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    3 SPACE VECTOR MODULATION FOR FOUR-LEG VOLTAGE

    SOURCE INVERTERS

    3.1 FOUR-LEG VOLTAGE SOURCE INVERTER

    The schematic diagram of a four-leg inverter is shown in Fig. 3.1. This topology is

    known to produce balanced output voltages even under unbalanced load conditions[10].

    Due to the additional leg, a four-leg inverter can assume sixteen topologies which is twice

    the number of topologies a conventional three-leg inverter can assume[11]. These

    topologies are shown in Fig. 3.2. The topologies are similar to the three-leg inverter with

    the fourth leg being connected either to the negative rail (Fig. 3.2(a)) or to the positive rail

    (Fig. 3.2(b)). Each of these topologies is referred to as a switching state. Thus a four-leg

    inverter can produce sixteen switching states.

    p

    n

    ab

    c

    Ia

    fVg

    La

    Lf

    Fig. 3.1. Topology of a four-leg voltage source inverter.

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    ab

    cf

    pnnn

    ab

    cf

    ppnn

    ab

    cf

    nppn

    ab

    cf

    nppn

    ab

    cf

    nnpn

    ab

    cf

    pnpn

    ab

    cf

    pppn

    ab

    cf

    nnnn

    p p p

    ppp

    p p

    n n n

    nnn

    n n

    Fig. 3.2(a). Topologies of a four-leg voltage source inverter.

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    ab

    cf

    pnnp

    ab

    cf

    ppnp

    ab

    cf

    npnp

    ab

    cf

    nppp

    ab

    cf

    nnpp

    ab

    cf

    pnpp

    a b cf

    pppp

    a b cf

    nnnp

    pp

    p

    p p p

    pp

    n n

    nnn

    n n n

    Fig. 3.2(b). Topologies of a four-leg voltage source inverter.

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    3.2 VOLTAGE SPACE VECTORS

    Space vector modulation for a four-leg voltage source inverter is based on the

    representation of the phase voltage space vectors in the , , plane. Considering for

    example the first topology of Fig. 3.2(a) which is repeated in Fig. 3.3 for the sake of

    convenience, we see that the phase voltages Vaf, Vbf, Vcfare given by

    0

    0

    =V

    =V

    = VV

    cf

    bf

    gaf

    .. (3.1)

    f

    p

    ab

    c

    n

    Vg

    (a) (b)

    Fig. 3.3(a) Topology 1 (pnnn) of a four-leg voltage source inverter.

    (b)Representation of topology 1 in , , space.

    The transformed voltages in the , , space can be obtained using the transformation

    =

    2

    1

    2

    1

    2

    1

    2

    3

    2

    30

    2

    1

    2

    1

    1

    3

    2

    -

    --

    , T =

    V

    V

    V

    T

    V

    V

    V

    cf

    bf

    af

    .. (3.2)

    VV

    V

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    Thus, topology of Fig. 3.3 could be represented by the vector pnnn as shown in

    Fig. 3.3(b) and in Fig 3.4(a). A similar procedure could be adopted for all the topologies of

    Fig. 3.2. This would generate sixteen vectors. These are known as switching state vectors

    (SSVs). These SSVs are shown in Fig. 3.4. in the space of transformed phase voltages

    {Vaf, Vbf, Vcf}, where , plane is the plane in which Vaf + Vbf + Vcf = 0, and is the

    axis of the zero sequence component. The tips of these vectors when projected onto the

    , plane would form a regular hexagon as shown in Fig. 3.4(b).

    pnnn

    ppnn

    npnn

    nppn

    nnpn

    pnpn

    pppn

    pnnp

    nnpp

    npnp pnpp

    ppnp

    nppp

    nnnp

    V= Vg

    ppppnnnn

    V= 2 Vg/3

    V= -2 Vg/3

    V= -Vg

    V= Vg/3

    V= -Vg/3

    V= 0

    Fig. 3.4(a). Switching state vectors of a four-leg inverter.

