FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained...

16
(j ( - ' :: ,. 9 4. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT ill Gorf11me11tActo(/978 Rei·. 1::oos FOR CALENDAR YEAR 2007 (5 G.S.C. app ..V} llJ/ ./ / /J I. Person Reporting <lust name. first. middle initial) Brotman, Stanley S 2. Court or Organization U.S.D.C bew Jersey J. Date of Report 7/09/2008 4. Title (Article Ill judge› indi1nti acli\c or Sl'nior status; magistrate judges indicate full- or par-time) U.S. District Judge/Sr. Status Sa. Report Type (check appropriate type) D 1omination. Date D Initial 0 Annual D Final 6. Reporting Period Ol;OJ,2007 to I 2/3 l.'2007 Sb. D Amended Rcpon 7. Chambers or Office Address 6030 M.H. Cohen US Courthouse 4th & Cooper Streets. Box I 029 Camden, NJ 08102-1029 8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in n)' opinion, in compliance with applicable laws and regulations. Rniewing Offcer Date IMPORTANT NOTES: The i11structio11s accompa11ying this form must be followed. Complete all parts, checking the NONE box/or each part where yo11 ha1•e no reportable information. Sign on last page. I. POSITIONS. (Reporting i11dh-id11a/ 011(r: see pp. 9-/J off/i11g imtruction.1.) [ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. 2. 3. 5. C' ,. = = <: ;: · - .. ) ::: </> (_ c: . rn 0 II. AGREEMENTS. (Reportill! i11dfd11a/ 011(1·: see pp. 14-16 ofit1K ilrstructiilm.) . rX-1 [ NONE (No repor1ab/e agreements.) r;1 ':_? c·) :É-: -r · , r··- } "'." "• rn PARTIES AND TERMS -q ( 0 Pl w I. c 2. 3.

Transcript of FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained...

Page 1: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

(Jj ( r·

- '

:::u ,.

9

4.

Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT

ill Gorff11me11tActo(/978Rei·. 1:::oos FOR CALENDAR YEAR 2007 (5 G.S.C. app .. } llJ/ ./ / /J

I. Person Reporting <lust name. first. middle initial)

Brotman, Stanley S

2. Court or Organization

U.S.D.C ew Jersey

J. Date of Report

7/09/2008

4. Title (Article Ill judge indi1.:nti.: acli\c or Sl'nior status; magistrate judges indicate full- or part-time)

U.S. District Judge/Sr. Status

Sa. Report Type (check appropriate type)

D 1\Jomination. Date

D Initial 0 Annual D Final

6. Reporting Period

Ol;OJ,2007 to

I 2/3 l.'2007 Sb. D Amended Rcpon

7. Chambers or Office Address

6030 M.H. Cohen US Courthouse 4th & Cooper Streets. Box I 029 Camden, NJ 08102-1029

8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in nl)' opinion, in compliance with applicable laws and regulations.

Rniewing Officer Date

IMPORTANT NOTES: The i11structio11s accompa11ying this form must be followed. Complete all parts, checking the NONE box/or each part where yo11 ha1•e no reportable information. Sign on last page.

I. POSITIONS. (Reporting i11dh-id11a/ 011(r: see pp. 9-/J offi/i11g imtruction.1.)

[2J NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

3.

5.

C' ,.._,= = <:>::> ;.:J · -

· .. ) :::· : </>

(._c: .-

rn 0

II. AGREEMENTS. (Reportill!f i11dfrid11a/ 011(1·: see pp. 14-16 offifit1K ilrstructiilm.) c_·

.r: r -1

[2J NONE (No repor1ab/e agreements.) r;1 '.:_? c·) :·: -::> -r · , r··- }>

"''."" "•

rn

PARTIES AND TERMS -q (}

0

Pl w

I. co

2.

3.

Page 2: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

INCOME

2.

SOURCE DATES LOCATION PCRPOSE

I.

J.

4.

>JY lntellecti.1al Pn>perty La\\ A:-.soc1atinn

\e" Jer:;cy Bar .-\:-.:--lH:iation

A ..\A South .lcr,cv I See Section\, Ill

Third Cncu11 iuJiL1<d ( onference

3.23-2-Uli

I 7 II At!Jnt1c City. \J

.1 '/ .. ' ii I II'

Dinner

Pa,t Pre:;i<lent Luncheon

Retreat

Lo<lge. F,,oJ

Food

Lodge. h>oJ

Oat< of Report 'iame of Person Reportin FINANCIAL DISCLOSURE REPORT

Page 2of16 Brotman, Stanley S 7.(Jl), 2008

III. NON-INVEST'.\<IENT INCO;"VIE, IReporti11x i11dii<id11ul u11d """''"; .1eepp. /7-2411/fili11x i11.1tr11<·tio1,,,)

A. Filer's Non-Investment Income

0 N01'< E (,\"o rcportah!e 11011-i111'es/111ent i11co111e.)

SOCRCE AND TYPE () ouro. not opouse'')

I.

2.

3.

4.

B. Spouse's Non-Investment Income - tlri., .>ection. lfy1111 wae married d11ri11K 1111.r porthm oft/re r<•p11rti11K year, ,·onrplete

(l)o/111r amot1J1/ 11or l'<'</Uit'ccl 1'\"C t'/Jffhr /id11oraria.}

0 NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2007 Director. American Automobile Association. Club of South r\ew Jersey

3.

4.

IV. R Ell\'I BuRS E IYIE NT s -- tru111p11rluti1111, lodxi11x. fi111d, e11tertui11111enl.

(/nc/udn fhmi· fu '/lOllSl' ol/I/ cl1'f)('!/d('I// '/11/cl/'1'1/. '('C !'!' : 5-: r{fi/111g l/J.\fr11t'f1011.'.)

D NONE (:Vo reµorlahle rci111h11rse111ents.)

ITEMS PAID OR PROVIDED

5.

Page 3: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

SOURCE

I.

2.

3.

4.

5.

Date of Report 'iame of Person Reporting FINANCIAL DISCLOSURE REPORT

Page3ofl6 7/09, 2008 Brotman, Stanley S

V. GIFTS. (/ndudes those to ... pouse and dependent children; .\ee pp. 28-31 of filing instnll"tion.'i.)

0 NONE (No reportable gifis.)

DESCRIPTION VALUE

VJ. LI ABJL JTJES. (Includes llto.\·e of.\pouse and dependent children; see pp. 32-.33 of jiliug i11Mructio11s.)

