-00350. NORDSTROM INCORPORATE

09 / 08 / 201 0 03 / 16 / 2011 14 724.00 11 543.00 3 , 181.00700. NORFOLK SOUTHERN CORP

02 / 16 / 2011 04 / 15 / 2011 47 181.00 45 551.00 1 , 630.0027. NOVELLUS SYS INC

11 / 23 / 201 1 01 / 05 / 2012 1 , 120.00 860.00 260.0010. NOVO-NORDISK A S ADR

11 / 23 / 201 1 12 / 05 / 2011 1 1 109.00 1 , 072.00 37.0035. NOVO-NORDISK A S ADR

11 / 23 / 2011 12 / 06 / 2011 31 972.00 3 1 752.00 220.0025. NOVO-NORDISK A S ADR

11 / 23 / 201 1 12 / 07 / 2011 2 , 882.00 2 1 680.00 202.0010. NOVO-NORDISK A S ADR

11 / 23 / 2011 12 / 08 / 2011 1 , 143.00 1 , 072.00 71.0045. OCCIDENTAL PETROLEUM C

09 / 08 / 201 0 03 / 02 / 2011 4 , 535.00 3 , 456.00 1 , 079.0030. OCCIDENTAL PETROLEUM C

09 / 08 / 201 0 03 / 16 / 2011 2 , 921.00 2 , 304.00 617.0025. OCCIDENTAL PETROLEUM C

09 / 21 / 2010 03 / 16 / 2011 2 1 435.00 11 916.00 519.0050. OCCIDENTAL PETROLEUM C

07 / 01 / 201 0 03 / 16 / 2011 4 , 869.00 3 , 790.00 1 , 079.0025. OCCIDENTAL PETROLEUM C

09 / 16 / 2011 11 / 16 / 2011 2 , 490.00 2f 080.00 410.0025. OCCIDENTAL PETROLEUM C

.

05 / 17 / 2011 11 / 16 / 2011 2 1 490.00 21 513.00 -23.00700. OCEANEERING INTL INC

12 / 16 / 201 0 09 / 16 / 2011 28 739.00 25 550.00 3 , 189.0025. OIL STS INTL INC COM

02 / 03 / 2011 04 / 15 / 2011 1 1 955.00 1 671.00 284.00375. OIL STS INTL INC COM

09 / 21 / 201 0 04 / 15 / 2011 29 326.00 16 983.00 12 343.0031. OIL STS INTL INC COM

11 / 23 / 201 1 12 / 16 / 2011 2 188.00 2 , 007.00 18 1.00

lb Total . Combine the amounts in column (f) Enter here and on Schedule D, line lb . . . . . . . . . . . . . . . . n w . ^For Paperwork Reduction Act Notice, see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2011JSA

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OMB No 1545-0092





( b) Dateacquired

(c) Date sold( mo, day, yr ►

(d) Sales pace (e) Cost or other basis(see instructions)


(mo , day, r )

la 19. OIL STS INTL INC COM11 / 23 / 201 1 01 / 26 / 2012 1 , 510.00 11 227.00 283.00

25. ORACLE SYS CORP01 / 05 / 201 1 03 / 02 / 2011 806.00 778.00 28.00

500. ORACLE SYS CORP04 / 15 / 2011 09 / 16 / 2011 14 , 60 .00 17 072.00 -2 469.00

75. ORACLE SYS CORP05 / 17 / 2011 11 / 16 / 2011 2 , 454.00 2 , 548.00 -94.00

100. ORACLE SYS CORP06 / 13 / 201 1 11 / 16 / 2011 3 , 272.00 3 , 155.00 117.00

25. ORACLE SYS CORP01 / 05 / 201 1 11 / 16 / 2011 818.00 778.00 40.00

1000. ORACLE SYS CORP12 / 16 / 2010 11 / 16 / 2011 32 , 72 .00 30 368.00 2 , 356.00

1550. ORACLE SYS CORP03 / 16 / 201 1 11 / 16 / 2011 50 723.00 47 015.00 3 1 708,00

714. ORACLE SYS CORP04 / 15 / 2011 11 / 16 / 2011 23 , 36 .00 24 379.00 -1 014.00

68. ORACLE SYS CORP04 / 15 / 201 1 11 / 16 / 2011 2 , 225.00 2 , 322.00 -97.00

118. ORACLE SYS CORP04 / 15 / 201 1 11 / 16 / 2011 3 , 861.00 4 , 029.00 -168.00

25. OWENS CORNING INC NEW02 / 16 / 201 1 03 / 02 / 2011 874.00 908.00 -34.00

25. OWENS CORNING INC NEW01 / 20 / 201 1 06 / 13 / 2011 903.00 870.00 33.00

25. OWENS CORNING INC NEW05 / 17 / 2011 06 / 13 / 2011 903.00 838.00 65.00

550. OWENS CORNING INC NEW10 / 05 / 201 0 06 / 13 / 2011 19 860.00 14 957.00 4 1 903:00

400. OWENS CORNING INC NEW11 / 03 / 201 0 06 / 13 / 2011 14 444.00 10 830.00 3 , 614.00

25. P G & E CORPORATION01 / 05 / 2011 03 / 02 / 2011 1 , 15 .00 1 1174.00 -20.00

25. P G & E CORPORATION01 / 05 / 2011 03 / 16 / 2011 1 , 061.00 ----- 1 1174.00 -113.00

398. P G & E CORPORATION07 / 14 / 201 0 03 / 16 / 2011 16 889.00 17 027.00 -138.00

86. P G & E CORPORATION11 / 25 / 201 1 01 / 27 / 2012 3 , 515.00 3 , 198.00 317.00

50. PNC BK CORP05 / 17 / 2011 09 / 16 / 2011 2 , 55 .00 3 1120.00 -567.00

50. PNC BK CORP04 / 15 / 2011 09 / 16 / 2011 2 , 55 .00 3 1117.00 -564.00

75. PNC BK CORP03 / 16 / 201 1 09 / 16 / 2011 3 , 830.00 4 , 606.00 -776.00

75. PNC BK CORP03 / 16 / 2011 11 16 / 2011 4 1 051.00 4 606.00 -555.00



JSA1F1221 2000

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0MB No 1545-0092



( a) Description of property ( Example .100 sh . 7% preferred of 'Z' Co ►

( b) Dateacquired

( c) Date soldImo yr ►day



(mo day, r, ,

la 50 . PNC BK CORP06 / 13 / 201 1 11 / 16 / 2011 2 , 700.00 2 , 953.00 -253.00

150. PNC BK CORP11 / 17 / 2010 11 / 16 / 2011 8 , 101.00 8 , 335.00 -234.00

800. PPG INDUSTRIES INC09 / 16 / 201 1 11 / 16 / 2011 68 622.00 62 648.00 5 974.00

73. PPG INDUSTRIES INC11 / 25 / 201 1 12 / 14 / 2011 5 , 882.00 5 , 808.00 74.00

23. PPG INDUSTRIES INC11 / 23 / 201 1 01 / 19 / 2012 2 , 029.00 11 839.00 190.00

25. PPL CORPORATION05 / 17 / 201 1 09 / 16 / 2011 724.00 700.00 24.00

50. PPL CORPORATION06 / 13 / 2011 09 / 16 / 2011 1 , 448.00 1 , 357.00 91.00

1700. PPL CORPORATION04 / 15 / 2011 09 / 16 / 2011 49 248.00 45 857.00 3 , 391.00

75. PACKAGING CORP OF AME09 / 21 / 201 0 02 / 03 / 2011 2 , 179.00 1 , 735.00 444.00

50. PACKAGING CORP OF AME05 / 18 / 201 0 02 / 03 / 2011 1 453.00 1 , 154.00 299.00

50. PACKAGING CORP OF AMER07 / 01 / 2010 02 / 03 / 2011 1 1 453.00 1 1103.00 350.00

25. PACKAGING CORP OF AME02 / 16 / 201 1 03 / 02 / 2011 707.00 757.00 -50.00

2. PANERA BREAD COMPANY CL11 / 29 / 2011 01 / 26 / 2012 293.00 279.00 14.00

2. PANERA BREAD COMPANY CL11 / 23 / 2011 01 / 26 / 2012 293.00 267.00 26.00

125. PARKER HANNIFIN CORPO02 / 03 / 201 1 02 / 16 / 2011 11 403.00 11 127.00 276.00

25. PARKER HANNIFIN CORPO01 / 05 / 201 1 02 16 2011 2 ,281.00 2 , 191.00 90.00

150. PARKER HANNIFIN CORPO01 / 05 / 2011 03 / 16 / 2011 12 , 96 .00 13 148.00 -181.00

25. PARKER HANNIFIN CORPO01 / 05 / 201 1 04 / 15 / 2011 2 , 346.00 2 , 191.00 155.00

400. PARKER HANNIFIN CORPO12 / 16 / 2010 04 / 15 / 2011 37 540.00 34 159.00 3 , 381.00

175. PEABODY ENERGY CORP C02 / 16 / 201 1 03 / 16 / 2011 11 867.00 11 481.00 386.00

125. PEABODY ENERGY CORP C12 / 1 6 2010 03 / 16 / 2011 8 , 476.00 7 1590.00 886.00

275. PEABODY ENERGY CORP C12 / 16 / 2010 04 / 15 / 2011 17 990.00 16 698.00 1 , 292.00

39. PEABODY ENERGY CORP CO11 / 23 / 201 1 12 / 09 / 2011 1 , 440.00 1 , 305.00 135.00

50. PEPSICO INCORPORATED04 20 2010 03 / 02 / 2011 3 , 136.00 3 , 35-5-00 -219.00

................. .lb Total . Combine the amounts in column (f). Enter here and on Schedule D, line lb


JSA1F1221 2000

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OMB No 1545-0092



( a) Description of property ( Example :100 sh 7% preferred of Z Co )

( b) Dateacquired

(c) Date sold(mo yr )day



(mo , day, r, ,

la 50. PEPSICO INCORPORATED05 / 17 / 2011 09 / 16 / 2011 3 1 106.00 31 548.00 -442.00

50. PEPSICO INCORPORATED06 / 13 / 2011 09 / 16 / 2011 3 , 106.00 3 , 457.00 -351.00

525. PEPSICO INCORPORATED04 / 15 / 201 1 09 / 16 / 2011 32 618.00 35 151.00 -2 1 533!00

50. PEPSICO INCORPORATED01 / 05 / 201 1 09 / 16 / 2011 3 , 106.00 3 , 333.00 -227.00

200. PEPSICO INCORPORATED10 / 20 / 2010 09 / 16 / 2011 12 426.00 13 105.00 -679.00

350. PEPSICO INCORPORATED02 / 16 / 201 1 09 / 16 / 2011 21 745.00 22 408.00 -663.00

25. PEPSICO INCORPORATED02 / 16 / 201 1 11 / 16 / 2011 1 638.00 1 , 601.00 37.00

55. PEPSICO INCORPORATED11 / 25 / 2011 12 / 14 / 2011 3 , 54 .00 3 1 447.00 95.00

2825. PFIZER INC04 / 15 / 2011 05 / 17 / 2011 59 , 48 .00 57 757.00 1 723.00

1450. PFIZER INC03 / 16 / 2011 05 / 17 / 2011 30 , 53 .00 28 278.00 2 252.00

975. PFIZER INC03 / 02 / 2011 05 / 17 / 2011 20 , 52 .00 18 701.00 1 828.00

50. PFIZER INC06 / 13 / 2011 09 / 16 / 2011 922.00 1 , 025.00 -103.00

2425. PFIZER INC03 / 02 / 2011 09 / 16 / 2011 44 , 70 .00 46 512.00 -1 804.00

44. PHARMASSET INC COM11 / 23 / 201 1 11 / 28 / 2011 5 859.00 5 , 866.00 -7.00

25. PHILIP MORRIS INTL INC02 / 16 / 2011 03 / 02 / 2011 1 , 566.00 1 1 510.00 56.00

25. PHILIP MORRIS INTL INC11 / 03 / 2010 03 / 02 / 2011 1 , 566.00 1 , 474.00 92.00

25. PHILIP MORRIS INTL INC11 / 03 / 2010 05 / 17 / 2011 1 , 71 .00 11 474.00 240.00

50. PHILIP MORRIS INTL INC01 / 05 / 2011 05 / 17 / 2011 3 , 427.00 2 , 92-6-0-0- 501.00

225. PHILIP MORRIS INTL I02 / 03 / 201 1 05 / 17 / 2011 15 423.00 12 971.00 2 1 452!00

125. PHILIP MORRIS INTL I06 / 02 / 2010 05 / 17 / 2011 8 1 568.00 5 , 574.00 2 , 994.00

25. PHILIP MORRIS INTL INC09 / 16 / 2011 11 / 16 / 2011 1 , 81 .00 1 , 726.00 92.00

50. PHILIP MORRIS INTL INC06 / 13 / 2011 11 / 16 / 2011 3 , 636.00 3 , 361.00 275.00

25. POTASH CORP SASK INC11 / 17 / 2010 02 / 03 / 2011 4 , 51 .00 3 1412.00 1 098.00

375. POTASH CORP SASK INC11 / 17 / 2010 1 03 / 02 / 2011 1 22 990.00 17 058.00 5 , 932.00



JSA1F1221 2000

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OMB No 1545-0092



Short-Term Ca p ital Gains and Losses - Assets Held One Year or Less

(a) Description of property ( Example100 sh. 7% preferred of "Z" Co )

( b) Dateacquired

( c) Date sold( mo yr ►day

(d) Sales pace (e ) Cost or other basis(see instructions)


(mo, day, r, ,

la 500 . POTASH CORP SASK INC06 / 13 / 201 1 09 / 16 / 2011 28 207.00 27 367.00 840.00

50. PRICE T ROWE GROUP INC11 / 17 / 2010 02 / 03 / 2011 3 , 291.00 2 , 873.00 418.00

25. PRICE T ROWE GROUP INC09 / 21 / 201 0 02 / 03 / 2011 1 646.00 1 , 257.00 389.00

150. PRICE T ROWE GROUP I02 / 10 / 201 0 02 / 03 / 2011 9 , 874.00 7 , 407.00 2 1 467:00

50. PRICE T ROWE GROUP INC06 / 02 / 2010 02 / 03 / 2011 3 1 291.00 2 1 455.00 836.00

150. PRICE T ROWE GROUP I07 / 27 / 201 0 02 / 03 / 2011 9 874.00 7 , 259.00 2 , 615.00

50. PRICE T ROWE GROUP INC09 / 16 / 2011 11 / 16 / 2011 2 , 711.00 2 1 620.00 91.00

50. PRICELINE COM INC COM11 / 17 / 201 0 04 / 15 / 2011 25 670.00 20 285.00 5 385.00

50. PRICELINE COM INC COM09 / 16 / 201 1 11 / 16 / 2011 27 275.00 26 262.00 1 1 013,00

2. PRICELINE COM INC COM11 / 23 / 2011 11 / 28 / 2011 941.00 934.00 7.00

350. PROCTER & GAMBLE CO C01 / 05 / 201 1 03 / 02 / 2011 21 870.00 22 685.00 -815.00

50. PROCTER & GAMBLE CO CO02 / 16 / 201 1 03 / 02 / 2011 3 , 124.00 3 1190.00 -66.00

150. PROCTER & GAMBLE CO C12 / 16 / 2010 03 / 02 / 2011 9 , 37 .00 -9 , 5-5--9,0-0- -186.00

750. PROCTER & GAMBLE CO C12 / 16 / 201 0 04 / 15 / 2011 47 847.00 47 794.00 53.00

1050. PROCTER & GAMBLE CO12 / 01 / 2010 04 / 15 / 2011 66 985.00 65 313.00 1 , 672.00

25. PRUDENTIAL FINL INC CO02 / 16 / 201 1 03 / 02 / 2011 1 588.00 1 , 657.00 -69.00

350. PRUDENTIAL FINL INC C12 / 16 / 201 0 03 / 16 / 2011 20 713.00 20 293.00 420.00

750. PRUDENTIAL FINL INC C12 / 16 / 2010 04 / 15 / 2011 45 , 60 .00 43 486.00 2 119.00

92. PRUDENTIAL FINL INC CO11 / 25 / 201 1 12 / 14 / 2011 4 , 347.00 4 , 126.00 221.00

835. PUBLIC SERVICE ENTERPINC 09 / 16 / 201 1 11 / 16 / 2011 27 492.00 28 883.00 -1 1 391.00465. PUBLIC SERVICE ENTERPINC 09 / 16 / 2011 11 / 16 / 2011 15 310.00 16 085.00 -775.00119. PUBLIC SERVICE ENTERP

INC 09 / 25 / 201 1 01 / 27 / 2012 3 , 623.00 3 , 921.00 -298.0025. QUALCOMM INC

02 / 16 / 201 1 03 / 02 / 2011 1 , 449.00 1 1461.00 -12.00350. QUALCOMM INC

02 / 16 / 201 1 09 / 16 / 2011 18 673.00 20 460.00 -1 787.00

................ .1b Total . Combine the amounts in column (f). Enter here and on Schedule D, line 1 b .


JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule(Form 1041) I (Form 1041)Department of the Treasury ► See instructions for Schedule D (Form 1041).


OMB No. 1 5 45.0 09 2

X011la and 6a.





( b) Dateacquired

(c) Date soldday yr ►( mo

(d) Sales pace ( e) Cost or other basis( see instructions )


Imo, day, r ► , ,

1a 600 . QUALCOMM INC05 / 17 / 201 1 11 / 16 / 2011 34 556.00 33 555.00 1 1 001.00

50. QUALCOMM INC06 / 13 / 201L 11 / 16 / 2011 2 880.00 2 , 730.00 150.00

325. QUALCOMM INC04 / 15 / 2011 11 / 16 / 2011 18 718.00 17 256.00 1 , 462.00

25. QUALCOMM INC03 / 02 / 201 1 11 / 16 / 2011 1 440.00 1 , 285.00 155.00

325. QUALCOMM INC03 / 16 / 201 1 11 / 16 / 2011 18 718.00 16 548.00 2 1 170.00

475. QUALCOMM INC02 / 16 / 201 1 11 / 16 / 2011 27 357.00 27 767.00 -410.00

14. QUEST DIAGNOSTICS INC11 / 23 / 201 1 01 / 24 / 2012 833.00 774.00 59.00

1300. RAYTHEON CO COM NEW06 / 13 / 201 1 09 / 16 / 2011 54 964.00 63 055.00 -8 1 091!00

3. REGAL BELOIT CORP11 / 29 / 201 1 01 / 26 / 2012 169.00 151.00 18.00

14. REGAL BELOIT CORP11 / 23 / 2011 01 / 26 / 2012 787.00 671.00 116.00

14. RELIANCE STL & ALUM CO11 / 23 / 201 1 12 / 09 / 2011 685.00 594.00 91.00

26. RELIANCE STL & ALUM CO11 / 23 / 201L 01 / 05 / 2012 1 305.00 1 , 104.00 201.00

25. RIO TINTO PLC SPONSORE02 / 16 / 2011 03 / 02 / 2011 1 , 754.00 1 , 82-4.0-0- -70.00

25. RIO TINTO PLC SPONSORE05 / 17 / 201 1 09 / 16 / 2011 1 440.00 1 , 668.00 -228.00

15. RIO TINTO PLC SPONSORE09 / 21 / 201 0 09 / 16 / 2011 864.00 835.00 29.00

1625. ROCHE HLDG LTD SPONS05 / 17 / 2011 09 / 16 / 2011 63 813.00 68 291.00 -4 , 478.00

50. ROCHE HLDG LTD SPONSOR06 / 13 / 201 1 09 / 16 / 2011 1 , 963.00 2 , 101.00 -138.00

900. ROYAL DUTCH SHELL PLCADR CL A 04 / 1 5 2011 09 / 16 / 2011 59 633.00 65 855.00 -6 , 222.0025. ROYAL DUTCH SHELL PLC

ADR CL A 05 / 1 7 2011 09 / 16 / 2011 1 656.00 11 721.00 -65.0025. SAFEWAY INC COM NEW

05 / 1 7 2011 11 / 16 / 2011 498.00 630.00 -132.0025. SAFEWAY INC COM NEW


06 / 13 / 2011 11 / 16 / 2011 995.00 1 , 109.00 -114.0025. SAFEWAY INC COM NEW


03 / 0 2 2011 11 / 16 / 2011 13 935.00 15 286.00 -1 , 351.00



JSA1F1221 2000

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OMB No 1545-0092



( a) Descri ption of p rope rty (Example100 sh 7% preferred of "Z" Co )

( b) Dateredi ( c) Date sold

day yr )Imo(d) Sales price (e) Cost or other basis

(see instructions )(f) Gain or (loss)

Subtract ( e) from (d)(mo , da , r )

, ,

la 1225 . SAFEWAY INC COM NEW02 / 03 / 2011 11 / 16 / 2011 24 , 38 .00 25 545.00 -1 159.00

1275. SAFEWAY INC COM NEW09 / 16 / 2011 11 / 16 / 2011 25 381.00 22 917.00 2 , 464.00

25. ST JUDE MEDICAL INCORP05 / 17 / 201 1 11 / 16 / 2011 988.00 1 , 296.00 -308.00

250. ST JUDE MEDICAL INCOR06 / 13 / 201 1 11 / 16 / 2011 9 , 879.00 12 220.00 -2 , 341:00

1025. ST JUDE MEDICAL INCO03 / 02 / 2011 11 / 16 / 2011 40 , 50 .00 49 527.00 -9 , 024.00

275. ST JUDE MEDICAL INCO09 / 16 / 201 1 11 / 16 / 2011 10 867.00 12 039.00 -1 1 172.00

25. SALESFORCE COM INC COM11 / 28 / 2011 12 / 22 / 2011 2 , 50 .00 2 1 745.00 -236.00

25. SCHLUMBERGER LIMITED02 / 16 / 2011 03 / 02 / 2011 2 , 27 .00 21 340.00 -68.00

50. SCHLUMBERGER LIMITED11 / 17 / 2010 03 / 16 / 2011 4 , 16 .00 31 720.00 447.00

200. SCHLUMBERGER LIMITED06 / 02 / 2010 03 / 16 / 2011 16 , 66 .00 11 077.00 5 592.00

975. SCHLUMBERGER LIMITED06 / 02 / 2010 04 / 15 / 2011 84 , 28 .00 53 999.00 30 283.00

950. SCHLUMBERGER LIMITED09 / 16 / 2011 11 / 16 / 2011 72 , 11 .00 69 437.00 2 , 678.00

1158. SEMPRA ENERGY09 / 16 / 2011 11 / 16 / 2011 61 572.00 61 768.00 -196.00

267. SEMPRA ENERGY09 / 16 / 2011 11 / 16 / 2011 14 , 19 .00 14 242.00 -45.00

25. SKYWORKS SOLUTIONS INC02 / 16 / 2011 03 / 02 / 2011 886.00 912.00 -26.00

25. SKYWORKS SOLUTIONS INC01 / 20 / 2011 04 / 15 / 2011 657.00 853.00 -196.00

400. SKYWORKS SOLUTIONS I02 / 03 / 201 1 04 / 15 / 2011 10 509.00 13 225.00 -2 1716 00

750. SKYWORKS SOLUTIONS I01 / 05 / 2011 04 / 15 / 2011 19 704.00 22 610.00 -2 906.00

25. SOUTHWESTERN ENERGY CO04 / 06 / 2010 03 / 02 / 2011 947.00 1 1 054.00 -107.00

50. SOUTHWESTERN ENERGY CO05 / 18 / 2010 04 / 15 / 2011 1 , 971.00 1 , 964.00 7.00

50. SOUTHWESTERN ENERGY CO11 / 17 / 2010 04 / 15 / 2011 1 , 97 .00 1 1 891.00 80.00

25. SOUTHWESTERN ENERGY CO09 / 21 / 2010 04 / 15 / 2011 985.00 803.00 182.00

200. SPRINT CORPORATION06 / 13 / 2011 09 / 16 / 2011 662.00 1 1049.00 -387.00

1925. SPRINT CORPORATION05 / 17 / 2011 1 09 / 16 / 2011 1 6 , 376.00 1 9 , 866.00 1 -3 , 490.00

................. .lb Total . Combine the amounts in column (f) Enter here and on Schedule D, line lb


JSA1F1221 2000

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Internal Revenue Service ► Attach to Schedule D to list additional transactions for l ines la and 6a.