    1

    2

    3

    4

    5

    6

    V1(pnnx)

    V2(ppnx)V3(npnx)

    V4(nppx)

    V5(nnpx) V6(pnpx)

    pppx

    nnnx

    2Vg/3

    x (p,n)

    Fig. 3.4(b). Projection of the sixteen vector into , plane.

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    3.3 SPACE VECTOR MODULATION

    The required phase voltages at the output of the inverter could be represented by an

    equivalent vector, rotating in a 3-D vector space (unlike the three-leg VSI where the

    required output line voltages are represented by a vector rotating in the 2-D space). Space

    vector modulation for four-leg inverter, as in a three-leg inverter involves identification of

    adjacent switching state vectors, calculation of their duty-cycles and sequencing of these

    vectors. The first two steps are described in detail in [10,13] are reviewed here for the

    sake of completeness.

    3.3.1 IDENTIFICATION OF ADJACENT VECTORS

    Identification of adjacent vectors is a two step process. At first, the vector space of

    Fig. 3.4(a) is divided into six triangular prisms (P1-P6). At any given instant the required

    output voltage vector is present in one of these six prisms as can be seen in Fig. 3.5, where

    the reference vector happens to be in prism1. The flowchart used to determine the prism

    information at any given instant is shown in Fig. 3.6, where V , V are obtained from

    (3.2), and is essentially the same as sector identification for the three-leg inverter.

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    p n n n

    p n n p

    p p n p

    p p n n

    p p p n

    n n n p

    n n n n

    p p p p

    V r e f

    Fig. 3.5. Reference vector in prism1.

    V V

    V V+

    -+

    +- -

    | V 3 | V | |

    Prism1 Prism2 Prism5Prism4 Prism3 Prism2 Prism6 Prism5

    y y yy n n nn

    | V 3 | V | | | V 3 | V | | | V 3 | V | |

    Fig. 3.6. Flowchart used to determine prism information.

    Once the prism information is determined the next step is to identify the

    tetrahedron in which the reference vector is present. To do this each prism is further

    subdivided into four tetrahedrons - thus leading to a total of 24 tetrahedrons. Each

    tetrahedron is formed by three non-zero switching state vectors [11,13] as shown in Fig.

    3.7 for prism1(P1). Table 3.1 shows how these tetrahedrons could be identified based on

    the sign of required phase voltages at the output of the inverter. Thus the three adjacent

    active vectors are determined.

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    Table 3.1: Identification of tetrahedrons

    Prism Tetrahedron Active Vectors Condition

    T1 ppnp, pnnp, pnnn Va>0, Vb0, Vc0, Vb>0, Vc0, Vb

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    pnnn

    pnnp

    ppnp

    ppnn

    [ + 0 0 ]

    [ 0 - - ]

    [ 0 0 - ]

    [ + + 0 ]

    [ - - - ]

    nnnp

    pppn

    [ + + + ]

    ppppnnnn

    Vref

    ppnp

    pnnn

    pnnp

    V0X

    Vref

    Vref

    (a) (b)

    Fig.3.7(a) Prism (P1) consisting of four tetrahedrons (T1,T2,T13,T14)(b) Reference vector in tetrahedron1(T1).

    3.3.2 Duty Cycle Calculation

    Once the active vectors are determined, their duty-cycles are calculated based on

    projections. This is illustrated for the case when the reference vector is in tetrahedron1(T1)

    in Fig. 3.8, where the duty-cycles d1, d2, d3 for the active vectors ppnp, pnnp, pnnn

    are obtained based on projections and the duty-cycle for the zero vector is obtained from

    d0 = 1-d1-d2-d3 .. (3.3)

    ppnp

    pnnn

    pnnp

    V 0X

    V ref

    d3

    d2

    d1

    Fig.3.8. Duty cycles for the active vectors.

