Fact Sheet - October 2020 - Cover

THEMATIC FUNDS

2www.tatamutualfund.com TATA MUTUAL FUND

INDEX

MARKET OUTLOOKEquityDebt

67

EQUITYTata Large Cap FundTata Multicap FundTata Large & Mid Cap FundTata Equity P/E FundTata Mid Cap Growth FundTata India Tax Savings FundTata Small Cap FundTata Focused Equity FundTata Index Fund - Nifty PlanTata Index Fund - Sensex PlanTata Nifty Exchange Traded FundTata Nifty Private Bank Exchange Traded Fund

89

10111213141516171819

2021222324252627

HYBRID

3435363738394041

Tata Hybrid Equity Fund Tata Equity Savings Fund Tata Balanced Advantage FundTata Arbitrage FundTata Multi Asset Opportunities Fund

2829

30 - 313233

DEBTTata Dynamic Bond FundTata Medium Term FundTata Income FundTata Short Term Bond FundTata Treasury Advantage FundTata Money Market FundTata Ultra Short Term Fund Tata Banking & PSU Debt Fund

LIQUID4243

Tata Liquid Fund Tata Overnight Fund

GILT44Tata Gilt Securities Fund

SOLUTIONS45464748

49 - 6465 - 68

69

Tata Retirement Savings Fund - ProgressiveTata Retirement Savings Fund - ModerateTata Retirement Savings Fund - ConservativeTata Young Citizens’ FundSCHEMES PERFORMANCEDIVIDEND / BONUS HISTORYHOW TO READ FACT SHEET

Tata Ethical FundTata Banking & Financial Services FundTata Digital India FundTata India Consumer FundTata India Pharma & Healthcare FundTata Resources & Energy FundTata Infrastructure FundTata Quant Fund

Name of the Schemes Investment Objective Riskometer

Tata Dynamic Bond Fund

Tata Gilt Securities Fund

Tata Income Fund

Tata Medium Term Fund

Investment Objective: Short Term to Medium Capital Appreciation.

Investment in Debt / Money Market Instruments / Government Securities

Investment Objective: Long Term Capital Appreciation & Regular Income.

Investment predominantly in Government Securities.

Investment Objective: Long Term Capital Appreciation & Regular Income.

Investment in Debt/Money Market instruments/Government Securities.

Investment Objective: Income/Capital Appreciation over medium term.

Investment in Debt / Money Market Instruments / Government Securities.

Tata Banking & PSU Debt Fund


RISKOMETER

Name of the Schemes Investment Objective: Regular Fixed Income for Short Term. Riskometer

Name of the Schemes Investment Objective: Regular Fixed Income for Short Term. Riskometer

Tata Liquid Fund

Investment in Money Market instruments.

Tata Treasury Advantage Fund Investment in Debt & Money Market instruments

Tata Money Market Fund

Tata Ultra Short Term Fund

Investment in Debt & Money Market instruments

Tata Overnight Fund

Investment Objective: The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months.

Tata Arbitrage Fund Investment Objective: The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.

The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The scheme does not assure or guarantee any returns.

Tata Short Term Bond Fund Investment Objective: Regular Fixed Income for Short Term.Investment in Debt/Money market instruments /Government Securities.

Investment Objective: The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Name of the Schemes Investment Objective: Long Term Capital Appreciation Riskometer

Tata Hybrid Equity Fund

Tata Large & Mid Cap Fund

Tata Equity P/E Fund

Tata Mid Cap Growth Fund

Tata Large Cap Fund

Tata Retirement Savings Fund

- Moderate Plan

Tata Equity Savings Fund

Tata Retirement Savings Fund- Progresive Plan

Long Term Capital Appreciation.Investment predominantly in equity & equity related instruments (65% - 80%) & someportion (between 20% to 35%) in fixed income instruments.

Investment in equity and equity related instruments of well researched value and growthoriented companies across all market capitalization.

Investment (minimum 70%) in equity & equity related instruments of companies whoserolling P/E is lower than rolling P/E of BSE Sensex.

Investment predominantly in equity & equity related instruments of growth oriented midcap companies.

Investment predominantly in equity & equity securities related securities of large capcompanies.

A predominantly equity oriented (between 65%-85%) savings scheme which providestool for retirement planning to individual investors.

Predominantly investing in equity and equity related instruments, equity arbitrageopportunities and debt and money market instruments.

An equity oriented (between 85%-100%) savings scheme which provides tool forretirement planning to individual investors.

An equity linked savings scheme (ELSS) Investing predominantly in Equity & Equityrelated instruments.

Investment Objective: Long Term Capital Appreciation & Current Income.Long Term Capital Appreciation by investing predominantly in equity & equity relatedinstruments.

Investment Objective: Long Term Capital Appreciation & Current Income.A debt oriented (between 70%-100%) savings scheme which provides tool for retirementplanning to individual investors.

Tata India Tax Savings Fund

Tata Young Citizens Fund

Tata Retirement Savings Fund

- Conservative Plan

Tata Multicap Fund Investment Objective: The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Small Cap Fund Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity & equity related instruments of small cap companies.

Tata Balanced Advantage Fund Investment Objective: The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments.

Tata Focused Equity Fund Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Index Fund - Nifty Plan Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.

Tata Index Fund - Sensex Plan Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.

Tata Nifty Exchange Traded Fund Investment Objective: The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

Tata Multi Asset Opportunities Fund Investment Objective: The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.


RISKOMETER

*Investors should consult their financial advisors if in doubt about whether the product is suitable for them.

Tata Banking & Financial ServicesFund

Tata India Consumer Fund

Tata Digital India Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Banking and Financial Services sector in India.

Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Consumption Oriented sectors in India.

Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Information Technology sector in India.

Tata India Pharma & HealthcareFund

Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Pharma & Healthcare sectors in India.

Tata Resources & Energy Fund Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Resources & Energy sectors in India.

Tata Infrastructure Fund Investment Predominantly in equity / equity related instruments of the companies in theInfrastructure sector in India.

Name of the Schemes Investment Objective: Long Term Capital Appreciation. Riskometer

Tata Ethical Fund Investment in equity and equity related instruments of Shariah Principles compliantcompanies and in other instruments allowed under Shariah principles.

Tata Nifty Private Bank Exchange Traded Fund


RISKOMETER

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

Tata Quant Fund The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

The Macro picture

October 2020 September 2020

WPICPI Index of Industrial ProductionRepo rateMarginal Standing Facility Rate

1.32% (September 2020)7.34% (September 2020)

-8% (August 2020)4.0% (as on October 31, 2020)

4.25% (as on October 31, 2020)

0.16% (August 2020)6.69% (August 2020)-10.39% (July 2020)

4.0% (as on September 30, 2020)4.25% (as on September 30, 2020)

Source: RBI, MOSPI


MARKET OUTLOOKEquity market

Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.

October 2020 ended with strong positive performance driven by extremely strong quarterly performance by corporate India. BSE Sensex was up by 4.1%, and the Nifty by 3.5%. The broader market; the BSE Midcap & the BSE Small Cap were up with a performance of 1.4% and 0.1% respectively. In terms of sectors; IT, Banks, Power, and Realty were the major outperformers whilst all other sectors underperformed the BSE Sensex. FIIs were net buyers during the month, with net inflows to the tune of ~USD 2.7 bn. Net equity selling by domestic institutions in the market were ~USD 2.4 bn.

September was a strong month for Banks and IT sectors. Monthly collections efficiency for Banks is reported to be in excess of 93%, very close to pre covid levels, resulting in some amount of stock up move during the month. Real Estate was another sector which saw sharp recovery in volumes/units sold in the residential segment leading to positive performance for the sector during the month.

Inflation: India’s Wholesale Price Inflation (WPI) Index came in at 1.32% YoY during the current month as compared to 0.16% for the previous month on account of benign core inflation.

The Consumer Price Inflation index came at 7.34% YoY in the current month as compared to 6.93% in the previous month on benign core inflation and rising fruits and vegetable inflation.

Inflation is likely to fall with food inflation expected to come down going forward.

Growth: India’s Real Gross Domestic Product (GDP) degrew at -23.9% YoY in Q1 FY21, degrowth was lower than expected inspite of severe lockdown of economic activity and disruption to normal life during the quarter. Private consumption degrew -27% YoY for the quarter. The gross fixed capital formation growth dipped to (~-47.1% YoY).

Other macro developments (fiscal deficit and household savings)

India’s fiscal deficit for FY20 was at 4.6% against the earlier budgeted 3.8% – Covid-19 has impacted tax revenues for the government in Q4FY20 significantly leading to a slip in the deficit numbers. With the spread of COVID-19 and the resultant shutdown of economic activity, FY21 budget deficit is likely to rise substantially in a range of 7%-9% (recovery in GDP growth is faster than expected).

FY20 net household financial savings rate improved to 7.7% from 7.2% in FY19 (revised up from the previously reported 6.5%).

Market Outlook: Q2FY21 earnings season is in full progress with 129 BSE 500 companies having reported as of October 2020 end. It is heartening to note that the recovery in business activity is being reflected in the financials being reported till now in a very strong manner. Sales growth stands at 1.7%, much stronger than expected by consensus, more importantly, EBIDTA margins have rebounded sharply at probably an all time high with an increase of 938 bps (ex financials and Oil and Gas) reporting an EBIDTA growth of 76.5% for the quarter and a profit after tax growth of 120%.

Another way to dissect the Q2FY21 performance would be to track the MSCI India Index, a key barometer being tracked by FIIs. Approximately 40% of MSCI India companies have reported their numbers for the quarter and PAT growth is running at 17%, higher by 9% compared to consensus expectations. We are seeing consensus earnings expectations being upgraded across the board after probably a gap of 10+ years.

Corporate India, as we have discussed in the past monthly commentaries, is delivering better on cost savings, working capital management, balance sheet improvement and strong rebound in return ratios. Overall management commentary remains on the cautiously optimistic side with a consensus that if demand outlook remains as strong then profit growth is likely to shoot up on a sustainable basis.

We feel very optimistic on FY22 compared to earlier and hence our outlook for the equity markets remain positive going forward.

Index NameReturn in %As on

30-Oct-20 30-Sep-20 31-Oct-19 1 Month 1 Year116423961414905148884910

175172738924076141671092319258210598208

1212617291804

112483806814705148674782

178762435524278138341105119799199808304

1224216531671

118774012914864135584984

189463392526893188231224613229153929305

1573519872063

3.54.11.40.12.7

-2.012.5-0.82.4

-1.2-2.75.4

-1.2-0.94.67.9

-2.0-1.30.39.8

-1.5-7.5

-19.3-10.5-24.7-10.845.636.8

-11.8-22.9-12.9-12.5

Nifty 50S&P BSE SensexS&P BSE MID CAPS&P BSE SMALL CAPS&P BSE 200S&P BSE AUTOS&P BSE BankexS&P BSE Consumer DurableS&P BSE Capital GoodS&P BSE FMCGS&P BSE Health CareS&P BSE ITS&P BSE METALS&P BSE Oil & GasS&P BSE Power IndexS&P BSE Realty

Index NameReturn in %As on

30-Oct-20 30-Sep-20 31-Oct-19 1 Month 1 Year

6018116427758

239013234

14978116362942850143130

209172344

1706711244

2285819

5849112487908

214523111

15027106222984250053081

199512243

1698311773

2125823

6139118778450

300663430

16486135163232051703323

155592501

168197878269

5745

2.93.5

-1.911.4

3.9-0.39.5

-1.40.21.64.84.50.5

-4.57.7

-0.1

-2.0-2.0-8.2

-20.5-5.7-9.1

-13.9-8.9-3.0-5.834.4-6.31.5

42.7-15.2

1.3

Nifty 200Nifty 50Nifty AutoNifty BankNifty CommoditiesNifty EnergyNifty Financial ServicesNifty FMCGNifty India ConsumptionNifty InfrastructureNifty ITNifty MetalNifty Midcap 100Nifty PharmaNifty RealtyNifty Smallcap 100


MARKET OUTLOOK

Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.

Debt market

31-10-20 30-09-20

10 Year Benchmark Yield (s.a)10 Year AAA (PSU) (ann)5 Year AAA (PSU) (ann)3 Year AAA (PSU) (ann)1 Year AAA (PSU) (ann)3 Month T Bill3 Month CD6 Month CD9 Month CD12 Month CD10 Year AAA Spread5 Year AAA Spread

5.886.425.454.854.003.183.223.423.603.750.540.28

6.016.585.885.134.233.263.353.553.803.950.570.49

Change (bps)

-13-16-43-28-23-08-13-13-20-20-03-21

Benchmark 10-year yields ended month at 5.88% remaining range bound from 5.85% to 6.00%. 5-year segment specially in corporate bonds saw a good month as spread compared over G-sec 5years benchmark. 5 years G-sec dropped down to 5.17-18% yield from 5.38-39% levels whereas good name PSUs came to around 5.45% yield from 5.88% levels. MFs focused buying of 3-years segment continued and segment saw 25-30 bps rate decrease in the month. On back of lesser borrowing in 3M to 1Yr segment in T-bill rate of shorter tenure also reduced by 8-20 bps respectively.

Consumer price index (CPI) accelerated to 7.34 per cent in the month of September as against 6.69 per cent in August mainly on account of rising food prices. Inflation figures in September remained above the Reserve Bank of India comfort level (4% +/- 2%). Rate of price rise in the food basket was 10.68% in September compared to 9.05% in August. Although the government has eased some lockdown restrictions to help revive the economy, supply chain disruptions have shown little sign of abating as the virus continues to spread rapidly in India. Inflation has been above the tolerance band for several months, the MPC judges that the underlying factors are essentially supply shocks which should dissipate over the ensuing months as the economy unlocks, supply chains are restored, and activity normalizes

As per the monetary policy minutes which was released in the month, the monetary policy members stated the yield curve is very steep and it needs to be bought down. This along with accommodative monetary policy stance for the current year and next financial year bode well for the market. We have also seen RBI coming and intervening in the government securities market whenever the ten-year yield has come to 5.90 % levels. This is the support which RBI is giving through its actions to keep the interest rates from moving up.

CPI inflation is projected at 6.8 per cent for Q2:2020-21, at 5.4-4.5 per cent for H2:2020-21 and 4.3 per cent for Q1:2021-22, with risks broadly balanced. Real GDP growth in 2020-21 is expected to be negative at (-)9.5 per cent, with risks tilted to the downside: (-)9.8 per cent in Q2:2020-21; (-)5.6 per cent in Q3; and 0.5 per cent in Q4. Real GDP growth for Q1:2021-22 is placed at 20.6 per cent. Our view is inflation may be higher in the coming months as the world economy is stocking food items due to second wave of COVID fears and all High Frequency indicators like toll collections, GST, tractor and auto sales are at pre covid levels or close to pre covid levels. Negative GDP growth will be restricted to 7 % instead of 9.5 % projected by RBI.

During the month RBI announced OMO twice of 20,000crs each and bought almost entire amount both the times. RBI announced few special measures as well in the monetary policy meeting.

On Tap TLTRO:

It has been decided to conduct on tap TLTRO with tenors of up to three years for a total amount of up to ₹1,00,000 crore at a floating rate linked to the policy repo rate. The scheme will be available up to March 31, 2021 with flexibility with regard to enhancement of the amount and period after a review of the response to the scheme. Liquidity availed by banks under the scheme has to be deployed in corporate bonds, commercial papers, and non-convertible debentures issued by the entities in specific sectors over and above the outstanding level of their investments in such instruments as on September 30, 2020. The liquidity availed under the scheme can also be used to extend bank loans and advances to these sectors.

OMO in SDL: First time ever

To improve liquidity and facilitate efficient pricing, it has been decided to conduct open market operations (OMOs) in SDLs as a special case during the current financial year. The OMOs would be conducted for a basket of SDLs comprising securities issued by states.

Systemic liquidity (net) during the month of October remained positive and closed at positive 4.51 lakh crores compared to positive 3.30 lakh crores at the beginning of the month. Going forward the liquidity is expected to remain positive on back of government spending in effort to revive the economy and comparatively less borrowing in shorter segment.

We feel these measures by RBI will restrict the upward movement in yields. RBI is protecting the 10-year yields at 5.90 % levels and the 40-year yields at 6.80 % levels. The trajectory of CPI inflation will become important now for the long- term yields to come down, if the Indian economy does not have a second wave of covid infections, then food inflation may come down with the arrival of rabi crops. This could be positive for bonds as with RBI OMO yields should come down. The short-end of the yield curve is expected to be protected due to accommodative monetary policy pursued by RBI.

Mutual Fund Investments are subject to market risks, read all Scheme related documents carefully.

OPEN ENDED EQUITY & HYBRID FUNDS SNAPSHOT AS ON 31st OCTOBER 2020

Fund Name Nature Sub Nature Launch Date Benchmark Name Fund Manager Min

Investment Exit LoadExpense Ratio

Regular Direct

Tata Arbitrage Fund

An open ended scheme investing in arbitrage opportunities.

Arbitrage Fund 18-Dec-18 Nifty 50 Arbitrage

Index Sailesh Jain 5,000 0.25 % -30 Days 1.13 0.38

Tata Balanced Advantage Fund

An open ended dynamic asset allocation fund.

Dynamic Asset

Allocation or Balanced Advantage

28-Jan-19 CRISIL Hybrid 35+65 - Aggressive Index

Rahul Singh, Sailesh Jain, Akhil

Mittal5,000 1% - 365 Days

Nil - upto 12% of Initial Investments 2.24 0.81

Tata Banking & Financial Services Fund

An open ended equity scheme investing in Banking & Financial Services Sector

Sectoral 28-Dec-15 Nifty Financial Services TRI

Sonam Udasi, Amey Sathe 5,000 1% - 365 Days



An open ended equity scheme investing in Information Technology Sector

Sectoral 28-Dec-15 S&P BSE IT TRI Meeta Shetty, Rahul Singh 5,000 1% - 365 Days



An open ended equity scheme following a value investment strategy

Value Fund 29-Jun-04 S&P BSE Sensex TRI Sonam Udasi, Amey Sathe 5,000 1% - 12 Months.


Tata Equity Savings Fund

An open-ended scheme investing in equity, arbitrage and debt.

Equity Savings 27-Apr-00 NIFTY Equity Savings

Index

Sailesh Jain, Murthy

Nagarajan5000 0.25% - 90 Days


Tata Ethical Fund An open ended equity scheme following Shariah principles Thematic 24-May-96 Nifty 500 Shariah TRI

Ennette Fernandes,

Rupesh Patel5,000 1% - 365 Days



An open ended hybrid scheme investing predominantly in equity & equity related instruments.

Aggressive Hybrid Fund 08-Oct-95 Crisil Hybrid 25+75 -

Aggressive Index

Chandraprakash Padiyar, Murthy

Nagarajan, Satish Chandra Mishra

5,000 1% - 365 days 1.98 0.96

Tata Index Fund - Nifty Plan

An open ended equity scheme tracking Nifty 50 Index Index Funds 25-Feb-03 Nifty 50 TRI Sonam Udasi 5,000 0.25% - 7 days 0.50 0.05

Tata Index Fund - Sensex Plan

An open ended equity scheme tracking S & P BSE Sensex Index Funds 25-Feb-03 S&P BSE Sensex TRI Sonam Udasi 5,000 0.25% - 7 days 1.00 0.05


An open ended equity scheme investing in Consumption Oriented Sector

Sectoral 28-Dec-15 Nifty India Consumption TRI

Sonam Udasi, Ennette

Fernandes5,000 1% - 365 Days


Expense ratio excludes Borrowing cost




Regular Direct

Tata India Pharma & Healthcare Fund

An open ended equity scheme investing in Pharma and Healthcare Services Sector

Sectoral 28-Dec-15 Nifty Pharma TRI Meeta Shetty, Rahul Singh 5,000 1% - 365 Days



An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit

ELSS 31-Mar-96 S&P BSE Sensex TRIRupesh

Patel, Ennette Fernandes

500 Nil (Compulsory lock-in period for 3 years) 2.07 0.72

Tata Infrastructure Fund

An open ended equity scheme investing in Infrastructure sector. Sectoral 31-Dec-04 S&P BSE India

Infrastructure TRIAbhinav Sharma,

Rupesh Patel 5,000 1% - 365 Days Nil - upto 12% of Initial Investments 2.55 1.84


An open-ended equity scheme investing in both large cap & mid cap stocks.

Large & Mid Cap Fund 25-Feb-93 Nifty LargeMidcap

250 TRI

Chandraprakash Padiyar, Meeta

Shetty5,000 1% - 365 days 2.19 1.13

Tata Large Cap Fund

An open-ended equity scheme predominantly investing in large cap stocks.

Large Cap Fund 07-May-98 S&P BSE Sensex TRI

Rupesh Patel, Ennette

Fernandes5,000 1% - 365 days 2.50 1.70


An open-ended equity scheme predominantly investing in mid cap stocks.

Mid Cap Fund 01-Jul-94 Nifty Midcap 100 TRI

Rupesh Patel, Ennette

Fernandes5,000 1% - 365 days 2.40 1.21

Tata Multicap Fund

An open ended equity scheme investing across large cap, mid cap, small cap stocks

Multi Cap Fund 06-Sep-18 S&P BSE 500 TRI Sonam Udasi,

Abhinav Sharma 5,000 1% - 12 Months Nil - upto 12% of Initial Investments 2.18 0.83

Tata Nifty Exchange Traded Fund

An open ended Exchange Traded Fund tracking Nifty 50 Index.

ETFs - Others 01-Jan-19 Nifty 50 TRI Sailesh Jain

50,000 units and

in multiples thereof

Nil NA 0.07


An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index

ETFs - Others 30-Aug-19 Nifty Private Bank

TRI Sailesh Jain

15,000 units and

in multiples thereof

Nil NA 0.13

Tata Resources & Energy Fund

An open ended equity scheme investing in Resources and Energy Sector

Sectoral 28-Dec-15 Nifty Commodities TRI

Satish Chandra Mishra, Rahul

Singh5,000 1% - 365 Days


Tata Retirement Savings Fund-Moderate Plan

An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier)

Retirement Fund 01-Nov-11 Crisil Hybrid 25+75 -

Aggressive Index

Sonam Udasi, Murthy

Nagarajan, Ennette

Fernandes

5,000

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month

2.20 0.83






Regular Direct

Tata Retirement Savings Fund-Conservative Plan


Retirement Fund 01-Nov-11

CRISIL Short Term Debt Hybrid 75+25

Fund Index

Sonam Udasi, Murthy

Nagarajan, Ennette

Fernandes

5,000

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month

2.22 1.05

Tata Retirement Savings Fund-Progressive Plan


Retirement Fund 01-Nov-11 S&P BSE 200 TRI

Sonam Udasi, Murthy

Nagarajan, Ennette

Fernandes

5,000

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years. 2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month.

2.37 0.84

Tata Small Cap Fund

An open-ended Equity Scheme predominantly investing in small cap stocks

Small cap Fund 12-Nov-18 Nifty Smallcap 100

TRI

Chandraprakash Padiyar, Satish

Chandra Mishra5,000 1% - 12 Months



An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier)

Childrens Fund 14-Oct-95 S&P BSE 200 TRI

Akhil Mittal, Amey Sathe, Rahul Singh

500

Compulsory Lock-in Option 5 years or till the child attains age of majority (whichever is earlier). 1% - If redeemed before child attains 18 years of age.

2.52 1.72

Tata focused equity fund

An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap)

Focused 05-Dec-19 S&P BSE 200 TRI Rupesh Patel 5000 1% - 365 Days Nil - upto 12% of Initial Investments 2.14 0.52

Tata Multi Asset Opportunities Fund

An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives

Multi Asset Allocation 12-Mar-20

CRISIL Short Term Bond Fund Index,I

Comdex composite index,S&P BSE 200

TRI

Rahul Singh (Equity), Murthy

Nagarajan (Fixed Income),

Aurobinda Prasad Gayan (Commodities) & Sailesh Jain

(Equity Arbitrage)

Rs 5,000/- and in

multiple of Re.1/-

thereafter

• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment

2.50 0.90

Tata Quant FundAn Open Ended Equity Scheme following quant based investing theme

Thematic 22-Jan-20 S&P BSE 200 TRI Sailesh Jain

Rs 5,000/- and in

multiple of Re.1/-

thereafter

1% - 365 Days Nil - upto 12% of Initial Investments 2.56 0.89



Scheme Scheme Category

Recommended Investment

Horizon

Month end AUM (Rs Crs)

YTM (%) Macaulay Duration

Modified Duration (Years)

Avg. Portfolio Maturity (Years)

Expense Ratio

Exit LoadRegular Direct

Tata Overnight Fund Overnight Fund 1 day to 7 days 1,536 3.11% 4 Days 4 Days 4 Days 0.21 0.11 NIL

Tata Liquid Fund Liquid Fund 1 day to 3 months 15,958 3.33% 36 Days 36 Days 36 Days 0.32 0.21

1 day - 0.0070% of redemption proceeds 2 days - 0.0065% of redemption proceeds 3 days - 0.0060% of redemption proceeds 4 days - 0.0055% of redemption proceeds 5 days - 0.0050% of redemption proceeds 6 days - 0.0045% of redemption proceeds 7 days or more - Nil


Ultra Short Duration Fund

1 month to 3 months 277 3.77% 5.02

Months4.96

Months5.07

Months 1.02 0.22 NIL

Tata Treasury Advantage Fund

Low Duration Fund

3 months to 1 year 1,617 4.03% 10.33

Months10.00

Months10.80


Tata Money Market Fund Money Market Fund

3 months to 1 year 1,093 3.59% 4.57

Months4.56

Months4.57


Tata Short Term Bond Fund

Short Duration Fund 1 year to 3 years 3,333 5.00% 2.83 Years 2.72 Years 3.54 Years 1.23 0.28 NIL

Tata Medium Term Fund Medium Duration Fund 3 years and more 69 6.33% 3.47 Years 3.30 Years 4.45 Years 1.40 0.40 1% - 365 Days

Nil - upto 12% of Initial Investments

Tata Income Fund Medium to Long Duration Fund 3 years and more 54 6.20% 5.30 Years 5.00 Years 7.82 Years 1.94 1.09 1.00% Upto 365 Days

Tata Dynamic Bond Fund Dynamic Bond 3 years and more 251 6.03% 5.89 Years 5.69 Years 8.26 Years 1.41 0.16 0.50% Upto 30 Days

Tata Gilt Securities Fund Gilt Fund

3 years and more, tactical play for a shorter duration on clarity on the

direction

192 5.97% 8.38 Years 8.12 Years 14.16 Years 1.49 0.79 Nil


Banking & PSU Fund Above 3 years 408 5.61% 3.05 Years 2.90 Years 4.09 Years 0.71 0.21 Nil

Note: YTM is without NCA adjustment



OPEN ENDED DEBT FUNDS SNAPSHOT AS ON 31st OCTOBER 2020

Tax Reckoner 2020-21Snapshot of Tax rates specific to Mutual Funds

The rates are applicable for the financial year 2020-21 as perthe Finance Act,2020

Income-tax implications on income in respect of units of Mutual Fund

Type of Investor Withholding tax rate

Resident 10%*

NRI 20%**

The Finance Act, 2020 abolished income distribution tax and instead introduced taxing of income from mutual fund units in the hands of the unit holders.

* Tax not deductible if dividend income in respect of units of a mutual fund is below Rs. 5,000 in a financial year. Further, as per press release issued by Central Board of Direct Taxes on 13May 2020, the said rate of 10% has been reduced to 7.5% for the period 14 May 2020 to 31 March 2021.However, this reduced rate is yet to be ratified by the Government.** The base tax is to be further increased by surcharge at the rate of:• 37% on base tax where total income exceeds Rs. 5 crore;• 25% where total income exceeds Rs. 2 crore but does not exceed Rs. 5 crore;• 15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore; and• 10% where total income exceeds Rs. 50 lakhs but does not exceed Rs. 1 croreFurther, “Health and Education Cess”is to be levied at 4% on aggregate of base tax and surcharge.

Capital Gains Taxation

Individual/ HUF$ Domestic Company@ NRI$

Equity Oriented Schemes Long Term Capital Gains (units held for more than 12 months) Short Term Capital Gains (units held for 12 months or less)

Long term capital gains 10%* 10%* 10%*

Short term capital gains 15% 15% 15%

Other Than Equity Oriented Schemes Long Term Capital Gains (units held for more than 36 months) Short Term Capital Gains (units held for 36 months or less)

Long term capital gains 20%& 20%& Listed - 20%&

Unlisted - 10%**

Short term capital gains 30%^ 30%/25%^^/22%^^^/15%^^^^ 30%^

Tax deductible at source (Applicable to NRI Investors) #

Short term capital gains $ Long term capital gains$

Equity oriented schemes 15% 10%*

Other than equity oriented schemes 30%^ 10%** (for unlisted) & 20%& (for listed)

* Income-tax at the rate of 10% (without indexation benefitand foreign exchange fluctuation) to be levied on long-term capital gains exceeding Rs. 1 lakhprovided transfer of such units is subject to Securities Transaction Tax (‘STT’).

$ Surcharge to be levied at: 37% on base tax where specifiedincome exceeds Rs. 5 crore; 25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore; 15%where total income exceeds Rs. 1 crorebut does not exceed Rs. 2 crore; and 10% where total income exceeds Rs. 50 lakhs but does not exceed Rs. 1 crore. Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Income-tax Act, 1961 (‘the Act’). Further, Health and Education Cess to be levied at the rate of 4% on aggregate of base tax and surcharge.@ Surcharge at 7% on base taxis applicablewhere total income of domestic corporate unit holders exceeds Rs 1 crore but does not exceed 10 crores and at 12% where

total income exceeds 10 crores. However, surcharge at flat rate of 10 percent to be levied on base tax for the companies opting for lower rate of tax of 22%/15%. Further,“Health and Education Cess” to be levied at the rate of 4% on aggregate of base tax and surcharge.

# Short term/ long term capital gain tax (along with applicable Surcharge and Health and Education Cess) will be deducted at the time of redemption of units in case of NRI investors.

& After providing indexation.** Without indexation.^ Assuming the investor falls into highest tax bracket.^^ If total turnover or gross receipts inthe financial year 2018-19does not exceed Rs. 400crores.^^^ This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.^^^^ This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions

as provided in section 115BAB.

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

Further, the domestic companies are subject to minimum alternate tax (except for those who opt for lower rate of tax of 22%/15%) not specified in above tax rates.

Transfer of units upon consolidation of mutual fund schemesof two or more schemes of equity oriented fund or two or more schemes of a fund other than equity oriented fund in accordance with SEBI (Mutual Funds) Regulations, 1996is exempt from capital gains.

Transfer of units upon consolidation of plans within mutual fund schemes in accordance with SEBI (Mutual Funds) Regulations, 1996 is exempt from capital gains.

Relaxation to non-residents from deduction of tax at higher rate(except income distributed by mutual fund / dividend income on shares) in the absence of PAN subject to them providing specified information and documents.

Bonus Stripping: The loss due to sale of original units in the schemes, where bonus units are issued, will not be available for set off; if original units are: (A) bought within three months prior to the record date fixed for allotment of bonus units; and (B) sold within nine months after the record date fixed for allotment of bonus units. However, the amount of loss so ignored shall be deemed to be the cost of purchase or acquisition of such unsold bonus units.

1. Income Tax Rates

Option A

For Individuals, Hindu Undivided Family, Association of Persons, Body of Individuals and Artificial juridical persons

Total Income Tax Rates

Up to Rs. 2,50,000(a) (b) NIL

Rs. 2,50,001 to Rs. 5,00,000(d) (e) 5%

Rs. 5,00,001 to Rs. 10,00,000(d) 20%

Rs. 10,00,001 and above(c)(d) 30%

(a) In case of a resident individual of the age of 60 years or above but below 80 years, the basic exemption limit is Rs.300,000.

(b) In case of a resident individual of age of 80 years or above, the basic exemption limit is Rs 500,000.

(c) Rate of surcharge:

37% on base tax where specified income exceeds Rs. 5 crore;

25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore

15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore;and

10% where total income exceeds Rs 50 lakhs but does not exceed Rs. 1 crore.

Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Act.

Marginal relief for such person is available.

(d) Health and Education cess @ 4% on aggregate of base tax and surcharge.

(e) Individuals having total income not exceeding Rs. 500,000 can avail rebate of lower of actual tax liability or Rs. 12,500.

Option B

The Finance Act, 2020 provides for New Personal Tax Regime:

Total Income Tax Rates

Up to 2,50,000 Nil

From 2,50,001 to 5,00,000 5%

From 5,00,001 to 7,50,000 10%

From 7,50,001 to 10,00,000 15%

From 10,00,001 to 12,50,000 20%

From 12,50,001 to 15,00,000 25%

From 15,00,001 and above 30%

For adopting Option B, most of the deductions/exemptions such as section 80C, 80D, etc. are to be foregone. The aforesaid regime is optional. Accordingly, Individuals and HUFs have the option to be taxed under either of the options. Option B once exercised can be changed in subsequent years (not applicable for business income).

2. Securities Transaction Tax (STT)

STT is levied on the value of taxable securities transactions as under:

Transaction Rates Payable by

Purchase/Sale of equity shares (delivery based) 0.1% Purchaser/Seller

Purchase of units of equity oriented mutual fund Nil Purchaser

Sale of units of equity oriented mutual fund (delivery based) 0.001% Seller

Sale of equity shares, units of business trust, units of equity oriented mutual fund (non-delivery based) 0.025% Seller

Sale of an option in securities 0.05% Seller

Sale of an option in securities, where option is exercised 0.125% Purchaser

Sale of a futures in securities 0.01% Seller

Sale of units of an equity oriented fund to the Mutual Fund 0.001% Seller

Sale of unlisted equity shares and units of business trust under an initial offer 0.2% Seller

3. Special rates for non-residents as per domestic provisions

(1) The following incomes in the case of non-resident are taxed at special rates on gross basis:

Transaction Rates(a)

Dividend 20%

Interest received on loans given in foreign currency to Indian concern or Government of India (not being interest referred to in section 194LB or section 194LC)

20%

Income received in respect of units purchased in foreign currency of specified Mutual Funds / UTI 20%

Royalty or fees for technical services(b) 10%

Interest income from a notified infrastructure debt fund, specified loan agreement, specified long-term bonds,rupee denominated bonds(c) and business trust

5%

Interest on FCCB, Dividend on GDRs 10%

(a) These rates will be further increased by applicable surcharge and health and education cess.

(b) In case the non-resident has a Permanent Establishment (PE) in India and the royalty/fees for technical services paid is effectively connected with such PE, the same is taxable at 40% (plus applicable surcharge and health and education cess) on net basis.

(c) Interest payable to a non-resident in respect of monies borrowed by any Indian company or business trust from a source outside India by way of issue of rupee denominated bond during the period 17 September 2018 to 31 March 2019 is exempt from tax.

(2) Tax on non-resident sportsmen or sports association on specified income @20% plus applicable surcharge and health and education cess.

4. Capital Gains

Transaction Short-term capital gains(a) Long-term capital gains(a)(b)

Sale transactions of equity shares/ unit of an equity oriented fund which attract STT 15% 10%*

Sale transaction other than mentioned above:

Individuals (resident and non-residents) Progressive slab rates

20% / 10%(b)Firms 30%

Resident companies 30%/25%(d)/ 22%(e)/15%(f)

Overseas financial organizations specified in section115AB 40% (corporate) 30% (noncorporate)

10%

FIIs 30% 10%

Foreign companies other than ones mentioned above 40% 20% / 10%(C)

Local authority 30%20% / 10%

Co-operative society rates Progressive slab or 20%(g)

*Income-tax at the rate of 10% to be levied on long-term capital gains exceeding Rs. 1 lakh (without indexation benefit and foreign exchange fluctuation).

(a) These rates will further increase by applicable surcharge &health and education cess.

(b) Income-tax rate of 20% with indexation and 10% without indexation.

(c) Long term capital gains arising to a non-resident from transfer of unlisted securities or shares of a company, not being a company in which the public are substantially interested, subject to 10 per cent tax (without benefit of indexation and foreign currency fluctuation).

(d) If total turnover or gross receipts inthe financial year 2018-19 does not exceed Rs. 400 crores.

(e) This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.

(f) This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions as provided in section 115BAB.

(g) The Finance Act, 2020 provides fornew optional tax regime for co-operative societies. Thus, co-operative societies have the option to be taxed at progressive slab rates or 20% subject to fulfillment of certain conditions as provided in section 115BAD.

5. Personal Income-tax Scenario

IndividualTotal Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,00021,150,000

#51,150,000

#

Tax in FY 2020-21 (Option A)*

NIL*** 49,400 85,800 132,600 226,200 1,673,100 3,722,550 7,946,250 21,532,290

Tax in FY 2020-21 (Option B) **

NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546

Additional Tax burden/ (Savings) in Option B

- 1,300 (7,800) (13,000) (31,200) (34,320) (35,880) (39,000) (42,744)

Additional Tax burden/ (Savings) (%) in Option B

- 2.63% (9.09%) (9.80%) (13.79%) (2.05%) (0.96%) (0.49%) (0.20%)

Resident senior citizen (age of 60 years but below 80 years)

Total Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #

51,150,000 #

Tax in FY 2020-21 (Option A) *

NIL*** 46,800 83,200 130,000 223,600 1,670,240 3,719,560 7,943,000 21,528,728


NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546


- 3,900 (5,200) (10,400) (28,600) (31,460) (32,890) (35,750) (39,182)


- 8.33% (6.25%) (8.00%) (12.79%) (1.88%) (0.88%) (0.45%) (0.18%)

Resident senior citizen (age 80 years and above)

Total Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #

51,150,000 #

Tax in FY 2020-21 (Option A) *

NIL*** 36,400 72,800 119,600 213,200 1,658,800 3,707,600 7,930,000 21,514,480


NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546


- 14,300 5,200 - (18,200) (20,020) (20,930) (22,750) (24,934)


- 39.29% 7.14% - (8.54%) (1.21%) (0.56%) (0.29%) (0.12%)

* For purpose of tax calculation under Option A, adhoc deduction of INR 150,000 has been claimed. The ad hoc deduction is only illustrative in nature. Basis actual deduction, the tax amount will vary.

