Forensic DNA Analyses

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    Forensic DNA: Use, Abuse,

    Promise, and Peril

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    DNA Identification

    Where does DNA come from? 1/2 from mom 1/2 from dad

    What is it? Blue print of life

    How is DNA different among us?

    Common vs Different

    What does DNA mean?

    Deoxyribonucleic Acid

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    Cell Types

    Where can DNA be found?

    CellBlood

    Sweat

    Hair RootsSaliva

    Various TissueSemen

    SAME

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    Nucleus

    Where is DNA in the body?

    Cell

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    Nuclear DNA

    Where are the types of DNA

    found in a cell?

    Mitochondrial DNACell

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    Maternal

    Chromosome

    Paternal

    Chromosome

    Nucleus

    Where is DNA in the body?

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    Where is DNA packaged in the

    body?

    Chromosome

    DNA

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    A =Adenine

    T =Thymine

    G =Guanine

    C =Cytosine

    UnitsDoubleHelix

    GATC

    DNA- What does it look like?

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    Sources of Biological Evidence

    Blood

    Semen

    Saliva

    Urine

    Hair

    Teeth

    Bone

    Tissue

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    Types of objects where DNA may

    be found

    Blood Stains

    Semen Stains

    Chewing Gum

    Stamps & Envelopes

    Penile Swabs

    Plant Material

    Sweaty Clothing

    Bone

    Hair

    Fingernail Scraping

    Saliva

    Animal Material

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    Where DNA Evidence is Found

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    Blood

    Hair Roots

    Saliva

    SweatTissue

    Chemical

    DNA

    Isolation of DNA

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    Semen stain

    Chemical

    RemoveEpithelial

    DNA

    Differential Isolation of DNA

    Different

    Chemical

    SpermDNA

    Semen

    stain

    Epithelial

    DNA

    Sperm DNA

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    DNA

    Solution

    Amplification

    (making copies)

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    G

    TA

    G

    A

    A T

    C

    A

    T

    C

    T

    Heat

    Step one of a single cycle

    DENATURE

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    T

    Step two of a single cycle

    ANNEAL

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    Step three of a single cycle

    T

    EXTEND

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    1 Cycle2 Cycles

    3 Cycles

    4 Cycles

    5 Cycles

    28 Cycles

    Amplification

    DNA

    PCR (Polymerase Chain Reaction)

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    Analysis of amplified DNA

    Amplified

    DNA

    DNA

    Profile

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    Brief History of Forensic DNA Typing

    1980 - Ray White describes firstpolymorphic RFLP marker

    1985 - Alec Jeffreys discovers multilocusVNTR probes

    1985 - first paper on PCR 1988 - FBI starts DNA casework

    1991 - first STR paper

    1995 - FSS starts UK DNA database

    1996 First mtDNA case

    1998 - FBI launches CODIS database

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    DNA Use in Forensic Cases

    Most are rape cases or murders

    Looking for match between

    evidence and suspect

    Must compare victims DNA profile

    Mixtures must be resolved

    DNA is often degraded

    Inhibitors to PCR are often present

    Challenges

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    Human Identity Testing

    Forensic cases -- matching suspect withevidence

    Paternity testing -- identifying father

    Historical investigations-Czar Nicholas,Jesse James

    Missing persons investigations

    Mass disasters -- putting pieces back together

    Military DNA dog tag

    Convicted felon DNA databases

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    Sample Obtained fromCrime Scene or Paternity

    Investigation Biology

    DNAExtraction

    DNAQuantitation

    PCR Amplificationof Multiple STR markers

    TechnologySeparation and Detection of

    PCR Products(STR Alleles)

    Sample GenotypeDetermination

    GeneticsComparison of Sample

    Genotype to OtherSample Results

    If match occurs, comparisonof DNA profile to population

    databases

    Generation of CaseReport with Probability

    of Random Match

    Steps in DNA Sample Processing

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    Progression of DNA Typing

    Markers RFLP

    multilocus VNTR probes

    single locus VNTR probes (P32 andchemiluminescence)

    PCR DQ-alpha (reverse dot blot)

    PolyMarker(6 plex PCR; dots for SNPs)

    D1S80 (AMP-FLPs)

    singleplex STRs with silver staining multiplex STRs with fluorescent dyes

    Mitochondrial DNA sequencing

    Multiplex Y-STR with fluorescent dyes

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    Blood

    Hair Roots

    Saliva

    SweatTissue

    Chemical

    DNA

    Extraction of DNA

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    RFLP Analysis

    Enzymes break DNA intorestriction fragments

    Measurements taken offragments that vary inlength across people

    (length polymorphism)because they containVNTRs

    can produce extremely lowrandom match probabilities

    requires relatively largefresh samples (>50 ngDNA)

    slow and expensive

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    Which Suspect, A

    or B, cannot be

    excluded from theclass of potential

    perpetrators of this

    assault?