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    Under balanced load conditions the reference vector takes up a circular trajectory

    in the , plane with the component being equal to zero. Under this condition the

    reference vector traverses only twelve tetrahedrons (T1-T12) and the time it spends in each

    tetrahedron is equal. This is indicated by the stair-case waveform in Fig. 3.9(a) where the

    length of all the stairs is equal, indicating that the time spent by the reference vector in

    each tetrahedron is the same. Fig. 3.9(b) shows the time spent by the reference vector in

    each prism. It can be noted that since the reference vector traverses through two

    tetrahedrons of a given prism consecutively; the sum of two consecutive stairs in Fig.

    3.9(a) would give rise to one stair in Fig. 3.9(b).

    Under small unbalance, the trajectory of the reference vector becomes elliptic, with

    a varying component [10]. Under this condition the time spent by the reference vector ineach of these twelve tetrahedrons is not a constant as can be seen from Fig. 3.10(a). Fig.

    3.10(b) shows the traversal of prisms under this condition.

    Under balanced or small unbalanced operating conditions the reference vector

    remains in only twelve tetrahedrons(T1-T12). However, during transients or during

    extreme unbalance the reference vector could traverse tetrahedrons beyond twelve ( T13-

    T24).

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    Tetrahedrons

    T1

    T12

    Time

    Time

    Prisms

    P1

    P6

    Fig. 3.9. Traversal of tetrahedrons and prisms for a balanced load.

    Time

    (b)

    Prisms

    Time

    (a)

    Tetrah

    edrons

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    Tetrahedrons

    T1

    T12

    Time

    P

    risms

    P1

    P6

    Time

    Fig.3.10. Traversal of tetrahedrons and prisms for an unbalanced load.

    Time

    (b)

    Time

    (a)

    Tetrahedrons

    Prisms

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    3.3.3 Sequencing of Vectors

    Once the active vectors are determined and the duty cycles calculated, the degrees

    of freedom we have in the choice of a given modulation algorithm are

    (1) The choice of the zero vector -

    whether we would like to use nnnn or pppp or both,

    (2) Sequencing of the vectors,

    (3) Splitting of the duty cycles of the vectors without introducing additional

    commutations.

    Three such SVM algorithms are considered, namely:

    1) The symmetric sequence - Scheme1

    2) The highest current not switched sequence - Scheme2

    3) The alternating zero vector sequence - Scheme3

    The schemes analyzed here are similar to the ones found in literature for a three-

    leg inverter operating under balanced load conditions as described in the previous chapter.

    Scheme1 corresponding to SVM2, scheme2 corresponding to symmetric SVM4, and

    scheme3 corresponding to SVM3. The scheme corresponding to SVM1 is not analyzed

    here because it did not have any advantage under hard-switched conditions when

    campared to the other schemes.

    Each of these modulation schemes has been analyzed and its relative performance

    with respect to switching loss and THD of the voltage at the output of the inverter is

    assessed. The analysis is performed over the entire range of modulation index and for

    both balanced and unbalanced load.

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    3.4 MODULATION SCHEMES

    3.4.1 Symmetric sequence: Scheme1

    The sequence of vectors applied in this scheme is shown in Fig. 3.11 for the case

    when the reference vector is in tetrahedron 1. This scheme is expected to have low THD,

    as in three-leg voltage source inverter, because of the symmetry in the waveforms. The

    number of commutations in one sampling period is eight.

    T s

    a

    b

    c

    f

    p

    p

    p

    p

    p

    p

    n

    p

    p

    n

    n

    p

    p

    n

    n

    n

    n

    n

    n

    n

    p

    n

    n

    n

    p

    n

    n

    p

    p

    p

    n

    p

    p

    p

    p

    p

    p

    p

    p

    p

    p

    p

    p

    p

    p

    p

    n

    p

    p

    p

    n

    p

    n

    n

    n

    n

    p

    n

    n

    n

    p

    n

    n

    n

    p

    n

    n

    p

    p

    n

    n

    p

    T s

    d 0 d 1

    2

    d 2

    2

    d 3 d 0

    2

    d 3

    2

    d 2

    2

    d 1

    2

    d 0

    4 2 4

    d 0 d 1

    2

    d 2

    2

    d 3 d 0

    2

    d 3

    2

    d 2

    2

    d 1

    2

    d 0

    4 2 4

    p

    np

    n

    p

    n

    p

    n

    Fig. 3.11. Phase gating signals in scheme1.

