FACET SIMULATION IN THE IMATACA FOREST RESERVE, …/67531/metadc... · Figuera, Dilcia, FACET...
Transcript of FACET SIMULATION IN THE IMATACA FOREST RESERVE, …/67531/metadc... · Figuera, Dilcia, FACET...
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FACET SIMULATION IN THE IMATACA FOREST RESERVE, VENEZUELA:
PERMANENT PLOT DATA AND SPATIAL ANALYSIS
Dilcia Figuera
Thesis Prepared for the Degree of
MASTER OF SCIENCE
UNIVERSITY OF NORTH TEXAS
May 2006
APPROVED
Miguel Acevedo, Major Professor Paul Hudak, Committee Member and Chair of
the Department of Geography Pinliang Dong, Committee Member Sandra L. Terrel, Dean of the Robert B.
Toulouse School of Graduate Studies
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Figuera, Dilcia, FACET Simulation in the Imataca Forest Reserve, Venezuela:
Permanent Plot Data and Spatial Analysis. Master of Science (Applied Geography),
May 2006, 151 pp., 46 tables, 61 figures, references, 15 titles.
Tree diameter data from 29 years of observations in six permanent plots was
used to calculate the growth rate parameter of the FACET gap model for 39 species in
the Imataca forests in Venezuela. The compound topographic index was used as a
measure of differential soil water conditions and was calculated using geographic
information systems. Growth rate values and topographic conditions typical of hill and
valley were input to FACET to simulate dynamics at the species level and by ecological
and functional groups. Species shade-tolerance led to expected successional patterns.
Drought-tolerant/saturation-intolerant species grew in the hills whereas drought-
intolerant/saturation-tolerant species occurred in the valleys. The results help to
understand forest composition in the future and provide guidance to forest management
practices.
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ACKNOWLEDGMENTS
The National Science Foundation (NSF) through grants DBI-9615936, DEB-
0108563 and CNH BCS-0216722 supported this research. Many thanks are due to
INDEFOR, Universidad de Los Andes (ULA), Mérida, Venezuela; particularly to Hirma
Ramírez and Julio Serrano for supplying data from the Imataca permanent plots. The
support of the Universidad Nacional Experimental de Guayana (UNEG), Venezuela, is
also greatly appreciated, especially Luz Delgado, who provided maps, GIS files, data
and feedback. Many thanks are also due to the members of my committee, Dr. Paul
Hudak and Dr. Pinliang Dong, for their support and time that they dedicated to improve
my thesis. Especially, I am very grateful to my major professor, Dr. Miguel Acevedo,
who made this project possible by sharing his knowledge and also for all his help and
time invested.
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TABLE OF CONTENTS
ACKNOWLEDGMENTS...................................................................................................ii
LIST OF TABLES............................................................................................................ v
LIST OF ILLUSTRATIONS............................................................................................viii
INTRODUCTION............................................................................................................. 1
Objectives............................................................................................................. 3
LITERATURE REVIEW................................................................................................... 6
BACKGROUND ............................................................................................................ 12
STUDY AREA ............................................................................................................... 14
MATERIALS AND METHODS ...................................................................................... 17
Data Sources...................................................................................................... 17
Methodology Diagrams....................................................................................... 27
Program Execution ............................................................................................. 34
Steps Followed in Excel to Calculate and Graph Diameter Increment..... 34
Steps to Calculate and Graph Diameter Increment per Diameter Category................................................................................................................. 35
Step to Calculate Total Tree Density (Over All Spdecies) by Category an Year ......................................................................................................... 36
Steps Followed in R to Calculate the Growth Rate Coefficient (G) for Each Species .................................................................................................... 37
Steps to Generate the Digital Maps ......................................................... 37
Steps Followed to Generate the DEM...................................................... 38
Steps Followed for the Flow Accumulation .............................................. 39
Steps Followed to Generate the Compound Topographic Index (CTI) .... 39
Steps Followed in FACET and Excel to Analyze Basal Area ................... 41
Steps Followed in FACET and Excel to Analyze Tree Density ................ 43
RESULTS AND DISCUSSION...................................................................................... 45
Diameter Increment Analysis.............................................................................. 45
Diameter Increment per Diameter and Diameter Increment as a Function of Years ................................................................................................... 45
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Results of R to Analyze Diameter Increment per Diameter Category ...... 48
Tree Density Analysis......................................................................................... 51
Relation between Diameter Increment and Rainfall and Temperature ............... 53
Relation among Years, Diameter increment, and Annual Temperature and Precipitation ............................................................................................. 53
GIS Analysis ....................................................................................................... 65
Generating Digital Map for the Study Area .............................................. 65