OMB No 1545-0092




( a) Description of property (Example100 sh 7% preferred of 'Z' Co )

( b) Dateuuedacqui

( c) Date soldday yr ►(mo



I mo , , r )day, ,

la 7100. SPRINT CORPORATION04 / 15 / 2011 09 / 16 / 2011 23 , 51 .00 34 540.00 -11 022.00

25. STAPLES INCORPORATED01 / 05 / 2011 03 / 02 / 2011 514.00 591.00 -77.00



1750. STAPLES INCORPORATED12 / 16 / 2010 03 / 16 / 2011 34 081.00 39 933.00 -5 , 852.00

3425. SYMANTEC CORP09 / 16 / 2011 11 / 16 / 2011 57 , 99 .00 60 294.00 -2 . 301.00

2275. TD AMERITRADE HLDG C05 / 17 / 2011 09 / 16 / 2011 33 , 80 .00 46 387.00 -12 586.00

50. TD AMERITRADE HLDG CO06 / 13 / 2011 09 / 16 / 2011 743.00 931.00 -188.00

34. TJX COMPANIES INCORPO11 / 23 / 2011 11 / 28 / 2011 2 , 03 .00 2 1 003.00 28.00

200. TARGET CORP12 / 16 / 2010 02 / 03 / 2011 10 701.00 11 825.00 -1 , 124.00

25. TARGET CORP11 / 17 / 2010 02 / 03 / 2011 1 , 33 .00 11 386.00 -48.00

25. TARGET CORP11 / 17 / 2010 02 / 03 / 2011 1 , 33 .00 11 386.00 -48.00

25. TARGET CORP11 / 30 / 2010 03 / 02 / 2011 1 , 31 .00 11 389.00 -77.00

93. TARGET CORP11 / 25 / 2011 12 / 14 / 2011 4 1 875.00 4 1773.00 102.00

50. TERADATA CORP DELAWARE11 / 17 / 2010 02 / 16 / 2011 2 , 39 .00 1 1957.00 436.00

150. TERADATA CORP DELAW04 / 06 / 2010 02 / 16 / 2011 7 , 18 .00 4 1388.00 2 792.00

25. TERADATA CORP DELAWARE04 / 06 / 2010 03 / 02 / 2011 1 , 165.00 731.00 434.00

300. TERADATA CORP DELAW09 / 16 / 2011 11 / 16 / 2011 16 , 90 .00 15 1 614. 00 1 , 295.00

34. TERADATA CORP DELAWARE11 / 23 / 2011 11 / 28 / 2011 1 , 727.00 1 , 699.00 28.00

3. TERADATA CORP DELAWARE11 / 29 / 2011 01 / 05 / 2012 147.00 153.00 -6.00

36. TERADATA CORP DELAWARE11 / 23 / 2011 01 / 05 / 2012 1 , 77 .00 1 1798.00 -28.00

955. THERMO ELECTRON CORP09 / 16 / 2011 11 / 16 / 2011 46 , 60 .00 51 960.00 -5 360.00

145. THERMO ELECTRON CORP09 / 16 / 2011 11 / 16 / 2011 7 , 07 .00 7 , 889.00 -814.00

21. THOMAS & BETTS CORP11 / 23 / 2011 01 / 30 / 2012 1 , 49 .00 1 , 032-00 461.00

................. .lb Total . Combine the amounts in column (f). Enter here and on Schedule D, line lb


JSA1F1221 2000

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PAULINE SULLIVAN FDNShort-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property (Example100 sh 7% preferred of 2' Co )

( b) Dateacquired



( f) Gain or (loss)Subtract ( e) from (d)r ►( ,

la 50. TIBCO SOFTWARE INC CO11 / 17 / 201 0 02 / 03 / 2011 1 1 184.00 932.00 252.00

375. TIBCO SOFTWARE INC CO09 / 21 / 2010 02 / 03 / 2011 8 , 87 .00 61 150.00 2 729.00

1050. TIBCO SOFTWARE INC C09 / 21 / 2010 02 / 16 / 2011 26 , 72 .00 17 221.00 9 504.00

50. TIME WARNER CABLE INC11 / 25 / 201 1 01 / 12 / 2012 3 , 241.00 2 , 892.00 349.00

84. TIME WARNER CABLE INC11 / 25 / 201 1 01 / 13 / 2012 5 441.00 4 , 858.00 583.00

25. TRANSDIGM GROUP INC CO04 / 20 / 2010 02 / 03 / 2011 1 , 946.00 . 1 1 359.00 587.00

275. TRANSDIGM GROUP INC C04 / 20 / 201 0 02 / 16 / 2011 22 280.00 14 948.00 7 1 332!00

50. TRANSDIGM GROUP INC CO04 / 07 / 2010 02 / 16 / 2011 4 , 05 .00 21 627.00 1 424.00

20. UNDER ARMOUR INC CL A01 / 12 / 2012 01 / 19 / 2012 1 1 459.00 11 532.00 -73.00

25. UNION PAC CORP COM02 / 03 / 2011 02 / 16 / 2011 2 , 437.00 2 , 366.00 71.00

100. UNION PAC CORP COM01 / 05 / 2011 02 / 16 / 2011 9 , 747.00 9 , 312.00 435.00

400. UNION PAC CORP COM04 / 15 / 201 1 05 / 17 / 2011 39 766.00 39 148.00 618.00

50. UNION PAC CORP COM07 / 01 / 201 0 05 / 17 / 2011 4 , 971.00 3 , 418.00 1 1 553!00

50. UNITED PARCEL SERVICE10 / 20 / 2010 02 / 03 / 2011 3 , 70 .00 3 1472.00 237.00

25. UNITED PARCEL SERVICE02 / 16 / 2011 03 / 02 / 2011 1 , 80 .00 1 1878.00 -75.00

50. UNITED PARCEL SERVICE10 / 20 / 2010 03 / 16 / 2011 3 1544.00 3 , 472.00 72.00

250. UNITED PARCEL SERVICE11 / 17 / 201 0 03 / 16 / 2011 17 718.00 16 843.00 875.00

25. UNITED PARCEL SERVICE05 / 17 / 201 1 09 / 16 / 2011 1 662.00 1 , 834.00 -172.00

525. UNITED PARCEL SERVICE04 / 15 / 2011 09 / 16 / 2011 34 907.00 38 088.00 -3 , 181.00

50. UNITED PARCEL SERVICE06 / 13 / 201 1 09 / 16 / 2011 3 , 324.00 3 , 427.00 -103.00

50. UNITED PARCEL SERVICE11 / 17 / 201 0 09 / 16 / 2011 3 324.00 3 , 369.00 -45.00

375. UNITED PARCEL SERVICE09 / 21 / 2010 09 / 16 / 2011 24 , 93 .00 25 127.00 -194.00

25. UNITED TECHNOLOGIES CO02 / 16 / 201 1 03 / 02 / 2011 2 , 050.00 2 1115.00 -65.00

25. UNITED TECHNOLOGIES CO01 / 05 / 2011 03 / 02 / 2011 2 , 05 .00 1 1982 00 68.00

................ .1b Total . Combine the amounts in column (f). Enter here and on Schedule D, line 1b .


JSA1F1221 2000

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OMB No 1545-0092

2011Employer identification number

SCHEDULE D-1 Continuation Sheet for Schedule D OMB No 1545-0092

(Form 1041) (Form 1041) ^ODepartment of the Treasury ► See instructions for Schedule D (Form 1041). Q

11Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines 1 a and 6a.




( b) Dateacquired

( c) Date soldyr )dayImo

(d) Sales pace (e) Cost or other basis(see instructions)


(mo , da y, r ), ,

la 225. UNITED TECHNOLOGIES C09 / 16 / 201 1 11 / 16 / 2011 17 640.00 17 000.00 640.00

50. UNITED TECHNOLOGIES CO11 / 17 / 2010 11 / 16 / 2011 3 , 92 .00 31 681.00 239.00

75. UNITED TECHNOLOGIES CO01 / 05 / 2011 11 / 16 / 2011 5 , 880.00 5 , 945.00 -65.00

25. UNITED TECHNOLOGIES CO05 / 17 / 201 1 11 / 16 / 2011 1 , 960.00 2 , 192.00 -232.00

50. UNITED TECHNOLOGIES CO06 / 13 / 2011 11 / 16 / 2011 3 , 920.00 41 147.00 -227.00

25. UNITEDHEALTH GROUP INC02 / 16 / 201 1 03 / 02 / 2011 1 091.00 1 , 052.00 39.00

25. UNITEDHEALTH GROUP INC02 / 03 / 2011 03 / 02 / 2011 1 , 09 .00 11 029 00 62.00

1200. UNITEDHEALTH GROUP I01 / 19 / 201 1 03 / 02 / 2011 52 354.00 49 139.00 3 215.00

27. VARIAN MEDICAL SYSTEMS11 / 23 / 201 1 01 / 19 / 2012 1 , 932.00 1 , 534.00 398.00

2325. VERIZON COMMUNICATIO09 / 16 / 2011 11 / 16 / 2011 85 , 61 .00 85 056.00 561.00

425. VIACOM INC CL B COM04 / 15 / 201 1 05 / 17 / 2011 20 887.00 20 198.00 689.00

250. VIACOM INC CL B COM04 / 15 / 2011 11 / 16 / 2011 11 , 28 .00 11 881.00 -595.00

50. VIACOM INC CL B COM06 / 13 / 2011 11 / 16 / 2011 2 , 25 .00 21 374.00 -117.00

350. VIACOM INC CL B COM09 / 16 / 2011 11 / 16 / 201 1 15 800.00 16 581.00 -781.00

25. VIACOM INC CL B COM02 / 16 / 201 1 11 / 16 / 2011 1 , 129.00 1 , 136.00 -7.00

225. VIACOM INC CL B COM03 / 02 / 2011 11 / 16 / 2011 10 , 15 .00 10 095.00 62.00

25. VIACOM INC CL B COM02 / 03 / 2011 11 / 16 / 2011 1 , 12 .00 1 1 086.00 43.00

25. VISA INC CL A COM05 / 17 / 2011 09 / 16 / 2011 2 , 26 .00 2 1009.00 258.00

225. VISA INC CL A COM04 / 15 / 201 1 09 / 16 / 2011 20 407.00 17 259.00 3 1 148:00

175. VISA INC CL A COM02 / 16 / 201 1 09 / 16 / 2011 15 872.00 13 322.00 2 1 550:00

275. VISA INC CL A COM02 / 16 / 2011 11 / 16 / 2011 25 , 88 .00 20 935.00 4 951.00

50. VISA INC CL A COM06 / 13 / 201 1 11 / 16 / 2011 4 , 707.00 3 , 732.00 975.00

225. VISA INC CL A COM03 / 02 / 2011 11 / 16 / 2011 21 , 17 .00 16 646.00 4 533.00

137. WAL-MART STORES INCOI11 / 25 / 2011 1 12 / 14 / 2011 1 7 , 913.00 1 7 , 809.00 104.00



JSA1F1221 2 000

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n OMB No 1545-009 2

X0 111 a and 6 a.


RAY & PAULINE SULLIVAN FDN 06-61412 42

RUF Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example.100 sh 7% preferred of "Z" Co )

(b) Dateacquired


(d) Sales pace (e) Cost or other basis(see instructions )


►(mo, day , y r , ,

la 1500. WALGREEN CO06 / 13 / 201 1 09 / 16 / 2011 55 533.00 65 342.00 -9 , 80-9.00

12. WARNACO GROUP INC COM11 / 23 / 2011 01 / 05 / 2012 635.00 553.00 82.00

58. WARNACO GROUP INC COM11 / 23 / 201 1 01 / 19 / 2012 3 , 106.00 2 , 675.00 431.00

27. WEBMD HEALTH CORP CL11 / 23 / 201 1 12 / 22 / 2011 1 , 011.00 839.00 172.00

60. WEBMD HEALTH CORP CL11 / 23 / 2011 01 / 12 / 2012 1 , 585.00 11 863.00 -278.00

50. WELLS FARGO COMPANY04 / 20 / 201 0 02 03 2011 1, 642.00 1 , 679.00 -37.00

75. WELLS FARGO COMPANY04 / 20 / 2010 03 / 02 / 2011 2 , 38 .00 2 1 518.00 -131.00

75. WELLS FARGO COMPANY04 / 20 / 2010 03 / 02 / 2011 2 , 387.00 2 , 518.00 -131.00

50. WELLS FARGO COMPANY04 / 06 / 201 0 03 16 2011 1, 578.00 1 , 735.00 -157.00

50. WELLS FARGO COMPANY01 / 05 / 2011 05 / 17 / 2011 1 , 42 .00 11 618.00 -195.00

100. WELLS FARGO COMPANY01 / 19 / 201 1 05 / 17 / 2011 2 , 846.00 3 , 203.00 -357.00


25. WELLS FARGO COMPANY04 / 15 / 201 1 05 / 17 / 2011 712.00 757.00 -45.00

500. WELLS FARGO COMPANY06 / 02 / 2010 05 / 17 / 2011 14 , 23 .00 141 358 00 -126.00

50. WELLS FARGO COMPANY09 / 21 / 2010 06 / 13 / 2011 1 , 33 .00 1 1 337.00 -4.00

150. WELLS FARGO COMPANY11 / 03 / 201 0 06 / 13 / 2011 4 , 000.00 3 , 913.00 87.00

25. WELLS FARGO COMPANY10 / 05 / 2010 06 / 13 / 2011 667.00 646.00 21.00

50. WELLS FARGO COMPANY07 / 01 / 201 0 06 / 13 / 2011 1 , 333.00 1 , 246.00 87.00

4025. WELLS FARGO COMPANY09 / 16 / 201 1 11 / 16 / 201 1 101 857.00 99 846.00 21011.00

4000. XEROX CORPORATION06 / 13 / 2011 09 / 16 / 2011 31 816.00 38 520.00 -6 , 704.00

127. YAHOO! INC11 / 23 / 201 1 12 / 22 / 2011 2 , 027.00 1 , 896.00 131.00

625. ZIMMER HLDGS INC COM09 / 16 / 201 1 11 / 16 / 2011 32 204.00 35 494.00 -31290 00

43. ZIONS BANCORP11 / 23 / 2011 12 / 21 / 2011 658.00 639.00 19.00

1350. AXIS CAPITAL HOLDING04 / 15 / 2011 09 / 16 / 2011 37 332.00 48 363.00 -11 , 031.00



JSA1F1221 2000

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SCHEDULE D-1 Continuation Sheet for Schedule D(Form 1041) (Form 1041)Department of the Treasury ► See instructions for Schedule D (Form 1041).Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines 1 a and 6a.

OMB No 1545-0092


ff^ Short-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example:" "

(b) Dateacquired

(c) Date sold (d) Sales pace (e) Cost or other basis (f) Gain or (loss)100 sh 7% preferred of Z Co

Imo, day, r )( mo , day, yr) (see instructions) Subtract (e) from (d)

la 25 . AXIS CAPITAL HOLDINGS05 / 17 / 201 1 09 / 16 / 2011 691.00 834.00 -143.00

50. AXIS CAPITAL HOLDINGS06 / 13 / 2011 09 / 16 / 2011 1 , 383.00 1 , 577.00 -194.00

25. ACCENTURE PLC CL A CO02 / 16 / 2011 03 / 02 / 2011 1 , 282.00 1 , 3 0.00 -38.00

25. ACCENTURE PLC CL A CO05 / 17 / 2011 09 / 16 / 2011 1 , 352.00 1 , 408.00 -56.00

25. ACCENTURE PLC CL A CO01 / 20 / 2011 09 / 16 / 2011 1 1 352.00 1 1 344.00 8.00

125. ACCENTURE PLC CL A CO12 / 16 / 2010 09 / 16 / 2011 6 1 759.00 51 781.00 978.00

75. ACCENTURE PLC CL A CO12 / 16 / 2010 11 / 16 / 2011 4 1 329.00 3 , 468.00 861.00

800. ACCENTURE PLC CL A CO12 / 01 / 2010 11 / 16 / 2011 46 172.00 35 227.00 10 945.00

61. ACCENTURE PLC CL A COM11 / 25 / 2011 01 / 12 / 2012 3 , 291.00 3 , 268.00 23.00

105. ACCENTURE PLC CL A CO11 / 25 / 2011 01 / 13 / 2012 5 , 600.00 5 1 626.00 -26.00

136. ACCENTURE PLC CL A CO11 / 25 / 2011 01 / 27 / 2012 7 , 714.00 7 , 287.00 427.00

200. COOPER INDS PLC NEW C04 / 15 / 2011 09 / 16 / 2011 9 1 576.00 13 481.00 -3 1 905.00

25. COOPER INDS PLC NEW CO05 / 17 / 2011 09 / 16 / 2011 1 , 197.00 1 , 536.00 -339.00

550. COOPER INDS PLC NEW C03 / 16 / 201 1 09 / 16 / 2011 26 333.00 33 561.00 -7 , 228.00

575. COVIDIEN PLC COM04 / 15 / 2011 11 / 16 / 2011 27 436.00 31 030.00 - 3 , 594.00

50. COVIDIEN PLC COM06 / 13 / 201 1 11 / 16 / 2011 2 , 386.00 2 , 666.00 -280.00

550. COVIDIEN PLC COM09 / 16 / 2011 11 / 16 / 2011 26 243.00 26 539.00 -296.00

411. COVIDIEN PLC COM03 / 02 / 2011 11 / 16 / 2011 19 611.00 21 212.00 -1 , 601.00

239. COVIDIEN PLC COM03 / 02 / 2011 11 / 16 / 2011 11 404.00 12 335.00 -931.00

19. HERBALIFE LTD COMMON S11 / 23 / 201 1 12 / 22 / 2011 976.00 1 , 003.00 -27.00

2. HERBALIFE LTD COMMON ST11 / 29 / 2011 12 / 22 / 2011 103.00 108.00 -5.00

22. INGERSOLL-RAND CO LTD11 / 23 / 2011 01 / 27 / 2012 775.00 651.00 124.00

113. MICHAEL KORS HLDGS LT12 / 23 / 2011 01 / 12 / 2012 2 , 94 .00 31 072.00 -131.00

50. SINA COM ORD11 / 28 / 2011 01 / 05 / 2012 2 , 621.00 2 , 979.00 -358.00


For Paperwork Reduction Act Notice , see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2011JSA

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Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines la a nd 6a.

OMB No 1545-0092



( a) Description of (Exampleo

property100 sh . 7% preferred of 'Z' Co ►

(b) Dateacquired

(c) Date sold(mo day yr ►

( d) Sales pace (e) Cost or other basis(see instructions )


( mo,day, r), ,

la 1575. XL GROUP PLC COM05 / 17 / 2011 09 / 16 / 2011 31 , 30 .00 36 060.00 -4 757.00

50. XL GROUP PLC COM06 / 13 / 2011 09 / 16 / 2011 994.00 1 , 054.00 -60.00

25. ACE LTD COM02 / 03 / 2011 02 / 16 / 2011 1 , 56 .00 1 1 561.00 6.00

500. ACE LTD COM12 / 16 / 201 0 02 / 16 / 2011 31 337.00 30 614.00 723.00

66. ACE LTD COM11 / 25 / 2011 12 / 14 / 2011 4 , 409.00 4 , 280.00 129.00

25. WEATHERFORD INTL LTD C02 / 03 / 2011 03 / 02 / 2011 521.00 601.00 -80.00

25. WEATHERFORD INTL LTD C02 / 03 / 201 1 03 / 16 / 2011 503.00 601.00 -98.00

1400. WEATHERFORD INTL LTD08 / 25 / 2010 03 / 16 / 2011 28 , 18 .00 20 802.00 7 383.00

195. WEATHERFORD INTL LTD11 / 23 / 2011 12 / 09 / 2011 2 , 92 .00 21 587.00 340.00

25. FOSTER WHEELER AG COM01 / 19 / 2011 02 / 03 / 2011 931.00 967.00 -36.00


175. FOSTER WHEELER AG CO01 / 19 / 201 1 05 / 17 / 2011 5 , 662.00 6 , 771.00 -1 1 109:00


175. FOSTER WHEELER AG COM01 / 05 / 201 1 05 / 17 / 2011 5 , 662.00 6 , 158.00 -496.00

450. FOSTER WHEELER AG COM12 / 16 / 2010 05 / 17 / 2011 14 560.00 15 047.00 -487.00

775. TE CONNECTIVITY LTD C07 / 14 / 2010 05 / 17 / 2011 27 , 75 .00 20 074.00 7 680.00

1100. TYCO INTL LTD NEW F06 / 13 / 2011 11 / 16 / 2011 52 , 38 .00 51 460.00 923.00

1850. TYCO INTL LTD NEW F09 / 16 / 2011 11 / 16 / 2011 88 , 09 .00 80 883.00 7 , 216.00

172. TYCO INTL LTD NEW F C11 / 25 / 2011 12 / 14 / 2011 7 , 748.00 7 , 645.00 103.00

25. TYCO ELECTRONICS LTD C02 / 16 / 2011 03 / 02 / 2011 899.00 940.00 -41.00

25. MILLICOM INTL CELLULAR09 / 21 / 2010 03 / 02 / 2011 2 , 21 .00 21 511.00 -295.00

25. MILLICOM INTL CELLULAR09 / 07 / 201 0 05 / 17 / 2011 2 , 732.00 2 , 548.00 184.00

150. MILLICOM INTL CELLULA04 / 15 / 2011 05 / 17 / 2011 16 390.00 14 749.00 1 1 641.00

250. LYONDELLBASELL INDUST1COM 12 / 16 / 2010 02 / 03 / 2011 9 , 064.00 7 , 887.00 1 , 177.00



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SCHEDULE D-1 Continuation Sheet for Schedule D(Form 1041 ) ( Form 1041)Department of the Treasury ► See instructions for Schedule D (Form 1041).