    3.4.2 Highest Current Not-Switched Sequence: Scheme2

    This scheme is based on the fact that the switching losses are approximately

    proportional to the magnitude of the current being switched and hence it would be

    advantageous to avoid switching the inverter leg with the highest instantaneous current.

    This is possible in most cases, because all adjacent SSVs in a given tetrahedron differ in

    the state of switches in only one leg. Hence, by using only one zero vector, nnnn or pppp

    within a given tetrahedron, one of the legs does not have to be switched at all, as shown in

    Fig. 3.12.

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    However, since the choice of the non-zero SSVs is made based on the desired

    output voltage vector and the phase and magnitude of the current is determined by the

    load, it is not always possible to avoid switching the phase carrying the highest current. In

    such a case the phase carrying the second highest current is not switched but the switching

    loss savings are reduced. The splitting of active vectors about the zero vector as shown

    below results in a significant reduction in the THD. The number of commutations in one

    cycle is six.

    Ts

    a

    b

    c

    f

    pp

    p

    p

    pp

    n

    p

    p

    n

    n

    p

    p

    n

    n

    n

    p

    n

    n

    p

    pp

    n

    p

    pp

    p

    p

    pp

    p

    p

    pp

    p

    p

    pp

    n

    p

    pp

    n

    p

    pn

    n

    n

    pn

    n

    p

    pn

    n

    p

    Ts

    d d2

    d2

    d d2

    d2

    d4 4

    d d2

    d2

    dd 22

    d2

    d4 4

    p

    n

    p

    n

    p

    n

    p

    n

    Fig. 3.12. Phase gating signals in scheme 2.

    3.4.3 Alternating Zero Vector Sequence : Scheme3

    In this scheme the zero vectors (pppp, nnnn) are used alternatively in adjacent

    switching cycles so that the effective switching frequency is halved, as shown in Fig. 3.13.

    However, the sampling period is still Ts, same as in the other schemes. The number of

    commutations in one Ts is four and hence the switching losses are expected to reduce.

    Current THD is significantly higher due to the existence of the harmonics at half the

    sampling frequency.

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    a

    b

    c

    f

    pnnn pnnp ppnp pppp ppnp pnnp pnnn nnnn

    Ts Ts

    d3 d2 d1 d0 d1 d2 d3 d0

    p

    n

    p

    np

    n

    p

    n

    Fig. 3.13. Phase gating signals in scheme3.

    3. 5 ANALYSIS

    3.5.1 Performance Comparison for Balanced Loads:

    3.5.1.1 Total Harmonic Distortion:

    The modulation schemes are analyzed for their harmonic performance using the

    algorithm developed in the previous chapter for a three-leg inverter where the Fourier

    components of the output voltage are calculated by summing up the Fourier components of

    the individual pulses. The harmonics of the line currents are calculated by using the load

    impedance information. This procedure is illustrated here for scheme1.

    The neutral point potential (Vf) can be 0 or Vg, depending on the SSVs. Hence the

    phase voltages (Vaf, Vbf, Vcf - voltages between the inverter output and the neutral point)

    can be accurately calculated as shown in Table 3.2 for tetrahedron 1.

    Decomposition of the phase voltage switching waveform for scheme1 into sum of

    pulses with period To as explained in chapter 2 is shown in Fig. 3.14 where a typical phase

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    voltage is decomposed in the kth switching interval from beginning of the phase voltage

    period, where

    10 -f

    fk

    o

    s .(3.4)

    Comparing each of the component pulses with Fig. 2.13 one can find that for the

    pulse in Fig. 3.14(b)

    (3.5)

    for the pulse in Fig. 3.14(c)

    ..(3.6)

    d3/2

    Vg

    (k-1)Ts kTs

    0d3/2

    Vg

    (k-1)Ts kTs

    0d3/2

    d3/2

    Vg

    (k-1)TskTs

    00.5+d0/4

    d0/4+d1/2+d2/2

    (a) (b) (c)

    Fig. 3.14. Phase voltage decomposition in one sampling period.