[2J NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

VALUE CODE

2.

3.

4.

5.

Page 4: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

B c

du<

___ I

FINANCIAL DISCLOSURE REPORT

Page4ofl6

'Oame of Person Reporting

Brotman, Stanley S

Oate of Report

7i0'li2008

VII. INVESTMENTS and TRUSTS - i11come. •·a1ue. 1rumac1io11s 11nc1udes 11iose of spouse u11d depe11<1e111 c1ii1dre11: '"''PP· 14-60 offi/i11x i11s1ruc1io11s.1

0 NONE (No reportable income. assets, or transactions.)

A.

Description of /\ ds

(including trust asset-;) Income during

n:porting period

Gross value at end of

reporting period

I.

2.

3.

4.

5.

6.

7.

8.

9.

10.

II.

12.

13.

14.

15.

16.

17.

Place "(XJ" after each asset

exempt from pnor <l1'.'.closurc

Advantage Pim1ary Liq. Fd/Oppcnhcimer

U.S. Em·iro Svstems, Inc. Cogenic Energy ) Sys

cis ( fom1erly

General Electric e's

Xerox Corporation c/s

PNC Bank c/s

Sun Nat . Bank, Vineland, NJ (chkg acct)

Israel Bonds

Wachovia Cap. Acct., fom1erly Command Money Fund/Prudential

Wachovia Corp.

Israel Bonds

Minotola National Bank. Vineland. NJ (checking)

TRUST:

-GlenmedcFund l nc.-Tax Exempt Cash Pott pri n. cash & reserve

- Manalapan Eng. NJ R gl Brd EJ (utJ 6: I /93: Jue 511107

- Gloucester Cnty NJ G. 0. (<ltd 10:1197: 2. 108)

- Genera l Electric Co . CtS

- Colgate Palmolive Co. crs

I lnnH111..• (j,1111 (odes· \ ""'51.000 nr k:-..-.

IS\:' ' ( t1!11inn:-. 111 ;u1d 0 ) r 0 S">l1.00 ! \ lOll.mH!

2. \',du · ( od ·,

!SCt' ( )l11n111:- l I .111J D.I! N ..o\25o.on t - <.;500 noo

(IJ

Amount Code I

IA-HJ

A

B

A

B

B

A

B

A

A

A

c

c

B

B

A

J_ \',du<;.' t'-.kthud ( ndc-:'

('.--cc CL1lumn ( I

PJ )25.000.0!ll - )511.000.0UO

0 ,.\prr.11.,;d

l1 =B•)•'" \:due

(2J

Type (e.g ..

J1v .. rent.

or int.)

Interest

None

Dividend

Dividend

Dividend

Interest

Interest

Interest

Dividend

Interest

Interest

Interest

Interest

Interest

Dividend

Dividend

8 ""'\I .O!J I - S2.5UO

(IJ

Value

Code 2

(.l·PJ

J

J

L

K

K

J

J

J

K

J

J

K

L

L

K

(j "'SIOO,flOI -Sl.Ofl!I 000

I\. \l -l.OOI · \:-.0.000

o -...;:;no.001 - )Lorui.mHJ

Cn::.t ( Rt'al ht:\!e Onl l

V Otha

(2J

Value

Method

Code 3

(Q-WJ

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

(IJ

Type (e.g ..

buy. sell.

redemption)

Maturity

Partial Sale

Pa1tial Sale

C =S2.50I - .)5.000

!l ! SI .000.0tll - .:; 000 oou

L ··)50.lHll S!Oi!.000

Pl "' I .!lDOJlO I - 55.tJOO.OllU

I' c=t-.lor<.' !han S50.00!l.(!00

D.

Transactions during reporting period

(2J IJJ (4J Date Value Gain

Month - Code 2 Code I

Day i.l-PJ IA-HJ

6,'1 L

li23 J D

I 123 J 0

D ""$5.00I - ;-.. I :'i.000

112 ""r-.lnr<..' lh;m S5.000 fllJO

;q SIOO,IHll )2:'\0.000

P2 =:.i5.000.001 · .) 5 .000. UOO

(5J Identity of

buyer/seller

(if pri\ ate

transaction}

[ = l . lHH -S)0.000

Page 5: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

:\ ame of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 5of16 7i09/2008Brotman, Stanley S

\lJJ. INVESTMENTS and TRUSTS -- income,''"'""· 1ra11.mc1ions 1111d11des 11ro . .e of spouse and dependent c1ritdre11: sec PP· 1.t-60 offitini: ins1rucno11>.J

D NONE (No reportahle income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gros \aluc al end of Transa..:t10ns during reporting period

(including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) 12) (3} (4) (5}

Place "IX)" after each asset

exempt from prior disclosure

Amount Code 1 IA-H}

Type (e.g ..

div. rent,

or int.}

Value

Code 2

(J-P)

Value

Method

Code 3

Type (e.g ..

huy. sell.

n:dcmptwn)

Date

Month -

Day

Value

Code 2

tl-P)

Gain

Code I

IA-H}

Identity of

huycr.'scllcr

(1f pri\ ate

(Q-W) trnn.<,action)

18. - Johnson & Johnson c/s A Dividend K T Partial Sale ],23 J D

19. T Partial Sale 4124 K D

20.

21.

22.

23.

24.

25.

26.

27.

28.

29.

30.

31.

32.

33.

34.