OMB No 1545-0092

2011Employer identification number

INE SULLIVAN FDNShort-Term Capital Gains and Losses - Assets Held One Year or Less

( a) Description of property ( Example100 sh 7% preferred of 'Z" Co)

(b) Date

acquired( mo,day, y r

(c) Date sold(mo , day, yr)



la 550. LYONDELLBASELL INDUSTCOM 11 / 17 / 201 0 02 / 03 / 2011 19 940.00 14 907.00 5 1 033!0025. AVAGO TECHNOLOGIES LTD

01 / 05 / 2011 02 / 03 / 2011 717.00 700.00 17.0025. AVAGO TECHNOLOGIES LTD

02 / 16 / 201 1 03 / 02 / 2011 810.00 851.00 -41.00675. AVAGO TECHNOLOGIES LT

01 / 05 / 201 1 04 / 15 / 2011 21 245.00 18 912.00 2 , 333.00

1b Total . Combine the amounts in column (f). Enter here and on Schedule D, line lb 143 290.00For Paperwork Reduction Act Notice , see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2011

X * INDICATES WASH SALE1F1 22227 2000

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Schedule D-1 (Form 1041) 2011

Name of estate or trust as shown on Form 1041. Do not enter name and employer identification number if shown on the other side Employer identification number

& PAULINE SULLIVAN FDN -6141242Long-Term Capital Gains and Losses - Assets Held More Than One Year

( a) Description of property ( Example." "

(b) Dateacquired

( c) Date sold(d) Sales price ( e) Cost or other basis (f) Gain or (loss)

100 sh 7% preferred of Z Co )(mo , day, r )

( m o day, yr ) (see instructions ) Subtract (e) from (d)

6a 1632 . AT&T INC10 / 19 / 200 5 04 / 15 / 2011 49 865.00 30 977.00 18 888.00

25. ABBOTT LABORATORIES12 / 05 / 2009 03 / 02 / 2011 1 , 184.00 1 , 344.00 -160.00

11. ABBOTT LABORATORIES09 / 14 / 200 7 03 / 02 / 2011 521.00 572.00 -51.00

750. ABBOTT LABORATORIES02 / 08 / 200 5 04 / 15 / 2011 38 729.00 34 186.00 4 1 543.00

250. AKAMAI TECHNOLOGIES I01 / 11 / 2010 02 / 03 / 2011 11 978.00 61 580.00 5 , 398.00

580. AKAMAI TECHNOLOGIES I01 / 11 / 201 0 03 16 2011 20 464.00 15 265.00 5 1 199.00

50. ALLERGAN INCORPORATED07 / 27 / 2010 11 / 16 / 2011 4 1 184.00 3 056.00 z1t ,128.00

450. ALLERGAN INCORPORATED---- -

06 / 02 / 201 0 11 / 16 / 2011 337 , 665522.0-0- 26 606.00 11 1 -046-00200. APACHE CORPORATION

10 / 14 / 200 9 06 / 13 / 2011 23 157.00 19 944.00 3 1 213.0025. APACHE CORPORATION

10 / 05 / 2010 11 / 16 / 2011 2 1 616.00 21 458.00 158.00110. APACHE CORPORATION


09 / 08 / 201 0 11 / 16 / 2011 23 543.00 20 662.00 2 1 881.0050. APACHE CORPORATION

09 / 18 / 200 9 11 / 16 / 2011 5 1 232.00 4 , 369.00 863.00150. APPLE COMPUTER INCORP

05 / 18 / 2010 11 / 16 / 2011 58 191.00 38 086.00 20 105.0055. APPLE COMPUTER INCORPO

01 / 11 / 201 0 11 / 16 / 2011 21 337.00 11 521.00 9 , 816.00370. APPLE COMPUTER INCORP

10 / 01 / 200 9 11 / 16 / 2011 143 537.00 68 641.00 74 896.00275. AUTODESK INC (DEL)

04 / 20 / 201 0 09 / 16 / 2011 8 , 073.00 8 , 732.00 -659.00300. AUTODESK INC (DEL)

05 / 18 / 201 0 09 / 16 / 2011 8 , 807.00 9 , 124.00 -317.00200. AUTODESK INC (DEL)

06 / 02 / 2010 09 / 16 / 2011 5 , 872.00 5 , 758.00 114.0050. AUTODESK INC (DEL)

07 / 01 / 201 0 09 / 16 / 2011 1 , 468.00 1 , 197.00 271.0050. AVON PRODUCTS INC

11 / 06 / 200 9 02 / 16 / 2011 1 , 408.00 1 , 750.00 -342.0025. AVON PRODUCTS INC

12 / 05 / 2009 02 / 16 / 2011 704.00 847.00 -143.00639. AVON PRODUCTS INC

11 / 01 / 200 6 02 / 16 / 2011 17 993.00 19 686.00 -1 , 693.00320. BORG WARNER INC

11 / 20 / 200 9 02 / 03 / 2011 20 719.00 9 , 813.00 10 906.00375. CIGNA CORPORATION

10 / 05 / 2010 1 11 / 16 / 2011 1 16 174.00 13 364.00 2 , 810.00



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-11


Name of estate or trust as shown on Form 1041 Do not enter name and employer identification number if shown on the other side Employer identification number

RAY & PAULINE SULLIVAN FDN 06-6141242Long-Term Capital Gains and Losses - Assets Held More Than One Year

( a) Description of property ( Example:100 sh 7% preferred of 'Z' Co )

( b) Dateacquired

(c) Date sold( mo day yr )

(d) Sales price (e) Cost or other basis( see instructions)


(mo,day, r), ,

6a 800 . CIGNA CORPORATION09 / 21 / 2010 11 / 16 / 2011 34 , 50 .00 28 490.00 6 , 015.00

1967.343 SMALL CAP CTF12 / 31 / 1990 11 / 18 / 2011 35 , 00 .00 37 322.00 -2 , 322.00

675. CARDINAL HEALTH INCO03 / 11 / 2010 04 / 15 / 2011 27 , 54 .00 23 476.00 4 , 067.00

25. CELANESE CORP DEL SER10 / 01 / 2009 03 / 02 / 2011 1 , 017.00 621.00 396.00

125. CELANESE CORP DEL SER10 / 01 / 2009 09 / 16 / 2011 5 , 49 .00 3 1 103.00 2 392.00

540. CELANESE CORP DEL SE10 / 01 / 2009 11 / 16 / 2011 23 350.00 13 406.00 9 944.00

175. CELGENE CORP03 / 31 / 2010 05 / 17 / 2011 10 , 45 .00 10 515.00 -63.00

150. CELGENE CORP05 / 05 / 2010 05 / 17 / 2011 8 , 959.00 8 , 876.00 83.00

25. CELGENE CORP05 / 18 / 2010 06 / 13 / 2011 1 , 46 .00 1 1 465.00 -5.00

150. CELGENE CORP04 / 07 / 2010 06 / 13 / 2011 8 , 76 .00 8 1 722.00 38.00

225. CELGENE CORP05 / 05 / 2010 06 / 13 / 2011 13 , 14 .00 12 660.00 480.00

25. CHEVRONTEXACO CORP COM11 / 03 / 2010 11 / 16 / 2011 2 , 56 .00 21 060.00 502.00

25. CHEVRONTEXACO CORP COM09 / 21 / 2010 11 / 16 / 2011 2 , 56 .00 1 1985.00 577.00

50. CHEVRONTEXACO CORP COM05 / 18 / 2010 11 / 16 / 2011 5 , 12 .00 3 1917.00 1 208.00

50. CHEVRONTEXACO CORP CO06 / 02 / 2010 11 / 16 / 2011 5 , 12 .00 3 1652.00 1 473.00

235. CHEVRONTEXACO CORP CO07 / 02 / 2009 11 / 16 / 2011 24 , 08 .00 15 287.00 8 , 798.00

200. CHEVRONTEXACO CORP CO03 / 17 / 2009 11 / 16 / 2011 20 498.00 12 850.00 7 , 648.00

1136. CHEVRONTEXACO CORP C03 / 23 / 2005 11 / 16 / 2011 116 , 42 .00 66 488.00 49 941.00

25. CISCO SYSTEMS INCORPO05 / 06 / 2010 05 / 17 / 2011 414.00 662.00 -248.00

100. CISCO SYSTEMS INCORPO12 / 29 / 200 9 05 / 17 / 2011 1 , 655.00 2 , 197.00 -542.00

50. CISCO SYSTEMS INCORPOR12 / 18 / 2009 05/ 17 /2011 828.00 984.00 -156.00

20. CITIGROUP INC NEW COM07 / 01 / 2010 11 / 16 / 2011 548.00 742.00 -194.00

650. CITIGROUP INC NEW COM08 / 25 / 2010 11 / 16 / 2011 17 796.00 23 836.00 -6 1 040.00

192. CITIGROUP INC NEW COM06 / 15 / 2010 11 / 16 / 2011 5 , 25 .00 7 1611.00 -2 354.00

425. CITIGROUP INC NEW CO06 / 15 / 2010 11 / 16 / 2011 11 , 63 .00 16 847.00 -5 211.00



JSA

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Schedule D-1 (Form 1041) 2011 2Name of estate or trust as shown on Form 1041. Do not enter name and employer identification number if shown on the other side Employer identification number

RAY & PAULINE SULLIVAN FDN 06-6141242Lona-Term Capital Gains and Losses - Assets Held More Than One Year

( a) Description of property ( Example" "

( b) Dateacquired

( c) Date sold(d) Sales price (e) Cost or other basis (f) Gain or (loss)

100 sh 7% preferred of Z Co )(mo,da y, r)

(m o , day , yr ) (see instructions) Subtract ( e) from (d)

6a 30075.188 COLUMBIA MULTI-EQUITY FUND CLASS Z SHARES 07 / 05 / 2005 . 11 / 16 / 2011 318 496.00 400 000.00 -81 , 504.00300. COMCAST CORP NEW CL

11 / 03 / 2010 11 / 16 / 2011 6 , 53 .00 61 194.00 344.00625. COMCAST CORP NEW CL

09 / 21 / 201 0 11 / 16 / 2011 13 622.00 11 366.00 2 , 256.002450. COMCAST CORP NEW CL

08 / 25 / 201 0 11 / 16 / 2011 53 397.00 41 925.00 11 1 472t0010648.52 AGGREGATE BOND CT

04 / 22 / 1994 11 / 18 / 2011 177 764.00 173 110.00 4 1 654.0021367. AGGREGATE BOND CTF

02 / 06 / 198 9 11 / 18 / 2011 356 696.00 346 765.00 9 , 931.003141.65 AGGREGATE BOND CTF

07 / 31 / 2005 11 / 18 / 2011 52 446.00 50 933.00 1 , 513.007127. AGGREGATE BOND CTF

11 / 30 / 1988 11 / 18 / 2011 1181 977 00 115 481.00 3 , 496.002642.69 AGGREGATE BOND CTF

01 / 06 / 198 9 11 / 18 / 2011 44 117.00 42 764.00 1 1353.005309.671 SMALL CAP GROWTH

12 / 24 / 2004 11 / 18 / 2011 73 000.00 95 586.00 -22 , 586.00400. CORNING INC

03 / 11 / 2010 03 / 16 / 2011 8 , 354.00 7 , 368.00 986.001775. CORNING INC

03 / 11 / 2010 05 / 17 / 2011 35 529.00 32 696.00 2 , 833.0025. DENDREON CORP COM

09 / 07 / 2010 09 / 16 / 2011 290.00 947.00 -657.0025. DISCOVER FINL SVCS COM

10 / 01 / 2009 09 / 16 / 2011 661.00 404.00 257.00575. DISCOVER FINL SVCS CO

04 / 06 / 201 0 09 16 2011 15 206.00 8 , 833.00 6 , 373.00550. DISCOVER FINL SVCS CO

05 / 05 / 2010 09 / 16 / 2011 14 545.00 8 1382.00 6 , 163.00795. DISCOVER FINL SVCS CO

11 / 20 / 200 9 09 / 16 / 2011 21 024.00 12 063.00 8 , 961.0050. DISCOVER FINL SVCS CO

05 / 18 / 2010 09 / 16 / 2011 1 , 322.00 705.00 617.0050. DISCOVER FINL SVCS CO

07 / 01 / 201 0 09 / 16 / 2011 1 , 322.00 672.00 650.0050. DISCOVER FINL SVCS CO

06 / 02 / 201 0 09 / 16 / 2011 1 , 322.00 671.00 651.0025. DISH NETWORK CORP COM

02 / 09 / 2010 03 / 16 / 2011 595.00 584.00 11.001220. DISH NETWORK CORP CO

10 / 01 / 2009 03 / 16 / 2011 29 036.00 23 503.00 5 , 533.0025. DISH NETWORK CORP COM

03 / 08 / 201 0 03 / 16 / 2011 595.00 645.00 -50.0025. DISH NETWORK CORP COM

04 / 07 / 201 0 09 / 16 / 2011 646.00 637.00 9.0050. E M C CORP MASS

10 / 01 / 2009 03 / 02 / 2011 1 1 345.00 846.00 499.00

6b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 6b . .


JSA

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Schedule D-1 (Form 1041) 2011 2Name of estate or trust as shown on Form 1041 Do not enter name and employer identification number if shown on the other side Employer identification number

RAY & PAULINE SULLIVAN FDN 06-6141242i I iiI Lona-Term Capital Gains and Losses - Assets Held More Than One Year

( a) Description of property (Example-' "

( b) Dateacquired

(c) Date sold (d) Sales price (e) Cost or other basis (f) Gain or100 sh 7% preferred of Z Co )

(mo day, r )(m o day, yr ) (see instructions) Subtract (e ) from (d)

6a 50 . E M C CORP MASS10 / 01 / 200 9 03 / 16 / 2011 1 , 285.00 846.00 439.00

2835 . E M C CORP MASS10 / 01 / 2009 11 / 16 / 2011 69 244.00 47 982.00 21 262.00

225. FRANKLIN RES INC COM02 / 10 / 201 0 11 / 16 / 2011 23 389.00 22 067.00 1 , 322.00

50. FREEPORT-MCMORAN COPPECOM 04 / 20 / 201 0 11 / 16 / 2011 1 1 930.00 2 , 043.00 -113.00200. FREEPORT-MCMORAN COPP

INC COM 03 / 22 / 2010 11 / 16 / 2011 7 , 721.00 10 034.00 -2 , 313.00297. FREEPORT-MCMORAN COPP

INC COM 04 / 06 / 201 0 11 / 16 / 2011 11 465.00 13 012.00 -1 , 547.00153. FREEPORT-MCMORAN COPP

INC COM 04 / 06 / 201 0 11 / 16 / 2011 5 1 906.00 6 , 703.00 -797.0050. GILEAD SCIENCES INC

10 / 29 / 200 9 03 / 02 / 2011 1 , 962.00 21 137.00 -175.0025. GILEAD SCIENCES INC

10 / 15 / 200 9 09 / 16 / 2011 1 , 012.00 1 , 074.00 -62.00250. GILEAD SCIENCES INC

10 / 29 / 200 9 09 / 16 / 2011 10 125.00 10 686.00 -561.00550. GILEAD SCIENCES INC

10 / 29 / 2009 11 / 16 / 2011 22 266.00 23 510.00 -1 , 244.0025. GILEAD SCIENCES INC

10 / 02 / 200 9 11 / 16 / 2011 1 , 012.00 11 057.00 -45.00400. GILEAD SCIENCES INC

08 / 10 / 2010 11 / 16 / 2011 16 194.00 14 411.00 1 , 783.0025. GILEAD SCIENCES INC

09 / 21 / 2010 11 / 16 / 2011 1 , 012.00 897.00 115.0040. GOLDMAN SACHS GROUP I

01 / 26 / 201 0 11 / 16 / 2011 3 , 877.00 61 137.00 -2 , 260.0025. GOLDMAN SACHS GROUP I

.

09 / 21 / 2010 11 / 16 / 2011 2 , 423.00 3 , 823.00 -1 , 400.00250. GOLDMAN SACHS GROUP I

07 / 27 / 2010 11 / 16 / 2011 24 232.00 36 904.00 -12 , 672.00100. GOLDMAN SACHS GROUP I

03 / 17 / 200 9 11 / 16 / 2011 9 , 693.00 9 1 598.00 95.0026. GOLDMAN SACHS GROUP I

09 / 18 / 2008 11 / 16 / 2011 2, 520.00 3 1 001.00 -481.00124. GOLDMAN SACHS GROUP I

09 / 18 / 200 8 11 / 16 / 2011 12 019.00 14 311.00 -2 1292.0028. GOLDMAN SACHS GROUP I

09 / 27 / 2008 12 / 13 / 2011 2 , 656.00 2 , 992.00 -336.005. GOLDMAN SACHS GROUP INC

09 / 27 / 2008 12 / 14 / 2011 470.00 534.00 -64.00200. GOOGLE INC CL A

10 / 01 / 200 9 11 / 16 / 2011 123 327.00 98 803.00 24 , 524!00150. INTERNATIONAL BUSINES

02 / 08 / 198 2 04 / 15 / 2011 24 868.00 2 1 342.00 22 526.00555. INTERNATIONAL BUSINES

02 / 08 / 1982 09 / 16 / 2011 1 94 909.00 8 1 667.00 86 242.00

6b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 6b . .


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Schedule D-1 (Form 1041) 2011 2

Name of estate or trust as shown on Form 1041. Do not enter name and employer identification number if shown on the other side Employer identification number


I nnn_Tarm Canital [rains and 1 nssos - Assets Held More Than One Year


( b) Dateacquired

(c) Date sold( mo. yr )day



Imo , day , yr), ,

6a 3575. ISHR MSCI SAFE INDEX03 / 17 / 201 0 07 / 22 / 2011 215 086.00 201 916.00 13 170.00

1908. ISHR MSCI SAFE INDEX12 / 22 / 2004 07 / 22 / 2011 114 , 79 .00 1011 162 00 13 631.00

3. ISHR MSCI EAFE INDEX12 / 22 / 2004 07 / 22 / 2011 181.00 159.00 22.00

5693. ISHR MSCI EAFE INDEX12 / 22 / 2004 11 / 16 / 2011 285 , 62 .00 301 843.00 -16 215.00

2200. ISHR MSCI EAFE INDEX10 / 17 / 2008 11 / 16 / 2011 110 378.00 98 311.00 12 067.00

1000. ISHR MSCI SAFE INDEX03 / 26 / 200 9 11 / 16 / 2011 50 172.00 39 110.00 11 , 062:00

271. J P MORGAN CHASE & CO11 / 03 / 2010 11 / 16 / 2011 8 , 70 .00 10 1 135. 00 -1 434.00

829. J P MORGAN CHASE & CO11 / 03 / 201 0 11 / 16 / 2011 26 615.00 31 005.00 -4 1390-00

125. LIMITED BRANDS INC CO10 / 05 / 2010 11/ 16/ 2011 5 404.00 3 , 470.00 1 , 934.00

475. LIMITED BRANDS INC CO07 / 14 / 2010 11 / 16 / 2011 20 537.00 11 679.00 8 858.00

500. LIMITED BRANDS INC CO08 / 25 / 201 0 11 / 16 / 2011 21 618.00 12 143.00 9 1475 00

50. MEAD JOHNSON NUTRITION03 / 11 / 2010 04 / 15 / 2011 3 , 03 .00 21 552.00 485.00

370. MEAD JOHNSON NUTRITIO11 / 20 / 200 9 04 / 15 / 2011 22 471.00 16 215.00 6 1 256.00

125. MEDCO HEALTH SOLUTION10 / 01 / 2009 03 / 02 / 2011 7 , 803.00 6 , 941.00 862.00

25. MERCK & CO INC NEW CO09 / 22 / 2010 11 / 16 / 2011 884.00 988.00 -104.00

775. MERCK & CO INC NEW CO10 / 20 / 201 0 11 / 16 / 2011 27 410.00 28 807.00 -1 1 397!00

50. MERCK & CO INC NEW CO11 / 03 / 2010 11 / 16 / 2011 1 1 768.00 11 823.00 -55.00

25. MERCK & CO INC NEW CO09 / 09 / 2010 11 / 16 / 2011 884.00 987.00 -103.00

1081. MERCK & CO INC NEW C09 / 2 1 2010 11 / 16 / 2011 38 232.00 39 575.00 -1 , 343.00

444. MERCK & CO INC NEW CO09 / 21 / 2010 11 / 16 / 2011 15 703.00 16 255.00 -552.00

250. METLIFE INC04 / 20 / 2010 05 / 17 / 2011 10 , 95 .00 11 719.00 -763.00

50. METLIFE INC03 / 2 4 2010 05 / 17 / 2011 2 , 191.00 2 ,442.00 -251.00

50. METLIFE INC04 / 20 / 201 0 09 16 / 2011 1 1634.00 2 295.00 -661.00

275. METLIFE INC08 / 10 / 2010 09 / 16 / 2011 8 , 98 .00 11 648.00 -2 662.00

475. METLIFE INC03 / 23 / 2010 09 / 16 / 2011 15 , 52 .00 19 709.00 -4 188.00


Schedule D- 1 (Form 1041) 2011

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Schedule D-1 (Form 10411 2011


RAY & PAULINE SULLIVAN FDN 06-6141242Lonq-Term Capital Gains and Losses - Assets Held More Than One Year

( a) Description of property (Example100 sh . 7% preferred of "Z' Co )

( b) Dateacquired


(d) Sales pace (e) Cost or other basis(see instructions )