** For purpose of tax calculation under Option B, no exemption/ deductions have been claimed.

*** NIL tax on account of rebate under section 87A.

# If the said taxable income includes income by way of dividend or capital gains under section 111A and section 112A of the Act, then enhanced surcharge of 37% and 25% would not be applicable and accordingly effective tax rate would be lower.

Disclaimer : The information set out above is included for general information purposes only and does not constitute legal or tax advice. In view of the individual nature of the tax consequences, each investor is advised to consult his or her own tax consultant with respect to specific tax implications arising out of their participation in the Scheme. Income Tax benefits to the mutual fund & to the unit holder is in accordance with the prevailing tax laws as certified by the mutual funds tax consultant. Any action taken by you on the basis of the information contained herein is your responsibility alone. Tata Mutual Fund will not be liable in any manner for the consequences of such action taken by you. The information contained herein is not intended as an offer or solicitation for the purchase and sales of any schemes of Tata Mutual Fund.

www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully

Market Capitalisation wise Exposure

Large Cap

Mid Cap

Small Cap

Market Capitalisation is as per list provided by AMFI.

8

As on 31st October 2020

INVESTMENT STYLE

INVESTMENT OBJECTIVE

DATE OF ALLOTMENT

May 07,1998

FUND MANAGER

NAV

FUND SIZE

Rs. 730.90 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 742.17 (Rs. in Cr.)

TURN OVER

Portfolio Turnover (Total)Portfolio Turnover (Equity component only)

60.91%59.31%

EXPENSE RATIO**

DirectRegular

1.702.50

VOLATILITY MEASURES^ FUND BENCHMARK

Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson

21.200.081.001.000.50

NA

21.31-0.010.990.96

-0.05-0.54

MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT

Rs. 5,000/- and in multiples of Re. 1/- thereafter. ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS

Rs. 1,000/- and multiples of Re. 1/- thereafter.

LOAD STRUCTURE

Entry Load : Not Applicable

Exit Load :

PORTFOLIO

Company name No. of Shares

Market ValueRs. Lakhs

% of Assets

98.69

2.932.10

9.447.954.933.643.18

4.07

2.621.981.901.51

2.37

1.36

1.75

11.812.161.54

36000022000

58300014800001905000540000150000

65000

375000700004000050000

90000

283200

4500

420000445000600000

72132.11

2138.401532.33

6900.105810.483605.212659.502321.10

2973.13

1917.941449.911389.301105.75

1731.20

991.20

1280.32

8628.901577.301125.90

SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception

Total Amount Invested (Rs.)

Total Value as on Oct 31, 2020 (Rs.)

Returns

Total Value of B: S&P BSE Sensex TRI

B: S&P BSE Sensex TRI

(Inception date :07-May-1998) (First Installment date : 01-Jun-1998)

120,000

125,107

8.02%

131,285

17.98%

360,000

364,148

0.75%

401,115

7.16%

600,000

655,690

3.51%

760,695

9.43%

840,000

1,009,934

5.19%

1,170,597

9.33%

1,200,000

1,775,641

7.61%

2,049,191

10.32%

2,690,000

21,659,364

15.93%

15,877,946

13.74%

Company name

PharmaceuticalsCipla Ltd.Cadila Healthcare Ltd.Dr Reddys Laboratories Ltd.Sun Pharmaceutical Industries Ltd.PowerTata Power Company Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Oracle Financials Services Soft Ltd.Wipro Ltd.Telecom - ServicesBharti Airtel Ltd.

29000027000022000

220000

2500000

6550009500050000

300000

800000

2188.051127.791075.501024.65

1303.75

6946.932531.611571.801022.10

3470.00

2.991.541.471.40

1.78

9.503.462.151.40

4.75

Other Equities^RepoPortfolio TotalNet Current LiabilitiesNet Assets

731.96995.51

73127.62-38.04

73089.58

1.001.36

100.05-0.05

100.00

Top 10 Holdings Equity Sector Allocation

NAV Movement

Primarily invests in equity and equity related instruments of large market cap companies.

To provide income distribution and / or medium to long term capital gains while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rupesh Patel (Managing Since 18-Jun-18 and overall experience of 20 years)

BENCHMARK

S&P BSE Sensex TRI

ASSISTANT FUND MANAGER

Ennette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)

Direct - GrowthDirect - DividendReg - GrowthReg - Dividend

::::

230.621252.3860

210.287645.8691

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020

For calculation methodology please refer to Pg 64

Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable

1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Kotak Mahindra Bank Ltd.CementUltratech Cement Ltd.Consumer Non DurablesDabur India Ltd.Hindustan Unilever Ltd.Britannia Industries Ltd.Asian Paints (India) Ltd.FinanceHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd. Warrants 3Industrial Capital GoodsHoneywell Automation India Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.

Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaBharti Airtel Ltd.Ultratech Cement Ltd.Axis Bank Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankTotal

% to NAV11.819.509.447.954.934.754.073.643.463.18

62.73

^ Exposure less than 1% has been clubbed under Other Equities

No. of Shares


% of Assets

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: BenchmarkSource: MFI Explorer

94.16%

5.84%

0.00%

**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.

Tata Large Cap Fund(An open-ended equity scheme predominantly investing in large cap stocks.)

32.86%16.52%

15.50%8.02%

7.41%5.02%4.75%

4.07%1.78%1.75%

0.95%0.05%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Financial ServicesIT

Oil & GasConsumer Goods

PharmaAutomobile

TelecomCement & Cement Products

PowerIndustrial Manufacturing

MetalsMedia & Entertainment

70

82

94

106

118

130

Oct-17 Oct-18 Oct-19 Oct-20

Tata Large Cap Fund - Reg - Growth S&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap


SIP - If you had invested INR 10000 every month

1 Year 3 Year 5 Year 7 Year 10 Year Since Inception



Returns

Total Value of B: S&P BSE 500 TRI

B: S&P BSE 500 TRI

Total Value of AB: S&P BSE Sensex TRI

AB: S&P BSE Sensex TRI

(Inception date :06-Sep-2018) (First Installment date : 01-Oct-2018)

120,000

129,350

14.83%

131,757

18.75%

131,285

17.98%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

250,000

271,833

7.96%

269,701

7.19%

272,200

8.09%


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.Hindustan Unilever Ltd.HCL Technologies Ltd.Pfizer Ltd.United Spirits Ltd.MRF Ltd.Total

% to NAV8.456.896.504.734.304.003.732.612.522.46

46.19

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.B: BenchmarkSource: MFI Explorer

64.55%

26.24%

9.21%

PORTFOLIO



% of Assets

97.58

1.28

2.46

6.896.50

1.16

2.06

2.202.081.951.40

4.002.522.331.991.48

2.151.381.18

1.43

1.28

2.111.36

31000

6332

9800002785000

9000

18600

52500037550

281000108000

325000840000794500154000485000

612000575000160000

703000

392000

16153542000

164175.01

2159.20

4135.00

11598.7910933.91

1952.51

3473.62

3704.143491.893275.762353.91

6731.734236.123915.693349.122496.05

3609.272319.261977.60

2403.91

2157.57

3549.252288.33

Company name

Other Equities^TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets

10317.143248.91138.40

167562.32687.32

168249.64

6.131.920.08

99.580.42

100.00

Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Auto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.CementShree Cement Ltd.Commercial Services3M India Ltd.Consumer DurablesVoltas Ltd.Dixon Technologies (India) Ltd.Titan Company Ltd.Johnson Controls - Hitachi Air Conditioning India Ltd.Consumer Non DurablesHindustan Unilever Ltd.United Spirits Ltd.Tata Consumer Products Ltd.Jubilant Foodworks Ltd.Kansai Nerolac Paints Ltd.FinanceHDFC Life Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.ICICI Lombard General Insurance Co. Ltd.Healthcare ServicesNarayana Hrudayalaya Ltd.Industrial ProductsGrindwell Norton Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.

8.45

4.302.612.411.951.861.311.081.01

1.49

4.733.732.011.961.37

692000

14800088000

451000340000135000

42800435000225000

51900

750000745000127000

9300073200

14217.14

7235.204386.764060.803279.643122.692200.281817.001697.63

2515.07

7954.506272.533384.363300.522301.12

Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Pfizer Ltd.Natco Pharma Ltd.Alembic Pharmaceuticals Ltd.Ipca Laboratories Ltd.Procter & Gamble Health Ltd.Cadila Healthcare Ltd.Cipla Ltd.RetailingIndiamart Intermesh Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Info Edge (India) Ltd.Oracle Financials Services Soft Ltd.


No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

September 06,2018

NAV

FUND SIZE

Rs. 1682.50 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1721.44 (Rs. in Cr.)

TURN OVER


98.50%93.78%

EXPENSE RATIO**

DirectRegular

0.832.18



24.360.041.001.000.27

NA

20.310.070.820.940.470.16


Rs. 5,000/- and in multiples of Re. 1/- thereafter.

ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS


LOAD STRUCTURE


Exit Load :

Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.


The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

FUND MANAGER

Sonam Udasi (Managing Since 17-Aug-18 and overall experience of 23 years)


Abhinav Sharma (Managing Since 01-Nov-19 and overall experience of 14 years)

BENCHMARK

S&P BSE 500 TRI

Direct - DividendDirect - GrowthRegular - DividendRegular - Growth

::::

11.608711.608711.145811.1458

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64


1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)

**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.

9

Tata Multicap Fund(An open ended equity scheme investing across large cap, mid cap, small cap stocks)

22.74%19.06%

17.48%14.78%

8.45%3.74%3.47%

2.06%1.43%1.28%1.16%0.97%0.95%

0.00% 6.00% 12.00% 18.00% 24.00%

Consumer GoodsFinancial Services

PharmaIT

Oil & GasAutomobile

Fertilisers & PesticidesServices

Healthcare ServicesIndustrial Manufacturing

Cement & Cement ProductsTelecom

Chemicals

60

72

84

96

108

120

Sep-18 May-19 Feb-20 Oct-20

Tata Multicap Fund - Reg - Growth S&P BSE 500 TRI

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer



Large Cap

Mid Cap

Small Cap


10


INVESTMENT STYLE


PORTFOLIO



% of Assets

159413.83

2089.55

1930.50

5986.15

3415.04

14468.90

11189.10

5469.33

5106.42

2968.20

2561.47

2262.25

2019.70

2192.06

7528.73

3805.71

2614.06

2382.00

3660.52

2388.62

6804.50

1685.20

3976.13

95.66

1.25

1.16

3.59

2.05

8.68

6.71

3.28

3.06

1.78

1.54

1.36

1.21

1.32

4.52

2.28

1.57

1.43

2.20

1.43

4.08

1.01

2.39

30000

325000

1402074

521500

1222500

2850000

2890000

330000

180000

56000

166000

200000

235832

1149600

2303000

131800

115000

190300

165000

3522000

222000

234000



% of Assets

Other Equities^TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets

1890.737197.58135.44

166746.85-106.15

166640.70

1.134.310.08

100.05-0.05

100.00




Returns

Total Value of B: Nifty Large Midcap 250 TRI

B: Nifty Large Midcap 250 TRI



(Inception date :25-Feb-1993) (First Installment date : 01-Mar-1993)

360,000

392,563

5.71%

385,542

4.51%

401,115

7.16%

120,000

129,642

15.31%

132,705

20.30%

131,285

17.98%

600,000

711,497

6.76%

718,346

7.14%

760,695

9.43%

840,000

1,129,314

8.32%

1,162,241

9.13%

1,170,597

9.33%

1,200,000

2,089,567

10.69%

2,152,888

11.25%

2,049,191

10.32%

2,420,000

15,960,847

16.25%

4,992,083

11.63%

11,918,034

13.92%

Primarily focuses on investing in equity and equity related instruments of well researched value and growth oriented Large & Mid Cap Companies.

To provide income distribution and / or medium to long term capital gains while at all times emphasizing the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Equity & Equity Related Total

Auto

Maruti Suzuki India Ltd.

Mahindra & Mahindra Ltd.

Auto Ancillaries

Sundram Fasteners Ltd.

Tube Investments Of India Ltd..

Banks

HDFC Bank Ltd.

ICICI Bank Ltd.

State Bank Of India

Kotak Mahindra Bank Ltd.

Cement

ACC Ltd.

Ultratech Cement Ltd.

Chemicals

Basf India Ltd.

Solar Industries India Ltd.

Construction Project

Larsen & Toubro Ltd.

Consumer Non Durables

Varun Beverages Ltd.

ITC Ltd.

Akzo Nobel India Ltd.

Hindustan Unilever Ltd.

Finance

Housing Development Finance Corporation Ltd.

Sundaram Finance Ltd.

Gas

Gujarat State Petronet Ltd.

Industrial Capital Goods

Thermax Ltd.

Industrial Products

Aia Engineering Ltd.



NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.P.i. Industries Ltd.Varun Beverages Ltd.Bharti Airtel Ltd.Tata Consultancy Services Ltd.Gujarat State Petronet Ltd.Sundaramfastners Ltd.Natco Pharma Ltd.Total

% to NAV10.118.686.715.504.524.294.084.083.593.30

54.86

Pesticides

Pi Industries Ltd.

Petroleum Products

Reliance Industries Ltd.

Pharmaceuticals

Natco Pharma Ltd.

Syngene International Ltd.

Divi Laboratories Ltd.

Services

Quess Corp Ltd.

Software

Tata Consultancy Services Ltd.

Infosys Ltd.

Oracle Financials Services Soft Ltd.

Telecom - Services

Bharti Airtel Ltd.

416867

820000

609904

943146

90000

489385

255000

350000

63000

1650000

9159.40

16846.90

5491.58

5045.36

2827.85

2003.05

6795.37

3712.10

1980.47

7156.88

5.50

10.11

3.30

3.03

1.70

1.20

4.08

2.23

1.19

4.29

57.84%

38.64%

3.53%





22.880.021.001.000.12

NA

21.550.030.920.960.230.10

DATE OF ALLOTMENT

February 25,1993

FUND MANAGER

NAV


::::

232.656945.5662

214.876834.6882

FUND SIZE

Rs. 1666.41 (Rs. in Cr.)

TURN OVER


30.17%26.90%

MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT

Rs. 5,000/- and in multiples of Re. 1/- thereafter. ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS


LOAD STRUCTURE

Entry Load : Not ApplicableExit Load :

Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 20 years)


Meeta Shetty (Managing Since 1-Nov-19 and overall experience of 14 years)




MONTHLY AVERAGE AUM

Rs. 1671.20 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.132.19

BENCHMARK

Nifty Large Midcap 250 TRI

Tata Large & Mid Cap Fund(An open-ended equity scheme investing in both large cap & mid cap stocks.)

25.37%14.19%

10.11%8.05%8.02%

7.49%5.50%

4.29%4.21%

3.32%2.57%

1.32%1.20%

0.00%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%

Financial ServicesOil & Gas

Consumer GoodsAutomobile

PharmaIT

Fertilisers & PesticidesTelecom

Industrial ManufacturingCement & Cement Products

ChemicalsConstruction

ServicesMedia & Entertainment

60

72

84

96

108

120


Tata Large & Mid Cap Fund - Reg - GrowthNifty Large Midcap 250 TRI

PharmaceuticalsAlembic Pharmaceuticals Ltd.Dr Reddys Laboratories Ltd.Cipla Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Oracle Financials Services Soft Ltd.Wipro Ltd.


Large Cap

Mid Cap

Small Cap






INVESTMENT STYLE


DATE OF ALLOTMENT

June 29, 2004

FUND MANAGER

NAV

Direct - GrowthDirect - Dividend (Trigger Option A 5%)Direct - Dividend (Trigger Option B 10%)Reg - GrowthReg - Dividend (Trigger Option A 5%)Reg - Dividend (Trigger Option B 10%)

145.318362.616861.9368

135.410559.374957.0006

FUND SIZE

Rs. 4426.79 (Rs. in Cr.)

TURN OVER


77.80%68.41%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

420200.17

11180.849382.43

13029.307137.945248.65

30772.3028306.46

17314.50

4855.59

5101.13

19416.887338.485067.174826.97

33412.0611409.524808.044718.00

8352.735889.23

8946.40

7431.00

37391.90

94.92

2.532.12

2.941.611.19

6.956.39

3.91

1.10

1.15

4.391.661.141.09

7.552.581.091.07

1.891.33

2.02

1.68

8.45

931000325000

19952653000

3300000

26000007210000

1050000

26000

723000

117500001679287233000979400

1737000927000389000800000

10250002550000

2120000

3000000

1820000

Company name

1350000262000

1300000

32400003520000304000

2390000

13022.1012808.269808.50

34363.4429636.649556.548142.73

2.942.892.22

7.766.692.161.84

Other Equities^RepoPortfolio TotalCash / Net Current AssetNet Assets

11524.4418753.52

438953.693724.91

442678.60

2.604.22

99.140.86

100.00




Returns



(Inception date :29-Jun-2004) (First Installment date : 01-Jul-2004)

120,000

131,067

17.62%

131,285

17.98%

360,000

373,132

2.34%

401,115

7.16%

600,000

695,892

5.87%

760,695

9.43%

840,000

1,158,017

9.02%

1,170,597

9.33%

1,200,000

2,223,682

11.86%

2,049,191

10.32%

1,960,000

6,707,789

13.69%

5,417,119

11.44%

Primarily invests at least 70% of the net assets in equity shares whose rolling P/E ratio on past four quarter earnings for individual companies is less than rolling P/E of the S&P BSE SENSEX stocks.

The investment objective of the Scheme is to provide reasonable and regular income and/or possible capital appreciation to its Unitholder. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJensonPE

21.200.081.001.000.50

NA27.55

21.32-0.030.960.90

-0.16-0.6327.54


1) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1% 3) Redemption after expiry of 12 months from the date of allotment: NIL (w.e.f. 3rd May, 2019)

Equity & Equity Related TotalAutoEscorts Ltd.Bajaj Auto Ltd.Auto AncillariesMRF Ltd.Ceat Ltd.Exide Industries Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.CementACC Ltd.Commercial Services3M India Ltd.Consumer DurablesVoltas Ltd.Consumer Non DurablesITC Ltd.Radico Khaitan Ltd.Jubilant Foodworks Ltd.Tata Consumer Products Ltd.FinanceHousing Development Finance Corporation Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.HDFC Life Insurance Co. Ltd.GasMahanagar Gas Ltd.Petronet Lng Ltd.Media & EntertainmentSun Tv Network Ltd.PesticidesRallis India Ltd.Petroleum ProductsReliance Industries Ltd.


NAV Movement

Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Ltd.HDFC Bank Ltd.HCL Technologies Ltd.ICICI Bank Ltd.ITC Ltd.ACC Ltd.Alembic Pharmaceuticals Ltd.MRF Ltd.Total

% to NAV8.457.767.556.956.696.394.393.912.942.94

57.97


No. of Shares


% of Assets

70.95%

22.78%

6.27%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer

BENCHMARKS&P BSE Sensex TRI

MONTHLY AVERAGE AUM

Rs. 4533.00 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.781.95

::::::

Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years)

ASSISTANT FUND MANAGERAmey Sathe (Managing Since 18-Jun-18 and overall experience of 13 years)


Tata Equity P/E Fund(An open ended equity scheme following a value investment strategy)

Mutual Fund investments are subject to market risks, read all scheme related documents carefully

27.10%19.45%

11.66%10.39%

9.43%8.05%

3.91%2.02%1.68%

1.10%0.13%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%


Oil & GasAutomobile

Consumer GoodsPharma

Cement & Cement ProductsMedia & EntertainmentFertilisers & Pesticides

ServicesIndustrial Manufacturing

60

74

88

102

116

130


Tata Equity P/E Fund - Reg - GrowthS&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap


13.64%

67.87%

18.49%


12


INVESTMENT STYLE


MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT




LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

85896.93

2527.971010.66

1845.221738.431160.351137.37

1562.01

3586.481881.011163.24

1045.82

1578.461078.82

4021.643476.801091.85

3262.132036.901852.40

2867.762186.001834.501472.35

2372.801729.681159.20

98.19

2.891.16

2.111.991.331.30

1.79

4.102.151.33

1.20

1.801.23

4.603.971.25

3.732.332.12

3.282.502.101.68

2.711.981.33

33000075000

47000011770002300000

652350

7200

160000155500115189

5600

630500601854

570000265000150000

150000102700200000

233000800000

1500000322000

800000430000600000

Company name

130000105000120000

25500020000

7000009000038000

362500160000

4600000540000

45100085000

161000145000

1880.711784.161348.62

5602.861089.68

2235.802081.791894.281815.401543.36

2398.901685.88

2974.571641.99

2469.901999.12

2.152.041.54

6.401.25

2.562.382.172.081.76

2.741.93

3.401.88

2.822.29


770.062734.44

88631.37-1153.1887478.19

0.883.13

101.32-1.32

100.00

An equity scheme with focus towards mid cap stocks.

To provide income distribution and / or medium to long term capital gains. Investments would be focused towards mid-cap stocks. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.





NAV Movement

Issuer NameP.i. Industries Ltd.Voltas Ltd.Navin Fluorine International Ltd.Bata India Ltd.Jubilant Foodworks Ltd.Trent Ltd.Muthoot Finance Ltd.Amara Raja Batteries Ltd.Tata Elxsi India Ltd.Tata Power Company Ltd.Total

% to NAV6.404.604.103.973.733.403.282.892.822.74

37.93

Equity & Equity Related TotalAuto AncillariesAmara Raja Batteries Ltd.Balkrishna Industries Ltd.BanksICICI Bank Ltd.City Union Bank Ltd.Federal Bank Ltd.Rbl Bank Ltd.CementShree Cement Ltd.ChemicalsNavin Fluorine International Ltd.Vinati Organics Ltd.Solar Industries India Ltd.Commercial Services3M India Ltd.ConstructionKnr Constructions Ltd.Brigade Enterprises Ltd.Consumer DurablesVoltas Ltd.Bata India Ltd.Havells India Ltd.Consumer Non DurablesJubilant Foodworks Ltd.Akzo Nobel India Ltd.United Breweries Ltd.FinanceMuthoot Finance Ltd.Cholamandalam Investment & Finance Co Ltd.Mahindra And Mahindra Financial Services Ltd.Can Fin Homes Ltd.GasGujarat Gas Ltd.Indraprastha Gas Ltd.Gujarat State Petronet Ltd.

Industrial ProductsSupreme Industries Ltd.Aia Engineering Ltd.Astral Poly Technik Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.PharmaceuticalsLaurus Labs Ltd.Ipca Laboratories Ltd.Pfizer Ltd.Eris Lifesciences Ltd.Alembic Pharmaceuticals Ltd.PowerTata Power Company Ltd.Torrent Power Ltd.RetailingTrent Ltd.V-Mart Retail Ltd.SoftwareTata Elxsi Ltd.Mphasis Ltd.


No. of Shares


% of Assets





Returns

Total Value of B: Nifty Midcap 100 TRI

B: Nifty Midcap 100 TRI

Total Value of AB: Nifty 50 TRI

AB: Nifty 50 TRI

(Inception date :01-Jul-1994) (First Installment date : 01-Jul-1994)

120,000

133,840

22.17%

133,813

22.13%

130,967

17.46%

360,000

410,365

8.70%

364,399

0.79%

393,126

5.81%

600,000

759,437

9.37%

648,942

3.10%

737,016

8.16%

840,000

1,271,399

11.64%

1,060,938

6.57%

1,136,876

8.51%

1,200,000

2,606,196

14.83%

1,954,750

9.43%

1,982,854

9.70%

2,000,000

7,941,010

14.57%

5,745,231

11.71%

5,557,721

11.07%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performace refer pages 49-64*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer



DATE OF ALLOTMENT

July 1, 1994

FUND MANAGER

NAV


::::

159.750352.7364

148.797141.1583

FUND SIZE

Rs. 874.78 (Rs. in Cr.)

TURN OVER


29.56%29.56%

Rupesh Patel (Managing Since 27-Jun-17 and overall experience of 20 years )


27.43-0.031.001.00

-0.26NA

24.490.050.850.920.420.57

BENCHMARK

Nifty Midcap 100 TRI

ASSISTANT FUND MANAGEREnnette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)

MONTHLY AVERAGE AUM

Rs. 872.84 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 1.21

2.40

Tata Mid Cap Growth Fund(An open-ended equity scheme predominantly investing in mid cap stocks.)

23.27%16.28%

11.82%7.65%7.58%

6.01%5.73%

5.11%4.67%

4.05%3.04%

1.79%1.20%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%


PharmaFertilisers & Pesticides

ChemicalsOil & Gas

Industrial ManufacturingIT

PowerAutomobile

ConstructionCement & Cement Products

Services

50

64

78

92

106

120


Tata Mid Cap Growth Fund - Reg - DividendNifty Midcap 100 TRI




Large Cap

Mid Cap

Small Cap




21.200.081.001.000.50

NA


22.330.001.000.900.01

-0.49

13


INVESTMENT STYLE


DATE OF ALLOTMENT

March 31,1996

FUND MANAGER

NAV

Direct- DividendReg - DividendDirect- GrowthReg- Growth

::::

FUND SIZE

Rs. 2117.46 (Rs. in Cr.)

TURN OVER


39.66%37.11%


Rs. 500/- and in multiples of Rs. 500/- thereafter.


Rs. 500/- and multiples of Rs. 500/- thereafter.

LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

No. of Shares


% of Assets

209051.40

5940.00

17753.2516096.6010077.56

7141.255880.12

5717.562928.76

2151.97

3625.05

5101.154374.413804.803683.17

6089.304167.902606.12

9040.69

26503.053898.952852.28

6284.105658.754607.36

98.73

2.81

8.387.604.763.372.78

2.701.38

1.02

1.71

2.412.071.801.74

2.881.971.23

4.27

12.521.841.35

2.972.672.18

1000000

1500000410000053250001450000

380000

12500013500

177900

390000

233955620000290000506000

280000120000131400

470000

129000011000001520000

200000750000920000

Company name

800000

400000

1970000255000

2100000

3341.60

2638.20

20893.822146.97

9108.75

1.58

1.25

9.871.01

4.30


4937.912899.02103.80

212054.22-307.97

211746.25

2.331.370.05

100.15-0.15

100.00

An equity linked tax savings scheme (ELSS) that aims to provide medium to long term capital gains along with income tax benefit under Section 80C of the Income Tax Act.

To provide medium to long term capital gains along with income tax relief to its Unitholders, while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rupesh Patel (Managing Since 1-Apr-15 and overall experience of 20 years)

100.960753.698119.623418.1324



Nil (Compulsory lock-in period for 3years)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Kotak Mahindra Bank Ltd.CementUltratech Cement Ltd.Shree Cement Ltd.ChemicalsVinati Organics Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesAmber Enterprises India Ltd.Voltas Ltd.Bata India Ltd.Havells India Ltd.Consumer Non DurablesJubilant Foodworks Ltd.Britannia Industries Ltd.Akzo Nobel India Ltd.FinanceHousing Development Finance Corporation Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.PharmaceuticalsDivi Laboratories Ltd.Cipla Ltd.Eris Lifesciences Ltd.

Cadila Healthcare Ltd.RetailingTrent Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Telecom - ServicesBharti Airtel Ltd.


NAV Movement

Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaBharti Airtel Ltd.HDFC Ltd.Axis Bank Ltd.Divi Laboratories Ltd.Jubilant Foodworks Ltd.Total

% to NAV12.529.878.387.604.764.304.273.372.972.88

60.92

82.63%

11.30%

6.07%




Returns



(Inception date :31-Mar-1996) (First Installment date : 01-Jul-1996)

120,000

126,906

10.90%

131,285

17.98%

360,000

372,140

2.17%

401,115

7.16%

600,000

689,360

5.50%

760,695

9.43%

840,000

1,135,999

8.49%

1,170,597

9.33%

1,200,000

2,154,588

11.27%

2,049,191

10.32%

2,840,000

31,864,365

17.20%

18,125,459

13.49%



BENCHMARK

S&P BSE Sensex TRI



MONTHLY AVERAGE AUM

Rs. 2138.62 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.722.07

Tata India Tax Savings Fund (An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit)

31.16%15.70%15.33%

10.88%9.39%

4.30%4.08%3.73%

3.12%1.02%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%


Consumer GoodsIT

PharmaTelecom

Cement & Cement ProductsAutomobile

ConstructionChemicals

70

82

94

106

118

130


Tata India Tax Savings Fund - Reg - DividendS&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap



14


INVESTMENT STYLE

DATE OF ALLOTMENT

November 12,2018

FUND MANAGER

PORTFOLIO

64853.31

1307.36

4309.57

765.17

3067.15

3290.89

1459.01

1457.01

1934.40

2975.03

2906.05

1417.92

1197.33

1019.61

1309.80

2318.40

1924.00

2429.42

91.12

1.84

6.06

1.08

4.31

4.62

2.05

2.05

2.72

4.18

4.08

1.99

1.68

1.43

1.84

3.26

2.70

3.41

Name of the Instrument No. of Shares Market ValueRs. Lakhs

% to Assets


1986.116197.91

215.5171266.73

-93.8771172.86

2.798.670.30

100.09-0.09

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Nifty Smallcap 100 TRIB: Nifty Smallcap 100 TRITotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :12-Nov-2018) (First Installment date : 01-Dec-2018)

120,000133,99722.43%

140,34333.04%

130,96717.46%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

230,000252,538

9.69%247,422

7.52%246,859

7.28%

An equity scheme with focus towards small cap stocks


The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity and equity related instruments of small cap companies. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.

Chandraprakash Padiyar (Managing Since 19-Oct-18 and overall experience of 20 years)


Auto

Force Motors Ltd.

Auto Ancillaries

Tube Investments Of India Ltd..

Ceat Ltd.

Cement

Ramco Industries Ltd.

Chemicals

Basf India Ltd.

Fine Organic Industries Ltd.

Navin Fluorine International Ltd.

Consumer Durables

Greenply Industries Ltd.


Akzo Nobel India Ltd.

Radico Khaitan Ltd.

S H Kelkar And Company Ltd.

Bajaj Consumer Care Ltd.

Vst Industries Ltd.

Finance

Bse Ltd.

Gas

Gujarat State Petronet Ltd.

Healthcare Services

Healthcare Global Enterprises Ltd.

Industrial Capital Goods

Honda India Power Products Ltd.

V


NAV Movement

Issuer NameTube Investments Of India Ltd.Saregama India Ltd.Basf India Ltd.Rallis India Ltd.Redington (india) Ltd.Quess Corp Ltd.Ramco Industries Ltd.Akzo Nobel India Ltd.Radico Khaitan Ltd.Honda India Power Products Ltd.Total

% to NAV6.065.214.624.564.554.544.314.184.083.41

45.52

127206

658100

70000

1621545

241480

55000

65000

2400000

150000

665000

1663248

642000

30000

265491

1200000

1602000

246267

2220.52

2058.45

1747.52

1711.54

895.36

3707.81

724.46

3244.87

1640.67

3233.41

1926.39

3238.75

1429.33

3.12

2.89

2.46

2.40

1.26

5.21

1.02

4.56

2.31

4.54

2.71

4.55

2.01

Industrial Products

Elantas Beck India Ltd.

Finolex Industries Ltd.

Mahindra Cie Automotive Ltd.

Polycab India Ltd.

Timken India Ltd.

Media & Entertainment

Saregama India Ltd.

Entertainment Network ( I ) Ltd.

Pesticides

Rallis India Ltd.

Power

India Grid Trust - Inv-It

Services

Quess Corp Ltd.

Software

Kpit Technologies Ltd.

Transportation

Redington (India) Ltd.

Transport Corporation Of India Ltd.

101672

394000

1270000

185895

83000

560812

502400

1310000

1503684

789986

2045000

2500000

637100

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.


For scheme performance refer pages 49-63.*B: BenchmarkSource: MFI Explorer

0.00%

17.90%

82.10%

Company Name No. of SharesMarket Value

Rs. Lakhs% of

Assets

Tata Small Cap Fund(An open-ended Equity Scheme predominantly investing in small cap stocks)


NAV


::::

11.364411.364410.940510.9405

FUND SIZE

Rs. 711.73 (Rs. in Cr.)

TURN OVER


15.51%15.51%





LOAD STRUCTURE



36.160.011.001.000.14

NA

26.730.050.710.970.550.30


1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)

BENCHMARKNifty Smallcap 100 TRI

ASSISTANT FUND MANAGERSatish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 14 years)

MONTHLY AVERAGE AUM

Rs. 710.87 (Rs. in Cr.)

EXPENSE RATIO**DirectRegular

1.002.46


17.20%15.54%

11.88%8.97%8.72%

6.23%4.56%4.31%

3.60%3.26%

2.70%2.31%

1.84%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%

Consumer GoodsIndustrial Manufacturing

ServicesAutomobileChemicals

Media & EntertainmentFertilisers & Pesticides

Cement & Cement ProductsIT

Oil & GasHealthcare Services

EnergyFinancial Services

50647892

106120

Nov-18 Jul-19 Mar-20 Oct-20

Tata Small Cap Fund - Reg - Growth Nifty Smallcap 100 TRI



Large Cap

Mid Cap

Small Cap



15


INVESTMENT STYLE

DATE OF ALLOTMENT

December 05,2019

FUND MANAGER

PORTFOLIO

127781.91

3564.00

12427.28

10737.61

7191.50

4432.50

5580.34

2751.29

4784.45

4631.85

3694.95

5578.30

3912.30

2966.00

6921.18

15614.20

3190.05

97.13

2.71

9.45

8.16

5.47

3.37

4.24

2.09

3.64

3.52

2.81

4.24

2.97

2.25

5.26

11.87

2.42

Name of the Instrument Market ValueRs. Lakhs

% to Assets

Treps

Repo

Portfolio Total

Net Current Liabilities

Net Assets

3998.65

52.40

131832.96

-279.71

131553.25

3.03

0.04

100.20

-0.20

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :05-Dec-2019) (First Installment date : 01-Jan-2020)

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

100,000108,92920.51%

111,48226.66%

111,48026.65%

Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.


The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rupesh Patel (Managing Since 15-Nov-19 and overall experience of 20 years)


Auto


Banks

HDFC Bank Ltd.

ICICI Bank Ltd.

State Bank Of India

Axis Bank Ltd.

Cement


Consumer Durables

Voltas Ltd.


Jubilant Foodworks Ltd.

Kansai Nerolac Paints Ltd.

Ferrous Metals

Tata Steel Ltd.

Finance


Multi Commodity Exchange Of Ind Ltd.

Gas

Gujarat Gas Ltd.

Pesticides

Pi Industries Ltd.

Petroleum Products


Bharat Petroleum Corporation Ltd.

V


NAV Movement

Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Bharti Airtel Ltd.State Bank Of IndiaP.i. Industries Ltd.HDFC Ltd.Ultratech Cement Ltd.Jubilant Foodworks Ltd.Total

% to NAV11.8710.00

9.458.165.615.475.264.244.243.64

67.94

600000

1050000

2735000

3800000

900000

122000

389950

220000

900000

900000

290000

230000

1000000

315000

760000

900000

4079.32

2634.30

2565.30

13151.44

7373.75

3.10

2.00

1.95

10.00

5.61

Pharmaceuticals

Divi Laboratories Ltd.

Alkem Laboratories Ltd.

Cipla Ltd.

Software

Infosys Ltd.

Telecom - Services

Bharti Airtel Ltd.

129830

100000

340000

1240000

1700000



79.68%

17.26%

3.06%

Company Name No. of Shares No. of SharesMarket Value

Rs. Lakhs% of

Assets

Tata Focused Equity Fund(An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap))


NAV


::::

9.66029.66029.47809.4780

FUND SIZE

Rs. 1315.53 (Rs. in Cr.)

TURN OVER


27.21%27.21%





LOAD STRUCTURE


Std. Dev (Annualised)

Sharpe Ratio

Portfolio Beta

R Squared

Treynor

Jenson

35.53

0.00

1.00

1.00

0.01

NA

35.84

-0.04

1.00

0.99

-0.38

-0.39


• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.

BENCHMARKS&P BSE 200 TRI

MONTHLY AVERAGE AUM

Rs. 1330.85 (Rs. in Cr.)


0.522.14



33.66%16.55%

10.00%9.25%

7.05%5.61%5.26%

4.24%2.81%2.71%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%


ITConsumer Goods

PharmaTelecom

Fertilisers & PesticidesCement & Cement Products

MetalsAutomobile

60708090

100110

Dec-19 Mar-20 Jul-20 Oct-20

Tata Focused Equity Fund - Reg - GrowthS&P BSE 200 TRI



Large Cap

Mid Cap

Small Cap



16


INVESTMENT STYLE

DATE OF ALLOTMENT

February 25, 2003

FUND MANAGER

PORTFOLIO

7000.73

128.58

78.19

725.61

375.78

317.87

166.55

100.70

72.59

158.88

259.35

200.64

137.93

84.78

481.60

120.75

930.42

82.96

99.33

1.82

1.11

10.30

5.33

4.51

2.36

1.43

1.03

2.25

3.68

2.85

1.96

1.20

6.83

1.71

13.20

1.18

Company Name No. of Shares Market ValueRs. Lakhs

% to Assets

Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)

RepoPortfolio TotalNet Current LiabilitiesNet Assets

1292.70

0.00

83.04

7083.77

-36.00

7047.77

8249

18.34

0.00

1.18100.51

-0.51100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Nifty 50 TRIB: Nifty 50 TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)

120,000130,09616.04%

130,96717.46%

360,000388,188

4.96%393,126

5.81%

600,000720,727

7.27%737,016

8.16%

840,0001,098,185

7.54%1,136,876

8.51%

1,200,0001,870,923

8.60%1,982,854

9.70%

2,110,0005,921,224

10.74%6,759,983

12.02%

An index fund that seeks to track returns by investing in Nifty 50 Index stocks and aims to achieve returns of the stated index, subject to tracking error.