Generating the DEM for the Study Area .................................................. 68
Hydrologic Study ................................................................................................ 71
Generating the Flow Accumulation and Flow Direction ........................... 71
Calculation of the CTI .............................................................................. 74
Basal Area Analysis from FACET runs............................................................... 77
Basal Area Analysis Using Sppima-cti.txt in the Valley with 180 cm Precipitation ............................................................................................. 78
Basal Area Analysis Using Grpima.cti.txt in the Valley with 120 cm and 180 cm Precipitation ................................................................................ 86
Basal Area Analysis using grpima.cti.txt on the Hill with 120 cm and 180 cm precipitation........................................................................................ 97
Tree Density Analysis Results using FACET.................................................... 105
Tree Density Analysis using Sppima-cti.txt in the Valley 180 cm Precipitation ........................................................................................... 105
Tree Density Analysis using Grpima.cti.txt in the Valley with 120 cm and 180 cm Precipitation .............................................................................. 109
Tree Density Analysis usin Grpima.cti.txt on the Hill with 120 cm and 180 cm Precipitation ..................................................................................... 115
CONCLUSION ............................................................................................................ 125
A. TREE SPECIES DATA .......................................................................... 129
B. DIAMETER INCREMENT PER SPECIES ............................................. 131
C. CALCULATION OF G USING R PROGRAM......................................... 137
D. FACET INPUT FILES ............................................................................ 143
REFERENCES............................................................................................................ 150
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LIST OF TABLES
Table 1. Plot Information (Delgado et al. 2005)............................................................ 17
Table 2. List of Species Used in this Study .................................................................. 19
Table 3. List of Species Organized by Functional Group: L1 = Small Shade Intolerant, L2 = Large Shade Intolerant, L4 = Large Shade Tolerant, L5 = Small Shade Tolerant. 20
Table 4. List of Species Present in El Dorado Study Plots ........................................... 21
Table 5. List of Species Present in Each Rio Grande Study Plot .................................. 22
Table 6. Parameters for 34 Species Grouped by Light Requirements and Maximum Height (from Delgado et al. 2005). ................................................................................ 23
Table 7. Hypothetical Species Groups ......................................................................... 25
Table 8. Hypothetical Species Groups Organized by Location .................................... 26
Table 9. Paper Map Information................................................................................... 27
Table 10. Species with Better Representation in the Data Set..................................... 49
Table 11. Maximum Diameter Increment for Species in Each Plot .............................. 50
Table 12. Values of G Used for Each Species Present in Each Plot............................ 59
Table 13. Values of G Used for Each Species Present in Each Dorado Plot ............... 60
Table 14. Values of G Used for Each Species Present in Each Rio Grande Plot.......... 61
Table 15. Values Used to Generate G Values for the Plot’s Species............................ 62
Table 16. Final Values of G (Growth Rate Coefficient) for the Plot’s Species .............. 63
Table 17. G values Used for the Species that Are Not Present in the Six Study Plots. 63
Table 18. Values Used for Generate G Values for the 39 Species .............................. 64
Table 19. Definition of Terrain Types ........................................................................... 77
Table 20. Species with Highest Basal Area by Year 500 Using 180 cm Precipitation.. 79
Table 21. Species with Lowest Basal Area by Year 500 using 180 cm Precipitation .... 80
Table 22. Basal Area in the Year 500 Using 180 cm Precipitation ............................... 81
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Table 23. Basal Area at the Beginning and at the End of the Simulation Using 180 cm Precipitation .................................................................................................................. 84
Table 24. Hypothetical Species Groups in the Valley with Highest Basal Area at Year 500 with 120 cm Precipitation ....................................................................................... 88
Table 25. Lowest Basal Area or Basal Area Zero at Year 500 using 120 cm Precipitation .................................................................................................................. 89
Table 26. Basal Area at Year 500 with 180 cm Precipitation........................................ 91
Table 27. Hypothetical Species Groups Basal Area in the Valley at Year 500 with 120 cm and 180 cm Precipitation ......................................................................................... 92
Table 28. Basal Area at the Beginning and at the End of the Simulation Using 120 cm Precipitation .................................................................................................................. 94
Table 29. Basal Area at the Beginning and at the End of the Simulation Using 180 cm Precipitation .................................................................................................................. 96
Table 30. Hypothetical Species Groups in the Valley with Highest Basal Area at Year 500 with 120 cm precipitation........................................................................................ 97
Table 31. Hypothetical Species Groups with Highest Basal Area at Year 500 with 180 cm Precipitation............................................................................................................. 99