( mo day, r.), ,

6a 300 . METLIFE INC07 / 01 / 201 0 09 / 16 / 2011 -9 , 80-3.0-0- 10 979.00 -1 1 1-76-00

300. METLIFE INC08 / 25 / 2010 09 / 16 / 2011 9 , 803.00 10 758.00 -955.00

1922. MICROSOFT CORPORATIO03 / 26 / 200 9 11 / 16 / 2011 50 672.00 35 216.00 15 456.00

450. NII HLDGS INC COM02 / 10 / 201 0 09 / 16 / 2011 16 575.00 15 239.00 1 , 336.00

50. NII HLDGS INC COM07 / 01 / 2010 09 / 16 / 2011 1 , 84 .00 11 658.00 184.00

125. OCCIDENTAL PETROLEUM10 / 01 / 2009 02 / 16 / 2011 13 , 02 .00 91 807.00 3 220.00

5. OCCIDENTAL PETROLEUM CO10 / 01 / 2009 03 / 02 / 2011 504.00 392.00 112.00

45. OCCIDENTAL PETROLEUM C09 / 14 / 2007 03 / 16 / 2011 4 , 38 .00 2 773.00 1 , 609.00

623. OCCIDENTAL PETROLEUM09 / 14 / 2007 11 / 16 / 2011 62 , 05 .00 38 388.00 23 665.00

257. OCCIDENTAL PETROLEUM03 / 26 / 200 9 11 / 16 / 2011 25 598.00 15 020.00 10 578.00

100. OCCIDENTAL PETROLEUM03 / 17 / 2009 11 / 16 / 2011 9 , 96 .00 51 500.00 4 , 460.00

400. P G & E CORPORATION10 / 01 / 2009 03 / 16 / 2011 16 974.00 16 150.00 824.00

50. PNC BK CORP10 / 27 / 200 7 03 / 02 / 2011 3 , 016.00 3 , 432.00 -416.00

25. PNC BK CORP10 / 13 / 200 7 09 / 16 / 2011 1 1 277.00 1 , 824.00 -547.00

25. PNC BK CORP09 / 30 / 2007 09 / 16 / 2011 1 , 277.00 1 , 764.00 -487.00

50. PNC BK CORP10 / 27 / 200 7 09 / 16 / 2011 2 , 553.00 3 , 432.00 -879.00

50. PNC BK CORP09 / 21 / 2010 11 / 16 / 2011 2 , 70 .00 2 1 699.00 1.00

100. PNC BK CORP11 / 03 / 2010 11 / 16 / 2011 5 , 401.00 5 , 333.00 68.00

407. PNC BK CORP05 / 29 / 200 9 11 / 16 / 2011 21 981.00 18 107.00 3 1874 00

100. PNC BK CORP03 / 17 / 2009 11 / 16 / 2011 -5 , 40-1-00 2 ,668.00 2 , 733.00

151. PNC BK CORP01 / 26 / 2010 11 / 16 / 2011 8 , 15 .00 8 1180.00 -25.00

321. PNC BK CORP01 / 26 / 201 0 11 16 2011 17 336.00 17 390.00 -54.00

103. PNC BK CORP

02 / 04 / 2010 12 / 14 / 2011 5 1544.00 5 , 056.00 488.00195. PACKAGING CORP OF AME

10 / 01 / 200 9 02 / 03 / 2011 5 , 666.00 3 , 977.00 1 1689 0030. PACKAGING CORP OF AME

11 / 20 / 200 9 02 03 2011 872.00 588.00 284.00



JSA

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Schedule D-1 (Form 1041) 2011 Page 2


RAY & PAULINE SULLIVAN FDN 06 -6141242FMIM Lana-Term Canital (rains and Lasses - Assets Held More Than One Year

( a) Description of property ( Example-100 sh 7% preferred of 'Z' Co )

( b) Dateacquired

(c) Date sold( mo day yr ►



(mo day, r ), ,

6a 755. PACKAGING CORP OF AME11 / 20 / 2009 04 / 15 / 2011 21 , 34 .00 14 802.00 6 545.00

50. PEPSICO INCORPORATED04 / 06 / 2010 09 / 16 / 2011 3 , 106.00 3 , 421.00 -315.00



210. PEPSICO INCORPORATED10 / 01 / 2009 11 / 16 / 2011 13 , 76 .00 12 372.00 1 , 390.00

721. PEPSICO INCORPORATED09 / 28 / 1994 11 / 16 / 2011 47 250.00 11 033.00 36 217.00

300. PHILIP MORRIS INTL I06 / 02 / 2010 11 / 16 / 2011 21 , 81 .00 13 377.00 8 437.00

109. PHILIP MORRIS INTL I05 / 29 / 200 9 11 / 16 / 2011 7 , 926.00 4 , 617.00 3 1 309.00

157. PHILIP MORRIS INTL I01 / 25 / 2006 11 / 16 / 2011 11 416.00 6 , 191.00 5 , 225.00


250. PHILIP MORRIS INTL I02 / 08 / 2005 11 / 16 / 2011 18 178.00 81 867.00 9 311.00


447. PHILIP MORRIS INTL I07 / 21 / 2005 11 / 16 / 2011 32 503.00 15 638.00 16 865.00

100. PRICE T ROWE GROUP I07 / 27 / 2010 11 / 16 / 2011 5 , 42 .00 41 839.00 583.00

510. PRICE T ROWE GROUP I11 / 20 / 200 9 11 / 16 / 2011 27 654.00 24 665.00 2 1 989.00

300. RIO TINTO PLC SPONSOR03 / 11 / 2010 09 / 16 / 2011 17 , 27 .00 16 691.00 585.00

25. SOUTHWESTERN ENERGY CO02 / 09 / 2010 03 / 02 / 2011 947.00 1 , 284.00 -337.00

25. SOUTHWESTERN ENERGY CO01 / 26 / 2010 04 / 15 / 2011 985.00 11 265.00 -280.00

250. SOUTHWESTERN ENERGY C04 / 06 / 2010 04 / 15 / 2011 9 , 85 .00 10 545.00 -691.00

475. SOUTHWESTERN ENERGY C03 / 23 / 2010 04 / 15 / 2011 18 , 72 .00 1-9 , 03-7.0-0- -315.00

25. TARGET CORP10 / 01 / 2009 02 / 03 / 2011 1 , 33 .00 1 , 162-0-0- 176.00

970. TARGET CORP10 / 01 / 2009 03 / 16 / 2011 49 080.00 45 100.00 3 , 980.00

25. TERADATA CORP DELAWARE

04 / 06 / 2010 05 / 17 / 2011 1 , 31 .00 731.00 582.00400. TERADATA CORP DELAW

11 / 20 / 2009 05 17 / 2011 21 010.00 11 673.00 9 1 337.00365. TERADATA CORP DELAW

11 / 20 / 2009 11 / 16 / 2011 20 573.00 10 652.00 9 , 921.00



JSA

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Schedule D-1 (Form 1041) 2011 2Name of estate or trust as shown on Form 1041 Do not enter name and employer identification number if shown on the other side. Employer identification number

RAY & PAULINE SULLIVAN FDN 06-6141242fi^ Long-Term Capital Gains and Losses - Assets Held More Than One Year

( a) Description of property ( Example:100 sh 7% preferred of "Z" Co )

(b) Dateacquired

(c) Date sold( mo yr (day



(mo , d ay, yr), ,

6a 550 . UNION PAC CORP COM04 / 06 / 2010 05 / 17 / 2011 54 , 67 .00 40 603.00 14 075.00

455. UNITED PARCEL SERVICE10 / 01 / 2009 09 / 16 / 2011 30 252.00 25 642.00 4 , 610.00

336. UNITED TECHNOLOGIES C12 / 15 / 199 9 11 / 16 / 2011 26 343.00 91 753.00 16 590.00

300. UNITED TECHNOLOGIES C02 / 18 / 200 0 11 / 16 / 2011 23 521.00 71 884.00 15 637.00

234. UNITED TECHNOLOGIES C09 / 17 / 2001 11 / 16 / 2011 18, 346.00 5 , 746.00 12 600.00

66. UNITED TECHNOLOGIES CO09 / 18 / 2001 11 / 16 / 2011 5 , 175.00 1 , 589.00 3 , 586.00

1150. VIACOM INC CL B COM10 / 01 / 2009 11 / 16 / 2011 51 915.00 32 056.00 19 859.00

425. VISA INC CL A COM10 / 05 / 201 0 11 / 16 / 2011 40 005.00 31 601.00 8 1 404!00

25. WELLS FARGO COMPANY04 / 06 / 201 0 05 / 17 / 2011 712.00 867.00 -155.00

750. WELLS FARGO COMPANY04 / 20 / 2010 05 / 17 / 2011 21 , 34 .00 25 180.00 -3 , 831.00




325. WELLS FARGO COMPANY04 / 06 / 2010 05 / 17 / 2011 9 , 25 .00 10 445.00 -1 194.00

725. WELLS FARGO COMPANY03 / 23 / 2010 05 / 17 / 2011 20 , 63 .00 22 259.00 -1 , 622.00

50. WELLS FARGO COMPANY06 / 02 / 201 0 06 / 13 / 2011 1 , 333.00 1 , 436.00 -103.00

600. WELLS FARGO COMPANY10 / 14 / 2009 06 / 13 / 2011 15 999.00 16 761.00 -762.00

1391. WELLS FARGO COMPANY09 / 08 / 199 7 06 / 13 / 2011 37 091.00 18 603.00 18 488.00

29428.771 GOVERNMENT CREDI09 / 30 / 199 7 11 / 18 / 2011 237 128.00 232 744.00 4 1 384!00

6601.618 GOVERNMENT CREDIT07 / 31 / 2005 11 / 18 / 2011 53 , 19 .00 51 906.00 1 , 288.00

56907.729 GOVERNMENT CREDI06 / 13 / 1997 11 /18/ 2011 458 545.00 445 298.00 13 247.00

4484.224 GOVERNMENT CREDIT06 / 09 / 2000 11 / 18 / 2011 36 133.00 34 510.00 1 , 623.00

185. MILLICOM INTL CELLULA10 / 01 / 200 9 05 / 17 / 2011 20 214.00 13 310.00 6 904.00

................. .6b Total . Combine the amounts in column ( f) Enter here and on Schedule D, line 6b I 722,473.00

* INDICATES WASH SALE Schedule D-1 (Form 1041) 2011

JSA

1F1222 2000

ES9676 L775 08/29/2012 11:16:43 82 E

Settlement Date

Account: RAY & PAULINE SULLIVAN FDN-COMB

Market Value $13,729,092.53

YTD SinceDescription Current Period 02/01/11

Beginning Market Value $12,948,164 .79 $13,629,329.46

Income 147,769 34 393,648 96

Deposits 3,585,191 00 3,589,442 00

Disbursements -3,596,671 24 -4,214,829.59

Bank Fees -25,478 98 -97,980.53

Change in Market Value 670,117.62 429,482.23

Ending Market Value $13,729, 092.53 $13 ,729,092.53Change in Account Value 780,927 74 99,763 07

FiscalDescription Current Period YTD

Short-term $21,161.42 $182,436 10Long-term 460,839.30 825,663.88

Net Total $482,000.72 $1,008,099.98

BankofAmericaMerrill Lynch

Account SummaryNov. 01, 2011 through Jan 31, 2012

YTD SinceDescription Current Period 02101/11

Dividends - Taxable $112,459.31 $214,798 40Interest - Taxable 0 00 13 54Collective Fund - Taxable 35,310 03 178,837 02

Total Income $147,769 .34 $393 , 648.96

`•d = g a r REM

Description

Cash/CurrencyEquitiesFixed IncomeReal EstateTangible Assets

Total AssetsTotal

Estimated Current Other 53%Real Estate 54%

Market Value Tax Cost Annual Income Yield

$444,378.98 $444,306.23 $1,030.78 0.23%8,159,503.87 7,491,245.76 123,088.33 1.504,091,040.74 3,927,325.16 145,043.53 3 55 Fixed Income 29.8%

746,405.30 650,389.23 8,940.08 1.19 Equities 595%287,763.64 323,000.00 83,560 52 2903

$13,729 ,092.53 $12,836,266.38 $361 ,663.24 2.63%$13,729,092.53 $12,836 ,266.38 $361 ,663.24

Assets representing less than 5% of total are groupedtogether as "Other'for display on the pie chart

Page 4 of 216Tha amnuntc ohm-, thrnnnhnnt th,c ctatamant chniold not ha stea d in tha nrannra t,nn of tav ,lnrnmantc natnd on-An- tavahI. nature of i n rnma unll ha nrni,,dar! With minor-and toy ,Inrumanta t i nn Pia ace nnnc,Jt vnnr tov ad,ncnr

Settlement Date


BankofAmerica '®'Merrill Lynch

Account SummaryNov. 01, 2011 through Jan. 31, 2012

, „: C•E t2•-k-:',r ^n 3 '-a iS^ :x• '

7 ' 22-

YTD Since

Current Period 02/01/11

Income Cash Principal Cash Income Cash Principal Cash

Beginning Value $0 .00 $0.00 $0 .00 $0.00

Income

Deposits

Disbursements

Bank FeesIncome/Principal Transfers

PurchasesSales and MaturitiesNet Automated Money Market Transactions

147,679.76 89 .58 393 , 559.38 89.58

12,102.63 3,573,088.37 14,702.63 3,574,739.37

-18,988 .69 -3,577, 682.55 -613,238.54 -3,601, 591.05

-12,739.46 -12,739.52 -48,990.25 -48,990.28

0.00 0 .00 305,475.00 -305,475.00

0.00 -9,471,835. 88 0.00 -16,692,777.36

0.00 9,710,408.98 0.00 17,257,713.15

-128,054.24 -221,328.98 -51,508 .22 -183,708.41

Ending Value $0.00 $0.00 $0.00 $0.00

Page 5 of 216

Settlement Date


Portfolio AnalysisAccount : RAY & PAULINE SULLIVAN FDN-COMB Nov. 01, 2011 through Jan 31, 2012

7,77,77' a ^ e i '-r" .`^,: ^.^t • ^,.tx r.;w^:. ^^"".^v.'^y` - =^^'=^Fn^ -w^u„ .,. =.-C; ^;•;-t^, -mot' - r^^^<•. =^^;'^,^"->:.,

% of % of Estimated Current

Description Market Value Account Sector Tax Cost Annual Income Yield

Cash/CurrencyCash Equivalents $444,378.98 32% 1000% $444,306.23 $1,030 78 0 23%

Total Cash/Currency $444,378 .98 3.2% 100.0% $444,306.23 $1,030.78 0.23%

EquitiesU.S. Large Cap $4,625,553.19 33.7% 567% $4,273,218.68 $73,908.76 1.59%

U.S. Mid Cap 1,069,045.91 7 8 13.1 944,213.10 6,10276 0 57

U.S. Small Cap 575,646.00 4.2 7.1 622,363.38 4,229.96 0 73

International Developed 1,414,010.03 10.3 17.3 1,342,038 07 29,798 06 2.10

Emerging Markets 475 248 74 3.5 5.8 309,412.53 9,048 79 1.90

Total Equities $8,159,503.87 59.4% 100.0% $1,491,245.76 $123,088.33 1.50%

Fixed IncomeInvestment Grade Taxable $3,407,575.79 24.8% 833% $3,252,325.16 $114,098 30 3.35%

International Developed Bonds 272,399.38 2.0 6.7 273,000.00 7,15842 2.63

Global High Yield Taxable 411,065 57 3 0 10.0 402,000.00 23,786 81 5.81

Total Fixed Income $4, 091,040 . 74 29.8% 100 .0% $3,927 ,325.16 $145 ,043.53 3.55%

Real EstatePublic REITs $746,405.30 54% 1000% $650,389 23 $8,940 08 1.19%

Total Real Estate $746, 405.30 5.4% 100.0% $650 ,389.23 $8,940.08 1.19%

Tangible AssetsCommodities $287,763.64 2.1% 100.0% $323,000.00 $83,560.52 2903%

Total Tangible Assets $287,763 . 64 2.1% 100.0% $323 ,000.00 $83,560.52 29.03%

Total Assets $13,729 ,092.53 100 .0% $12,836 ,266.38 $361,663.24 2.63%

Total $13 , 729,092 .53 $12,836 ,266.38 $361,663.24

Page 6 of 216

Settlement Date


Sector Market Value % of Equities % of S&P 500

Consumer Discretionary $594,521 . 53 7.3% 10.8%

Consumer Staples 261,239.03 3.2 10.9

Energy 364,363.27 4.5 11.9

Financials 499 ,423.57 6.1 14.1

Health Care 596,307 . 16 7.3 11.7

Industrials 344,045 .09 4.2 11.0

Information Technology 837,513 . 53 10.3 19.6

Materials 121 ,638.49 1.5 3.7

Telecommunication Services 63,683.50 0.8 2.7

Utilities 106,684.05 1.3 3.6

Other Equities 4,370 ,084.65 53.6 0.0

Total Equities $8,159,503.87 100 .0% 100.0%


Portfolio AnalysisNov. 01, 2011 through Jan. 31, 2012

Page 7 of 216

Settlement Date


Portfolio Detail

Account : RAY & PAULINE SULLIVAN FDN-COMB Nov. 01 , 2011 through Jan. 31, 2012

CUSIP Market Value (1)/ Accrued Tax Cost/ Unrealized Estimated Cur Vld/

Units Description Sector (2) Market Price Income Average Unit Cost Gain/Loss Annual Income YTM

S.-,'1'"lhCJ I:A^UIJ § ,:- .five. 'k,u,.^^+ i ',r ^+, ar^ '• k:.^ ;x_ i 7,

Cash Equivalents268,171 .870 FIDELITY INSTITUTIONAL MONEY 316175207 $268 ,171.87 $43 .95 $268,171.87 $0.00 $622.15 0.23%

MARKET #59 1.000

176,134.360 FIDELITY INSTITUTIONAL MONEY 316175207 176 , 134.36 28 . 80 176 , 134.36 0.00 408 . 63 0.23MARKET #59 1.000( Income Investment)Total Cash Equivalents $444,306 .23 $72 . 75 $444,306.23 $0.00 $1,030.78 0.23%

Total Cash/Currency $444,306.23 $72 . 75 $444,306.23 $0.00 $1,030.78 0.23%

r1" Jz

(2)Industry Sector Codes CND = Consumer Discretionary FIN = Financials IFT = Information Technology TEL = Telecommunicati on ServicesCNS = Consume r Staples HEA = Health Care MAT = Materials UTL = UtilitiesENR = Energy IND = Industrials OEQ = Other Equities

U.S. Large Cap90.000 AGILENTTECHNOLOGIES INC 00846U101 $3,822. 30 $0.00 $3 ,113.04 $709 .26 $36 . 00 0.94%

Ticker: A IF 42.470 34.589

590.000 ALEXION PHARMACEUTICALS INC 015351109 45,288 . 40 0.00 38,680.88 6,607.52 0 .00 0.00Ticker: ALXN HEA 76 .760 65.561

562.000 ALLERGAN INC 018490102 49,405.42 0.00 44,341.29 5,064.13 112.40 0.22Ticker: AGN HEA 87. 910 78.899

107.000 ALTERA CORP 021441100 4,257 .53 0.00 3 ,726.54 530. 99 34.24 0.80Ticker: ALTR IFT 39.790 34.827

280.000 AMAZON COM INC 023135106 54,443. 20 0.00 52 , 762.50 1,680.70 0 . 00 0.00Ticker: AMZN CND 194. 440 188.438

482 000 AMERICAN ELEC PWR INC 025537101 19 , 067.92 0.00 17,949 . 18 1,118.74 906 .16 4.75Ticker: AEP UTL 39.560 37.239

441.000 AMERICAN EXPRESS CO 025816109 22,111.74 79. 38 19,783 .26 2,328.48 317.52 1.43Ticker: AXP FIN 50. 140 44.860

280.000 AMGEN INC 031162100 19,020.40 0.00 15 , 318.80 3,701.60 403.20 2.12Ticker: AMGN HEA 67.930 54.710

( 1) Market Value in the Portfolio Detail section does not include Accrued Income. Page 8 of 216

Settlement Date

BankofAmerica W'Merrill Lynch

Portfolio Detail

Account: RAY & PAULINE SULLIVAN FDN-COMB Nov. 01, 2011 through Jan 31, 2012

CUSP Market Value ( 1)/ Accrued Tax Cosd Unrealized Estimated Cur Y1d/

Units Description Sector (2) Market Price Income Average Unit Cost Gam/Loss Annual Income YTM

Y.1 0

MAIyY t

,.ê-,^^. Y`sJ:^

1 ' T^,ì

..,« ^.,» .,, ..1. '4`4 [-,?!_rî.