- Royal Dutch Petroleum NY shares els

- City Group. Inc. els

- Bank of America c/s

- Automatic Data Processing. Inc. els

- Microsoft Corp. c/s

- Intel Corp. c/s

- Chase Manhattan Corp.els

Daimler Chrysler c/s

IBM c,'s

Pepsico. Inc. c/s

Specialty Retail Group. Inc. c/s

THE GLE'.\iMEDE TRUST CO.(IRA I J:

- Glenmede Fund. Inc.: Strategic Equity Port

THE GLE'.\MEDE TRUST CO.!IRA2J:

B Dividend

B Dividend

B Dividend

A Dividend

A Dividend

B Dividend

A Dividend

A Dividend

A Dividend

A Dividend

f\ione

A IntDiv

L

K

K

K

K

K

J

J

J

M

J

J

M

T

T

T

T

T

T

T

T

T

T

T

T

T

Partial Sale

Partial Sale

Partial Sale

Partial Sale

1/23 J D

4/24 J D

1123 J c

1123 J B

! !. lnromt' Gain ( oJes r\ Sl.oon or le:;:. 8 =St .iHll - S2.500 C S2.501 - S5.000 D "'55.IJOI -Sl5.00o [ SI 5.00 I - '):'0,U!Hl

( t'e ( l1luinn. 8 I ,md 0..1 J F :.:.)5o.onl .\100 non (r,., IOO.UOl -'\l.000 000 !-/I S 1.0110.00 I \5.000JlOO H :oo\h1r.; 1b.in \.'i 000.000

2 V,duc ( lJ(k ::- J -")1).00() 11f k-. .... I\. =\ ! 5.0llI )'i(} 0(){) L -\ ll.OOI )10U.IJIJO \l -;:') l!J!l.()1.)l - 250.0()f}

(S<.'l' ( n!umns ( t and D.\ J N "' 2511.00 I - S50o.ooo o sson.oo 1 - s 1.000.oon PI -"')I .IHl0.00 I - S) 000.000 P:'. =)5.000,00J - S2S.tlll0.000

f'J - 25.0UO.OOl SS0.000.00() r - 1\\rl' \h,111 \)0,()()()_1\00

1 .l. V.1lt1e \letlrnd ( ot.les () ,\ppr.11s,d R -<. O.'-I ( Rt';1I [st.Ill' On!: J (Set' ( ulumn ( 2) L 8th) V.ilue \ 01h.:r \\ -[slll\l.ttcd

Page 6: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

�TRUST:

c

r

35.

(2) (I) (2) (3)

.. -----·-----

Date of Report 'iame of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 6of16 7/09•2008Brotman, Stanley S

VII. INVESTMENTS and TRUSTS -- ilf('Qme, 1·a111e, 1ransac1io"·' r1nc111Jes those of'P"",., a"J Jepe1Jde1J1 children: .1ee PP· 14-60 uffili"K i11s1ruc1io1J.1·.J

D NONE (No reportable income. assets. or transactions.)

A. B. D.

Description of Asscls Income d uring Gross value at end of Transactions d uring reporting period

(includmg tnist assets) reporting period reporting period

(I) (2) ti) (5)(4) Date Value Gain Identity of' Value Type (e.g .. Place "(XJ'' after each as ct Amount Type (e.g .. Value

Code I Month - buyer/sellerbu . sell. Code 2 Code IMcthoJdiv., rent. CoJe 2exempt from pnor disclosure !(,\-))) Day ( 1r rx1vatcor 111!.J (.1-PJ redemption)CoJc 3 iJ-P) (A-Hi

(Q-W) transaction)

- Glcnmcdc Fund. Inc .. Strategic Equity A lnt'Div K T Part

36. THE GLE"IMEDE TRUST CO.

37.

38.

39.

40.

41.

42.

43.

44.

INVESTMENT ADVISORY:

- Glcnmcdc Fund, Inc .. Strntegic EquityPart

Verizon els

Pepsico, Inc. els

Motorola, Inc. c/s

J.P. Morgan Chase els

Intel c/s

Israel Bonds

Vodaphone AirTouch c/s

46. - Home Depot. Inc. els

47.

48. - American International Group els

49. - Exxon Mobil Corp. e's

50. - Sayreville. i\J (dtd 9.'l '00; 4.6% Due 9/1.110)

51. - Mercer County. NJ lmpt.(dtd 12:'15100 4.4%,due I l:J, 10)

B

A

A

A

A

A

A

A

A

A

B

B

B

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Interest

Dividend

Dividend

Di\idend

Dividend

Interest

Interest

L T

J T

J T

J T

K T

K T

J T

K T

K T

T

K T

K T

K T

Partial Sale

Sale

Sale

1123 J B

911 I J B

I 1.20 K

! . Income (_i,un Cudes· \ -"'S 1.000 or ks:-- 8 °S 1.110 I - S2.500 ( -"S2.501 - S5.000 D S5.0<ll - S 15.UIJO [ " 15.00 I - S50.0UO

tS<.:'e ( 1)lumn' B ! in,! f) ) r <:'iOJHll-\IOOOO!J (, -\100.!lO ! \I 000!100 HI c.=S!.000.tHl! 1.,:=; 000. lltJO H2 -=-:-.h11I..' ih,111.\.'\.000.000

\':1111<.' ( 1)(k' J -.oS I 5 !JOO M,.k I -S50.00! 100.tHHJf.__ '"') 15,00f · ':'i:'OJJOO "-1 ·-'.\HHUIO! ':i:!'>0.000

N =\ :'!J.lHJ I - S5UO.O!Hl 0 .o-'.'i)UO_IH)l - SI .000.000 PI =SI ,O!l!J.00I - 55.00fl .O//O P 2 "'S IHW.00 I - 525,000.000

P.l "'S :'i.U 00.001 - S50.ll00.000 P-i -·:\1nrt: than '>5!J.000.00U

-1. \.due- '.\h:tlh1J ( oJ :; O "'t\rpr;u;;al R "'l o:;t (Re.II b!att' Onl,,, l 1Set' ( l1lumn c· l L :o:B1)nk \:due ,. "'Olht.'r \\ = [s!m1akJ

Page 7: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

TRUs·1·:

--·- ---

___ J

(I) (2)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7 of 16 7/09:2008Brotman, Stanley S

VII. INVEST1'-1ENTS and TRUSTS .. ;""""''· ..atue, transactions r111c111de.1 tho.le of.1po11.w a11d depe11de111 c1ii1drc11: .>ee pp. 34-60 offi!i1111 instructions.;

D NONE (No reportable income, assets, or transactions.)