The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.



Auto



Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

State Bank Of India

Cement






ITC Ltd.

Asian Paints (India) Ltd.

Nestle India Ltd.

Finance


Bajaj Finance Ltd.

Petroleum Products


Pharmaceuticals

Dr Reddys Laboratories Ltd.

V


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.HDFC Ltd.Tata Consultancy Services Ltd.ICICI Bank Ltd.Kotak Mahindra BankHindustan Unilever Ltd.ITC Ltd.Axis Bank Ltd.Total

% to NAV13.2010.30

7.756.835.595.334.513.682.852.36

62.40

1846

13164

61308

95715

20542

33818

53208

1587

17093

12521

121419

6237

494

25037

3649

45287

1697

545.89

393.92

127.53

71.05

146.46

7.75

5.59

1.81

1.01

2.08

Software

Infosys Ltd.


HCL Technologies Ltd.

Wipro Ltd.

Telecom - Services

Bharti Airtel Ltd.

51470

14782

15147

20853

33766




100.00%

0.00%

0.00%


Rs. Lakhs% of

Assets

Tata Index Fund - Nifty Plan(An open ended equity scheme tracking Nifty 50 Index)


NAV

Direct - GrowthRegular - Growth

::

75.345870.6427

FUND SIZE

Rs. 70.48 (Rs. in Cr.)

TURN OVER


33.83%33.82%


Rs. 5,000/- and in multiples of Re. 1/- thereafter

TRACKING ERROR

0.87%



LOAD STRUCTURE



21.190.061.001.000.34

NA

20.670.050.981.000.28

-0.06^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64

BENCHMARKNifty 50 TRI

MONTHLY AVERAGE AUM

Rs. 67.64 (Rs. in Cr.)


0.050.50


0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment.

Note: As per the guidance issued by AMFI vide correspondence 35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website

https://www.tatamutualfund.com/docs/default-source/statutory-disclosures/valuation-current-update/valuation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2

35.26%17.14%

14.91%11.44%

5.46%3.67%

2.25%2.21%2.17%2.08%1.69%

0.55%0.49%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%



AutomobilePharma

ConstructionCement & Cement Products

MetalsTelecom

PowerServices

Fertilisers & Pesticides

708294

106118130


Tata Index Fund - Nifty Plan - Reg Nifty 50 TRI



Large Cap

Mid Cap

Small Cap


TRACKING ERROR

0.88%


17


INVESTMENT STYLE

DATE OF ALLOTMENT

February 25, 2003

FUND MANAGER

PORTFOLIO

3047.00

64.41

39.32

356.03

192.93

135.88

92.74

50.11

35.81

79.76

34.29

131.18

99.61

70.13

41.88

244.59

58.12

464.12

35.36

97.95

2.07

1.26

11.44

6.20

4.37

2.98

1.61

1.15

2.56

1.10

4.22

3.20

2.25

1.35

7.86

1.87

14.92

1.14

Name of the Instrument Ratings Market ValueRs. Lakhs

% to NAV

Other Equities^

Repo

Portfolio Total


Net Assets

165.21

95.89

3142.89

-31.97

3110.92

5.31

3.08

101.03

-1.03

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: S&P BSE Sensex TRIB: S&P BSE Sensex TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)

120,000130,31316.40%

131,28517.98%

360,000396,229

6.33%401,115

7.16%

600,000744,491

8.57%760,695

9.43%

840,0001,131,177

8.37%1,170,597

9.33%

1,200,0001,925,540

9.15%2,049,191

10.32%

2,110,0005,923,382

10.74%7,164,459

12.59%

An index fund that seeks to track returns by investing in S&P BSE SENSEX Index stocks and aims to achieve returns of the stated index, subject to tracking error.


The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.



Auto



Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

State Bank Of India

Cement




Consumer Durables

Titan Company Ltd.



ITC Ltd.


Nestle India Ltd.

Finance


Bajaj Finance Ltd.

Petroleum Products


Pharmaceuticals

Sun Pharmaceutical Industries Ltd.


NAV Movement


% to NAV14.9211.44

9.057.866.376.204.374.223.202.98

70.61

926

6621

30084

49147

8780

18834

26477

783

8580

2944

6330

60281

3169

244

12721

1757

22592

7591

281.65

198.21

66.13

36.10

73.43

9.05

6.37

2.13

1.16

2.36

Software

Infosys Ltd.



Tech Mahindra Ltd.

Telecom - Services

Bharti Airtel Ltd.

26556

7438

7843

4437

16936




100.00%

0.00%

0.00%


Rs. Lakhs% of

Assets

Tata Index Fund - Sensex Plan(An open ended equity scheme tracking S & P BSE Sensex)


NAV

Direct - GrowthReg - Growth

::

102.000598.1323

FUND SIZE

Rs. 31.11 (Rs. in Cr.)

TURN OVER


28.12%28.12%





LOAD STRUCTURE



21.200.081.001.000.50

NA

20.590.070.971.000.44


BENCHMARKS&P BSE Sensex TRI

MONTHLY AVERAGE AUM

Rs. 30.51 (Rs. in Cr.)


0.051.00


0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment

37.87%18.71%

15.38%12.12%

4.18%2.56%2.36%

1.77%1.15%1.14%0.70%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%



AutomobileConstruction

TelecomPower

Cement & Cement ProductsPharmaMetals

8090

100110120130


Tata Index Fund - Sensex Plan - RegS&P BSE Sensex TRI




Large Cap

Mid Cap

Small Cap


18


INVESTMENT STYLE


PORTFOLIO



% of Assets

21200.46

390.68

246.15

2181.26

1124.93

962.64

492.65

315.11

215.48

481.26

216.40

784.28

618.66

429.63

251.76

1443.26

368.79

2811.17

251.72

217.63

1648.36

1185.03

392.34

215.99

215.39

99.64

1.84

1.16

10.25

5.29

4.52

2.32

1.48

1.01

2.26

1.02

3.69

2.91

2.02

1.18

6.78

1.73

13.21

1.18

1.02

7.75

5.57

1.84

1.02

1.01

5609

41440

184298

286534

62210

100031

166506

4711

51776

18563

37864

374379

19427

1467

75031

11145

136830

5149

46727

155418

44469

46599

63395

26484



% of Assets

Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)RepoPortfolio TotalNet Current LiabilitiesNet Assets

3296.29

0.0097.87

21298.33-21.37

21276.96

31269

15.49

0.000.46

100.10-0.10

100.00




Returns

Total Value of B: Nifty 50 TRI

B: Nifty 50 TRI

(Inception date :01-Jan-2019) (First Installment date : 01-Feb-2019)

NA

NA

NA

NA

NA

120,000

130,998

17.51%

130,967

17.46%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

210,000

225,014

7.77%

224,988

7.76%

Exchange Traded Fund tracking Nifty 50 Index.

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.


Auto



Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

State Bank Of India

Cement




Consumer Durables

Titan Company Ltd.



ITC Ltd.


Nestle India Ltd.

Finance


Bajaj Finance Ltd.

Petroleum Products


Pharmaceuticals

Dr Reddys Laboratories Ltd.

Sun Pharmaceutical Industries Ltd.

Software

Infosys Ltd.



Wipro Ltd.

Tech Mahindra Ltd.

443.60 2.08102270

Telecom - Services

Bharti Airtel Ltd.



NAV Movement


% to NAV13.2110.257.756.785.575.294.523.692.912.32

62.29

100.00%

0.00%

0.00%





24.730.061.001.000.44

NA

25.370.061.001.000.440.00

DATE OF ALLOTMENT

January 01, 2019

FUND MANAGER

NAV

Direct - Growth : 119.0777

FUND SIZE

Rs. 212.77 (Rs. in Cr.)

TURN OVER


43.75%43.75%


50,000 units and in multiples thereof

ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS

50,000 units and in multiples thereof

LOAD STRUCTURE

Entry Load : Not ApplicableNilExit Load :

Sailesh Jain (Managing Since 17-Dec-18 and overall experience of 17 years)



MONTHLY AVERAGE AUM

Rs. 214.13 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.07NA

BENCHMARK

Nifty 50 TRI

Tata Nifty Exchange Traded Fund(An open ended Exchange Traded Fund tracking Nifty 50 Index.)



35.13%17.19%

14.94%11.64%

5.63%3.70%

2.26%2.26%2.14%2.08%1.61%

0.54%0.52%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%



AutomobilePharma

ConstructionMetals


PowerServices


70

80

90

100

110

120

Jan-19 Aug-19 Mar-20 Oct-20

Tata Nifty Exchange Traded Fund Nifty 50 TRI




Large Cap

Mid Cap

Small Cap


19


INVESTMENT STYLE


PORTFOLIO



% of Assets

1128.38

300.69

228.87

193.18

178.77

87.83

46.59

29.05

26.70

20.76

15.94

99.73

26.58

20.23

17.07

15.80

7.76

4.12

2.57

2.36

1.83

1.41

25406

58296

12484

36298

14995

16097

19665

52919

11906

52080



% of Assets

Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)Portfolio TotalCash / Net Current AssetNet Assets

0.00

0.001128.38

3.081131.46

38064

0.00

0.0099.730.27

100.00




Returns

Total Value of B: Nifty Private Bank TRI

B: Nifty Private Bank TRI


AB: Nifty 50 TRI

(Inception date: 30-Aug-2019) (First Installment date : 01-Oct-2019)

NA

NA

NA

NA

NA

NA

NA

120,000

120,684

1.06%

120,947

1.47%

130,967

17.46%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

130,000

128,900

-1.46%

129,221

-1.03%

141,340

15.35%

Exchange Traded Fund replicating / tracking Nifty Private Bank Index.

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.


Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

Indusind Bank Ltd.

Bandhan Bank Ltd.

City Union Bank Ltd.

Federal Bank Ltd.

Rbl Bank Ltd.

IDFC First Bank Ltd.



NAV Movement

Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra BankAxis Bank Ltd.Indusind Bank Ltd.Bandhan Bank Ltd.City Union Bank Ltd.Federal Bank Ltd.Rbl Bank Ltd.IDFC First Bank Ltd.Total

% to NAV26.5820.2317.0715.807.764.122.572.361.831.41

99.73

91.81%

8.19%

0.00%





45.80-0.061.001.00

-0.85NA

47.48-0.061.011.00

-0.88-0.03

DATE OF ALLOTMENT

August 30, 2019

FUND MANAGER

NAV

Direct - Growth : 133.4941

FUND SIZE

Rs. 11.31 (Rs. in Cr.)

TURN OVER


47.93%47.93%


15000 Units and in multiples thereof


15000 Units and in multiples thereof

LOAD STRUCTURE

Entry Load : Not ApplicableNilExit Load :

Sailesh Jain (Managing Since 16-Aug-19 and overall experience of 17 years)



MONTHLY AVERAGE AUM

Rs. 11.18 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.13NA

BENCHMARK

Nifty Private Bank TRI

Tata Nifty Private Bank Exchange Traded Fund(An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index)



99.73%

0.00% 25.00% 50.00% 75.00% 100.00%

Financial Services

50

64

78

92

106

120

Sep-19 Jan-20 Jun-20 Oct-20

Tata Nifty Private Bank Exchange Traded FundNifty Private Bank TRI



Large Cap

Mid Cap

Small Cap





17.360.061.001.000.30

NA

16.600.040.940.960.18

-0.12

20


INVESTMENT STYLE


DATE OF ALLOTMENT

May 24,1996

FUND MANAGER

NAV


::::

189.9377104.2929176.1479

71.8948

FUND SIZE

Rs. 633.81 (Rs. in Cr.)

TURN OVER


36.01%36.01%





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name

60295.24

876.34

1139.96895.12

1896.351064.77

840.39

1317.30763.14678.67655.88

3272.652069.971415.361389.561289.18

646.66

1179.01

1051.54854.13795.69651.15

95.13

1.38

1.801.41

2.991.68

1.33

2.081.201.071.03

5.163.272.232.192.03

1.02

1.86

1.661.351.261.03

31300

267000116849

115000410000

4500

11300035000

326600380000

15800042000064000

27000065000

280000

93000

3700007600055000

150000



% of Assets

No. of Shares


% of Assets

50200030000

8300093750

145000160000

6670002650004650002350008600070000

98800

1243.45659.16

2186.472168.531318.411207.20

7074.207061.853915.071911.261319.33965.09

730.13

1.961.04

3.453.422.081.90

11.1611.146.183.022.081.52

1.15

Other Equities^Portfolio TotalCash / Net Current AssetNet Assets

5.9895.134.87

100.00

3792.2760295.243086.21

63381.45




Returns

Total Value of B: Nifty 500 Shariah TRI

B: Nifty 500 Shariah TRI


AB: Nifty 50 TRI

(Inception date :24-May-1996) (First Installment date : 01-Sep-1996)

120,000

134,888

23.90%

141,677

35.30%

130,967

17.46%

360,000

404,527

7.73%

426,468

11.33%

393,126

5.81%

600,000

723,349

7.42%

796,184

11.27%

737,016

8.16%

840,000

1,117,711

8.03%

1,271,409

11.64%

1,136,876

8.51%

1,200,000

2,060,625

10.43%

2,341,755

12.83%

1,982,854

9.70%

2,900,000

32,147,345

16.75%

4,091,848

12.17%

17,871,404

12.97%

An equity scheme which invests primarily in equities of Shariah compliant companies and other instrument if allowed under Shariah principles.

To provide medium to long- term capital gains by investing in Shariah compliant equity and equity related instruments of well-researched value and growth - oriented companies. Tata Ethical Fund aims to generate medium to long term capital growth by investing in equity and equity related instruments of shariah compliant companies.


Ennette Fernandes (Managing Since 20-Apr-20 and overall experience of 11 years) & Rupesh Patel (Managing Since 20-Apr-20 and overall experience of 20 years)



Equity & Equity Related TotalAutoHero Motocorp Ltd.Auto AncillariesSundram Fasteners Ltd.Amara Raja Batteries Ltd.CementACC Ltd.Ambuja Cements Ltd.Commercial Services3M India Ltd.Consumer DurablesTitan Company Ltd.Amber Enterprises India Ltd.Orient Electric Ltd.Century Plyboards (India) Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Asian Paints (India) Ltd.Kansai Nerolac Paints Ltd.Akzo Nobel India Ltd.GasPetronet Lng Ltd.Industrial Capital GoodsSiemens Ltd.Industrial ProductsCarborundum Universal Ltd.Astral Poly Technik Ltd.Supreme Industries Ltd.Cummins India Ltd.


NAV Movement

Issuer NameInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Hindustan Unilever Ltd.Alkem Laboratories Ltd.Ipca LabsTata Consumer Products Ltd.Tech Mahindra Ltd.ACC Ltd.Asian Paints (India) Ltd.Total

% to NAV11.1611.146.185.163.453.423.273.022.992.23

52.02

PesticidesRallis India Ltd.Pi Industries Ltd.PharmaceuticalsAlkem Laboratories Ltd.Ipca Laboratories Ltd.Lupin Ltd.Cipla Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Tech Mahindra Ltd.Tata Elxsi Ltd.Mphasis Ltd.Textile ProductsK.P.R. Mill Ltd.


61.56%

25.90%

12.54%


BENCHMARK

Nifty 500 Shariah TRI

MONTHLY AVERAGE AUM

Rs. 634.87 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.322.49


Tata Ethical Fund(An open ended equity scheme following Shariah principles)

35.10%23.03%

10.86%9.44%

4.67%4.59%

3.00%1.97%

1.33%1.15%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

ITConsumer Goods

PharmaIndustrial Manufacturing

Cement & Cement ProductsAutomobile

Fertilisers & PesticidesOil & GasServicesTextiles

70

82

94

106

118

130


Tata Ethical Fund - Reg - GrowthNifty 500 Shariah TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Financial Services TRI

B: Nifty Financial Services TRI


AB: Nifty 50 TRI

(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)

120,000

122,060

3.21%

121,421

2.21%

130,967

17.46%

360,000

364,413

0.79%

368,298

1.49%

393,126

5.81%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

580,000

672,905

6.09%

700,463

7.75%

706,020

8.08%


NAV Movement

Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.HDFC Ltd.Kotak Mahindra BankAxis Bank Ltd.HDFC Life Insurance Co. Ltd.HDFC Asset Management Company Ltd.Sbi Cards & Payment Services Ltd.City Union Bank Ltd.Muthoot Finance Ltd.Total

% to NAV21.4214.2412.0411.267.215.283.633.443.192.60

84.31

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

89.26%

7.52%

3.22%

PORTFOLIO



% of Assets

93.73

21.4214.2411.267.213.191.37

12.04

5.283.633.442.602.54

2.311.651.55

9030001809000363000730000

1076990887500

312200

44700080500

214771105500102600

1950002700000167000

46759.50

10687.467102.135617.063595.251590.71682.04

6005.32

2636.181811.411717.631298.491268.14

1151.57822.15773.96

Company name

TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets

2599.13606.01

49964.64-76.18

49888.46

5.181.21

100.12-0.12

100.00

Equity & Equity Related TotalBanksHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra Bank Ltd.Axis Bank Ltd.City Union Bank Ltd.Dcb Bank Ltd.FinanceHousing Development Finance Corporation Ltd.HDFC Life Insurance Co. Ltd.HDFC Asset Management Company Ltd.Sbi Cards And Payment Services Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.Max Financial Services Ltd.IDFC Ltd.ICICI Securities Ltd.


No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28,2015

NAV

FUND SIZE

Rs. 498.88 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 486.09 (Rs. in Cr.)

TURN OVER


42.89%42.89%

EXPENSE RATIO**

DirectRegular

1.082.60



27.820.061.001.000.46

NA

26.380.020.910.930.13

-0.30





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

FUND MANAGER



Amey Sathe (Managing Since 18-Jun-18 and overall experience of 13 years)BENCHMARK

Nifty Financial Services TRI


::::

19.285619.285616.400317.8132




• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.


21

Tata Banking & Financial Services Fund(An open ended equity scheme investing in Banking & Financial Services Sector)

93.73%

0.00% 20.00% 40.00% 60.00% 80.00% 100.00%

Financial Services

70

86

102

118

134

150


Tata Banking And Financial Services Fund - Reg - GrowthNifty Financial Services TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: S&P BSE IT TRI

B: S&P BSE IT TRI




120,000

161,085

69.41%

166,836

79.92%

131,285

17.98%

360,000

509,253

23.90%

546,597

29.12%

401,115

7.16%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

580,000

965,374

21.27%

1,028,600

24.00%

728,680

9.39%


NAV Movement

Issuer NameInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Tech Mahindra Ltd.Wipro Ltd.Mindtree Ltd.Birlasoft Ltd.Tata Elxsi India Ltd.Kpit Technologies Ltd.Total

% to NAV26.8012.289.037.586.816.395.193.533.032.50

83.14


67.37%

10.67%

21.96%

PORTFOLIO



% of Assets

91.96

26.8012.289.037.586.816.395.193.533.032.501.871.801.671.561.27

1585000289000673000410363525000

1176000245000

1240000124000

166500018000082000

15000005850025400

57679.85

16810.517701.425666.324754.674269.834006.633252.622216.501902.281568.431174.141130.531050.00975.40798.47

Company name


402.104198.59128.52

62006.96718.27

62725.23

0.646.730.21

98.901.10

100.00

Equity & Equity Related TotalSoftwareInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Tech Mahindra Ltd.Wipro Ltd.Mindtree Ltd.Birlasoft Ltd.Tata Elxsi Ltd.Kpit Technologies Ltd.Just Dial Ltd.Mphasis Ltd.Firstsource Solutions Ltd.L&T Technology Services Ltd.Oracle Financials Services Soft Ltd.


No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28,2015

NAV

FUND SIZE

Rs. 627.25 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 603.96 (Rs. in Cr.)

TURN OVER


45.01%43.13%

EXPENSE RATIO**

DirectRegular

1.072.54



22.780.321.001.002.07

NA

23.010.280.970.931.87

-0.20





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Information Technology sector in India.

INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in Information Technology Sector in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Meeta Shetty (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)

BENCHMARK

S&P BSE IT TRI


::::

21.708021.708019.981119.9811





**Note: The rates specified are actual month end expenses charged as on Sep 30, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.

22

Tata Digital India Fund(An open ended equity scheme investing in Information Technology Sector)

91.96%

0.00% 20.00% 40.00% 60.00% 80.00% 100.00%

IT

100

128

156

184

212

240


Tata Digital India Fund - Reg - GrowthS&P BSE IT TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty India Consumption TRI

B: Nifty India Consumption TRI


AB: Nifty 50 TRI


120,000

128,151

12.90%

126,234

9.82%

130,967

17.46%

360,000

376,964

3.02%

379,549

3.47%

393,126

5.81%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

580,000

718,548

8.81%

680,066

6.53%

706,020

8.08%


NAV Movement

Issuer NameHindustan Unilever Ltd.Dabur India Ltd.Tata Consumer Products Ltd.Maruti Suzuki India Ltd.Titan Company Ltd.Jubilant Foodworks Ltd.Voltas Ltd.ITC Ltd.United Spirits Ltd.Nestle India Ltd.Total

% to NAV9.556.946.715.945.835.114.744.464.284.22

57.78


60.29%

26.87%

12.84%

PORTFOLIO



% of Assets

97.36

5.943.05

3.10

5.834.742.611.761.481.30

9.556.946.715.114.464.284.224.154.113.573.101.52

98000292000

5450

5750007730003230095500

13000068500

53000015600001565000270000

310000097500028300

928000213500118000814895727500

111922.35

6825.853506.77

3559.03

6703.065453.903003.672025.081705.601493.57

10977.897978.627713.105871.835122.754916.934856.734775.954721.554098.443561.091752.55

Company name


3280.151099.632848.13

115870.11-916.41

114953.70

2.850.952.46

100.77-0.77

100.00

Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Escorts Ltd.Auto AncillariesMRF Ltd.Consumer DurablesTitan Company Ltd.Voltas Ltd.Dixon Technologies (India) Ltd.Whirlpool Of India Ltd.Bata India Ltd.Amber Enterprises India Ltd.Consumer Non DurablesHindustan Unilever Ltd.Dabur India Ltd.Tata Consumer Products Ltd.Jubilant Foodworks Ltd.ITC Ltd.United Spirits Ltd.Nestle India Ltd.Kansai Nerolac Paints Ltd.Asian Paints (India) Ltd.Britannia Industries Ltd.Radico Khaitan Ltd.CCL Products India Ltd.


No. of Shares


% of Assets

1.141.11

1.03

3.70

20000037642

280000

644000

1309.801279.34

1181.60

4247.50

Varun Beverages Ltd.Vst Industries Ltd.Media & EntertainmentSun Tv Network Ltd.RetailingTrent Ltd.


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 1149.54 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1160.95 (Rs. in Cr.)

TURN OVER


54.37%52.20%

EXPENSE RATIO**

DirectRegular

0.872.26



17.860.021.001.000.12

NA

18.440.020.990.910.09

-0.04





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.


The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER




BENCHMARK

Nifty India Consumption TRI


::::

19.371219.371216.463517.8973




• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment


23

Tata India Consumer Fund(An open ended equity scheme investing in Consumption Oriented Sector)

84.25%

12.08%

1.03%

0.00% 18.00% 36.00% 54.00% 72.00% 90.00%

Consumer Goods

Automobile

Media & Entertainment

708090

100110120


Tata India Consumer Fund - Reg - GrowthNifty India Consumption TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Pharma TRI

B: Nifty Pharma TRI


AB: Nifty 50 TRI


120,000

154,395

57.41%

151,932

53.05%

130,967

17.46%

360,000

519,683

25.38%

459,241

16.48%

393,126

5.81%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

580,000

841,187

15.41%

698,728

7.65%

706,020

8.08%


NAV Movement

Issuer NameDr. Reddys Labaratories Ltd.Sun Pharmaceutical Industries Ltd.Cipla Ltd.Divi Laboratories Ltd.Ipca LabsNarayana Hrudayalaya Ltd.Lupin Laboratories Ltd.Laurus Labs Ltd.Syngene International Ltd.Procter & Gamble Health Ltd.Total

% to NAV13.859.088.748.218.206.055.215.054.003.78

72.17


55.55%

21.40%

23.05%

PORTFOLIO



% of Assets

95.52

6.053.141.881.39

13.859.088.748.218.205.215.054.003.783.653.232.242.181.911.23

6267205250029000

410000

10030069010041000092500

1254262030005600002650002600049000

44500088000

100000670002850

33809.96

2143.071112.71666.09492.41

4903.323214.143093.452906.402901.231845.781788.641417.621336.621290.811142.98792.35772.65675.83436.00

Company name

Other Equities^

Repo

Portfolio Total

Cash / Net Current Asset

Net Assets

877.86

1566.92

35376.88

19.78

35396.66

2.48

4.42

99.94

0.06

100.00

Equity & Equity Related TotalHealthcare ServicesNarayana Hrudayalaya Ltd.Apollo Hospitals Enterprise Ltd.Dr. Lal Path Labs Ltd.Healthcare Global Enterprises Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Sun Pharmaceutical Industries Ltd.Cipla Ltd.Divi Laboratories Ltd.Ipca Laboratories Ltd.Lupin Ltd.Laurus Labs Ltd.Syngene International Ltd.Procter & Gamble Health Ltd.Alkem Laboratories Ltd.Indoco Remedies Ltd.Natco Pharma Ltd.Aurobindo Pharma Ltd.J.B.Chemicals & Pharmaceuticals Ltd.Abbott India Ltd.

No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 353.97 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 349.37 (Rs. in Cr.)

TURN OVER


58.89%58.89%

EXPENSE RATIO**

DirectRegular

1.202.64



26.760.061.001.000.43

NA

19.900.190.690.861.580.79





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Pharma & Healthcare sectors in India.


The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the pharma & healthcare sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Meeta Shetty (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)

BENCHMARK

Nifty Pharma TRI


::::

14.523014.523013.398513.3985






24

Tata India Pharma & Healthcare Fund(An open ended equity scheme investing in Pharma and Healthcare Services Sector)

82.07%

13.45%

0.00% 18.00% 36.00% 54.00% 72.00% 90.00%

Pharma

Healthcare Services

60

82

104

126

148

170


Tata India Pharma And Healthcare Fund - Reg - GrowthNifty Pharma TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Commodities TRI

B: Nifty Commodities TRI


AB: Nifty 50 TRI


120,000

136,670

26.87%

131,847

18.90%

130,967

17.46%

360,000

414,095

9.31%

356,747

-0.59%

393,126

5.81%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

580,000

709,926

8.31%

617,137

2.53%

706,020

8.08%


NAV Movement

Issuer NameReliance Industries Ltd.Ultratech Cement Ltd.Chemcon Speciality Chemicals Ltd.Jindal Steel & Power Ltd.BpclTata Steel Ltd.H.p.c.l.ACC Ltd.Hindalco Industries Ltd.Ambuja Cements Ltd.Total

% to NAV8.188.136.995.335.174.363.983.943.623.45

53.15


53.73%

20.74%

25.53%

PORTFOLIO



% of Assets

95.75

8.133.943.452.30

6.992.762.682.671.45

5.334.361.861.84

2.602.59

2.562.452.35

2.19

67009000

50000400

6400014000450038004000

105000400004000013500

1350060000

500004000022000

100000

3608.87

306.46148.41129.8586.78

263.42103.92100.87100.8054.51

201.08164.2269.9269.49

98.0897.56

96.6092.3888.50

82.45

Company name

RepoPortfolio TotalCash / Net Current AssetNet Assets

135.443744.31

24.883769.19

3.6399.380.62

100.00

Equity & Equity Related TotalCementUltratech Cement Ltd.ACC Ltd.Ambuja Cements Ltd.Shree Cement Ltd.ChemicalsChemcon Speciality Chemicals Ltd.Deepak Nitrite Ltd.Navin Fluorine International Ltd.Fine Organic Industries Ltd.Basf India Ltd.Ferrous MetalsJindal Steel & Power Ltd.Tata Steel Ltd.Mishra Dhatu Nigam Ltd.Tata Metaliks Ltd.FertilisersCoromandel International Ltd.Chambal Fertiliser & Chemicals Ltd.GasGujarat State Petronet Ltd.Petronet Lng Ltd.Indraprastha Gas Ltd.Minerals/MiningNMDC Ltd.

No. of Shares


% of Assets

3.621.61

3.213.01

8.185.173.98

2.272.21

80000200000

550025000

150005500080000

50000160000

136.5260.70

120.85113.31

308.18194.95150.12

85.5083.44

Non - Ferrous MetalsHindalco Industries Ltd.National Aluminium Co. Ltd.PesticidesPi Industries Ltd.Upl Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 37.69 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 38.01 (Rs. in Cr.)

TURN OVER


91.61%91.61%

EXPENSE RATIO**

DirectRegular

1.102.52



23.74-0.081.001.00

-0.52NA

21.41-0.010.860.90

-0.040.41





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Resources & Energy sectors in India.


The investment objective of the scheme is to provide long term capital appreciation by investing atleast 80% of it’s net assets in equity/equity related instruments of the companies in the Resources& Energy sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Satish Chandra Mishra (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)

BENCHMARK

Nifty Commodities TRI


::::

18.002618.002615.183416.5510






25

Tata Resources & Energy Fund(An open ended equity scheme investing in Resources and Energy Sector)


24.69%

20.81%

17.82%

16.54%

11.40%

4.48%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%

Oil & Gas

Metals

Cement & Cement Products

Chemicals


Power

50

62

74

86

98

110


Tata Resources & Energy Fund - Reg - GrowthNifty Commodities TRI



Large Cap

Mid Cap

Small Cap


26


INVESTMENT STYLE


DATE OF ALLOTMENT

December 31, 2004

FUND MANAGER

NAV


::::

50.475526.449648.417722.9750

FUND SIZE

Rs. 410.32 (Rs. in Cr.)

TURN OVER


47.02%47.02%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

40181.59

947.40

2483.711572.851566.55

2068.32765.40633.20

3899.25731.36

1282.67

923.74

1810.13771.16

1610.04875.83

3000.681604.041376.001121.90941.18432.54

1992.87

97.93

2.31

6.053.833.82

5.041.871.54

9.501.78

3.13

2.25

4.411.88

3.922.13

7.313.913.352.732.291.05

4.86

1200000

543007250

95000

826170427000400000

419500225000

58000

225000

450000260000

12700098000

26700094400

25000010400025000

180000

97000



% of Assets




Returns

Total Value of B: S&P BSE India Infrastructure TRI

B: S&P BSE India Infrastructure TRI


AB: Nifty 50 TRI

(Inception date :31-Dec-2004) (First Installment date : 01-Feb-2005)

120,000

120,918

1.43%

116,951

-4.70%

130,967

17.46%

360,000

331,257

-5.33%

288,322

-13.91%

393,126

5.81%

600,000

581,940

-1.20%

491,482

-7.81%

737,016

8.16%

840,000

914,471

2.40%

728,274

-4.05%

1,136,876

8.51%

1,200,000

1,531,195

4.77%

1,225,080

0.41%

1,982,854

9.70%

1,890,000

3,099,236

5.98%

1,646,284

1.35%

4,609,148

10.50%

Primarily focuses on equity / equity related instruments of the companies in the Infrastructure sector in India.

Abhinav Sharma (Managing Since 20-Apr-20 and overall experience of 14 years) & Rupesh Patel (Managing Since 20-Apr-20 and overall experience of 20 years)

To provide income distribution and / or medium to long term capital gains by investing predominantly in equity / equity related instruments of the companies in the infrastructure sector. The scheme does not assure or guarantee any returns.


24.73-0.191.001.00

-1.33NA

22.91-0.090.870.89

-0.680.56

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020For calculation methodology please refer to Pg 64



NAV Movement

Issuer NameLarsen & Toubro Ltd.Astral Poly Technik Ltd.Ultratech Cement Ltd.Knr ConstructionBharti Airtel Ltd.Reliance Industries Ltd.Power Grid Corporation Of India Ltd.Indraprastha Gas Ltd.Siemens India Ltd.Aia Engineering Ltd.Total

% to NAV9.507.316.055.045.024.864.564.413.923.91

54.58

PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.Torrent Power Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationInterglobe Aviation Ltd.

10930002350000340000

475000

75000

1869.031225.531061.48

2060.31

982.13

4.562.992.59

5.02

2.39

Other Equities^RepoPortfolio TotalCash / Net Current AssetNet Assets

572.29466.61

40648.20383.92

41032.12

1.391.13

99.060.94

100.00


52.56%

29.85%

17.59%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

BENCHMARK

S&P BSE India Infrastructure TRI

MONTHLY AVERAGE AUM

Rs. 408.87 (Rs. in Cr.)


1.842.55



Tata Infrastructure Fund(An open ended equity scheme investing in Infrastructure sector.)

Equity & Equity Related TotalAutoAshok Leyland Ltd.CementUltratech Cement Ltd.Shree Cement Ltd.ACC Ltd.ConstructionKnr Constructions Ltd.Brigade Enterprises Ltd.Dlf Ltd.Construction ProjectLarsen & Toubro Ltd.Kec International Ltd.Consumer Non DurablesAsian Paints (India) Ltd.Ferrous MetalsTata Steel Ltd.GasIndraprastha Gas Ltd.Gujarat Gas Ltd.Industrial Capital GoodsSiemens Ltd.Abb India Ltd.Industrial ProductsAstral Poly Technik Ltd.Aia Engineering Ltd.Grindwell Norton Ltd.Timken India Ltd.Schaeffler Ltd.Ador Welding Ltd.Petroleum ProductsReliance Industries Ltd.


26.72%20.14%

13.70%11.15%

10.13%5.02%

3.24%3.13%

2.39%2.31%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%

Industrial ManufacturingConstruction

Cement & Cement ProductsOil & Gas

PowerTelecom

MetalsConsumer Goods

ServicesAutomobile

40

56

72

88

104

120


Tata Infrastructure Fund - Reg - GrowthS&P BSE India Infrastructure TRI



Large Cap

Mid Cap

Small Cap


27


INVESTMENT STYLE


DATE OF ALLOTMENT

January 22, 2020

FUND MANAGER

NAV


::::

8.10238.10237.97867.9786

FUND SIZE

Rs. 92.10 (Rs. in Cr.)

TURN OVER


503.75%380.05%



Rs.1000/-& in multiples of Re.1/-thereafter.

LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name Market ValueRs. Lakhs

% ofAssets

9136.52

296.63

313.46

317.23286.97286.55269.67

291.14

311.31284.78263.87

290.37282.63

325.71299.58

341.49317.59311.93278.34

346.43334.79234.16

% toNAV

10275

480

4091499143

56798946043

1342

674341343039956

1914513645

46969110201

40293914403213506593843

2732637461

823

99.20

3.22

3.40

3.443.123.112.93

3.16

3.383.092.86

3.153.07

3.543.25

3.713.453.393.02

3.763.632.54




Returns


B: S&P BSE 200 TRI




NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

90,000

91,141

3.11%

101,702

33.97%

101,774

34.19%

Primarily focuses on investing in equity and equity related instruments following quant based investing theme.

Sailesh Jain (Managing Since 28-Jan-20 and overall experience of 17 years)

The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.


35.530.011.001.000.13

NA

36.92-0.210.940.91

-2.39-2.35




NAV Movement

Issuer NamePower Grid Corporation Of India Ltd.Castrol India Ltd.Torrent Power Ltd.Siemens India Ltd.Gail (india) Ltd.Abb India Ltd.Shriram Trans. Fin. Co. Ltd.Nhpc Ltd.Adani Gas Ltd.Au Small Finance BankTotal

% to NAV4.014.013.873.763.713.633.543.513.453.44

36.93


1.71100.91

-0.91100.00

158.179294.69

-84.239210.46

40.48%

59.52%

0.00%


BENCHMARK

S&P BSE 200 TRI

MONTHLY AVERAGE AUM

Rs. 93.27 (Rs. in Cr.)


0.892.56



Tata Quant Fund(An Open Ended Equity Scheme following quant based investing theme)

Equity & Equity Related TotalAutoBajaj Auto Ltd.Auto AncillariesMRF Ltd.BanksAu Small Finance Bank Ltd.Bandhan Bank Ltd.Federal Bank Ltd.Indusind Bank Ltd.CementShree Cement Ltd.Consumer DurablesRajesh Exports Ltd.Whirlpool Of India Ltd.Relaxo Footwears Ltd.Consumer Non DurablesColgate-Palmolive India Ltd.Hindustan Unilever Ltd.FinanceShriram Transport Finance Co Ltd.Nippon Life India Asset Management Ltd.GasGail ( India ) Ltd.Adani Gas Ltd.Petronet Lng Ltd.Gujarat Gas Ltd.Industrial Capital GoodsSiemens Ltd.Abb India Ltd.Honeywell Automation India Ltd.

Company name Market ValueRs. Lakhs

% ofAssets

304.36288.74240.45

301.54

369.57

369.60356.10323.18

298.35

% toNAV

68912569214151

350831

324187

216139114063

1628107

13320

3.303.132.61

3.27

4.01

4.013.873.51

3.24

Industrial ProductsSrf Ltd.Astral Poly Technik Ltd.Aia Engineering Ltd.OilOil India Ltd.Petroleum ProductsCastrol India Ltd.PowerPower Grid Corporation Of India Ltd.Torrent Power Ltd.Nhpc Ltd.RetailingAvenue Supermarts Ltd.


Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend (payout): Rs 5,000/- and in multiple of Re.1/- thereafter

20.85%

19.39%

18.99%

18.80%

11.39%

6.62%

3.16%

0.00% 6.00% 12.00% 18.00% 24.00%

Oil & Gas

Financial Services

Industrial Manufacturing

Consumer Goods

Power

Automobile

Cement & Cement Products

60708090

100110

Jan-20 Apr-20 Jul-20 Oct-20

Tata Quant Fund - Reg - Growth S&P BSE 200 TRI



% to NAV

Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.27% (08/04/2026)GOI - 6.19% (16/09/2034)GOI - 7.16% (20/09/2050)GOI - 6.18% (04/11/2024)GOI - 7.95% (28-8-2032)GOI - 7.57% (17/06/2033)GOI - 6.45% (07/10/2029)

17576.907003.753196.643020.791066.06

907.91569.76554.58448.66

SOVSOVSOVSOVSOVSOVSOVSOV

5.542.211.010.950.340.290.180.170.14

Market Capitalisation wise Exposure (Equity component only)

Large Cap

Mid Cap

Small Cap



28


INVESTMENT STYLE


DATE OF ALLOTMENT

October 8, 1995

FUND MANAGER

PORTFOLIO

240222.69

4752.003621.88

3674.61

28405.2023226.2214004.50

7891.74

4345.35

5825.18

4554.55

8058.277849.387145.99

9233.04

7761.74

3772.09

3244.39

29790.25

4502.00

15722.6212727.20

3992.37

9542.5016579.62

75.78

1.501.14

1.16

8.967.334.422.49

1.37

1.84

1.44

2.542.482.25

2.91

2.45

1.19

1.02

9.40

1.42

4.964.011.26

3.015.23


% to NAV

TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets

3098.96114.68

315312.971700.81

317013.78

0.970.04

99.460.54

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :08-Oct-1995) (First Installment date : 01-Feb-1996)

120,000125,956

9.38%130,91917.38%

131,28517.98%

360,000370,556

1.89%402,886

7.45%401,115

7.16%

600,000650,966

3.22%747,307

8.72%760,695

9.43%

840,0001,020,213

5.47%1,171,278

9.34%1,170,597

9.33%

1,200,0001,891,342

8.81%2,048,781

10.32%2,049,191

10.32%

2,970,00027,591,145

15.22%7,865,826

12.22%20,396,778

13.33%

Invests 65% to 80% investment in Equity & equity related instruments & 20% to 35% in debt & money market instruments. For taxation purpose, it is treated as an equity scheme. (Monthly Income is not assured and is subject to availability of distributable surplus.)

The investment objective of the Scheme is to provide income distribution and or capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 20 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)

ASSISTANT FUND MANAGERSatish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 14 years)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.Auto AncillariesBosch Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaKotak Mahindra Bank Ltd.CementUltratech Cement Ltd.ChemicalsBasf India Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesVarun Beverages Ltd.ITC Ltd.Hindustan Unilever Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat State Petronet Ltd.Industrial ProductsFinolex Industries Ltd.PesticidesPi Industries Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsNatco Pharma Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.Oracle Financials Services Soft Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Tata Consultancy Services Ltd.State Bank Of IndiaInfosys Ltd.Bharti Airtel Ltd.HDFC Ltd.Varun Beverages Ltd.Kotak Mahindra BankTotal

% to NAV9.408.967.334.964.424.013.012.912.542.49

50.03

GOI - 5.09% (13/04/2022)GOI - 8.30% (02/07/2040)GOI - 8.13% (22/06/2045)GOI - 7.68% (15/12/2023)SDL Tamilnadu 8.14% (27/05/2025)GOI - 7.26% (14/01/2029)SDL Maharashtra 7.33% (13/09/2027)GOI - 6.57% (05/12/2033)GOI - 7.17% (08/01/2028)Non-Convertible Debentures/Bonds/Zcb09.65 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group)07.55 % Rec Ltd.09.05 % Punjab National Bank (Basel III Tier II Bonds)07.41 % Nabha Power Ltd. (A Larsen & Toubro Group Company)07.25% Punjab National Bank (Basel III Tier II Bonds)09.75% Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.44% Bank Of Baroda (Basel III Tier II Bonds)07.13% Nhpc Ltd.07.70% Tata Steel Ltd.07.42% Power Finance Corporation07.95% Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)09.05% Punjab National Bank (Basel III Tier II Bonds)08.25% Bharti Telecom Ltd.07.90% India Infradebt Ltd.07.25% Nuvoco Vistas Corporation Ltd.07.70% Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.00% H.P.C.L.08.70% Reliance Industries Ltd.05.50% Indian Oil Corp Ltd.08.75% LIC Housing Finance Ltd.Aditya Birla Finance Ltd. - Zcb08.23 % Housing & Urban Development Corporation Ltd.08.81 % Hdb Financial Services Ltd.09.45 % State Bank Of India (Basel II Tier II Bonds)08.45 % Rec Ltd.Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.Money Market InstrumentsHero Fincorp Ltd. - CPTreasury Bill 364 Days (07/10/2021)Margin DepositsCASH AS MARGIN

314.17204.70105.24

82.1553.5431.5913.79

2.061.51

41367.576866.17

4713.842623.033112.65

2842.782836.75

2629.652616.932225.101701.331608.89

1530.001523.19

616.27601.16528.38

521.17516.33499.98402.83323.23316.05113.42

77.3021.14

7538.097538.094894.082471.922422.16500.00500.00

SOVSOVSOVSOVSOVSOVSOVSOVSOV

IND AA

CRISIL- AAACRISIL- AA+

ICRA- AAA(CE)

IND- AAACRISIL- AAA

CRISIL- AAAICRA- AAACARE- AA

CRISIL- AAACRISIL- AAA

CARE- AACRISIL- AA+CRISIL- AAA

CRISIL- AACRISIL- AAA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAAICRA- AAA

CRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAA(CE)

CRISIL- A1+SOVRN SOV

80000052000

31650

240000059160007400000

510000

95000

427442

490000

12304584750000

345000

480000

4017464

722000

147660

1450000

500000

5900001200000

127000

2200000

0.100.060.030.030.020.010.000.000.00

13.052.17

1.490.830.98

0.900.89

0.830.830.700.540.51

0.480.480.190.190.17

0.160.160.160.130.100.100.040.020.012.382.381.540.780.760.160.16



For scheme performance refer pages 49-61.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

78.11%

14.73%

7.16%


Rs. Lakhs% of

Assets

Tata Hybrid Equity Fund (An open ended hybrid scheme investing predominantly in equity & equity related instruments.)


NAV

Direct - GrowthDirect - DividendDirect - Monthly DividendReg - GrowthReg - DividendReg - Monthly Dividend

: 226.651069.310059.0952

211.198863.101553.8067

: : :

:

FUND SIZE

Rs. 3170.14 (Rs. in Cr.)

TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)

118.67%10.39%




Rs. 1,000/- and multiples of Re. 1/- thereafter. LOAD STRUCTURE



16.010.141.001.000.64

NA

15.68-0.030.960.97

-0.12-0.73



BENCHMARKCrisil Hybrid 25+75 - Aggressive Index

MONTHLY AVERAGE AUM

Rs. 3242.12 (Rs. in Cr.)


0.961.98


Portfolio Macaulay DurationModified DurationAverage Maturity

: 3.06 Years2.94 Years4.66 Years

5.96%

::

:* Computed on the invested amount for debt portfolio.

Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets

26.11%11.85%

10.23%7.27%

5.27%3.01%

2.47%2.38%

1.81%1.49%1.44%1.42%

1.02%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%


ITConsumer Goods

AutomobileTelecom

ChemicalsIndustrial Manufacturing

Cement & Cement ProductsServices

ConstructionPharma


708294

106118130


Tata Hybrid Equity Fund - Reg - GrowthCrisil Hybrid 25+75 - Aggressive Index



* Computed on the invested amount for debt portfolio.



29


INVESTMENT STYLE


DATE OF ALLOTMENT

April 27, 2000

FUND MANAGER

NAV

Monthly DividendGrowthPeriodic DividendDirect - GrowthDirect - Monthly DividendDirect - Periodic Dividend

13.451734.809916.706237.632615.356818.4200

FUND SIZE

Rs. 92.32 (Rs. in Cr.)




LOAD STRUCTURE


Exit Load :

PORTFOLIO% toNAVCompany name

Predominantly investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

The investment objective of the scheme is to provide long term capital appreciation and income distribution to the investors by predominantly investing in equity and equity related instruments, equity arbitrage opportunities and investments in debt and money market instruments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Sailesh Jain (Managing Since 9-Nov-18 and overall experience of 17 years) (for equity portfolio) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (for Debt Portfolio)

::::::


7.540.191.001.000.42

NA

7.160.020.880.930.06

-0.32


Growth Option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend Option : Rs 5,000/- and in multiple of Re.1/- thereafter

For calculation methodology please refer Pg 64

1) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 0.25%3) Redemption/Switch-out/SWP/STP after expiry of 90 days from the date of allotment - NIL(w.e.f. 03 June, 2019)



:::

:

0.47 Years0.45 Years0.52 Years

69.0834.37

1.110.60

4.123.071.070.84

1.190.45

0.70

0.920.84

1.460.85

0.35

2.290.340.21

0.70

2.930.27

0.780.28

0.540.490.28

2.942.53

1.88

0.35

Equity & Equity Related TotalUnhedge PositionsAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaKotak Mahindra Bank Ltd.CementUltratech Cement Ltd.ACC Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesTitan Company Ltd.Voltas Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Ferrous MetalsJindal Steel & Power Ltd.FinanceHousing Development Finance Corporation Ltd.ICICI Prudential Life Insurance Company Ltd.Cholamandalam Investment & Finance Co Ltd.PesticidesUpl Ltd.Petroleum ProductsReliance Industries Ltd.Reliance Industries Ltd. (Partly Paidup) (Rights 02062020)PharmaceuticalsDivi Laboratories Ltd.Sun Pharmaceutical Industries Ltd.PowerTorrent Power Ltd.NTPC Ltd.Power Grid Corporation Of India Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationAdani Ports And Special Economic Zone Ltd.

-34.75

-5.04

-4.66

-4.36

34.725.04

4.66

4.35

Hedge PositionsDivi Laboratories Ltd.Divi Laboratories Ltd.- FutureHindustan Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.- FutureBharti Airtel Ltd.Bharti Airtel Ltd.- Future

Company name % toNAV

% to NAVDerivative

Tata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureAxis Bank Ltd.Axis Bank Ltd.- FutureReliance Industries Ltd.Reliance Industries Ltd.- FutureICICI Bank Ltd.ICICI Bank Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureHindalco Industries Ltd.Hindalco Industries Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- FutureITC Ltd.ITC Ltd.- FutureTech Mahindra Ltd.Tech Mahindra Ltd.- FutureDr Reddys Laboratories Ltd.Dr Reddys Laboratories Ltd.- FutureBajaj Auto Ltd.Bajaj Auto Ltd.- FutureHero Motocorp Ltd.Hero Motocorp Ltd.- FutureMahindra & Mahindra Ltd.Mahindra & Mahindra Ltd.- Future

-4.24

-3.40

-2.93

-2.70

-2.19

-1.99

-1.28

-0.86

-0.42

-0.27

-0.23

-0.09

-0.09

4.24

3.39

2.92

2.69

2.19

1.99

1.28

0.86

0.42

0.26

0.23

0.09

0.09

Name of the Instrument Ratings % toNAV

Debt InstrumentsNon-Convertible Debentures/Bonds/Zcb09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)06.40 % NabardEdelweiss Rural & Corporate Services Ltd. - ZcbJm Financial Asset Reconstruction Company Ltd. - ZcbEdelweiss Retail Finance Ltd. - Zcb08.32 % Reliance Industries Ltd.Margin DepositsRbl Bank Ltd.HDFC Bank Ltd.Federal Bank Ltd.

11.046.15

2.251.250.660.620.11

12.998.673.241.08

CRISIL- AAA

CRISIL- AAACRISIL AA

CRISIL- AA-CRISIL AA

CRISIL- AAA

Total stock in Portfolio 37:

BENCHMARK

NIFTY Equity Savings Index (w.e.f. Jun 3, 2019)

MONTHLY AVERAGE AUM

Rs. 92.91 (Rs. in Cr.)

TURN OVER

Portfolio Turnover (Total) Portfolio Turnover (Equity component only)

824.38%239.21%


1.182.29


Tata Equity Savings Fund (An open-ended scheme investing in equity, arbitrage and debt)


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: NIFTY Equity Savings IndexB: NIFTY Equity Savings IndexTotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :27-Apr-2000) (First Installment date : 01-May-2000)

120,000125,617

8.84%126,98011.01%

130,96717.46%

360,000386,834

4.73%402,111

7.32%393,126

5.81%

600,000676,958

4.77%730,016

7.78%737,016

8.16%

840,0001,004,663

5.04%1,113,309

7.92%1,136,485

8.50%

1,200,0001,599,434

5.61%1,862,019

8.51%1,981,790

9.69%

2,460,0004,831,526

6.14%3,807,437

8.56%11,466,742

13.25%

For scheme performance refer pages 49-64.*B: Benchmark; AB: Additional BenchmarkSource: MFI Explorer


6.45%


6.0199.130.87

100.00Company name % toNAV

% to NAVDerivative


Large Cap

Mid Cap

Small Cap



NAV Movement

Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Reliance Industries Ltd.Tata Consultancy Services Ltd.Housing Development Finance Corporation Ltd.Bharti Airtel Ltd.Hindustan Unilever Ltd.Ultratech Cement Ltd.Mahindra & Mahindra Ltd.Total

% to NAV4.123.072.942.932.532.291.881.461.191.11

23.50

93.05%

6.95%

0.00%

20.20%10.78%

10.13%6.36%6.22%

4.93%3.41%

2.34%1.64%

1.31%0.70%0.70%

0.35%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00% 24.00%


ITPharma

TelecomConsumer Goods

AutomobileMetals

Cement & Cement ProductsPower

Fertilisers & PesticidesConstruction

Services

9098

106114122130


Tata Equity Savings Fund - Reg - Mthly DividendNIFTY Equity Savings Index


% toNAV

Company name

66.9947.56

1.01

3.062.591.77

1.20

1.05

1.06

1.55

1.01

1.16

3.741.19

1.071.02

3.321.831.02

2.8416.06

Equity & Equity Related TotalUnhedge PositionsAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaCementUltratech Cement Ltd.Consumer DurablesAmber Enterprises India Ltd.Consumer Non DurablesTata Consumer Products Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat State Petronet Ltd.PesticidesPi Industries Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PowerTata Power Company Ltd.Power Grid Corporation Of India Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^


% to NAVDerivative

United Spirits Ltd.United Spirits Ltd.- FutureUpl Ltd.Upl Ltd.- FutureBharat Forge Ltd.Bharat Forge Ltd.- FutureNMDC Ltd.NMDC Ltd.- Future

-0.22

-0.18

-0.11

-0.07

0.22

0.18

0.11

0.07

-19.45

-1.99

-1.55

-1.43

-1.22

-1.03

-0.86

-0.85

-0.83

-0.81

-0.81

-0.79

-0.73

-0.68

-0.67

-0.60

-0.46

-0.44

-0.42

-0.38

-0.35

-0.32

-0.31

-0.28

-0.27

-0.26

-0.26

-0.26

19.431.99

1.55

1.43

1.21

1.03

0.86

0.85

0.83

0.82

0.81

0.79

0.73

0.68

0.67

0.60

0.46

0.44

0.42

0.38

0.35

0.32

0.31

0.28

0.27

0.26

0.26

0.26

Hedge PositionsICICI Bank Ltd.ICICI Bank Ltd.- FutureHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd.- FutureTata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureReliance Industries Ltd.Reliance Industries Ltd.- FutureBharti Airtel Ltd.Bharti Airtel Ltd.- FutureTata Motors Ltd.Tata Motors Ltd.- FutureHindustan Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.- FutureState Bank Of IndiaState Bank Of India.- FutureLarsen & Toubro Ltd.Larsen & Toubro Ltd.- FutureDivi Laboratories Ltd.Divi Laboratories Ltd.- FutureAdani Ports And Special Economic Zone Ltd.Adani Ports And Special Economic Zone Ltd.- FutureInfosys Ltd.Infosys Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureTata Consumer Products Ltd.Tata Consumer Products Ltd.- FutureNTPC Ltd.NTPC Ltd.- FutureGrasim Industries Ltd.Grasim Industries Ltd.- FutureSun Pharmaceutical Industries Ltd.Sun Pharmaceutical Industries Ltd.- FutureTech Mahindra Ltd.Tech Mahindra Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- FutureUltratech Cement Ltd.Ultratech Cement Ltd.- FutureMahindra & Mahindra Ltd.Mahindra & Mahindra Ltd.- FutureHindustan Unilever Ltd.Hindustan Unilever Ltd.- FutureITC Ltd.ITC Ltd.- FutureBajaj Auto Ltd.Bajaj Auto Ltd.- FutureLupin Ltd.Lupin Ltd.- FutureBharat Petroleum Corporation Ltd.Bharat Petroleum Corporation Ltd.- FutureBerger Paints India Ltd.Berger Paints India Ltd.- Future


% to NAVDerivative


30


INVESTMENT STYLE


DATE OF ALLOTMENTJanuary 28,2019

FUND MANAGER

PORTFOLIO

Dynamically investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rahul Singh (Managing Since 09-Jan-19 and overall experience of 25 years), Sailesh Jain (Managing Since 09-Jan-19 and overall experience of 17 years), Akhil Mittal (Managing Since 09-Jan-19 and overall experience of 19 years)

Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)


NAVDirect - DividendDirect - GrowthRegular - DividendRegular - Growth

11.769511.769511.403211.4032

::::

FUND SIZERs. 1172.11 (Rs. in Cr.)

TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)

557.02%143.82%



ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.

LOAD STRUCTURE


Exit Load :


13.910.151.001.000.61

NA

13.350.100.810.960.49


1) Redemption/Switch-out/SWP/STP on orbefore expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL. 2) Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%.3) Redemption / Switch-out/SWP/STP after expiry of 365 days from the date of allotment - NIL. (w.e.f. 03 June, 2019)

BENCHMARKCRISIL Hybrid 35+65 - Aggressive Index

MONTHLY AVERAGE AUMRs. 1152.04 (Rs. in Cr.)


0.812.24



Total stock in Portfolio


3.30%

60

::



Debt InstrumentsGovernment SecuritiesGOI - 7.68% (15/12/2023)GOI - 5.22% (15/06/2025)GOI - 8.13% (21/09/2022)GOI - 6.97% (06/09/2026)SDL Maharashtra 8.46% (03/03/2021)SDL Odisha 8.48% (24/02/2021)SDL Gujarat 8.51% (17/02/2021)Non-Convertible Debentures/Bonds/Zcb06.44 % Indian Oil Corp Ltd.05.47 % Power Finance Corporation06.65 % Motherson Sumi Systems Ltd.07.20 % HDFC Ltd.07.13 % Nhpc Ltd.06.50 % NabardSundaram Fin Ltd. - Zcb06.67 % HDFC Life Insurance Co. Ltd.06.59 % Indian Railways Finance Corporation Ltd.10.21 % Bajaj Finance Ltd. (Tier II Bonds - Subordinated Debt)07.55 % Rec Ltd.07.65 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.00 % HDFC Ltd.06.22 % HDFC Ltd.08.39 % Nabard08.20 % HDFC Ltd.07.65 % Indian Railways Finance Corporation Ltd.07.47 % Power Finance Corporation07.35 % Power Finance Corporation06.90 % Rec Ltd.08.75 % HDFC Ltd.09.84 % Iot Utkal Energy Services Ltd. (Indan Oil Ltd. Is Both The Off-Taker And Major Shareholder Of Sponsor IOT)07.18 % Rec Ltd.09.75 % Rec Ltd.07.73 % Power Finance CorporationMoney Market InstrumentsHDFC Securities Ltd. - CPMargin DepositsHDFC Bank Ltd.Rbl Bank Ltd.Bank Of BarodaFederal Bank Ltd.Variable MarginMutual Fund UnitsTata Medium Term Fund


4.691.391.280.920.460.430.170.04

15.932.662.151.891.790.890.890.880.850.530.46

0.450.45

0.440.440.260.260.110.100.090.090.090.07

0.040.040.022.122.127.283.740.640.171.111.620.570.57

SOVSOVSOVSOVSOVSOVSOV


IND AAACRISIL- AAA

ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA


CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA


CRISIL- A1+


2.220.10

99.900.10

100.00

^Exposure less than 1% has been clubbed under Other Equities

The Scheme has unhedged Future exposure to Nifty 50. Please refer to Monthly Portfolio as on 31st October 2020 on our website:www.tatamutualfund.com

www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully 31

Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)





Returns

Total Value of B: CRISIL Hybrid 35+65 - Aggressive Index

B: CRISIL Hybrid 35+65 - Aggressive Index




120,000

129,198

14.59%

130,655

16.95%

131,285

17.98%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

210,000

229,020

9.83%

230,810

10.74%

226,921

8.75%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly

investment of equal amounts invested on the 1st day of every month has been considered.

For scheme performance refer pages 49-64.

*B: Benchmark

Source: MFI Explorer



V


NAV Movement

Large Cap

Mid Cap

Small Cap

Issuer Name


Infosys Ltd.

ICICI Bank Ltd.

Bharti Airtel Ltd.

HDFC Bank Ltd.


State Bank Of India



Bharat Petroleum Corporation Ltd.

Total

% to NAV

3.74

3.32

3.06

2.84

2.59

1.83

1.77

1.55

1.20

1.19

23.09

72.13%

19.02%

8.85%

15.50%9.93%

8.27%6.97%

5.58%3.87%

3.29%3.24%

2.71%2.55%2.42%

0.92%0.79%

0.53%0.43%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%



PharmaTelecom

PowerAutomobile

Cement & Cement ProductsConstruction

Fertilisers & PesticidesIndustrial Manufacturing

ServicesMetals

Healthcare Services

80

88

96

104

112

120


Tata Balanced Advantage Fund - Reg - Growth CRISIL Hybrid 35+65 - Aggressive Index

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer

Hedge PositionsBharti Airtel Ltd.Housing Development Finance Corporation Ltd.Reliance Industries Ltd.Sun Pharmaceutical Industries Ltd.State Bank Of IndiaICICI Bank Ltd.Maruti Suzuki India Ltd.Axis Bank Ltd.Tata Consultancy Services Ltd.Tata Consumer Products Ltd.ITC Ltd.Adani Ports And Special Economic Zone Ltd.Lupin Ltd.Tata Steel Ltd.Bajaj Auto Ltd.Tata Motors Ltd.HDFC Bank Ltd.Tech Mahindra Ltd.Aurobindo Pharma Ltd.Ultratech Cement Ltd.NTPC Ltd.Dabur India Ltd.Nestle India Ltd.Divi Laboratories Ltd.United Spirits Ltd.Hindalco Industries Ltd.Hindustan Petroleum Corporation Ltd.Britannia Industries Ltd.HDFC Life Insurance Co. Ltd.Pidilite Industries Ltd.Bajaj Finserv Ltd.Marico Ltd.Sbi Life Insurance Company Ltd.Jsw Steel Ltd.Dr Reddys Laboratories Ltd.Cipla Ltd.Godrej Consumer Products Ltd.Dlf Ltd.Infosys Ltd.Tata Power Company Ltd.Coal India Ltd.Upl Ltd.Bharat Petroleum Corporation Ltd.Shree Cement Ltd.Larsen & Toubro Ltd.Colgate-Palmolive India Ltd.Biocon Ltd.Escorts Ltd.NMDC Ltd.MRF Ltd.United Breweries Ltd.Torrent Pharmaceuticals Ltd.Srf Ltd.Titan Company Ltd.Hindustan Unilever Ltd.Mahindra & Mahindra Ltd.HCL Technologies Ltd.Mahanagar Gas Ltd.Steel Authority India Ltd.Info Edge (India) Ltd.Muthoot Finance Ltd.Power Finance Corporation Ltd.Federal Bank Ltd.Berger Paints India Ltd.L&T Finance Holdings Ltd.Hero Motocorp Ltd.Ambuja Cements Ltd.Zee Entertainment Enterprises Ltd.Page Industries Ltd.Power Grid Corporation Of India Ltd.Jubilant Foodworks Ltd.


-65.70-2.41-2.18-2.00-1.94-1.91-1.85-1.85-1.73-1.68-1.67-1.51-1.36-1.32-1.28-1.25-1.25-1.20-1.18-1.17-1.16-1.10-1.08-1.04-1.04-1.03-1.01-0.99-0.97-0.96-0.93-0.93-0.82-0.81-0.78-0.78-0.78-0.77-0.76-0.76-0.72-0.72-0.71-0.70-0.65-0.63-0.62-0.61-0.57-0.56-0.55-0.53-0.49-0.49-0.44-0.44-0.44-0.43-0.40-0.38-0.36-0.35-0.35-0.35-0.33-0.32-0.30-0.21-0.19-0.19-0.19-0.18

65.612.412.172.001.941.901.851.851.731.681.671.511.361.321.281.251.251.191.181.161.161.091.081.041.041.021.010.990.970.950.930.930.830.810.780.780.770.770.760.760.720.720.700.700.650.640.620.600.570.560.550.530.490.490.440.440.440.430.400.380.360.350.350.350.330.320.300.210.190.190.190.18

-0.17-0.16-0.15-0.15-0.14-0.14-0.13-0.10-0.09-0.08-0.08-0.07-0.06-0.05-0.05-0.05-0.05-0.04-0.04-0.03-0.03-0.03-0.03-0.03-0.02-0.02-0.02-0.02-0.02-0.02-0.01-0.01-0.010.00

0.160.160.150.150.140.140.130.100.090.080.080.070.060.050.050.050.050.040.040.030.030.030.030.030.020.020.020.020.020.020.010.010.010.00

Apollo Tyres Ltd.Bharat Electronics Ltd.Exide Industries Ltd.Interglobe Aviation Ltd.Mahindra And Mahindra Financial Services Ltd.National Aluminium Co. Ltd.ICICI Prudential Life Insurance Company Ltd.Sun Tv Network Ltd.Bharat Forge Ltd.Torrent Power Ltd.Vodafone Idea Ltd.Havells India Ltd.Ashok Leyland Ltd.Tvs Motor Company Ltd.Tata Chemicals Ltd.Vedanta Ltd.ACC Ltd.Glenmark Pharmaceuticals Ltd.LIC Housing Finance Ltd.Shriram Transport Finance Co Ltd.Gmr Infrastucture Ltd.The Ramco Cements Ltd.Container Corporation Of India Ltd.Cadila Healthcare Ltd.Indraprastha Gas Ltd.Manappuram Finance Ltd.Indian Oil Corporation Ltd.Asian Paints (India) Ltd.Amara Raja Batteries Ltd.Cummins India Ltd.Eicher Motors Ltd.Bosch Ltd.Motherson Sumi Systems Ltd.ICICI Lombard General Insurance Co. Ltd.


% to NAVDerivative


% to NAVDerivative

TrepsRepoPortfolio TotalCash / Net Current LiabilitiesNet Assets

4.530.21

100.07-0.07

100.00


Debt InstrumentsGovernment SecuritiesGOI - 6.84% (19/12/2022)GOI - 5.09% (13/04/2022)Non-Convertible Debentures/Bonds04.95 % HDFC Ltd.07.00 % HDFC Ltd.07.61 % Housing & Urban Development Corporation Ltd.08.60 % LIC Housing Finance Ltd.07.39 % LIC Housing Finance Ltd.08.20 % HDFC Ltd.06.99 % Rec Ltd.07.62 % Housing & Urban Development Corporation Ltd.07.40 % Power Finance Corporation06.32 % Rec Ltd.08.75 % LIC Housing Finance Ltd.08.45 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)08.50 % Rec Ltd.07.90 % India Infradebt Ltd.07.24 % LIC Housing Finance Ltd.Margin DepositsCorporation BankAxis BankHDFC Bank Ltd.Punjab National BankRbl Bank Ltd.Bank Of BarodaAu Small Finance Bank Ltd.Federal Bank Ltd.Union Bank Of IndiaVariable Margin

1.321.110.217.621.060.870.660.660.660.650.630.440.430.430.250.230.220.220.22

20.770.980.135.811.150.670.012.236.861.801.14

SOVSOV


ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA


Large Cap

Mid Cap

Small Cap


Portfolio Macauley DurationModified DurationAverage Maturity


5.15%

::




32


INVESTMENT STYLE


DATE OF ALLOTMENTDecember 18,2018

FUND MANAGER

PORTFOLIO


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Nifty 50 Arbitrage IndexB: Nifty 50 Arbitrage IndexTotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :18-Dec-2018) (First Installment date : 01-Jan-2019)

120,000123,070

4.80%121,368

2.13%130,96717.46%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

220,000231,421

5.40%227,260

3.44%235,907

7.50%

The scheme invests in equity and equity related instruments that tries to take advantage of the difference in prices of a security in the cash segment and derivatives segment by turning market volatility to its advantage.

The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.

Sailesh Jain (Managing Since 10-Dec-18 and overall experience of 17 years)


NAV Movement

Issuer NameBharti Airtel Ltd.Housing Development Finance Corporation Ltd.Reliance Industries Ltd.Sun Pharmaceutical Industries Ltd.State Bank Of IndiaICICI Bank Ltd.Maruti Suzuki India Ltd.Axis Bank Ltd.Tata Consultancy Services Ltd.Tata Consumer Products Ltd.Total

% to NAV2.412.172.001.941.901.851.851.731.681.67

19.18

91.35%

8.44%

0.21%

Tata Arbitrage Fund(An open ended scheme investing in arbitrage opportunities.)


NAVDirect - GrowthDirect - Monthly DividendRegular - GrowthRegular - Monthly Dividend

11.280710.816011.123510.6406

::::


TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)

1797.08%536.62%



ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.

LOAD STRUCTURE


Exit Load :


0.910.371.001.000.10

NA

0.940.720.590.450.330.14



0.25 % of the applicable NAV, if redeemed/switched out/withdrawn on or before expiry of 30 Days from the date of allotment.

BENCHMARKNifty 50 Arbitrage Index



0.381.13


Total stock in Portfolio 105

13.27%11.51%

8.18%6.66%

4.90%4.41%

4.13%2.48%

2.09%2.08%

1.54%1.43%

0.98%0.75%0.70%

0.29%0.19%

0.00% 4.00% 8.00% 12.00% 16.00%

Financial ServicesConsumer Goods

PharmaAutomobile

MetalsIT

Oil & GasTelecom

Cement & Cement ProductsPower

ServicesConstruction

ChemicalsIndustrial Manufacturing

Fertilisers & PesticidesMedia & Entertainment

Textiles

100104108112116120

Dec-18 Aug-19 Mar-20 Oct-20

Tata Arbitrage Fund - Reg - GrowthNifty 50 Arbitrage Index

Portfolio Macauley DurationModified DurationAverage Maturity


4.74%

::



Total stock in Portfolio 64


Large Cap

Mid Cap

Small Cap



Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite IndexB: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :04-Mar-20) (First Installment date : 01-Apr-2020)

NANANANA

NA

NANA

NANANANA

NA

NANA

NANANANA

NA

NANA

NANANANA

NA

NANA

NANANANA

NA

NANA

70,00077,00933.26%78,728

42.27%

81,22055.95%

V


NAV Movement

Issuer NameReliance Industries Ltd.Infosys Ltd.ICICI Bank Ltd.HDFC Bank Ltd.Bharti Airtel Ltd.HDFC Ltd.HCL Technologies Ltd.Ultratech Cement Ltd.Power Grid Corporation Of India Ltd.Dr. Reddys Labaratories Ltd.Total

% to NAV5.814.414.323.803.262.372.212.141.601.48

31.40


69.58%

20.05%

10.37%


% ofAssets

No. ofShares


Company name Company name

97000

474000138300268000

2020026600

25933

59000

210000

26200101000

245000

271000

5310035000

2590010300

121900138000

13050

4035001050000

17900011300044600

323800

13660

28910.28

576.18

1860.921636.85507.19

923.96438.63

581.30

548.41

628.53

519.64497.78

469.18

440.65

1021.41432.60

569.07561.19

2504.44489.14

637.97

689.99547.58

1898.47951.40516.76

1404.48

504.916551.65

67.08

1.34

4.323.801.18

2.141.02

1.35

1.27

1.46

1.211.16

1.09

1.02

2.371.00

1.321.30

5.811.14

1.48

1.601.27

4.412.211.20

3.26

1.1715.20

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaCementUltratech Cement Ltd.ACC Ltd.ChemicalsNavin Fluorine International Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesCrompton Greaves Consumer Electricals Ltd.Consumer Non DurablesAkzo Nobel India Ltd.Tata Consumer Products Ltd.Ferrous MetalsJindal Steel & Power Ltd.FertilisersChambal Fertiliser & Chemicals Ltd.FinanceHousing Development Finance Corporation Ltd.ICICI Lombard General Insurance Co. Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationBlue Dart Express Ltd.Other Equities^

% toNAV

% to NAVDerivative

Commodity & Exchange Traded Commodity DerivativesCommodities PhysicalNickel (1500 Kgs) CommoditySilver (30 K CommodityListed On Commodity Exchanges (Quantity In Lots)Nickel (1500 Kgs) Commodity December 2020 FutureNickel (1500 Kgs) Commodity November 2020 FutureNickel (1500 Kgs) Commodity November 2020 FutureSilver (30 K Commodity December 2020 FutureAluminium (5 Mt-5000 Gms) Commodity December 2020 FutureCastor Seed Deesa (10 Mt-100Qtls) Commodity December 2020 FutureCotton Seed Oil Cake Akola (10 Mt 100 Qtls) Comm December 2020 FutureCotton Seed Oil Cake Akola (10 Mt 100 Qtls) Comm January 2021 FutureCopper (2500 Kgs) Commodity December 2020 FutureCopper (2500 Kgs) Commodity November 2020 FutureCrude Palm Oil Kandla(10 Mt 10000 Kgs) Commodity December 2020 FutureCrude Palm Oil Kandla(10 Mt 10000 Kgs) Commodity November 2020 FutureCrude Oil (100 Barrels) Commodity December 2020 FutureCrude Oil (100 Barrels) Commodity November 2020 FutureCrude Oil (100 Barrels) Commodity November 2020 FutureGold (1 Kg-1000 Gms) Commodity December 2020 FutureGold (1 Kg-1000 Gms) Commodity February 2021 FutureGold Mini (100 Grams) Commodity December 2020 FutureGold Mini (100 Grams) Commodity December 2020 FutureGold Mini (100 Grams) Commodity January 2021 FutureGuar Gum Jodhpur (5 Mt - 50 Qtls) Commodity November 2020 FutureGuar Seed10 Jodhpur (10 Mt 100 Qtls) Commodity December 2020 FutureKapas Rajkot (200 Mounds Of 20Kg Each) Commodity April 2021 FutureLead (5 Mt 5000 Gms) Commodity November 2020 FutureSoyabean Indore (10 Mt 100 Qtls) Commodity December 2020 FutureSoyabean Indore (10 Mt 100 Qtls) Commodity January 2021 FutureSoyabean Indore (10 Mt 100 Qtls) Commodity November 2020 FutureSoy Oil Indore (5 Mt 5000Kgs) Commodity December 2020 FutureSoy Oil Indore (5 Mt 5000Kgs) Commodity January 2021 FutureTurmeric Nizamabad (5 Mt - 50 Qtls) Commodity November 2020 Futurea

-0.44-1.19-9.96

-0.04

-0.49

-0.11-0.06

-0.35

-0.02

-0.22

16.38

1.439.96

0.44

0.020.050.04

0.49

0.11

0.060.122.240.240.060.35

0.150.050.050.09

0.020.05

0.220.14


33


INVESTMENT STYLE


DATE OF ALLOTMENTMarch 04, 2020

FUND MANAGER

PORTFOLIO

Fund invests in a mix of equity and equity related instruments, Fixed Income and Commodities & Exchange traded Commodity derivatives.

The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rahul Singh (Equity) (Managing Since 12-Mar-20 and overall experience of 25 years), Sailesh Jain (Equity Arbitrage) (Managing Since 12-Mar-20 and overall experience of 17 years), Murthy Nagarajan (Fixed Income) (Managing Since 12-Mar-20 and overallexperience of 24 years) and Aurobinda Prasad Gayan (Commodities) (Managing Since 12-Mar-20 and overall experience of 15 years)

Tata Multi Asset Opportunities Fund(An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives)



11.226711.226711.087111.0871

::::


TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)

278.81%56.43%


Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend (payout): Rs 5,000/- and in multiple of Re.1/- thereafter

ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs.1000/-& in multiples of Re.1/-thereafter.

LOAD STRUCTURE


Exit Load :


15.180.801.001.003.47

NA

11.510.850.830.843.39

-0.07



• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment

BENCHMARK65% S&P BSE 200 + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite Index



0.902.50


Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.27% (08/04/2026)Non-Convertible Debentures/Bonds08.50 % Nabard06.40 % NabardMargin DepositsHDFC Bank Ltd.