Table 32. Hypothetical Species Groups Basal Area at Year 500 with 120 cm and 180 cm Precipitation........................................................................................................... 100
Table 33. Basal Area at the Beginning and at the End of the Simulation using 120 cm Precipitation ................................................................................................................ 102
Table 34. Basal Area at the Beginning and at the End of the Simulation Using 180 cm Precipitation ................................................................................................................ 104
Table 35. Species with Highest Tree Density at Year 500 with 180cm Precipitation.. 106
Table 36. Species with Lowest Tree Density at Year 500 with 180 cm Precipitation . 106
Table 37. Tree Density at the Beginning and the End of the Simulation with 180 cm Precipitation ................................................................................................................ 108
Table 38. Species with Highest and Lowest Tree Density at Year 500 with 120 cm Precipitation ................................................................................................................ 111
Table 39. Tree Densities at Year 500 with 180 cm Precipitation ................................ 112
Table 40. Tree Densities at Year 500 with 120 cm and 180 cm Precipitation ............ 113
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Table 41. Hypothetical Species Group Density at Year 500 with 120 cm Precipitation.................................................................................................................................... 117
Table 42. Species Group Tree Density at Year 500 with 180 cm Precipitation ........... 119
Table 43. Species Group Tree Density at Year 500 with 120 cm and 180 cm Precipitation ................................................................................................................ 120
Table 44. Hypothetical Species Group Density at the Beginning and End of the Simulation with 120 cm Precipitation........................................................................... 122
Table 45. Hypothetical Species Group Density at the Beginning and the End of the Simulation Using 180 cm Precipitation ........................................................................ 124
Table 46. Example of the Original Data File for Dorado 1 Plot.................................... 130
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LIST OF ILLUSTRATIONS
Figure 1. Map of the Imataca Region, Southeast ......................................................... 16
Figure 2. General Methodology Diagram ...................................................................... 28
Figure 3. Methodology Diagram Used in GIS to Generate Digital Maps and Hydrology Study ............................................................................................................................. 29
Figure 4. Methodology Diagram Used in R and Excel Analysis to Calculate G Value... 30
Figure 5. Methodology Diagram Used in FACET to Generate Basal Area and Tree Density of 500-Year Simulations ................................................................................... 31
Figure 6. Methodology Diagram Used in WinSCP2 and Excel to Export and Analyze Basal Area and Tree Density of 500-Year FACET Simulations..................................... 32
Figure 7. CTI Calculation............................................................................................... 39
Figure 8. Using CTI to Define Terrain Types for FACET Simulations............................ 41
Figure 9. Scenario Definitions for FACET Simulations ................................................. 42
Figure 10. Diameter Increment with Respect to Diameter for Aspidosperma marcgravianum (Canjilon Negro) Species in Dorado 4 Plot .......................................... 46
Figure 11. Diameter as a Function of Time (in years) for Aspidosperma marcgravianum (Canjilon Negro) Species in Dorado 4 Plot.................................................................... 47
Figure 12. Diameter Increment as a Function of Time (in Years) for Aspidosperma marcgravianum in Dorado 4 Plot ................................................................................... 48
Figure 13. Diameter Increment with Respect to Diameter for Each Species in Dorado 1 Plot ................................................................................................................................ 50
Figure 14. Total Tree Density of All Species in Dorado 1 Plot...................................... 51
Figure 15. Total Tree Density for Each Species in Dorado 1 Plot ................................ 52
Figure 16. Diameter Increment and Annual Rainfall in Dorado 1 Plot .......................... 53
Figure 17. Diameter Increment and Annual Temperature in Dorado 1 Plot.................. 54
Figure 18. Regression Analysis between Rainfall and Diameter Increment ................. 55
Figure 19. Regression Analysis between Temperature and Diameter Increment ........ 56
Figure 20. Growth Rate Calibration of Dorado 1 Plot (Tasa1.R) with Maximum Point (Line Goes through Maximum Value)............................................................................ 58
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Figure 21. Map of the Study Area Using Scanned Paper Maps ................................... 66
Figure 22. Map of the Study Area Using Satellite Image.............................................. 67
Figure 23. Contour Lines Layer.................................................................................... 69
Figure 24. 30m by 30m Meter DEM Generated from the Contour Lines Layer ............ 70
Figure 25. Flow Direction Layer Generated with ArcToolbox ....................................... 72
Figure 26. Flow Accumulation Layer Generated Using Hydrology Function in ArcToolbox .................................................................................................................... 73
Figure 27. Catchments Area ........................................................................................ 74
Figure 28. Slope Layer ................................................................................................. 75
Figure 29. Compound Topographic Index (CTI)........................................................... 76