    The duty cycles d1, d2, d3 and d0 are calculated as explained in section 3.2 and the

    Fourier components of these pulses are obtained from equations (2.7) and (2.8).

    Table 3.2. Output voltage pulse in tetrahedron1: Scheme1

    SSVs pppp ppnp pnnp pnnn nnnn pnnn pnnp ppnp pppp

    Duty cycle d0/4 d1/2 d2/2 d3/2 d0/2 d3/2 d2/2 d1/2 d0/4

    Va V V V V 0 V V V V

    Vf V V V 0 0 0 V V V

    Vaf 0 0 0 V 0 V 0 0 0

    gmsmm VVTddd

    kTd

    d =

    +++== ,.

    2241,

    2

    2103

    gmsmm VVTd

    kTd

    d =

    ++== ,.42

    11,

    2

    03

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    Fig. 3.15 shows the variation of THD (of phase voltage and phase current) with

    modulation index for all the schemes. The results are similar to the three-leg inverter.

    0 0.866Modulation index

    (a)

    0 Modulation index 0.866

    (b)

    Fig. 3.15. Total harmonic distortion of (a) Phase voltage ,( b) phase current (fs/fo = 36).

    3.5.1.2 Switching loss

    The switching losses are assumed to be proportional to the product of the voltage

    across the switch and the current through the switch at the instant of switching. Since the

    voltage across the switch is the bus voltage, it is considered to be a constant. Thus the

    losses are proportional to the current during switching.

    Modulation index

    Modulation index

    THD

    ofphasevoltage

    THD

    ofphasecurrent

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    Under balanced load conditions the neutral leg carries only the high frequency

    ripple as shown in Fig. 3.21(a). Hence the switching losses are expected to be similar to

    the three leg inverters. Losses for schemes 1 and 3 are independent of the load whereas

    for scheme 2 the losses depend on the load power factor and its loss performance has

    been optimized as described in section 3.5.2

    Fig. 3.16 shows the relative variation of switching losses with load power factor

    for the three schemes.

    Load pow er factor

    Relativeswitching

    loss

    Fig.3.16. Relative switching losses as a function of load power factor angle.

    3.5.2 Performance Comparison for Unbalanced Load

    3.5.2.1 Total Harmonic Distortion

    Depending on the load and load power factor angle (lpf) there are several cases of

    unbalance that could be studied. Two cases are presented here.

    (1) Load power factor angle unbalance: Here each of the three phases are assumed

    to be carrying full load current, however the lpf of phase a is assumed to vary from

    90

    to 90 . Fig. 3.17 shows the variation of THD of phase a voltage when the lpf is leading

    and lagging. The curves are not smooth because the THD was calculated at discrete points.

    Relativeswitching

    loss

    Load power factor angle

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    (a)

    (b)

    Fig. 3.17 Variation of THD of phase voltage with load power factor

    (a)leading, b) lagging(2) Load power unbalance : In this case the lpf is assumed to be unity, however the

    load power taken by phase a is assumed to vary from 100 % to 10 %. Fig. 3.18 shows the

    variation of THD of phase a voltage with load power. It can be observed from the figure

    that the THD increases with decrease in load power but variation is very small.

    Load power factor angle

    Load power factor angle0 90o

    90o

    0

    THD

    ofphasevo

    ltage

    THD

    ofphasevoltage

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    Load power

    Fig. 3.18 Variation of THD of phase voltage with load power

    3.5.2.2 Switching Losses

    Load power factor angle unbalance: Here though the load currents are all of the same

    magnitude, the currents through the filter inductors and hence the switches are dependent

    on the load power factor. Fig. 3.19 shows the variation of total switching losses, of all the

    switches, with load power factor. This shows that with increasing load power factor angle

    unbalance the switching losses invariably tend to increase. The extent to which they

    increase, however, is dependent on the exact power factor angle and also whether it is

    leading or lagging.

