Familial Inheritance in Congenital Heart Disease: A Focus ... · 1 Tetralogy of Fallot 1.1 Overview...

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Familial Inheritance in Congenital Heart Disease: A Focus on Tetralogy of Fallot by Jodi-Ann Maria Swaby A thesis submitted in conformity with the requirements for the degree of Masters of Science Institute of Medical Sciences University of Toronto © Copyright by Jodi-Ann Maria Swaby 2011

Transcript of Familial Inheritance in Congenital Heart Disease: A Focus ... · 1 Tetralogy of Fallot 1.1 Overview...

Page 1: Familial Inheritance in Congenital Heart Disease: A Focus ... · 1 Tetralogy of Fallot 1.1 Overview Occurring with a prevalence of 1% of live births, congenital heart diseases (CHD)

Familial Inheritance in Congenital Heart Disease:

A Focus on Tetralogy of Fallot

by

Jodi-Ann Maria Swaby

A thesis submitted in conformity with the requirements for the degree of Masters of Science

Institute of Medical Sciences University of Toronto

© Copyright by Jodi-Ann Maria Swaby 2011

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Familial Inheritance in Congenital Heart Disease:

A Focus on Tetralogy of Fallot

Jodi-Ann Swaby

Master�’s of Science

Institute of Medical Sciences University of Toronto

2011

Abstract

Tetralogy of Fallot (TOF) is the most common cyanotic congenital heart disease (CHD). The

understanding of the genetics and inheritance of TOF is limited. Although about 15% of cases

are associated with a 22q11.2 deletion, the majority have no known genetic association. Even in

the setting of 22q11.2 Deletion Syndrome (22q11DS), factors that increase the likelihood of

CHD expression are poorly understood. We aimed to determine the prevalence and phenotypes

of CHD in relatives of adults with TOF. We also investigated the prevalence of CHD in relatives

of individuals with 22q11DS who do not themselves have a 22q11.2 deletion. Offspring of

patients with TOF had the greatest prevalence of CHD of all relatives. Diverse cardiac

phenotypes, including left heart obstructive lesions, were found in families. We also found that

unaffected relatives of individuals with 22q11DS had a greater prevalence of complex CHD over

population expectations, suggesting that modifier genetic factors may be involved in expression

of CHD in 22q11DS.

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Acknowledgments Thank you to my outstanding program advisory committee, Dr. Candice Silversides, Dr. Anne

Bassett and Dr. Peter Liu, for encouraging my research interest and for their invaluable input and

support.

Thanks to the entire team at the Clinical Genetics Research Program for technical assistance and

personal support. Special thanks to Stefanie Oechslin and Sean Bekeschus for their help with the

Progeny® software and data input.

To the physicians and staff at the Toronto Congenital Cardiac Centre for Adults, for supporting

this effort and allowing me access to their patients.

To Laura, Rhadika and Akasha, for their friendship, laughter and encouragement.

Most of all, thank you to my wonderful family without whom this truly would not have been

possible.

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Table of Contents Acknowledgments .......................................................................................................................... iii

Table of Contents ........................................................................................................................... iv

List of Tables ................................................................................................................................ vii

List of Figures .............................................................................................................................. viii

List of Abbreviations ..................................................................................................................... ix

Introduction ..................................................................................................................................... 1

1 Tetralogy of Fallot .................................................................................................................... 1

1.1 Overview ............................................................................................................................ 1

1.1.1 Historical Descriptions of TOF ................................................................................... 1

1.1.2 Anatomy and Variants of TOF .................................................................................... 2

1.1.3 Associated Lesions ...................................................................................................... 4

1.1.4 Pulmonary Atresia with Ventricular Septal Defect ..................................................... 6

1.2 Development of the Heart .................................................................................................. 6

1.2.1 Cardiogenesis and Transcription Factors .................................................................... 8

1.3 Classification of CHD ...................................................................................................... 11

1.4 Clinical Features and Management of TOF ..................................................................... 15

1.4.1 Extracardiac Features of TOF ................................................................................... 16

1.4.2 Surgical management of TOF ................................................................................... 16

1.4.3 Natural and Modified History of TOF ...................................................................... 17

1.4.4 Pregnancy and Reproductive Issues in TOF ............................................................. 18

1.5 Aetiology of TOF: Evidence for Genetic Origins ........................................................... 19

1.5.1 Familial Clustering and Twin Studies ....................................................................... 19

1.5.2 Genetic Principles of Disease .................................................................................... 20

1.6 Known Genetic Causes of TOF: Variable Expressivity and Phenotypic Heterogeneity . 26

1.6.1 Molecular techniques for detection of genetic factors in TOF .................................. 26

1.6.2 Copy Number Variants .............................................................................................. 26

1.6.3 22q11.2 Deletion Syndrome ...................................................................................... 27

1.6.4 1q21.2 Deletion/Duplication ..................................................................................... 33

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1.6.5 Single Gene Mutations in TOF ................................................................................. 35

1.7 TOF Family Studies and Recurrence Risk Estimates ...................................................... 40

1.7.1 Family Studies: Purpose and Definitions .................................................................. 40

1.7.2 TOF Family Studies .................................................................................................. 43

2 Study Rationale, Aims and Hypotheses ................................................................................. 52

3 Study 1 .................................................................................................................................... 55

3.1 Objectives ........................................................................................................................ 56

3.2 Methods ........................................................................................................................... 57

3.2.1 Analyses .................................................................................................................... 62

3.3 Results .............................................................................................................................. 63

3.3.1 Demographic and Clinical Features in Probands with TOF ...................................... 63

3.3.2 Family History of CHD ............................................................................................. 64

3.3.3 Demographic and Phenotypic Features in Probands from Multiplex and Simplex

Families ................................................................................................................................. 64

3.3.4 Relatives with CHD................................................................................................... 65

3.3.5 Recurrence Risk for CHD ......................................................................................... 69

3.4 Discussion ........................................................................................................................ 70

3.4.1 Recurrence Risk for CHD ......................................................................................... 70

3.4.2 Variable Cardiac Phenotypes in Families ................................................................. 71

3.4.3 Study Advantages and Limitations............................................................................ 77

3.4.4 Clinical Implications ................................................................................................. 79

3.5 Conclusion ....................................................................................................................... 80

4 Study 2 .................................................................................................................................... 89

4.1 Objectives ........................................................................................................................ 90

4.2 Methods ........................................................................................................................... 91

4.3 Results .............................................................................................................................. 93

4.3.1 Family History of CHD ............................................................................................. 94

4.4 Discussion ........................................................................................................................ 95

4.4.1 Study Advantages and Limitations............................................................................ 99

4.5 Conclusion ..................................................................................................................... 100

5 Summary of Thesis and Future Directions ........................................................................... 106

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5.1 Future Directions ........................................................................................................... 110

Glossary ...................................................................................................................................... 111

References ................................................................................................................................... 113

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List of Tables Table 1-1. Additional structural and vascular cardiac lesions associated with TOF ...................... 5

Table 1-2. Mechanistic and Anatomical Classification Systems for Congenital Heart Disease .. 13

Table 1-3. Copy number variants in Tetralogy of Fallot, syndromic associations and associations

with other congenital heart defects ............................................................................................... 34

Table 1-4. Single gene mutations in tetralogy of Fallot, syndromic associations and associations

with other congenital heart defects ............................................................................................... 39

Table 1-5. Advantages and Disadvantages of Family Studies with Adult and Child Probands ... 42

Table 1-6. Tetralogy of Fallot family studies and recurrence risk estimates ................................ 50

Table 3-1. Auxiliary cardiac lesions in 498 probands with tetralogy of Fallot ............................ 81

Table 3-2. Extracardiac birth defects in 498 probands with tetralogy of Fallot ........................... 82

Table 3-3. Demographic and phenotypic features in probands with TOF from Simplex and

Multiplex families ......................................................................................................................... 83

Table 3-4. Cardiac anomalies in first to third degree relatives of probands with TOF ................ 84

Table 3-5. Concordance rates for TOF in first to third degree relatives with CHD ..................... 85

Table 3-6. Cardiac anomalies in first degree relatives of 40 probands with TOF ........................ 86

Table 3-7. Recurrence risk for CHD in first to third degree relatives of probands with TOF in the

current and comparison studies ..................................................................................................... 87

Table 4-1. Details of CHD in relatives of 14 adult probands with confirmed or probable de novo

22q11.2 deletions ........................................................................................................................ 102

Table 4-2. Recurrence risk figures for CHD in relatives of adult probands with 22q11DS ....... 104

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List of Figures Figure 1-1. Anatomy of the Normal Heart and Features of Tetralogy of Fallot ............................. 3

Figure 1-2. Stages in cardiogenesis and contributions from extrinsic cell populations .................. 9

Figure 1-3. Developmental origin of cardiac structures ............................................................... 10

Figure 1-4. Chromosomes with Normal Structure and Copy Number Variants ........................... 23

Figure 1-5. The 22q11.2 Deletion Region .................................................................................... 32

Figure 3-1. Selection and Genetic Workup of TOF Cohort .......................................................... 59

Figure 3-2. Sample pedigree showing degree of relationship of relatives to proband with TOF . 61

Figure 3-3. Simplified pedigrees of all seven multiplex families with probands with TOF and a

first degree relative with a left heart cardiac defect�…�…�…�…�…�…�…�…�…�…�…�…�…�…�…�…�…..68

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List of Abbreviations

22q11DS 22q11.2 Deletion Syndrome

AGS Alagille Syndrome

ASD Atrial Septal Defect

AVSD Atrioventricular Septal Defect

BAV Bicuspid Aortic Valve

CHD Congenital Heart Disease

CNV Copy Number Variant

CoA Coarctation of the Aorta

DORV Double Outlet Right Ventricle

FISH Fluorescence in-situ Hybridization

IAA Interrupted Aortic Arch

LA Left Atrium

LV Left Ventricle

LVOT Left Ventricular Outflow Tract

LVOTO Left Ventricular Outflow Tract Obstruction

MAPCAS Multiple Aortopulmonary Collateral Arteries

MV Mitral Valve

PA/VSD Pulmonary Atresia with Ventricular Septal Defect

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x

PDA Patent Ductus Arteriosus

PS Pulmonary Stenosis

RA Right Atrium

RR Recurrence Risk

RV Right Ventricle

RVOT Right Ventricular Outflow Tract

RVOTO Right Ventricular Outflow Tract Obstruction

SNP Single Nucleotide Polymorphism

TGA Transposition of the Great Arteries

TOF Tetralogy of Fallot

VSD Ventricular Septal Defect

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Introduction

1 Tetralogy of Fallot

1.1 Overview

Occurring with a prevalence of 1% of live births, congenital heart diseases (CHD) are the most

common of all congenital malformations (1, 2). Tetralogy of fallot (TOF) accounts for approximately

3.5-4% of all heart malformations and is the most common of the cyanotic defects (1, 3). The

prevalence of TOF is approximately 4 in 10,000 live births (1). Although of obvious importance in

childhood, dramatic survival into adulthood has resulted in new issues and unanswered questions

about TOF, not only of late clinical sequalae but also of aetiological factors. As the number of adults

with TOF rises, the complexity of this condition, both in cardiac and extracardiac features, is

increasingly being recognized. However the genetic factors that underlie this variable expression are

poorly understood. In this work familial inheritance in Tetralogy of Fallot is explored with a view to

identification of possible phenotypic patterns that may help to identify the genetic underpinnings of

TOF and cardiac development as a whole.

1.1.1 Historical Descriptions of TOF

As the name suggests, TOF consists of four major abnormalities occurring together; subpulmonary

infundibular stenosis, ventricular septal defect, aortic override and right ventricular hypertrophy

(Figure 1-1). The first description of this condition may have been by Danish anatomist Nils Steno

who in 1673 reported these abnormal cardiac findings in a stillborn infant (4). Sandifort in 1777

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described a �“blue boy�” with the anatomic features of TOF and William Hunter in 1784 described the

cyanotic spells and poor growth in a boy with TOF (4). However it was Louis-Etienne Fallot in 1888

who was the first to correlate the clinical and pathological features of this condition and recognize

them as a �“tetralogie�” after studying a series of patients (4). Maude Abbott in 1924 coined the term

�“tetralogy of Fallot�” and in 1936 produced the first illustrations of the pathologic and circulatory

features, and described x-ray and electrocardiographic features of TOF (3, 4).

1.1.2 Anatomy and Variants of TOF

Although TOF consists of four constant abnormalities, the condition actually represents a

morphologic spectrum from cases with minimal pulmonary stenosis to cases with severe pulmonary

obstruction as is represented in the most extreme form of TOF, pulmonary atresia with ventricular

septal defect (VSD) (5, 6). The unifying morphologic feature however, is anterocephalad deviation of

the outlet septum in relationship to the rest of the ventricular septum, which along with hypertrophy

of the subpulmonary infundibulum give rise to the right ventricular outflow tract obstruction

(RVOTO) that is the hallmark of this condition (6).

The VSD in TOF is usually single, large, and nonrestrictive and in the majority of cases it is

perimembranous in location (3, 6). Infundibular stenosis is present in almost all TOF cases although

other sites of obstruction including valvular, supravalvular and involving the branch pulmonary

arteries can also be present (7). The pulmonary valve rarely causes obstruction but is abnormal in the

majority of cases. Abnormalities of the pulmonary arteries themselves can also occur with stenosis

and hypoplasia being common. There can also be anomalous origins of one or both pulmonary

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arteries, usually from part of the aorta (7). The degree to which the aortic valve is connected with the

right ventricle, aortic override, varies between 5-95% in TOF (6).

Figure 1-1. Anatomy of the Normal Heart and Features of Tetralogy of Fallot

a. Normal heart structure promotes unidirectional flow of deoxygenated blood (blue) into the lungs and

oxygenated blood (red) into the aorta.

b. In TOF, right ventricular outflow tract obstruction impedes blood flow to the lungs and the VSD and

overriding aorta (*) promote flow of deoxygenated blood in the systemic circulation.

RA- right atrium, LA- left atrium, RV- right ventricle, LV-left ventricle, VSD- ventricular septal defect,

RVOT- right ventricular outflow tract

From the Multimedia Library of Congenital Heart Disease, Children�’s Hospital, Boston, MA, editor Robert

Geggel, MD, www.childrenshospital.org/mml/cvp with permission.

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1.1.3 Associated Lesions

Several cardiac and vascular lesions can co-exist with TOF. Table 1-1 displays some of the more

commonly reported lesions. An atrial septal defect (ASD) is frequently associated with TOF in up to

20% of cases (5, 7, 8). Other potential cardiac lesions include a patent foramen ovale, a second

muscular inlet VSD and an atrioventricular septal defect, which most often co-exists with TOF in the

setting of Down syndrome (6, 7).

Vascular lesions associated with TOF are many. These include a right aortic arch in 25% of patients

that sometimes is present with an aberrant left subclavian artery in 3 % (7). Many patients also have

well-developed aorto-pulmonary collaterals, even without pulmonary atresia (9).

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Table 1-1. Additional structural and vascular cardiac lesions associated with TOF

Lesion Frequency in TOF References

Structural

Pulmonary atresia 12% (8)

Atrial septal defect 20% (8)

Additional VSD 5% (8, 10)

Atrioventricular septal defect 1-3% (6-8)

Patent ductus arteriosus 4-6% (8, 10)

Dextrocardia 2% (8)

Vascular

Right aortic arch 15-25% (7, 8, 10)

Coronary artery anomaly 3% (11)

Aberrant subclavian artery 3-8% (7, 12)

MAPCAS 2% (10)

MAPCAS- multiple aortopulmonary collaterals, VSD- ventricular septal defect

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1.1.4 Pulmonary Atresia with Ventricular Septal Defect

Pulmonary atresia is the absence of a communication between the right ventricle and the main

pulmonary artery. In an extreme variant of TOF, pulmonary atresia occurs with a VSD (6, 7). The

entity of pulmonary atresia with ventricular septal defect (PA/VSD) can actually represent a clinical

spectrum from simple atresia of the pulmonary valve to severe atresia of the main pulmonary artery

or its major branches (6). In this condition, collateral arteries that usually arise from the aorta or its

branches supply some or all of the pulmonary blood flow. These major aortopulmonary collateral

arteries, MAPCAs, are essential for gas exchange and lung parenchymal development (6, 9).

PA/VSD is also often associated with auxiliary cardiac and vascular lesions including a right aortic

arch in 25% of cases, aberrant subclavian artery, dextrocardia, ASD and atrioventricular septal

defects (7).

1.2 Development of the Heart

Beginning at 3 weeks of embryonic life, the heart is the first organ to develop in the human embryo

(13). This complicated process of differentiation is usually complete by week 8 of gestation and is

regulated at every stage by many genetic and epigenetic factors.