A. B. c D

Description of Assets Income during Gross value at end of Tr<Jnsactions during reporting period

I including trust assets) reporting period reporting period

(I) (2)

Place "(X)" after each asset Amount Type (e.g .. Value Code I exempt from prior disclosure div .. rent. Code 2 (A-H) or int.) (J-1')

52. - Ocean City.NJ FSA G. O (<ltd 41 li98 B Interest K 4.5%:due 411108)

53. THE GLEN MEDE TRUST CO.(IRA I):

54. - Glenmede Fund, Inc.: Strategic Equity Part B Dividend L

Value

Method

Code J

(Q-W)

T

r

(I) (2) (3) (4) (5) Type (e.g .. Date Value Gain Identity of

huy. sell. Month - Code 2 Code I buyer'seller

redemption J 03)' i.1-P) (A-HJ {if private

transaction)

55.

56.

57.

58.

59.

60.

THE GLENMEDE TRUST C0.(IRA2):

- Glenme<le Fund, Inc.: Strategic Equity Part

THE GLEN MEDE TRUST CO. INVESTMENT ADVISORY:

- Glenme<le Fund, Inc.: Strategic Equity Port

Verizon Communications els

Unique Mobility. Inc. els

B

B

A

A

Dividend

Dividend

Dividend

Dividend

K

K

J

J

T

T

T

T

62.

63.

64.

65.

66.

67.

68.

-Glassboro.NJSchlDist,FSA. <ltd 7/1/01.4 314%.7/1.'l I

- Medtronic. Inc. els

- NJ SY EDL FACS Auth Re Ambac <ltd 7;1/01 4.3% 7.'l/11

THE GLE"\MEDE TRUST CO.(!RA I):

- Glenme<le Fund. Inc.: Strategic Equity Fund

- Vanguard Institutional Index 500 FD

THE GLE"'MEDE TRUST C0.(!RA2J:

A

A

A

A

B

Interest

Dividend

Interest

Dividend

Dividend

K

K

J

L

T

T

T

T

T

Redemption

Partial Sa le

7;06

1124

K

J

A

B

I. !n ·omt.> (1;1m ( uJr."s: ;\ -"S 1.0\lO nr !<:"SS I3 =-Sl .00 1 -S .500 c =S .50! - ss,oon 0 "'S5.IJOI - 515.000 [ -o:oSJ:'i.001 - )50.0UO

\'.'it'<: ( 11!urnn-. H l .md D-t 1 F '):\(!.001 ·':I l!H1 OIHl {1 "\ IOll.00! SI .O!Hl. 000 HI - '.l .UlJO .OO! 55.000.000 H2 00,\fort' 1h:in ):'i.OIJ0.000

1. \, :llut:- ( nd ·-.

!.'-.t:t: ( 11lumn:-. (_ l .rnJ D."il \I ) 250.00l - S'.':00,0C)()

,-\15.0lll \50.01)(}

0 500.001 - SI Ollfl.000

t -":>"O.Or)I S HJO.OIJ!J

PI =) 1.00U.00 I - )5.000,()00

\I -\100.00! - 50.000

P1 =S _oon. 001 - 525.ooo.ooo

PJ "'52\000.0IJI - S50JlOO.rHJCI P-t c·f\..h1rc !h;m 550.000.000

.1 \ .due \.klboJ ( ·nt.k:-. () -"t\pprai."-<il R o:( tl!'l ! Rt'al [.-.[ate Onf l

(Set' (\ilunrn C2l lJ c:Omil.. Value \' Othl'"r

Page 8: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

i

i

I

I -- --- -·----

TRUST

---- ----

I �-�-���

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

Page8ofl6 Brotman, Stanley S 7/09, 2008

VII. INVESTMENTS and TR us TS -- inrnme, l'alue, transa('tions (fllcludes tlro>e of spouse and depe11dent children; Iee pp. 34-60 of ftli11g i11Ifrlll'tiO/I,\.)

D NONE (No reportable income, assets. or transactions,)

A,

Description of Assets

(including trust assets)

I Place "(X)" atkr each asset I exempt from prior disclosure

I I

B. c. D.

Income dunng Gross value at end of Transactions during reporting pcnod

reporting period reporting period

(I) (2) (IJ (2) (IJ (2) (3) (4) (5)

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I di\ .. rent. Code 2 Method buy, sell. Month - Code 2 Cude I buyer:sellcr (A-H) or int.) U-P) Code J redemption) Day (.1-PJ (A-HJ (if pri\·atc

(Q-Wi transaction) ·--- - ------ -

69, - Glenrnede Fund, Inc. - Strategic Equity A Dividend J T Part

70. - Vanguard Institutional Index 500 FD B Dividend K T Partial Sale 1124 J

71. THE GLENMEDE TRUST CO. INVESTMENT ADVISORY:

72. - Vanguard Institutional Index 500 Fund A Dividend K T

74. - NJ SPORTS&EXPOSITION dtd 1/1/02 B Interest K T 4.6% due 3/1112

75. - Target Corp. c/s A Dividend K T

76. - United Parcel Service els A Dividend K T Partial Sale 4/24 J

77. T Sale 8/21 J

78. NJ ST.HSG&MTG FIN ACY BOND <ltd A Interest K T Part. Rcdemp 11/I J 2/05/02;duc 511108 3.65%

79. State of Israel Bond <ltd 2/01/02 4.0% A Interest J T

80. State of Israel Bond <ltd 12/01/02 4.0% A Interest J T

81. Amgen, Inc. cis A Dividend J T

82. Mercer Cnty,f\:J lmp.Auth.Jt<l 810l102;Jue A Interest K T 8/0 J,09 3.25%

83. Davis N. Y. Venture Fund Class C A Dividend K T

84. Lucent Technologies. now known as A Dividend J T Alcatel-Lucent

85. Allianz RCM Innovation Fund now known A Interest J T as RCM Global Technol.

B

B

13

I. lnco1ne- G:11n ( oJo:s \=.)I .00() ur lt"ss B :::S l.UOI -S2,500 ( =Sl.501 · S5.0(}() D =S5JlUI - S 15.0UO l -=S!S.001 -550.000

tSt•c(t>iunHhBi,rndf).{j r-'.;SO,OOi \IOOiJi/!) u - )lnO.lii.il S!.01JO,\jl\iJ Hi·:.\iil1i1J00l·) (J()()l)00 l!2:o.\-lt)f\'!h.in.)5.000.000