N Sreii .<'..,.[:,...e-Z,. Kt`^ ti}',t^.:.lv e d f•?"î

^'.'"}WF'.A sCi'a ,;.,

^ _ ' l

U.S. Large Cap (cont)161.000 ANADARKO PETE CORP 032511107 12, 995.92 0 . 00 11,592.00 1,403 . 92 57 . 96 0.44

Ticker: APC ENR 80.720 72.000

296 000 AON CORP 037389103 14,335 . 28 44 . 40 13,116.06 1,219 .22 177. 60 1.23Ticker: AON FIN 48 . 430 44.311

74.000 APACHECORP 037411105 7,317.12 11 . 10 6,444 . 82 872.30 44.40 0.60Ticker: APA ENR 98 . 880 87.092

77.000 APPLE INC 037833100 35,148.96 0.00 28,549.21 6,599.75 0.00 0.00Ticker: AAPL IFT 456.480 370.769

858.000 AT&T INC 00206R102 25,233 . 78 377.52 23 ,790.75 1,443.03 1 , 51008 5.98Ticker: T TEL 29. 410 27.728

9.000 AUTOZONE INC 053332102 3,130.92 0 . 00 2,863.33 267.59 0.00 0 00Ticker : AZO CND 347 . 880 318.148

144.000 BED BATH & BEYOND INC 075896100 8,740 . 80 0.00 8 , 414.53 326.27 0.00 0.00Ticker : BBBY CND 60 . 700 58.434

467.000 BIOGEN IDEC INC 09062X103 55,082 . 65 0.00 51,693.31 3,389.34 0 00 0.00Ticker : BIIB HEA 117 . 950 110.692

187.000 BOEING CO 097023105 13,871.66 0 . 00 12,186.35 1,685.31 329.12 2.37Ticker : BA IND 74 . 180 65.168

54.000 C H ROBINSON WORLDWIDE INC 12541W209 3,717.36 0 . 00 3,453 . 17 264.19 71.28 1.91Ticker: CHRW IND 68.840 63.948

140.000 CAMERON INTL CORP 13342B105 7,448 . 00 0.00 6,512.11 935 . 89 0.00 0.00Ticker: CAM ENR 53 . 200 46.515

90.000 CAPITALONEFINLCORP 1404OH105 4, 117.50 0.00 3,562.71 554 . 79 18.00 0.43Ticker: COF FIN 45.750 39.586

190.000 CAREFUSION CORP 141707101 4,550 . 50 0.00 4 , 411.80 138.70 0.00 0 00Ticker : CFN HEA 23 . 950 23.220

338.000 CARNIVALCORP 143658300 10,207.60 0.00 10 , 319.14 -111.54 338.00 3.31PAIRED CTF 1 COM CND 30 . 200 30.530PANAMATicker: CCL

405.000 CBS CORP 124857202 11,534.40 0.00 9,596 . 59 1,937.81 162.00 1.40NEW CL B COM CND 28 . 480 23.695Ticker: CBS

Page 9 of 216

Settlement Date

BankofAmerica"Merrill Lynch

Portfolio Detail

Account : RAY & PAULINE SULLIVAN FDN-COMB Nov. 01, 2011 through Jan 31, 2012

CUSP Market Value ( 11/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/


U.S. Large Cap (c ont)717 000 CELGENE CORP 151020104 52,118.73 0 . 00 43 , 507.27 8,611.46 0.00 0.00

Ticker : CELG HEA 72 . 690 60.680281 000 CHEVRON CORP 166764100 28,976.72 0.00 27,099.83 1 , 876.89 910 . 44 3.14

Ticker: CVX ENR 103.120 96.441

68.000 CIGNA CORP 125509109 3,048 . 44 0.00 2,793.95 254.49 2.72 0.08Ticker : Cl HEA 44 . 830 41.088

425.000 CITIGROUP INC 172967424 13,056 . 00 0.00 15 , 240.85 - 2,184.85 17.00 0.13NEW COM FIN 30.720 35.861Ticker: C

65.000 CITRIX SYS INC 177376100 4,238 . 00 0.00 4 , 265.14 - 27.14 0 . 00 0.00Ticker: CTXS IFT 65.200 65.618

1,203.000 COGNIZANT TECHNOLOGY SOLUTIONS 192446102 86,315.25 0 . 00 75,618.46 10,696.79 0 . 00 0.00CLA IFT 71. 750 62.858Ticker: CTSH

393 000 COMCAST CORP 2003ON101 10,445.94 0.00 9 , 620.79 825 . 15 176.85 1.69NEW CLA COM CND 26 . 580 24.480Ticker: CIVICS A

295.000 CONOCOPHILLIPS 20825C104 20,121.95 0 . 00 19,555 . 55 566 .40 778.80 3.87Ticker: COP ENR 68 . 210 66.290

118.000 CONTINENTAL RES INC 212015101 9 , 520.24 0.00 7,441.97 2,078 . 27 0.00 0.00OKLAHOMA COM ENR 80 . 680 63.068Ticker: CLR

98.000 CROWN CASTLE INTL CORP 228227104 4,751.04 0.00 3,861.94 889 . 10 0.00 0.00Ticker: CCI TEL 48.480 39.408

60.000 CUMMINS INC 231021106 6,240 . 00 0.00 5,197.05 1,042.95 96.00 1.53Ticker: CMI IND 104.000 86.618

526.000 CVS CAREMARK CORP 126650100 21,960 . 50 85.48 19,446 . 22 2,514 . 28 341 . 90 1.55Ticker: CVS CNS 41.750 36.970

114 000 DEERE & CO 244199105 9,821.10 31 . 57 8,866.00 955 . 10 186.96 1.90Ticker : DE IND 86 . 150 77.772

159.000 DISCOVER FINL SVCS 254709108 4,321.62 0 . 00 3,655.41 666.21 63.60 1.47Ticker: DFS FIN 27.180 22.990

Page 10 of 216

Settlement Date


Portfolio Detail

Account: RAY & PAULINE SULLIVAN FDN-CONCH Nov. 01, 2011 through Jan. 31, 2012

CUSIP Market Value NY Accrued Tax Cost/ Unrealized Estimated Cur Yld/


^•vi , a,^rAt.ia..

- - a.-s' ,-,.` ^,'s..`ar r... - .. -^^ a 9 a..a -ca `r' - vb^,..,, t_, '^.w. .+„,-+ 'i•,,'

U.S. Large Cap (c ont)101.000 DISCOVERY COMMUNICATIONS INC 25470F104 4,330 . 88 0.00 3 , 975.11 355.77 0.00 0.00

NEW SER A COM CND 42 . 880 39.358Ticker: DISCA

518.000 DISNEY WALT CO 254687106 20,150 . 20 0.00 17 , 707.33 2 , 442.87 310.80 1 54COM DISNEY CND 38 . 900 34.184Ticker: DIS

80.000 EDISON INTL 281020107 3,283 . 20 0.00 3 ,039.20 244.00 104.00 3.16Ticker : EIX UTL 41.040 37.990

2,622 . 000 EMC CORP 268648102 67,542 . 72 0.00 58,100.38 9 , 442.34 0 00 0.00Ticker : EMC IFT 25.760 22.159

655.000 EOG RES INC 26875P101 69,521 . 70 0.00 60 , 025.21 9 , 496.49 419.20 0.60Ticker: EOG ENR 106.140 91.642

110.000 EXPRESS SCRIPTS INC 302182100 5 , 627.60 0 . 00 4,591.28 1,036.32 0.00 0.00Ticker: ESRX HEA 51 . 160 41.739

296.000 EXXON MOBIL CORP 302316102 24 , 787.04 0 . 00 22 , 004.64 2 , 782.40 556.48 2.24Ticker : XOM ENR 83.740 74.340

910.000 FIFTH THIRD BANCORP 316773100 11 , 834.56 0.00 10,020.08 1,814.48 291.20 2.46Ticker: FITB FIN 13.005 11.011

1,575.000 FMC TECHNOLOGIES INC 30249U101 80 , 498.25 0 . 00 73 , 305.58 7,192.67 0.00 0.00Ticker: FTI ENR 51 . 110 46.543

636.000 FRANKLIN RES INC 354613101 67,479 . 60 0.00 65,331.79 2,147.81 686.88 1.01Ticker : BEN FIN 106 . 100 102.723

353.000 FREEPORT-MCMORAN COPPER & GOLD 356710857 16,312.13 88.25 15,058.85 1,253.28 353.00 2.16INC COM MAT 46.210 42.660Ticker: FCX

157.000 GENERAL DYNAMICS CORP 369550108 10,858 . 12 73.79 9 , 608.40 1,249.72 295.16 2.71Ticker: GD IND 69.160 61.200

1,672.000 GENERAL ELEC CO 369604103 31,283 . 12 0.00 30 ,301.25 981 . 87 1,136.96 3.63Ticker : GE IND 18 . 710 18.123

91.000 GOLDMAN SACHS GROUP INC 381416104 10,143.77 0 . 00 9,725 . 08 418 . 69 127.40 1.25Ticker : GS FIN 111 . 470 106.869

Page 11 of 216

Settlement Date

BankofAmerica Wo'Merrill Lynch

Portfolio Detail

Account: RAY & PAULINE SULLIVAN FDN-COMB Nov. 01, 2011 through Jan. 31, 2012

CUSP Market Value ( 1J/ Accrued Tax Cost/ Unrealized Estimated CurYld/

Units Description Sector (2) Market Price Income Average Unit-Cost Gam/Loss Annual Income YTM

WOO,_

++ +s- . x-51c '. L.".i

#: ^'.G. d_' .'..t, Y ^ t ^ +_ c ...'RL #'a: L'.,hv_`,E;

N i`d`.h4't^ . •'h'^ .t, ^, ^ {tea

,.'rSi .^'(etiY4 ^^

.. -,A :l„.c•'..yk?,. 'i

U.S. Large Cap (c ont)92.000 GOGGLE INC 38259P508 53,370 . 12 0.00 52 , 559.27 810.85 0.00 0.00

CLACOM IFT 580 . 110 571.296Ticker: GOOG

16.000 GRAINGER W W INC 384802104 3,051.84 0 . 00 2,743.96 307.88 42.24 1.38Ticker: GWW IND 190 . 740 171.498

231.000 HALLIBURTON CO 406216101 8,496 . 18 0.00 8 , 969.38 -473.20 83.16 0.97Ticker: HAL ENR 36.780 38.828

64.000 HEINZ H J CO 423074103 3,318.40 0 . 00 3,202.40 116.00 122.88 3.70Ticker: HNZ CNS 51 . 850 50.038

167.000 HESS CORP 42809H107 9,402 . 10 0.00 9 , 113.19 288.91 66.80 0.71Ticker: HES ENR 56 .300 54.570

228.000 HEWLETT PACKARD CO 428236103 6,379 .44 0.00 6 , 131.38 248.06 109.44 1.71Ticker : HPQ IFT 27.980 26.892

173.000 HUMANA INC 444859102 15,400.46 0.00 14,125.40 1,275.06 173.00 1.12Ticker: HUM HEA 89 . 020 81.650

109.000 INTERNATIONAL BUSINESS MACHS 459200101 20 , 993.40 0 . 00 19,384.56 1,608 . 84 327.00 1.55Ticker: IBM AFT 192 . 600 177.840

95.000 INTUIT 461202103 5 , 361.80 0 . 00 4,698 . 83 662 . 97 57.00 1.06Ticker: INTU AFT 56 . 440 49.461

7.000 INTUITIVE SURGICAL INC 4612OE602 3,219.37 0.00 2,904 . 77 314.60 0.00 0.00Ticker: ISRG HEA 459.910 414.967

829.000 J P MORGAN CHASE & CO 46625H100 30,921.70 0.00 27,924.71 2,996.99 829.00 2.68Ticker: JPM FIN 37 . 300 33.685

525.000 JOHNSON & JOHNSON 478160104 34,602.75 0.00 33,04489 1 , 557.86 1,197.00 3.45Ticker : JNJ HEA 65.910 62.943

180.000 JOHNSON CTLS INC 478366107 5,718.60 0 . 00 6,287 . 99 -569.39 129 . 60 2.26Ticker: JCI CND 31 . 770 34.933

2,788 . 000 JUNIPER NETWORKS INC 482038104 58,352 . 84 0.00 57,421.18 931 . 66 0.00 0.00Ticker: JNPR IFT 20 . 930 20.596

240.000 KOHLS CORP 500255104 11,037.60 0 . 00 12,517 . 25 -1,479 . 65 240.00 2.17Ticker: KSS CND 45.990 52.155

Page 12 of 216

Settlement Date


Portfolio Detail

Account : RAY & PAULINE SULLIVAN FDN-COMB Nov. 01, 2011 through Jan. 31, 2012

CUSP Market Value(1)/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/


a•w tea. CIE R1111 Ili'.", -3

U.S. Large Cap (c ont)317.000 KRAFT FOODS INC 50075N104 12,141.10 0 . 00 10,898 . 46 1,242.64 367 . 72 3.02

CLACOM CNS 38.300 34.380Ticker: KFT

1,362.000 LAS VEGAS SANDS CORP 517834107 66,887.82 0.00 58,258.33 8,629.49 0.00 0.00Ticker : LVS CND 49 . 110 42.774

1,150.000 LAUDER ESTEE COS INC 518439104 66,619 . 50 0.00 61 , 582.77 5,036.73 603.75 0.90CL A CNS 57 . 930 53.550Ticker: EL

132.000 LIMITED BRANDS INC 532716107 5 , 525.52 0 . 00 5,168 . 79 356.73 132.00 2.38Ticker: LTD CND 41 . 860 39.158

50.000 LOEWS CORP 540424108 1,865.50 0 . 00 1,813 . 00 52.50 12.50 0.67Ticker: L FIN 37 . 310 36.260

18.000 LORILLARD INC 544147101 1,933.02 0 . 00 1,941 . 95 -8.93 93.60 4.84Ticker: LO CNS 107.390 107.886

288.000 MACYS INC 55616P104 9,702 . 72 0.00 8 , 846.74 855.98 230 .40 2.37Ticker : M CND 33 . 690 30.718

126.000 MARSH & MCLENNAN COS INC 571748102 3,980 . 34 27 . 72 3,554.46 425 . 88 110.88 2.78Ticker : MMC FIN 31 . 590 28.210

99.000 MCGRAW HILL COS INC 580645109 4,554 . 00 0.00 4,145.13 408.87 100.98 2.21Ticker : MHP CND 46.000 41.870

703.000 MCKESSON CORP 581556103 57,449 . 16 0.00 54 ,082.78 3 , 366.38 562 . 40 0.97Ticker: MCK HEA 81 . 720 76.931

56.000 MEAD JOHNSON NUTRITION CO 582839106 4,149.04 0.00 4,222.01 -72.97 58.24 1.40Ticker : MJN CNS 74.090 75.393

50.000 MEDCO HLTH SOLUTIONS INC 58405U102 3,101.00 0 . 00 2,686.04 414.96 0.00 0.00Ticker: MHS HEA 62 . 020 53.721

469.000 MERCK & CO INC 58933Y105 17,948.63 0.00 16,267.27 1 , 681.36 787.92 4.39NEW COM HEA 38 . 270 34.685Ticker: MRK

534.000 METLIFE INC 59156R108 18,866.22 0.00 14 , 850.54 4, 015.68 395.16 2.09Ticker: MET FIN 35 . 330 27.810

861.000 MICROSOFTCORP 594918104 25,425.33 0.00 21,752.76 3,672 . 57 688.80 2.70Ticker : MSFT IFT 29.530 25.265

Page 13 of 216

Settlement Date


Portfolio Detail

Account : RAY & PAULINE SULLIVAN FDN-COMB Nov. 01, 2011 through Jan 31, 2012



I NOW 777,777 7777- A

U.S. Large Cap (cont)48.000 NOBLE ENERGY INC 655044105 4,832 . 16 0.00 4 , 201.92 630.24 42.24 0.87

Ticker : NBL ENR 100 . 670 87.540

274.000 OCCIDENTAL PETE CORP DEL 674599105 27,336.98 0.00 23 ,877.49 3,459.49 504 . 16 1.84Ticker: OXY ENR 99.770 87.144

73.000 OMNICOM GROUP INC 681919106 3,329.53 0.00 2,943.36 386 . 17 73.00 2.19Ticker : O M C CND 45.610 40.320

832.000 ORACLE CORP 68389X105 23,470 . 72 49 . 92 25,440.08 -1,969.36 199.68 0.85Ticker : ORCL IFT 28.210 30.577

128.000 PEPSICO INC 713448108 8,405.76 0 . 00 8,021.76 384.00 263.68 3.13Ticker: PEP CNS 65 .670 62.670

1,606.000 PFIZER INC 717081103 34,368.40 0.00 29 , 791.30 4,577.10 1,413.28 4.11Ticker: PFE HEA 21 . 400 18.550

379.000 PG &E CORP 69331C108 15,410.14 0 . 00 14,100.86 1,309.28 689.78 4.47Ticker: PCG UTL 40 . 660 37.205

218.000 PNC FINL SVCS GROUP INC 693475105 12,844.56 76 . 30 10,701 . 08 2,143.48 305 . 20 2.37Ticker: PNC FIN 58.920 49.088

481.000 PPLCORP 69351T106 13,366.99 0.00 13,766.22 -399.23 673.40 5.03Ticker: PPL UTL 27 .790 28.620

321.000 PRECISION CASTPARTS CORP 740189105 52,541 . 28 0.00 49,048.00 3,493.28 38.52 0.07Ticker: PCP IND 163 . 680 152.798

158.000 PRICELINE COM INC 741503403 83,659 . 42 0.00 73,836.28 9 , 823.14 0.00 0.00COM NEW CND 529.490 467.318Ticker: PCLN

234.000 PRUDENTIALFINLINC 744320102 13,394 . 16 0.00 10,494.90 2, 899.26 339.30 2.53Ticker : PRU FIN 57 . 240 44.850

465.000 PUBLIC SVC ENTERPRISE GROUP 744573106 14,108.10 0.00 15,320.00 -1,211.90 637.05 4.51Ticker: PEG UTL 30 . 340 32.946

938.000 QUALCOMM INC 747525103 55,173.16 0.00 49 , 200.66 5,972.50 806.68 1.46Ticker: QCOM IFT 58 . 820 52.453

25.000 RALPH LAUREN CORP 751212101 3 , 800.00 0.00 3,634 . 02 165.98 20 . 00 0.52CLACOM CND 152.000 145.361Ticker: RL

Page 14 of 216

Settlement Date


Portfolio Detail



Units Description Sector (2) Market Price Income Average Unit Cost Ga in/Loss Annual In come YTM

U.S. Large Cap (c ont)

52.000 RANGE RES CORP 75281A109 2,991.04 0.00 3,388 . 71 -397.67 8.32 0.27Ticker: RRC ENR 57 . 520 65.168

435.000 REYNOLDS AMERN INC 761713106 17,065 . 05 0.00 17,441.90 -376.85 974.40 5.71Ticker: RAI CNS 39.230 40.096

580.000 SALESFORCE COM INC 79466L302 67,744.00 0.00 62,002.79 5,741.21 0.00 0.00Ticker: CRM IFT 116.800 106.901

59.000 SANDISK CORP 80004C101 2,706 .92 0.00 2 , 889.58 -182.66 0.00 0.00Ticker : SNDK AFT 45 . 880 48.976

267.000 SEMPRA ENERGY 816851109 15,192.30 0.00 13,654.87 1,537.43 512.64 3.37Ticker : SRE UTL 56.900 51.142

97.000 SOUTHWESTERN ENERGY CO 845467109 3,020.58 0.00 3,511.16 -490.58 0 00 0.00Ticker: SWN ENR 31 . 140 36.198

16,446 . 000 SPDR S&P 500 ETFTR 78462F103 2,159,688.72 0.00 2, 029,463.52 130,225.20 42,364.90 1.96UNIT SER 1 OEQ 131.320 123.402Ticker: SPY

38.000 STANLEY BLACK & DECKER INC 854502101 2,666.84 0.00 2,315.34 351.50 62.32 2.33Ticker : SWK CND 70.180 60.930

145.000 STATE STR CORP 857477103 5,681.10 0 . 00 6,257.88 -576 . 78 104.40 1.83Ticker : STT FIN 39 . 180 43.158

112.000 TARGETCORP 87612E106 5,690.72 0.00 5,747.84 -57.12 134.40 2.36Ticker: TGT CND 50.810 51.320

145.000 THERMO FISHER SCIENTIFIC CORP 883556102 7,670 . 50 0.00 7,265.36 405 . 14 0.00 0.00Ticker: TMO HEA 52.900 50.106

311.000 TIME WARNER INC 887317303 11,525.66 0 . 00 10,088.84 1,436.82 292 . 34 2.53NEW COM CND 37.060 32.440Ticker: TWX

450.000 TJX COS INC NEW 872540109 30,663 . 00 0.00 26,501.68 4,161.32 342 . 00 1.11Ticker : TJX CND 68.140 58.893

287.000 TRAVELERS COS INC 89417E109 16,732 . 10 0.00 15,466.29 1 , 265.81 470.68 2.81Ticker : TRV FIN 58.300 53.890

223.000 UNION PAC CORP 907818108 25,491 . 13 0.00 21 , 240.75 4,250.38 535.20 2.10Ticker : UNP IND 114 . 310 95.250

Page 15 of 216

Settlement Date


Portfolio Detail


CUSIP Market Value (1)/ Accrued Tax Cost/ Unrealized Estimated Cur Y1d/

Units Description Sector (2) Market Price Income Average Unit Cost Gain/Loss Annual Inc ome YTMx

77

U.S. Large Cap (c ont)296.000 UNITED TECHNOLOGIES CORP 913017109 23,191.60 0.00 21,601.16 1,590.44 568.32 2.45

Ticker: UTX IND 78.350 72.977

567.000 UNITEDHEALTH GROUP INC 91324P102 29,364.93 0.00 24,845.94 4,518.99 368.55 1.25Ticker: UNH HEA 51.790 43.820

375.000 US BANCORP DEL 902973304 10,582.50 0.00 9,025.61 1,556.89 187.50 1.77COM NEW FIN 28.220 24.068Ticker: USB

14.000 V F CORP 918204108 1,840.86 0.00 1,788.64 52.22 40.32 2.19Ticker: VFC CND 131.490 127.760

353.000 VERIZON COMMUNICATIONS INC 92343V104 13,293.98 176.50 12,513.57 780.41 706.00 5.31Ticker: VZ TEL 37.660 35.449

484.000 VISA INC 928260839 48,709.76 0.00 44,153.87 4,555.89 425.92 0.87CLACOM FIN 100.640 91.227Ticker: V

102.000 WAL-MART STORES INC 931142103 6,258.72 0.00 5,814.00 444.72 148.92 2.37Ticker: WMT CNS 61.360 57.000

1,207.000 WELLS FARGO & CO 949746101 35,256.47 0.00 28,376.57 6,879.90 579.36 1.64NEWCOM FIN 29.210 23.510Ticker: WFC

62.000 WHOLE FOODS MKT INC 966837106 4,589.86 0.00 3,942.73 647.13 34.72 0.75Ticker: WFM CNS 74.030 63.592

36.000 WYNN RESORTS LTD 983134107 4,148.28 0.00 3,969.58 178.70 72.00 1.73Ticker: WYNN CND 115.230 110.266

440.000 XEROX CORP 984121103 3,410.00 0.00 3,326.40 83.60 74.80 2.19Ticker: XRX IFT 7.7 50 7.560

Total U.S. Large Cap $4,624,431.26 $1,121.93 $4,273,218.68 $351,212.58 $73,908.76 1.59%

U.S. Mid Cap157.000 AES CORP 00130H105 $2,003.32 $0.00 $1 ,789.17 $214 .15 $0.00 0.00%

Ticker: AES UTL 12. 760 11.396

86.000 AFFILIATED MANAGERS GROUP 008252108 8,643.86 0.00 7,149.25 1 ,494.61 0.00 0.00Ticker: AMG FIN 100. 510 83.131

Page 16 of 216

Settlement Date


Portfolio Detail


CUSIP Market Value(!)/ Accrued Tax Cosd Unrealized Estimated Cur Yld/


U.S. Mid Cap (cont)28 000 AGCO CORP 001084102 1,426.04 0.00 1,171.80 254.24 0.00 0.00

Ticker : AGCO IND 50 . 930 41.850

32.000 ALBEMARLE CORP 012653101 2,057 .92 0.00 1,527.68 530 . 24 22.40 1.08Ticker : ALB MAT 64 . 310 47.740

11.000 ALLEGHANY CORP DEL 017175100 3,182.85 0 . 00 3,110.69 72.16 0.00 0.00Ticker : Y IND 289 . 350 282.790

68.000 ALLIANTCORP 018802108 2,882 . 52 30 . 60 2,739.04 143.48 122 . 40 4.24Ticker : LNT UTL 42.390 40.280

189.000 ALPHA NAT RES INC 02076X102 3,802.68 0.00 3 , 770.97 31 . 71 0.00 0.00Ticker : ANR MAT 20 . 120 19.952

80.000 AMDOCS LTD G02602103 2,355 . 20 0.00 2,213.60 141 . 60 0.00 0.00GUERNSEY AFT 29 . 440 27.670Ticker: DOX

65.000 AMEREN CORP 023608102 2,056.60 0.00 2,046.20 10.40 104.00 5.05Ticker : AEE UTL 31 . 640 31.480

120.000 AMERIPRISE FINL INC 03076C106 6,426 . 00 0.00 6,181.06 244 . 94 134.40 2.09Ticker: AMP FIN 53 . 550 51.509

262000 AMERISOURCEBERGEN CORP 03073E105 10,210.14 0 . 00 9,504.58 705 . 56 136.24 1.33Ticker : ABC HEA 38 . 970 36.277

140.000 AMETEK INC NEW 031100100 6,580.00 0.00 5,423.25 1,156.75 33.60 0.51Ticker : AME IND 47 .000 38.738

166.000 ANALOG DEVICES INC 032654105 6,495 . 58 0.00 5 , 388.26 1 , 107.32 166.00 2.55Ticker : ADI IFT 39 . 130 32.459

38.000 ARROW ELECTRS INC 042735100 1,569.02 0.00 1,260.08 308.94 0.00 0.00Ticker : ARW IFT 41.290 33.160

51.000 ASHLAND INC 044209104 3,216.06 0.00 2,512 . 77 703.29 35.70 1.11NEW COM MAT 63.060 49.270Ticker: ASH

86.000 AUTODESK INC 052769106 3,096 .00 0.00 3,150.04 -54.04 0.00 0.00Ticker : ADSK IFT 36.000 36.628

79.000 AVNET INC 053807103 2,754.73 0.00 2,138.53 616.20 0.00 0.00Ticker : AVT IFT 34. 870 27.070

Page 17 of 216

Settlement Date

'Bankof AmericaMerrill Lynch

Portfolio Detail


CUSIP Market Value ( 1J/ Accrued Tax Cost/ Unrealized Estimated CurYld/

Units Description Sector (2) Market Price Income Average Unit Cost Gam/Loss Annual Income YTM1W,W 7,Jim 7=11p^ ii

Mumma11 11

1MW Zia!