Cardiac progenitor cells develop in the embryonic mesoderm. These progenitors condense to form

two lateral heart primordia that contain myocardial and endocardial cell lineages (13, 14). The fusion

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of these precardiogenic plates forms a beating heart tube (Figures 1-2 and 1-3). Early markers

expressed in this precardiogenic tissue include NKX2.5 and GATA4 (14, 15). Specification of these

pluripotent cells into cardiac cells that will contribute to the conduction system, atria, ventricles and

outflow tract also begins at this stage and is guided by transcription factor expression (13, 14). The

next step in the process is genetically determined rightward looping of the heart which begins right-

left determination in the embryo (14). After the initial looping stage, cells from the pharyngeal

mesoderm, the secondary heart field, migrate into the developing heart (15) (Figure 1-2). The

secondary heart field contributes to formation of the outflow tract, much of the right ventricle and to

a lesser extent the left ventricle (13, 15) (Figure 1-3). Subsequently, septation of the heart into right

and left atria and ventricles and morphologic development of their associated valves begin.

Coincident with this process of septation and valvulogenesis, cells from the dorsal rim of the neural

crest migrate into the embryo where they have various destinations and fates, including craniofacial

structures (14-16). In cardiac tissue, these cells contribute to the septation of the outflow tract into

distinct vessels of the aorta and pulmonary artery and also contribute to the formation of the arteries

of the aortic arch and the ductus arteriosus. Ablation of the neural crest in animal models results in

varying cardiac outflow tract malformations including TOF, and are similar to those found in

humans, for example in 22q11.2 deletion syndrome (17, 18). Secondary heart field ablation also

results in conotruncal anomalies such as TOF and double outlet right ventricle (15, 19). A

perturbation in the development or migration of these extrinsic cell populations might partly explain

the co-existence of extracardiac defects with congenital cardiac anomalies (16, 17, 20). Another

extrinsic cell population, proepicardial cells from the lateral mesoderm or septum transversum

migrate over the surface of the heart to form the epicardium and eventually differentiate into the

coronary vessels (14). A subpopulation of these cells may also infiltrate the atrioventricular canal

and participate in valve and septum formation (14).

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1.2.1 Cardiogenesis and Transcription Factors

The functions of transcription factors, involved in every phase of normal cardiac development, and

their implications in CHD are being elucidated by studies in genetically targeted mouse models.

Transcription factors Nkx2.5 and Gata4 are involved in early specification of pluripotent cells and are

among the earliest markers of cardiomyocytes (14). Tbx5 is also an early cardiac marker, present

primarily in the atria and left ventricle at the primitive heart tube stage. Homozygous null mutations

of Nkx2.5, Gata4 and Tbx5 are associated with disruption of atrial and ventricular septation, looping

and chamber differentiation. These mutations are lethal by embryonic day 10.5 (14). Nkx2.5 and

Tbx5 are both expressed throughout the conduction system of the heart (14, 21).

Tbx1 is a transcriptional regulator of the secondary heart field and appears to control cardiac neural

crest migration (13, 22). Tbx1 null mice have embryonic lethality and have a number of defects

affecting outflow tract growth and septation, interventricular septation and conal alignment (14).

Fog2 is expressed in the embryonic mouse heart and septum transversum. Homozygous null Fog2

mutations in mice result in cardiac defects resembling TOF. Epicardial ablation studies in chickens

also have a �“TOF-like�” phenotype (14).

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Figure 1-2. Stages in cardiogenesis and contributions from extrinsic cell populations

Multiple cell types extrinsic to the original embryonic cardiac tissue contribute to the formation of the

mature heart. From Epstein et al NEJM 2010; 368:1638-1647 (15). Reprinted with permission.

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Figure 1-3. Developmental origin of cardiac structures

Cardiogenic precursor fields are specified to form regions of the heart tube; b The secondary heart field (SHF, yellow) contributes to

formation of the outflow tract and right ventricle; c Cardiac chamber formation and septation of the heart. Neural crest cells populate the

aortic arch arches (III-IV) d Mature heart showing contributions from various cell populations. A-artery, V-ventricle, RV-right ventricle,

LV-left ventricle, RA-right atrium, LA-left atrium, PA-pulmonary artery, Ao-aorta, Da-ductus arteriosus, RSCA, right subclavian artery,

RCC-right common carotid, LCC-left common carotid, LSCA-left subclavian, AVV-atrioventricular valve.

From Srivastava, D Annu. Rev. Pathol. Mech. Dis. 2006. 1:199-213 (13). Reprinted with permission.

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1.3 Classification of CHD

CHD can be classified by various methods. One system often used groups lesions based

on the anatomical location of the defect (Table 1-2). Under this system, TOF is classified

with lesions of the right ventricular outflow tract (RVOT), also known as conotruncal

lesions (23). Other CHD included in this category are pulmonary stenosis at various

levels and double outlet right ventricle (23). Other conotruncal lesions include D-

Transposition of the great arteries and truncus arteriosus. Lesions of the left ventricular

outflow tract (LVOT) include aortic stenosis at various levels, bicuspid aortic valve

(BAV) and coarctation of the aorta (23). Various shunt lesions also occur at different

levels. Intracardiac shunts include atrial and ventricular septal defects and extracardiac

shunts include patent ductus arteriosus.

However, another school of thought suggests CHD could be classified by developmental

biology (24). This so-called �“mechanistic�” approach sees CHD grouped into five

categories based on shared developmental processes (24, 25) (Table 1-2). Category I

lesions are thought to result from disordered cell migration into the developing heart from

the mesenchymal tissue of the neural crest and branchial arteries (24). All conotruncal

abnormalities including TOF are included in this group (24, 25). Category II includes

defects associated with abnormal embryonic blood flow and includes hypoplastic left

heart, pulmonary valve stenosis and coarctation of the aorta. Class III defects result from

abnormal cell death and includes Ebstein�’s anomaly. Class IV and V are associated with

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extracellular matrix abnormalities and targeted growth defects (25). Left and right heart

congenital lesions can therefore be grouped together in this mechanistic approach.

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Table 1-2. Mechanistic and Anatomical Classification Systems for Congenital Heart Disease

Mechanistic Classification Anatomical Classification

Category Mechanism Cardiac Defect Category Cardiac Defect

I Disordered cell migration Tetralogy of fallot

Truncus arteriosus

Transposition of the great arteries

DORV

Interrupted aortic arch-B

Aorto-pulmonary window

VSD (type1, supracristal)

Right Ventricular Outflow Tract Tetralogy of fallot

Truncus arteriosus

Double outlet right ventricle

D-TGA

Pulmonary stenosis

Valvular

Subvalvular

Supravalvular

Bicuspid or unicuspid pulmonary valve

Pulmonary atresia

II Disordered Haemodynamic Flow

Hypoplastic left heart

Coarctation of aorta

Aortic valve stenosis

Bicuspid aortic valve

Pulmonary valve stenosis

Pulmonary atresia

VSD (type II)

Patent ductus arteriosus

Left Ventricular Outflow Tract Aortic stenosis

Valuvular

Supravalvlar

Subvalvular

Bicuspid aortic valve

Coarctation of aorta

Hypoplastic left heart

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Mechanistic Classification Anatomical Classification

III Cell death Ebstein anomaly

VSD (muscular)

Shunts Intarcardiac

ASD

VSD

AVSD± Cleft mitral

valve

Extracardiac

Patent ductus arteriosus

IV Extracellular matrix anomalies

Endocardial cushion defect

VSD (type III)

V Targeted growth defects Total anomalous pulmonary venous return

Single atrium

VSD- ventricular septal defect, AVSD- atrioventricular septal defect, DORV- double outlet right ventricle, D-TGA- dextro- transposition of the great arteries (References 23-25).

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1.4 Clinical Features and Management of TOF

TOF is slightly more common in males than in females (5). Patients with TOF most often present

in infancy with cyanosis due to right to left shunting of blood at the level of the VSD (6). The

degree of right ventricular outflow tract obstruction (RVOTO) often correlates with the timing of

presentation. Consequently, patients with mild pulmonary obstruction can present in adulthood

with minimal cyanosis, the so-called �“pink TOF�”, while patients with severe obstruction may

present soon after birth on closure of the ductus arteriosus (6, 7). Dynamic pulmonary

obstruction also occurs in TOF and is believed to be the origin of the hypercyanotic or �“Tet

spells�” which often occur in infants between 2 to 4 months of age (6, 7). Physical examination

findings may vary with the degree of RVOTO but commonly include a single second heart sound

and the systolic ejection murmur of pulmonary stenosis (7).

The diagnosis of TOF is often established on echocardiographic assessment of the four major

features (6, 7). Cardiac catheterization or cardiac magnetic resonance imaging is not usually

necessary for diagnosis but may be required to define vascular and RVOT anatomy. TOF can

also be diagnosed with considerable accuracy on prenatal echocardiogram (3, 26, 27). Referrals

for foetal echocardiogram are often made after an abnormal obstetric ultrasound, worrisome

amniocentesis or because of the history of CHD in a close relative (26). Termination of

pregnancy upon foetal detection of TOF is an issue and in one series was performed in 54%

cases (28).

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1.4.1 Extracardiac Features of TOF

The clinical phenotype in TOF is broadly heterogeneous. In some patients, the cardiac defect

appears to be isolated while in others TOF appears to be part of a multisystem disorder (3, 29-

31). The latter presentation is often referred to as �“syndromic�”. Some syndromic patients have

clinical features that fit into a recognized genetic pattern such as 22q11 Deletion Syndrome

(22q11DS) (32), but there is a subgroup with syndromic features but no known genetic aetiology

(29). Approximately 17-25% of TOF patients have extra-cardiac congenital anomalies (29, 31,

33, 34). The most common such congenital defects include urogenital, musculoskeletal and

gastrointestinal anomalies (29, 31). However, a number of TOF patients also have late onset

conditions such as neuropsychiatric disease. These may be generally more prevalent in those

with a syndromic presentation (29).

1.4.2 Surgical management of TOF

The evolution of cardiac surgery has revolutionized the management of TOF. In 1944 the first

Blalock-Taussig anastamosis was performed, connecting the pulmonary artery and subclavian

artery and thus improving oxygenation of blood via the lungs (4, 6). Various other palliative

shunt procedures that augment pulmonary blood flow were also developed. Previously these

palliative shunts were performed prior to intracardiac repair but contemporary practice is for

early primary repair at presentation or when patients become symptomatic (7, 35).

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In 1954 Lillehei and colleagues performed the first successful intracardiac TOF repair (4). The

goals of intracardiac repair are to close the VSD and relieve the RVOTO. Thus repair

traditionally includes a right ventriculotomy with patch augmentation of the infundibulum and

pulmonary annulus along with VSD closure (7).

1.4.3 Natural and Modified History of TOF

The prognosis for children with unrepaired TOF is bleak with a reported survival of just 24% at

10 years of age (36, 37). Cases of unusual longevity in patients with unrepaired TOF have

however been reported (38). The evolution of surgical management of this condition has

dramatically improved the outlook for patients with TOF and survival into the sixth decade is

now expected for patients with repaired TOF (39, 40).

With the increasing experience with adults with TOF, it has become clear that the initial

intracardiac surgery is a reparative and not a curative procedure. Rather, secondary sequalae such

as arrhythmias and heart failure are experienced by many patients (3, 6, 40). Re-operation,

especially for pulmonary valve replacement due to post-operative insufficiency, is necessary in

the long-term for the majority of patients. (41, 42).

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1.4.4 Pregnancy and Reproductive Issues in TOF

With survival into adulthood expected for patients with corrected TOF, pregnancy, reproductive

fitness and concerns about CHD recurrence are important issues for the patient and managing

cardiologist. Physiological changes of pregnancy include an increase in blood volume, heart rate

and cardiac output. These changes can be challenging for the patient with TOF who may already

have significant pulmonary regurgitation and/or right ventricular dysfunction post surgery (43,

44). However, pregnancy is generally well tolerated in women with TOF (45, 46). Spontaneous

abortion rates are between 15-19%, the majority being first trimester losses (45, 47). This rate is

similar to the miscarriage rate in women without TOF (48). One study did however report a

considerably higher miscarriage rate of 27% (49). In terms of neonatal outcome, there appears to

be an increased risk for adverse events including premature births, low birth weight and

respiratory distress syndrome (44, 47, 50). Recurrence risk for CHD and other congenital

anomalies are increased in offspring of mothers with TOF over population expected rates (44,

45, 49). The recurrence for CHD in offspring will be discussed further in section 1.7.

Although there appears to be no impaired fertility in women with TOF, a considerable number

may elect not to have children (45, 47, 51). In one study, of 83 women with TOF of reproductive

age, 57 (69%) were childless, 41 (72%) by choice (47). In another study of 118 women with

varying CHD including TOF, 18 (23%) of 80 women in whom pregnancy was not

contraindicated reported being advised against pregnancy by a health-care provider (52).

Reproductive fitness in men with TOF has not been specifically studied.

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1.5 Aetiology of TOF: Evidence for Genetic Origins

1.5.1 Familial Clustering and Twin Studies

The vast improvements in medical and surgical management of TOF have led to renewed interest

in aetiological factors. While management of TOF is largely streamlined, the search for

causative factors has proven to be complex and heterogeneous. Historically, both environmental

and genetic factors were thought to be strongly associated with TOF (33, 53-55), although

environmental factors received more attention. Indeed, maternal factors such as rubella and other

viral infection, diabetes mellitus and exposures to teratogenic agents such as thalidomide during

pregnancy have been shown to be associated with CHD including TOF in various

epidemiological studies (56-58). The overriding theory is that these environmental exposures

occurred during a critical period in cardiac development, which then resulted in formation of

TOF (33, 57). The clear relationship between certain exposures and TOF and the limitations with

proving genetic studies in previous decades led some investigators to postulate that

environmental factors were probably more important than genetic factors in TOF causation (33).

However there is growing evidence of a profound genetic basis to TOF. Several reports of strong

familial clustering of TOF and related lesions can be found in literature dating back to the 1950s

(33, 59-62). One of the most striking examples was a family described by Pitt in 1962 in which

11 members had TOF or one of its component cardiac lesions (59)). There are also cases

described in which multiple offspring with TOF were born to consanguineous parents (63).

Reports of TOF in animal homologies have shown similar familial clustering of lesions as has

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been seen in human families. Studies in pigs, dogs and mice have all supported this tendency

(54, 64).

Very little data on twin studies in CHD and no adoption studies in CHD can be found in the

literature. There are no specific studies in large cohorts of twins with TOF, although case reports

of twins with TOF can be found (65-67). Findings from studies of any CHD in twins have

supported a strong genetic aetiology. In the 1967 study by Nora et al., CHD was found in both

members of 46% monozygotic twins and only 4.2% nonidentical twins (54, 68). Findings of a

more recent population CHD study also supported the greater occurrence of CHD in

monozygotic than dizygotic twins (2). Interestingly, a recent study reported that dizygotic twins

more often had both members affected with CHD than normal siblings (69). The authors

suggested that this was evidence of an environmental influence during pregnancy in CHD

causation (69).

1.5.2 Genetic Principles of Disease

Although there is growing evidence for a strong genetic aetiology for TOF, the understanding of

underlying genetic mechanisms and inheritance is limited. In order to appreciate basic principles

governing genetic disease, it is necessary to define some key terms. The genotype is the set of

alleles that are found at a particular chromosomal locus while the phenotype is the clinical,

cellular and biochemical expression of a genetic trait. Phenotypic expression of a genetic trait

can be modified by other genetic or environmental factors. When the frequency of phenotypic

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expression of a trait is less than 100%, it is said to have reduced penetrance. Variable

expressivity exists when the phenotypic severity differs between two individuals with the same

genotype. Variable expressivity and reduced penetrance of genetic traits can be due to modifier

genetic influences, which are genetic or environmental factors that affect expression of genes

(70).

A genetic disorder with a number of phenotypes determined by different genes at different loci is

said to have genetic heterogeneity (70). Alternatively, clinical or phenotypic heterogeneity exists

when variants of the same gene result in distinct phenotypes (70).

Diseases that are wholly or partly genetic in origin can be classified into three main categories,

namely chromosomal diseases, single gene diseases and multifactorial diseases (70). Evidence of

all three forms of inheritance can be found in TOF and specific examples of these are discussed

below.

1.5.2.1 Chromosomal Diseases

Chromosomal diseases result from an excess or deficiency of genes in an entire chromosome

(gross chromosomal change) or chromosomal segment, for example in Trisomy 21 or Down�’s

Syndrome (70). Smaller changes involving deletions or duplications of segments of

chromosomes, copy number variants (CNVs), such as deletion 22q11.2, can also cause disease

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(Figure 1-4) (2, 71, 72). These deletions and duplications occur by a variety of mechanisms and

can result in haploinsufficiency or over expression of a number of contiguous genes, often with a

negative effect on phenotype (71, 72). Approximately 12% of the human genome is estimated to

be subject to this variation, which may partly account for phenotypic differences between

individuals (73, 74) and can contribute to reduced penetrance and variable expression of genetic

traits (73). These changes can be inherited polymorphisms or can arise spontaneously, so called

de novo CNVs. A growing number of diseases have been linked with CNVs including congenital

and acquired heart disease, psychiatric and developmental disorders and cancer (71, 72, 75, 76).