    PM DQA1 T t

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    PM+DQA1 Test

    PCR-based

    Extremelysensitive(1ng DNA)

    degraded samples

    faster and cheaper

    than RFLP Statistics less

    impressive,particularly withmixed samples

    Possible Problems:

    interpretation issubjective and can bedifficult

    mixtures difficult tointerpret

    statisticalcharacterization of mixedsamples is tricky

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    DNA in the Cell

    Target Region for PCR

    chromosome

    cell nucleus

    Double stranded

    DNA molecule

    Individual

    nucleotides

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    Short Tandem Repeats (STRs)

    1. CTTA with silver-

    stained gel

    PCR-based

    3 loci for identification

    plus sex-typing

    Easier interpretation

    of mixtures

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    Short Tandem Repeats (STRs)

    2. Gel-based

    systems with

    Fluorescent

    Detection

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    Short Tandem Repeats (STRs)

    3. CapillaryElectrophoresis

    AmpFlstr Profiler Plus Groups of amplified STR

    products are labeled withdifferent colored dyes(blue, green, yellow)

    Electrophoresis anddetection occur in

    computer-controlledcapillary device (ABIPrism 310 GeneticAnalyzer)

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    Short Tandem Repeats

    (STRs)

    the repeat region is variable between samples while the

    flanking regions where PCR primers bind are constant

    7 repeats

    8 repeats

    AATG

    Homozygote = both alleles are the same length

    Heterozygote = alleles differ and can be resolved from one another

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    Short Tandem Repeat

    AGAT AGATAGAT

    AGAT

    AGAT

    AGAT

    AGAT

    AGAT

    AGAT

    AGAT

    6

    4

    DNA Profile =4,6

    TCTA TCTATCTA

    TCTA

    TCTA

    TCTA

    TCTA

    TCTA

    TCTA

    TCTA

    7

    5

    DNA Profile =5,7

    TCTA

    TCTA

    STR

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    Multiplex PCR

    Over 10 Markers Can Be

    Copied at Once

    Sensitivities to levels less

    than 1 ng of DNA

    Ability to Handle Mixtures

    and Degraded Samples

    Different Fluorescent Dyes

    Used to Distinguish STR

    Alleles with OverlappingSize Ranges

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    An Example Forensic STR Multiplex Kit

    D3 FGAvWA 5-FAM (blue)

    D13D5 D7 NED (yellow)

    A D8 D21 D18 J OE (green)

    GS500-internal lane standard

    ROX (red)

    AmpFlSTRProfiler PlusKit available from PE Biosystems (Foster City, CA)

    9 STRs amplified along with sex-typing marker amelogenin in a single PCR reaction

    100 bp 400 bp300 bp200 bp

    Size Separation

    ColorSeparation

    Overview of Steps Involved in DNA

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    DNA Quantitation

    using Slot Blot

    AMEL

    D3

    TH01

    TPOX

    Penta D

    Penta EFGAD21 D18

    CSF

    D16D7

    D13D5VWA D8

    PCR Amplification with Fluorescent STR Kits

    and Separation with Capillary Electrophoresis

    Blood Stain

    Overview of Steps Involved in DNATyping

    Genotyping by Comparison to Allelic Ladder

    C l l ti f DNA Q titi

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    Calculation of DNA Quantities

    in Genomic DNAImportant values for calculations:

    1 bp = 618 g/mol A: 313 g/mol; T: 304 g/mol; A-T base pairs = 617 g/mol

    G: 329 g/mol; C: 289 g/mol; G-C base pairs = 618 g/mol

    1 genome copy = ~3 x 109 bp = 23 chromosomes (one member of each pair)

    1 mole = 6.02 x 1023 molecules

    Standard DNA typing protocols with PCR amplification of STR markers typically askfor 1 ng of DNA template. How many actual copies of each STR locus exist in 1 ng?