    Load power factor angle

    (a)

    THDo

    fphasevoltage

    10%100%

    Relativeswitchingloss

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    Load power factor angle

    (b)

    Fig. 3.19 Relative switching loss for

    (a)Leading load power factors(b)Lagging load power factors

    3.6 SIMULATION AND EXPERIMENTAL RESULTS

    A 150 kW inverter was simulated for both balanced and unbalanced load

    conditions. The parameters used wereLa = 1.25 mH, Lf = 0, C = 210 uF, Vg = 850 V, fo =

    60 Hz, fs = 2160 Hz. The phase current waveform and its spectrum for each of the schemes

    for balanced load conditions are shown in Fig. 3.20

    The simulated phase currents, output voltages and the current through the neutral

    leg for balanced and unbalanced load conditions are shown in Fig. 3.21. Scheme 1 was

    used for Fig. 3.21. The load was assumed to be 255 A peak for the balanced case. For the

    unbalanced case the load currents were assumed to be 60127.5,0255 A A, and

    075.63 A for the three phases a, b, and c respectively.

    Based on the analysis and simulation, scheme2 was implemented on a prototypeinverter and the results are as shown in Fig. 3.22.

    Relative

    switchingloss

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    (a) (b)

    Fig. 3.20 a) Phase currents and b) Spectrum of phase currents for the three space vector

    modulation schemes.

    Fig. 3.21. Line currents, output voltages and current through neutral leg for

    a) Balanced load, b) Unbalanced Load.

    Line Currents

    Output Voltages

    Neutral Current

    Scheme1

    Scheme2

    Scheme3

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    (b)

    (a)

    fs

    20V/div

    20db/div

    Fig.

    3.22.Experimental output voltage and spectrum of output voltage for scheme 2.

    ( Vg = 75V, fs/fo = 40)

    20dB/div

    20V/div

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    3.7 PERFORMANCE SUMMARY

    This chapter analyzed the most important modulation schemes for both balanced

    and unbalanced load conditions for a four-leg inverter. The analysis was performed over

    the entire range of modulation index and over the entire range of load power factor for the

    balanced load conditions. Two typical unbalance conditions - load power factor angle and

    load magnitude, were studied for harmonic distortion and switching losses. Table 3.3

    summarizes the results of the analysis. The analysis clearly brings out the trade offs to be

    observed between the THD and switching losses i.e., a scheme with low THD usually has

    high losses. The study of unbalanced load conditions reveals that both THD and losses

    increase. Overall scheme 1 should be used at low switching frequencies where the

    switching loss is small. At high switching frequencies scheme 2 is recommended

    Table 3.3. Relative performance of various modulation schemes (four-leg)

    Modulation Schemes Scheme-1

    Symmetric

    Scheme-2. Highest

    Current not Switched

    Scheme-3. Alternating

    Zero Vector

    No. of commutations in Ts 8 6 4

    No. of switching states in Ts* 10 7 4

    Dominant Harmonic f s fs fs/2

    Balanced LoadRelative Losses 1 0.5-0.63

    **0.5

    THD at low mod. Index Least

    THD at high mod. Index Least Highest

    Unbalanced LoadRelative Losses-lpf

    (leading 00-90

    0)

    1-1.41 0.5-0.95 0.5-0.7

    Relative Losses-lpf

    (lagging 00-90

    0)

    1-1.58 0.5-0.95 0.5-0.79

    THD at leading lpf***

    Least HighestTHD at lagging lpf

    ***Least Highest

    THD at varying loads***

    Least Highest* Important in the design of digital modulator.

    ** Depending on load power factor.

    *** Exact values are dependent on modulation index