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Figure 1-4. Chromosomes with Normal Structure and Copy Number Variants

From Bassett et al. American Journal of Psychiatry 2010 (72). Reprinted with permission from the

American Journal of Psychiatry, (Copyright © 2010). American Psychiatric Association.

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1.5.2.2 Single Gene Diseases

Single gene defects are caused by mutations in individual genes (70). In dominant inheritance,

one copy of a gene is sufficient to produce a phenotype and a parent carrying such a trait has a

50% chance of having an affected child with each successive pregnancy. Alternatively if two

copies of a gene are required for expression, it is a �“recessive�” trait. In recessive inheritance, two

parents carrying the allele of interest can expect a 25% probability with each pregnancy, of

having an affected child. When a variant allele is found in more than 1% of the population it is

known as a genetic polymorphism whilst rare variants occur in less than 1% of the population

(70). Many rare variants are mutations associated with genetic diseases but some polymorphisms

may also increase disease susceptibility. Polymorphisms may involve a single base pair (single

nucleotide polymorphism) or may involve larger segments of DNA (e.g. in copy number

polymorphism) (70).

1.5.2.3 Multifactorial Inheritance

Some common diseases show the tendency for familial aggregation but do not occur in families

in the proportions expected in single gene disorders. These diseases are subject to multifactorial

(or complex) inheritance, wherein many genetic loci interact, with a variable environmental

contribution, to increase susceptibility to a disease (54, 70). Certain mechanisms thought to

operate in complex diseases include genetic heterogeneity, genetic modification and epigenetic

effects such as genomic imprinting (differences in expression of genes depending on inheritance

from the mother or father) (70, 77).

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Many congenital as well as adult onset diseases are thought to be subject to multifactorial

inheritance e.g. cleft palate, autism and schizophrenia (70, 77, 78). The theory of multifactorial

inheritance is that close relatives are more likely to have the same gene-gene and gene-

environment interactions that lead to disease (70). Hence in this type of inheritance, the greater

number of alleles a relative has in common with the affected individual, the greater is the

susceptibility of that relative to the particular disease. Therefore first degree relatives would be

more likely than second degree relatives to have disease and monozygotic twins more often have

both members affected than dizygotic twins. The risk to relatives also increases with the number

of affected relatives in a family.

The recurrence risk is the prevalence of disease among relatives of a proband while the

recurrence risk ratio compares this prevalence to that of affected individuals in the population.

The recurrence risk for first degree relatives of an individual with a multifactorial disease is

estimated to be between 1-5% (54). Family, twin and adoption studies are often used to assess

multifactorial inheritance of a disease and to generate empiric risk estimates.

Nora in 1968 ascribed TOF and all CHD not associated with a known genetic syndrome, to

multifactorial inheritance (54). Using results from their family and twin studies and other studies

available in the literature at the time they found that the data conformed to the principles of

multifactorial inheritance. They however acknowledged that in some pedigrees, there appeared

to be single gene inheritance in a dominant or recessive pattern (54). Specific family studies in

TOF are discussed in Section 1.7.

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1.6 Known Genetic Causes of TOF: Variable Expressivity and Phenotypic Heterogeneity

1.6.1 Molecular techniques for detection of genetic factors in TOF

Since light microscopy for karyotype assessment has been in use since the 1950s, the association

of TOF with Down�’s syndrome and other trisomies has long been known (79). These trisomies

together account for up to 7% of TOF cases (80). Historically, the remaining TOF cases were

ascribed to multifactorial inheritance. However, with the advent of molecular techniques that

improve the resolution of karyotype (~4-5 MB) and allow detection of submicroscopic genetic

alterations, more positive genetic associations have been made. Fluorescent in-situ hybridization

(FISH) is one such technique that allows for targeted detection of smaller chromosomal

aberrations such as 22q11.2 deletions (81). More recently, high resolution technology to perform

genome wide screening for genetic rearrangements such as CNVs has been developed and

detection of chromosomal changes as small as 20kb is now possible (82-84).

Some important known molecular causes of TOF are described below.

1.6.2 Copy Number Variants

Copy number variants (CNVs) have been associated with both syndromic as well as non-

syndromic presentations of TOF (Table 1-3). The most common CNV linked with TOF is

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22q11.2 deletion in the setting of 22q11.2 Deletion Syndrome (85). This deletion is associated

with about 7-15% TOF cases and is the most common known genetic cause of TOF (30, 80, 85,

86). More recently, other copy number variants, apart from 22q11.2 deletions have been

associated with TOF (Table 1-3). A recent study of copy number variation in 512 children with

non-syndromic TOF estimated that CNVs are causative in a minimum of 10% cases (84). In that

series, two cases with 22q11.2 deletions were included in the estimate (84). The two most

significant CNVs so far identified in TOF, 22q11.2 deletions and 1q21.1 deletions/duplications

are discussed in more detail below.

1.6.3 22q11.2 Deletion Syndrome

1.6.3.1 Prevalence and Transmission of Deletion 22q11.2

With a prevalence of 1 in 4000 live births 22q11.2 Deletion Syndrome is the most common

microdeletion syndrome in humans (87). This is a multisystem disorder comprising various

previously described clinical syndromes including Velocardiofacial Syndrome, DiGeorge

syndrome and Conotruncal anomaly face syndrome (81, 88). The 22q11.2 deletion occurs as a de

novo mutation in over 90% of newly diagnosed cases (89, 90). When inherited, these deletions

are transmitted in an autosomal dominant fashion (88). Typical deletion sizes are between 1.5 or

3 Mb, with about 90% of cases having the 3 Mb deletion (90-92). The 22q11 region is prone to

structural rearrangements due to the many low copy repeats in this part of the genome (93). An

excess of deletions of maternal origin has been reported (90, 94) and may be due to a relative

paucity of deletions of paternal origin in males (90). Clinical laboratory testing for 22q11DS has

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been available since 1993-1994 and consists of standard fluorescence in-situ hybridization

(FISH) techniques (81).

1.6.3.2 Clinical Spectrum of 22q11DS

22q11DS is a developmental disorder that affects third and fourth pharyngeal pouch structures,

namely the heart and great vessels, thymus, parathyroid glands and craniofacial structures (95).

Ablation of the cardiac neural crest cells has been shown to result in cardiac phenotypes similar

to those seen in 22q11DS and it has been postulated that this syndrome may be linked to

improper neural crest cell migration into the pharyngeal arch structures (96, 97). Therefore,

features of the syndrome that may recognized in infancy include cardiac and other birth defects,

hypocalcaemia, variable immunodeficiency and some facial dysmorphism (98-100). However,

the presence of later onset manifestations, particularly neuropsychiatric features, is increasingly

being recognized (98, 101, 102). Schizophrenia for example, is present in approximately 25%

22q11DS cases and Parkinsonism has also been reported (98, 103, 104). Thyroid disease is also a

feature in about 20% cases (98). A wide-ranging clinical spectrum from severe to extremely mild

phenotypes occurs in 22q11DS and the condition is one of the most under-recognized syndromes

in humans (98, 99, 105, 106). Despite the fairly consistent deletion size, there is variable

expression and severity of all 22q11DS features, including CHD, within families and even

among monozygotic twins (88, 90, 107). Although virtually any system may be affected the

classic extracardiac features of dysmorphic facial features, intellectual disability and

velopharyngeal insuffiency associated with hypernasal speech occurring together have great

predictive value for 22q11DS (32, 98).

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1.6.3.3 CHD in 22q11DS

CHD occurs in roughly 40% 22q11DS cases when ascertainment bias is accounted for (98, 106).

The most common associated category of cardiac lesions is conotruncal, with interrupted aortic

arch being most strongly associated (30, 108-110). Approximately 50% of cases of interrupted

aortic arch type B are associated with a 22q11.2 deletion (110). Milder congenital cardiac lesions

such as isolated pulmonary stenosis and VSD also occur in 22q11DS (30, 111). There is

evidence that auxiliary cardiac lesions such as right aortic arch, aberrant subclavian artery and

pulmonary atresia/MAPCAS are more common in CHD in the setting of 22q11DS than in

nonsyndromic CHD though they are not predictive of this condition (29). Unique late cardiac

sequalae such as aortic root dilatation have also been reported and premature death, though not

necessarily of cardiac origin, is also a concern in this population (112, 113).

Figure 1-5 shows the genes that are present in the 22q11.2 region. One of the most extensively

studied is TBX1, a transcription factor known to have an essential role in normal pharyngeal and

cardiac development (22, 95, 114). Haploinsuffiency of Tbx1 in mouse models produces

conotruncal malformations similar to those seen in humans with 22q11DS (115) while Tbx1 null

mice have a more severe phenotype and embryonic lethality (116). A possible explanation for

the variable expressivity in 22q11DS, Tbx1 gene dosage variation in mouse models produces the

full spectrum of CHD associated with human 22q11DS (117, 118). Mutations in TBX1 have

been identified in patients with typical 22q11DS phenotype, including cardiac defects, but

without 22q11.2 deletions (119-122). TBX1 mutations that result in loss as well as gain of

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function have been described and both are associated with a 22q11DS like phenotype, including

cardiac defects. This suggests that there is a threshold of TBX1 activity above which and below

which the risk for malformations increases (123). These mutations are associated with significant

variable expression, within the same family (120, 122, 123). More recently, three rare variants of

TBX1 have been reported in nonsyndromic TOF patients, inherited from a phenotypically

normal parent (normal heart) in all reported cases (123). One of the identified variants in a

patient with TOF and right aortic arch was associated with a 40% reduction in TBX1

transcriptional activity. Mouse models show that the incidence of cardiac outflow tract defects

increased at Tbx1 transcriptional activity below 20% (117). These investigators therefore

postulated that hypomorphic alleles that reduce, but do not ablate, Tbx1 activity may increase

susceptibility for nonsyndromic CHD (123).

However, the variable expressivity of CHD and other birth defects in 22q11DS has also been

postulated to also involve genetic variants outside of the 22q11.2 region (105, 115). One genetic

variant that has been investigated as a potential modifier of CHD in 22q11DS is vascular

endothelial growth factor (VEGF), a protein that plays a critical in angiogenesis (124, 125) and

that has been shown to play a role in pharyngeal arch artery patterning (126). Mice with certain

vegf variants associated with lower gene transcriptional activity have been reported to have

cardiovascular defects resembling those in 22q11DS (126). In addition, vegf was suggested to

interact with tbx1, as reduced tbx1 activity has been noted in mice with these vegf variants. One

study of 90 individuals with 22q11DS reported a greater frequency of VEGF promoter

polymorphisms associated with reduced gene transcription in the 58 individuals with 22q11DS

and cardiac defects than in normal controls (126). Further, VEGF variants also have been

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implicated in nonsyndromic TOF and other CHD (127). In one study of 148 probands with

nonsyndromic TOF and their parents, overtransmission of these low expression VEGF variants

to children with TOF was reported (127). However, the largest study to date, which included 595

individuals with TOF with no 22q11.2 deletion, failed to identify an association between genetic

variation in VEGF and CHD (128).

Intrafamilial variability in cardiac phenotypes is well described in 22q11DS and could

potentially be due to interaction of the effects of the deletion with genetic variants within the 22q

region or variants elsewhere in the genome. Case reports of isolated CHD in six first-degree

relatives with CHD but no 22q11.2 deletions (129, 130) suggest the possible existence of such

inherited variants affecting CHD expression in 22q11DS.

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Figure 1-5. The 22q11.2 Deletion Region

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1.6.4 1q21.2 Deletion/Duplication

One study based on 512 subjects with TOF suggested that CNVs at chromosome 1q21.2 are

associated with 1% nonsyndromic sporadic TOF cases (84). Other studies have shown 1q21.1

deletions and duplications to be present in cases truncus arteriosus, BAV and aortic arch

abnormalities, including coarctation of the aorta and interrupted aortic arch (131, 132). Although

a nonsyndromic phenotype of TOF associated with CNVs at 1q21.1 has so far been described

(84), syndromic presentations of other CHD such as truncus arteriosus and patent ductus

arteriosus have been reported (131). Cardiac conduction abnormalities may also be associated

with polymorphisms at 1q21.1 (132).

The phenotype of CNVs at chromosome 1q21.1 is extremely variable and reduced penetrance

has also been reported (131, 132). Similar to 22q11.2 deletions, duplications and deletions at

chromosome 1q21.1 (usually 1.35MB) are also strongly associated with neuropsychiatric and

developmental disorders such as autism spectrum disorder and schizophrenia (72, 131, 133).

Mild dysmorphic features as well as other congenital abnormalities are also described (74, 131,

134, 135).

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Table 1-3. Copy number variants in TOF, syndromic associations and associations with other congenital heart defects

Copy number variant

Reports in patients with TOF

Frequency in TOF

Syndromic Features/association

Genes associated with CHD

Other CHD References

22q11.2 del Multiple 7-15% 22q11.2 Deletion Syndrome

TBX1 VSD, IAA, TA (30, 100, 108)

1q21.1 del/dup 5/512 patients with nonsyndromic TOF in one study

~1% No TA, BAV, CoA, IAA

(84, 131, 132)

3p25.1 dup 2/114 patients in one study

<1% No RAF1 (84)

7p21.3 dup/del 2/114 patients in one study

<1% No (84)

9q34.3 del 1/114 patients in one study

<1% No NOTCH1 (84)

20p12.2 del 1/114 patients in one study

<1% No JAG1 (84)

13q13.1-q13.2 del

4 patients from various studies

<1% MR/DD, dysmorphic facies, extracardiac congenital anomalies

Subaortic stenosis, AVSD, single ventricle, absent MV, PDA

(137)

5q35.1-q35.3 del

2 patients in one study

<1% MR, dysmorphic features, microcephaly

NKX2.5 Ebstein anomaly, ASD

(138, 139)

del- deletion, dup-duplication, MR- mental retardation, AVSD- Atrioventricular septal defect, VSD-Ventricular septal defect, IAA- Interrupted aortic arch, BAV-Bicuspid aortic arch, CoA- Coarctation of aorta, MV- Mitral valve, PDA- Patent ductus arteriosus, ASD-Atrial septal defect, TA- truncus arteriosus

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1.6.5 Single Gene Mutations in TOF

Linkage analysis and candidate gene approaches have been used to identify various single gene

mutations that are associated with TOF (14). The known mutations to date collectively are

estimated to cause about 1-5% of TOF cases (80, 140) and can be associated with syndromic

(e.g. Alagille syndrome) as well as nonsyndromic presentations (Table 1-4). An autosomal

dominant pattern of inheritance, often with reduced penetrance and variable expressivity, is

described for most of these mutations. The majority of the mutations identified in TOF occur in

genes encoding transcription factors and signaling proteins, important in cardiac development

(14, 141). Many of these transcription factors are expressed very early in cardiogenesis, affecting

the specification of different cell types (13, 14). The importance of these factors in development

and their early expression is indicated by the diverse cardiac phenotypes associated with

mutations (14).

1.6.5.1 NKX2.5 Mutations

Mutations in the homeobox transcription factor NKX2.5 have been associated with

nonsyndromic CHD including TOF (140, 142). A dominant locus associated with cardiovascular

malformations and conduction abnormalities has been mapped to chromosome 5q35 (142).

Mutations within the homeodomain, the critical part of the protein that interacts with DNA, are

typically associated with conduction abnormalities (143). Over 30 different mutations in NKX2.5

have been identified (14).

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NKX2.5 mutations have been described in association with nonsyndromic TOF and are

suggested to cause roughly 4% TOF cases overall (140, 142, 143). Golmuntz et al prospectively

screened 150 patients with TOF and found 6 with NKX2.5 mutations (140). Although the

numbers were small they found a greater prevalence of pulmonary atresia and right aortic arch in

the mutation carriers than would be expected in the normal TOF population. There was also

evidence of reduced penetrance in that first degree relatives of probands in this study were

mutation carriers but had structurally normal hearts (140). These mutations have also been found

to cause various other cardiac structural abnormalities. The most common such abnormality is

ASD (142, 144), often in association with AV conduction abnormalities (142, 145), although

various other conotruncal defects such as truncus arteriosus, double outlet right ventricle and

interrupted aortic arch have also been described (143) . Though much lower in frequency,

associations with left heart lesions such as coarctation of the aorta, bicuspid aortic valve and

hypoplastic left heart have also been reported (143, 146). There have also been reports of an

association with ebstein�’s anomaly of the tricuspid valve (145, 147). The majority of these

reports have been in isolated (i.e. in an individual with no family history of CHD) cases of TOF,

although a few cases of NKX2.5 mutations segregating in families with TOF and ASD/VSD

have been reported (140, 145). The heterogeneity of phenotypes associated with NKX2.5

mutations indicates its fundamental role in diverse cardiac developmental pathways (145).

1.6.5.2 JAG1 Mutations

Mutations in signaling proteins have also been linked with TOF. JAG1 encodes a ligand for the

Notch transmembrane receptor and has been shown to be involved in cell fate determination

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(148-150). This gene is mapped to the chromosome 20p12 locus (151) and is mutated in Alagille

syndrome (AGS), a multisystem disorder with liver, skeleton, eye and cardiac involvement (149,

152). Cardiac anomalies in AGS commonly include pulmonary stenosis and TOF including

variants with pulmonary atresia and absent pulmonary valve (80, 149, 153). Mutations in JAG1

have also been shown to occur in individuals with much more subtle AGS phenotypes (150).