V.llut' ( t.1dc' j -S!5.01l(l ,ir le-.:. I( ..o:SI 'i 00! \50.0(}0 l _,,1,,.;ollO! - ':d1Hl.(HJ{J \l =\l!HUHl! - )>0.000

1See ('nlunins CI .inJ DJ 1 N "'5250.00I - ..:;500.000 O =-S50o.oo I - S l .UOl/,000 PI ·s l .!HlO.OOI - .)5.0!lOJJCJIJ P -c.)<..000.00 I - S25.0oo.ooo

P.\ .:-:S:5.tltHJ.(10l - .)50.000.000 P-l '\fore- than S51!.000.!JOO

J. \.due \-1t'thoJ CtHks () =,\prr.u:-.d R .. (" 1;-;t (Real [slate Clnfyt S =:\sse .-.m nl T =( .bh \·l,1r"et

(St.'t.' ( nlumn <.. 21 U .:Rol1k V.due V Other \\ =-l.-..lllllakd

Page 9: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

L-------------

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of16 Brotman, Stanley S

VII. INVESTMENTS and TRUSTS -- i11mme, 1•a/ue, transactions (flldudes tho.le afspo11Ie u11d dependent children; see PP· 34-60 offili11g i11structia11s.)

D NONE (No reportable income, assets, or transactions.)

A. 8. c

Dc!-icription of Assets

(including trust assets)

Income during

reporting period

Gross value at end of

reporting period

86.

87.

88.

89.

90.

91.

92.

93.

94.

95.

96.

97.

98.

99.

100.

IOI.

102.

Place "{X J" aRcr each asset

exempt from prior Jisdo urc

Pntdcntial Financial, Inc ..

S.J. Port. Corp .. NJ Rev, 3.50, <ltd 12101/02, due 1101109

FAMILY TRUST

- Goldman Sacks Group els

- Intel Corp.. els

TRUST

- Devon Energy Corp., els

- Johnson Controls, els

- Lowes Cos, Inc. cls

- Oracle Systems, c/s

- 3M Co. c/s

- Wachovia Corporation. c/s

- Kellogg Co .. els

- Proctor & Gamble Co., els

1. lnconw (i.1111 ("tldes· ,\ = J .OUO or ks..,

(Sec ( olumn.-.. Bl ,rnd IJ4 ! I = :iO.O!l ! \ J 00.000

2. \",dut' ( llJe:- J = )I ./JOO Mk-;:-.

!SC"t' Columns Cl ,tnJ D.11 !\I S )fl.tlfJ I - 50ll.OOO

(I) (2)

Amount Type (e.g .. Code I div., rent, (A-H) or int.)

A Dividend

A Interest

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

A Di,·idcnu

A Dividend

A Dividend

(I)

Value

Code 2

(.1-P)

J

K

L

J

J

K

K

K

K

J

J

B "''.')l.lJUl - S.2.500

(,:- ·-100.001 \lflf)() (){)()

t-.: '\!:i 00! - \ O.flOO

0 ·)500JJOI - S 1.1100.000

I J \':due \h.·tlrnJ Codes

(Si::'t' Column C.21

PJ ·525.000.00I - 550.0oo.ooo

() ,\ppr.11:-.ll R Cti:-.1 !RL',d f.-,1:11c Only\

V :()thcrL .. 8l1uk Value

(2) (I)

Value Type(cg ..

Method buy. 'ell.

Code 3 rcdcmpt ion)

(Q-W)

T

T

T Partial Sale

T Partial Sale

T

T

T Partial Sale

T Stock Split

T Sale

T Partial Sale

T Partial Sale

T Partial Sale

T Sale

T Partial Sale

T

(".c:)l.501 .)'i.000

H l - 'i I U(){l rn)! \'1 000 0110

L :-)50.flllJ 'i_IOO.IJOO Pl 0051.000.00l - S5.0IJO.ll00

P4 .o.,\forc th;1n )50Jl00.0ll0

S :::i\. St':-:-.llll:'.ll(

\V 'E.-.1nn.1k·d

D.

Transactions during reporting period

(2) (3) (4) Date Value Gain

Month - Code 2 Code I

Day (J-PJ (A-HJ

1/23 J D

4124 J D

1123 J D

10123 J D

11120 J

1123 J B

4124 J

1123 J A

11;2() K

1/23 J Fl

D ··S'> 001 - ) I 5.1100

1L1 \lt1r,· Hun :-.. .ooo min

\! ·.-s100.001 - S :'o.ooo

P.2 =)5 . 000.00 I - S25.000.UOO

(5)

Identity of

huycr!sclkr

{ifpnvatc

transaction) ________ .,

[ -)!'i.(H11-S5o.ooo

Page 10: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

I

i ------- ---·-------

-rRUST

J

(I) (2) (5)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10ofl6 Brotman, Stanley S 7/09/2008

VII. INVESTMENTS and TRUSTS -- income, ..atue, rra11sacriom 11trr111des rhu.>e of.'P""·" a11d depe11de111c1ri1dre1t; ·"'PP· 14-60 offiling im1r11ctio11s.;

D NONE (No reportable income, assets, or transactions.)

D.A. B. c.i I Description of Assets Income during Gross \·aluc at end of Transactions during reporting period

! (including trust assets) reporting period reporting period I

(2)(I) (2) (IJ (3) (4) Value Gain

Code 2 Code I

(J·PJ IA-HJ

Place "IX)" aflcr each asset Amount

CXL'.mpt from prior disclosure Code I

11\-H)

L - --

103. - Varian Medical Systems. Inc., c/s A

104. Freescale Semiconductor. els

105. - Abbott Laboratories, els A

Type (e.g .. Valui:

div .. rent, Code 2

ormt.) fJ-PJ

Dividend K

None J

Dividend K

Value

Method

Code 3

lQ·W)

Type (e.g ..

buy. sell.

redemption)

T

T Merger

T

Date

Month -

Day

I 2/4 J

Jdentlly of

buycr,'scllcr

(if private

transaction)