1 1011CHINW MM

U.S. Mid Cap (cont)600.000 BAIDU INC 056752108 76,512.00 0.00 71,711.10 4,800.90 0.00 0.00

SPONSORED ADR REPSTG ORD SHS AFT 127.520 119.519CAYMAN ISLANDSTicker: BIDU

89.000 BALLCORP 058498106 3,494.14 0.00 3,003.15 490.99 35.60 1.01Ticker: BLL MAT 39 . 260 33.743

140.000 BANKUNITED INC 06652K103 3,207 . 40 0.00 2,898.73 308.67 78.40 2.44Ticker: BKU FIN 22.910 20.705

25.000 BARD C R INC 067383109 2,313.00 4.75 2,108.37 204.63 19.00 0.82Ticker: BCR HEA 92.520 84.335

30.000 BERKLEY W R CORP 084423102 1,028.10 0.00 986.70 41.40 9.60 0.93Ticker : WRB FIN 34.270 32.890

44.000 BORG WARNER INC 099724106 3,283 . 72 0.00 2 , 765.21 518.51 21.12 0.64Ticker : BWA CND 74 . 630 62.846

183.000 CBRE GROUP INC 12504L109 3,531.90 0.00 2,658.53 873.37 0.00 0.00CLA COM FIN 19.300 14.527Ticker: CBG

276.000 CELANESE CORP DEL 150870103 13,443.96 16.56 11,399.02 2,044.94 66.24 0.49SER A COM MAT 48.710 41.301Ticker: CE

47.000 CERNER CORP 156782104 2,861.83 0 . 00 2,687.34 174.49 0.00 0.00Ticker: CERN HEA 60.890 57.177

45 000 CF INDS HLDGS INC 125269100 7,982 . 10 0.00 6,579.67 1,402.43 72.00 0.90Ticker: CF MAT 177 .380 146.215

140.000 CHIPOTLE MEXICAN GRILLINC 169656105 51 , 420.60 0 . 00 42 , 625.75 8 , 794.85 0.00 0.00CLA COM CND 367.290 304.470Ticker: CMG

46.000 CLIFFS NAT RES INC 18683K101 3 , 323.50 0.00 2,784.27 539.23 51.52 1.55Ticker: CLF MAT 72.250 60.528

227.000 COCA-COLA ENTERPRISES INC 19122T109 6,081.33 0 . 00 5,569.11 512.22 118.04 1.94NEWCOM CNS 26.790 24.534Ticker: CCE

Page 18 of 216

Settlement Date


Portfolio Detail




'n_ Y

U.S. Mid Cap (cont)74.000 COMERICA INC 200340107 2,047.58 0.00 1 , 740.48 307.10 29.60 1.44

Ticker : CMA FIN 27 . 670 23.520

91.000 COMPLETE PRODTN SVCS INC 20453E109 3,066 . 70 0.00 2,781.64 285.06 0.00 0.00Ticker : CPX ENR 33 . 700 30.567

85.000 CONCHO RES INC 20605P101 9,066 . 10 0.00 7,693.14 1 , 372.96 0.00 0.00Ticker: CXO ENR 106 . 660 90.508

67.000 CONSOLENERGYINC 20854P109 2,394.58 0.00 2,393.74 0.84 33 . 50 1.39Ticker : CNX ENR 35 . 740 35.727

95.000 COVANCE INC 222816100 4,161.95 0 . 00 4,194 . 96 -33 . 01 0.00 0.00Ticker : CVD HEA 43.810 44.157

229.000 CROWN HLDGS INC 228368106 8,260 . 03 0.00 6,984.54 1,275.49 0.00 0.00Ticker : CCK MAT 36.070 30.500

247.000 D R H O RTO N I N C 23331A109 3,438 . 24 0.00 3,126.82 311.42 37.05 1.07Ticker : DHI CND 13.920 12.659

117.000 DAVITA INC 23918K108 9,571.77 0.00 8,434.58 1,137 . 19 0.00 0.00Ticker : OVA HEA 81 . 810 72.090

176.000 DENBURY RES INC 247916208 3,319.36 0 . 00 2,558.23 761.13 0.00 0.00COM NEW ENR 18.860 14.535Ticker: DNR

83.000 DICKS SPORTING GOODS INC 253393102 3,420 . 43 0.00 3,209.25 211.18 41.50 1.21Ticker : DKS CND 41.210 38.666

122.000 DISH NETWORK CORP 2547OM109 3,406 . 24 0.00 2 , 909.40 496.84 244.00 7.16COM CLA CND 27.920 23.848Ticker: DISH

30.000 DR PEPPER SNAPPLE INC 26138E109 1 , 164.60 0.00 1,045.50 119.10 38.40 3.29Ticker : DPS CNS 38.820 34.850

164.000 EAST WEST BANCORP INC 275798104 3,601.44 0.00 2,964.12 637.32 65.60 1.82Ticker : EWBC FIN 21 . 960 18.074

70.000 EDWARDS LIFESCIENCES CORP 28176E108 5,786 . 90 0.00 4,362.14 1,424.76 0.00 0.00Ticker : EW HEA 82 . 670 62.316

664.000 ELECTRONIC ARTS INC 285512109 12,333.80 0.00 13 , 897.26 -1,563.46 0.00 0.00Ticker : EA IFT 18.575 20.930

Page 19 of 216

Settlement Date

BankofAmerica''Merrill Lynch

Portfolio Detail

Account: RAY & PAULINE SULLIVAN FDN-COMB Nov 01, 2011 through Jan. 31, 2012

CUSIP Market Value ( 1)/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/


C a A o. .S2r> .tai R;,^^

U.S. Mid Cap (cont)111.000 EQUIFAX INC 294429105 4,325.67 0.00 3,757.35 568.32 71.04 1.64

Ticker : EFX IND 38.970 33.850

66.000 EXPEDIA INC DEL 30212P303 2,136.42 0 . 00 1,681.64 454 . 78 36 . 96 1.73NEW COM CND 32.370 25.479Ticker: EXPE

1,239.000 EXPEDITORS INTLWASHINGTON INC 302130109 55,321.35 0.00 49 , 913.62 5,407.73 619.50 1.12Ticker: EXPD IND 44.650 40.285

53.000 FISERV INC 337738108 3,333.17 0.00 2,886.25 446.92 0.00 0.00Ticker: FISV IFT 62.890 54.458

19.000 FLOWSERVE CORP 34354P105 2,093.23 0.00 1 , 736.60 356.63 24.32 1.16Ticker: FLS IND 110 . 170 91.400

147.000 FORTINETINC 34959E109 3,353.07 0.00 3 , 006.20 346.87 0.00 0.00Ticker: FTNT IFT 22. 810 20.450

40.000 FOSSILINC 349882100 3,802.00 0.00 3 , 254.09 547.91 0.00 0.00Ticker : FOSL CND 95.050 81.352

759.000 F5 NETWORKS INC 315616102 90,882.66 0.00 74 ,885.19 15,997.47 0.00 0.00Ticker: FFIV IFT 119 .740 98.663

181.000 GENTEX CORP 371901109 4,863 . 47 0.00 4,812.34 51.13 86.88 1.78Ticker: GNTX CND 26.870 26.588

88.000 GREAT PLAINS ENERGY INC 391164100 1,814.56 0.00 1,749.44 65.12 74.80 4.12Ticker: GXP UTL 20 .620 19.880

1,314.000 GREEN MOUNTAIN COFFEE ROASTERS 393122106 70 , 088.76 0 . 00 66,697.81 3,390.95 0.00 0 00INC COM CNS 53.340 50.759Ticker: GMCR

.63.000 GUESS INC 401617105 1,890.00 0 . 00 1,671.39 218 . 61 50.40 2.66Ticker : GES CND 30 . 000 26.530

41.000 HARRIS CORP DEL 413875105 1,681.00 0.00 1,387 . 03 293.97 45.92 2.73Ticker: HRS AFT 41.000 33.830

145.000 HERBALIFE LTD 644126101 8,392 . 60 0.00 7 , 661.53 731.07 105.13 1.25CAYMAN ISLANDS CNS 57 . 880 52.838Ticker: HLF

94.000 HOLLYFRONTIER CORP 436106108 2,757.96 0.00 2,165.53 592.43 37.60 1.36Ticker: HFC ENR 29 . 340 23.038

Page 20 of 216

Settlement Date


Portfolio Detail


CUSIP Market Value (1J/ Accrued Tax Cost/ Unrealized Estimated CurYld/


1"j,00 $71

U.S. Mid Cap (cont)187 000 HOLOGIC INC 436440101 3,812.93 0.00 3,051.10 761.83 0.00 0.00

Ticker: HOLX HEA 20.390 16.316

85.000 HUNTJ B TRANS SVCS INC 445658107 4,340.95 0.00 3,794.00 546.95 44.20 1.01Ticker: JBHT IND 51.070 44.635

247.000 HUNTINGTON BANCSHARES INC 446150104 1,412.84 0.00 1,160.90 251.94 39.52 2.79Ticker: HBAN FIN 5.720 4.700

49.000 IHS INC 451734107 4,384.52 0.00 4,116.37 268.15 0.00 0.00CL A COM IFT 89.480 84.008Ticker: IHS

40.000 I LLU M I NA I N C 452327109 2,074.40 0.00 2,105.18 -30.78 0.00 0 00Ticker: I LM N H EA 51.860 52.630

83.000 INFORMATICA CORP 456666102 3,510.90 0.00 3,239.64 271.26 0.00 0.00Ticker: I N FA IFT 42.300 39.032

130.000 INGRAM MICRO INC 457153104 2,467.40 0.00 2,259.40 208.00 0.00 0.00CL A IFT 18.980 17.380Ticker: IM

490.000 INTERCONTINENTAL EXCHANGE INC 45865V100 56,095.20 0.00 56,185.56 -90.36 0.00 0.00Ticker: ICE FIN 114.480 114.664

61.000 ITC HLDGS CORP 465685105 4,496.31 0.00 4,320.36 175 .95 86 .01 1.91Ticker: ITC UTL 73.710 70.826

50.000 JONES LANG LASALLE INC 4802011107 3,938.00 0.00 2,884.38 1,053.62 15.00 0.38Ticker: JLL FIN 78.760 57.688

97.000 JOY GLOBAL INC 481165108 8,796.93 0.00 7,721.75 1,075.18 67.90 0.77Ticker: JOY IND 90.690 79.606

89.000 KANSAS CITY SOUTHERN 485170302 6,108.96 0 .00 5,679.76 429.20 28.48 0.46NEWCOM IND 68.640 63.818Ticker: KSU

115.000 KENNAMETAL INC 489170100 4,957.65 0.00 3,960.60 997.05 64.40 1.29Ticker: KMT IND 43.110 34.440

1,153.000 KEYCORP NEW 493267108 8,958.81 0.00 7,689.01 1 ,269.80 138.36 1.54Ticker: KEY FIN 7.770 6.669

99.000 KLA-TENCOR CORP 482480100 5,059.89 0.00 4,862.39 197.50 138.60 2.73Ticker: KLAC IFT 51.110 49.115

Page 21 of 216

Settlement Date


Portfolio Detail


CUSIP Market Value (1Y Accrued Tax Cost/ Unrealized Estimated Cur Yld/

Units Description Sector (2) Market Price Income Average Unit Cost Gain/Loss Annual Income YTM(G^ p^{^^,,'^YI! .rp<,., - -.- v' ,x11- '1<a

JC IgigR71'Il [^.: ."w',`^':w' ^-^ r°'^c,y^gN^'&'k,::- •:i

„ ."-Y^ -7'••.^e +, 5

... R.

U.S. Mid Cap (cont)69.000 LABORATORY CORP AMER HLDGS 50540R409 6,305 . 91 0.00 5 , 598.49 707 . 42 0.00 0.00

NEWCOM HEA 91.390 81.138Ticker: LH

213.000 LEAR CORP 521865204 8,924 . 70 0.00 8 , 515.43 409 .27 106 .50 1.19NEWCOM CND 41.900 39.979Ticker: LEA

135.000 LINEAR TECHNOLOGY CORP 535678106 4,499. 55 0.00 3,884.97 614.58 135.00 3.00Ticker: LLTC IFT 33.330 28.778

1,321.000 LULULEMON ATHLETICA INC 550021109 83,394 . 73 0.00 62,593.81 20 , 800.92 0.00 0.00Ticker: LULU CND 63.130 47.384

23.000 M &T BK CORP 55261F104 1,834.02 0.00 1,56699 267.03 64.40 3.51Ticker: MTB FIN 79.740 68.130

83.000 MANPOWER INC 56418H100 3,329 .13 0.00 2 , 782.99 546 .14 66.40 1.99Ticker: MAN IND 40. 110 33.530

53.000 MATTELINC 577081102 1,643.00 0 . 00 1,459.62 183 . 38 48 .76 2.96Ticker: MAT CND 31.000 27.540

102.000 MICROCHIP TECHNOLOGY INC 595017104 3 , 763.80 0 . 00 3,331 .07 432.73 141.98 3.77Ticker: MCHP IFT 36 .900 32.658

26.000 MOHAWK INDS INC 608190104 1,590.16 0 . 00 1,288 . 56 301.60 0.00 0.00Ticker: MHK CND 61 .160 49.560

42.000 MONSTER BEVERAGE CORP 611740101 4,389.42 0.00 3 ,639.45 749. 97 0.00 0.00Ticker: MNST CNS 104.510 86.654

270.000 MOODYS CORP 615369105 10,052 . 10 0.00 8 ,637.45 1,414.65 172 .80 1.71Ticker: MCO FIN 37. 230 31.991

104.000 NAVISTAR INTL CORP NEW 63934E108 4,502. 16 0.00 3,611.27 890.89 0.00 0 00Ticker: NAV IND 43.290 34.724

119.000 NEW ORIENTAL ED & TECHNOLOGY 647581107 2, 834.58 0 . 00 2,818 . 98 15 60 0 . 00 0.00GROUP INC SPONSORED ADR REPSTG CND 23. 820 23.689COM CAYMAN ISLANDSTicker: EDU

117.000 NORDSTROM INC 655664100 5,777. 46 0.00 5,259.04 518 .42 107.64 1.86Ticker: JWN CND 49 .380 44.949

Page 22 of 216

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Portfolio Detail


CUSIP Market Value (1 J/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/


t ' , z mss

177"'71 7, 1

^y , . ,

U.S. Mid Cap (cont)182.000 NV ENERGY INC 67073Y106 2,948.40 0.00 2,615.34 333.06 94.64 3.21

Ticker: NVE UTL 16.200 14.37057.000 0 REILLY AUTOMOTIVE INC 67103H107 4,646.07 0.00 4,237.24 408.83 0.00 0.00

NEWCOM CND 81.510 74.338Ticker: ORLY

47.000 OIL STS INTL I N C 678026105 3,745.43 0.00 3,034.21 711.22 0.00 0.00Ticker: OIS ENR 79.690 64.558

102.000 OMNICARE INC 681904108 3,348.66 0.00 2,994.22 354.44 16.32 0.48Ticker: OCR HEA 32.830 29.355

647.000 ON SEMICONDUCTOR CORP 682189105 5,628.90 0.00 4,765.16 863.74 0.00 0.00Ticker: ONNN IFT 8.700 7.365

58.000 PALLCORP 696429307 3,461.44 0.00 2,930.60 530.84 48.72 1.40Ticker: PLL IND 59.680 50.528

51.000 PANERA BREAD CO 69840W108 7,560.75 0.00 6,815.00 745.75 0.00 0.00CL A CND 148.250 133.627Ticker: PNRA

159.000 PATTERSON-UTI ENERGY INC 703481101 3,000.33 0.00 3,049.81 -49.48 31.80 1.06Ticker: PTEN ENR 18.870 19.181

370.000 PEABODY ENERGY CORP 704549104 12,613.30 0.00 12,199.64 413.66 125.80 0.99Ticker: BTU MAT 34.090 32.972

59.000 POLARIS INDS INC 731068102 3,799.60 0.00 3,366.39 433.21 53.10 1.39Ticker: P11 CND 64.400 57.057

28.000 QUEST DIAGNOSTICS INC 74834L100 1,626.24 0.00 1,547.28 78.96 19.04 1.17Ticker: DGX HEA 58.080 55.260

78.000 RACKSPACE HOSTING INC 750086100 3,385.98 0.00 3,111.23 274.75 0.00 0.00Ticker: RAX IFf 43.410 39.888

142.000 RAYMOND JAMES FINL INC 754730109 4,970.00 0.00 3,754.48 1,215.52 73.84 1.48Ticker: RJF FIN 35.000 26.440

61.000 RED HAT INC 756577102 2,828.57 0.00 2,794.26 34.31 0.00 0.00Ticker: RHT IFT 46.370 45.808

45.000 REINSURANCE GROUP AMER INC 759351604 2,452.05 0.00 2,212.65 239.40 32.40 1.32Ticker: RGA FIN 54.490 49.170

Page 23 of 216

Settlement Date

4BankofAmericaMerrill Lynch

Portfolio Detail


CUSIP Market Value ( 1)/ Accrued Tax Cost/ Unrealized Estimated Cur YId/


^°I^' Ql'fAW 'S`, , ,;h. - - - ` t'-`zak° •af' s:r E;,' .:s.*y" 'rt-., ^. ,3'r:.i<;,,*'14*

_ y

U.S. Mid Cap (co nt)38.000 RELIANCE STEEL & ALUMINUM CO 759509102 2,021.60 0.00 1,613.48 408.12 18.24 0.90

Ticker : RS MAT 53.200 42.460

123.000 ROBERT HALF INTL INC 770323103 3,405.87 0.00 2 , 998.74 407.13 68.88 2.02Ticker : RHI IND 27 . 690 24.380

101.000 ROCK-TENN CO 772739207 6,247.86 0.00 5,862.63 385.23 80 . 80 1.29C L A MAT 61.860 58.046Ticker: RKT

59.000 ROCKWELL AUTOMATION INC 773903109 4,594 . 33 0.00 3,988.84 605.49 100 . 30 2.18Ticker: ROK IND 77 . 870 67.607

83.000 ROSETTA RES INC 777779307 3,983 . 17 0.00 3,875.27 107 . 90 0.00 0.00Ticker : ROSE ENR 47.990 46.690

178.000 ROVI CORP 779376102 5,712.02 0.00 4,770 . 76 941 . 26 0.00 0.00Ticker: ROVI IFT 32.090 26.802

55 000 ROYAL GOLD INC 780287108 4,186.60 0 . 00 3,905.64 280 . 96 33 . 00 0.78Ticker: RGLD MAT 76 . 120 71.012

89.000 SEI INVESTMENTS CO 784117103 1,634.93 0.00 1,358 . 14 276.79 26.70 1.63Ticker: SEIC FIN 18 . 370 15.260

57.000 SIGNATURE BK NEW YORK N Y 826696104 3,314.55 0.00 2,969 . 56 344 . 99 0.00 0.00Ticker : SBNY FIN 58.150 52.098

277.000 SLM CORP 78442P106 4,141.15 0.00 3,396.02 745.13 138.50 3.34Ticker : SLM FIN 14 . 950 12.260

66.000 SM ENERGY CO 78454L100 4,790.28 0.00 4,744.74 45 . 54 6.60 0.13Ticker: SM ENR 72.580 71.890

67.000 SOLERA HLDGS INC 83421A104 3,200.59 0.00 3,103.94 96 . 65 26.80 0.83Ticker : SLH IFT 47 . 770 46.327

122.000 STARWOOD HOTELS & RESORTS 85590A401 6,617.28 0.00 5,336.88 1,280 . 40 61.00 0.92WORLDWIDE INC COM CND 54.240 43.745Ticker: HOT