JAG1 mutations have also been implicated in syndromic TOF presentations that do not have

typical AGS phenotypes (153) and in 3 (3.2%) of 94 patients with nonsyndromic TOF (154).

1.6.5.3 ZFPM2/FOG2 Mutations

ZFPM2/FOG2 is a zinc finger protein expressed in early heart development that regulates

expression of transcription factor GATA4 (155). This gene is mapped to chromosome 8q22

(155). Mutations in the gene encoding this protein in mouse models have been shown to cause

TOF and tricuspid atresia (155-157). In one report, 2 of 47 patients with sporadic nonsyndromic

TOF carried a ZFPM2/FOG2 mutation (155). One of these patients had classic TOF while the

other had the pulmonary atresia/MAPCAS type (155) . In another report, 1 of 178 (0.6%)

patients with TOF had a ZFPM2/FOG2 mutation (158).

1.6.5.4 GATA Mutations

The GATA family of transcription factors has also been linked to CHD. GATA4 mutations have

been identified in patients with TOF and atrial and ventricular septal defects (159-161). GATA4

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is thought to be responsible for complex CHD including TOF in the setting of 8p23 deletion

syndrome, consisting of facial dysmorphisms, microcephaly, mental retardation and other

congenital anomalies (162). Duplication at this locus has also been identified in association with

a syndromic TOF presentation with incomplete penetrance (163). Overlapping in function with

GATA4, mutations in GATA6 have also been implicated in TOF as well as truncus arteriosus

and septal defects (164-166). In one report a parent carrier of a GATA6 mutation was found to

have a bicuspid aortic valve (165).

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Table 1-4. Single gene mutations in tetralogy of Fallot, syndromic associations and associations with other congenital heart defects

Gene Reports in patients with TOF

Syndromic association Other CHD association References

NKX2.5 5/150 (4%) patients with TOF in one study, 2/230 (0.9%) in another series

No ASD, VSD, IAA, CoA (80, 140)

TBX1 4 syndromic patients with no 22q11.2 deletion from 3 studies, 3/93 (3%) nonsyndromic patients in one study

22q11.2 Deletion Syndrome

IAA, VSD, PS (80, 120, 122, 123)

JAG1 9 patients from a family with syndromic but non AGS phenotype, multiple with AGS, 3/94 (3%) patients with nonsyndromic TOF in one study

Alagille Syndrome PS, pulmonary atresia (80, 149, 150, 153, 154, 167)

ZFPM2/FOG2 2/47(4%) patients with nonsyndromic TOF in one study, 1/178 (0.6%) patients with TOF in one study

No Pulmonary atresia, DORV

(155, 158)

GATA4 1/201 (0.5%) with TOF in one report, 1/12 (8%) with TOF in one study

8p23 Deletion Syndrome ASD, VSD (159, 161)

GATA6 1 of 270 patients with various CHD 1/33 (3%) patients with TOF

No ASD, BAV, Truncus arteriosus

(164-166)

ASD-Atrial septal defect, VSD-Ventricular septal defect, IAA-Interrupted aortic arch, CoA-Coarctation of aorta, PS-Pulmonary stenosis, AGS-Alagille Syndrome, DORV-Double Outlet Right Ventricle

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1.7 TOF Family Studies and Recurrence Risk Estimates

1.7.1 Family Studies: Purpose and Definitions

Studying familial patterns of disease is invaluable to the understanding of the inheritance

patterns that govern expression. Important information about natural history and variable

expression of a condition can be gleaned from studying its familial aggregation (70). Information

gained from family studies is also invaluable for genetic counselling purposes and forms an

important foundation for molecular testing. Knowledge of specific genetic aetiologies of a

disease also allows for phenotype correlation and risk assessment. Briefly, genetic counseling

involves empowering families with information about prognosis and treatment options of a

disease, genetic implications and recurrence risk and often dispelling notions of guilt

surrounding responsibility for a condition (168). As more information about specific genetic

aetiologies becomes available, re-visiting and updating family studies is important to determine

whether accepted recurrence risks and thus genetic counselling need be modified (169). For TOF

specifically, clinical and molecular evidence demonstrate the inhomogeneous nature of the

disease. Thus, although empiric risks are necessary for genetic counselling purposes, they may

misrepresent the true risk to individual families. Therefore studying phenotypic patterns of TOF

in families to identify at-risk pedigrees and as a prelude to identification of specific genetic

factors is useful to augment information given in empiric recurrence risks.

The conception of a family study usually begins with identifying the first member of a family

with the condition of interest (the proband or index case) and then investigating the presence or

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absence of disease in other relatives (70). Families in which only the proband has the disease of

interest are often called simplex families. In these families, where no inherited component can be

identified, the disease in the proband is referred to as an isolated case. If the disease is

determined to be due to a de novo (new) mutation in the proband, it is referred to as a �“sporadic�”

case (70). Alternatively, there are multiplex families in which one or more relatives, in addition

to the proband, are affected. In multiplex families, the degree of concordance (same condition in

relative as proband) or discordance (relative having a different form of disease from that in

proband) of the disease in the relative with the disease in the proband is assessed. For congenital

cardiac defects, concordance traditionally refers to anatomical agreement with the defect in the

proband. For example in TOF, a relative who also has TOF has a fully concordant defect while

one with a cardiac defect that is a component of TOF e.g. VSD, is sometimes referred to as

�“partially concordant�”. A lesion such as coarctation of the aorta for example would be discordant

with TOF.

There are advantages and disadvantages to studying families ascertained with adult probands

over child probands (Table 1-5). Studying adult probands allows for more complete assessment

of clinical features, as many features may not be present or may not be easily recognizable in

children. In addition, adult probands naturally have more relatives available for study and allow

for more complete family history than studies with child probands. However, survival issues for

complex diseases, such as congenital cardiac defects, mean that adult studies may under-

represent severe phenotypes. An overview of the previous family studies of TOF, recurrence

risks and familial phenotypes is given below.

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Table 1-5. Advantages and Disadvantages of Family Studies with Adult and Child

Probands

Adult Probands Child Probands

Advantages Disadvantages Advantages Disadvantages

More complete

recognition of

clinical features,

including late onset

features in probands

and relatives

Severe phenotypes

in probands and

relatives may be

under-represented

Severe phenotypes

more likely to be

ascertained

Later onset clinical

features (e.g.

syndromic features)

may be missed

More relatives

available for study,

including offspring,

nieces and nephews

Parents of probands

are more likely to be

available for study

Some relatives may

not be available e.g.

offspring

Genotype-

phenotype

correlation with

later onset sequalae

Relatives may be

more motivated to

participate when a

child is affected

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1.7.2 TOF Family Studies

Relatively few systematic family studies of TOF can be found in the literature dating back to the

1960s with reported recurrence risks of 1-16% for CHD in first degree relatives (33, 54, 170-

175). A summary of these studies is shown in Table 1-6. One of the most frequently quoted

studies on which the multifactorial hypothesis for CHD was based is that by Nora et al. in 1966

(54, 176). These investigators examined at a cohort of 517 randomly selected paediatric

probands with various CHD and found unequivocal evidence a family history of CHD in 34%

cases, significantly greater than in a matched control group of 100 individuals with no CHD

(176). Probands with CHD and known genetic syndromes, such as Down�’s syndrome, were

excluded. CHD in relatives was initially ascertained by family history and an attempt was made

to perform physical examination of all affected relatives. An attempt was also made to examine

accompanying first degree relatives of child probands with CHD, regardless of their cardiac

status on initial history (176). Specifically for the 118 paediatric probands with TOF, 6 of 273

siblings had CHD, a recurrence risk of 2.2% and 1 of 236 parents had CHD for a rate of 0.4%

(54). The observed prevalence rates for siblings closely matched predicted recurrence based on

mathematical principles of multifactorial inheritance (54). The lower rate in parents was

proposed to be due to reduced survival into reproductive age among older individuals with

significant CHD (54). Recurrent CHD in all affected relatives was reported to be completely

concordant or a closely related lesion (partially concordant lesion) of TOF in the proband,

although related lesions were not delineated (176, 177). The investigators however

acknowledged that unavailable cardiac diagnoses in some relatives prevented them from

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reporting on concordance in some cases (176). The same authors also reported a recurrence rate

of 4.2% among offspring of probands with TOF (177). From a meta-analysis of the available

data on parent to child transmission of various types of CHD, they proposed that offspring of

affected females with CHD were more likely to also have CHD than offspring of affected males

(178). This excess of maternally transmitted CHD was not statistically significant for TOF

however, although the investigators proposed that small numbers might explain the lack of this

trend in the TOF group (178).

Lamy et al. 1957 reported CHD in 4 of 404 siblings of 238 pediatric probands with TOF, a

recurrence rate of approximately 1% (33). They found no affected parents in this cohort. The

authors also reported that 15.13% of the probands had extra-cardiac defects including

�“mongolism�”, suggesting that probands with known genetic syndromes were likely included

(33). Cardiac defects in relatives of TOF probands were reported to be TOF in all but 2 cases, in

which the specific heart defect could not be determined (33).

Boon et al. 1972 also reported a family study of 100 child probands with TOF from two

institutions, mean age 7 and 13 years (171). Of the 100 included probands, 8 had another relative

with TOF and 16 had a relative with another CHD. For 189 siblings, recurrence rates of 1% (2

siblings affected) for TOF and 2.2% (4 siblings in total) for any CHD were reported. The authors

also reported recurrence rates of 0.17% (2/1165) and 0.16% (4/2541) for second and third degree

relatives respectively (171). Risks for specific relatives in these categories were not reported.

CHD in close relatives was generally concordant or partially concordant (e.g. VSD) with TOF.

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Two distant relatives (5th degree) had completely discordant cardiac defects, namely coarctation

of the aorta and truncus arteriosus (171). An elevated prevalence (16%) of non-cardiac

malformations was noted in the probands that was not observed in their siblings. These included

cleft lip and/or cleft palate, urogenital and skeletal abnormalities most frequently. Two probands

were noted to have severe mental retardation (171).

Recurrence of CHD in offspring of probands with TOF was examined in the 1990 study by

Zellers et al. (172). Using a mailed questionnaire, they aimed to obtain information about family

history of CHD in relatives of 395 probands with TOF. A response rate of 58% (228 probands)

was reported and the mean age of the included sample was 38 ± 10 years (172). No description

of possible syndromic features within the cohort, or exclusion criteria based on known

syndromes was given. With respect to first degree relatives, they reported that of 253 offspring, 3

(~1.2%) had CHD, namely TOF, truncus arteriosus and VSD. Prevalence rates for CHD among

siblings and parents were similar to previous reports at 2.3% (13/567 siblings) and 0.43% (2/456

parents) respectively (172).

In contrast to the above studies, Whittemore et al 1982 reported a much higher rate of CHD

recurrence among offspring of probands with CHD (173). They prospectively studied 233

women with various CHD and reported a recurrence rate of 16.1% in their live born children.

Although the number of women with TOF was not reported specifically, they did report a high

rate among children of the small cohort (n=35) of women with cyanotic heart disease, 6 of 41

(~15%) live born infants (173). CHD in offspring was reported to be the same or similar to the

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defect in the mother in the majority of cases. Importantly, the authors followed the affected

children for 3 years after birth and septal defects that subsequently closed were included in the

reporting (173). In addition, women with known genetic syndromes such as Noonan syndrome

were included in the study cohort (173).

The CHD family study of Burn et al. 1998 included 395 individuals with TOF, the largest TOF

cohort studied to date (175). Individuals with severe learning difficulties or any known genetic

syndromes were excluded but there was no clinical or molecular evaluation for 22q11DS. One

individual with known Cat-eye syndrome with a marker on chromosome 22 was included in

some analyses. With respect to first degree relatives, they found 7 (3.1%) of 223 offspring and

12 (2.2%) of 539 siblings with CHD among probands with TOF (175). There were no cases of

TOF among the 7 offspring with CHD but partial concordance was described. Four children had

VSDs, two were isolated lesions and one each also had RVOTO obstruction and patent ductus

arteriosus. Two offspring had discordant lesions, mitral stenosis in one child and coarctation of

the aorta in a child with Turner�’s syndrome (monosomy of the X chromosome in a female).

Although finding an excess of children with CHD born to mothers than to fathers for CHD

overall, this trend was not significant for probands with TOF (175).

Recurrence risks for second and third degree relatives in the Burn et al. study were reported to be

0.32% and 0.29% respectively but no specific categories of relatives or defects in these relatives

was given (175). Computer modeling of recurrence data for all CHD did not support a polygenic

model as would be found in multifactorial disease. Specifically for TOF, they proposed that the

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best fitting model was one in which three genetic loci act by multiplication, i.e. the combined

effect of the three loci was greater than the sum of their individual effects (175).

The study by Digilio et al. 1997 investigated CHD recurrence in relatives of 97 children with

non-syndromic TOF (174). This was the only study to evaluate all participants for 22q11DS by

means of FISH testing for the 22q11.2 deletion. Any patients positive on FISH or otherwise

clearly syndromic were excluded. Of the 97 included probands, 10 (10.3%) had a total of 12

relatives with CHD (174). Three (3.1%) of 96 siblings of probands had CHD, concordant in all

cases with TOF. Four of the remaining nine relatives with CHD had discordant lesions, valvular

pulmonary stenosis in two relatives, and ASD in one and coarctation of the aorta in another

relative (174). The reported recurrence risks generally agreed with those predicted for

multifactorial inheritance. The authors therefore suggested that after exclusion of TOF cases with

22q11DS and known syndromes such as Trisomy 21, the remaining cases were probably

multifactorial in origin (174).

Most recently, the large Danish population study by Oyen et al. examined recurrence ratios of

CHD in relatives of probands with various classes of CHD (2). Strong familial clustering of

phenotypically similar lesions overall was described (2). No recurrence ratios specific to TOF

were delineated and it is unclear in which category these lesions were included since reports for

conotruncal as well as RVOTO lesions were given. As the study relied on Danish population and

health registry data, there was necessarily no clinical assessment of probands (2).

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In summary therefore, many previous TOF family studies were conducted prior to the

widespread use of echocardiography and other CHD detection methods and before the

improvements in survival to reproductive age in TOF (33, 54, 171, 177). The most contemporary

family study of adults with TOF did not assess probands for 22q11DS, the most common known

genetic cause (175). The one study that did screen for 22q11.2 deletions used paediatric probands

(174), which precluded assessment of CHD in offspring, nieces and nephews and may have

limited clinical assessment of syndromic features (Table 1-5). Considering all these factors,

recurrence risks reported by these earlier studies may have limitations in accuracy and

completeness and may not reflect contemporary trends in survival and improved detection

methods for CHD. Updating recurrence risks for relatives of individuals with TOF would have

direct implications to genetic counselling and screening for these families but would also aid in

appreciation of inheritance patterns that govern this complex disorder.

Further, advancements in knowledge of cardiogenesis suggest that extrinsic cell populations

such as the secondary heart field or neural crest may contribute cardiomyocytes that eventually

become part of the right heart or left heart (14, 15, 141). Perturbations in these processes in

animal models lead to varying types of CHD (15). The few known putative mutations in TOF,

many expressed very early in cardiogenesis (before development of the right or left heart), have

diverse other cardiac phenotypes, including CHD anatomically unrelated to TOF (14, 179).

These findings suggest that a spectrum of CHD should be present in families of probands with

TOF but this phenotypic diversity has not been systematically studied in previous reports.

Defining the complete spectrum of CHD related to TOF in families is an important step towards

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understanding the embryologic and genetic underpinnings of TOF and other CHD, and would

also advance knowledge of cardiogenesis in general.

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Table 1-6. Tetralogy of Fallot family studies and recurrence risk estimates

Study Cohort

mean age

No. of

probands

Exclusions Recurrence Risks for Relatives Notes

Parents Siblings Offspring Second

degree

Third

degree

Lamy et

al. 1956

Paediatric 238 ? 0 1% - - - Known genetic

syndromes included

Nora at

el. 1968

Paediatric 118 Gross

chromosomal

aberrations

0.4% 2.2% - - -

Boon et

al. 1972

Paediatric 100 Down�’s

Syndrome

(n=2); Other

recognized

syndromes

(n=3)

- 2.2% - 0.17% 0.16% Extracardiac

anomalies in 16%

probands, including

severe MR

Nora et

al. 1976

Adult ? Known

syndromes

- - 4.2%

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Study Cohort

mean age

No. of

probands

Exclusions Recurrence Risks for Relatives Notes

Parents Siblings Offspring Second

degree

Third

degree

Zellers et

al. 1990

38 ± 10

years

228 ? 0.43% 2.3% 1.2% - -

Digilio et

al 1997

6.5 years 97 Known

syndromes

including

22q11DS

0.5% 3% - 0.2% 0.6% Probands all

negative on FISH

for 22q11.2

deletions

Burn et

al 1998

Adult 395 Significant

learning

disability,

known

genetic

syndromes

- 2.2% 3.1% 0.32% 0.29% No evaluation for

22q11.2 deletions

RR- recurrence risk, MR- mental retardation (References 33, 54, 170-172, 174-176)

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2 Study Rationale, Aims and Hypotheses

Success in medical and surgical management has created a large and increasing adult

cohort of patients with TOF, a rich but largely untapped resource for studying familial

patterns of heart disease in this common, complex condition. Despite the impressive

success in management of this condition, surprisingly little is known about genetic

aetiologies. Only in the minority of TOF cases have specific genetic causes been

determined and most are singleton cases with extracardiac or syndromic features.