106. - Oil Service Holders Trns

107. - Royal Dutch Shell PLC-ADR els

108. - Gillette Co, els

109. - Varian Medical Sys. Inc. els

110. - Pepsico. Inc., els

I l l . - Proctor & Gamble Co., els

I12. - EMC Corp .. c/s

I IJ. - Pepsico, Inc., c/s

114. - Wyeth. els

I15. - Marlbvoro Twp . . NJ Brd Ed. dtd 7/15,04

4.5°;.,, due 7/15/13

I 16. Ktron Int'!. Inc. els

I I 7. GLENMEDE TRUST Investment Advisory

I18. Glenmede Fund. Inc. - Tax Exempt Cash Port dtd 10/14188

A

A

A

A

A

A

A

A

A

13

c

Dividend

Dividend J

Dividend K

Dividend K

Dividend J

Dividend J

Interest

Dividend K

Dividend K

Interest L

None J

Interest J

T Sale

T

T

T Partial Sale

T

T

T Sale

T

T

T

T

T

L'23 J c

1123 J B

4/24 K B

I. Income (1;1111 l oJes. :\ st .ooo or k s G =)l .OUI -52 . .:100 ( -=52.501 - S5.IJOO D "' .5.001 -51.5.000 I =SI 5.00 I - S.:'CJ.UllO

1Si:e ( u!un1rb B ! ,tnd !H l F '.'l nun1 \!oo onn (; 0\J(l/UIO! '-;! /Jllll.000 I!! \l.IUHIWJl .\500000() H t\!nrc !h.rn \'\ 000.tlOO 2. \ :ilut' c·11dc:- J =\l 5.000 \)f kv-;. K \l "1.(){J! \"O.tHHl t =\'\IJ.rnH -::1oom ! \I "'\!On O!l! ')}\ll !l!Hl

!See Clilunin:-. (I .mJ D.\) \l ::o.)250.001 · ))IJO.!l/H) () ·$)()0.(lOl -'.)1.0UO.!Hl!J PI =S1.000.001 - S .5.ooo.noo P::! =S)JUJ0.001 -52.".lHl0.000

r J =S2.5.000.0U t - 5n.OOU.00fl N ·=ti.lore lh:1n S50.!l00.00U

3. V.dut' Me1hod (·odes () =:\pprai .il R Co;-;t c Re;d rs1,11i: Onl:r) 1\c-t:' ( tilumn l']J L .Onnl.. V.duc \' ·{)ther

Page 11: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

(2) (I)

(J-PJ

(2) (3)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 11 of 16 7/09. 2008 Brotman, Stanley S

VII. INVESTMENTS and TRUSTS - i11come, •·a1ue, 1ra11sac1iom (1tic111de>· rho.,e ofspoioe a11d depe11Je111 childre11; "''"PP· 14-60 vffiliug im1ruc1io11".)

D NONE (No reportable income, assets, or transactions,)

A. B. c D.

Description of Assets Income during Gross \·aluc at end of Transactions during reporting period

(including trust assets) rcporti ng period reporting period

(IJ (2) (I) 15)(4) Amount Type (e.g .. Value Value Type (e.g .. Date Value Gain Identity of Place "(XJ" after each asset Code I Month- Code 2 Code I buycriscllcrdiv .. rent, Code 2 Method buy, sell. exempt from pnor disclosure (A-HJ or int.) Code 3 redemption) {if pri\·atc Day {J-PJ (A-HJ

transaction J (Q-WJ

120. - 8ocing Co. cts A Dividend K T

121. - Illinois Tool Works, els A Dividend K T

122. - Texas Instruments, Inc. c/s

123. - United Technologies Corp .. c/s

124. - Glenrnede Fund. Inc. -International Port

125. - Tweedy Brown Global Value Fund

126. - William Blair Inst Intl. Growth Fund

127. - Glenrnede Fund. Inc. - International Port

128. - Quest Diagnostics. Inc. c/s

129. - Teva Pharmaceutical, c/s

130. - William Blair Inst. Intl. Growth Fund

131. -Glenmede Fund, Inc. - International Port

132. -General Electric Cap. Corp., dtd 4128/06.

5.5% due 4;28/l I

133. - United Technologies Corp .. dtd 4 2'!/02

6.1 °/., due 5! 15.'2012

134. - J.P. Morgan Chase & Co .. dtd 11. 25!02

5.75%due 112/2013

135. - Citigroup. Inc. dtd 2. 21 i02 6% due 2:21/2012

136. - Glenmede Fund. Inc. - International Port

A

A

B

A

B

B

A

A

B

B

c

c

B

c

B

Dividend K

Dividend K

Dividend K

Dividend K

Dividend K

Dividend J

Dividend K

Dividend J

Dividend J

Dividend J

Interest L

Interest L

Interest K

Interest L

Dividend K

T Partial Sale

T

T

T

T

T

T

T

T

T

T

T

T

T

T

1/23 J

l. lm:omc G;1m ( tiJes. .\ =.)l.OOOor k::;s ll s1.001 - S2.'0ll ( -::52.501 - SS.000 D =S5,00I $15.00U [ S 15.CJO I - 550.000

{Sc-c C ··llumn Bl .111d 0..\ f ')."OJJO! \!00.IHJO C ..\!00.!lO! )! !!l!OOO!i HI ,,_..;. 1 OOOJ!Ol \", 000.000 H2 '0,\lnrc th.Hl S5.000JIOO

2 ValuL' ( lllk';-. J \I .\00\J (H k.-.. .... )!) 001 )50.0()0 I_ -'\:'0,001 - \ I Wl.000 11.-1 '°' lll0.001. '):!'.'O.rnlO

( Cl.' ( 11lumn:' (_ l .mJ DJ J N -5250.00 I - 5WUJOO 0 =S5!l0.001 - )L\JUl!.OUO Pl =S 1.0U0.110 1 - S5.0rl0.000 P2 =\).!HH!.001 - S.25.000.000

PJ '5: 5.000.0lll . "i5o.ooo.ooo P4 \hm: th;m 550.000.000

.\. \-.dUL' k!IHld Ct)dr;' 0 =1\ppr.11.-..·.d R -=CLbt I Re.I[ bt,1lt: Onl I T .:(a:'h /'\larkl

1Sc1.· ( tilunrn C 1 U =Rno \. . ilut." V 01hi:r

Page 12: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

RUST

(2) (2) (2)

415

(J)

(J·PJ

(4)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 12of16 7;09:2008Brotman, Stanley S