3917.881963.481954.40850.57538.93311.64

1335.001335.00

% toNAV

9.094.564.531.971.250.723.103.10

SOVSOV



7.550.19

105.35-5.35

100.00^Exposure less than 1% has been clubbed under Other Equities

14.85%9.08%

7.93%5.29%5.25%

3.66%3.65%

3.26%3.16%

2.08%2.05%

1.77%1.75%

1.27%1.17%

0.87%

0.00% 4.00% 8.00% 12.00% 16.00%



PharmaPower

Fertilisers & PesticidesTelecom

Cement & Cement ProductsAutomobileChemicals

MetalsHealthcare Services

ConstructionServices

Industrial Manufacturing

8090

100110120130

Mar-20 May-20 Aug-20 Oct-20

Tata Multi Asset Opportunities Fund - Reg - Growth65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEXComposite Index



34


INVESTMENT STYLE



:::

:


Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 6.03%





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Name of the Instrument

16304.2510325.804463.581502.69

12.185518.471574.831039.06

1000.01558.52525.93

512.34

203.44

93.7410.60

2512.702512.70

64.8941.1017.765.980.05

21.966.274.14

3.982.222.09

2.04

0.81

0.370.04

10.0010.00

SOVSOVSOVSOV

ICRA- AAAIND AAA


CRISIL- AAA

CRISIL- AAA


ICRA- AAA(CE)

Name of the Instrument RatingsRs. Lakhs

% to NAV

Repo

Portfolio Total


Net Assets

272.85

24608.28

517.67

25125.95

1.09

97.94

2.06

100.00





Returns

Total Value of B: CRISIL Composite Bond Fund Index

B: CRISIL Composite Bond Fund Index

Total Value of AB: CRISIL 10 Year Gilt Index

AB: CRISIL 10 Year Gilt Index


120,000

125,777

9.15%

127,589

12.07%

125,137

8.12%

360,000

406,842

8.13%

426,664

11.39%

417,962

9.97%

600,000

719,564

7.22%

765,715

9.71%

737,228

8.19%

840,000

1,097,184

7.52%

1,182,933

9.63%

1,129,252

8.33%

1,200,000

1,815,174

8.03%

1,944,363

9.34%

1,806,726

7.94%

2,050,000

4,055,139

7.49%

4,370,404

8.26%

3,901,001

7.08%

[ICRA]AAA mfs rating by ICRA$

Aims to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity.

To provide reasonable returns and high level of liquidity by investing in debt instruments including bonds, debentures and Government securities; and money market instruments such as treasury bills, commercial papers, certificates of deposit, including repos in permitted securities of different maturities, as permitted by regulation so as to spread the risk across different kinds of issuers in the debt markets. The investment objective is to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity to the Unitholders.

Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson

3.371.001.000.36

NA

2.690.720.800.34

-0.01


* Computed on the invested amount for debt portfolio.


0.50% of NAV if redeemed on or before expiry of 30 days from the date of allotment (w.e.f 15th November, 2017).

Debt InstrumentsGovernment SecuritiesGOI - 6.45% (07/10/2029)GOI - 5.77% (03/08/2030)GOI - 6.22% (16/03/2035)GOI - 7.37% (16/04/2023)Non-Convertible Debentures/Bonds07.13 % Nhpc Ltd.07.18 % Canara Bank (Basel III Tier II Bonds)06.67 % HDFC Life Insurance Co. Ltd.08.70 % LIC Housing Finance Ltd.07.44 % Bank Of Baroda (Basel III Tier II Bonds)06.98 % National Highways Authority Of India06.24 % State Bank Of India (Basel III Tier II Bonds)07.10 % Power Finance Corporation09.25 % India Infradebt Ltd.Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.

Market ValueRatingsRs. Lakhs

% to NAV

Market Value

Maturity Ladder

Composition by Ratings Instrument Wise Composition

NAV Movement


DATE OF ALLOTMENT

September 03,2003

FUND MANAGER

NAV


34.488420.475731.815018.3384

FUND SIZE

Rs. 251.26 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 253.08 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years)

BENCHMARK

CRISIL Composite Bond Fund Index

0.161.41

::::


Tata Dynamic Bond Fund(An open ended dynamic debt scheme investing across duration)


64.89%

21.96%

10.00%3.15%

SOV

A1+ / AAA

AAA(CE)

Cash & Cash Equivalents 64.89%

31.96%

3.15%

Government Securities

Ncd - Non Convertible Deb

Cash & Cash Equivalents

11.09%

0.46%

4.20%

74.17%

8.02%

2.06%

0.00% 20.00% 40.00% 60.00% 80.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Dynamic Bond Fund - Reg - GrowthCRISIL Composite Bond Fund Index


MAIN PORTFOLIO


% to NAV

Market Value Name of the Instrument RatingsRs. Lakhs

% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 6.68% (17/09/2031)GOI - 5.22% (15/06/2025)GOI - 6.18% (04/11/2024)Non-Convertible Debentures/Bonds09.65 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group)07.97 % LIC Housing Finance Ltd.07.42 % Power Finance Corporation06.90 % Rec Ltd.07.90 % India Infradebt Ltd.08.00 % Ongc Petro-Additions Ltd.07.25 % Nuvoco Vistas Corporation Ltd.08.35 % Indian Railways Finance Corporation Ltd.07.70 % Tata Steel Ltd.07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)06.65 % Motherson Sumi Systems Ltd.07.25 % Punjab National Bank (Basel III Tier II Bonds)Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.Money Market InstrumentsTata Teleservices (Maharashtra) Ltd. - CPL&T Infrastucture Finance Co Ltd. - CP

SOVSOVSOV

IND AA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAA(CE)CRISIL- AA

CRISIL- AAA

CARE- AACRISIL- AAA

IND AAAIND AAA

CRISIL- AAA

CRISIL- A1+ICRA- A1+

1239.68730.11300.64208.93

4554.59490.44

430.68425.33415.16410.85409.02400.77391.34

362.23313.49

302.22203.06

422.17422.17296.66198.9897.68

18.0510.634.383.04

66.327.14

6.276.196.045.985.965.845.70

5.274.56

4.402.96

6.156.154.322.901.42


364.796877.89

-9.826868.07

5.32100.15

-0.15100.00

Portfolio TotalCash / Net Current AssetNet Assets

150.000.00

150.00

100.000.00

100.00

SEGREGATED PORTFOLIO (No. 1)


% to NAV


% to NAV

Market Value

Debt InstrumentsNon-convertible Debentures/bonds08.90 % Dewan Housing Fin Corporation Ltd. $$

CARE- D150.00150.00

100.00100.00

Main PortfolioSegregated Portfolio

Rs. 63.76 (Rs. in Cr.)Rs. 1.50 (Rs. in Cr.)

::



::

NANA

Segregated Portfolio0.401.40

Main Portfolio

Segregated PortfolioMain Portfolio

(Below information is applicable for the Main Portfolio)



2.901.001.000.36

NA

9.250.680.49

-0.18-0.37

35


INVESTMENT STYLE


DATE OF ALLOTMENT

November 11,2002

FUND MANAGER

NAV

Direct - GrowthDirect - BonusReg - GrowthReg - Dividend

0.83730.38310.78530.3582

30.072213.984127.841812.6797





LOAD STRUCTURE


The aim of the Fund Manager is to identify and allocate the assets of the scheme between various fixed income securities with the objective of generate reasonable returns at moderate risk. The security will be identified based on various parameters such as issuer's credit rating history, financial track record of the issuer, corporate governance track record of the issuer, liquidity of the security, maturity of the security, interest rate scenario etc. Depending upon prevailing market conditions & interest rate scenario, the portfolio duration and average maturity can be increased or decreased within the range of three to seven years. In case of a rising interest rate environment the duration/average maturity of the fund may be reduced whereas in a falling interest rate scenario the holding in medium/long securities may be maximized.

The investment objective of the scheme is to generate income and capital appreciation over a medium term. However, there can be no assurance that the investment objective of the scheme will be realized.

Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years) & Murthy Nagarajan (Managing Since 06-Feb-20 and overall experience of 24 years)

FUND SIZE



1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018) Maturity Ladder - Main Portfolio

Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio

NAV Movement - Main Portfolio


:

:



::

BENCHMARK

Crisil Medium Term Debt Index

MONTHLY AVERAGE AUM

EXPENSE RATIO**

DirectRegular**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.

Tata Medium Term Fund(An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 years and 4 years.)

Not Applicable for Segregated PortfolioPlease refer to our Tata Mutual Fund website for fundamental changes, wherever applicable

*Computed on the invested amount for debt portfolio.

(Number of Segregated portfolios in the scheme 1)

$$ - The long term rating of Dewan Housing Finance Corporation Ltd.(DHFL) has been downgraded to Default category . The securities of DHFL has been valued in accordance with the price provided by the valuation agencies. A segregated portfolio had been created post approval of Trustees. Net Current Assets include receivables due from DHFL.

72.46%

18.05%

5.17% 4.32%




Commercial Papers

9.63%

40.11%

24.84%

14.93%

10.63%

-0.14%

-5.00% 6.00% 17.00% 28.00% 39.00% 50.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Medium Term Fund - Reg - GrowthCrisil Medium Term Debt Index

52.58%

18.25%

18.05%

5.96%5.17%

A1+ / AAA

AA+ / AA

SOV

AAA(CE)




36


INVESTMENT STYLE


DATE OF ALLOTMENT

April 28, 1997

FUND MANAGER

NAVDirect - GrowthDirect - Half Yearly DividendDir- DividendReg - GrowthReg - Half Yearly DividendReg- Dividend

::::::

69.329516.176439.466664.896614.965637.6810

FUND SIZE

Rs. 53.68 (Rs. in Cr.)




LOAD STRUCTURE

Entry Load ::

Not ApplicableExit Load

PORTFOLIO


492.62410.2580.162.21

3876.94565.12565.03

531.29525.93

525.71

523.59335.11305.16

527.71527.71

9.187.641.490.04

72.2310.5310.53

9.909.80

9.79

9.756.245.69

9.839.83


% to NAV

Repo

Portfolio Total


Net Assets

298.55

5195.82

171.76

5367.58

5.58

96.82

3.18

100.00





Returns

Total Value of B: Crisil Medium to Long Term Debt Index

B: Crisil Medium to Long Term Debt Index



(Inception date :28-Apr-1997) (First Installment date : 01-Aug-1997)

120,000

127,891

12.55%

128,058

12.83%

125,137

8.12%

360,000

419,026

10.14%

429,066

11.77%

417,962

9.97%

2,790,000

7,276,234

7.50%

9,428,042

9.36%

4,718,463

6.98%

1,200,000

1,842,830

8.32%

1,970,919

9.59%

1,806,726

7.94%

840,000

1,124,452

8.21%

1,192,435

9.85%

1,129,252

8.33%

600,000

739,740

8.32%

770,438

9.96%

737,228

8.19%

An income scheme with exposure to rated debt instruments with medium to long term maturity.

The investment objective of the Scheme is to provide income distribution/capital appreciation over medium to long term.

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years)

Half Yearly Dividend Plan, Periodic Dividend Plan, Growth Plan, Bonus Plan: Rs. 5,000/- and in multiples of Re. 1/- thereafter. Quarterly Dividend Plan: Rs. 10,000/- and in multiples of Re. 1/- thereafter.


3.601.001.000.35

NA

3.150.830.900.370.02


1% if redeemed before expiry of 365 days from the date of allotment(w.e.f. 1st July, 2014)


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.69% (17/06/2043)GOI - 6.84% (19/12/2022)Non-Convertible Debentures/Bonds09.10 % Power Finance Corporation08.55 % Indian Railways Finance Corporation Ltd.07.32 % NTPC Ltd.07.44 % Bank Of Baroda (Basel III Tier II Bonds)07.35 % National Highways Authority Of India07.55 % Rec Ltd.08.70 % LIC Housing Finance Ltd.06.24 % State Bank Of India (Basel III Tier II Bonds)Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.

SOVSOVSOV



CRISIL- AAA


CRISIL- AAA

Maturity Ladder


NAV Movement

For calculation methodology please refer Pg 64 Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64. *B: Benchmark, AB: Additional Benchmark Source: MFI Explorer


:: :

:



BENCHMARK

Crisil Medium to Long Term Debt Index

MONTHLY AVERAGE AUM

Rs. 52.26 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.091.94


Tata Income Fund (An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 4 year and 7 years)




82.06%

9.18%

8.76%

A1+ / AAA

SOV


82.06%

9.18%

8.76%




5.56%

9.87%

0.00%

79.87%

1.49%

3.20%

0.00% 30.00% 60.00% 90.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Income Fund - Reg - GrowthCrisil Medium to Long Term Debt Index




1.701.001.000.37

NA

3.251.010.260.19

-0.19

37


INVESTMENT STYLE


DATE OF ALLOTMENT

August 8, 2002

FUND MANAGER

NAV

Direct - GrowthDirect - Monthly DividendDirect -DividendReg - GrowthReg - Monthly DividendReg -Dividend

::::::

39.990818.164821.220937.620217.004919.9604

FUND SIZE

Rs. 3333.27 (Rs. in Cr.)





LOAD STRUCTURE


Exit Load :

PORTFOLIO


119197.6844920.0833544.7512095.2111499.505712.112540.172440.152150.391587.091071.46568.57521.51342.08204.16

0.45126882.17

12759.9712568.3910037.078000.086740.905383.215373.155278.535229.675188.224911.33

4733.373660.233381.052612.60

2582.732536.212524.812496.782421.842155.932121.362097.002060.781694.35

35.7613.4810.063.633.451.710.760.730.650.480.320.170.160.100.060.00

38.073.833.773.012.402.021.611.611.581.571.561.47

1.421.101.010.78

0.770.760.760.750.730.650.640.630.620.51

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA



ICRA- AAA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAACRISIL- AAACRISIL- AAA


% to NAV


23792.00252.09

325412.187914.78

333326.96

7.140.08

97.632.37

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Short Term Bond Fund IndexB: Crisil Short Term Bond Fund IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :08-Aug-2002) (First Installment date : 01-Sep-2002)

120,000

126,351

10.07%

126,541

10.37%

123,569

5.62%

360,000

405,283

7.87%

417,027

9.82%

399,222

6.85%

600,000

711,676

6.77%

749,441

8.85%

711,720

6.78%

840,000

1,074,801

6.94%

1,146,159

8.74%

1,075,208

6.95%

1,200,000

1,758,816

7.43%

1,886,163

8.76%

1,725,149

7.06%

2,180,000

4,589,387

7.63%

4,812,829

8.09%

4,090,498

6.51%


A debt scheme that invests in short term debt instruments having high level of liquidity.

The investment objective is to generate regular income/appreciation over a short term period. There can be no assurance that the investment objective of the Scheme will be realised.

Murthy Nagarajan (Managing Since 1-Apr-17 and overall experience of 24 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)



Nil (w.e.f 24th January, 2019)

Ratings Market ValueRs. Lakhs

% to NAV


NAV MovementMaturity Ladder

Debt InstrumentsGovernment SecuritiesGOI - 6.18% (04/11/2024)GOI - 7.32% (28/01/2024)GOI - 6.19% (16/09/2034)GOI - 7.68% (15/12/2023)GOI - 5.22% (15/06/2025)GOI - 5.77% (03/08/2030)GOI - 7.57% (17/06/2033)GOI - 7.27% (08/04/2026)GOI - 6.79% (15/05/2027)GOI - 6.97% (06/09/2026)GOI - 7.26% (14/01/2029)GOI - 6.68% (17/09/2031)GOI - 7.17% (08/01/2028)GOI - 5.79% (11/05/2030)SDL Tamilnadu 8.18% (19/12/2028)Non-Convertible Debentures/Bonds07.42 % Power Finance Corporation04.95 % HDFC Ltd.05.78 % Chennai Petroleum Corporation Ltd.06.67 % HDFC Life Insurance Co. Ltd.06.64 % Mangalore Refinery & Petrochemicals Ltd.07.50 % Nhpc Ltd.07.60 % Grasim Industries Ltd.07.40 % LIC Housing Finance Ltd.Reliance Industries Ltd. - Frb06.44 % Indian Oil Corp Ltd.07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)07.44 % Bank Of Baroda (Basel III Tier II Bonds)07.09 % Rec Ltd.09.25 % Reliance Industries Ltd.06.99 % Housing & Urban Development Corporation Ltd.08.37 % Nabard08.71 % Hdb Financial Services Ltd.05.69 % Rec Ltd.05.45 % NTPC Ltd.08.10 % Tata Capital Housing Finance Ltd.07.70 % Larsen & Toubro Ltd.07.35 % HDFC Ltd.07.13 % Nhpc Ltd.07.47 % Power Finance Corporation08.24 % Power Grid Corporation Of India Ltd.

06.40 % Nabard07.55 % Rec Ltd.06.85 % Power Grid Corporation Of India Ltd.06.09 % Housing & Urban Development Corporation Ltd.08.75 % HDFC Ltd.07.75 % India Infradebt Ltd.08.24 % India Infradebt Ltd.09.25 % India Infradebt Ltd.07.65 % Indian Railways Finance Corporation Ltd.07.24 % Indian Railways Finance Corporation Ltd.09.84 % Iot Utkal Energy Services Ltd. (Indan Oil Ltd. Is Both The Off-Taker And Major Shareholder Of Sponsor IOT)08.70 % Reliance Industries Ltd.08.80 % Power Grid Corporation Of India Ltd.08.35 % Indian Railways Finance Corporation Ltd.08.50 % Nabard08.37 % India Infradebt Ltd.07.90 % India Infradebt Ltd.08.27 % National Highways Authority Of IndiaPrivately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.08.30 % Sbi Cards & Payment Services Ltd.08.10 % Sbi Cards & Payment Services Ltd.Money Market InstrumentsAxis Bank Ltd. - CDTreasury Bill 182 Days (31/12/2020)HDFC Securities Ltd. - CPSbi Global Factors Ltd. - CP


ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAA(CE)CRISIL- AAACRISIL- AAA


CRISIL- A1+CRISIL- A1+

1558.211058.901053.811029.61711.74511.99510.88349.91274.08268.92239.07

196.20130.62111.81107.79103.6582.1733.25

32250.6416282.269076.616891.77

23037.609643.584974.214963.263456.55

0.470.320.320.310.210.150.150.100.080.080.07

0.060.040.030.030.030.020.019.684.882.722.076.912.891.491.491.04

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-63*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer


:::

:



BENCHMARK

Crisil Short Term Bond Fund Index

MONTHLY AVERAGE AUM

Rs. 3255.14 (Rs. in Cr.)


0.281.23


Tata Short Term Bond Fund(An open ended short term debt scheme investing in instruments such that the Macaulay duration of portfolio is between 1 year and 3 years.)



NoteSundry Debtors: Rs 170 crs. due against redemption of Commercial Paper of Infrastructure Leasing & Financial Services Ltd matured respectively on 26/09/2018 & on 27/11/2018 , the same is not included in the above portfolio statement.

48.28%

37.25%

9.59%4.88%

A1+ / AAA

SOV


AAA(CE)

46.17%

35.76%

9.59%

2.89%2.53% 1.57% 1.49% 0.00%




Certificate Of Deposit

Commercial Papers

Floating Rate Bonds

Treasury Bills

State Development Loans

21.78%20.07%

45.00%6.26%

4.52%2.37%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%

0 - 1 Yrs1 - 3 Yrs3 - 7 Yrs

7 - 10 YrsAbv 10 Yrs

Cash & Others

9098

106114122130


Tata Short Term Bond Fund - Reg - GrowthCrisil Short Term Bond Fund Index


(Below information is applicable for the Main Portfolio)

NANA

Segregated Portfolio0.350.53

Main PortfolioDirectRegular


::




::

SegregatedPortfolio

MainPortfolio

MAIN PORTFOLIO


% to NAV


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 8.13% (21/09/2022)SDL Odisha 6.94% (26/07/2021)SDL Odisha 8.48% (24/02/2021)SDL Andhra Pradesh 7.56% (14/02/2021)SDL Andhra Pradesh 9.12% (23/05/2022)SDL Maharashtra 8.46% (03/03/2021)SDL Maharashtra 7.62% (14/03/2021)SDL Punjab 7.75% (13/07/2021)Non-Convertible Debentures/Bonds/Zcb06.32 % Rec Ltd.07.27 % Power Finance Corporation07.33 % Sundaram Fin Ltd.07.40 % Power Finance Corporation07.22 % LIC Housing Finance Ltd.06.55 % Mahindra & Mahindra Financial Services Ltd.06.22 % HDFC Ltd.Sundaram Fin Ltd. - Zcb06.55 % NTPC Ltd.06.72 % Power Finance Corporation06.19 % Indian Railways Finance Corporation Ltd.06.99 % Rec Ltd.07.06 % HDFC Ltd.08.43 % Kotak Mahindra Prime Ltd.08.71 % Hdb Financial Services Ltd.06.65 % Motherson Sumi Systems Ltd.08.65 % Power Finance Corporation08.23 % Housing & Urban Development Corporation Ltd.Bajaj Housing Finance Ltd. - Zcb07.62 % Housing & Urban Development Corporation Ltd.07.28 % HDFC Ltd.07.10 % Power Finance Corporation07.60 % National Highways Authority Of India08.27 % Rec Ltd.06.59 % Indian Railways Finance Corporation Ltd.08.50 % Nhpc Ltd.06.50 % Nabard07.03 % LIC Housing Finance Ltd.


CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACARE- AAA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

IND AAACRISIL- AAA

ICRA- AAACRISIL- AAA


ICRA- AAACRISIL- AAACRISIL- AAA

29132.409117.147675.075078.373540.801071.581017.121015.62616.70

65577.154102.893624.853622.753609.063607.943581.533065.902807.122604.392595.462584.912583.192577.682573.452564.322518.542218.172107.001909.761574.261570.641562.371151.381052.201043.06532.59519.14515.69

18.015.644.753.142.190.660.630.630.38

40.552.542.242.242.232.232.211.901.741.611.601.601.601.591.591.591.561.371.301.180.970.970.970.710.650.640.330.320.32


4998.3292.93

170123.52-8388.27

161735.25

2.750.05

104.84-4.84

100.00

08.68 % Power Grid Corporation Of India Ltd.09.40 % L&T Housing Finance Ltd.09.48 % Rec Ltd.08.75 % HDFC Ltd.09.75 % Rec Ltd.08.60 % Nabard07.73 % Housing & Urban Development Corporation Ltd.10.25 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.Money Market InstrumentsReliance Industries Ltd. - CPIndusind Bank Ltd. - CDTreasury Bill 364 Days (25/03/2021)NABARD - CDAxis Bank Ltd. - CDTata Motors Finance Ltd. - CPNetwork 18 Media & Investments Ltd. - CPTata Teleservices (Maharashtra) Ltd. - CPIDFC First Bank Ltd. - CDNABARD - CDHDFC Ltd. - CPStdchtd Inv & Loans (India) Ltd. - CPAdani Ports & Special Economic Zone Ltd. - CPDeutsche Investment India Pvt Ltd. - CPTata Power Company Ltd. - CPBank Of Baroda - CDReliance Industries Ltd. - CPL&T Infrastucture Finance Co Ltd. - CPBirla Group Holdings Private Ltd. - CPBank Of Baroda - CD

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAA

CRISIL- AAA

ICRA- AAA(CE)

CRISIL- A1+CRISIL- A1+SOVRN SOV

CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+CRISIL- A1+CRISIL- A1+

IND A1+CRISIL- A1+

ICRA- A1+CRISIL- A1+

IND A1+

502.53279.82156.12101.6852.8442.1240.84

20.96

2512.702512.70

67810.028889.214939.434935.734872.984821.794796.993954.943482.152484.882482.332473.392472.612468.972458.452454.972450.822446.432441.981990.16491.81

0.310.170.100.060.030.030.03

0.01

1.551.55

41.935.503.053.053.012.982.972.452.151.541.531.531.531.531.521.521.521.511.511.230.30

Cash / Net Current AssetNet Assets

535.001192.00

44.88100.00

SEGREGATED PORTFOLIO (No. 1)Name of the Instrument Ratings

Rs. Lakhs% to NAV


% to NAV

Market Value

Debt InstrumentsNon-convertible Debentures/bonds08.90 % Dewan Housing Fin Corporation Ltd. $$

Portfolio Total

CARE- D657.00657.00

657.00

55.1255.12

55.12


38


INVESTMENT STYLE


DATE OF ALLOTMENT

September 06,2005

FUND MANAGER

NAV

Direct - GrowthDirect - DividendDirect - Weekly DivDirect - Daily DividendReg - GrowthReg - DividendReg - Weekly DivReg - Daily Dividend

31.467019.953310.930510.863931.121619.744410.929310.8631

3070.62261948.84451008.35601003.53163029.81111922.60091008.34691003.5288

FUND SIZE





LOAD STRUCTURE


[ICRA]AA+mfs rating by ICRA$

The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to one year

The investment objective of the scheme is to generate regular income & capital appreciation by investing in a portfolio of debt & money market instruments with relatively lower interest rate risk. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.


0.811.001.000.34

NA

3.320.830.510.22

-0.10



Maturity Ladder - Main Portfolio

Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio

NAV Movement - Main Portfolio

NIL


:::

:

10.33 Months10.00 Months10.80 Months


BENCHMARK

Crisil Low Duration Debt Index

MONTHLY AVERAGE AUM

EXPENSE RATIO**


Tata Treasury Advantage Fund(An open ended low duration debt scheme investing in instruments such that the Macaulay duration of portfolio is between 6 months and 12 months.)

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)

Not Applicable for Segregated Portfolio


* Computed on the invested amount for debt portfolio. $$ - The long term rating of DEWAN HOUSING FINANCE CORPORATION LTD.(DHFL) has been downgraded to Default category . The securities of DHFL has been valued in accordance with the price provided by the valuation agencies. A segregated portfolio had been created post approval of Trustees.

(Number of Segregated portfolios in the scheme 1)

79.42%

21.06%

1.55% -2.03%A1+ / AAA

SOV

AAA(CE)


39.18%

24.94%

13.94%

12.38%

5.64%3.05%

2.92% -2.05%Ncd - Non Convertible Deb

Commercial Papers




Treasury Bills

Zero Coupon Bonds


4.38%5.53%

30.20%24.32%

32.05%7.34%

1.37%0%

-5.19%

-10.00% 0.00% 10.00% 20.00% 30.00% 40.00%

0 - 1 Mths1 - 3 Mths3 - 6 Mths

6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 YrsCash & Others

100

106

112

118

124

130


Tata Treasury Advantage Fund - Reg - GrowthCrisil Low Duration Debt Index



39


INVESTMENT STYLE


DATE OF ALLOTMENT

May 22, 2003

FUND MANAGER

NAV

Direct - GrowthDirect - Daily DividendReg - GrowthReg - Daily Dividend

::::

3608.24891114.52003582.03011114.5200

0.220.43

FUND SIZE

Rs. 1092.94 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 762.30 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Treps

Repo

Portfolio Total


Net Assets

10696.40

137.41

114673.18

-5379.42

109293.76

10.22

0.13

105.36

-5.36

100.00





Returns

Total Value of B: Crisil Money Market Index

B: Crisil Money Market Index

Total Value of AB: CRISIL 1 Year T-Bill Index

AB: CRISIL 1 Year T-Bill Index

(Inception date :22-May-2003) (First Installment date : 01-Jun-2003)

120,000

124,182

6.60%

123,488

5.49%

123,569

5.62%

360,000

392,257

5.67%

398,622

6.75%

399,235

6.85%

600,000

689,322

5.50%

715,479

6.98%

711,819

6.78%

840,000

1,036,519

5.92%

1,086,715

7.25%

1,075,794

8.72%

1,200,000

1,686,852

6.63%

1,781,170

7.67%

1,727,613

10.03%

2,090,000

4,014,716

7.04%

4,223,744

7.56%

3,834,574

7.18%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

[ICRA]A1+mfs rating by ICRA$

The investment objective is to generate returns with reasonable liquidity to the unitholders by investing in money market instruments.

A money market scheme (liquid fund category) that invests 100% of its net assets in Money market securities.

Amit Somani (Managing Since 16-Oct-13 and overall experience of 19 years)

BENCHMARK

Crisil Money Market Index


0.411.001.000.29

NA

3.64-1.030.01

-0.110.41



Debt Instruments


GOI - 7.00% (21/01/2021)

GOI - 7.80% (11/04/2021)

SDL Tamilnadu 8.50% (17/02/2021)

SDL Andhra Pradesh 8.51% (17/02/2021)

Money Market Instruments

Treasury Bill 364 Days (18/03/2021)

ICICI Bank Ltd. - CD

Network 18 Media &

Investments Ltd. - CP

Reliance Retail Ventures Ltd. - CP

Tata Motors Finance Ltd. - CP

Power Finance Corporation - CP

Axis Bank Ltd. - CD

Sundaram Home Finance Ltd. - CP

Tata Teleservices (Maharashtra)

Ltd. - CP

Small Indust Devlop Bank Of

India - CD

HDFC Securities Ltd. - CP

Stdchtd Inv & Loans (India) Ltd. - CP

Indusind Bank Ltd. - CD

SOV

SOV

SOV

SOV

SOVRN SOV

ICRA- A1+

ICRA- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

33958.59

23692.79

10191.72

43.64

30.44

69880.78

6420.24

4963.02

4943.68

4935.41

4879.89

4868.08

4821.79

3458.72

2487.25

2483.89

2481.63

2472.61

2469.71

31.07

21.68

9.33

0.04

0.03

63.94

5.87

4.54

4.52

4.52

4.46

4.45

4.41

3.16

2.28

2.27

2.27

2.26

2.26

Adani Ports & Special Economic

Zone Ltd. - CP

Deutsche Investment India Pvt

Ltd. - CP

Tata Power Company Ltd. - CP

HDFC Ltd. - CP

L&T Infrastucture Finance

Co Ltd. - CP

L&T Finance Ltd. - CP

Tata Teleservices (Maharashtra)

Ltd. - CP

Sbi Global Factors Ltd. - CP

ICRA- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

ICRA- A1+

CRISIL- A1+

CRISIL- A1+

CRISIL- A1+

2468.97

2458.45

2454.97

2450.12

2441.98

2440.87

1998.12

1481.38

2.26

2.25

2.25

2.24

2.23

2.23

1.83

1.36

Composition by Ratings

Maturity Ladder NAV Movement

Instrument Wise Composition


% to NAV


% to NAV


:::

:




Tata Money Market Fund(An open ended debt scheme investing in money market instruments.)



Nil (w.e.f 24th January, 2019)

Note: Sundry Debtors: Rs 50 crs. due against redemption of Commercial Paper of Infrastructure Leasing & Financial Services Ltd matured on 29/10/2018 , the same is not included in the above portfolio statement.

58.06%

36.95%

4.99%

A1+ / AAA

SOV


44.58%

31.00%

13.49%

5.87%4.99%0.07%

Commercial Papers



Treasury Bills



11.74%33.04%

40.10%20.04%

0.00%0.00%0.00%0%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%


6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 Yrs

90

98

106

114

122

130


Tata Money Market Fund - Reg - GrowthCrisil Money Market Index



INVESTMENT STYLE






LOAD STRUCTURE


Exit Load : Nil

PORTFOLIO

Name of the Instrument Name of the Instrument RatingsRs. Lakhs

% to NAV


6297.88208.59

26755.59975.09

27730.68

23.830.79

97.642.36

100.00



Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Ultra Short Term Debt IndexB: Crisil Ultra Short Term Debt IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :22-Jan-2019) (First Installment date : 01-Feb-2019)

120,000123,178

5.00%123,923

6.19%123,569

5.62%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

210,000220,740

5.59%222,836

6.68%222,195

6.34%

Maturity Ladder


NAV Movement

The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to six months.

The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.




% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesSDL Maharashtra 8.60% (20/07/2021)SDL Odisha 8.48% (24/02/2021)SDL Punjab 7.75% (13/07/2021)Non-Convertible Debentures/Bonds08.39 % Nabard08.25 % Bharti Telecom Ltd.06.60 % Rec Ltd.07.22 % LIC Housing Finance Ltd.08.44 % Rec Ltd.Money Market InstrumentsTreasury Bill 364 Days (25/03/2021)L&T Infrastucture Finance Co Ltd. - CPAxis Bank Ltd. - CDTata Teleservices (Maharashtra) Ltd. - CPTata Motors Finance Ltd. - CPReliance Jio Infocomm Ltd. - CPHDFC Ltd. - CPNetwork 18 Media & Investments Ltd. - CPReliance Industries Ltd. - CPBirla Group Holdings Private Ltd. - CPNABARD - CD

SOVSOVSOV

CRISIL- AAACRISIL- AA+CRISIL- AAACRISIL- AAACRISIL- AAA

SOVRN SOVICRA- A1+

CRISIL- A1+CRISIL- A1+


ICRA- A1+


2750.251034.80944.58770.87

3266.361031.381015.46515.74515.42188.36

14232.512467.871953.581928.721492.35

1439.10991.77989.36988.74

987.69497.54495.79

9.923.733.412.78

11.783.723.661.861.860.68

51.328.907.046.965.38

5.193.583.573.57

3.561.791.79

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64. *B: Benchmark Source: MFI Explorer

VOLATILITY MEASURES^ FUND BENCHMARK0.441.001.000.27

NA


0.561.100.850.20

-0.08

DATE OF ALLOTMENT

January 22,2019

FUND MANAGER

NAV

Direct - GrowthDirect - Monthly DividendDirect - Weekly DividendRegular - GrowthRegular - Monthly DividendRegular - Weekly Dividend

11.256711.258510.405011.129411.132110.3780

FUND SIZE

Rs. 277.31 (Rs. in Cr.)

BENCHMARK

Crisil Ultra Short Term Debt Index

Akhil Mittal (Managing Since 11-Jan-19 and overall experience of 19 years)

MONTHLY AVERAGE AUM

Rs. 237.62 (Rs. in Cr.)


0.221.02



: ::

:



Tata Ultra Short Term Fund(An open ended ultra-short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 months and 6 months.)

::::::



3.77%


50.54%

26.98%

18.82%

3.66%

A1+ / AAA


SOV

AA+ / AA

33.68%

26.98%

11.78%

9.92%

8.90%

8.74% Commercial Papers




Treasury Bills


25.26%8.96%

28.45%29.42%

4.40%0.00%0.00%0%

0.00% 10.00% 20.00% 30.00%


6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 Yrs

100

104

108

112

116

120


Tata Ultra Short Term Fund - Reg - GrowthCrisil Ultra Short Term Debt Index



41


INVESTMENT STYLE


DATE OF ALLOTMENT

October 10,2019

FUND MANAGER


::::

11.152411.152411.089811.0898

FUND SIZE

Rs. 407.57 (Rs. in Cr.)




LOAD STRUCTURE

Entry Load ::

Not ApplicableExit Load

PORTFOLIO


7604.197103.64500.55

29811.973183.04

2629.65

2604.392147.342075.291956.81

1830.94

1681.841595.001580.71

1569.811548.551109.08999.95938.75

789.19

547.92523.43

500.28

1.94

1.341.28

1.23

18.6617.431.23

73.157.81

6.45

6.395.275.094.80

4.49

4.133.913.88

3.853.802.722.452.30


% to NAV


5198.2597.87

42712.27-1955.1340757.14

13.330.25

105.38-5.38

100.00





Returns

Total Value of B: CRISIL Banking and PSU Debt Index

B: CRISIL Banking and PSU Debt Index



(Inception date :10-Oct-2019) (First Installment date : 01-Nov-2019)

120,000

126,833

10.85%

126,563

10.41%

125,137

8.12%

NA

NA

NA

NA

NA

NA

NA

120,000

126,833

10.85%

126,563

10.41%

125,137

8.12%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

Debt Fund predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds.

The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Amit Somani (Managing Since 06-Sep-19 and overall experience of 19 years)



2.351.001.000.18

NA

3.261.070.660.480.31


Nil


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 6.18% (04/11/2024)GOI - 4.48% (02/11/2023)Non-Convertible Debentures/Bonds08.85 % HDFC Bank Ltd. (Basel III Tier I Bonds)07.44 % Bank Of Baroda (Basel III Tier II Bonds)06.55 % NTPC Ltd.08.00 % Ongc Petro-Additions Ltd.06.44 % Indian Oil Corp Ltd.09.20 % ICICI Bank Ltd. (Basel III Tier I Bonds)06.24 % State Bank Of India (Basel III Tier II Bonds)09.34 % Rec Ltd.07.42 % Power Finance Corporation06.85 % Power Grid Corporation Of India Ltd.07.13 % Nhpc Ltd.06.35 % Exim08.65 % Power Finance Corporation05.50 % Indian Oil Corp Ltd.06.59 % Indian Railways Finance Corporation Ltd.

SOVSOV

CRISIL- AA+

CRISIL- AAA

CRISIL- AAAICRA- AAA(CE)

CRISIL- AAAICRA- AA+

CRISIL- AAA


ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

09.56 % State Bank Of India (Basel III Tier I Bonds)08.49 % NTPC Ltd.09.15 % ICICI Bank Ltd. (Basel III Tier I Bonds)07.74 % State Bank Of India (Basel III Tier I Bonds)

CRISIL- AA+

CRISIL- AAACRISIL- AA+

CRISIL- AA+

Maturity Ladder


NAV Movement




:: :

:



BENCHMARK

CRISIL Banking and PSU Debt Index

MONTHLY AVERAGE AUM

Rs. 366.82 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.210.71


Tata Banking & PSU Debt Fund(An open ended debt scheme predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds)



50.82%

18.66%

17.06%

8.19%5.27%

A1+ / AAA

SOV

AA+ / AA


AAA(CE) 73.15%

18.66%

8.19%




12.99%

13.79%

47.46%

13.50%

17.06%

-4.80%

-10.00% 0.00% 10.00% 20.00% 30.00% 40.00% 50.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

96

102

108

114

120

Oct-19 Feb-20 Jun-20 Oct-20

Tata Banking & PSU Debt Fund - Reg - GrowthCRISIL Banking and PSU Debt Index





The investment objective is to generate reasonable returns with high liquidity to the unitholders.