Evidence for the genetic factors that may increase CHD susceptibility in families is

limited. Even in the face of a significant risk for CHD such as a 22q11.2 deletion, there is

considerable variable expressivity and reduced penetrance of cardiac lesions (30, 98,

105). One study has suggested that relatives of individuals with a 22q11.2 deletion may

still be at increased risk of CHD, even though they do not carry a 22q11.2 deletion

themselves (129). However, further evidence is needed to support the possibility that

additional inherited factors may be involved in expression of CHD in 22q11DS.

Previous family studies of TOF have largely focused on TOF and anatomically related

lesions (54, 170-172). However, molecular evidence from the few mutations identified

suggests that genetic factors that cause TOF may also cause a variety of other CHD,

including discordant lesions (132, 143, 179, 180), a potential indication of a

developmental relationship between different cardiac defects. Few data are available on

whether these diverse phenotypes are also seen in families. Determining the broader

phenotypic patterns of CHD in families is one way to explore such a relationship and

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may have implications to current understanding of cardiogenesis and CHD classification.

In addition, delineation of familial phenotypes might help point to specific genetic factors

in TOF.

In the absence of specific mutations for the majority of patients, an updated family study

of TOF can have immediate practical implications. For example, standard genetic

counselling recommendations may need to be modified and would benefit from

contemporary data from an adult cohort given the increasing number of patients with

TOF of child-bearing age. Up to 15% of TOF cases are associated with a 22q11.2

deletion, which may be transmitted in an autosomal dominant fashion (30, 80). FISH

testing for this deletion became widely available in 1994 (81, 86). Thus, inclusion of

these and other cases of known genetic syndromes in a cohort may lead to misleading

recurrence figures. In addition, paediatric ascertainment may limit recurrence data for key

groups of relatives such as offspring, nieces and nephews and assessment of later onset

syndromic features. Auxiliary cardiac and extracardiac characteristics may provide

further clues to genetic predisposition (29, 32, 99).

In STUDY 1, we investigated the familial occurrence of CHD in relatives of adult

probands with TOF but no known genetic syndrome in order to obtain recurrence data for

first to third degree relatives and define cardiac phenotypes that occur with TOF in

families. We also investigated potential associations between familial CHD and auxiliary

cardiac and extracardiac features. We hypothesized that close relatives of probands with

TOF would have an elevated prevalence of CHD but that cardiac phenotypes would

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include anatomically unrelated defects. We further hypothesized that probands with

nonsyndromic TOF would be more likely than probands with syndromic TOF to have

relatives with CHD.

In STUDY 2, a well characterized cohort of adults with 22q11DS was examined for the

occurrence of CHD in relatives without 22q11.2 deletions. We tested the hypothesis that

a positive family history of CHD would be more common in probands with CHD than in

those without CHD. We also predicted that CHD would segregate with the intact

chromosome 22 in families, consistent with the importance of variants in the 22q11.2

deletion region to CHD expression.

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3 Study 1 Spectrum of Congenital Heart Disease in Family Members of Adults with

Tetralogy of Fallot

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3.1 Objectives

TOF is a complex condition with considerable heterogeneity both in cardiac and

extracardiac features (3, 29). The understanding of genetic aetiology and inheritance

patterns in TOF is limited. Although up to 15% of cases are associated with a 22q11.2

deletion (30, 80, 86), in the majority of cases the genetic cause of TOF is unknown.

Previous family studies in TOF used paediatric cohorts (33, 171, 174), were executed

prior to the use of technologies such as FISH to detect 22q11.2 deletions (33, 54, 170-

173) and some prior to the era of improved detection and survival in CHD (33, 54, 170,

171). These factors may have limited completeness and accuracy of recurrence data from

previous studies, which has direct implications to clinical practice and genetic screening.

Although the clinical spectrum of TOF is broad, potential relationships between auxiliary

cardiac and extracardiac features in probands and a family history of CHD have not been

explored. Identifying clinical features in probands that may indicate a tendency towards

risk for CHD in relatives would improve on the use of empiric recurrence risks for

genetic counselling and help identify specific genetic factors in TOF.

Of the few known genetic factors associated with TOF to date, many also show

expression as other cardiac anomalies (80, 132, 140, 142, 165), suggesting a potential

embryologic relationship between different cardiac defects (14, 15, 145, 179). Evidence

of such a developmental relationship in families with TOF would have potential

implications to current understanding of cardiogenesis and conventional CHD

classification.

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This study aimed to examine the recurrence risks for CHD in relatives of an adult cohort

of patients with TOF with no known genetic diagnosis and to investigate clinical factors

in probands that may be associated with familial CHD. We hypothesized that CHD in

relatives would show variable expressivity. We also hypothesized that probands with

nonsyndromic TOF would be more likely than probands with syndromic TOF to have a

family history of CHD.

3.2 Methods

The study population comprised adults (>17 years) with TOF followed at the Toronto

Congenital Cardiac Centre for Adults (TCCCA). The diagnosis of TOF was confirmed by

both diagnostic procedures such as echocardiogram and cardiac catheterization and

subsequent anatomy at the time of surgery. Auxiliary cardiac lesions were noted and

defined as congenital structural and vascular lesions other than TOF. Individuals with

known genetic syndromes other than 22q11DS, such as Down�’s syndrome, were

excluded a priori from this cohort. In total, 557 individuals with TOF consecutively

recruited from 1998 to 2010 were available for study after initial exclusions. Of these, 14

adopted individuals were excluded. Figure 3-1 shows the selection and genetic screening

(with FISH for 22q11.2 deletions and karyotype) of the study cohort. Written consent

was obtained from all research participants and the study was approved by the

institutional ethics boards of the University Health Network and the Centre for Addiction

and Mental Health.

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All participants underwent a structured clinical assessment for features of a genetic

syndrome with an evaluation of dysmorphic facial features, abnormalities of voice and

cognitive ability (32, 98). Patients were defined as syndromic if they met two of three

criteria, previously validated to detect 22q11DS, including dysmorphic facial features,

hypernasal voice and learning difficulties (32). A history of extra cardiac birth defects

and learning difficulties was also obtained. Major birth defects included those requiring

surgery or affecting function of the patient (181), e.g. scoliosis requiring surgery,

horseshoe kidney and cleft palate. Clinical history was confirmed by retrospective chart

review. Standard karyotype analysis and fluorescence in situ hybridization (FISH) for

22q11.2 deletions using a TUPLE 1 (Vysis) or N25 (ONCOR) probe (81) were obtained

for 51 (78%) of 65 syndromic and 44 (10%) of 433 nonsyndromic patients, all confirmed

negative results (Figure 3-1). A further 45 of the 110 syndromic individuals who were

positive on FISH for deletion 22q11.2 were excluded from the study.

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Figure 3-1. Selection and Genetic Screening1 of TOF Cohort

Included in Study 1

1 Genetic screening with FISH and standard karyotype

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A total of 498 unrelated individuals with TOF comprised the final study cohort. All study

participants had a prospective interview for a family history of CHD in their relatives.

Pedigrees were constructed for each family using Progeny® software to reflect first to

third degree relatives as this information was available. The individual with TOF

followed at the TCCCA was designated as the proband and is identified with an arrow on

the pedigree (Figure 3-2). In the four cases where two members of the same family were

followed at our centre, only one (the first person seen at the centre) was designated the

proband. First degree relatives of the proband included parents, siblings and children.

Second degree relatives included grandparents, aunts and uncles and nieces and nephews.

Third degree relatives were predominantly first cousins and all relatives greater than third

degree were considered distant relations. A pedigree that included second degree relatives

was obtained for 369 (74%) probands and third degree relatives for 198 (40%) probands.

Families with only one known member with CHD (i.e. the proband with TOF) were

designated as �“simplex families�” and those with one or more family members with CHD

other than the proband were designated as �“multiplex families�”. In this study families in

which the proband with TOF had a first to third degree relative with CHD were

considered multiplex families.

Each relative with CHD was assigned one primary cardiac diagnosis by history, based on

the major cardiac lesion. For example, D-TGA with VSD would be noted as D-TGA.

Follow up interviews were conducted to verify cardiac diagnoses given at initial

screening. In addition, a clinical history of the presence of cyanosis, failure to thrive,

cardiac follow up or surgery and age of death of relatives with CHD was determined on

subsequent interview. A retrospective chart review for all probands reported having a

relative with CHD was conducted to examine for additional documentation of the

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positive family history. For 23/43 (53%) first-degree relatives, echocardiographic, cardiac

catheterization, surgical or post mortem reports were obtained and reviewed to confirm

the cardiac diagnosis given on history. CHD in relatives was designated unspecified

when a specific cardiac diagnosis was unavailable, but a satisfactory history obtained that

was consistent with a congenital cardiac defect and/or that intracardiac surgery was

performed. Cases of neonatal death reported to be due to unspecified CHD were

included. To minimize the possibility of a falsely elevated recurrence of cardiac defects,

neither a history of heart murmurs nor late onset cardiac conditions were considered as

CHD.

Figure 3-2. Sample pedigree showing degree of relationship of relatives to proband

with TOF

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3.2.1 Analyses

All statistical analyses were performed using SPSS Version 11.5 (Chicago, Illinois) and

SAS 9.13 (SAS Institute, Cary, North Carolina, USA). Recurrence risk for specific

relative categories was given by:

Number of relatives with CHD/All relatives x 100%.

Continuous data were expressed as mean ± standard deviation. Chi-square or two-tailed

Fisher exact tests were used to compare categorical variables. Student t tests were used to

compare continuous variables. A two-tailed p value less than 0.05 was considered

statistically significant.

In Table 3-3 the definition of a significant p value was corrected for multiple

comparisons using the Bonferroni method. Based on 13 comparisons we determined a

significant p value to be less than 0.004. Comparisons between the simplex and multiplex

groups based on the presence of auxiliary cardiac lesions, extracardiac abnormalities and

syndromic designation were made. Comparisons with general population prevalence of

any CHD (0.58%) and of severe CHD (0.061%) used figures derived from combined

numbers for adults and children in a large Canadian study (182). Statistical comparisons

and recurrence risk calculations were determined for first to third degree (first cousins)

relatives only.

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3.3 Results

3.3.1 Demographic and Clinical Features in Probands with TOF

Of the 498 probands with TOF included in the study, 273 (54.8%) were male. The mean

age at assessment was 38.0 ± 13.6 years. Ethnicity of the cohort was Caucasian in 395

(79%) probands, Asian in 57 (11%), Black in 15 (3 %) and Other/Mixed in 31 (6%)

probands. One or more auxiliary cardiac lesions were present in 225 (45.2%) probands,

with 142 (28.5%) having structural lesions and 128 (25.7%) having vascular lesions. TOF

with pulmonary atresia was present in 65 (13.1%) probands (Table 3-1). The most

common other structural abnormalities in the cohort were ASD in 38 (7.6%), patent

foramen ovale in 28 (5.6%) and patent ductus arteriosus in 13 (2.6%) probands (Table 3-

1). Right aortic arch (21.6%, n=108) was the most common vascular lesion.

Sixty-five (13%) probands met criteria for syndromic designation (32). FISH testing for

22q11.2 deletions and standard karyotype analysis were performed in 51 (78%) of these

and were negative by definition in all cases. Among the 433 probands with nonsyndromic

TOF, FISH and karyotype testing were also available for 44 (10%) probands and did not

reveal any abnormality.

Overall, 68 (13.7%) probands had one or more major birth defects. Musculoskeletal

(n=36 probands, 7.2%) and urogenital (n=27 probands, 5.4%) anomalies were the most

frequently noted major defects (Table 3-2). Nine (13.8%) of 65 syndromic probands had

at least one major birth defect, not significantly greater than the prevalence of birth

defects in nonsyndromic probands (59/433 (13.6%), 2=0.002, p=0.96, 1df). Probands

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with TOF/PA were not more likely to have a major birth defect than probands with TOF

(13/65 (20%) vs. 55/433 (12.7%), 2=2.553, p=0.11, 1df) and were not more likely to

have a syndromic designation (12/65 (18.5%) vs. 53/433 (12.2%), 2=1.928, p=0.16,

1df).

3.3.2 Family History of CHD

Of the 498 probands with TOF, 97 (19.5%) reported having a family history of CHD in at

least one other relative and 17 of these 97 (17.3%) had more than one affected relative.

Considering only those with a first to third degree affected relative (and not those with

only distant relatives), 78 (15.7%) probands of the total cohort reported a family history

of CHD. These 78 families were designated as multiplex families and the remaining 420

were designated as simplex families.

3.3.3 Demographic and Phenotypic Features in Probands from Multiplex and Simplex Families

Table 3-3 presents demographic and phenotypic factors in probands with TOF from

multiplex and simplex families. There were no differences in gender or Caucasian

ethnicity in probands with a family history (multiplex) compared with those with no such

history (simplex).

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Multiplex probands were not more likely to have an auxiliary cardiac lesion or a

syndromic designation. If only subjects with auxiliary lesions other than pulmonary

atresia were considered, there was also no difference between the groups (simplex

165/420 (39.3%) vs. multiplex 24/78 (30.8%) 2=2.026, p =0.16, 1df). The presence of a

major extracardiac birth defect of any type did not differ between simplex and multiplex

probands (Table 3-3).

Considering only those 124 probands with a major birth defect and/or a syndromic

designation, there were 24 (19.4%) with a positive family history of CHD. This was not

significantly greater than the prevalence of a family history of CHD among the probands

with neither a major birth defect nor a syndromic designation (54/374, 14.4%, 2=1.704,

p =0.19, 1df).

3.3.4 Relatives with CHD

In total, 8384 relatives (first to third degree) were ascertained for this study, an average of

17 relatives per proband. There were 124 relatives with CHD of whom 43 were first

degree, 28 second-degree, 29 third degree and 24 were more distant relatives. The overall

prevalence of CHD in first to third degree relatives in this cohort was greater than the

expected population prevalence of CHD [100/8384 (1.19%) vs. 0.58%, p=0.000, OR

2.10, 95% CI 1.69-2.54].

Table 3-4 shows the frequency of specific heart defects in first to third degree relatives

with CHD. Severe or cyanotic CHD (including cases of neonatal death due to CHD) was

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present in 25 first degree relatives, 11 second degree and 14 third degree relatives. The

prevalence of severe/cyanotic CHD relatives (50/8384, 0.60%) was also greater than the

population expectations (182) [0.061%, p=0.000, OR 9.76 95% CI 7.39-12.90].

Right ventricular outflow tract lesions as a group were most commonly reported in all

relative categories although the frequency of these lesions decreased as the relative

became more distant from the proband (49% first-degree, 29% second-degree and 17%

third-degree relatives). TOF was the most common lesion in this group for all relative

categories. Other RVOT lesions reported included truncus arteriosus and D-transposition

of the great arteries (Tables 3-4).

In first-degree relatives, left sided lesions (19%, n=8), including left ventricular outflow

tract lesions (LVOT) (n=7) and cleft mitral valve (n=1) were the next most commonly

reported group (Table 3-4, Figure 3-3). Bicuspid aortic valve ± coarctation of the aorta

(BAV CoA) was most common in the LVOT group and reported in 6 (14%) first-degree

relatives. There was one case of hypoplastic left heart in the brother of a proband whose

daughter also had a BAV/CoA (Family II, Figure 3-3) and two cases of cleft mitral valve

in one first and one second degree relative in two other families.

Intracardiac shunts comprising atrial and ventricular septal defects were the third most

common group of lesions reported in first-degree relatives (16%) and second most

common in second and third degree relatives (21% and 24% respectively). Cases in

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which the level of shunting was unknown and simply described as a �“hole in the heart�”

were also included in this category.

Simple isolated cardiac anomalies such as dextrocardia (2%) and patent ductus arteriosus

(2%) were reported in two fathers of probands with TOF.

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Figure 3-3. Simplified pedigrees of all seven multiplex families with the probands

with TOF and a first degree relative with a left heart cardiac defect

Table 3-5 shows the disease concordance rates for TOF among categories of relatives

with CHD. The overall TOF concordance among first to third degree relatives in this

study was 30% with the highest concordance among siblings (58%), followed by

offspring (35%). Other categories of relatives had lower concordance rates for TOF with

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the lowest (14%) for parents of probands. Table 3-6 shows the cardiac anomalies found

in specific categories of first degree relatives.