VII. IN VESTMENTS and TRUSTS -- i11come, •·atue, 1ru11sac1io11s 11uc111de>· those of spouse and Jependem c1titdren; see PP· 1-1-60 of Ji ting in.11mc1ions.J

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D

Description of Assets I ncome during Gross value at end of Transactions during reporting period

(including tru t assets) reporting period reporting period

11) (IJ ti) 15)

GainDate Identity of Typc(c.g. ValueValuePlace "(XJ" after each asset Amount Type (e.g . . Value Code I Month· Code l Code I buyer: seller Method buy. sell. exempt from pnor disclosure div . rent. Code 2 it\-HJ Code Jor int.) (J-1') redemption) Day (;\-fl) (tfpn\atc

(Q-W) - --· - -

---- -

lran.saction) ------- --

-

137. - Tweedy l:lrown Global Value Fund A Dividend K T

138. -William Blair Intl. Growth - I A Dividend K T

139. Franklin Bk CD 5% <ltd 4i6/06 due 4/5/07 c Interest T Redemption L

140. Florida Cap. Natl. DC 5% <ltd 4/ 12106 due c Interest T Redemption 4112 L 4/12/07

141. Washington Mutual Bank CD 5.15% dtd D Interest T Redemption 617 L 617106 due 617/07

142.

143.

144.

145.

Nat. Bank NA DC 5115% <ltd 617/06 due 617/07

GMAC Auto CD 5.15% dtd 9/13/06 due 9/13/07

First Bank PR CD 5.1 % <ltd 12/22/06 due 12/22/08

Passaic Cnty Ref. 5.05% <ltd 9/l /03 due 9/1/08

147. -FLP Group. Inc. c/s

148. -Walt Disney Company (<ltd) 7.118106, 5.7%

due 7115/I I

149. -William Blair Int. Growth rund

150. -Boeing Co. (<ltd 211 I ;03) f. 125"·\1. Due 2.· J 5; 13

15 1 . -Broadridge Financial Solutions. Inc.

152.

153. -Dell. Inc. C1S

D Interest

[) Interest

D Interest

c Interest

A Dividend

B Interest

B Interest

l:l Interest

A Dividend

A Dividend

L

L

K

L

K

K

J

K

T Redemption

T Redemption

T

T

T Buy

T Buy

T Buy

T Buy

T Spin-Off

T Sold

T Buy

617

9/13

l/23

1/23

l/24

1129

2123

4.24

4/24

L

L

K

L

K

K

J

J

K

B

I lni.::onw (j;1trl (ode-" .\=.)l.lHJOorlt.».; ... 0 S 1.UOl - S2.50ll C ::S2.501 · S5.000 0 ) 5.0fJI · S 15.000 f =Sl 5.001 - .)5n.ooo

{ <.'"<.'" t 1ilu1nn:-. BI .ind 114 !

2 \ .ilu<.' ( 1)d..-s

f

J

S'i0.1ltJI · '- l d0.00!!

)!').f)()() llf kv. (, S!H0.001 '\IJ)(HJ.000

K ..o.';- ! '\.001 - S:"UJHlO

HI "'-\I 000 00! \5 ! HJ Ut){l

L ) 0.00 1 . \lOH.OUO .\1 ' ) ! ()(),(){) ! )2 {)Jl(){)

1'.-.c-c- ( 1)lunrns Cl .111J OJI "'5250.UOI · .))00,000 0 "")500.001 - SI .noo.ono Pl Sl.000.lHll - \5.!HHUlOO P2 ,,;:\\UOO.UO I - .)25.000.000

P.1 "")25.!!00.001 · .)50.000.<Hlll r -t'>,\0rc- lb.in )50.000.00()

_, V,dUl' \fl·thnJCodt'.'-' () ==1\ppr;11:.;il R =( nst ( Rt'.il L 1.11e On! 1

i S<.'< ( olumn ( ·2 1 L ::[31)nl-. \·,tlu.: V Other

Page 13: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

-------· ·--··-·-

155.

157.

B.

(2) (3)

(J-PJ

(5)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 13of16 Brotman, Stanle} S 7!09!2008

VII. INVESTMENTS and TRUSTS --inrnme, vatue, trama<·tio11s r111c111des those of.1p1111se und depe11de11t childre11: see PP· 14-60 11ffili11g instructions.;

D NONE (No reportable income, assets. or transactions.)

A c. D.

Transactions during reporting period Description of Assets Income during Gross 1·aluc at end of

(including trust assets) reporting period reporting period

Type (e.g .. Date Value Gain Identity of Type (e.g .• Value ValuePlace "(X)" after each asset Amount Code I Code Ibuy. sell. Month - Code 2 buyer.sellerexempt from prior disclosure div .. rent. Code 2 Method

(2)(I) (4)(I) (I) (2)

(A-H) redemption) Dayor int.) 1J-P) Code 3 (1fpn\atc(A-H)

l-------- -- -- transaction) !Q-W)

154. -Glenmede Fund, Inc., International Pott A Dividend J T Buy 4124 J

-Rockwell Collins, els A Dividend J T Buy 4,24 J

156. -Tweedy Brown Global Value Fund A Dividend J T Buy 4/24 J

-William Blair Intl. Growth Fund A Dividend J T Buy 4/24 J

158. -Express Scripts, els

159. -Omnicom Group, els

160. -Glcnmcde Fund, Inc., Large Cap. I 00 Port

161. -Pepsico Inc .. dtd 5/21/07, 5. I 5'Yo, 51512

162. -Proctor & Gamble Co, 8110104, 4 .95 %, 8115114

163. -NJ Spotts & Exposition, <ltd 1/1/02 416%, 311/12

164. -NJ Spotts & Exposition, dtd 111/02 4.6%,

311/12

165. -Emerson Electric Co, dtu 12111102 5%,

1211 5114

166. Davis NY Venture Group

167. Capmark Bank. Midvale. YT. CD. dtd 4/18/07 due 4/1 8108. 5°;.,

168. Bank of Oklahoma, Tulsa. CD, 5,1%. dtd 6/ I 3/07 due 6/ 13108

169. Cape May Cnty J. dtd 1211,04. due 12101107. 2.5%

170.

