Fault Tree Analysis Part 8 - Probability Calculation.

31
Fault Tree Analysis Part 8 - Probability Calculation

Transcript of Fault Tree Analysis Part 8 - Probability Calculation.

Page 1: Fault Tree Analysis Part 8 - Probability Calculation.

Fault Tree Analysis

Part 8 - Probability Calculation

Page 2: Fault Tree Analysis Part 8 - Probability Calculation.

RESULTS OF PROBABILITY CALCULATIONS

1) The probability of the top event.

2) The “importance” of the cut sets and primal events.

Page 3: Fault Tree Analysis Part 8 - Probability Calculation.

PROBABILITY OF EVENTS CONNECTED BY AN “AND” GATE

In general, if events X and Y are probabilistically dependent, then

Pr( ) Pr( )Pr( )X Y X Y YWhere, is the probability that X occurs given that Y occurs.

If events X and Y are probabilistically independent, then

Pr( )X Y

Pr( ) Pr( )

Pr( ) Pr( )Pr( )

X Y X

X Y X Y

Usually, it is assumed that the basic events in a fault tree are independent.

Thus,

1 2 1 2Pr( ) Pr( )Pr( ) Pr( )

n nB B B B B B

and

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PROBABILITY OF EVENTS CONNECTED BY AN “OR” GATE

1 2 1 2

1 2

Pr( ) 1 Pr( )

1 [1 Pr( )][1 Pr( )] [1 Pr(B )]n n

n

B B B B B B

B B

2,n

1 2 1 2 1 2Pr( ) Pr( ) Pr( ) Pr( )Pr( )B B B B B B

3,n1 2 3 1 2 3

1 2 2 3 3 1

1 2 3

Pr( ) Pr( ) Pr( ) Pr( )

Pr( )Pr( ) Pr( )Pr( ) Pr( )Pr( )

Pr( )Pr( )Pr( )

B B B B B B

B B B B B B

B B B

Note,

1 2 1 2 1 2Pr( . . ) Pr( ) Pr( ) 2Pr( )Pr( )B EOR B B B B B

Page 5: Fault Tree Analysis Part 8 - Probability Calculation.

PROBABILITY OF EVENTS CONNECTED BY A m-OUT-OF-n

VOTING GATEAssume

1 2Pr( ) Pr( ) Pr( )

nB B B Q

thenkQ Q (1 Q)

nn k

systemk m

n

k

! =

!( )!

n n

k k n k

where

Page 6: Fault Tree Analysis Part 8 - Probability Calculation.

SHORT-CUT CALCULATION METHODS

Information Requiredj

j

(1) failure rate cons tan t

(2) repair rate cons tan t

(3) min imum cut sets

Approximation of Event Unavailability

When time is long compared with MTTR and , the following approximation can be made,

Where, is the MTTR of component j.

tjj

jj

jjeQ )(1

1.0j

j

jjj

j

j

j

j

j

jj

jj

tQ

1)(

)(lim

j

Page 7: Fault Tree Analysis Part 8 - Probability Calculation.

Z

AND

X Y

IF X and Y are Independent

YX

YXZ

YXYXZ

)(

Page 8: Fault Tree Analysis Part 8 - Probability Calculation.

AND-Gate Algorithm

N

j j

AND

ANDAND

N

j j

N

jjj

N

j j

jANDANDAND

N

j

N

ll

j

jN

j

N

jl

llj

AND

j

N

jj

N

jj

AND

Q

QQw

QQ

tQtww

QQ

1

111

1 11 1

11

11

1

)()(

)(

Page 9: Fault Tree Analysis Part 8 - Probability Calculation.

Z

OR

X Y

( )

( )

z x y

x x y yz

x y

Page 10: Fault Tree Analysis Part 8 - Probability Calculation.

OR-Gate Algorithm

M

ii

M

iii

OR

OROR

M

ii

OROR

i

M

ii

M

ii

OR

Q

w

QQ

1

1

1

11

)(

Page 11: Fault Tree Analysis Part 8 - Probability Calculation.