3.3.5 Recurrence Risk for CHD

Table 3-7 shows the recurrence risks for CHD in first to third degree relatives of the adult

probands with TOF in our study. Recurrence risks in relatives of a paediatric cohort

(mean age 6.5 years) of TOF probands, all negative on FISH for 22q11.2 deletions, are

also shown (174). In the current study, the recurrence risk for CHD was highest for first-

degree relatives (2.04% overall), with the greatest risk to offspring of probands (5.84%).

The offspring risk was significantly greater than the risk to parents (0.70%, 2=32.501,

p=0.00, 1df) and siblings (2.34%, 2=8.345, p=0.004, 1df).

Overall, 163 (33%) probands with TOF had children. Eighty-two female probands with

TOF had 149 children of whom 12 (8.05%) had CHD. This prevalence was not

significantly greater than the prevalence of CHD among children of 81 male probands

(5/142 (3.5%), 2=2.716, p=0.10, 1df), even though the sample is small and there was

more than doubling of the risk with female probands. However, female probands were

more likely to have a female child with CHD (9/74, 12.2%) than a male child with CHD

(1/75 (1.3%), 2 =6.976, p=0.009, 1df). This analysis excluded two cases of pregnancy

termination for CHD in the foetus. Male probands with TOF were equally likely to have a

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child with CHD of either gender [3/72 female children (4.2%) vs. 2/70 male children

(2.9%), 2 =0.179, p=1.000, 1df].

Among the 22 grandparents, aunts and uncles with CHD, 13 (59%) were paternal

relatives. There were also more paternal first cousins (17/25, 68%) than maternal first

cousins with CHD in this study. Nieces and nephews had the greatest prevalence of CHD

among second and third degree relatives.

3.4 Discussion

3.4.1 Recurrence Risk for CHD

This study aimed to investigate the family history of CHD in relatives of a large cohort of

adult probands with TOF. We found the risk for CHD was greatest to first degree

relatives, with the greatest prevalence among offspring of probands with TOF. The

recurrence risks for parents and siblings were similar to previous studies (54, 171, 175)

although the risk for offspring of 5.8% was slightly higher than in previous reports (1.2-

4.2%) (170, 172, 175). This was possibly due to improved detection of CHD, including

prenatally diagnosed cardiac disease. Indeed our numbers included two cases of

pregnancy termination for CHD diagnosed on foetal echocardiogram.

Contrary to studies reporting a greater risk to children of mothers than of fathers with

CHD (174, 175, 178), we found no increased tendency for maternal transmission of CHD

among offspring of probands with TOF. Our numbers for offspring were small but it is

possible that we had better ascertainment of CHD in children of male probands than the

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previous studies. However, we did find a tendency for female probands with TOF to have

female children with CHD, although we were unable to include two cases of foetal

termination for CHD in this analysis. Although no definitive conclusions can be made,

the findings could potentially suggest an epigenetic effect in transmission of CHD.

Among second and third degree relatives, nieces and nephews had the greatest prevalence

of CHD followed by first cousins. Parents and grandparents had the lowest recurrence

risks of any relative category. The evolution of surgical management and the improved

survival of individuals with CHD in recent decades likely accounted for the greater

prevalence of CHD in younger relatives.

Our findings did not support a hypothesis of an increased prevalence of a positive family

history of CHD among probands with nonsyndromic TOF. Instead probands with

syndromic disease were equally likely to have relatives with CHD.

3.4.2 Variable Cardiac Phenotypes in Families

For first to third degree relatives overall in this cohort, there was a significantly greater

prevalence of severe or cyanotic CHD than would be expected from population

predictions (182). However, we found a spectrum of abnormalities in relatives both in

severity and phenotype, with TOF making up only a third of the CHD in relatives overall.

Consistent with previous reports of a �“horizontal transmission�” of TOF, we found the

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highest concordance for TOF among siblings (54, 174). This could suggest that genetic

variants inherited from both parents were important in TOF expression.

Lesions other than TOF in relatives ranged from those that were partially concordant e.g.

VSD to those that were completely discordant. As a group, RVOT lesions were the

greatest in frequency among relatives and included truncus arteriosus and D-TGA. These

lesions might be expected to cluster in a family because they affect the same anatomical

site of the heart, though with a different ultimate phenotype. However, left heart lesions,

including LVOT defects and cleft mitral valve, were second highest in frequency among

first-degree relatives. The most common left heart lesion observed in relatives was BAV

with or without aortic coarctation, a finding that is counterintuitive to the accepted

embryological development of these anatomically unrelated lesions. However, BAV and

aortic stenosis occurred at very low frequency (0.2% and 0.6% respectively) in our

proband cohort with TOF (Table 3-1). A recent large review of over 2200 cases for

unusual cardiac associations in the setting of TOF also found 0.2% with BAV (8). A few

other case reports of the uncommon association of TOF ± pulmonary atresia with LVOT

lesions can be found in the literature (183, 184). There is also evidence of intrinsic

aortopathy in TOF patients, especially in the setting of 22q11DS (112, 185). As these

anatomically distinct lesions can infrequently occur in the patient with TOF, it is not

implausible that they may occur with TOF in families.

Among more distant relatives, there was only one case of a left heart lesion in a second

degree relative. This may due to under-ascertainment of simple lesions such as BAV in

these relatives. In addition, the higher proportion of unspecified CHD in these groups

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meant that more severe left heart lesions such as hypoplastic left heart could also have

been included in this category.

This trend for left heart lesions to occur in families with TOF has not been systemically

studied in previous TOF family cohorts (54, 171, 172). More often, highlighting the

concordance or partial concordance of CHD in relatives with TOF in the proband was the

focus of these reports (54, 171). Cases of discordant CHD were often not specified

further. However, three cases of left sided cardiac lesions in relatives can be found in the

previous TOF family reports (174, 175). The study by Burn et al. reported coarctation of

the aorta and mitral stenosis in two children of offspring with TOF, although Turner�’s

syndrome was diagnosed in the former case (175). The Digilio et al. TOF study reported

on a cousin with coarctation of the aorta of a proband with TOF (174).

Familial CHD studies of LVOT lesions have not highlighted aggregation with TOF or

other right heart lesions in families. Instead, very strong familial clustering of these

anatomically related LVOT lesions has been reported (25, 186-190). Recurrence risks of

up to 13% for left heart obstructive lesions among first-degree relatives have been

reported (188). One study assessing by echocardiography asymptomatic CHD in relatives

of infants with left heart obstructive lesions found a markedly elevated prevalence of

aortic valve disease, predominantly BAV (186). In this study, only two group discordant

lesions were described, pulmonary valve stenosis and VSD (186).

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Emerging molecular aetiologies in CHD offer a possible explanation for the variable

expressivity of CHD in families. Transcription factors, constitutively expressed in

cardiogenesis, are known to work cooperatively with other transcription factors and

regulatory proteins to promote normal cardiac development (14, 141). Since transcription

factors and signaling proteins are involved at multiple stages in cardiogenesis (14), it is

likely that the same gene affecting different embryological processes might result in

discordant cardiac phenotypes, depending on the status of other transcription factors and

environmental influences. Although known single gene mutations account for only up to

5% of TOF cases to date (80, 140), diverse cardiac phenotypes have been reported.

NKX2.5 mutations for example, which are expressed at the pluripotent cell stage in

cardiogenesis (14), most commonly cause septal defects but also cause TOF and other

right heart lesions (142-144). Though much less commonly reported, these mutations

have also been associated with left heart lesions such as bicuspid aortic valve, aortic

coarctation and hypoplastic left heart (143, 146). Intrafamilial variability in cardiac

phenotype is a feature of NKX2.5 mutations.

Studies of copy number variation in CHD have also reported variable cardiac phenotypes

(84, 131, 134, and 138). CNVs at chromosome 1q21.1 have so far been reported in

association with nonsyndromic TOF (84) but also with left heart obstructive lesions,

including BAV and coarctation of the aorta (131, 132). Although a study of CNVs in

familial CHD has not so far been reported, it is possible that these variants may underlie

some of the observed cases of CHD recurrence in the present study.

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Reduced penetrance of CNVs and point mutations causing CHD is a fairly consistent

finding in cases that have been described (120, 123, 132, 140). Therefore, although the

cardiac defect in the proband may seem to arise sporadically, it may actually be a

function of variable expression of a mutation shared by other family members.

Studies in animal models and human subjects have shown that cardiac development is

extremely sensitive to changes in gene dosage (84, 117, 118, 123). Varying tbx1 dosage

in mouse models for example, produces a spectrum of cardiac abnormalities from simple

to complex defects (117, 118). Human CHD appears to be even more sensitive to

alterations in gene dosage, occurring at more modest reductions in transcriptional activity

than in mouse models (123). Modifier genes and variants impacting expression of the

gene of interest might therefore contribute to intrafamilial variation. JAG1 for example is

a ligand for transcription factor NOTCH1 (149). Potentially, a mutation in NOTCH1,

strongly associated with BAV (191) could affect JAG1 binding and expression, leading

to CHD. Although JAG1 mutations have usually been found in patients with syndromic

CHD, hypomorphic alleles, as have been found in TBX1 (123), could potentially be

associated with nonsyndromic disease. The recent study of CNVs in nonsyndromic TOF

identified CNVs that altered NOTCH1 and JAG1 gene dosage and provided evidence that

NOTCH1 mutations could cause TOF (84).

Although the anatomical classification of CHD is important from a treatment perspective,

it may not be as useful in explaining the pathogenesis of CHD (179). Instead, the

mechanistic approach suggests that a number of aetiologic factors may affect a similar

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mechanism or developmental anomaly, producing a spectrum of anatomically separate

but mechanistically related defects (15, 24). The mechanistic classification of CHD as

described by Clark et al. for example, links TOF and other RVOT lesions by abnormal

cell migration in cardiogenesis, specifically from the neural crest (24). The relationship of

TOF with left heart obstructive lesions is not completely explained by this scheme.

However, category II lesions, due to abnormal embryonic haemodynamic flow, sees left

heart obstructive lesions such as hypoplastic left heart and BAV classified with

components of TOF such as pulmonary stenosis and perimembranous VSD (25). These

component lesions have been found in first-degree relatives of patients w/ left heart

obstructive lesions (186).

Alternatively, it has been proposed that BAV/CoA may actually fall in the spectrum of

diseases caused by abnormal neural crest migration, including TOF, since the neural crest

plays a significant role in formation of the aortic arch as well as the outflow tract (184,

192). Proper neural crest migration and function is also important for normal

development of craniofacial structures. One study of patients with coarctation of the aorta

showed that extracardiac abnormalities in neural crest derived head and neck structures

occurred more commonly in patients with BAV than in patients with coarctation but

normal aortic valves (192). Although the prevalence of extracardiac birth defects in

relatives was not examined in this study, two children of a male proband with TOF, one

with a cleft mitral valve, had cleft palates (Figure 3-3, Family I). These findings may

imply that genetic factors affecting neural crest cell function could play a role in

development of both cardiac and extracardiac congenital defects. The details of the two

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approaches are different but both suggest that anatomically distinct cardiac and

extracardiac lesions may actually be linked by common embryological origins.

3.4.3 Study Advantages and Limitations

This study is the largest to date to examine family history in a cohort of adults with TOF,

all systematically assessed for features of genetic syndromes. Examining family history

in adults rather than children allowed us to report on CHD recurrence in offspring and

nieces and nephews, relatives unavailable for probands ascertained as children. In the

Digilio et al. family study with child probands for example, a family history of CHD was

reported in 10% participants (174). Using adults, we found that ~20% of probands

reported a family history of CHD. We had a slightly higher offspring recurrence risk than

previous reports, a possible reflection of improved CHD detection methods. The

tendency for female probands with TOF to have female offspring with CHD has not been

previously reported. We were able to report on recurrence risks for specific categories of

second and third degree relatives. Finally, this is the first study to fully characterize the

spectrum of CHD occurring in families of probands with TOF. The significant proportion

of left heart lesions in relatives is a novel finding which may be a helpful prelude to more

hypothesis driven molecular studies and help to advance the overall understanding of

cardiogenesis.

This study spanned many generations and therefore not all relatives with reported CHD

had echocardiograms or cardiac catheterization to confirm their cardiac disease. Family

history was the main ascertainment tool for CHD and relatives were not directly

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examined. Previous studies assessing the reliability of family history for ascertainment

have shown that it is a very useful tool but with limitations (193-195). It tends to

underestimate the true prevalence of disease, with greater sensitivity for detection of

severe than milder phenotypes (193-195). We did however validate information gleaned

from family history by review of clinical records in more than 50% first-degree relatives

for whom this data was available, suggesting reasonable accuracy in our study. The

reliability of family history would decrease with increasing distance of relations from the

proband. Although we found a diversity of cardiac anomalies in relatives, we had a

significant number of unspecified CHD among second and third-degree relatives.

It is likely that the true prevalence of CHD in this cohort is underestimated. Survival

disadvantage of older relatives in our sample means that cases of early and suspicious

deaths which could not be included here may well have been due to CHD. In the 1960s,

the death rate from CHD was 40% with many deaths before school age (196). Indeed,

probands with a family history of CHD tended to be younger than those who did not

report such a history, a possible function of improved survival and better detection

methods. Foetal detection of CHD and subsequent termination of pregnancy are

contemporary issues. Recent estimates are that up to 58% of pregnancies are terminated

after identification of CHD and that termination might account for a significant reduction

(~21%) in the birth prevalence of CHD (28, 40). It is impossible to know with accuracy

the termination rate in our sample but two cases of pregnancy termination for CHD in the

foetus were reported. In addition, only a third of probands had children while data from

Statistics Canada show that in the general population, almost two-thirds of families have

children (197). The average age of women who had children in Canada in 2005 was 29.2

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years (198). The lower rate in our sample could potentially be due to the relatively young

cohort, with 33% being less than 30 years old at the time of interview. Alternatively, it is

possible that some probands may have elected not to have children, for varying reasons

(45, 47, 51, 52).

3.4.4 Clinical Implications

In this study, using a detailed interview technique 20% of individuals with TOF were

found to have a family history of CHD. Clinicians need to be aware of the strong

potential for familial susceptibility to CHD and prioritize obtaining a detailed family

history in the clinical patient encounter (199). Using a simple enquiry about family

history of CHD may miss a significant portion of positive family history (200) and a

more in-depth interview about suspicious deaths and murmurs in relatives for example

may be required to identify at-risk pedigrees.

The suggestion that males may be as likely as females to have affected children with

CHD, means that pre-conception counseling, foetal echocardiograms and screening of

children is equally important in males as well as females with TOF. The possibility for

subclinical CHD in relatives, that can have serious clinical sequalae, for example aortic

dissection in BAV (201), must also be recognized.

Families of patients with TOF need to be educated about the potential for recurrence of

CHD not only for first degree relatives, but that the risk for second and third degree

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relatives may not be negligible. While quoting an overall recurrence risk is important

from a genetic counseling perspective however, it is important to recognize that risks may

be greater in individual families. The selection of families for mutation screening and

more lesion specific genetic counselling can be guided by known familial CHD patterns.

3.5 Conclusion

Adults with TOF commonly have family members with CHD. The phenotypic spectrum

of TOF in families is broad and includes anatomically unrelated cardiac defects. This

study is an important prelude to genome-wide research in cases of familial CHD that

should shed light on variants that produce these phenotypes.

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Table 3-1. Auxiliary cardiac lesions in 498 probands with tetralogy of Fallot

Auxiliary Cardiac Lesion No. of subjects % of Total

Structural abnormalities 142 28.5

Pulmonary atresia 65 13.1

Atrial septal defect 38 7.6

Patent foramen ovale 28 5.6

Patent ductus arteriosus 13 2.6

Dextrocardia 4 0.8

Aortic stenosis 3 0.6

Hemitruncus arteriosus 2 0.4

Atrioventricular septal defect with cleft mitral valve 1 0.2

Bicuspid aortic valve 1 0.2

Vascular abnormalities 128 25.7

Right aortic arch 108 21.7

Aorto-pulmonary collateral arteries 16 3.2

Aberrant subclavian artery 8 1.6

Coronary artery anomaly 8 1.6

Double aortic arch 1 0.2

Any auxiliary cardiac lesion 225 45.2

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Table 3-2. Extracardiac birth defects in 498 probands with tetralogy of Fallot

Defect N=498 %

Musculoskeletal1 36 7.2

Urogenital2 27 5.4

Craniofacial3 12 2.4

Gastrointestinal4 11 2.2

Any defect 68 13.7

1 Includes scoliosis requiring surgery, club foot, vertebral abnormality, absent radius, absent digits, polydactyly, scapular abnormality 2 Includes duplicate ureter, ectopic kidney, absent kidney, horseshoe kidney, bicornuate uterus, hypospadias 3 Includes cleft palate, cleft lip, microtia, hemifacial microsomia, skull malformation 4 Includes anal atresia, oesophageal atresia, duplicate small bowel, tracheo-oesophageal fistula

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Table 3-3. Demographic and phenotypic features in probands with TOF from

Simplex and Multiplex families

Factor Simplex

n = 420

Multiplex

n = 78

Statistic p*

Mean age 38.8 ± 13.6 34.5 ± 13.0 t = 2.48 0.01

Male gender 233 (56%) 40 (51%) 2 =�0.47 0.54

Caucasian 336 (80%) 59 (76%) 2 = 0.76 0.38

Auxiliary cardiac lesion 198 (47.1%) 27 (34.6%) 2 = 4.17 0.04

Pulmonary atresia 56 (13.3%) 9 (11.5%) 2 = 0.19 0.67

Structural lesion 124 (29.5%) 18 (23.1%) 2 = 1.34 0.25

Vascular lesion 112 (26.7%) 16 (20.5%) 2 = 1.31 0.25

Extracardiac birth defect 53 (12.6%) 15 (19.2%) 2 = 1.31 0.12

Musculoskeletal 28 (6.7%) 8 (10.3%) 2 = 1.26 0.26

Urogenital 20 (4.8%) 7 (9.0%) 2 = 2.28 0.13

Craniofacial 8 (1.9%) 4 (5.1%) 2 = 2.91 0.10

Gastrointestinal 10 (2.4%) 1 (1.3%) 2 = 0.37 1.00

Syndromic 55 (13.1%) 10 (12.8%) 2 = 0.004 0.94

* The definition of a significant p value was corrected for multiple comparisons using the

Bonferroni method (p <0.004).