Amit Somani (Managing Since 16-Oct-13 and overall experience of 19 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)

42


INVESTMENT STYLE


DATE OF ALLOTMENT

September 01,2004

FUND MANAGER

Crisil Liquid Fund IndexBENCHMARK

NAV

Direct - GrowthDirect - Daily DividendReg - GrowthReg - Daily Dividend

::::

3206.00471001.51873185.02551001.5157

FUND SIZE

Rs. 15958.33 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 16735.58 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO

188345.73124009.09

64336.647512.717512.71

1386304.1687156.2184612.4074993.4874832.0871393.6153851.2849952.5049948.2549629.8544851.0539957.5239933.0839905.4834975.4034797.2130639.1729942.2529852.4627956.5725488.8324964.2324942.8022427.7819986.0619982.4419980.4419946.6019932.9219896.5817929.4914989.4914969.16

11.807.774.030.470.47

86.875.465.304.704.694.473.373.133.133.112.812.502.502.502.192.181.921.881.871.751.601.561.561.411.251.251.251.251.251.251.120.940.94


10596.43153.23

1592912.262920.68

1595832.94

0.660.01

99.810.19

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Liquid Fund IndexB: Crisil Liquid Fund IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :01-Sep-2004) (First Installment date : 01-Oct-2004)

120,000122,711

4.20%122,966

4.60%123,607

5.60%

360,000392,524

5.69%394,159

5.97%399,351

6.84%

600,000701,889

6.20%705,273

6.40%711,992

6.77%

840,0001,063,805

6.64%1,068,540

6.76%1,076,035

8.71%

1,200,0001,743,610

7.25%1,743,530

7.25%1,727,974

10.03%

1,930,0003,658,455

7.49%3,588,438

7.27%3,400,209

7.44%


A high liquidity income scheme that aims to generate reasonable returns.

0.421.040.890.21

-0.03

0.381.001.000.24

NA

0.210.32




% toNAV


% toNAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 7.00% (21/01/2021)GOI - 8.12%(10/12/2020)Non-Convertible Debentures/Bonds07.40 % HDFC Ltd.Money Market InstrumentsTreasury Bill 91 Days (17/12/2020)Treasury Bill 182 Days (24/12/2020)Reliance Industries Ltd. - CPNTPC Ltd. - CPLarsen & Toubro Ltd. - CPTreasury Bill 182 Days (03/12/2020)Treasury Bill 182 Days (12/11/2020)EXIM - CPHDFC Ltd. - CPNTPC Ltd. - CPSteel Authority Of India Ltd. - CPReliance Retail Ventures Ltd. - CPL&T Finance Ltd. - CPHDFC Ltd. - CPTreasury Bill 91 Days (07/01/2021)Treasury Bill 91 Days (14/01/2021)Indian Oil Corp Ltd. - CPBirla Group Holdings Private Ltd. - CPTreasury Bill 182 Days (19/11/2020)Treasury Bill 182 Days (06/11/2020)Titan Company Ltd. - CPKotak Mahindra Prime Ltd. - CPBajaj Finance Ltd. - CPIndian Oil Corp Ltd. - CPLIC Housing Finance Ltd. - CPAditya Birla Housing Finance Ltd. - CPTata Motors Finance Ltd. - CPTreasury Bill 91 Days (10/12/2020)Adani Ports & Special Economic Zone Ltd. - CPTata Teleservices Ltd. - CPReliance Industries Ltd. - CPKotak Securities Ltd. - CP

Axis Bank Ltd. - CD Axis Bank Ltd. - CD Tata Teleservices (Maharashtra) Ltd. - CP Treasury Bill 91 Days (05/11/2020) Nlc India Ltd. - CP Axis Bank Ltd. - CD Tv18 Broadcast Ltd. - CP Bajaj Finance Ltd. - CP Axis Bank Ltd. - CD Tata Teleservices (Maharashtra) Ltd. - CP Bharat Heavy Electricals Ltd. - CP Godrej Industries Ltd. - CP Treasury Bill 182 Days (07/01/2021) Axis Bank Ltd. - CD Treasury Bill 182 Days (10/12/2020) ICICI Bank Ltd. - CD Mangalore Refinery & Petrochemicals Ltd. - CP Network 18 Media & Investments Ltd. - CP Treasury Bill 182 Days (14/01/2021) NABARD - CD HDFC Securities Ltd. - CP Treasury Bill 91 Days (03/12/2020) ICICI Bank Ltd. - CD Tata Teleservices Ltd. - CP Treasury Bill 91 Days (26/11/2020)


Maturity Ladder NAV Movement


SOVSOV

CRISIL- AAA

SOVRN SOVSOVRN SOV

CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOVSOVRN SOV

CRISIL- A1+CRISIL- A1+CRISIL- A1+CARE- A1+

CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOVSOVRN SOV

CRISIL- A1+CRISIL- A1+SOVRN SOVSOVRN SOV

CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+CRISIL- A1+SOVRN SOVICRA- A1+


14939.0312437.3510247.48

9996.559991.269986.219970.989967.019936.417992.467497.976490.845965.244995.264983.234982.694971.154969.494968.024967.704960.502493.122483.72

994.90498.92

0.940.780.640.630.630.630.620.620.620.500.470.410.370.310.310.310.310.310.310.310.310.160.160.060.03


CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOVCARE- A1+

CRISIL- A1+ICRA- A1+

CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOV

CRISIL- A1+SOVRN SOVICRA- A1+ICRA- A1+ICRA- A1+

SOVRN SOVCRISIL- A1+CRISIL- A1+SOVRN SOVICRA- A1+


Portfolio Macaulay DurationModified DurationAverage MaturityGross Yield to Maturity (For Debt Component)*

- Excluding Net Current Assets 3.33%

: ::

:

36 Days36 Days36 Days


Tata Liquid Fund(An open-ended liquid Scheme)


1 day - 0.0070% of redemption proceeds2 days - 0.0065% of redemption proceeds3 days - 0.0060% of redemption proceeds4 days - 0.0055% of redemption proceeds5 days - 0.0050% of redemption proceeds6 days - 0.0045% of redemption proceeds7 days or more - Nil

59.56%

39.58%

0.86%

A1+ / AAA

SOV


55.04%27.78%

11.80%4.06% 0.85%0.47%

Commercial Papers

Treasury Bills




8.07%

17.09%

26.51%

30.46%

17.69%

0.18%

0.00% 10.00% 20.00% 30.00% 40.00%

1 - 7 Days

Abv 7 - 15 Days

Abv 15 - 30 Days

1 - 2 Mths

2 - 3 Mths

Cash & Others

100

106

112

118

124

130


Tata Liquid Fund - Reg - GrowthCrisil Liquid Fund Index



153337.15153337.15

249.60153586.75

99.8599.850.15

100.00




Amit Somani (Managing Since 25-Mar-19 and overall experience of 19 years)

43


INVESTMENT STYLE

DATE OF ALLOTMENT

March 27,2019

FUND MANAGER

Crisil Overnight Index

BENCHMARK

NAV


::::

1000.00001072.43501000.00001070.6813

FUND SIZE

Rs. 1535.87 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1885.99 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load : Nil

PORTFOLIO



Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Overnight IndexB: Crisil Overnight IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :27-Mar-2019) (First Installment date : 01-Apr-2019)

120,000122,098

3.24%122,176

3.37%123,607

5.60%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

190,000195,911

3.72%196,103

3.84%199,873

6.21%

Investment in overnight securities having maturity of 1 day.


The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

0.340.991.000.07

-0.01

0.351.001.000.08

NA

0.110.21


- Excluding Net Current Assets 3.11%

: ::

:

4 Days4 Days4 Days




% toNAV


% toNAV

Market Value

Maturity Ladder

NAV MovementInstrument Wise Composition



Tata Overnight Fund(An Open-ended Debt Scheme investing in overnight securities.)


100.00%


99.84%

0.00%

0.00%

0.00%

0.00%

0.16%

0.00% 25.00% 50.00% 75.00% 100.00%

1 - 7 Days

Abv 7 - 15 Days

Abv 15 - 30 Days

1 - 2 Mths

2 - 3 Mths

Cash & Others

100

102

104

106

108

110

Mar-19 Oct-19 Apr-20 Oct-20

Tata Overnight Fund - Reg - Growth Crisil Overnight Index



INVESTMENT STYLE


DATE OF ALLOTMENT

September 6, 1999

FUND MANAGER

NAV

Direct - GrowthDirect - DividendReg -GrowthReg -Dividend

::::

FUND SIZE

Rs. 191.93 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 190.99 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO


% to NAV

Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.16% (20/09/2050)GOI - 6.19% (16/09/2034)GOI - 6.68% (17/09/2031)SDL Maharashtra 9.39% (20/11/2023)SDL Maharashtra 9.79% (25/09/2023)SDL Goa 9.77 % (26/02/2024).SDL Maharashtra 8.62% (20/02/2023)SDL Haryana 9.71% (12/03/2024)SDL Andhra Pradesh 9.48% (26/03/2024)GOI - 7.95% (28-8-2032)GOI 8.24% 15/02/2027GOI - 7.57% (17/06/2033)

18068.975257.104264.223587.163441.94561.68245.11217.07211.8998.2360.2355.9540.6627.73

94.1427.3922.2218.6917.932.931.281.131.100.510.310.290.210.14

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV


% to NAV

Repo

Portfolio Total


Net Assets

854.14

18923.11

270.34

19193.45

4.45

98.59

1.41

100.00





Returns

Total Value of B: Crisil Dynamic Gilt Index

B: Crisil Dynamic Gilt Index




120,000

125,589

8.85%

127,053

11.20%

125,137

8.12%

360,000

416,038

9.65%

425,839

11.25%

417,962

9.97%

600,000

736,791

8.16%

760,267

9.42%

737,228

8.19%

840,000

1,129,065

8.32%

1,174,129

9.42%

1,129,252

8.33%

1,200,000

1,861,867

8.51%

1,926,945

9.17%

1,806,726

7.94%

2,530,000

6,184,842

7.77%

6,670,488

8.38%

4,719,428

6.99%

A debt scheme that invests in Government securities to generate reasonable returns emphasising the importance of captial preservation.

The investment objective of the Scheme is to generate medium to long term capital appreciation and income distribution by investing predominantly in Government Securities.

Murthy Nagarajan (Managing Since 14-Sep-19 and overall experience of 24 years)

BENCHMARK

Crisil Dynamic Gilt Index

66.317518.692361.919217.1847






Maturity Ladder


NAV Movement

Market Value


4.791.150.930.25

-0.15


3.701.001.000.38

NA

Nil (w.e.f. 2nd November, 2018)


:::

8.38 Years8.12 Years

14.16 Years

Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets : 5.97%

0.791.49


Tata Gilt Securities Fund(An Open-Ended Debt Scheme investing predominantly in Government Securities across maturity)



94.14%

5.86%

SOV


86.88%

7.26%5.86%




4.45%

2.38%

5.09%

27.39%

59.28%

1.41%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00% 60.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

98

106

114

122

130


Tata Gilt Securities Fund - Reg - GrowthCrisil Dynamic Gilt Index

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60 years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 )Exit load will be 1% after the completion of 60 months lock-in period , If redeemed within 1 monthThe above condtions applicable (w.e.f. 3rd May, 2019)





20.530.030.930.930.17

-0.06

21.260.041.001.000.23

NA

45


INVESTMENT STYLE


DATE OF ALLOTMENTNovember 1, 2011

FUND MANAGER

NAV


: 35.400031.2987:

FUND SIZE

Rs. 829.02 (Rs. in Cr.)

TURN OVER


77.24%75.84%





LOAD STRUCTUREEntry Load : Not Applicable

Exit Load :

PORTFOLIO

Company name

79298.64

1044.77

1005.67

5716.555390.40

989.40

1325.95

1620.391599.481121.761093.60

850.02

3235.371823.551665.721631.061209.431016.46

1775.151476.961215.111050.60

871.24

1732.711196.47

95.65

1.26

1.21

6.906.50

1.19

1.60

1.951.931.351.321.03

3.902.202.011.971.461.23

2.141.781.471.271.05

2.091.44

15000

1540

4830001373000

60000

7100

1390001720085500

15500039000

156200370000

100800075000

235000232600

301000120000

5400085000

216000

7886021960

333000

706004100066794

16000041100

131000200000110000

25320

360000345000

610004900043000

6841.49

3451.392043.831545.011543.361291.381179.52

835.40829.95

1227.01

3818.162904.731625.561540.361526.05

8.25

4.162.471.861.861.561.421.011.00

1.48

4.613.501.961.861.84

Company name

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.

To provide a financial planning tool for long term financial security for investors based on their retirement planning goals. However, there can be no assurance that the investment objective of the fund will be realized, as actual market movements may be at variance with anticipated trends.




No. of Shares Rs. Lakhs

% of Assets

Market ValueNo. of Shares Rs. Lakhs

% of Assets

Market Value

Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Auto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.CementACC Ltd.Commercial Services3M India Ltd.Consumer DurablesTitan Company Ltd.Dixon Technologies (India) Ltd.Bata India Ltd.Voltas Ltd.Johnson Controls - Hitachi Air Conditioning India Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.ITC Ltd.Jubilant Foodworks Ltd.Kansai Nerolac Paints Ltd.Radico Khaitan Ltd.FinanceHDFC Life Insurance Co. Ltd.Muthoot Finance Ltd.HDFC Asset Management Company Ltd.ICICI Lombard General Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.

Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Pfizer Ltd.Ipca Laboratories Ltd.Alembic Pharmaceuticals Ltd.Divi Laboratories Ltd.Natco Pharma Ltd.Cadila Healthcare Ltd.Cipla Ltd.RetailingIndiamart Intermesh Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Oracle Financials Services Soft Ltd.Info Edge (India) Ltd.

5437.623198.92127.53

82625.09276.44

82901.53

6.563.840.15

99.640.36

100.00





NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.Hindustan Unilever Ltd.HCL Technologies Ltd.Pfizer Ltd.Tata Consumer Products Ltd.HDFC Life Insurance Co. Ltd.Total

% to NAV8.256.906.504.614.163.903.502.472.202.14

44.63

Large Cap

Mid Cap

Small Cap





Returns


B: S&P BSE 200 TRI



(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

1,070,000

1,878,615

12.23%

1,711,028

10.23%

1,730,753

10.48%

120,000

130,307

16.39%

131,321

18.04%

131,285

17.98%

360,000

392,896

5.77%

389,599

5.20%

401,115

7.16%

600,000

746,048

8.65%

727,665

7.65%

760,695

9.43%

840,000

1,227,990

10.67%

1,141,944

8.63%

1,170,597

9.33%

NA

NA

NA

NA

NA

NA

NA

67.21%

26.88%

5.92%

Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)

ASSISTANT FUND MANAGEREnnette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)


MONTHLY AVERAGE AUM

Rs. 837.53 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 0.84

2.37

Tata Retirement Savings Fund - Progressive Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered For scheme performance refer pages 49-64.*B: Benchmark Source: MFI Explorer


22.07%21.83%

17.23%14.73%

8.25%3.53%3.28%

1.60%1.19%0.97%0.97%

0.00% 6.00% 12.00% 18.00% 24.00%

Financial ServicesConsumer Goods

PharmaIT

Oil & GasFertilisers & Pesticides

AutomobileServices


Chemicals

70

80

90

100

110

120


Tata Retirement Savings Fund - Progressive Plan - RegS&P BSE 200 TRI

Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Auto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.Commercial Services3M India Ltd.Consumer DurablesDixon Technologies (India) Ltd.Titan Company Ltd.Bata India Ltd.Voltas Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.ITC Ltd.Jubilant Foodworks Ltd.Kansai Nerolac Paints Ltd.Radico Khaitan Ltd.FinanceHDFC Life Insurance Co. Ltd.Muthoot Finance Ltd.HDFC Asset Management Company Ltd.ICICI Lombard General Insurance Co. Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Pfizer Ltd.Alembic Pharmaceuticals Ltd.Ipca Laboratories Ltd.Divi Laboratories Ltd.Natco Pharma Ltd.RetailingIndiamart Intermesh Ltd.




Large Cap

Mid Cap

Small Cap






17.310.031.000.930.14

-0.50

16.010.141.001.000.64

NA

46


INVESTMENT STYLE



FUND MANAGER

NAV


: 35.977232.3292:

FUND SIZE

Rs. 1189.01 (Rs. in Cr.)

TURN OVER


89.03%70.61%

0.832.20





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name

98599.31

1295.52

1306.07

7006.626560.35

1718.13

2092.341981.781495.681481.66

3935.472252.322189.561979.021564.541311.00

2164.381842.511552.641359.60

2104.921550.61

8361.82

4223.792592.171929.201888.411580.451449.64

1494.02

82.93

1.09

1.10

5.895.52

1.45

1.761.671.261.25

3.311.891.841.661.321.10

1.821.551.311.14

1.771.30

7.03

3.552.181.621.591.331.22

1.26

18600

2000

5920001671000

9200

22500170000114000210000

190000457000

132500091000

304000300000

36700014970069000

110000

9580028460

407000

8640052000

2000008164050300

161000

30830



% of Assets


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.






NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.Hindustan Unilever Ltd.HCL Technologies Ltd.Pfizer Ltd.Tata Consumer Products Ltd.ITC Ltd.Total

% to NAV7.035.895.523.923.553.313.042.181.891.84

38.17

SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Info Edge (India) Ltd.Oracle Financials Services Soft Ltd.Other Equities^

440000430000740005400060050

4666.643620.391971.991916.431887.73

12271.91

3.923.041.661.611.59

10.32

No. of Shares


% of Assets

120,000130,10516.06%

130,91917.38%

131,28517.98%

360,000393,961

5.95%402,886

7.45%401,115

7.16%

600,000736,104

8.11%747,307

8.72%760,695

9.43%

840,0001,214,612

10.36%1,171,278

9.34%1,170,597

9.33%

NANANANANANANA

1,070,0001,885,593

12.31%1,726,570

10.42%1,730,753

10.48%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64. *B: Benchmark, AB: Additional Benchmark Source: MFI Explorer


% toNAV

Debt InstrumentsGovernment SecuritiesGOI - 7.27% (08/04/2026)GOI - 6.79% (26/12/2029)GOI - 7.16% (20/09/2050)GOI - 7.26% (14/01/2029)Non-Convertible Debentures/Bonds07.13 % Nhpc Ltd.07.41 % Nabha Power Ltd. (A Larsen & Toubro Group Company)07.42 % Power Finance Corporation06.09 % Housing & Urban Development Corporation Ltd.09.10 % Shriram Trans. Fin. Co. Ltd.08.22 % ICICI Home Finance Co.Ltd.08.20 % Power Grid Corporation Of India Ltd.08.81 % Small Indust Devlop Bank Of IndiaPrivately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.08.10 % Sbi Cards & Payment Services Ltd.

SOVSOVSOVSOV

ICRA- AAAICRA- AAA(CE)

CRISIL- AAAICRA- AAA

CRISIL- AA+CRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAA(CE)CRISIL- AAA

7730.574343.122105.001066.06216.39

8004.992616.932075.10

1595.001544.42

59.4051.0641.9521.13

925.35502.54422.81

6.503.651.770.900.186.732.201.75

1.341.30

0.050.040.040.020.780.420.36


2181.82117442.04

1458.50118900.54

1.8398.771.23

100.00


66.75%

27.13%

6.12%


ASSISTANT FUND MANAGEREnnettee Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)

BENCHMARK

Crisil Hybrid 25+75 - Aggressive Index

MONTHLY AVERAGE AUM

Rs. 1202.29 (Rs. in Cr.)


Tata Retirement Savings Fund - Moderate Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))

19.27%19.03%

14.88%12.65%

7.03%3.07%2.93%

1.45%1.00%0.82%0.79%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00% 24.00%


PharmaIT

Oil & GasFertilisers & Pesticides

AutomobileServices


Chemicals

708294

106118130


Tata Retirement Savings Fund - Moderate Plan - RegCrisil Hybrid 25+75 - Aggressive Index






6.291.010.910.17

-0.25

5.581.001.000.42

NA

1.052.22

47


INVESTMENT STYLE



FUND MANAGER

NAVDirect - GrowthReg - Growth

: 24.624422.2415:

FUND SIZE

Rs. 152.10 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 149.93 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE

Entry Load Not Applicable

Exit Load

PORTFOLIO

Company name

4406.46

414.24291.70

171.92

365.70

180.88

208.94159.97

2613.11

28.97

2.721.92

1.13

2.40

1.19

1.371.05

17.18



1259.4614886.42

323.1215209.54

8.3597.94

2.06100.00




Returns

Total Value of B: CRISIL Short Term Debt

Hybrid 75+25 Fund Index

B: CRISIL Short Term Debt Hybrid 75+25 Fund Index



(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

1,070,000

1,596,786

8.75%

1,653,787

9.51%

1,546,313

8.06%

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor



No. of Shares Rs. Lakhs

% of Assets

Market Value RatingsRs. Lakhs

% toNAV

Market Value

Equity & Equity Related TotalBanksHDFC Bank Ltd.ICICI Bank Ltd.Consumer Non DurablesHindustan Unilever Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Other Equities^

3500074300

8300

17800

3700

1970019000

NAV Movement



Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-63*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

120,000

127,223

11.47%

128,365

13.32%

125,137

8.12%

360,000

403,095

7.51%

414,483

9.40%

417,962

9.97%

600,000

725,606

7.55%

753,981

9.09%

737,228

8.19%

840,000

1,123,608

8.19%

1,163,155

9.16%

1,129,252

8.33%

NA

NA

NA

NA

NA

NA

NA


Maturity Ladder

7396.572700.151085.78

965.18621.20563.87560.03509.59390.77

1823.931063.33

537.48

185.9637.16

48.6317.75

7.146.354.083.713.683.352.57

11.996.993.53

1.220.24

Debt InstrumentsGovernment SecuritiesGOI - 7.32% (28/01/2024)GOI - 7.27% (08/04/2026)GOI - 6.84% (19/12/2022)GOI 8.24% 15/02/2027GOI - 7.73% (19/12/2034)GOI - 8.20% (24/09/2025)GOI - 7.80% (11/04/2021)SDL Maharashtra 8.44% (26/11/2024)Non-Convertible Debentures/Bonds/Zcb07.42 % Power Finance Corporation09.95 % Food Corporation Of India Ltd.08.37 % NabardAditya Birla Housing Finance Ltd. - Zcb


CRISIL- AAACRISIL- AAA(CE)

CRISIL- AAAICRA- AAA


::




BENCHMARKCRISIL Short Term Debt Hybrid 75+25 Fund Index


Tata Retirement Savings Fund - Conservative Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))


- Excluding Net Current Assets


4.71%

: :

:


48.63%

28.97%

10.41%

8.46%3.53%

SOV

Equity


A1+ / AAA

AAA(CE)

46.06%

28.97%

11.75%

10.41%2.57%0.24%


Equity Shares




Zero Coupon Bonds

13.10%

9.88%

42.22%

0.00%

3.71%

31.10%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

98

106

114

122

130


Tata Retirement Savings Fund - Reg - Conservative PlanCRISIL Short Term Debt Hybrid 75+25 Fund Index



INVESTMENT STYLE


DATE OF ALLOTMENTOctober 14, 1995

FUND MANAGER

NAVDirectReg

: 28.849426.6981:

FUND SIZE

Rs. 186.30 (Rs. in Cr.)

TURN OVER


56.30%55.45%

MINIMUM INVESTMENT/ MUL TIPLES FOR NEW INVESTMENTRs. 500/- and in multiples of Rs. 500/- thereafter.

ADDITIONAL INVESTMENT/ MUL TIPLES FOR EXISTING INVESTORSRs. 500/- and in multiples of Rs. 500/- thereafter.LOAD STRUCTURE


PORTFOLIO

17992.20

502.84

1646.321087.50719.54364.45196.32

280.33269.87

186.75

241.67

431.33250.75

413.13405.97278.37246.43241.66211.81

225.23

515.51

385.24333.72259.49208.04

96.57

2.70

8.845.843.861.961.05

1.501.45

1.00

1.30

2.321.35

2.222.181.491.321.301.14

1.21

2.77

2.071.791.391.12

770

1391002770004650074000

605000

170005900

1000

26000

3700011500

2500001960012800500005530042000

31000

26800

31300270004400030000

6300080000

5900

84000

1312009600

1040052000

8750032000

1000002570021500

147000

146000

253.42237.28

321.46

1725.78

548.02469.31326.77242.19

928.03852.75340.70297.77285.43262.76

633.28

1.361.27

1.73

9.26

2.942.521.751.30

4.984.581.831.601.531.41

3.40


Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :14-Oct-1995) (First Installment date : 01-Feb-1996)

120,000131,99719.14%

131,32118.04%

131,28517.98%

360,000384,241

4.28%389,599

5.20%401,115

7.16%

600,000668,570

4.28%727,665

7.65%760,695

9.43%

840,0001,019,151

5.44%1,141,944

8.63%1,170,597

9.33%

1,200,0001,730,203

7.11%2,029,598

10.14%2,049,191

10.32%

2,970,00014,056,337

10.96%20,437,846

13.35%20,383,895

13.33%


An equity-oriented scheme that aims to create long term wealth through quality companies providing long term growth opportunities. The debt portion aims to generate regular income through quality debt securities.

The investment objective of the Scheme is to generate long term capital growth. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any return.


Compulsory Lock-in Option: 5 years or till the child attains age of majority (whichever is earlier). If redeemed before child attains 18 years of age, Exit load is 1% (Effective from May 3, 2018)


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankBharti Airtel Ltd.Cadila Healthcare Ltd.HDFC Ltd.MRF Ltd.Total

% to NAV9.268.845.844.984.583.863.402.942.772.70

49.17

Equity & Equity Related TotalAuto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra Bank Ltd.Axis Bank Ltd.Karur Vysa Bank Ltd.CementACC Ltd.Ultratech Cement Ltd.Commercial Services3M India Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesTitan Company Ltd.Amber Enterprises India Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Jubilant Foodworks Ltd.Tata Consumer Products Ltd.Radico Khaitan Ltd.United Spirits Ltd.FertilisersCoromandel International Ltd.FinanceHousing Development Finance Corporation Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.HDFC Life Insurance Co. Ltd.Shriram Transport Finance Co Ltd.

GasIndraprastha Gas Ltd.Gujarat Gas Ltd.PesticidesBayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsCadila Healthcare Ltd.Dr Reddys Laboratories Ltd.Divi Laboratories Ltd.Sun Pharmaceutical Industries Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Wipro Ltd.Persistent Systems Ltd.Mindtree Ltd.Birlasoft Ltd.Telecom - ServicesBharti Airtel Ltd.


364.98685.09

18677.29-46.89

18630.40


1.963.66

100.23-0.23

100.00


Large Cap

Mid Cap

Small Cap

79.78%

11.24%

8.97%


Company name No. of Shares Market ValueRs. Lakhs

% of Assets

Company name No. of Shares Market ValueRs. Lakhs

% of Assets



18.91-0.020.860.94

-0.12-0.30

21.260.041.001.000.23

NA

Akhil Mittal (Managing Since 30-Jul-15 and overall experience of 19 years) (Debt), Amey Sathe (Managing Since 20-Apr-20 and overall experience of 13 years) (Equity) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years) (Equity)


MONTHLY AVERAGE AUM

Rs. 187.77 (Rs. in Cr.)


1.722.52


Tata Young Citizens’ Fund(An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier))



31.67%15.93%

14.28%11.90%

8.51%3.40%2.95%2.93%2.70%

1.30%1.00%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%


Consumer GoodsOil & Gas

PharmaTelecom

Cement & Cement ProductsFertilisers & Pesticides

AutomobileConstruction

Services

60

72

84

96

108

120


Tata Young Citizens Fund - Reg S&P BSE 200 TRI

SCHEME PERFORMANCE

www.tatamutualfund.com TATA MUTUAL FUND 49Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.

Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Abhinav Sharma

Tata Infrastructure FundS&P BSE India

Infrastructure TRI*Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -13.13% 8,687 -21.50% 7,850 -0.98% 9,9023 Year -6.25% 8,239 -14.48% 6,254 5.37% 11,6985 Year 2.69% 11,420 -0.96% 9,527 8.98% 15,378Since Inception 10.47% 48,418 NA NA 12.89% 68,231Inception date: 31-Dec-04 Managing since: 20-Apr-20

Tata Multicap Fund S&P BSE 500 TRI* S&P BSE Sensex TRI

Period Return % Rs. Return % Rs. Return % Rs.1 Year -0.74% 9,926 0.19% 10,019 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.17% 11,146 0.20% 10,043 2.88% 10,629Inception date: 06-Sep-18 Managing since: 01-Nov-19

Lumpsum Performance of schemes managed by Akhil Mittal

Lumpsum Performance of schemes managed by Amey Sathe


CRISIL Hybrid 35+65 - Aggressive Index*

S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.61% 10,661 5.60% 10,560 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 7.76% 11,403 9.48% 11,725 7.57% 11,367Inception date: 28-Jan-19 Managing since: 09-Jan-19

Tata Dynamic Bond Fund CRISIL CompositeBond Fund Index* Crisil 10 Yr Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.98% 10,896 12.05% 11,201 8.90% 10,8873 Year 6.48% 12,069 8.98% 12,940 7.54% 12,4335 Year 7.15% 14,127 9.14% 15,491 7.93% 14,647Since Inception 6.97% 31,815 7.11% 32,521 6.01% 27,247Inception date: 3-Sep-03 Managing since: 26-Jun-14

Tata TreasuryAdvantage Fund## &

CRISIL Low DurationDebt Index* Crisil 1 Yr T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.64% 10,762 7.50% 10,748 6.23% 10,6213 Year 5.68% 11,801 7.86% 12,547 6.89% 12,2125 Year 6.55% 13,733 7.98% 14,680 6.80% 13,896Since Inception 7.59% 30,298 7.71% 30,842 6.33% 25,348Inception date: 06-Sep-05 Managing since: 26-Jun-14

The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-1.66% ) of NAV on 14th June 2019; & Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Income Fund CRISIL Medium to LongTerm Debt Index* Crisil 10 Yr Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 12.09% 11,205 12.91% 11,288 8.90% 10,8873 Year 7.29% 12,349 9.15% 13,000 7.54% 12,4335 Year 7.65% 14,460 9.32% 15,616 7.93% 14,647Since Inception 8.28% 64,897 10.50% 104,603 NA NAInception date: 28-Apr-97 Managing since: 26-Jun-14

TataYoung Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 2.64% 10,264 -0.17% 9,983 -0.11% 9,9893 Year 0.38% 10,114 3.96% 11,235 7.33% 12,3635 Year 4.73% 12,602 8.99% 15,386 9.62% 15,834Since Inception 11.70% 160,188 11.82% 164,482 11.79% 163,339Inception date: 14-Oct-95 Managing since: 30-Jul-15

(Manages debt portfolio)

Tata Banking AndFinancial Services Fund$

Nifty FinancialServices TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -11.86% 8,814 -13.68% 8,632 -0.98% 9,9023 Year 1.16% 10,351 4.90% 11,542 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.66% 17,813 11.82% 17,181 9.68% 15,648Inception date: 28-Dec-15 Managing since: 18-Jun-18

Note: $Amey Sathe is the Assistant Fund Manager

Tata Equity P/E Fund$ S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.18% 9,882 -0.11% 9,989 NA NA3 Year -0.75% 9,777 7.33% 12,363 NA NA5 Year 10.03% 16,133 9.62% 15,834 NA NASince Inception 17.28% 135,410 15.36% 103,398 NA NAInception date: 29-Jun-04 Managing since: 18-Jun-18


Crisil Ultra Short Term Debt Index*

CRISIL 1 Year T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.21% 10,520 6.41% 10,640 6.23% 10,6213 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 6.23% 11,129 7.20% 11,309 6.96% 11,266Inception date: 22-Jan-19 Managing since: 11-Jan-19

Tata Young Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 2.64% 10,264 -0.17% 9,983 -0.11% 9,9893 Year 0.38% 10,114 3.96% 11,235 7.33% 12,3635 Year 4.73% 12,602 8.99% 15,386 9.62% 15,834Since Inception 11.70% 160,188 11.82% 164,482 11.79% 163,339Inception date: 14-Oct-95 Managing since: 20-Apr-20

Note: $Amey Sathe is the Assistant Fund Manager

Tata Treasury Advantage Fund (Segregated Portfolio 1) &

Crisil Low Duration Debt Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year -30.77% 6,930 7.50% 10,748 6.23% 10,6213 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -24.82% 6,755 7.97% 11,113 6.65% 10,926Inception date: 15-Jun-19 Managing since: 14-Jun-19

& Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended Schemes

Tata Money Market FundCrisil Money

Market Index*Crisil 1 Yr T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.65% 10,663 5.83% 10,582 6.23% 10,6213 Year 4.89% 11,538 7.11% 12,285 6.89% 12,2125 Year 5.81% 13,261 7.19% 14,152 6.80% 13,893Since Inception 6.94% 32,236 7.17% 33,473 6.08% 27,996Inception date: 22-May-03 Managing since: 16-Oct-13

Tata Corporate Bond Fund (Segregated Portfolio 1)

Crisil Corporate Bond Composite Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year -15.19% 8,485 12.28% 11,224 6.23% 10,6213 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -15.43% 7,942 12.14% 11,706 6.65% 10,926Inception date: 15-Jun-19 Managing since: 14-Jun-19


CRISIL Banking and PSU Debt Index*

CRISIL 10 Year Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.94% 10,991 10.41% 11,038 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 10.30% 11,090 10.70% 11,132 9.03% 10,955Inception date: 10-Oct-19 Managing since: 06-Sep-19

Lumpsum Performance of schemes managed by Amit Somani

Tata Overnight Fund Crisil Overnight Index*CRISIL 1 Year T-Bill

Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 3.62% 10,363 3.74% 10,375 6.22% 10,6233 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.36% 10,707 4.46% 10,723 6.71% 11,095Inception date: 27-Mar-19 Managing since: 25-Mar-19

Tata Liquid Fund& Crisil Liquid Fund Index* Crisil 1 Yr T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 4.66% 10,467 4.97% 10,498 6.22% 10,6233 Year 6.29% 12,010 6.50% 12,083 6.89% 12,2145 Year 6.67% 13,817 6.77% 13,877 6.79% 13,896Since Inception 7.42% 31,850 7.02% 29,967 6.23% 26,594Inception date: 01-Sep-04 Managing since: 16-Oct-13

&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Small Cap Fund Nifty Smallcap 100 TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.67% 10,567 2.35% 10,235 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.68% 10,940 -2.59% 9,496 6.75% 11,372Inception date: 12-Nov-18 Managing since: 19-Oct-18

Tata Hybrid Equity Fund Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -2.62% 9,738 4.12% 10,412 -0.11% 9,9893 Year 0.76% 10,229 5.78% 11,836 7.33% 12,3635 Year 4.57% 12,507 9.46% 15,722 9.62% 15,834Since Inception 14.62% 306,679 NA NA 11.76% 162,594Inception date: 08-Oct-95 Managing since: 03-Sep-18

(Manages equity portfolio)

TataLarge & Mid Cap Fund

Nifty Large Midcap 250 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 0.47% 10,047 2.22% 10,222 -0.11% 9,9893 Year 3.61% 11,122 2.13% 10,653 7.33% 12,3635 Year 7.52% 14,376 9.13% 15,487 9.62% 15,834Since Inception 11.71% 214,877 NA NA 11.60% 209,005Inception date: 25-Feb-93 Managing since: 03-Sep-18

Lumpsum Performance of schemes managed by Chandraprakash Padiyar

Lumpsum Performance of schemes managed by Ennette Fernandes

Tata Ethical Fund Nifty 500 Shariah TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.77% 10,677 14.09% 11,409 -0.98% 9,9023 Year 4.17% 11,303 5.74% 11,823 5.37% 11,6985 Year 5.95% 13,356 11.05% 16,900 8.98% 15,378Since Inception 15.50% 339,232 NA NA 11.52% 143,793Inception date: 24-May-96 Managing since: 20-Apr-20

TataIndia Tax Savings Fund$ S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year -5.34% 9,466 -0.11% 9,989 NA NA3 Year 0.94% 10,285 7.33% 12,363 NA NA5 Year 8.17% 14,816 9.62% 15,834 NA NASince Inception 17.75% 556,734 12.30% 173,787 NA NAInception date: 31-Mar-96 Managing since: 18-Jun-18

TataIndia Consumer Fund$

Nifty IndiaConsumption TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.61% 9,839 -1.99% 9,801 -0.98% 9,9023 Year 2.80% 10,862 3.40% 11,056 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.77% 17,897 8.50% 14,847 9.68% 15,648Inception date: 28-Dec-15 Managing since: 18-Jun-18

Tata Large Cap Fund$ S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year -8.28% 9,172 -0.11% 9,989 NA NA3 Year 0.46% 10,140 7.33% 12,363 NA NA5 Year 5.41% 13,015 9.62% 15,834 NA NASince Inception 18.57% 461,233 12.46% 140,488 NA NAInception date: 07-May-98 Managing since: 18-Jun-18

Note: $Ennette Fernandes is the Assistant Fund Manager

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Ennette Fernandes (Contd.)

Tata Retirement SavingsFund - Conservative Plan$

CRISIL Short Term DebtHybrid 75+25 Fund Index*

Crisil 10 Yr Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.18% 10,716 8.72% 10,870 8.90% 10,8873 Year 5.44% 11,722 7.95% 12,578 7.54% 12,4335 Year 8.11% 14,772 9.01% 15,395 7.93% 14,647Since Inception 9.29% 22,241 9.75% 23,097 8.11% 20,178Inception date: 01-Nov-11 Managing since: 18-Jun-18

Tata Retirement SavingsFund - Progressive Plan$ S&P BSE 200 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 1.07% 10,107 -0.17% 9,983 -0.11% 9,9893 Year 3.21% 10,996 3.96% 11,235 7.33% 12,3635 Year 10.57% 16,536 8.99% 15,386 9.62% 15,834Since Inception 13.51% 31,299 11.24% 26,089 11.06% 25,711Inception date: 01-Nov-11 Managing since: 18-Jun-18

Lumpsum Performance of schemes managed by Meeta Shetty

TataLarge & Mid Cap Fund

Nifty Large Midcap 250 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.