COMPUTATION OF ACROSS LOGIC GATES

,

2 INPUTS 3 INPUTS n INPUTS

1 2 1 2( )

1 2

1 2

1 2

1 1 2 2

1 2

1 2 3 2 3 1 3 1 2( )

1 2 3

2 3 1 3 1 2

1 2 3

1 1 2 2 3 3

1 2 3

1 2 2 3 1 3

1 2 1

(

)n n

n

1 2

11 1 1

n

1 2 n

1 1 2 2

1 2 3

n n

n

AND

GATES

OR

GATES

Page 12: Fault Tree Analysis Part 8 - Probability Calculation.

COMPUTING TOP EVENT PROBABILITY

1.Compute q (= ) for each primal Event.

2.Compute the Probability or Failure Rate for each

Cut Set (QK). Use the “AND” Equation.

3.Compute the Top Event Probability or failure rate.

Use the “OR” Equation.

Page 13: Fault Tree Analysis Part 8 - Probability Calculation.

Example

Page 14: Fault Tree Analysis Part 8 - Probability Calculation.

HEAT EXCHANGERHOTNITRICACID

TEMPERATURE SENSOR

TO REACTOR

1

3

2 8

AIR TO OPEN TRC SET POINT

5

6

COOLING WATER

4

7

Page 15: Fault Tree Analysis Part 8 - Probability Calculation.

M 7

M 4

T 2

WATERLEAKSINTDACID

T 8EXT. FIRE AT

HWAT EXCHANGER

M 2

M 8

M 1

M 3

T 1

T 4

T 7

P 5

TEMRSENSORFAILSLOW

P 6

SETPOINT

EXT.FIREATTRC

INSTRUMENTAIR

PRESSURE

+1

-10 (HX FOULED)

+1

0 V

AL

VE

ST

UC

K

+1 -1(C

ON

TR

OL

VA

LV

E

RE

VE

RSE

D)

+1 +1

+1+1

+1

+1

-1

+1

+1

+1

+1 0

(TEM

P. S

ENSO

R S

TUC

K)

-10+1

-1 (TRC REVERSED)

0 (TRC STUCK)

0 (ON MANUAL)

-1

+1

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Page 22: Fault Tree Analysis Part 8 - Probability Calculation.

CUT SET IMPORTANCE

The importance of a cut set K is defined as

k

k

s

QI

Q

Where, is the probability of the top event. may be interpreted as the conditional probability that the cut set occurs given that the top event has occurred.

SQ

KIK

PRIMAL EVENT IMPORTANCEThe importance of a primal event is defined asX

1

1

1 M

X KK

S

M

X KK

i QQ

i I

or

Where, the sum is taken over all cut sets which contain primal event .X

Page 23: Fault Tree Analysis Part 8 - Probability Calculation.

[ Example ] TOP

OR

OR

1 2

G2 AND

3 OR

AND 5

3 4

G3

G4

G5

OR

6 ANDG7

G2 3

G6

GATE CUT SETS

2

5

4

7

3

6

1

(1) (2)

(3 , 4)

(3 , 4) (5)

(1 , 3) (2 , 3)

(3 , 4 , 3) (3 , 5)

(6) (1 , 3) (2 , 3)

(1) (2) (3 , 4) (3 , 5) (6) (1 , 3) (2 , 3)

Hence, the minimal cut sets for this tree are : (1) , (2) , (6) , (3 , 4) and (3 , 5).

Page 24: Fault Tree Analysis Part 8 - Probability Calculation.

As an example , consider the tree used in the section on cut sets.

The cut sets for this tree are (1) , (2) , (6) , (3,4) ,(3,5). The following data

are given from which we compute the unavailabilities for each event.

1yr Event ( )yr hr

1 .16 1.5E-5 (.125) 2.4E-6

2 .2 1.5E-5 (.125) 3.0E-6

3 1.4 7E-4 (6) 9.8E-4

4 30 1.1E-4 (1) 3.3E-3

5 5 1.1E-4 (1) 5.5E-4

6 .5 5.5E-5 (.5) 2.75E-5

Now, compute the probability of occurrence for each cut set and top event

probability. Cut Set K

Q (1) 2.4E-6

(2) 3.0E-6

(6) 2.75E-5

(3,4) 3.23E-6

(3,5) 5.39E-7

SQ 3.67E-5

iq

Page 25: Fault Tree Analysis Part 8 - Probability Calculation.