74.000 STERICYCLE INC 858912108 6,217.48 0.00 5,687.00 530.48 0.00 0.00Ticker : SRCL IND 84.020 76.851

81.000 SUNTRUSTBKS INC 867914103 1,666.17 0.00 1,364 . 85 301.32 16.20 0.97Ticker: STI FIN 20 . 570 16.850

Page 24 of 216

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Portfolio Detail




1

U.S. Mid Cap (cont)222.000 TO AMERITRADE HLDG CORP 87236Y108 3,576.42 13.32 3,427.68 148.74 53 .28 1.49

Ticker: AMTD FIN 16.110 15.440

108 000 TEMPUR-PEDIC INTL INC 88023U101 7,204.68 0.00 5,973 .21 1,231.47 34 .56 0.48Ticker: TPX CND 66. 710 55.308

76.000 TERADATA CORP 88076W103 4,070. 56 0.00 3,796.77 273 .79 0.00 0.00DELAWARE COM IFT 53. 560 49.958Ticker: TDC

87.000 THOMAS & BETTS CORP 884315102 6 , 210.93 0 .00 4,276 .05 1,934.88 0.00 0.00Ticker: TNB IND 71. 390 49.150

177.000 TIBCO SOFTWARE INC 88632Q103 4,614.39 0 .00 4,624 .57 -10.18 0.00 0.00Ticker: TIBX IFT 26. 070 26.128

61.000 TIDEWATER INC 886423102 3,284 .85 0.00 2,821.71 463. 14 61.00 1.85Ticker: TOW ENR 53. 850 46.258

58.000 TOWERS WATSON & CO 891894107 3,468.40 0.00 3,515 .96 -47. 56 23.20 0.66CLACOM IND 59.800 60.620Ticker: TW

37.000 TRACTOR SUPPLY CO 892356106 2,988 . 49 0.00 2 , 991.54 -3 .05 17.76 0.59Ticker: TSCO CND 80.770 80.852

79.000 TRIMBLE NAVIGATION LTD 896239100 3,699 . 57 0.00 3,155.93 543 . 64 0.00 0.00Ticker: TRMB IFT 46 .830 39.948

217.000 TRIPADVISOR INC 896945201 7,141.47 0. 00 5,684.71 1,456. 76 0.00 0.00Ticker: TRIP IFT 32. 910 26.197

56.000 ULTA SALON COSMETICS & FRAGRANCE 90384S303 4,264.40 0.00 3,669.91 594.49 0.00 0.00INC COM CNS 76.150 65.534Ticker: ULTA

20.000 UNDER ARMOUR INC 904311107 1 , 592.40 0.00 1,532 . 48 59.92 0.00 0.00CLA COM CND 79. 620 76.624Ticker: UA

168.000 UNITED CONTL HLDGS INC 910047109 3,880.80 0.00 2,787.60 1 ,093.20 0.00 0.00Ticker: UAL IND 23. 100 16.593

176.000 UNUM GROUP 91529Y106 4,018.08 18 . 48 3,683.68 334 .40 73 .92 1.84Ticker: UNM FIN 22. 830 20.930

Page 25 of 216

Settlement Date


Portfolio Detail




^YJI'LUl/7.J Ui'/ '/.'^VIIIi;x^"',YSY,

r ^^F^$i s« 'S . ^• '^` w'., `^`^

.S°" Jf$^" ^ „„x`K`' Y.,`` Ar'

U.S. Mid Cap (cont)85.000 VARIAN MED SYS INC 92220P105 5,598.95 0.00 4,828.64 770 .31 0.00 0.00

Ticker: VAR HEA 65 .870 56.808

38.000 WATERS CORP 941848103 3,289 . 66 0.00 2,764.79 524.87 0 00 0.00Ticker: WAT HEA 86.570 72.758

143.000 WATSON PHARMACEUTICALS INC 942683103 8,384 . 09 0.00 9 , 097.83 -713.74 0. 00 0.00Ticker: WPI HEA 58 .630 63.621

70.000 WESTAR ENERGY INC 95709T100 1,990.80 0 . 00 1,824 . 20 166.60 89.60 4.50Ticker: WR UTL 28. 440 26.060

84.000 WESTERN DIGITAL CORP 958102105 3 , 053.40 0 .00 2,167. 20 886 . 20 0.00 0.00Ticker: WDC IFT 36. 350 25.800

372.000 WESTERN UNION CO 959802109 7,105.20 0 . 00 6,091.30 1,013.90 119.04 1.67Ticker: WU IFT 19.100 16.374

100.000 WILLIAMS SONOMA INC 969904101 3,586.00 22 . 00 3,507.00 79.00 88 .00 2.45Ticker: WSM CND 35. 860 35.070

107.000 WINDSTREAM CORP 97381W104 1,290.96 0 . 00 1,185 . 31 105.65 107.00 8.28Ticker: WIN TEL 12.065 11.078

78.000 WORLD FUELSVCS CORP 981475106 3,539 . 64 0.00 3,017.63 522.01 11.70 0.33Ticker: INT ENR 45. 380 38.688

41.000 XYLEM INC 98419M100 1,062.31 0 . 00 949 . 15 113.16 16.61 1.56Ticker: XYL IND 25 .910 23.150

Total U.S. Mid Cap $1 ,068,940 .20 $105.71 $944, 213.10 $124 , 727.10 $6,102.76 0.57%

U.S. Small Cap86 000 ATLAS AIR WORLDWIDE HLDGS INC 049164205 $4,096.61 $0.00 $3,061.39 $1,035.22 $0.00 000%

NEW COM IND 47.635 35.598Ticker: AAWW

379.000 BROOKDALE SENIOR LIVING INC 112463104 6,670.40 0.00 5,727.62 942.78 379.00 5.68Ticker: BKD HEA 17.600 15.112

113.000 CURTISSWRIGHTCORP 231561101 4,221.68 0.00 3,443.11 778.57 36.16 0.85Ticker: CW IND 37.360 30.470

70.000 CYTEC INDS INC 232820100 3,490.20 0.00 2,914.10 576.10 35.00 1 00Ticker: CYT MAT 49.860 41.630

Page 26 of 216

Settlement Date


Portfolio Detail

Account: RAY & PAULINE SULLIVAN FDN-COMB Nov. 01, 2011 through Jan 31, 2012

CUSIP Market Value (01 Accrued Tax Cost/ Unrealized Estimated Cur Yld/

Units Description Sector (2) Market Price Income Average Unit Cost Gam/Loss Annual Income YTM777 Pin,

77U.S. Small Cap (c ont)

255 000 DENDREON CORP 24823U107 3,462.90 0.00 2,001.11 1,461.79 0.00 0.00Ticker : DNDN HEA 13.580 7.847

25 000 DEVRY I N C DEL 251893103 944.00 0.00 841 . 25 102.75 7.50 0.79Ticker : DV CND 37 . 760 33.650

102.000 FTI CONSULTING INC 302941109 4,367.64 0.00 4,150.38 217.26 0.00 0.00Ticker: FCN IND 42 . 820 40.690

155.000 GLOBE SPECIALTY METALS INC 37954N206 2,120.40 0 . 00 2,062 . 19 58.21 31.00 1.46Ticker: GSM MAT 13 . 680 13.304

59.000 HANOVER INS GROUP INC 410867105 2, 145.24 0.00 2,053.79 91.45 70.80 3.30Ticker : THG FIN 36.360 34.810

76.000 LINCARE HLDGS INC 532791100 1,952.44 0.00 1,692.52 259.92 60.80 3.11Ticker : LNCR HEA 25 . 690 22.270

44.000 MINERALS TECHNOLOGIES INC 603158106 2,791.80 0.00 2,475 . 03 316.77 8.80 0.31Ticker: MTX MAT 63 . 450 56.251

201.000 MONSTER WORLDWIDE INC 611742107 1,447.20 0 . 00 1,41906 28 . 14 0.00 0.00Ticker : MWW IND 7.200 7.060

71.000 NOVELLUS SYS INC 670008101 3,347 . 65 0.00 2,261.18 1,086.47 0.00 0.00Ticker : NVLS IFT 47. 150 31.848

99 000 PAREXEL INTL CORP 699462107 2,385 . 90 0.00 1,844.37 541.53 0.00 0.00Ticker : PRXL HEA 24 . 100 18.630

581.000 POPULAR INC 733174106 912.17 0 . 00 790.16 122.01 46.48 5 09PUERTO RICO FIN 1.570 1.360Ticker: BPOP

65.000 REGALBELOITCORP 758750103 3,690.05 0.00 3,115.94 574.11 46.80 1.26Ticker: RBC IND 56 . 770 47.938

37.000 SEMGROUP CORP 81663A105 979.39 0.00 1,018.98 -39.59 0.00 0.00C L A EN R 26.470 27.540Ticker: SEMG

10,562 . 329 SMALL CAP CTF 1261291QB 206,099.56 10 . 65 202 , 359.03 3 , 740.53 1,795.60 0.87ORIGINALCOST 31,838 . 96 OEQ 19.513 19.159Ticker: SCEQPT

Page 27 of 216

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Portfolio Detail




U.S. Small Cap (c ont)20,585 .809 SMALL CAP GROWTH CTF 207543877 308,330 .13 56.67 371 ,083.30 -62,753.17 1,646 .86 0.53

ORIGINALCOST 242,190.08 DEC[ 14 . 978 18.026Ticker: FTSC

188.000 SOLUTIA INC 834376501 5,170.00 0 .00 2,704 .85 2,465 . 15 28.20 0.54NEW COM MAT 27.500 14.388Ticker: SOA

154.000 SYMETRAFINLCORP 87151Q106 1,419.88 0 . 00 1,313 . 62 106.26 36 . 96 2.60Ticker: SYA FIN 9. 220 8.530

88.000 WESCO INTL INC 95082P105 5,533 . 44 0.00 4 , 030.40 1,503.04 0.00 0.00Ticker: WCC IND 62. 880 45.800

Total U.S. Small Cap $575,578.68 $67.32 $622,363.38 -$46,784.70 $4,229.96 0.73%

International Developed

136 000 ACCENTURE PLC 61151C101 $7,798.24 $0 . 00 $7,286.88 $511.36 $183 .60 235%CLACOM IFT 57.340 53.580IRELANDTicker: ACN

171.000 ACE LTD 1-1002313105 11,901.60 0.00 11,089 .16 812.44 321.48 2.70SWITZERLAND FIN 69 . 600 64.849Ticker: ACE

183.000 AVAGO TECHNOLOGIES LTD Y0486S104 6,211.02 0.00 5,353.11 857.91 87 .84 1.41SINGAPORE IFT 33 .940 29.252Ticker: AVGO

198.000 BHP BILLITON LTD 088606108 15,729 .12 0.00 13,148.70 2,580.42 399 .96 2.54SPONSORED ADR MAT 79. 440 66.408AUSTRALIATicker: BHP

5,504.056 COLUMBIA ACORN INTERNATIONAL 197199813 203 ,044.63 0 . 00 190,000.00 13,044.63 ' 5,641.66 2.77FUND CLASS Z SHARES DEG 36.890 34.520Ticker: ACIN X

239.000 COVIDIEN PLC G25541`113 12,308.50 0.00 11,200.10 1,108.40 215 .10 1.74IRELAND HEA 51.500 46.862Ticker: COV

Page 28 of 216

Settlement Date


Portfolio Detail


CUSP Market Value (1Y Accrued Tax Cost/ Unrealized Estimated Cur Yld/


'^. ".=" v^^^'xi i^' 'F, „!Sls..",v` .,, _ 'ivy, b^"^' ::aX's,:

. F^' {. ,e ;f`-^ r S,j'• tM

Sy'r^^

7

„ru,""'- _ i,xi;

S. '. •. +• _ . i%i'iW : u f.7!

International Developed (cont)60.000 ENSCO PLC 29358Q109 3,158.40 0.00 2,909.85 248.55 84.00 2.66

SPONSORED ADR ENR 52.640 48.498UNITED KINGDOMTicker: ESV

481.000 FLEXTRONICS Y2573F102 3,304.47 0.00 2,688.79 615.68 0.00 0.00SINGAPORE IFT 6.870 5.590Ticker: FLEX

67.000 GROUPE CGI INC 39945C109 1,352.06 0.00 1,191.26 160.80 0.00 0.00CLA SUB VTG COM IFT 20.180 17.780CANADATicker: GIB

9,226.134 HARBOR INTERNATIONAL FUND 411511306 521,553.36 0.00 490,000.00 31,553.36 12,141.59 2.32INSTLCL OEQ 56.530 53.110Ticker: HAIN X

54.000 ICON PUB LTD CO 451037/107 1,054.08 0.00 950.51 103.57 0.00 0.00SPONSORED ADR HEA 19.520 17.602IRELANDTicker: ICLR

93.000 INGERSOLL-RAND CO LTD G47791101 3,249.42 0.00 2,764.89 484.53 59.52 1.83IRELAND IND 34.940 29.730Ticker: IR

18,964.366 INVESCO INTL GROWTH FUND 008882532 499,711.04 0.00 490,000.00 9,711.04 7,604.71 1.52CL Y OEQ 26.350 25.838Ticker: AIIYX

161.000 NATIONAL GRID PLC 636274300 8,032.29 0.00 7,858.41 173.88 482.52 6.00SPONSORED ADR NEW UTL 49.890 48.810UNITED KINGDOMTicker: NGG

162.000 NESTLE S A 641069406 9,292.64 0.00 8,760.96 531.68 286.25 3.08SPONSORED ADR CNS 57.362 54.080SWITZERLANDTicker: NSRG Y

Page 29 of 216

Settlement Date


Portfolio Detail


CUSIP Market Value NY Accrued Tax Cost/ Unrealized Estimated CurYld/


International Developed (cont)519.000 NOVO-NORDISKAS 670100205 61,854.42 0.00 55,632.02 6,222.40 704.80 1.13

ADR HEA 119.180 107.191DENMARKTicker: NVO

157.000 SEAGATETECH G7945M107 3,318.98 0.00 2,431.93 887.05 157.00 4.73IRELAND IFT 21.140 15.490Ticker: S.TX

111.000 SENSATA TECH HLDG NV N7902X106 3,197.91 0.00 3,221.16 -23.25 0.00 0.00NETHERLANDS IFT 28.810 29.019Ticker: ST

148.000 SILVER WHEATON CORP 828336107 5,270.28 0.00 5,140.00 130.28 53.28 1.01Ticker: SLW MAT 35.610 34.730

90.000 TE CONNECTIVITY LTD H84989104 3,069.00 0.00 2,752.20 316.80 64.80 2.11SWITZERLAND IFT 34.100 30.580Ticker: TEL

331.000 UNILEVER N V 904784709 11,038.85 0.00 10,425.74 613.11 351.85 3.18NEW NEW YORK SHSADR CNS 33.350 31.498NETHERLANDSTicker: UN

670.000 VODAFONE GROUP PLC 92857W209 18,143.60 416.12 17,232.40 911.20 958.10 5.28SPONSORED ADR NEW TEL 27.080 25.720UNITED KINGDOMTicker: VODTotal International Developed $1,413,593.91 $416 . 12 $1,342 ,038.07 $71,555.84 $29,798.06 2.10%

Emerging Markets65.000 CHECK POINT SOFTWARE TECH LTD M22465104 $3,658.85 $0.00 $3,431.47 $227.38 $0.00 0.00%

ORD IFT 56.290 52.792ISRAELTicker: CHKP

11,199.000 ISHARES MSCI EMERGING MKTS INDEX 464287234 471,589.89 0.00 305,981.06 165,608.83 9,048.79 1.91FUND OEQ 42.110 27.322Ticker: EEM

Page 30 of 216

Settlement Date


Portfolio Detail

Account: RAY & PAULINE SULLIVAN FDN-COMB Nov 01, 2011 through Jan. 31, 2012

CUSIP Market Value ( 1J/ Accrued Tax Cost/ Unrealized Estimated CurYld/


Emerging Markets (cont)Total Emerging Markets $475,248.74 $0.00 $309 ,412.53 $165,836.21 $9,048.79 1.90%

Total Equities $8,157 , 792.79 $1 , 711.08 $7,491,245.76 $666,547.03 $123,088.33 1.50%

(, p, q,p^.,^ , - - , ''"a ,x t>.. - gib,, :Kx:^_ _w.x^ ^ -k<•a`":^ .^_^,

Investment Grade Taxable54,171.310 AGGREGATE BOND CTF 202671913 $917,429.05 $1,023.35 $869 ,087.17 $48,341.88 $34,019.58 3.70%

ORIGINAL COST 786,529 . 14 16.936 16.043

112,008 .934 GOVERNMENT CREDIT CTF 993361880 917,185.16 1,023 . 55 856 , 758.58 60,426.58 34,050.72 3.71ORIGINAL COST 811,697 .81 8.189 7.649

122,414.888 INTERM GOVT/CREDIT BOND CTF 1261291M7 1,569,530 . 25 1,384 .43 1,526,479.41 43,050 . 84 46 , 028.00 2.93ORIGINAL COST 1,501,003 .13 12.821 12.470

Total Investment Grade Taxable $3,404 , 144.46 $3 ,431.33 $3,252,325 . 16 $151,819.30 $114,098.30 3.35%

International Developed Bonds27,218.345 ROWE T PRICE INTL FDS INC 77956H104 $271,911.27 $488.11 $273,000. 00 -$1,088 .73 $7,158.42 2.63%

INTL BD FD 9. 990 10.030

Total International Developed Bonds $271 , 911.27 $488.11 $273 , 000.00 -$1,088.73 $7 , 158.42 2.63%

Global High Yield Taxable28,888 .889 ARTIO GLOBAL HIGH INCOME FUND 04315J860 $275,888. 89 $1,531 .11 $273,000. 00 $2,888.89 $21,608 .89 783%

CL I 9.550 9.450

12,887.113 PIMCO EMERGING MKT CURRENCY FUND 72201F409 133,510.49 135 .08 129,000.00 4,510.49 2,177.92 1.63NSTL 10.360 10.010

Total Global High Yield Taxable $409,399.38 $1,666.19 $402,000.00 $7,399 .38 $23, 786.81 5.81%

--------- - -- ------------- -------------- ---------Total Fixed Income

- -------$4,085,455.11 $5,585 .63

------$3,927 , 325.16

-----$158,129 . 95 $145,043.53 3.55%

Page 31 of 216

Settlement Date


Portfolio Detail


CUSIP Market Value (11/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/


G°3^o0 Ca

Public REITs

46.000 AMERICAN ASSETS TR INC 024013104 $1,018.44 $0.00 $905.74 $112.70 $38.64 3.79%REIT 22.140 19.690

128.000 AVALONBAY CMNTYS INC 053484101 17,409.28 0.00 15,310.94 2,098 34 456.96 2.62136.010 119.617

175.000 BOSTON PROPERTIES INC 101121101 18,208.75 0.00 15,740.65 2,468.10 385.00 2.11104.050 89.947

43.000 DIGITAL RLTYTR INC 253868103 3,046.98 0.00 2,662.02 384.96 116.96 383REITS 70.860 61.907

103 000 DUKE RLTY CORP 264411505 1,379.17 0.00 1,084.34 294.83 70.04 5.07COM NEW 13.390 10.528

42.000 EQUITY RESIDENTIAL 29476L107 2,501.10 0.00 2,226.84 274.26 95.34 3.81SH BEN INT 59.550 53.020

51.000 HOME PPTYS I N C 437306103 3,038.58 0.00 2,710.56 328.02 126.48 4.16REITS 59.580 53.148

190.000 KIMCO REALTY CORP 49446R109 3,467.50 0.00 2,821.50 646.00 144.40 4.1618.250 14.850

36,919.160 NATIXIS FOS TR IV AEW REAL 63872W409 665,283.26 0.00 580,000.00 85,283.26 6,534.69 0.98ESTATE FD CLY COM 18.020 15.710

116 000 PLUM CREEK TIMBER CO INC 729251108 4,498.48 0.00 4,001.39 497.09 194.88 4.3338.780 34.495

45 000 REGENCY CTRS CORP 758849103 1,859.40 0.00 1,574.10 285.30 83.25 4.4741.320 34.980

140.000 SIMON PPTY GROUP INC NEW 828806109 19,020.40 0.00 16,416.12 2,604.28 504.00 2.65135.860 117.258

25.000 TAUBMAN CTRS INC 876664103 1,675.75 0.00 1,470.50 205.25 45.00 2.6867.030 58.820

28.000 VENTAS INC 92276F100 1,632.68 0.00 1,391.32 241.36 64.40 3.9458.310 49.690

29.000 VORNADO RLTYTR 929042109 2,345.52 20.01 2,073.21 272.31 80.04 3.41SH BEN INT 80.880 71.490

Page 32 of 216

Settlement Date


Portfolio Detail


CUSP Market Value ( 1J/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/


Public REITs (cont )Total Public REITs $746,385.29 $20 .01 $650 ,389.23 $95,996.06 $8,940.08 1.19%

Total Real Estate $746,385.29 $20.01 $650,389.23 $95,996.06 $8 ,940.08 1.19%

Tangible Assets

Commodities41,948.052 PIMCO COMMODITY REALRETURN 722005667 $287,763.64 $0.00 $323,000.00 -$35,236.36 $83,560.52 29.03%

STRATEGY FUND 6.860 7.700

Total Commodities $287,763.64 $0.00 $323,000.00 -$35,236.36 $83,560.52 29.03%

Total Tangible Assets

Total Portfolio

Accrued Income

Total

$287,763.64

$13,721, 703.06

$7,389.47

$13,729, 092.53

,389.47

$323,000.00

$12,836,266.38

-$35,236.36

$885,436.68

$83,560 .52 29.03%

$361,663.24 2.63%

Page 33 of 216

Settlement Date

Account: R & P SULLIVAN FDN ACC INC

Market Value $179,991.92


Beginning Market Value $179,988 .08 $179,988.08

Income 3.76 3.76

Deposits 175.71 175.71

Bank Fees -175 71 -175 71

Change in Market Value 0.08 008

Ending Market Value $179,991.92 $179 ,991.92Change in Account Value 3.84 3.84

^$ el:YilV4:^^F 1^^^ ^1!1111At'L -m :. i

FiscalDescription Current Period YTD

Short-term $0. 00 $0 00Long-term 0 .00 0.00

Net Total $0 . 00 $0.00

BankofAmerica'®`Merrill Lynch

Account SummaryJan. 01, 2012 through Jan. 31, 2012


Interest - Taxable $3.76 $3 76

Total Income $3.76 $3.76

Estimated CurrentDescription Market Value Tax Cost Annual Income Yield

Cash/Currency $76,01505 $76,011.21 $44.84 005%Other Non-Investable 103,976.87 103,976 87 0.00 000