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Table 3-4. Cardiac anomalies in first to third degree relatives of probands with TOF

Cardiac Anomaly First degree

relatives n=43

(40 probands)

Second degree

relatives n=28

(25 probands)

Third degree

relatives n=29

(26 probands)

RVOT Lesions 49% 29% 17%

Tetralogy of Fallot 16 7 4

PA/VSD 2 - -

VSD + RVOTO 1 - -

Truncus arteriosus 1 - -

TGA 1 1 1

Left Heart Lesions 19% 7% -

BAV ± coarctation 6 1 -

Hypoplastic left heart 1 - -

Cleft mitral valve 1 1 -

Intracardiac shunts 16% 21% 24%

ASD 2 1 1

VSD 2 1 3

�“ Hole in heart�” 3 4 3

PDA 1 - -

Dextrocardia 1 - -

Neonatal Deaths with CHD 4 3 9

Unspecified CHD 1 9 8

RVOT- right ventricular outflow tract, PA/VSD- pulmonary atresia with ventricular septal defect,

RVOTO- right ventricular outflow tract obstruction, TGA- transposition of the great arteries,

BAV- bicuspid aortic valve, ASD- atrial septal defect, PDA- patent ductus arteriosus, CHD-

congenital heart disease

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Table 3-5. Concordance rates for TOF in first to third degree relatives with CHD

Relative w/ CHD n No. with TOF Concordance for

TOF

First-degree 43 18 42%

Parent 7 1 14%

Offspring 17 6 35%

Sibling 19 11 58%

Second-degree 28 7 25%

Grandparent 8 2 25%

Aunt/Uncle 14 4 29%

Niece/Nephew 6 1 17%

Third-degree* 25 4 16%

All relatives 96 29 30%

* First cousins only

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Table 3-6. Cardiac anomalies in first degree relatives of 40 probands with TOF

a with pulmonary atresia in one sibling and one child (foetal termination at 20 weeks)

b foetal termination at 20 weeks

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Table 3-7. Recurrence risk for CHD in first to thirda degree relatives of probands with TOF in the current and comparison

studies

Current Study Digilio et al 1997 b

Average age of probands (yrs)

38 13.6 6.5

Relative Number of probands

Number with CHD/ Total number of relatives

Recurrence Risk

Number of probands

Number with CHD/Total number of relatives

Recurrence Risk

First degree 498 43/2100 2.04 % 97 4/290 1.38 %

Parents 498 7/996 0.70 % 97 1/194 0.52 %

Siblings 387 19/813 2.34 % 3/96 3.13 %

Offspring 163 17/291c 5.84 % - -

Of females 82 12/149 8.05 %

Of males 81 5/142 3.52 %

Second degree 369 28/4275 0.65 % 2/960 0.21 %

Grandparents 498d 8/1992 0.40 % 97 1/388 0.26 %

Half siblings 45 0/95 - - -

Aunts/Uncles 250 14/1815 0.77 % 1/572 0.17 %

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Current Study Digilio et al 1997 b

Relative Number of probands

Number with CHD/Total number of relatives

Recurrence Risk

Number of probands

Number with CHD/Total number of relatives

Recurrence Risk

Nieces/Nephews 95 6/373 1.61 % - -

First cousins 198 25/2009 1.24 % 6/936 0.64 %

a Recurrence risk calculations for first cousins only for third degree relatives

b Digilio et al. 1997 paediatric family study of TOF (174)

c Two cases of foetal termination for CHD included

d Four grandparents per proband assumed

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4 Study 2 Complex Congenital Heart Disease in Unaffected Relatives of Adults with

22q11.2 Deletion Syndrome

Contents of this chapter have been published in the American Journal of Cardiology:

Swaby et al. Complex Congenital Heart Disease in Family Members of Adults with

Tetralogy of Fallot. American Journal of Cardiology 2011;107:466�–471

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4.1 Objectives

A deletion on chromosome 22q11.2 is the most common known genetic cause of TOF

(30, 85) but can be associated with virtually any other CHD (30). Multiple factors are

thought to affect the expression of CHD in 22q11DS. These include hemizygosity of the

45 genes in the 22q11.2 deletion region and interaction of the effects of hemizygosity

with genetic variants both in the intact chromosome 22 and elsewhere in the genome

(105, 115, 126). In families of probands with 22q11.2 deletions, an elevated prevalence

of CHD in relatives who do not have 22q11.2 deletions would support a hypothesis of

genetic interaction with the effects of the 22q11.2 deletion. Two previous paediatric

studies have suggested that the prevalence of isolated CHD without deletion 22q11.2 may

be elevated in relatives of patients with 22q11DS (129, 130). However these reports

involve in total just six first degree relatives with CHD and did not report on parental

origin of the 22q11.2 deletion in probands with affected relatives.

In this study, a well characterized group of adults with 22q11DS was examined for a

family history of CHD in their relatives without 22q11.2 deletions. We tested the

hypothesis that a positive family history of CHD would be more common in probands

with CHD than in those without CHD. We compared the observed prevalence of CHD in

this sample with that predicted for familial recurrence of nonsyndromic CHD (174) and

for the general population (182). We also predicted that CHD would segregate with the

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intact chromosome 22 in families, consistent with the importance of variants in the

22q11.2 deletion region to CHD expression.

4.2 Methods

Patients followed at our clinic for adults (>17 years) with 22q11DS (n=131) were

available for study. Individuals with 22q11.2 deletions who were adopted (n=4), had

inadequate family history (n=12) or were family members of probands (n=11) were

excluded. Most subjects were ascertained because of the presence of CHD or a

psychiatric disorder (90). Informed consent was obtained in writing from probands and

their parents. The study was approved by the Research Ethics Boards of the University of

Toronto, Centre for Addiction and Mental Health and University Health Network.

We evaluated 104 probands with the 22q11.2 deletion, all of whom met clinical criteria

for 22q11DS (102) and had lifetime clinical data available, including cardiac assessments

(98). All probands with 22q11DS had echocardiograms and/or cardiac catheterisation to

evaluate their cardiac status. CHD was classified by structural complexity as previously

described (113, 202). Among probands with 22q11DS in this series, major CHD included

TOF, pulmonary atresia or absent pulmonary valve. Simple CHD included ventricular

septal defects (VSDs) or atrial septal defects (ASDs) (113, 202). Ethnicity of the sample

was 90% caucasian (n=94), 4% asian (n=4), 2% black (n=2) and 4% other (n=4).

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A comprehensive family history was obtained in multiple interviews from all families

and pedigrees constructed to include first to third degree relatives. A history of CHD in

the relatives was confirmed by medical records review where possible. To avoid a falsely

elevated recurrence rate of CHD, a history of heart murmurs or cardiac conditions that

were detected later in life were not considered as CHD. All available parents of probands

underwent assessment for clinical features suggestive of 22q11DS (90). Relatives with

CHD who were confirmed (n=8; 6 children, 1 mother and 1 sibling) to have

microdeletion 22q11.2 or suspected (n=6; 5 siblings and 1 uncle) to have microdeletion

22q11.2, based on a history given of syndromal features or when 22q11.2 deletion status

of one or both parents was unavailable, were excluded. Genetic testing for syndromes

other than 22q11DS and karyotypic anomalies was not performed.

The 22q11.2 microdeletion was confirmed in all probands by standard fluorescence in

situ hybridisation (FISH) techniques using a TUPLE 1 (Vysis) or N25 (ONCOR) probe

(81). Once the 22q11.2 deletion was confirmed in the proband, testing was offered to all

available parents. For a study of copy number variation in 22q11DS, DNA samples from

99 subjects (probands) with 22q11DS and 122 unaffected parents were genotyped for

approximately 250,000 SNPs with the Affymetrix Gene CHIP® Human mapping 250K

Nspl Array as previously described (90). These data were used to determine the mode of

22q11.2 deletion and parental origin of de novo deletions as well as copy number variant

(CNV) content. The mode of the 22q11.2 deletion within the cohort was confirmed to be

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de novo in 70 probands and transmitted in five probands. In cases where parental DNA

was unavailable for genotypic study we assigned a �“probable de novo�” (n=14) or

�“probable transmitted�” (n=2) deletion status based on clinical features (90). There were

13 probands for whom the origin of the 22q11.2 deletion could not be determined (90).

Among the probands with confirmed or probable de novo 22q11.2 deletions, parental

origin of the 22q11.2 deletion was determined for 74 probands, of whom 42 were of

maternal origin. In the confirmed or probable transmitted group (n=7), parental origin

was maternal in 4 cases (90).

All statistical analyses were performed using SPSS Version 11.5 (Chicago, Illinois) and

SAS 9.13 (SAS Institute, Cary, North Carolina, USA). Chi square or two-tailed Fisher

exact tests were used to compare categorical variables. Comparisons with general

population prevalence of any CHD (0.58%) or severe CHD (0.061%) used figures

derived from combined numbers for adults and children in a large Canadian study (182).

4.3 Results

Of the 104 probands with 22q11DS in the study (48 males, 56 females, mean age 33.3 ±

10.3 years), 66 (63.5%) had CHD (n=23 simple CHD, n=43 major CHD). The presence

of CHD in the proband was not significantly associated with parental origin of the

22q11.2 deletion for either the de novo (maternal n=29/42 (69%) vs. paternal n=17/32

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(53%), p=0.16) or transmitted (maternal n=2/4 (50%) vs. paternal n=3/3 (100%), p=0.43)

groups. In addition, probands with CHD did not exhibit de novo CNVs or any excess of

novel inherited CNVs outside the 22q11.2 region (data not shown) (90).

4.3.1 Family History of CHD

A total of 2639 relatives were included in this study, on average 25 relatives per proband.

Fourteen probands (13.5%), 9 with confirmed and 5 with probable de novo 22q11.2

deletions, had a positive family history of CHD of various types in a total of 17 (0.64%)

relatives (see Table 4-1). Of these, three were first degree, 11 second degree and three

were third degree relatives.

The overall prevalence of CHD in relatives of 22q11DS probands (0.64%) was similar to

that of the general population for any CHD (0.58%, p=0.8) (182). However, probands

with 22q11DS who themselves had CHD were more likely to have relatives with any

CHD than probands with no CHD [15/1663 (0.9%) vs. 2/976 (0.2%), p=0.041, OR 4.43,

95% CI= 1.03-40.00]. In addition, six (40%) of the 15 relatives of 22q11DS probands

with CHD had severe and/or cyanotic CHD, significantly greater than the general

population prevalence (182) [(6/1663) 0.36% vs. 0.061%, p=0.007, OR 5.88, 95% CI

2.16-12.85]. Eight of 11 (73%) second and third degree relatives with CHD were

maternal relatives (Table 4-1). Contrary to our prediction, there was no apparent

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relationship between the familial side (maternal or paternal) of the affected relative and

that of the intact chromosome 22 (Table 4-1).

Table 4-2 shows the recurrence risk for CHD in first to third degree relatives of 104

22q11DS probands in our cohort and comparable data from another study of 108

probands with 22q11DS that reported nonsyndromic CHD in first degree relatives (129).

Recurrence risks for first degree relatives using the combined data for 22q11DS (n=212

probands) and for relatives of a paediatric sample of 97 nonsyndromic TOF patients with

no 22q11.2 deletions (174) are also shown for comparison purposes (Table 4-2). Our data

suggest a greater prevalence of CHD in aunts and uncles of 66 probands with 22q11DS

and CHD than in comparable relatives of probands with nonsyndromic forms of TOF

(8/439 (1.82%) vs. 1/572 (0.17%), p=0.013, OR 10.60, 95% CI 1.41-471.01). Comparing

only probands with TOF, there was still a greater prevalence of CHD among aunts and

uncles of the 43 probands in our sample than in comparable relatives of the

nonsyndromic TOF sample (6/258 (2.33%) vs. 1/572 (0.17%) p=0.004, OR 13.60, 95%

CI 1.63-626.30).

4.4 Discussion

This study investigated the presence of CHD in families of adult probands with 22q11DS.

We found that in relatives of individuals with 22q11DS, who did not themselves have

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microdeletion 22q11.2, there appeared to be an increased risk of CHD if the proband with

22q11DS also had CHD. Like CHD in 22q11DS (30, 85, 129) and consistent with a

previous family study (129), recurrent CHD in relatives tended to involve severe or

complex defects. The prevalence of these major CHD lesions in relatives was

significantly elevated over population estimates for severe CHD (182). Collectively,

these results support a heritable susceptibility to CHD in these families, in addition to the

susceptibility imparted by the microdeletion 22q11.2.

The specific origins of this increased susceptibility remain unclear but the results suggest

they may be related to the factors that contribute to the expression of CHD in the proband

with the 22q11.2 deletion. Genes on the intact chromosome 22q11.2 such as TBX1, have

been shown to play a role in expression of CHD in animal models and humans (115, 117,

118, 120). Cardiac development appears to be profoundly sensitive to gene dosage.

Indeed, variation of Tbx1 gene dosage in mice produced the entire spectrum of cardiac

abnormalities seen in humans with 22q11DS. Although TBX1 mutations have previously

been found in humans with syndromic CHD but no 22q11.2 deletion (120), variants that

reduced but did not completely ablate TBX1 gene function were recently shown to be

associated with nonsyndromic CHD (123). The existence of these hypomorphic alleles

could potentially explain the presence of CHD without 22q11.2 deletions in family

members of probands with 22q11DS.

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Our findings however suggest that factors outside of the 22q11.2 region may also be

involved in risk for CHD. Four of the relatives with CHD were not from the known side

(paternal or maternal) of the intact chromosome 22 in the probands and the other four had

at most a 50% chance of sharing the same chromosome 22 (Table 4-1). Using the results

from our previous study of genome-wide CNVs in this cohort of patients with 22q11DS

(90), in which CNVs of about 30 kb could be detected, we did not identify any novel

CNVs in the probands that could explain the observed familial CHD susceptibility.

However, the possibility exists that newer technologies with improved resolution could

identify such CNVs. Results from adequately powered genome-wide studies of 22q11DS

may shed light on specific structural and/or sequence-based genetic variants that increase

the likelihood of CHD in the presence of a 22q11.2 deletion.

The higher prevalence of CHD in second than in first degree relatives in our CHD

subgroup is an interesting finding. When compared to recurrence figures for

nonsyndromic TOF, which is thought to have a multifactorial aetiology (54), the level of

elevated risk for CHD in our cohort was considerably higher than has previously been

reported for second degree relatives (174, 175). This may in part be explained by the

ability to ascertain additional relatives (nieces and nephews), conferred by examining an

adult sample. However, results for comparable numbers of aunts and uncles showed

significantly higher risk for the 22q11DS group. Consistent with literature implicating a

somewhat greater role for maternal than paternal inheritance of susceptibility to CHD

(174, 175, 178), we found that the majority of affected second and third degree relatives

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in our series were maternal. These findings may be related to better knowledge of

maternal than paternal relatives but could also suggest a potential role for genes on the X

chromosome. While finding no parents with CHD could be explained by a survival

disadvantage of older parents in our sample, the relatively low recurrence in siblings of

individuals with 22q11DS is more difficult to account for. It is possible that exclusion of

five siblings with CHD but with unknown 22q11.2 deletion status was overly

conservative. Alternatively, this pattern of results may suggest that additive genetic

effects are more likely than dominant mendelian inheritance with reduced penetrance in

expression of CHD in these families. Also, there were relatively low numbers of siblings

in the comparison studies (129, 174).

Results combining our sample with that of Digilio et al. (175) indicate that overall the

risk of familial recurrence of CHD among unaffected relatives of individuals with

22q11DS appears similar to recurrence amongst relatives of subjects with TOF but

without a 22q11.2 deletion (174) (Table 4-2). This finding has important implications for

genetic counselling of individuals with 22q11DS. Beyond the 50% risk of transmitting

the 22q11.2 deletion and the elevated risk of CHD associated with the deletion, relatives

who do not have deletion 22q11.2 may still be at increased risk for CHD over general

population expectations, especially for severe disease. The tendency towards more

complex CHD lesions which invariably require surgery likely creates economic and

social burdens on these families. The potential for elevated risk for complex cardiac

disease in relatives without deletion 22q11.2 warrants further investigation.