THE COMMON–MODE FAILURES WITHIN FAULT TREES

S

1

2

3

SWITCH

PUMP 2

(STAND – BY)POWER 2

POWER 1

PUMP 1

(RUNNING)

Shared Power Source

Page 26: Fault Tree Analysis Part 8 - Probability Calculation.

PUMP 2

SPEED

S

PUMP 1

SPEED PUMP 1

MECH.

FAILURE

POWER 1

FAILURE

PO

WE

R 2

FA

ILU

RE

PU

MP

2 M

EC

H.

FA

ILU

RE

+10 0

10

0

(PU

MP

1 S

PE

ED

= -

10)

-1

SW

ITC

H S

TU

CK

2M

3M

1M

-10

-10

0

1

0

1

0

-10+1

+1

0

-10

+1

+1

0

+10

PO

WE

R 1

.

FA

ILU

RE

0

0

Page 27: Fault Tree Analysis Part 8 - Probability Calculation.

3M ( 10)

AND

G1

OR

P1 Mech Fail.

LocalPower 1Failure

64.97 1041.69 101/ 2.68 yrs.

3.97 hrs.

G2

Pump 1

Shut Down OR

P2MechFail.

LocalPower 2Faiture

SwitchStuck

G3 22.94 10

1/90.8 yrs.

3.95 hrs.

1/3.04 yrs.

4.64 wks.

Pump 2 NotStarted

1 2 3 4 5

41.67 10

1/3 yrs.

4 hrs.

62.3 10

1/ 25 yrs.

5 hrs.

33.8 10

1/5 yrs.

1 wk.

45.5 10

1/35 yrs.

1 wk.

22.5 10

1/10 yrs.

3 mo.

LocalPower 1Failure

2

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GATE MIN CUT SETS

G2

G3

G1

(1) , (2)

(2) , (3) , (4) , (5)

(1 , 2) , (1 , 3) , (1 ,4) , (1 ,5)

(2 , 2) , (2 , 3) , (2 ,4) , (2 , 5)

(1 , 2) , (1 , 3) , (1 , 4) , (1 , 5)

(2) , (2 , 3) , (2 , 4) , (2 , 5)

Page 29: Fault Tree Analysis Part 8 - Probability Calculation.

3M ( 10)

OR

67.23 101/ 20 yrs.

1.27 hrs.

262.3 10 AND

6q 4.2 10

1/120 yrs.

4.4 hrs.

1 541.67 10 22.5 10

AND

76.4 101/ 20 yrs.

4.3 hrs.

1 341.67 10 33.8 10

AND

89.2 101/5333 yrs.

4.6 hrs.

1 441.67 10 45.5 10

COMP q-1(Yr )

1

2

3

4

5

41.67 1062.3 1033.8 1045.5 1022.5 10

1/3

1/25

1/5

1/35

1/10

4 Hr.

5 Hr.

1 Week

1 Week

3 Months

Page 30: Fault Tree Analysis Part 8 - Probability Calculation.

Cut Set KQ K

(2)

(1 , 3)

(1 , 4)

(1 , 5)

6

7

8

6

2.3 10

6.4 10

9.2 10

4.2 10

1 / 25 Yr.

1 / 762 Yr.

1 / 5333 Yr.

1 / 120 Yr.

TOP Event6

TOPQ 7.23 10

TOP1/ 20Yr.

UnavailabilityImportances

Q 6 6

(2)

Q

(1,3)

Q

(1,4)

Q

(1,5)

I 2.3 10 / 7.23 10 .32

I .088

I .0012

I .58

Q

1

Q

2

Q

3

Q

4

Q

5

I .669

I .32

I .088

I .0012

I .53

Page 31: Fault Tree Analysis Part 8 - Probability Calculation.

Unreliability Importances

R

(2)

R

(1,3)

R

(1,4)

R

(1,5)

1/ 25I 0.8

1/ 20I .026

I .004

I 0.167

R

1

R

2

R

3

R

4

R

5

I .197

I 0.8

I .026

I .004

I .167