    1 genome copy = (~3 x 109 bp) x (618 g/mol/bp) = 1.85 x 1012 g/mol

    = (1.85 x 1012 g/mol) x (1 mole/6.02 x 1023 molecules)

    = 3.08 x 10-12 g = 3.08 picograms (pg)

    Since a diploid human cell contains two copies of each chromosome, then

    each diploid human cell contains ~6 pg genomic DNA

    1 ng genomic DNA (1000 pg) = ~333 copies of each locus (2 per 167 diploid genomes)

    Sh t T d R t

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    Short Tandem Repeats

    (STRs)

    the repeat region is variable between samples while the

    flanking regions where PCR primers bind are constant

    AATG

    7 repeats

    8 repeats

    AATG AATG

    Primer positions define PCR product size

    Fluorescentdye label

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    ABI Prism 310 Genetic Analyzer

    capillary

    Syringe withpolymer solution

    Autosampler

    trayOutlet

    buffer

    Injection

    electrode

    Inlet

    buffer

    Ch i t I l d

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    Chemistry Involved Injection

    electrokinetic injection process importance of sample preparation

    (formamide)

    Separation

    capillary

    POP-4 polymer

    buffer

    Detection fluorescent dyes with excitation and emission

    traits

    virtual filters (hardware/software issues)

    Electrokinetic Injection

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    Sample

    TubeDNA-

    -

    Electrokinetic Injection

    Process

    Electrode

    Capillary

    -

    Q is the amount of sample injected

    ris the radius of the capillary

    cs is the sample concentration

    E is the electric field applied

    t is the injection time

    s is the sample conductivityb is the buffer conductivityep is the mobility of the sample moleculeseo is the electroosmotic mobility

    Rose et al(1988)Anal. Chem. 60: 642-648

    Q = sr2cs(ep + eo)Etb

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    Separation Issues

    Run temperature -- 60 oC helps reduce

    secondary structure on DNA and

    improves precision

    Electrophoresis buffer-- urea in running

    buffer helps keep DNA strands

    denatured

    Capillary wall coating -- dynamic coatingwith polymer

    Polymer solution -- POP-4

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    DNA Separation Mechanism

    +-DNA-

    DNA-

    DNA-DNA

    - DNA-

    Size based separation due to interaction of DNA moleculeswith entangled polymer strands

    Polymers are not cross-linked (as in slab gels)

    Gel is not attached to the capillary wall

    Pumpable -- can be replaced after each run

    Polymer length and concentration determine the separationcharacteristics

    Fluorescent

    Emission Spectra for ABI

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    ABI 310 Filter Set F

    520 540 560 580 600 620 640

    WAVELENGTH (nm)

    100

    80

    60

    40

    20

    0

    5-FAM JOE NED ROX

    Laser excitation

    (488, 514.5 nm)

    Fluorescent Emission Spectra for ABI

    Dyes

    L b l d DNA f t

    P i i l f S l

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    Sample Detection

    CCD Panel

    ColorSeparation

    Ar+

    LASER

    (488 nm)

    Fluorescence ABI Prism

    spectrograph

    Capillary or

    Gel Lane

    SizeSeparation

    Labeled DNA fragments

    (PCR products)

    Detection

    region

    Principles of Sample

    Separation and Detection

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    15,16 16,17 20,23 12,14 30,30X,Y 13.2,15Evidence

    Area 1 Area 2 Area 3 Area 4 Area 5

    AREAS OF DNA

    SAMPLE Sex Area 6

    Ref.Std.2

    Ref.Std.1

    15,16 16,17 20,23 12,14 30,30X,Y 13.2,15

    14,15 17,18 23,24 13,13 30,30X,X 15,1914,15 17,18 23,24 13,13 30,30X,X 15,19

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    amelogenin

    D19

    D3

    D8

    TH01

    VWA D21FGA

    D16D18 D2

    amelogeninD19

    D3D8 TH01

    VWAD21

    FGA

    D16

    D18 D2

    Two

    differentindividuals

    DNA Size (base pairs)

    Results obtained in less than 5

    hours with a spot of blood the

    size of a pinhead

    probability of a random

    match: ~1 in 3 trillion

    Human Identity Testing with Multiplex STRs

    Simultaneous Analysis of 10 STRs and Gender ID

    AmpFlSTR SGM Plus kit

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    PERKIN-ELMERS

    PROFILER+ AND COFILER

    STATE OF TENNESSEEVERSUS

    TAYLOR LEE SMITH

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    JUST THE FACTS:

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    JUST THE FACTS:

    NOT A MIXTURE?1. Sperm Fraction: Eight of thirteen loci have a total

    of nine alleles not found in either the victim or the

    suspect.