1 Year 0.47% 10,047 2.22% 10,222 -0.11% 9,989

3 Year 3.61% 11,122 2.13% 10,653 7.33% 12,363

5 Year 7.52% 14,376 9.13% 15,487 9.62% 15,834

Since Inception 11.71% 214,877 NA NA 11.60% 209,005

Inception date: 25-Feb-93 Managing since: 01-Nov-19

Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex TRI#


1 Year 33.79% 13,379 39.77% 13,977 -0.11% 9,989

3 Year 25.33% 19,686 29.14% 21,537 7.33% 12,363

5 Year NA NA NA NA NA NA

Since Inception 15.36% 19,981 16.54% 20,987 10.48% 16,207

Inception date: 28-Dec-15 Managing since: 20-Apr-20

Tata India Pharma AndHealthcare Fund Nifty Pharma TRI* Nifty 50 TRI#


1 Year 47.08% 14,708 43.72% 14,372 -0.98% 9,902

3 Year 15.70% 15,490 5.55% 11,759 5.37% 11,698


Since Inception 6.23% 13,398 -0.73% 9,653 9.68% 15,648


Lumpsum Performance of schemes managed by Murthy Nagarajan

Tata Equity Savings Fund NIFTYEquity Savings Index* Nifty 50 TRI#


1 Year 2.93% 10,293 5.20% 10,520 -0.98% 9,902

3 Year 3.83% 11,195 6.75% 12,166 5.37% 11,698

5 Year 5.20% 12,886 7.94% 14,661 8.98% 15,378


Inception date: 27-Apr-00 Managing since: 01-Apr-17


Tata Gilt Securities Fund Crisil Dynamic Gilt Index*

CRISIL 10 Year GiltIndex#


1 Year 9.16% 10,913 11.52% 11,149 8.90% 10,887

3 Year 7.01% 12,251 8.85% 12,894 7.54% 12,433

5 Year 7.81% 14,566 8.85% 15,286 7.93% 14,647

Since Inception 9.00% 61,920 9.30% 65,673 NA NA

Inception date: 06-Sep-99 Managing since: 14-Sep-19

Tata Hybrid Equity Fund CRISIL Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#


1 Year -2.62% 9,738 4.12% 10,412 -0.11% 9,989

3 Year 0.76% 10,229 5.78% 11,836 7.33% 12,363

5 Year 4.57% 12,507 9.46% 15,722 9.62% 15,834


Inception date: 08-Oct-95 Managing since: 01-Apr-17


TataMedium Term Fund## &

CRISIL Medium TermDebt Index* Crisil 10 Yr Gilt Index#


1 Year 11.56% 11,153 12.59% 11,255 8.90% 10,887

3 Year 1.51% 10,461 9.12% 12,991 7.54% 12,433

5 Year 4.11% 12,232 9.26% 15,576 7.93% 14,647


Inception date: 11-Nov-02 Managing since: 06-Feb-20The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-5.15% ) of NAV on 14th June 2019.&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Retirement SavingsFund - Moderate Plan$

Crisil Hybrid 25+75- Aggressive Index*

S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 3.05% 10,305 4.12% 10,412 -0.11% 9,9893 Year 3.62% 11,125 5.78% 11,836 7.33% 12,3635 Year 9.75% 15,933 9.46% 15,722 9.62% 15,834Since Inception 13.92% 32,329 11.08% 25,758 11.06% 25,711Inception date: 01-Nov-11 Managing since: 18-Jun-18


Nifty Midcap 100 TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.61% 10,561 2.38% 10,238 -0.98% 9,9023 Year 4.67% 11,469 -3.55% 8,973 5.37% 11,6985 Year 9.19% 15,531 6.33% 13,595 8.98% 15,378Since Inception 11.89% 193,074 NA NA 10.01% 123,623Inception date: 01-Jul-94 Managing since: 18-Jun-18

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Murthy Nagarajan (Contd.)

Tata Short TermBond Fund&

Crisil Short TermBond Fund Index*

Crisil 1 Yr T-Bill Index#


1 Year 9.66% 10,963 9.97% 10,994 6.23% 10,621

3 Year 5.79% 11,837 8.54% 12,785 6.89% 12,212

5 Year 6.57% 13,751 8.46% 15,011 6.80% 13,896

Since Inception 7.54% 37,621 7.45% 37,052 6.11% 29,471

Inception date: 08-Aug-02 Managing since: 01-Apr-17&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Retirement SavingsFund- Conservative Plan




1 Year 7.18% 10,716 8.72% 10,870 8.90% 10,887

3 Year 5.44% 11,722 7.95% 12,578 7.54% 12,433

5 Year 8.11% 14,772 9.01% 15,395 7.93% 14,647

Since Inception 9.29% 22,241 9.75% 23,097 8.11% 20,178

Inception date: 01-Nov-11 Managing since: 01-Apr-17

Lumpsum Performance of schemes managed by Rupesh Patel

Tata Large Cap Fund S&P BSE Sensex TRI*


1 Year -8.28% 9,172 -0.11% 9,989 NA NA

3 Year 0.46% 10,140 7.33% 12,363 NA NA

5 Year 5.41% 13,015 9.62% 15,834 NA NA


Inception date: 07-May-98 Managing since: 18-Jun-18

TataMid Cap Growth Fund Nifty Midcap 100 TRI* Nifty 50 TRI#


1 Year 5.61% 10,561 2.38% 10,238 -0.98% 9,902

3 Year 4.67% 11,469 -3.55% 8,973 5.37% 11,698

5 Year 9.19% 15,531 6.33% 13,595 8.98% 15,378


Inception date: 01-Jul-94 Managing since: 27-Jun-17

TataIndia Tax Savings Fund S&P BSE Sensex TRI*


1 Year -5.34% 9,466 -0.11% 9,989 NA NA

3 Year 0.94% 10,285 7.33% 12,363 NA NA

5 Year 8.17% 14,816 9.62% 15,834 NA NA


Inception date: 31-Mar-96 Managing since: 01-Apr-15

Tata Infrastructure Fund$ S&P BSE IndiaInfrastructure Index TRI* Nifty 50 TRI#


1 Year -13.13% 8,687 -21.50% 7,850 -0.98% 9,902

3 Year -6.25% 8,239 -14.48% 6,254 5.37% 11,698

5 Year 2.69% 11,420 -0.96% 9,527 8.98% 15,378


Inception date: 31-Dec-04 Managing since: 20-Apr-20$Rupesh Patel is the co-fund manager

Tata Ethical Fund$ Nifty 500 Shariah TRI* Nifty 50 TRI#


1 Year 6.77% 10,677 14.09% 11,409 -0.98% 9,902

3 Year 4.17% 11,303 5.74% 11,823 5.37% 11,698

5 Year 5.95% 13,356 11.05% 16,900 8.98% 15,378


Inception date: 24-May-96 Managing since: 20-Apr-20$Rupesh Patel is the co-fund manager

Tata Medium Term Fund (Segregated Portfolio 1)&

Crisil Medium Term Debt Index*



1 Year -40.09% 6,000 12.59% 11,255 8.90% 10,887



Since Inception -31.12% 5,988 12.79% 11,801 9.70% 11,358

Inception date: 15-Jun-19 Managing since: 06-Feb-20&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Retirement SavingsFund - Moderate Plan

CRISIL Hybrid 25+75- Aggressive Index*

S&P BSE Sensex TRI#


1 Year 3.05% 10,305 4.12% 10,412 -0.11% 9,989

3 Year 3.62% 11,125 5.78% 11,836 7.33% 12,363

5 Year 9.75% 15,933 9.46% 15,722 9.62% 15,834

Since Inception 13.92% 32,329 11.08% 25,758 11.06% 25,711


Tata Retirement SavingsFund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 1.07% 10,107 -0.17% 9,983 -0.11% 9,989

3 Year 3.21% 10,996 3.96% 11,235 7.33% 12,363

5 Year 10.57% 16,536 8.99% 15,386 9.62% 15,834

Since Inception 13.51% 31,299 11.24% 26,089 11.06% 25,711



SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Sailesh Jain

Lumpsum Performance of schemes managed by Satish Chandra Mishra


Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.67% 10,567 2.35% 10,235 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.68% 10,940 -2.59% 9,496 6.75% 11,372Inception date: 12-Nov-18 Managing since: 01-Nov-19

Tata Hybrid Equity Fund Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -2.62% 9,738 4.12% 10,412 -0.11% 9,9893 Year 0.76% 10,229 5.78% 11,836 7.33% 12,3635 Year 4.57% 12,507 9.46% 15,722 9.62% 15,834Since Inception 14.62% 306,679 NA NA 11.76% 162,594Inception date: 08-Oct-95 Managing since: 01-Nov-19

Tata Resources& Energy Fund Nifty Commodities TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 10.49% 11,049 -4.11% 9,589 -0.98% 9,9023 Year 0.76% 10,229 -5.50% 8,440 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 10.96% 16,551 8.72% 14,994 9.68% 15,648Inception date: 28-Dec-15 Managing since: 20-Apr-20

Lumpsum Performance of schemes managed by Sonam Udasi

Tata Equity P/E Fund S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.18% 9,882 -0.11% 9,989 NA NA3 Year -0.75% 9,777 7.33% 12,363 NA NA5 Year 10.03% 16,133 9.62% 15,834 NA NASince Inception 17.28% 135,410 15.36% 103,398 NA NAInception date: 29-Jun-04 Managing since: 01-Apr-16

Tata Index Fund- Nifty Plan Nifty 50 TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.98% 9,802 -0.98% 9,902 NA NA3 Year 4.63% 11,454 5.37% 11,698 NA NA5 Year 8.04% 14,725 8.98% 15,378 NA NASince Inception 14.79% 114,733 16.14% 141,055 NA NAInception date: 25-Feb-03 Managing since: 01-Apr-16

Tata Index Fund- Sensex Plan

S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.02% 9,898 -0.11% 9,989 NA NA3 Year 6.63% 12,123 7.33% 12,363 NA NA5 Year 8.72% 15,195 9.62% 15,834 NA NASince Inception 14.79% 114,699 16.87% 157,681 NA NAInception date: 25-Feb-03 Managing since: 01-Apr-16

Tata Banking AndFinancial Services Fund

NiftyFinancial Services TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -11.86% 8,814 -13.68% 8,632 -0.98% 9,9023 Year 1.16% 10,351 4.90% 11,542 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.66% 17,813 11.82% 17,181 9.68% 15,648Inception date: 28-Dec-15 Managing since: 01-Apr-16


Nifty Private Bank TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -20.47% 7,953 -19.92% 8,008 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -10.43% 8,790 -11.54% 8,663 5.86% 10,689Inception date: 30-Aug-19 Managing since: 16-Aug-19



S&P BSE Sensex TRI#


1 Year 6.61% 10,661 5.60% 10,560 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 7.76% 11,403 9.48% 11,725 7.57% 11,367Inception date: 28-Jan-19 Managing since: 09-Jan-19

Tata Arbitrage FundNifty 50 Arbitrage

Index*Nifty 50 TRI#


1 Year 5.15% 10,515 2.62% 10,262 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.86% 11,123 4.66% 10,889 4.86% 10,927Inception date: 18-Dec-18 Managing since: 10-Dec-18

Tata Equity Savings Fund NIFTYEquity Savings Index* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 2.93% 10,293 5.20% 10,520 -0.98% 9,9023 Year 3.83% 11,195 6.75% 12,166 5.37% 11,6985 Year 5.20% 12,886 7.94% 14,661 8.98% 15,378Since Inception 6.86% 39,013 NA NA 12.35% 109,048Inception date: 27-Apr-00 Managing since: 09-Nov-18

Tata Nifty Exchange Traded Fund

Nifty 50 TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.04% 9,896 -0.98% 9,902 NA NA3 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.90% 10,915 4.92% 10,919 NA NAInception date: 01-Jan-19 Managing since: 17-Dec-18

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Sonam Udasi (Contd.)

Tata Retirement SavingsFund - Conservative Plan



Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.18% 10,716 8.72% 10,870 8.90% 10,8873 Year 5.44% 11,722 7.95% 12,578 7.54% 12,4335 Year 8.11% 14,772 9.01% 15,395 7.93% 14,647Since Inception 9.29% 22,241 9.75% 23,097 8.11% 20,178Inception date: 01-Nov-11 Managing since: 01-Apr-16



CRISIL Hybrid 35+65 - Aggressive Index* S&P BSE Sensex TRI#


1 Year 6.61% 10,661 5.60% 10,560 -0.11% 9,989



Since Inception 7.76% 11,403 9.48% 11,725 7.57% 11,367

Inception date: 28-Jan-19 Managing since: 09-Jan-19

Lumpsum Performance of schemes managed by Rahul Singh

Tata Digital India Fund$ S&P BSE IT TRI* S&P BSE Sensex TRI#


1 Year 33.79% 13,379 39.77% 13,977 -0.11% 9,989

3 Year 25.33% 19,686 29.14% 21,537 7.33% 12,363


Since Inception 15.36% 19,981 16.54% 20,987 10.48% 16,207

Inception date: 28-Dec-15 Managing since: 20-Apr-20$Rahul Singh is the co-fund manger

Tata Resources & Energy Fund$ Nifty Commodities TRI* Nifty 50 TRI#


1 Year 10.49% 11,049 -4.11% 9,589 -0.98% 9,902

3 Year 0.76% 10,229 -5.50% 8,440 5.37% 11,698


Since Inception 10.96% 16,551 8.72% 14,994 9.68% 15,648


$Rahul Singh is the co-fund manger

Tata India Pharma And Healthcare Fund$ Nifty Pharma TRI* Nifty 50 TRI#


1 Year 47.08% 14,708 43.72% 14,372 -0.98% 9,902

3 Year 15.70% 15,490 5.55% 11,759 5.37% 11,698


Since Inception 6.23% 13,398 -0.73% 9,653 9.68% 15,648

Inception date: 28-Dec-15 Managing since: 20-Apr-20$Rahul Singh is the co-fund manager

Tata Young Citizens Fund$ S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 2.64% 10,264 -0.17% 9,983 -0.11% 9,989

3 Year 0.38% 10,114 3.96% 11,235 7.33% 12,363

5 Year 4.73% 12,602 8.99% 15,386 9.62% 15,834

Since Inception 11.70% 160,188 11.82% 164,482 11.79% 163,339

Inception date: 14-Oct-95 Managing since: 20-Apr-20

$Rahul Singh is the co-fund manager


Nifty IndiaConsumption TRI*

Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.61% 9,839 -1.99% 9,801 -0.98% 9,9023 Year 2.80% 10,862 3.40% 11,056 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.77% 17,897 8.50% 14,847 9.68% 15,648Inception date: 28-Dec-15 Managing since: 01-Apr-16

Tata Multicap Fund S&P BSE 500 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -0.74% 9,926 0.19% 10,019 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.17% 11,146 0.20% 10,043 2.88% 10,629Inception date: 06-Sep-18 Managing since: 17-Aug-18


Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 3.05% 10,305 4.12% 10,412 -0.11% 9,9893 Year 3.62% 11,125 5.78% 11,836 7.33% 12,3635 Year 9.75% 15,933 9.46% 15,722 9.62% 15,834Since Inception 13.92% 32,329 11.08% 25,758 11.06% 25,711Inception date: 01-Nov-11 Managing since: 01-Apr-16

Tata Retirement SavingsFund - Progressive Plan

S&P BSE 200 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 1.07% 10,107 -0.17% 9,983 -0.11% 9,9893 Year 3.21% 10,996 3.96% 11,235 7.33% 12,3635 Year 10.57% 16,536 8.99% 15,386 9.62% 15,834Since Inception 13.51% 31,299 11.24% 26,089 11.06% 25,711Inception date: 01-Nov-11 Managing since: 01-Apr-16


SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Abhishek Sonthalia

Tata Treasury Advantage Fund&




1 Year 7.64% 10,762 7.50% 10,748 6.23% 10,621

3 Year 5.68% 11,801 7.86% 12,547 6.89% 12,212

5 Year 6.55% 13,733 7.98% 14,680 6.80% 13,896

Since Inception 7.59% 30,298 7.71% 30,842 6.33% 25,348

Inception date: 06-Sep-05 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Treasury Advantage Fund (Segregated Portfolio 1)&




1 Year -30.77% 6,930 7.50% 10,748 6.23% 10,621



Since Inception -24.82% 6,755 7.97% 11,113 6.65% 10,926

Inception date: 15-Jun-19 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Lumpsum Performance of Close Ended SchemesLumpsum Performance of schemes managed by Akhil Mittal

Tata FMP - Series 54- Scheme A

CRISIL CompositeBond Fund Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.01% 10,799 12.05% 11,201 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.20% 12,399 11.49% 13,045 10.93% 12,886Inception date: 21-May-18 Managing since: 11-May-18


Crisil MediumTerm Debt Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.05% 10,803 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.33% 12,360 11.43% 12,930 11.27% 12,888Inception date: 15-Jun-18 Managing since: 07-Jun-18

Tata FMP - Series 53- Scheme B

CRISIL CompositeBond Fund Index*




CRISIL CompositeBond Fund Index* Crisil 10 Yr Gilt Index#


Tata FMP- Series 55 - Scheme F

Crisil Medium TermDebt Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.03% 10,701 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 3.95% 10,887 11.56% 12,713 11.37% 12,667Inception date: 20-Aug-18 Managing since: 09-Aug-18

Tata FMP - Series 55- Scheme B



Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.02% 10,800 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.61% 12,131 11.47% 12,892 11.46% 12,890Inception date: 28-Jun-18 Managing since: 14-Jun-18

Tata FMP - Series 55- Scheme D



Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.23% 10,821 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.78% 12,102 11.45% 12,788 11.08% 12,692Inception date: 24-Jul-18 Managing since: 16-Jul-18

Tata FMP - Series 55- Scheme E



Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.54% 10,752 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.27% 10,987 11.48% 12,773 11.13% 12,684Inception date: 30-Jul-18 Managing since: 20-Jul-18

Tata Liquid Fund& Crisil Liquid Fund Index*CRISIL 1 Year T-Bill

Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 4.66% 10,467 4.97% 10,498 6.22% 10,6233 Year 6.29% 12,010 6.50% 12,083 6.89% 12,2145 Year 6.67% 13,817 6.77% 13,877 6.79% 13,896Since Inception 7.42% 31,850 7.02% 29,967 6.23% 26,594Inception date: 01-Sep-04 Managing since: 06-Feb-20

&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Medium Term Fund& Crisil Medium Term Debt Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 11.56% 11,153 12.59% 11,255 8.90% 10,8873 Year 1.51% 10,461 9.12% 12,991 7.54% 12,4335 Year 4.11% 12,232 9.26% 15,576 7.93% 14,647Since Inception 5.86% 27,842 NA NA 6.58% 31,456Inception date: 11-Nov-02 Managing since: 06-Feb-20

& Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Medium Term Fund (Segregated Portfolio 1)&




1 Year -40.09% 6,000 12.59% 11,255 8.90% 10,887



Since Inception -31.12% 5,988 12.79% 11,801 9.70% 11,358

Inception date: 15-Jun-19 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Short Term Bond Fund&

Crisil Short Term Bond Fund Index*



1 Year 9.66% 10,963 9.97% 10,994 6.23% 10,621

3 Year 5.79% 11,837 8.54% 12,785 6.89% 12,212

5 Year 6.57% 13,751 8.46% 15,011 6.80% 13,896

Since Inception 7.54% 37,621 7.45% 37,052 6.11% 29,471

Inception date: 08-Aug-02 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

SCHEME PERFORMANCE


Tata FMP - Series 56 - Scheme D


CRISIL 10 YearGilt Index#


1 Year 9.49% 10,946 12.59% 11,255 8.90% 10,887



Since Inception 10.28% 12,185 12.48% 12,679 11.87% 12,542

Inception date: 23-Oct-18 Managing since: 12-Oct-18

Tata FMP -Series 56 - Scheme C




1 Year 9.08% 10,906 12.59% 11,255 8.90% 10,887



Since Inception 10.38% 12,247 12.49% 12,731 12.14% 12,650

Inception date: 11-Oct-18 Managing since: 03-Oct-18

Tata FMP - Series 56 - Scheme F




1 Year 9.69% 10,966 12.59% 11,255 8.90% 10,887



Since Inception 11.03% 12,228 12.46% 12,535 11.48% 12,325

Inception date: 27-Nov-18 Managing since: 19-Nov-18

Lumpsum Performance of Close Ended SchemesLumpsum Performance of schemes managed by Akhil Mittal (contd.)

TataValue Fund Series - 2 S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year -3.58% 9,642 -0.17% 9,983 -0.11% 9,989



Since Inception -1.54% 9,657 1.56% 10,352 3.65% 10,837

Inception date: 03-Aug-18 Managing since: 13-Jul-18

TataValue Fund Series - 1 S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year -4.09% 9,591 -0.17% 9,983 -0.11% 9,989



Since Inception -0.31% 9,929 3.65% 10,858 5.14% 11,217

Inception date: 16-Jul-18 Managing since: 22-Jun-18

Lumpsum Performance of schemes managed by Sonam Udasi

Tata FMP- Series 55 - Scheme G




1 Year 8.75% 10,873 12.59% 11,255 8.90% 10,887



Since Inception 9.68% 12,222 11.64% 12,703 11.60% 12,693

Inception date: 28-Aug-18 Managing since: 14-Aug-18

Tata FMP -Series 55 - Scheme I




1 Year 8.97% 10,894 12.59% 11,255 8.90% 10,887



Since Inception 10.12% 12,282 12.18% 12,775 12.50% 12,854


Tata FMP -Series 56 - Scheme A




1 Year 8.55% 10,853 12.59% 11,255 8.90% 10,887



Since Inception 10.22% 12,266 12.58% 12,824 12.52% 12,809


Tata FMP -Series 56 - Scheme B




1 Year 8.13% 10,811 12.59% 11,255 8.90% 10,887



Since Inception 8.81% 11,928 12.47% 12,780 12.20% 12,718


SCHEME PERFORMANCE


SIP Performance of schemes managed by Amey Sathe

SIP Performance of Open Ended SchemesSIP Performance of schemes managed by Abhinav Sharma


(Segregated Portfolio 1)



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.

1 Year 120,000 -26.67% 102,098 7.56% 124,788 5.62% 123,569

3 Year NA NA NA NA NA NA NA


Since Inception 160,000 -27.19% 129,048 7.68% 168,582 6.02% 166,733

Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 14-Jun-19


Crisil Ultra Short Term Debt Index*



1 Year 120,000 5% 123,178 6.19% 123,923 5.62% 123,569



Since Inception 210,000 5.59% 220,740 6.68% 222,836 6.34% 222,195

Inception date: 22-Jan-19 First Installment date: 01-Feb-19 Managing since: 11-Jan-19

TataYoung Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex

TRI#


1 Year 120,000 19.14% 131,997 18.04% 131,321 17.98% 131,285

3 Year 360,000 4.28% 384,241 5.20% 389,599 7.16% 401,115

5 Year 600,000 4.28% 668,570 7.65% 727,665 9.43% 760,695

Since Inception 2,970,000 10.96% 14,056,337 13.35% 20,437,846 13.33% 20,383,895

Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 30-Jul-15

Tata Banking andFinancial Services Fund

Nifty FinancialServices TRI* Nifty 50 TRI#


1 Year 120,000 3.21% 122,060 2.21% 121,421 17.46% 130,967

3 Year 360,000 0.79% 364,413 1.49% 368,298 5.81% 393,126


Since Inception 580,000 6.09% 672,905 7.75% 700,463 8.08% 706,020

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 18-Jun-18

TataEquity P/E Fund

S&P BSE Sensex TRI*


1 Year 120,000 17.62% 131,067 17.98% 131,285 NA NA

3 Year 360,000 2.34% 373,132 7.16% 401,115 NA NA

5 Year 600,000 5.87% 695,892 9.43% 760,695 NA NA

Since Inception 1,960,000 13.69% 6,707,789 11.44% 5,417,119 NA NA


TataInfrastructure Fund

S&P BSE IndiaInfrastructure TRI*

Nifty 50 TRI#


1 Year 120,000 1.43% 120,918 -4.70% 116,951 17.46% 130,967

3 Year 360,000 -5.33% 331,257 -13.91% 288,322 5.81% 393,126

5 Year 600,000 -1.20% 581,940 -7.81% 491,482 8.16% 737,016

Since Inception 1,890,000 5.98% 3,099,236 1.35% 1,646,284 10.50% 4,609,148

Inception date: 31-Dec-04 First Installment date: 01-Feb-05 Managing since: 20-Apr-20

Tata Multicap Fund S&P BSE 500 TRI*S&P BSE Sensex

TRI#


1 Year 120,000 14.83% 129,350 18.75% 131,757 17.98% 131,285



Since Inception 250,000 7.96% 271,833 7.19% 269,701 8.09% 272,200

Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 01-Nov-19

SIP Performance of schemes managed by Akhil Mittal



S&P BSE Sensex TRI#


1 Year 120,000 14.59% 129,198 16.95% 130,655 17.98% 131,285



Since Inception 210,000 9.83% 229,020 10.74% 230,810 8.75% 226,921


TataDynamic Bond Fund

CRISIL Composite Bond Fund Index*

Crisil 10 Yr GiltIndex#


1 Year 120,000 9.15% 125,777 12.07% 127,589 8.12% 125,137

3 Year 360,000 8.13% 406,842 11.39% 426,664 9.97% 417,962

5 Year 600,000 7.22% 719,564 9.71% 765,715 8.19% 737,228

Since Inception 2,050,000 7.49% 4,055,139 8.26% 4,370,404 7.08% 3,901,001

Inception date: 03-Sep-03 First Installment date: 01-Oct-03 Managing since: 26-Jun-14

Tata Income Fund CRISIL Medium toLong Term Debt Index*



1 Year 120,000 12.55% 127,891 12.83% 128,058 8.12% 125,137

3 Year 360,000 10.14% 419,026 11.77% 429,066 9.97% 417,962

5 Year 600,000 8.32% 739,740 9.96% 770,438 8.19% 737,228

Since Inception 2,790,000 7.50% 7,276,234 9.36% 9,428,042 6.98% 4,718,463

Inception date: 28-Apr-97 First Installment date: 01-Aug-97 Managing since: 26-Jun-14

Tata Treasury Advantage Fund##

CRISIL Low DurationDebt Index*

Crisil 1 Yr T-BillIndex#


1 Year 120,000 7.91% 125,003 7.56% 124,788 5.62% 123,569

3 Year 360,000 5.78% 392,897 8.09% 406,608 6.85% 399,222

5 Year 600,000 6.05% 698,891 7.93% 732,535 6.78% 711,720

Since Inception 1,810,000 7.51% 3,292,059 8.02% 3,434,467 6.72% 3,084,816

Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 26-Jun-14

SCHEME PERFORMANCE


SIP Performance of schemes managed by Amey Sathe (Contd.)


S&P BSE 200 TRI*S&P BSE Sensex

TRI#


1 Year 120,000 19.14% 131,997 18.04% 131,321 17.98% 131,285

3 Year 360,000 4.28% 384,241 5.20% 389,599 7.16% 401,115

5 Year 600,000 4.28% 668,570 7.65% 727,665 9.43% 760,695

Since Inception 2,970,000 10.96% 14,056,337 13.35% 20,437,846 13.33% 20,383,895

Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 20-Apr-20


CRISIL Banking and PSU Debt Index*



1 Year 120,000 10.85% 126,833 10.41% 126,563 8.12% 125,137



Since Inception 120,000 10.85% 126,833 10.41% 126,563 8.12% 125,137

Inception date: 10-Oct-19 First Installment date: 01-Nov-19 Managing since: 06-Sep-19

Tata Corporate Bond Fund (Segregated Portfolio 1)

Crisil Corporate Bond Composite Index*



1 Year 120,000 -20.64% 106,309 12.79% 128,038 5.62% 123,569



Since Inception 160,000 -19.13% 138,336 12.52% 173,977 6.02% 166,733


SIP Performance of schemes managed by Amit Somani

TataMoney Market Fund

Crisil MoneyMarket Index*

Crisil 1Yr T-Bill Index#


1 Year 120,000 6.60% 124,182 5.49% 123,488 5.62% 123,569

3 Year 360,000 5.67% 392,257 6.75% 398,622 6.85% 399,235

5 Year 600,000 5.50% 689,322 6.98% 715,479 6.78% 711,819

Since Inception 2,090,000 7.04% 4,014,716 7.56% 4,223,744 7.18% 3,834,574

Inception date: 22-May-03 First Installment date: 01-Jun-03 Managing since: 16-Oct-13

Tata Liquid Fund Crisil Liquid FundIndex*

Crisil 1 Yr T-BillIndex#


1 Year 120,000 4.20% 122,711 4.60% 122,966 5.60% 123,607

3 Year 360,000 5.69% 392,524 5.97% 394,159 6.84% 399,351

5 Year 600,000 6.20% 701,889 6.40% 705,273 6.77% 711,992

Since Inception 1,930,000 7.49% 3,658,455 7.27% 3,588,438 7.44% 3,400,209

Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 16-Oct-13

Tata Overnight Fund Crisil Overnight Index*



1 Year 120,000 3.24% 122,098 3.37% 122,176 5.60% 123,607



Since Inception 190,000 3.72% 195,911 3.84% 196,103 6.21% 199,873

Inception date: 27-Mar-19 First Installment date: 01-Apr-19 Managing since: 25-Mar-19

SIP Performance of schemes managed by Chandraprakash Padiyar

TataHybrid Equity Fund


S&P BSE Sensex TRI#


1 Year 120,000 9.38% 125,956 17.38% 130,919 17.98% 131,285

3 Year 360,000 1.89% 370,556 7.45% 402,886 7.16% 401,115

5 Year 600,000 3.22% 650,966 8.72% 747,307 9.43% 760,695

Since Inception 2,970,000 15.22% 27,591,145 12.22% 7,865,826 13.33% 20,396,778

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 03-Sep-18


Nifty Large Midcap 250 TRI*

S&P BSE Sensex TRI#


1 Year 120,000 15.31% 129,642 20.30% 132,705 17.98% 131,285

3 Year 360,000 5.71% 392,563 4.51% 385,542 7.16% 401,115

5 Year 600,000 6.76% 711,497 7.14% 718,346 9.43% 760,695

Since Inception 2,420,000 16.25% 15,960,847 11.63% 4,992,083 13.92% 11,918,034

Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 03-Sep-18



1 Year 120,000 22.43% 133,997 33.04% 140,343 17.46% 130,967



Since Inception 230,000 9.69% 252,538 7.52% 247,422 7.28% 246,859

Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 19-Oct-18

SCHEME PERFORMANCE


SIP Performance of schemes managed by Ennette Fernandes

Tata Large &Mid Cap Fund

Nifty Large Midcap 250 TRI*

S&P BSE Sensex TRI#


1 Year 120,000 15.31% 129,642 20.30% 132,705 17.98% 131,285

3 Year 360,000 5.71% 392,563 4.51% 385,542 7.16% 401,115

5 Year 600,000 6.76% 711,497 7.14% 718,346 9.43% 760,695

Since Inception 2,420,000 16.25% 15,960,847 11.63% 4,992,083 13.92% 11,918,034

Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 01-Nov-19

SIP Performance of schemes managed by Meeta Shetty

Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex

TRI#


1 Year 120,000 69.41% 161,085 79.92% 166,836 17.98% 131,285

3 Year 360,000 23.90% 509,253 29.12% 546,597 7.16% 401,115


Since Inception 580,000 21.27% 965,374 24% 1,028,600 9.39% 728,680

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20

Tata India PharmaAnd Healthcare Fund Nifty Pharma TRI* Nifty 50 TRI#


1 Year 120,000 57.41% 154,395 53.05% 151,932 17.46% 130,967

3 Year 360,000 25.38% 519,683 16.48% 459,241 5.81% 393,126


Since Inception 580,000 15.41% 841,187 7.65% 698,728 8.08% 706,020



S&P BSE Sensex TRI*


1 Year 120,000 10.90% 126,906 17.98% 131,285 NA NA

3 Year 360,000 2.17% 372,140 7.16% 401,115 NA NA

5 Year 600,000 5.50% 689,360 9.43% 760,695 NA NA


Inception date: 31-Mar-96 First Installment date: 01-Jul-96 Managing since: 18-Jun-18

Tata Large Cap Fund S&P BSE Sensex TRI*


1 Year 120,000 8.02% 125,107 17.98% 131,285 NA NA

3 Year 360,000 0.75% 364,148 7.16% 401,115 NA NA

5 Year 600,000 3.51% 655,690 9.43% 760,695 NA NA


Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 18-Jun-18


Nifty Midcap 100 TRI*

Nifty 50 TRI#


1 Year 120,000 22.17% 133,840 22.13% 133,813 17.46% 130,967

3 Year 360,000 8.70% 410,365 0.79% 364,399 5.81% 393,126

5 Year 600,000 9.37% 759,437 3.10% 648,942 8.16% 737,016

Since Inception 2,000,000 14.57% 7,941,010 11.71% 5,745,231 11.07% 5,557,721

Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 18-Jun-18

Tata Retirement Savings Fund- Moderate Plan


S&P BSE Sensex TRI#


1 Year 120,000 16.06% 130,105 17.38% 130,919 17.98% 131,285

3 Year 360,000 5.95% 393,961 7.45% 402,886 7.16% 401,115

5 Year 600,000 8.11% 736,104 8.72% 747,307 9.43% 760,695

Since Inception 1,070,000 12.31% 1,885,593 10.42% 1,726,570 10.48% 1,730,753

Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 18-Jun-18

Tata Retirement Savings Fund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex

TRI#


1 Year 120,000 16.39% 130,307 18.04% 131,321 17.98% 131,285

3 Year 360,000 5.77% 392,896 5.20% 389,599 7.16% 401,115

5 Year 600,000 8.65% 746,048 7.65% 727,665 9.43% 760,695

Since Inception 1,070,000 12.23% 1,878,615 10.23% 1,711,028 10.48% 1,730,753


Tata Retirement Savings Fund - Conservative Plan

CRISIL Short Term Debt Hybrid 75+25 Fund Index*



1 Year 120,000 11.47% 127,223 13.32% 128,365 8.12% 125,137

3 Year 360,000 7.51% 403,095 9.40% 414,483 9.97% 417,962

5 Year 600,000 7.55% 725,606 9.09% 753,981 8.19% 737,228

Since Inception 1,070,000 8.75% 1,596,786 9.51% 1,653,787 8.06% 1,546,313


Tata Ethical FundNifty 500 Shariah

TRI*Nifty 50 TRI#


1 Year 120,000 23.90% 134,888 35.30% 141,677 17.46% 130,967

3 Year 360,000 7.73% 404,527 11.33% 426,468 5.81% 393,126

5 Year 600,000 7.42% 723,349 11.27% 796,184 8.16% 737,016

Since Inception 2,900,000 16.75% 32,147,345 12.17% 4,091,848 12.97% 17,871,404

Inception date: 24-May-96 First Installment date: 01-Sep-96 Managing since: 20-Apr-20


Nifty IndiaConsumption TRI*

Nifty 50 TRI#


1 Year 120,000 12.90% 128,151 9.82% 126,234 17.46% 130,967

3 Year 360,000 3.02% 376,964 3.47% 379,549 5.81% 393,126


Since Inception 580,000 8.81% 718,548 6.53% 680,066 8.08% 706,020

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 18-Jun-18

SCHEME PERFORMANCE


SIP Performance of schemes managed by Murthy Nagarajan

TataEquity Savings Fund

NIFTY Equity Savings Index*

Nifty 50 TRI#


1 Year 120,000 8.84% 125,617 11.01% 126,980 17.46% 130,967

3 Year 360,000 4.73% 386,834 7.32% 402,111 5.81% 393,126

5 Year 600,000 4.77% 676,958 7.78% 730,016 8.16% 737,016

Since Inception 2,460,000 6.14% 4,831,526 8.56% 3,807,437 13.25% 11,466,742

Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 01-Apr-17

TataGilt Securities Fund

Crisil DynamicGilt Index*

CRISIL 10Year Gilt Index#


1 Year 120,000 8.85% 125,589 11.20% 127,053 8.12% 125,137

3 Year 360,000 9.65% 416,038 11.25% 425,839 9.97% 417,962

5 Year 600,000 8.16% 736,791 9.42% 760,267 8.19% 737,228

Since Inception 2,530,000 7.77% 6,184,842 8.38% 6,670,488 6.99% 4,719,428

Inception date: 06-Sep-99 First Installment date: 01-Oct-99 Managing since: 14-Sep-19

Tata Medium Term Fund (Segregated Portfolio 1)




1 Year 120,000 -30.43% 99,418 13.42% 128,422 8.12% 125,137



Since Inception 160,000 -32.25% 123,163 13.20% 174,728 8.22% 169,190

Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20

Tata Retirement SavingsFund - Progressive Plan

S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 120,000 16.39% 130,307 18.04% 131,321 17.98% 131,285

3 Year 360,000 5.77% 392,896 5.20% 389,599 7.16% 401,115

5 Year 600,000 8.65% 746,048 7.65% 727,665 9.43% 760,695

Since Inception 1,070,000 12.23% 1,878,615 10.23% 1,711,028 10.48% 1,730,753

Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-17



S&P BSE Sensex TRI#


1 Year 120,000 9.38% 125,956 17.38% 130,919 17.98% 131,285

3 Year 360,000 1.89% 370,556 7.45% 402,886 7.16% 401,115

5 Year 600,000 3.22% 650,966 8.72% 747,307 9.43% 760,695

Since Inception 2,970,000 15.22% 27,591,145 12.22% 7,865,826 13.33% 20,396,778

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Apr-17

Tata Retirement SavingsFund - Conservative Plan

CRISIL Short Term DebtHybrid 75+25 Fund Index* Crisil 10 Yr Gilt Index#


1 Year 120,000 11.47% 127,223 13.32% 128,365 8.12% 125,137

3 Year 360,000 7.51% 403,095 9.40% 414,483 9.97% 417,962

5 Year 600,000 7.55% 725,606 9.09% 753,981 8.19% 737,228

Since Inception 1,070,000 8.75% 1,596,786 9.51% 1,653,787 8.06% 1,546,313


Tata Medium Term Fund## &




1 Year 120,000 12.16% 127,648 13.42% 128,422 8.12% 125,137

3 Year 360,000 3.07% 377,222 11.51% 427,437 9.97% 417,962

5 Year 600,000 3.11% 649,092 9.92% 769,670 8.19% 737,228

Since Inception 2,140,000 5.77% 3,685,962 9.28% 4,297,990 6.99% 4,161,038

Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20

Tata Short TermBond Fund

Crisil Short TermBond Fund Index* Crisil 1 Yr T-Bill Index#


1 Year 120,000 10.07% 126,351 10.37% 126,541 5.62% 123,569

3 Year 360,000 7.87% 405,283 9.82% 417,027 6.85% 399,222

5 Year 600,000 6.77% 711,676 8.85% 749,441 6.78% 711,720

Since Inception 2,180,000 7.63% 4,589,387 8.09% 4,812,829 6.51% 4,090,498

Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 01-Apr-17



S&P BSE Sensex TRI#


1 Year 120,000 16.06% 130,105 17.38% 130,919 17.98% 131,285

3 Year 360,000 5.95% 393,961 7.45% 402,886 7.16% 401,115

5 Year 600,000 8.11% 736,104 8.72% 747,307 9.43% 760,695

Since Inception 1,070,000 12.31% 1,885,593 10.42% 1,726,570 10.48% 1,730,753


SIP Performance of schemes managed by Rupesh Patel

Tata Ethical Fund Nifty 500 Shariah TRI* Nifty 50 TRI#


1 Year 120,000 23.90% 134,888 35.30% 141,677 17.46% 130,967

3 Year 360,000 7.73% 404,527 11.33% 426,468 5.81% 393,126

5 Year 600,000 7.42% 723,349 11.27% 796,184 8.16% 737,016

Since Inception 2,900,000 16.75% 32,147,345 12.17% 4,091,848 12.97% 17,871,404

Inception date: 24-May-96 First Installment date: 01-Sep-96 Managing since: 20-Apr-20


S&P BSE Sensex TRI*


1 Year 120,000 10.90% 126,906 17.98% 131,285 NA NA

3 Year 360,000 2.17% 372,140 7.16% 401,115 NA NA

5 Year 600,000 5.50% 689,360 9.43% 760,695 NA NA


Inception date: 31-Mar-96 First Installment date: 01-Jul-96 Managing since: 01-Apr-15

SCHEME PERFORMANCE


SIP Performance of schemes managed by Rupesh Patel (Contd.)