Total Assets $179,991 .92 $179 ,988.08 $44.84 0.02%Total $179,991 .92 $179,988.08 $44.84

ash/Currency422%

Other Non-Investable 57 8

Market Value includes accrued income unless otherwise noted Page 3 of 20

Tha amnnnic chmron th rnnnhnnr th,c ^r^tamanr chn„Irl nnr ha nca^ ,n tha nranarafinn of My rlnrv,manic natal cnar ,finnn to va hia nnhvo n/mrnma viii ha nrn,,,rlorl uiith ,amr_and tav rlnrnmantat,nn Plaoca rnncnlt vn,,r toy ailmcnr

Settlement Date

Account: R & P SULLIVAN FDN ACC INC

BankofAmerica°'Merrill Lynch

Account SummaryJan. 01, 2012 through Jan 31, 2012

YTD SinceCurrent Period 01/03/12

Income Cash Principal Cash Income Cash Principal Cash

Beginning Value $0.00 $0.00 $0.00 $0.00

Income 3.76 0.00 3.76 0.00

Deposits 175.71 0.00 175.71 0.00

Bank Fees -175.71 0.00 -175.71 0.00

Sales and Maturities 0.00 1,893.50 0.00 1,893.50

Net Automated Money Market Transactions -3.76 -1,893.50 -3.76 -1,893.50

Ending Value $0.00 $0.00 $0.00 $0.00

Page 4 of 20

Settlement Date


Portfolio Analysis

Account : R & P SULLIVAN FDN ACC INC Jan. 01, 2012 through Jan. 31, 2012

mod`' r u E

Description

Cash/CurrencyCash Equivalents

Total Cash/Currency

Other Non-Investable Assets

Total Assets

Total

% of % of Estimated Current

Market Value Account Sector Tax Cost Annual Income Yield

$76,01505 422% 1000% $76,011.21 $44.84 0.05%

$76,015 .05 42 .2% 100.0% $76,011.21 $44.84 0.05%

$103,976 .87 57.8% 100 .0% $103,976.87 $0.00 0.00%

$179,991 .92 100 .0% $179,988.08 $44.84 0.02%

$179,991 .92 $179,988.08 $44.84

Page 5 of 20

Settlement Date

BankofAmerica'^Merrill Lynch

Portfolio Detail

Account: R & P SULLIVAN FDN ACC INC Jan. 01, 2012 through Jan. 31, 20 12

CUSP Market Value(1)/ Accrued Tax Cost/ Unrealized Estimated Cur Vld/


Cash Equivalents

1,616.610 BANK OF AMERICA MONEY MARKET 994458719 $ 1,616.61 $009 $1,616.61 $0.00 $0.95 005%SAVINGS ACCOUNT 1.000(Income Investment)

74,394.600 BANK OF AMERICA MONEY MARKET 994458719 74,394.60 3.75 74,394.60 0.00 43 .89 0.05SAVINGS ACCOUNT 1.000Total Cash Equivalents $76,011 .21 $3.84 $76,011.21 $0.00 $44.84 0.05%

Total Cash/Currency $76,011 .21 $3.84 $76,011 .21 $0.00 $44.84 0.05%

o a D1f^00G3Off

100.000 ALISON LUZIETTI NOTES DATED 992069310 $400.00 $0.00 $400. 00 $0.00 $0.00 000%7/4/93 FOR $7,200.00 © 0% INT 400.000DUE ON DEMAND *ACH*

100.000 ALYSON DELPAINE STUDENT NOTE DTD 992072983 94.00 0 .00 94. 00 0.00 0.00 0 007/6/00 FOR $8,000.00 @ 0% INT 94.000DUEONDEMAND

100.000 ANDREA BOCZAR-FOX STUDENT NOTE 992069054 550.00 0 . 00 550 . 00 0.00 0 .00 0.00DTD 7/20/90 FOR $6,600.00 AT O% 550.000INTEREST. DUE 12/31/2050

100.000 BETHANY C. LUTY, NOTES DATED 992069203 3,350.04 0.00 3,350.04 0 .00 0.00 0.006/29/92 FOR $6,750.00 @ 0% INT 3,350.040DUE ON DEMAND

100.000 BRETT L BRUNO NOTE DTD 7/ 11/88 992069880 3,380.00 0.00 3 , 380.00 0.00 0.00 0.00FOR $6,300.00 @ 0% INT RATE 3,380.000MATURITY 3/6/2019 *ACH

100.000 BRIAN MOORE STUDENT NOTE DATED 992073197 3,900.00 0.00 3 , 900.00 0 .00 0.00 0.008/20/01 FOR $4,000.00 @ 0 % 3, 900.000DUE ON DEMAND

( 1) Market Value in the Portfolio Detail section does not include Accrued Income . Page 6 of 20

1 ^

Settlement Date


Portfolio Detail

Account: R & P SULLIVAN FDN ACC INC Jan. 01, 2012 through Jan 31, 20 12



VUnM17U Rx:.1A-UUNVRIIASA:^^ WL[•A7lV`^Jl'n^^RI4.^, 3`. ;y'i rvnw e'x ti l - .r

100.000 CATHERINE HOWLEY-BRIGHAM STUD ENT994201507 3,500.00 0.00 3 , 500.00 0.00 0.00 0.00NOTE DTD 7/14/09 FOR $3,500.00 @ 3,500.0000% INTEREST. MATURES 12/31/2050

100.000 CATHERINE WARGO STUDENT NOTE DTD 994201663 2,000 .00 0.00 2,000.00 0.00 0.00 0.008/6/10 FOR $2,000.00 AT O% 2,000.000INTEREST. MATURES 12/31/2050

100 000 CHARLES EARL STUDENT NOTE DATED 992072223 1,628.00 0.00 1,628 . 00 0.00 0.00 0.007/22/97 FOR $8,000.00 @ 0 % 1,628.000DUE ON DEMAND ***ACH

100.000 CHRISTINE NGUYEN STUDENT NOTE 992072421 2,000.00 0.00 2,000.00 0 . 00 0.00 0.00DATED 8/16/98 FOR $2,000.00 @ 2,000.0000 % DUE ON DEMAND

100.000 CHRISTOPHER M ST. AMAND STUDENT 992072751 1,700.00 0.00 1,70000 0 .00 0.00 0.00NOTE DATED 7/1/99 FOR $2,000.00 1 ,700.000@ 0 % DUE ON DEMAND **ACH**

100.000 COURTNEY GREEN-TYSON STUDENT 994200467 4,500 .00 0.00 4, 500.00 0.00 0.00 0.00LOAN DTD 7/10/06 FR $4,500.00 AT 4,500.0000% INTEREST. DUE ON DEMAND

100.000 DAWN MACAULEY MCGEE NOTE DTD 992069773 650.00 0 . 00 650.00 0.00 0 .00 0.007/31/86 FOR $10,600.00 @ 0% INT 650.000RATE DUE ON DEMAND

100.000 DOMINICK J. CELTRUDA STUDENT 992069161 2,550. 00 0.00 2,550.00 0 . 00 0.00 0.00NOTE DTD 7/15/92 FOR $7,200.00 @ 2,550.0000% INTEREST. DUE 12/31/2050

100.000 EILEEN HEATH-ELDRIDGE STUDENT 992068981 4,375. 00 0.00 4,375.00 0 .00 0.00 0.00NOTE DTD 7/13/90 FOR $6,600.00 4,375.000AT0% INT. DUE 12,/31/2050

100.000 EILEEN M. O'FARRELL STUDENT NOTE 992069138 250.00 0 .00 250 .00 0.00 0 .00 0.00DTD 8/22/91 FOR $3,950.00 AT 0% 250.000INTEREST. DUE 12/31/2050

100.000 FRANK PESCATELLO NOTE DTD7/21/96 992069609 800.00 0.00 800 . 00 0.00 0.00 0.00FOR $8,000.00 @ 0% I NT RATE DUE 800.000ON DEMAND

Page 7 of 20

1 ^

Settlement Date


Portfolio Detail


CUSIP MarketValue(1)/ Accrued Tax Cost/ Unrealized Estimated CurYld/

Units Description Sector (2) Market Price Income Average Unit Cost Gam/Loss Annual Income YTMAIF

100 000 GEOFFREY F. SMITH STUDENT LOAN 994200756 2,500 . 00 0.00 2 , 500.00 0.00 0.00 0.00DTO 7/19/07 FOR $2,500.00 AT 0% 2,500.000INTEREST. DUE ON DEMAND

100.000 GREGORY SMITH NOTE DTD 7/19/95 992069518 1,800.00 0 . 00 1,800 . 00 0.00 0 .00 0.00FOR $7,800.00 © 0% I NT RATE DUE 1,800.000ON DEMAND

100.000 HANNAH BEAL WILL NOTE DTD 9/ 1/80 992069658 730.00 0 .00 730 .00 0.00 0 .00 0.00FOR $3,600 ®0% INT RATE DUE ON 730.000DEMAND

100.000 HANNAH BRIGHAM STUDENT LOAN DTD 994200459 3,500 . 00 0.00 3,500.00 0.00 0.00 0.008/25/06 FOR $3,500.00 AT 0% 3,500.000INTEREST. DUE ON DEMAND

100.000 HAD Y. CHEN STUDENT LOAN DTD 994200145 775.00 0.00 775 .00 0.00 0.00 0.007/28/04 FOR $2,000.00 AT 0% 775.000INTEREST. DUE ON DEMAND

100.000 JACK PESCATELLO NOTES DATED 992069344 3,218.33 0.00 3,218.33 0.00 0.00 0 006/25/93 FOR $11,200.00 © 0% 3,218.330INT. DUE ON DEMAND

100.000 JAMES J. BRUNO, III NOTES DATED 992069245 240.00 0.00 240 .00 0.00 0 00 0 007/2/92 FOR $1,700.00 Co3 0% I NT 240.000MATURITY 1/6/2013 *ACH*

100.000 JEFFREY TYCZ NOTE DTD 7/6/88 FOR 992069831 300.00 0.00 300.00 0.00 0.00 0.00$6,300.00 © 0% I NT RATE DUE ON 300.000DEMAND

100.000 JENNIFER A WHITE-BEDNAR STUDENT 992072975 250.00 0 .00 250 .00 0.00 0 .00 0.00NOTE DATED 7/14/00 FOR $2,000.00 250.000ATO% DUE ON DEMAND

100.000 JOEL FREEDMAN STUDENT NOTE DTD 992069005 1,750.00 0.00 1,750 .00 0.00 0 .00 0.007/16/90 FOR $3,200.00 AT 0% I NT 1,750.000DUE 12/31/2050

100.000 JOEL M RYAN STUDENT NOTE DTD 992072405 400.00 0.00 400. 00 0.00 0 .00 0.008/13/98 FOR $4,000.00 ®0 % 400.000DUE ON DEMAND

Page 8 of 20

1 ^

Settlement Date


Portfolio Detail

Account : R & P SULLIVAN FDN ACC INC Jan. 01, 2012 through Jan. 31, 20 12

CUSP Market Value(0/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/

Units Description Sector (2) Market Price Income Average Unit Cost Gain/Loss Annual Income YTMmom

b-,,?*ye; t^l", R; j'e•*,`v-s' f n.';e`:s1}n_'.:t+;y,5,s s ^c, .t*`=r ,,. s^:;," .+.n »"t :i,yr:; ;T_ *:`i r:.'°ta.-,;,_jY ,"tt is':';. '

100.000 JOSEPH M BONILLO STUDENT NOTE 992072389 300.00 0.00 300.00 0.00 0.00 0.00DATED 8/ 13/98 FOR $6 ,000.00 ® 300.0000% INTEREST DUE ON DEMAND *ACH*

100.000 JOSEPH R.THIBEAULT STUDENT NOTE 994200798 5,000 . 00 0.00 5 , 000.00 0 . 00 0.00 0.00DTD 7/31/07 FOR $5,000.00 AT O% 5,000.000INTERST. DUE ON DEMAND

100.000 JULIETTE PALMIERI ALLEN NOTES 992069229 3,000 . 00 0.00 3 , 000.00 0.00 0.00 0.00DTD 7/ 1/02 FOR $5 ,200.00 0 0 % 3,000.000INT. DUE ON DEMAN

100.000 KIMBERLY SMITH NOTE DID 7/ 19/96 992069625 2,000 . 00 0.00 2 , 000.00 0 . 00 0.00 0.00FOR $8,000 @ 0% INT RATE DUE ON 2,000.000DEMAND

100.000 KRISTEN M QUARATELLA NOTE DTD 992069815 926.00 0 . 00 926.00 0.00 0 . 00 0.007/15/87 FOR $6 ,200.00 @ 0% INT 926.000RATE DUE ON DEMAND

100 000 KRISTIN ALVES STUDENT NOTE DATED 992072744 648.00 0 . 00 648 . 00 0.00 0.00 0.007/6/99 FOR $10 ,000.00 @ 0 % 648.000DUE ON DEMAND

100.000 MARTIN J MOORE NOTE DTD 7/29/96 992069583 750.00 0 . 00 750.00 0.00 0.00 0.00FOR $6,000.00 @ 0% INT RATE DUE 750.000ON DEMAND

100.000 MARY ELLEN MAHONEY NOTE DTD 992069690 140.00 0.00 140.00 0.00 0.00 0.007/14/83 FOR $3 ,000 ®0% INT RATE 140.000DUE ON DEMAND

100.000 MATTHEW MAJEWSKI STUDENT LOAN 994200137 3,640 . 00 0.00 3,640.00 0 . 00 0.00 0.00DTO 7/ 16/05 FOR $6,500.00 AT 0% 3,640.000INTEREST. DUE ON DEMAND

100.000 MICHAELA MATOVIC STUDENT NOTE 992073015 300.00 0 . 00 300 . 00 0.00 0.00 0.00DATED 7/6/00 FOR $1 ,000.00 Cd1 300.0000 % DUE ON DEMAND

100.000 MICHAEL F CHAMBERLAND STUDENT 992072470 7,800.00 0.00 7 , 800.00 0.00 0.00 0.00NOTE DATED 8/16/98 FOR $8,000.00 7,800.000@0% INT DUE ON DEMAND

Page 9 of 20

Settlement Date


Portfolio Detail


CUSIP Market Value(1)/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/

Units Description Sector (2) Market Price Income Average Unit Cost Gam/Loss Annual Income YTM./T• rd

.4 - .,,a 'r=+,

100.000 MICHAEL F MOORE STUDENT NOTE 992072439 500.00 0.00 500.00 0.00 0.00 0.00DATED 8/16/98 FOR $4,000.00 500.000@ 0 % DUE ON DEMAND "ACH"

100.000 MICHELLE DUDDY NOTE DTD 7/ 11/88 992069856 790.00 0.00 790 .00 0.00 0.00 0.00FOR $6,300.00 @ 0% INT RATE DUE 790.000ON DEMAND *ACH*

100.000 MOIRA BESSETTE-MARTIN STUDENT 992069088 1,900.00 0.00 1,900.00 0.00 0 .00 0.00NOTE DTD 6/28/91 FOR $5,850.00 @ 1,900.0000% INTEREST. DUE ON DEMAND

100.000 MONIQUE J. BRUNO STUDENT NOTE 992069039 3,680.00 0.00 3,680.00 0 . 00 0.00 0.00DTD 7/14/90 FOR $6,600.00 AT 0% 3,680.000DUE 10-06-19 *ACH*

100.000 NICKOLAS SOBANSKI STUDENT NOTE 992072967 250.00 0.00 250 .00 0.00 0 .00 0.00DATED 7/7/00 FOR $2,000.00 @ 0 % 250.000DUE ON DEMAND

100.000 PAUL D10 STUDENT NOTE DATED 992073635 708.00 0 .00 708 .00 0.00 0.00 0.007/16/02 FOR $2,000.00 @ 0 % 708.000DEMAND NOTE *ACH*

100.000 PAULA LUZZI NOTE DTD 7/18/95 FOR 992069484 4,400 .00 0.00 4,400.00 0.00 0.00 0.00$7,800.00 @ 0% INT RATE DUE ON 4,400.000DEMAND "ACH"

100.000 REBECCASSAULSTUDENTNOTE 992072702 200.00 0.00 200. 00 0.00 0.00 0.00DATED 7/3/99 FOR $2,000.00 @ 200.0000 % DUE ON DEMAND

100.000 ROBERTALVES STUDENT NOTE DATED 992072173 6,079. 50 0.00 6 ,079.50 0.00 0.00 0.007/19/97 FOR $8,000.00 @ 0 % 6,079.500DUE ON DEMAND

100.000 RUTH CANNON FRIESS STUDENT NOTE 992069898 1,600.00 0 . 00 1,600.00 0.00 0.00 0 00DATED 7/14/88 FOR $6,300.00 @ 1,600.0000 % MATURING 3/1/2021

100.000 SARAH C MURPHY-BOWMAN NOTE DTD 992069591 200.00 0.00 200.00 0.00 0.00 0.008/4/96 FOR $6,000.00 C4 0% I NT 200.000RATE DUE ON DEMAND

Page 10 of 20

Settlement Date


Portfolio Detail

Account: R & P SULLIVAN FDN ACC INC Jan. 01, 2012 through Jan. 31, 2012

CUSIP Market Value (11/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/


1 ^',1'r•',r,^ "'"`'. x -. ..cam - ' "F'rsx"'

^ °°- '`'' ^ `^KRk• -^•.at_

'._^^ art'... ` ^a. ,'3v .^`^.,''` ` t °,.^>.,,1"y '`x

A9.IlIl A1 Wl..11fYl

100.000 SARAH NIXON STUDENT NOTE DTD 994201671 2,000.00 0.00 2 , 000.00 0.00 0.00 0.007/21/10 FOR $2,000.00 AT 0% 2,000.000INTEREST. MATURES 12/31/2050

100.000 SHANNON CARRIGAN STUDENT NOTE 994201499 2,000 . 00 0.00 2,000.00 0.00 0.00 0.00DTO 7/20/09 FOR $2,000.00 AT 0% 2,000.000INTEREST. MATURES 12/31/2050

100.000 STACY F GRAF-WECKWERTH STUDENT 992072447 325.00 0 . 00 325.00 0.00 0 . 00 0.00NOTE DTD 8/17/98 FR $2,000.00 325.000@ 0 % DUE ON DEMAND "ACH"

100.000 THOMAS O'NEIL NOTES DATED 992069351 2,050 . 00 0.00 2,050.00 0 . 00 0.00 0.007/7/93 FOR $5, 500.00 ®0% INT 2, 050.000DUE ON DEMAND

100.000 TIMOTHY PETRANEK NOTE DTD 8/5/95 992069492 1,500.00 0.00 1,500.00 0.00 0 . 00 0.00FOR $1,800 .00 @ 0% INT RATE DUE 1,500.000ON DEMAND

100 000 TRAVIS SUMPF STUDENT NOTE DATED 992073676 200.00 0 . 00 200.00 0.00 0.00 0.007/15/03 FOR $6,000.00 @ 0 % 200.000DEMAND NOTE

Total Other Non-Investable Assets $103 ,976.87 $0 . 00 $103,976.87 $0.00 $0.00 0.00%

Total Portfolio $179,988.08 $3.84 $179,988.08 $0.00 $44 . 84 0.02%

Accrued Income $3.84

Total $179,991.92

Page 11 of 20

I. t

Form 8868 Application for Extension of Time To File an(Rev January 2012) Exempt Organization Return OMB No 1545-1709Department of the TreasuryInternal Revenue Servi ce ► File a separate application for each return.

• If you are filing for an Automatic 3-Month Extension , complete only Part I and check this box , , , , , , , , , , , , , , , , , ► X• If you are filing for an Additional ( Not Automatic ) 3-Month Extension , complete only Part II (on page 2 of this form).Do not complete Part 11 unless you have already been granted an automatic 3-month extension on a previously filed Form 8868.

Electronic filing (e-file). You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months fora corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, InformationReturn for Transfers Associated With Certain Personal Benefit Contracts, which must be sent to the IRS in paper format (seeinstructions) For more details on the electronic filing of this form, visit www.irs.gov/efileand click on e-file for Charities & Nonprofits

FUTM Automatic 3-Month Extension of Time . Only submit original (no copies needed).

A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and completePart Ionly qAll other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of timeto file income tax returns. Enter filer ' s identifying number, see instructions

Name of exempt organization or other filer, see instructions Employer identification number (EIN) orType orprint

File by thedue date forfiling yourreturn Seeinstructions

RAY & PAULINE SULLIVAN FDNNumber , street , and room or suite no If a P 0. box, see instructions.

town or post office, state, and ZIP code For a foreign address, see instructions

-6141242Social security number (SSN)

Enter the Return code for the return that this application is for (file a separate application for each return) . .. . . . . . . . . .

Application

Is For

Return

Code

Application

Is For

Return

Code

Form 990 01 Form 990-T (corporation) 07Form 990-BL 02 Form 1041-A 08Form 990-EZ 01 Form 4720 09Form 990-PF 04 Form 5227 10Form 990-T (sec. 401(a) or 408(a) trust) 05 Form 6069 11Form 990-T (trust other than above) 06 Form 8870 12

• The books are in the care of ► US TRUST FIDUCIARY TAX SERVICES

Telephone No. ► (888 ) 866-3275 FAX No. ►• If the organization does not have an office or place of business in the United States , check this box , , , , , , , , , , , , , , , ► q• If this is for a Group Return , enter the organization 's four digit Group Exemption Number ( GEN) If this isfor the whole group , check this box , , , , , , ► q . If it is for part of the group , check this box .... ... ► Li and attacha list with the names and EINs of all members the extension is for.

1 I request an automatic 3-month ( 6 months for a corporation required to file Form 990-T) extension of timeuntil 09 /17 , 20 12 , to file the exempt organization return for the organization named above . The extension isfor the organization ' s return for:

01

calendar year 20 or

10. X tax year beginning 02 /01 ,20 11 , and ending 01/31 , 20 12 .

2 If the tax year entered in line 1 is for less than 12 months, check reason: q Initial return q Final return

q Change in accounting period

3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any

nonrefundable credits. See instructions. 3a $ 27 , 064.b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and

estimated tax payments made Include any prior year overpayment allowed as a credit. 3b $ 15 , 232.c Balance due . Subtract line 3b from line 3a Include your payment with this form, if required, by using EFTPS

(Electronic Federal Tax Payment System) See instructions. 3c $ 11 , 832.Caution . If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO forpayment instructions.

For Privacy Act and Paperwork Reduction Act Notice , see Instructions . Form 8868 (Rev 1-2012)JSA

1F8054 4 000

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Form 990PF ' or Section 4947(a)(1) Nonexempt Charitable...

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Transcript of Form 990PF ' or Section 4947(a)(1) Nonexempt Charitable...