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4.4.1 Study Advantages and Limitations

This study is the first to investigate nonsyndromic CHD in second and third degree

relatives of 22q11DS probands and the first to report a significant finding of elevated

recurrence risk of severe CHD. Data available on parental origin of the 22q11.2 deletion

(90) allowed us to consider whether the intact chromosome 22q11.2 appeared to be a

factor with respect to CHD in relatives. Our sample size was sufficient to show

significant results for severe CHD when compared to a large population study (182).

Consistency with results of other studies supports the overall findings.

Information on family history of CHD was obtained in multiple personal interviews with

the families and substantiated where possible by review of clinical data. Nonetheless, we

were unable to determine a definitive CHD diagnosis in every reported case of

recurrence. Subclinical CHD is unlikely to be detected by family history. Ideally,

neonatal echocardiogram data would have been available for all relatives. Recall bias in

family history is more likely to result in under-reporting than over-reporting.

Collectively, these factors suggest the true prevalence of CHD in relatives is likely higher

than we have reported. Effects of these limitations would be minimized however for

severe CHD. On the other hand, for children of probands with 22q11DS, small numbers

and possible effects of assortative mating between the proband and co-parent may have

magnified the recurrence risk for CHD. Cohort effects must also be considered. The

contemporary general population prevalence study used for comparison (182) included

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only living individuals and would reflect improved survival over previous generations.

Our study reported on living and deceased relatives. Arguably, four of the five deceased

relatives with severe CHD in our study (three children and one adult born in the 1940s to

1950s) may have survived if born in more recent decades. Also, genetic testing for

22q11.2 deletion was not available for all relatives with CHD and the presence or

absence of syndromal features indicative of 22q11DS was determined by history. This

could have contributed to a lower recurrence risk because we excluded affected relatives

with CHD who had syndromal features but unknown deletion status. A difference from

other family studies that warrants consideration is that probands with CHD and 22q11DS

represent a sample with enhanced genetic homogeneity. Samples of other probands with

CHD are aetiologically heterogeneous with discoveries of major causal factors emerging

(14, 84, 141).

4.5 Conclusion

We found that relatives of individuals with 22q11.2 deletions, who do not themselves

have deletion 22q11.2, may still be at increased risk for major CHD. There is the

potential for this risk to be further elevated if the proband with 22q11DS also has CHD,

suggesting that factors involved in the expression of CHD in the proband with 22q11DS

may be involved in familial CHD susceptibility. The aetiology of this increased

susceptibility is undoubtedly complex but is likely genetic and not necessarily confined to

genes in the 22q11.2 region. These findings have potential implications for genetic

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counselling of individuals with 22q11DS and their families. The results predict that

forthcoming genome-wide association studies of 22q11DS may shed light on specific

genetic variants that interact to promote expression of CHD in the presence of a

hemizygous 22q11.2 deletion and thus on genes important in cardiac development.

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Table 4-1. Details of CHD in relatives of 14 adult probands with confirmed or probable de novo 22q11.2 deletions

Proband Relative(s) Case 22q11.2 deletion CHD in

proband Relative Degree

of relation

CHD in relative

Severe Syndromal features

Absence of 22q11.2 deletiona

Relative on the same side of the family as that of the intact chromosome 22 in the proband

Length (Mb)

Confirmed or probable de novo

Parental origin

1 3 Probable Unknown - Child 1st CHD unspecified - Dev. delay Confirmed - 2 3 Confirmed Maternal - Sibling 1st PDA - 0 Presumed - 3 3 Confirmed Unknown TA Sibling 1st VSD - 0 Confirmed - 4 3 Probable Unknown VSD Nephew 2nd CHD unspecified - 0 Confirmed - 5 3 Probable Unknown TOF Niece 2nd VSD not

requiring surgery - 0 Presumed -

6 3 Confirmed Paternal TOF Nephew 2nd D-TGA + 0 Confirmed - 6 Maternal

aunt 2nd CHD unspecified

�“blue baby�”, died at age 1 year

+ 0 Presumed +b

7 3 Confirmed Maternal PA/VSD Maternal aunt

2nd PDA, repaired at age 8 years

- 0 Presumed 0

8 3 Confirmed Maternal TOF Maternal aunt

2nd TOF, died at age 18 months without repair

+ 0 Presumed 0

9 1.5 Confirmed Maternal TOF Maternal aunt

2nd �“Hole in heart�”, detected in pregnancy

- 0 Presumed 0

10 3 Confirmed Paternal VSD, ASD

Maternal uncle

2nd 2 �“holes in heart�”, repaired at age 12 years

- 0 Presumed +b

11 3 Confirmed Maternal TOF Paternal uncle

2nd �“Hole in heart�” not requiring surgery

- 0 Presumed +b

12 3 Probable Unknown TOF Maternal aunt

2nd CHD unspecified, blue baby, died in infancy

+ 0 Presumed -

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Proband Relative(s) Case 22q11.2 deletion CHD in

proband Relative Degree

of relation

CHD in relative Severe Syndromal features

Absence of 22q11.2 deletion

Relative on the same side of the family as that of the intact chromosome 22

Length (Mb)

Confirmed or probable de novo

Parental origin

12

Maternal

uncle

2nd

CHD unspecified cyanotic, died at

38 years

+

0

Presumed

-

13 3 Confirmed Paternal VSD Paternal first cousin

3rd CHD unspecified, died at 9 years

+ 0 Presumed 0

13

Maternal first cousin

3rd �“Hole in heart�” - 0 Presumed +b

14 Unknown Probable Unknown TOF Paternal first cousin

3rd �“Hole in heart�”, surgically repaired in early childhood

- 0 Presumed -

TA = Truncus arteriosus, VSD = Ventricular septal defect, TOF = Tetralogy of Fallot, PA = Pulmonary atresia, ASD = Atrial septal defect

a Confirmed = Direct testing using standard FISH and 22q11.2 probe; Presumed = Both parents of proband negative for 22q11.2 deletion

b Even where the affected relative was on the same side as the origin of the intact chromosome 22 in the proband, there would be at most a 50% chance (in

the case of an aunt/uncle) of sharing that intact chromosome 22.

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Table 4-2. Recurrence risk figures for CHD in relatives of adult probands with 22q11DS

22q11DS Family Studies Non-22q11DS TOF

Family Study

Current study Digilio et al. 2005a Combined samples Digilio et al. 1997 b

Number of probands 104 (Total cohort) 66 (Subgroup with CHD) 108 212 97

Average age (years) 33 ± 10 32 ± 10 NA NA 6.5

Relationship of

relatives

No. with

CHD/ Total

no. relatives

Risk

(%)

No. with

CHD/ Total

no. of relatives

Risk

(%)

No. with

CHD/ Total

no. relatives

Risk

(%)

No. with CHD/

Total no. of

relatives

Risk

(%)

No. with CHD/

Total no. of

relatives

Risk

(%)

First degree 3/405 0.74 1/257 0.39 5/253 1.98 8/658d 1.22d 4/290 1.38

Parents 0/201 - 0/127 - 1/198c 0.51 1/399 0.25 1/194 0.52

Siblings 2/192 1.04 1/122 0.82 3/54 5.56 5/246 2.03 3/96 3.13

Children 1/12 8.33 0/8 - 1/1d - 2/13d 15.38d - -

Second degree 11/1276 0.86 11/806 1.36 NA NA - 2/960 0.21

Grandparents 0/416 - 0/264 - - - - 1/388 0.26

Aunts/uncles 8/666 1.20 8/439 1.82 - - - 1/572 0.17

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aDigilio et al. 2005 study of nonsyndromic CHD in 253 first degree relatives of 108 probands with deletion 22q11.2 (88 probands (81.5%) with CHD) (129)

bDigilio et al. 1997 study of recurrence of CHD in relatives of 97 nonsyndromic TOF probands without 22q11.2 deletion (174) c18 parents with deletion 22q11.2 were excluded (174)

dIn the Digilio et al. 2005 sample only one of the 253 first degree relatives studied was a child of a proband (personal communication) NA= Not available

Nieces/nephews 3/145 2.07 3/85 3.53 - - - - -

Half siblings 0/49 - 0/18 - - - - -

First cousins 3/958 0.31 3/600 0.50 NA NA - 6/936 0.64

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5 Summary of Thesis and Future Directions

In complex developmental disorders multiple genetic mechanisms are believed to play a role in

susceptibility to disease (70). These include gene-gene interactions, gene-environment

interactions and epigenetic effects (70, 77, 203). However compared to other developmental

disorders such as autism for example, relatively little is known about the genetics and inheritance

of TOF. This thesis work has helped to advance our understanding of the complex genetics of

TOF by examining inheritance patterns in families of individuals with TOF and/or with

22q11DS. In STUDY 1, familial inheritance in TOF was examined in a large cohort of adults

with no known genetic diagnosis in order to define the phenotypic expression of TOF within

families. In STUDY 2, familial inheritance was examined in a more genetically homogenous

cohort, a population of patients with 22q11DS, to determine if there was clinical evidence for

additional inherited risk factors for CHD.

In STUDY 1, by examining family history, we have defined a broad spectrum of CHD that

occurs in close relatives of individuals with TOF. Cardiac defects in families included simple and

complex abnormalities, other RVOT lesions and left heart obstructive lesions. This phenotypic

diversity in families is an indication of the genetic heterogeneity of TOF and suggests that

complex genetic mechanisms contribute to its development. The results are also consistent with

the variable expressivity seen in the few described putative genetic factors in TOF.

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The aggregation of TOF with anatomically unrelated left heart defects was a novel finding and

further suggests that genetic factors active early in development may be responsible for different

cardiac defects. Advancements in understanding of cardiogenesis reveal that early extrinsic cell

populations such as those found in the secondary heart field for example, may contribute

cardiomyocytes to both the left and right heart (13-15). While conventional understanding of

CHD emphasizes pathways of regional cardiac development (179), for example septation or

development of the outflow tract, much earlier perturbations of these embryological processes

might explain the variety of phenotypes seen in families. Although an appreciation of anatomical

differences between cardiac defects is important for understanding cardiac physiology and

management, our findings suggest that anatomically distinct cardiac lesions might have an

embryologic relationship. The potential existence of common genetic variables present early in

development may be helpful for future gene targeting technologies to treat and prevent

congenital cardiac disease.

In STUDY 2, we selected a genetically more homogeneous cohort to investigate further the

possible genetic mechanisms that underlie TOF. Even with a large deletion on chromosome

22q11.2, only about 40% patients with 22q11DS have CHD (98, 106). Variable expression and

reduced penetrance occur (90, 98, 105), suggesting that other factors, genetic or environmental,

may increase CHD susceptibility. Similar to STUDY 1, cardiac lesions in probands and relatives

varied in phenotype and severity. We found that relatives of probands with 22q11DS and CHD

were more likely to have cardiac defects than relatives of probands with normal hearts. This

finding provided clinical evidence of potential genetic modifiers in families of individuals with

22q11DS that could increase CHD risk. We found no clinical evidence of segregation of CHD

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with the intact chromosome 22q11.2 in families, suggesting that potential genetic modifiers may

be present elsewhere in the genome. The potential for genetic modification of CHD expression in

22q11DS offers a possible explanation for the variable expressivity seen in families of the more

heterogeneous cohort with TOF.

Although only a trend in our study, the prevalence of CHD in offspring of mothers with TOF

was greater than that among fathers with TOF. Perhaps greater numbers would have led to a

more definitive observation of significance. Alternatively, it is possible that under-ascertainment

of CHD among children of males due to less frequent screening of partners during pregnancy and

of children was responsible for the apparent trend towards maternal transmission of CHD.

Mothers with TOF were more likely to have female children with CHD than affected male

children. In 22q11DS, an excess of deletions of maternal origin have been reported (90, 94) and

in the family study of 22q11DS, greater numbers of maternal than paternal relatives with CHD

were found. Although not definitively proven, our findings could imply a potential role for

epigenetic mechanisms in TOF.

The 22q11DS model also offers a possible explanation for the trend towards a greater prevalence

of craniofacial abnormalities in probands with TOF from multiplex families than in those from

simplex families. Perturbed neural crest function is believed to explain the occurrence of cardiac

and extracardiac congenital abnormalities in 22q11DS (16, 96, 97). TBX1, a gene thought to

have an important role in cardiac and some noncardiac phenotypes of 22q11DS, is a

transcriptional regulator of the secondary heart field and also is believed to have a role in neural

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crest function (13, 22). Although TBX1 mutations have not been reported in patients with

22q11DS, they have been found in patients with syndromic features including CHD, but no

22q11.2 deletion (120-122). In addition, hypomorphic variants of TBX1 have been found in

patients with nonsyndromic TOF (123). The potential for co-segregation of cardiac and

extracardiac disease in families is an acknowledgement of the multisystem nature of TOF and

further suggesrs that genetic factors involved in TOF are active early enough in development to

affect multiple processes. The segregation of TOF with certain noncardiac phenotypes could

potentially point to specific genetic aetiologies and deserves further study.

Our findings have direct implications to current clinical practice. The previous studies promoting

the notion of greater risk of maternal than paternal transmission of CHD (54, 174, 175, 178) may

have influenced the practice of greater referral of females with TOF than males for pre-

pregnancy and genetic counseling and routine pregnancy screening (i.e. foetal echocardiogram

and pediatric referrals). Our results suggest that males with TOF and their partners should also be

offered pre-conception counseling and screening of their children. Clinicians should also be

attentive to the potential existence of subclinical CHD such as BAV in close relatives of persons

with TOF and should enquire about their cardiac status. Although direct examination of all close

relatives may not always be feasible, a history of cardiac symptoms in these relatives should

prompt further investigation. An awareness of the potential for elevated CHD susceptibility in

unaffected relatives of persons with 22q11DS should also prompt a high index of clinical

suspicion for cardiac disease in these relatives. Individuals with 22q11DS should also be made

aware of the possible increased risk of CHD in offspring, apart from susceptibility imparted from

transmitting the 22q11.2 deletion.

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5.1 Future Directions

The determination of inheritance patterns in TOF and factors that increase familial susceptibility

would benefit from further expansion of the current cohort, possibly in a multicentre design, to

prospectively follow family history of CHD. Screening of family members by echocardiography

and electrocardiograms to detect structural as well as functional cardiac disease would also be

helpful to further define familial cardiac phenotypes and refine recurrence risks. As the clinical

spectrum of TOF includes extracardiac features, studies to examine the familial occurrence of

extracardiac congenital and late onset abnormalities such as psychiatric disease would be useful

in both the TOF and 22q11DS groups. These studies could further add to understanding of the

developmental links between the heart and other organs such as the brain and the genetic factors

unifying organ development.

Further studies employing candidate gene (123, 140, 204), linkage (205), CNVs (84, 90) or

genome wide association approaches (206) should follow clinical studies to detect specific

genetic factors that may underlie the phenotypic variability in TOF and increase the

susceptibility to CHD in 22q11DS. Identification of these factors would advance current

understanding of cardiogenesis and improve on the use of empiric risks for genetic counselling.

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Glossary ALLELE: A form of a gene

CANDIDATE GENE: Gene suspected to cause a disease of interest

PHENOTYPIC HETEROGENEITY: Variants of the same gene result in different phenotypes

COPY NUMBER VARIANTS: deletions or duplications of segments of chromosomes

CONCORDANCE: Two members of a family with the same condition

DE NOVO MUTATION: Genetic change that arises spontaneously

DOMINANT GENETIC TRAIT: Expressed when only one copy is present

GENETIC HETEROGENEITY: Genes at different loci giving rise to the same

disease/phenotype

GENETIC POLYMORPHISM: Genetic trait found in more than 1% of the population

GENOMIC IMPRINTING: Differential gene expression dependent on inheritance from a mother

or a father

GENOTYPE: The set of alleles that are found at a particular chromosomal locus

HAPLOINSUFFICIENCY: Only one functional copy of a gene

LINKAGE: Tendency for genetic markers to be inherited together because of close proximity in

chromosomal location

LINKAGE ANALYSIS: Study aimed at establishing linkage between genes

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MODIFIER GENE: Gene that affects expression of another gene

MULTIPLEX FAMILY: More than one family member with the condition of interest

PENETRANCE: The proportion of people with phenotypic expression of a genetic trait

PHENOTYPE: The clinical, cellular and biochemical expression of a genetic trait

PROBAND: The first member of a family to be identified with a condition of interest

RECESSIVE GENETIC TRAIT: Requires two copies of gene to be expressed

RECURRENCE RISK: The prevalence of disease among relatives of a probands

REDUCED PENETRANCE: Frequency of phenotypic expression of a trait less than 100%

SIMPLEX FAMILY: Only one family member (the probands) with the condition of interest

VARIABLE EXPRESSIVITY: Phenotypic severity differs between two individuals with the

same genotype

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