Tata Large Cap FundS&P BSE Sensex

TRI*


1 Year 120,000 8.02% 125,107 17.98% 131,285 NA NA

3 Year 360,000 0.75% 364,148 7.16% 401,115 NA NA

5 Year 600,000 3.51% 655,690 9.43% 760,695 NA NA


Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 18-Jun-18


Nifty Midcap 100 TRI*

Nifty 50 TRI#


1 Year 120,000 22.17% 133,840 22.13% 133,813 17.46% 130,967

3 Year 360,000 8.70% 410,365 0.79% 364,399 5.81% 393,126

5 Year 600,000 9.37% 759,437 3.10% 648,942 8.16% 737,016

Since Inception 2,000,000 14.57% 7,941,010 11.71% 5,745,231 11.07% 5,557,721

Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 27-Jun-17

TataInfrastructure Fund

S&P BSE India Infrastructure TRI*

Nifty 50 TRI#


1 Year 120,000 1.43% 120,918 -4.70% 116,951 17.46% 130,967

3 Year 360,000 -5.33% 331,257 -13.91% 288,322 5.81% 393,126

5 Year 600,000 -1.20% 581,940 -7.81% 491,482 8.16% 737,016

Since Inception 1,890,000 5.98% 3,099,236 1.35% 1,646,284 10.50% 4,609,148

Inception date: 31-Dec-04 First Installment date: 01-Feb-05 Managing since: 20-Apr-20

SIP Performance of schemes managed by Sailesh Jain

Tata Arbitrage Fund Nifty 50 Arbitrage Index* Nifty 50 TRI#


1 Year 120,000 4.80% 123,070 2.13% 121,368 17.46% 130,967



Since Inception 220,000 5.40% 231,421 3.44% 227,260 7.50% 235,907

Inception date: 18-Dec-18 First Installment date: 01-Jan-19 Managing since: 10-Dec-18

TataEquity Savings Fund

NIFTY Equity Savings Index* Nifty 50 TRI#


1 Year 120,000 8.84% 125,617 11.01% 126,980 17.46% 130,967

3 Year 360,000 4.73% 386,834 7.32% 402,111 5.81% 393,126

5 Year 600,000 4.77% 676,958 7.78% 730,016 8.16% 737,016

Since Inception 2,460,000 6.14% 4,831,526 8.56% 3,807,437 13.25% 11,466,742

Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 09-Nov-18

Tata Nifty Exchange Traded Fund Nifty 50 TRI*


1 Year 120,000 17.51% 130,998 17.46% 130,967 NA NA



Since Inception 210,000 7.77% 225,014 7.76% 224,988 NA NA

Inception date: 01-Jan-19 First Installment date: 01-Feb-19 Managing since: 17-Dec-18



S&P BSE Sensex TRI#


1 Year 120,000 14.59% 129,198 16.95% 130,655 17.98% 131,285



Since Inception 210,000 9.83% 229,020 10.74% 230,810 8.75% 226,921


SIP Performance of schemes managed by Satish Chandra Mishra



S&P BSE Sensex TRI#


1 Year 120,000 9.38% 125,956 17.38% 130,919 17.98% 131,285

3 Year 360,000 1.89% 370,556 7.45% 402,886 7.16% 401,115

5 Year 600,000 3.22% 650,966 8.72% 747,307 9.43% 760,695

Since Inception 2,970,000 15.22% 27,591,145 12.22% 7,865,826 13.33% 20,396,778

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Nov-19

Tata Resources &Energy Fund

Nifty Commodities TRI* Nifty 50 TRI#


1 Year 120,000 26.87% 136,670 18.90% 131,847 17.46% 130,967

3 Year 360,000 9.31% 414,095 -0.59% 356,747 5.81% 393,126


Since Inception 580,000 8.31% 709,926 2.53% 617,137 8.08% 706,020



Nifty Private Bank TRI* Nifty 50 TRI#


1 Year 120,000 1.06% 120,684 1.47% 120,947 17.46% 130,967



Since Inception 130,000 -1.46% 128,900 -1.03% 129,221 15.35% 141,340

Inception date: 30-Aug-19 First Installment date: 01-Oct-19 Managing since: 16-Aug-19

SCHEME PERFORMANCE


SIP Performance of schemes managed by Satish Chandra Mishra (Contd.)

Tata Banking AndFinancial Services Fund

Nifty FinancialServices TRI*

Nifty 50 TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 3.21% 122,060 2.21% 121,421 17.46% 130,9673 Year 360,000 0.79% 364,413 1.49% 368,298 5.81% 393,1265 Year NA NA NA NA NA NA NASince Inception 580,000 6.09% 672,905 7.75% 700,463 8.08% 706,020Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 01-Apr-16

Tata Equity P/E Fund S&P BSE Sensex TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 17.62% 131,067 17.98% 131,285 NA NA3 Year 360,000 2.34% 373,132 7.16% 401,115 NA NA5 Year 600,000 5.87% 695,892 9.43% 760,695 NA NASince Inception 1,960,000 13.69% 6,707,789 11.44% 5,417,119 NA NAInception date: 29-Jun-04 First Installment date: 01-Jul-04 Managing since: 01-Apr-16

Tata Index Fund- Nifty Plan Nifty 50 TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 16.04% 130,096 17.46% 130,967 NA NA3 Year 360,000 4.96% 388,188 5.81% 393,126 NA NA5 Year 600,000 7.27% 720,727 8.16% 737,016 NA NASince Inception 2,110,000 10.74% 5,921,224 12.02% 6,759,983 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16

Tata Index Fund- Sensex Plan

S&P BSE Sensex TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 16.40% 130,313 17.98% 131,285 NA NA3 Year 360,000 6.33% 396,229 7.16% 401,115 NA NA5 Year 600,000 8.57% 744,491 9.43% 760,695 NA NASince Inception 2,110,000 10.74% 5,923,382 12.59% 7,164,459 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16

Tata IndiaConsumer Fund

Nifty IndiaConsumption TRI* Nifty 50 TRI#


Tata Multicap Fund S&P BSE 500 TRI*S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 14.83% 129,350 18.75% 131,757 17.98% 131,2853 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 250,000 7.96% 271,833 7.19% 269,701 8.09% 272,200Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 17-Aug-18

Tata Retirement Savings Fund - Conservative Plan



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 11.47% 127,223 13.32% 128,365 8.12% 125,1373 Year 360,000 7.51% 403,095 9.40% 414,483 9.97% 417,9625 Year 600,000 7.55% 725,606 9.09% 753,981 8.19% 737,228Since Inception 1,070,000 8.75% 1,596,786 9.51% 1,653,787 8.06% 1,546,313Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16

Tata Retirement Savings Fund - Moderate Plan


S&P BSE Sensex TRI#


Tata Retirement Savings Fund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex TRI#




S&P BSE Sensex TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 14.59% 129,198 16.95% 130,655 17.98% 131,2853 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 210,000 9.83% 229,020 10.74% 230,810 8.75% 226,921Inception date: 28-Jan-19 First Installment date: 01-Feb-19 Managing since: 09-Jan-19

SIP Performance of schemes managed by Rahul Singh


S&P BSE IT TRI*S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 69.41% 161,085 79.92% 166,836 17.98% 131,2853 Year 360,000 23.90% 509,253 29.12% 546,597 7.16% 401,1155 Year NA NA NA NA NA NA NASince Inception 580,000 21.27% 965,374 24% 1,028,600 9.39% 728,680Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20

SIP Performance of schemes managed by Sonam Udasi

Tata Small Cap FundNifty Smallcap 100

TRI*Nifty 50 TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 22.43% 133,997 33.04% 140,343 17.46% 130,9673 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 230,000 9.69% 252,538 7.52% 247,422 7.28% 246,859Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 01-Nov-19

SCHEME PERFORMANCE


SIP Performance of schemes managed by Abhishek Sonthalia

SIP Performance of schemes managed by Rahul Singh (Contd.)


S&P BSE 200 TRI*S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 19.14% 131,997 18.04% 131,321 17.98% 131,2853 Year 360,000 4.28% 384,241 5.20% 389,599 7.16% 401,1155 Year 600,000 4.28% 668,570 7.65% 727,665 9.43% 760,695Since Inception 2,970,000 10.96% 14,056,337 13.35% 20,437,846 13.33% 20,383,895Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 20-Apr-20

Tata Liquid Fund Crisil Liquid Fund Index*


Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 4.20% 122,711 4.60% 122,966 5.60% 123,6073 Year 360,000 5.69% 392,524 5.97% 394,159 6.84% 399,3515 Year 600,000 6.20% 701,889 6.40% 705,273 6.77% 711,992Since Inception 1,930,000 7.49% 3,658,455 7.27% 3,588,438 7.44% 3,400,209Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 06-Feb-20

Tata Medium Term Fund


CRISIL 10 Year Gilt Indexa

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 12.16% 127,648 13.42% 128,422 8.12% 125,1373 Year 360,000 3.07% 377,222 11.51% 427,437 9.97% 417,9625 Year 600,000 3.11% 649,092 9.92% 769,670 8.19% 737,228Since Inception 2,140,000 5.77% 3,685,962 9.28% 4,297,990 6.99% 4,161,038Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20

Tata Short Term Bond Fund

Crisil Short Term Bond Fund Index*


Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 10.07% 126,351 10.37% 126,541 5.62% 123,5693 Year 360,000 7.87% 405,283 9.82% 417,027 6.85% 399,2225 Year 600,000 6.77% 711,676 8.85% 749,441 6.78% 711,720Since Inception 2,180,000 7.63% 4,589,387 8.09% 4,812,829 6.51% 4,090,498Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 06-Feb-20




Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 7.91% 125,003 7.56% 124,788 5.62% 123,5693 Year 360,000 5.78% 392,897 8.09% 406,608 6.85% 399,2225 Year 600,000 6.05% 698,891 7.93% 732,535 6.78% 711,720Since Inception 1,810,000 7.51% 3,292,059 8.02% 3,434,467 6.72% 3,084,816Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 06-Feb-20

Tata Medium Term Fund (Segregated

Portfolio 1)



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 -30.43% 99,418 13.42% 128,422 8.12% 125,1373 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 160,000 -32.25% 123,163 13.20% 174,728 8.22% 169,190Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20

Tata Treasury Advantage Fund (Segregated

Portfolio 1)



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 -26.67% 102,098 7.56% 124,788 5.62% 123,5693 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 160,000 -27.19% 129,048 7.68% 168,582 6.02% 166,733Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20

Tata Resources & Energy Fund

Nifty Commodities TRI* Nifty 50 TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 26.87% 136,670 18.90% 131,847 17.46% 130,9673 Year 360,000 9.31% 414,095 -0.59% 356,747 5.81% 393,1265 Year NA NA NA NA NA NA NASince Inception 580,000 8.31% 709,926 2.53% 617,137 8.08% 706,020Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20

Tata India Pharma And Healthcare Fund

Nifty Pharma TRI* Nifty 50 TRI#



SCHEME PERFORMANCE

Scheme NameScheme Name Index Name Since Inception

Tata Large & Mid Cap Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 25-Feb-1993 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Hybrid Equity Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 06-Oct-1995 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Young Citizens Fund - Reg S&P BSE 200 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE 200 PRI values from date 13-Oct-1995 to date 01-Aug-2006 and TRI values since date 01-Aug-2006

Tata Ethical Fund - Reg - Growth Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 24-May-1996 to date 30-Jun-1999 and TRI values since date 30-Jun-1999

Tata India Tax Savings Fund - Reg - Dividend S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 29-Mar-1996 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Mid Cap Growth Fund - Reg - Dividend Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 01-Jul-1994 to date 30-Jun-1999 and TRI values since date 30-Jun-1999

• The Std. Dev., Sharpe Ratio, Jensen’s Alpha, Treynor, Portfolio Beta & R-squared are based on one month return calculated using last 3 years data.•

Price/Earning Ratio, Price/Book Value Ratio, are based on the historical earnings and accounting numbers, and have been computed only for the invested portion of the portfolio.

• Portfolio turnover has been computed as the ratio of the lower value of average purchase and average sales to the average net assets in the past one year (For schemes that have not completed one year, since

inception is considered)• Cash & Cash Equivalents includes CBLO, REPO, Fixed Deposits and Cash & Bank Balance.

Past performance may or may not be sustained in future.• After payment of dividend the NAV will fall to the extent of dividend payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.

$-ICRA’s mutual fund rating methodology is based on evaluating the inherent credit quality of the fund’s portfolio. As a measure of the credit quality of a debt fund’s assets. ICRA uses the concept of ‘credit scores’. These scores are based on ICRA’s estimates of credit risk associated with each exposure of the portfolio taking into account its maturity. To quantify the credit risk scores, ICRA uses its database of historical default rates for various rating categories for various maturity buckets. The credit risk ratings incorporate ICRA’s assessment of a debt fund’s published investment objectives and policies, its management characteristics, and the creditworthiness of its investment portfolio. ICRA reviews relevant fund information on an ongoing basis to support its published rating opinions. If the portfolio credit score meets the benchmark of the assigned rating during the review, the rating is retained. In an event that the benchmark credit score is breached, ICRA gives a month’s time to the debt fund manager to bring the portfolio credit score within the benchmark credit score. If the debt fund manager is able to reduce the portfolio credit score within the benchmark credit score, the rating is retained. If the portfoliostill continues to breach the benchmark credit score, the rating is revised to reflect the change in credit quality.

Disclaimer:

1) Scheme returns in terms of CAGR are provided for past 1 year, 3 years, 5 years and since inception.

2) Point-to-point returns on a standard investment of Rs. 10,000/- are in addition to CAGR for the schemes.

3) Different plans shall have a different expense structure. The performance details provided herein are of regular plan growth option except for Tata India Tax Savings Fund , TATA Mid Cap Growth Fund & TATA Equity Savings Fund where performance details given is for regular plan dividend option.

4 ) NA stands for schemes in existance for more than 1 year but less than 3 years or 5 years, or instances where benchmark data for for corresponding period not available. 5) Period for which schemes performance has been provided is computed basis last day of the month - ended preceding the date of adversiment. 6) Past performance may or may not be sustained in future. For computation of since inception returns the allotment NAV has been taken as Rs. 10.00 (Except for Tata Liquid Fund, Tata Treasury Advantage Fund, Tata Corporate Bond Fund & Tata Money Market Fund where NAV is taken as Rs. 1,000). *All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Load is not considered for computation of returns. While calculating returns dividend distribution tax is excluded. Schemes in existence for less than 1 year, performance details for the same are not provided.

7) For Benchmark Indices Calculations , Total Return Index(TRI) has been used. Where ever TRI not available Composite CAGR has been disclosed .Please refer Disclaimer sheet for composite CAGR disclosure

8) ##The Scheme Returns are inclusive of the impact of Segregation of portfolio in the respective schemes.

NA - data are not available for the period

65

DIVIDEND / BONUS HISTORY



(Before 30th September 2009)

Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10

Reg. Reg. NAV Direct Direct NAV

23-09-2004 0.50 11.444925-03-2008 0.50 31.1969

(After Split under Dividend Option w.e.f. 1st Oct. 2009 - Dividend Trigger Option A (5%))

26-11-2009 1.80 39.853515-01-2010 1.50 41.214827-08-2010 1.50 41.042603-09-2010 1.00 40.427611-10-2010 1.75 43.092510-01-2011 1.75 38.162713-04-2011 1.50 36.978911-07-2011 1.50 34.372408-11-2011 1.25 30.713620-01-2012 1.00 27.937316-04-2012 1.00 29.145211-07-2012 1.00 27.399812-10-2012 0.40 28.660411-01-2013 0.50 29.9969 0.50 30.001428-05-2013 0.50 27.0385 0.50 27.093230-09-2013 0.25 24.9834 0.25 25.100224-10-2013 0.32 26.5125 0.32 26.649110-01-2014 0.35 27.7315 0.35 27.922509-04-201411-07-201416-10-201412-01-201517-04-201511-07-201617-08-201614-10-201603-11-201608-02-201715-02-201713-04-201721-07-201717-10-201718-01-2018

0.350.400.500.500.600.60

2.42

1.101.201.201.251.35

31.135238.298040.464946.116247.364448.8502

53.5858

53.202357.424959.321562.445163.2670

0.350.400.500.500.600.602.50

1.051.06

1.201.201.251.35

31.405538.298040.983446.790048.153250.043252.7728

52.130954.3130

57.940360.002263.316364.3214

(After Split under Dividend Option w.e.f. 1st Oct. 2009 - Dividend Trigger Option B (10%))

15-01-2010 3.00 43.170327-08-2010 1.50 41.502311-10-2010 3.50 44.682513-04-2011 3.00 38.589802-02-2012 2.25 32.122316-04-2012 2.00 30.79530-08-2012 1.00 28.129412-10-2012 0.80 29.361928-01-2013 0.80 30.1694 0.80 30.177309-04-2014 0.75 32.8529 0.75 33.122329-05-201411-07-201420-10-201412-01-201501-08-201613-02-201701-05-201707-11-2017

0.800.950.951.004.753.051.101.20

37.361139.090441.109146.607151.190451.8642

54.5858*58.7785

0.800.950.951.004.603.051.101.20

37.709939.496941.641045.917652.371453.5812

56.6123*61.3106



27-04-2005 1.50 16.762617-01-2006 1.00 21.908501-06-2007 3.00 31.581617-04-2009 2.00 22.965609-07-2010 2.00 38.293602-03-2012 2.50 35.784922-02-2013 3.00 37.1119 3.00 37.134227-01-201419-01-201518-03-201617-02-201716-02-2018

2.004.003.353.704.00

36.771449.591142.665046.086349.3188

2.004.002.154.004.00

37.029650.292144.139649.953654.3209

02-12-2004 2.00 17.362025-03-2004 1.50 15.173807-01-2004 2.00 17.763303-12-2003 1.50 17.510230-09-2003 2.50 16.1903

www.tatamutualfund.com TATA MUTUAL FUND

Tata Large Cap Fund

15-06-1999 1.60 14.393130-12-1999 10.00 24.81319-07-2000 2.00 14.2437

*as on 28 April, 2017




15-06-1999 2.00 16.89114-01-2000 2.00 41.49210-12-2003 1.00 23.97720-10-2005 10.10 40.192314-12-2007 3.00 63.722804-09-2009 3.00 44.4002

22-01-2010 5.00 46.98123-12-2011 2.00 41.071108-02-2012 1.50 43.244503-12-2012 1.50 47.443923-12-201319-12-201406-02-201526-02-201617-03-201721-03-201825-03-201925-03-2020

2.002.752.859.009.00

10.0010.003.70

48.718168.675070.707361.835172.385873.961267.097543.2975

2.00

2.009.007.501.00

48.9612

69.009692.820099.055097.3232

Bonus HistoryBonus Units in March’ 2000 01:01

Bonus HistoryBonus Units in March’ 2000 01:02

Tata Ethical Fund



09-08-1999 1.00 13.398507-03-2000 2.50 29.709323-01-2004 1.50 16.660217-11-2006 2.50 41.843220-07-2007 2.00 49.394121-09-2007 4.00 49.7288

31-07-2009 2.00 36.70722-10-2010 5.00 50.587326-04-2012 2.00 40.100607-12-2012 1.00 44.87721-03-201405-12-201430-12-201529-12-201725-01-2019

3.005.504.756.355.50

52.613668.559166.838280.254767.4621

104.154993.4907

3.005.50

05-11-201304-12-201306-01-2014

0.2300 46.0275 0.2300 46.30880.2000 45.7847 0.2000 46.08230.2500 47.1149 0.2500 47.5278

05-02-201405-03-201403-04-201405-05-201404-06-201403-07-201405-08-201403-09-201430-09-201403-11-201403-12-201405-01-201504-02-201503-03-201501-04-201505-05-201503-06-201503-07-201505-08-201503-09-201501-10-201503-11-201509-12-2015

0.2000 45.4166 0.2000 45.84040.2000 47.378 0.2000 47.84590.2500 49.2444 0.2500 49.74250.2500 49.7024 0.2500 50.23740.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300

55.811359.410558.793761.484561.792863.573566.869867.005869.815972.646071.505768.995167.639069.175770.708966.604567.102166.687764.1480

0.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300

56.436760.118459.535762.284862.625464.460467.829468.001370.884873.783072.661570.144068.792870.401371.993667.840068.360467.969665.4071

04-01-201603-02-201601-03-2016

0.41000.39000.3900

65.562461.775759.3893

0.41000.39000.3900

66.867363.027560.6055

04-04-201603-05-201602-06-201604-07-201604-08-201601-09-201607-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-201804-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-2019

0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000

62.749562.858564.461465.910667.854468.940169.314367.365264.829164.102766.898565.941468.347168.718468.828668.795969.885668.745468.210769.924268.502370.542768.449666.099565.674666.053864.416463.474964.860464.412159.608959.077760.638359.577358.748358.211960.0092

0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000

64.058164.192165.850967.355769.368370.526270.990069.059266.537565.853868.797867.883670.441870.873171.054471.117472.344471.287170.829172.710771.328673.597671.527169.192368.873069.395067.795166.919368.509768.152963.187962.734864.518663.502562.740062.281564.3178

03-10-2013 0.2500 44.5623 0.2500 44.8567

66



www.tatamutualfund.com TATA MUTUAL FUND

Dividend Option



15-02-2012 3.00 53.687705-03-2013 5.50 56.8898 5.50 56.934221-03-201413-02-201508-03-201610-02-201709-02-201815-03-201920-03-2020

3.258.605.756.306.755.854.95

58.746187.081967.025079.102280.761674.856245.5456

3.258.605.756.306.755.854.95

59.276788.317268.481981.316184.321179.789749.5874

24-04-2009 1.00 32.522719-03-2010 3.00 50.937

13-07-2007 2.00 42.753307-12-2007 1.00 52.4219


15-07-1999 1.25 12.902703-04-2000 2.50 20.006209-09-2003 1.25 19.008411-03-2004 1.50 22.669112-01-2005 3.00 24.755401-12-2006 4.00 40.5078


Monthly Dividend Option






13-09-2010 0.5173 53.163808-10-201012-11-201010-12-201014-01-201111-02-201111-03-201108-04-201113-05-201110-06-201108-07-201112-08-201109-09-201114-10-201111-11-201109-12-201113-01-201210-02-201209-03-201213-04-201211-05-201208-06-201213-07-201210-08-201214-09-201212-10-201209-11-201214-12-2012

0.5329 53.95290.5482 54.01930.5300 50.83910.5135 49.19850.4804 46.22260.4697 46.62440.4835 48.80050.4705 47.99530.4770 47.49980.4795 48.15930.8000 45.50270.8000 44.52550.2500 43.6410.3000 43.71910.3000 41.60130.3000 41.41990.3000 44.15510.3000 44.34620.3000 43.97820.3000 42.27650.3000 42.68310.3000 44.16810.3000 44.55140.3000 45.76620.3500 46.84670.3500 46.64360.3500 47.8167

13-08-2010 0.1000 51.3412

14-01-201308-02-201305-03-201303-04-201303-05-201305-06-2013

0.3500 48.4127 0.3500 48.44040.3500 46.4548 0.3500 46.49360.3500 45.3818 0.3500 45.43220.3500 44.7321 0.3500 44.73210.3500 45.7388 0.3500 45.83460.3500 46.1426 0.3500 46.2644

03-07-201305-08-201304-09-2013

0.3500 44.5114 0.3500 44.64940.3500 42.8851 0.3500 43.07350.2500 41.9112 0.2500 42.1607

03-05-201903-06-201904-07-201905-08-2019

0.40000.41000.41000.4000

60.262361.964861.099756.9666

0.40000.41000.41000.4000

64.669266.581065.738461.3766




Tata Infrastructure Fund



07-07-2005 0.45 11.42310-11-2006 1.50 22.0409-03-2007 2.00 19.054614-09-2007 2.00 24.072611-03-2008 1.00 24.678725-09-2009 1.00 30.998423-03-201009-03-201511-03-201603-03-201723-02-2018

0.602.301.752.252.50

1.752.502.50

22.287129.967522.993727.294930.6214

25.263730.382134.2323

Tata Large & Mid Cap Fund (Data provided since 2005)



11-05-2005 1.00 15.818329-11-2005 1.00 20.13520-03-2006 5.00 25.229912-04-2006 1.00 21.12905-05-2006 1.00 21.437529-06-2007 1.00 23.304930-11-2007 1.00 31.151726-06-2009 1.50 18.997426-03-2010 2.00 24.174722-06-2010 0.50 22.075730-09-2010 1.00 23.989931-12-2010 0.50 22.491

Tata Equity Savings Fund (Data provided since 2008)




16-01-2008 0.0468 12.195514-02-2008 0.0452 11.996217-03-2008 0.0499 11.87315-04-2008 0.0452 11.891115-05-2008 0.0468 11.919316-06-2008 0.0499 11.7853

15-01-2009 0.0595 12.028416-02-2009 0.0384 11.863816-03-2009 0.0336 11.92415-04-2009 0.0432 12.310114-05-2009 0.0418 12.278115-06-2009 0.0614 12.444616-07-2009 0.0447 12.438714-08-2009 0.0557 12.397415-09-2009 0.0614 12.415614-10-2009 0.0418 12.347816-11-2009 0.0475 12.426715-12-2009 0.0418 12.39615-01-2010 0.0447 12.487815-02-2010 0.0447 12.317115-03-2010 0.0403 12.280915-04-2010 0.0448 12.334914-05-2010 0.0419 12.326615-06-2010 0.0462 12.322915-07-2010 0.0505 12.334816-08-2010 0.0462 12.27215-09-2010 0.0433 12.332914-10-2010 0.0419 12.30515-11-2010 0.0400 12.309415-12-2010 0.0433 12.169717-01-2011 0.0400 12.133515-02-2011 0.0419 12.0581

14-11-2008 0.0230 11.399915-12-2008 0.0595 12.004

29-10-2008 0.0187 11.290114-10-2008 0.0348 11.4095

18-08-2008 0.0515 11.652315-09-2008 0.0336 11.6441

13-03-201815-06-2018

1.4000.9500

33.373831.5371

1.40000.9500

42.342540.5604

1.40 44.3907

12-02-201620-01-201715-12-2017

2.352.501.40

27.740031.497435.3947

23-03-2012 1.00 19.954507-03-201430-01-2015

1.202.75

24.058834.9030

1.202.75

24.206235.4231

Tata Mid Cap Growth FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


16-09-2004 0.80 13.921125-08-2006 2.00 24.546523-03-2007 10.00 26.73116-11-2007 2.00 25.276321-12-2007 3.00 23.546114-05-2010 2.00 18.405528-11-201321-11-201430-12-201521-12-201718-01-2019

1.002.752.503.803.20

19.35834.788136.385449.187239.0353

1.00

0.253.803.20

19.4794

40.450559.137148.0546

15-03-2012 0.042 12.181716-04-2012 0.0463 12.226315-05-2012 0.042 12.187915-06-2012 0.0449 12.243716-07-2012 0.0449 12.319216-08-2012 0.0449 12.39817-09-2012 0.0463 12.502115-10-2012 0.0405 12.620415-11-2012 0.0449 12.620517-12-2012 0.0463 12.749315-01-2013 0.056 12.9512

15-12-2011 0.0434 11.970016-01-2012 0.0463 12.035615-02-2012 0.0434 12.2860

17-10-2011 0.0463 11.902415-11-2011 0.042 11.8737

15-09-2011 0.058 12.002316-08-2011 0.0463 12.0332

16-06-2011 0.0434 11.91315-07-2011 0.0434 12.0924

15-03-2011 0.0337 11.99615-04-2011 0.0598 12.102616-05-2011 0.0449 11.9725




03-09-201903-10-201904-11-201904-12-201903-01-202003-02-202003-03-202023-04-202006-05-202004-06-202003-07-202004-08-202003-09-202005-10-2020

0.40000.40000.40000.40000.40000.40000.40000.20000.20000.20000.21000.23000.23000.2200

56.039657.432159.100959.471459.028857.372555.422947.515846.817049.249551.553552.905553.975453.5828

0.40000.40000.40000.40000.40000.40000.40000.20000.20000.20000.21000.23000.23000.2200

60.457962.045663.940464.429464.037362.329360.294151.774351.049453.765856.347057.897459.142058.7867







15-05-2014 0.0513 12.839112-06-201415-07-201412-08-201415-09-201416-10-201413-11-201414-01-201512-02-201512-03-201515-04-201514-05-201512-06-201515-07-201507-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-2018

0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.10000.07500.07500.07500.08500.08500.08500.08500.08500.08500.08500.09000.09000.08200.08300.0830

13.141313.082713.060213.254813.292713.522613.842214.027114.042114.041313.844113.673013.825314.728014.611214.490814.430014.562114.471614.625914.647714.601814.600614.581414.553614.484714.435814.378014.409214.227314.118214.095614.096413.9992

0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.1000

0.07500.08500.08500.08500.0850

0.09000.08200.08300.0830

13.143013.094

13.079213.281313.330413.570413.905814.101414.126114.122213.934313.767313.928115.032314.932014.827814.780214.932114.8550

15.180615.196015.193515.183915.1268

15.168915.167915.189015.1041

12-03-2014 0.0461 12.669415-04-2014 0.0581 12.6933

13-02-2014 0.0496 12.551115-01-2014 0.0513 12.7377

14-02-2013 0.058 12.856914-03-2013 0.0541 12.821115-04-2013 0.0523 12.801315-05-2013 0.0576 13.169514-06-2013 0.0513 13.057115-07-2013 0.0529 12.969416-08-2013 0.0546 12.406616-09-2013 0.0529 12.564115-10-2013 0.0496 12.7097

Quarterly Dividend Option

Date of Declaration of dividend


16-12-201617-03-201715-06-2017

0.30000.30000.2200

14.663014.776314.8165

0.30000.30000.2200

15.405815.574115.6701

Dividend p.u. (`) on Face Value of ` 10




04-06-202003-07-202004-08-202003-09-202005-10-2020

0.04200.04300.04500.04500.0450

0.04500.04500.0450

12.791013.012013.226013.438813.3633

15.046215.302915.2381

Tata Young Citizens’ FundBonus History

Bonus Units in March’ 1999 01:03Bonus Units in March’ 2000 01:02Bonus Units in Nov’ 2003 01:04Bonus Units in Nov’ 2007 01:02Bonus Units in Nov’ 2010 01:03Bonus Units in Nov’ 2011 01:05

Tata Banking & Financial Services FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-01-2018 1.40 17.5941

Tata India Consumer FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-01-2018 1.45 18.0181

Tata Resources & Energy FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-01-2018 1.30 16.0031

Tata Arbitrage FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-06-201922-07-201916-08-201919-09-201922-10-201920-11-201920-12-201921-01-202018-02-202020-03-2020

0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000

10.344810.372110.392710.402510.410310.416910.422410.411410.421010.4373

0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000

10.379110.414110.440410.458410.474310.487910.500510.497210.513410.5376

04-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-201903-05-201903-06-201904-07-201905-08-201903-09-201903-10-201904-11-201904-12-201903-01-202003-02-202003-03-202023-04-202006-05-2020

0.08300.08300.08300.08000.08000.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.07000.04000.0420

13.889714.091914.082313.437613.414313.624213.521913.531013.524513.759713.728313.931213.894313.462213.368113.484913.690813.712913.714313.575913.411712.568012.4994

0.08300.08300.08300.0800

0.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.0700

15.004015.242015.249914.5698

14.892214.800414.829814.844615.123515.109715.355115.337114.882514.798414.948615.199015.245015.268015.135814.9729


HOW TO READ A FACT SHEET

SCHEDULE 3

Fund Manager: An employee of the asset management company such as a mutual fund or life insurer, who manages investments of the scheme. He is usually part of a larger team of fund managers and research analysts.

Application Amount for Fresh Subscription: This is the minimum investment amount for a new investor in a mutual fund scheme.

Minimum Additional Amount: This is the minimum investment amount for an existing investor in a mutual fund scheme.

Yield to Maturity: The Yield to Maturity or the YTM is the rate of return anticipated on a bond if held until maturity. YTM is expressed as an annual rate. The YTM factors in the bond’s current market price, par value, coupon interest rate and time to maturity.

SIP: SIP or systematic investment plan works on the principle of making periodic investments of a fixed sum. It works similar to a recurring bank deposit. For instance, an investor may opt for an SIP that invests Rs 500 every 15th of the month in an equity fund for a period of three years.

NAV: The NAV or the net asset value is the total asset value per unit of the mutual fund after deducting all related and permissible expenses. The NAV is calculated at the end of every business day. It is the value at which the investor enters or exits the mutual fund.

Benchmark: A group of securities, usually a market index, whose performance is used as a standard or benchmark to measure investment performance of mutual funds, among other investments. Some typical benchmarks include the Nifty, Sensex, BSE200, BSE500, 10-Year Gsec.

Entry Load: A mutual fund may have a sales charge or load at the time of entry and/or exit to compensate the distributor/agent.

Entry load is charged at the time an investor purchases the units of a mutual fund. The entry load is added to the prevailing NAV at the time of investment. For instance, if the NAV is Rs. 100 and the entry load is 1%, the investor will enter the fund at Rs 101.

Exit Load: Exit load is charged at the time an investor redeems the units of a mutual fund. The exit load is reduced from the prevailing NAV at the time of redemption The investor will receive redemption proceeds at net value of NAV less Exit Load. For instance, if the NAV is Rs 100 and the exit load is 1%, the investor will receive Rs 99.

Modified Duration: Modified duration is the price sensitivity and the percentage change in price for a unit change in yield.

Standard Deviation: Standard deviation is a statistical measure of the range of an investment’s performance. When a mutual fund has a high standard deviation, its means its range of performance is wide, implying greater volatility.

Sharpe Ratio: The Sharpe Ratio, named after its founder, the Nobel Laureate William Sharpe, is a measure of risk-adjusted returns. It is calculated using standard deviation and excess return to determine reward per unit of risk.

Beta: Beta is a measure of an investment’s volatility vis-à-vis the market. Beta of less than 1 means that the security will be less volatile than the market. A beta of greater than 1 implies that the security’s price will be more volatile than the market.

AUM: AUM or assets under management refers to the recent / updated cumulative market value of investments managed by a mutual fund or any investment firm.

Holdings: The holdings or the portfolio is a mutual fund’s latest or updated reported statement of investments/securities. These are usually displayed in terms of percentage to net assets or the rupee value or both. The objective is to give investors an idea of where their money is being invested by the fund manager.

Nature of Scheme: The investment objective and underlying investments determine the nature of the mutual fund scheme. For instance, a mutual fund that aims at generating capital appreciation by investing in stock markets is an equity fund or growth fund. Likewise, a mutual fund that aims at capital preservation by investing in debt markets is a debt fund or income fund. Each of these categories may have sub-categories.

Rating Profile: Mutual funds invest in securities after evaluating their creditworthiness as disclosed by the ratings. A depiction of the mutual fund in various investments based on their ratings becomes the rating profile of the fund. Typically, this is a feature of debt funds.

R-Squared: R-squared measures the relationship between a portfolio and its benchmark. It is simply a measure of the correlation of the portfolio’s returns to the benchmark’s returns.

Treynor Ratio: Treynor Ratio is a measurement of efficiency utilizing the relationship between annualized risk-adjusted return and risk. Unlike Sharpe Ratio, Treynor Ratio utilizes “market” risk (beta) instead of tatal risk (standard deviation).

Jensen Alpha: A measure of the difference between a fund’s actual returns and its expected performance, given its level of risk as measured by beta. Jensen’s Alpha is equivalent to the alpha derived from regressing the same or portfolio’s returns in excess of the risk free rate against the market return in excess of the risk free rate.

Fact Sheet - October 2020 - Cover

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Transcript of Fact Sheet - October 2020 - Cover