    2. Suspect Known: Eight of thirteen loci have a

    total of 12 different alleles not found in the sperm

    fraction mixture.

    3. Victim Known: Ten of thirteen loci have a total of

    11 different alleles not found in the sperm fraction

    mixture.

    COINCIDENCE OR EVIDENCE?

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    COINCIDENCE OR EVIDENCE?

    The likelihood ratios for producing homozygous genotypes at

    four of thirteen STR loci* with DNA from a single individualversus a mixture of DNA from two individuals.

    Theta = 0.03 Theta = 0.05

    African American 1 in 278,000,000 1 in 43,000,000Likelihood Ratio 16,600 6,500

    Caucasian 1 in 183,000,000 1 in 27,500,000

    Likelihood Ratio 13,500 5,200

    Hispanic 1 in 15,000,000 1 in 3,700,000

    Likelihood Ratio 3,900 1,990

    *Observed Sperm fraction genotypes: vWA=16, TPOX=8, D5S818=12, and D16S539=10).

    Why the Y Chromosome?

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    Why the Y Chromosome? Applications

    forensic investigations (98% of violent crime by

    men)

    genealogical purposes

    evolutionary studies

    Advantages to Human Identity Testing male component isolated without differential

    extraction

    paternal lineages

    Needs population studies to evaluate diversity of

    haplotypes

    robust assay for accurate characterization of Y

    markers

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    Y STR Multiplex Assay

    100 bp 400 bp300 bp200 bp

    DYS19 389II389I

    390Primer Amounts Dye

    Y19 0.25 M JOEY389 0.125 M FAM

    Y390 0.25 M JOE

    Prinz et al. 1997(Forensic Sci Int, vol. 85, pp. 209-218)

    Quadruplex I

    Mitochondrial DNA

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    Mitochondrial DNA

    What is mtDNATyping?

    Database andstatistical issues

    A Mitochondrial Exclusion

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    A Mitochondrial Exclusion

    A Mitochondrial Inclusion

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    A Mitochondrial Inclusion

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    Mitochondrial Inconclusive?

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    The Future of Forensic

    DNA

    CODIS

    SNPs & Chips

    FBIs CODIS DNA Database

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    FBIs CODIS DNA Database

    Combined DNA Index System

    Used for linking serial crimes and

    unsolved cases with repeat offenders

    Launched October 1998 Links all 50 states

    Requires >4 RFLP markers

    and/or 13 core STR markers Current backlog of >600,000 samples

    13 CODIS Core STR Loci

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    with Chromosomal Positions

    CSF1PO

    D5S818

    D21S11

    TH01

    TPOX

    D13S317

    D7S820

    D16S539 D18S51

    D8S1179

    D3S1358

    FGA

    VWA

    AMEL

    AMEL

    Cold Hits and Solved Cases

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    On August 25, 1979, an 8-year old girl was brutally raped and murdered in

    San Pablo, CA. Semen was collected from the body and placed in an

    evidence room, where it sat for 22 years. Through this program, a DNA profile

    was made and submitted to the state and federal databases. This resulted in

    a cold hit identifying Joseph Cordova Jr. as the suspect. Cordova was a

    habitual child molester who at the time of the DNA analysis was incarcerated

    in a Colorado prison. Cordova was subsequently charged with molesting,

    raping and murdering the 8-year old girl.

    On November 8, 2000, a 12 year old girl, was kidnapped off of the street in

    Rancho Cordova, CA, and driven to Feather River in Sutter County where she

    was sexually assaulted and then killed. Nine months later, Justin Weinberger

    was stopped for a traffic violation in New Mexico. A check by police revealed

    that Weinberger was wanted on a federal warrant for child pornography. He

    was detained and voluntarily provided a DNA sample. Analysis of that DNA

    sample resulted in a match with evidence identifying Weinberger as the

    suspect in this case. Weinberger was subsequently extradited to California

    where he was tried and convicted of the murder of the 12-year old girl.

    Cold Hits and Solved Cases

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    STR Analysis by Hybridization

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    STR Analysis by Hybridization

    on Microchips