A Dividend

A Dividend

A Dividend

B Interest

A Interest

B Interest

A Interest

B Interest

A Dividend

B Interest

c Interest

A Interest

J

J

K

K

K

K

K

K

K

L

L

K

T

T

T

T

T

T

T

T

T

T

T

T

T

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Redeemed

8121 J

8121 J

8122 K

8130 K

11/30 K

11127 K

11.'27 K

12/14 K

4113 K

41! 3 L

6/04 L

CJ/07 K

12.'03 K

I. lm:ome Gain Codes: :\ :SI .000 or !es B0St.UUt ·S,.lOU C =S2.50I - S.5.000 D -S5.IJOI -Sl5.0IJU r ""s 15.00 I -S50.0UO

tSl:'-c C(llun!lb Bl ,ind(). i F """s."0.001 100.noo C, -\!il0.00! .! .OU!l.tlllO H! "' !J!llOOll! S" O!JOOOO H \fr>rt' lh<!n '\5.000 oon

1 \·.i\ut' ( ·odl:''> .I :.o\I .".Ono t\f k:. 1-\ ')I ::'.UOl '):\0.000 L ·· )O.Ul)J ! O O lOO \! ·0S1nn.out - o.noo

(St"<;" C11lumns (I JnJ OJI N =Y 50.0lll - $500.000 l) -S5!Hl.OUI -51.0UU.U()() Pl =SUl00.001 - <:.5.00IJ.000 P1 =.':>5.CHl0, 001 - S :'.OOtl.000

PJ S25.1uio.001 - S50.ooo.ono P-4 f\h\rL' than 50.UOO.UOO

J \r;dut> \felht)d Code . .; <) ,\ppr.usaI R ( nsl !Rcal [.._\alt: Onl)'I S ,\s.'!e.-.sment T ""-(.1.-:h r-, brkt'1

!S<!t' Column ('2 I U Onu V,dul' \· ""01hcr W -[:-t1m.1kJ

Page 14: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

(1)

---------�-----

(1) Type (e.g ..

(2) (3) Identity of

FINANCIAL DISCLOSURE REPORT

Page 14of16

Name or Person Reporting

Brotman, Stanley S

Date or Report

7/09i2008

VII. INVESTMENTS and TRUSTS --i11co111e. 1·at11e, 1ramacno11., 11nc1uJes 1ho.,e of.'P""'' and Jepe11Jen1 ctrildre11: '"pp. 34-60 offi1;,,8 instruction.,.)

0 NONE (No reportable income, assets. or transactions.)

A B

Description of Assets Income dunng Gross value at end of Transactions during reporting period

(including tru!>t assets) reporting period reporting period

(1) (2) (1) (4) (5) Place "(X)" after each asset Amount Type (e.g .. Value Value

exempt from prior disdosurc Code 1 div .. rent. Code 2 Method (A-H) or mt.) (I-Pl Code 3

(Q-W)

Date Value Gain

buy. sell.

redemption)

Month - Code 2 Code 1

Day (.1-1') (A-H)

buycr.1sc\lcr

(if private

I ransaction)

171. Davis NY Venture Fd. CLC A Dividend K T Buy 4;13 K

I. Income- Gain Codes. :\ · .) 1.noo or ks.-.. 13"".)1.tJOI - 52.500 <_ =\2.501 - S.5.0IJO f) "S\lXJl - 515.000 [ ""'SI .001 - 50.UOU

IS<.'<' (,,tomn.... Bl .111,J {).f j ! c-')'\O.nO! )!()P POO (1 !OO OOl '\l.OOO !lOO l!l -·)!.000.CHll S)J INUH!\! I !2 \!1lf<..' !h.111 )5JJOO.OOO

]. \';due ( lltk.-.. J .,,S 15.000 or!.:-,:-. K "')l .UOl, "U.000 L '--'\ 0.001 S! OO.IHHJ ! :o<:..J OUJ}{)! )2<;0.00(l

!Sec ( 11lumns (' l .md f)J I N =S250.0Ul 51JOJJOO 0 = 500.00 I · S 1 .UOtlJHJO r 1 =- 1.000.un 1 - ::..nuo.1irn1 P2 =55.lHHl.OOI -S25.U00.000

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J. V;\111.: !\.frthod Code-. () 1\ppr;11. ,11 R -=( n:-.t tRcJl [s!.llC' Onl) J

(:-icl·l·olumn(2l 11 -,Bn1lk \-;iluc V "--()!her

Page 15: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

'fame of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 15of16 Brotman, Stanley S 7/09:2008

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicute purtofReport.)

As to Section IV

(a) Section IV, entry 3, reflects travel involving accompanying spouse, a Director, to a retreat in St. Michaels, MD. The company assumed the expenses of all spouses of Directores attending this event. Sec Guide to Judiciary Policies and Procedures, Vol. 11. Chapter VI, Part G, Section 5(b)( 7).

As to Section VII

(a) Entry 46 of this report reflects a consolidation of entries 46 and 103 of the 2006 Financial Disclosure Rcpo1t. (b) Entry 76 of this report reflects a consolidation of entries 77, 91. and 92 of the 2006 Financial Disclosure Report. (c) Entry 89 of this report relfccts a consolidation of entries 89 and 90 of the 2006 Financial Disclosure Report. (d) Entry 98 of this report reflects a consolidation of entries 102 and 110 of the 2006 Financial Disclosure Report. (e) Entry 99 of this report reflects a consolidation of entries 104 and 115 of thc 2006 Financial Disclosure Rcpo11. (f) Entry I 0 I of this report reflects a consolidation of entries I 05 and 120 of the 2006 Financial Disclosure Report. (g) Entry 121 of this report reflects a consolidation of entries 134 and 135 of the 2006 Financial Disclosure Report. (h) Entry 122 of this report reflects a con solidation of entries 136 and 144 of the 2006 Financial Disclosure Report. (i) Entry 151 of this report reflects a spin-off from Automatic Data Processing, Inc. (Entry 24 of this report).

Page 16: FINANCIAL DISCLOSURE REPORT Report Required by the …8. On the basis of the information contained in this Report and an} modifications pertaining thereto, it is, in l)' opinion, in

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 16of16 7/0912008Brotman, Stanley S

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutor)· pro•·isions permitting non-disclosure.

I further certif)' that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 L.S.C. app. § 501 et. seq., 5 L.S.C. § 73 53, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS ( 5 ll.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544