Figure 30. Basal Area (m2/ha) with Respect to 39 Studied Species Using 180 cm Precipitation .................................................................................................................. 79
Figure 31. Basal Area (m2/ha) during 500 Years of Simulation with 180 cm Precipitation .................................................................................................................. 83
Figure 32. Percent of Relative Basal Area with Respect to Years with 180 cm Precipitation. ................................................................................................................. 86
Figure 33. Basal Area (m2/ha) with Respect to Hypothetical Species Groups with 120 cm Precipitation............................................................................................................. 88
Figure 34. Basal Area (m2/ha) with respect to Hypothetical Species Groups with 180 cm Precipitation............................................................................................................. 90
Figure 35. Basal Area of Hypothetical Species Group during a 500-Year Simulation with 120 cm Precipitation .............................................................................................. 93
Figure 36. Basal Area (m2/ha) of Hypothetical Species Group during 500 Years of Simulation with 180 cm Precipitation............................................................................. 95
Figure 37. Basal Area (m2/ha) of Hypothetical Species Groups on the Hill at Year 500 with 120 cm Precipitation .............................................................................................. 97
Figure 38. Basal Area (m2/ha) of Hypothetical Species Groups in the Year 500 with 180 cm Precipitation...................................................................................................... 98
Figure 39. Basal Area of Hypothetical Species Groups during 500 Years with 120 cm Precipitation ................................................................................................................ 101
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Figure 40. Basal Area of Hypothetical Species Groups during 500 Years with 180 cm Precipitation ................................................................................................................ 103
Figure 41. Tree Density per Species at Year 500 with 180 cm Precipitation.............. 105
Figure 42. Tree Density with Respect to Years during 500 Years of Simulation Using 180 cm Precipitation.................................................................................................... 107
Figure 43. Functional Group during 500 Years Using 180 cm.................................... 109
Figure 44. Tree Density at Year 500 with 120 cm Precipitation.................................. 110
Figure 45. Tree Density per Species in Year 500 with 180 cm Precipitation .............. 112
Figure 46. Tree Density per Species during 500 Years with 120 cm Precipitation ..... 114
Figure 47. Tree Density with Respect to Years during 500 Years with 180 cm Precipitation ................................................................................................................ 115
Figure 48. Hypothetical Species Group Density at Year 500 with 120 cm Precipitation.................................................................................................................................... 116
Figure 49. Hypothetical Species Group Density at Year 500 with 180 cm Precipitation.................................................................................................................................... 118
Figure 50. Tree Density with Respect to Years during 500 Years of Simulation with 120 cm Precipitation........................................................................................................... 121
Figure 51. Tree Density with Respect to Years During 500 Years of Simulation with 180 cm Precipitation........................................................................................................... 123
Figure 52. Diameter Increment with Respect to Diameter for Each Species in Dorado 2 Plot .............................................................................................................................. 132
Figure 53. Diameter Increment with Respect to Diameter for Each Species in Dorado 3 Plot .............................................................................................................................. 133
Figure 54. Diameter Increment with Respect to Diameter for Each Species in Dorado 4 Plot .............................................................................................................................. 134
Figure 55. Rio Grande 5 Plot Diameter Increment with Respect to Diameter for Each Species ....................................................................................................................... 135
Figure 56. Diameter Increment with Respect to Diameter in Rio Grande 6 Plot......... 136
Figure 57. Growth Rate Calibration of Dorado 2 Plot (tasa.R) ................................... 138
Figure 58. Growth Rate Calibration of Dorado 3 Plot (tasa.R) ................................... 139
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Figure 59. Growth Rate Calibration of Dorado 4 Plot (tasa.R) ................................... 140
Figure 60. Growth Rate Calibration of Rio Grande 5 Plot (tasa.R)............................. 141
Figure 61. Growth RFate Calibration of Rio Grande 6 Plot (tasa.R)........................... 142
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INTRODUCTION
Studies of environmental systems are very complex because many variables and
relationships must be taken into account. Carey et al. (1994, p.264) point out that it
takes many years of observations to understand and predict forest dynamics. Long
term monitoring renders large amounts of data, which lead to a deeper understanding of
variables and relationships in permanent forest plots. These data are analyzed with
tools such as geographical information systems (GIS), computer models, and remote
sensing. These tools facilitate data processing, analysis, and predictions in forest
ecosystems.
To help understand the dynamics of forests, there are modeling softwares such
as FACET and ZELIG that simulate forest ecosystems. FACET is an extension of
ZELIG that adjusts environmental variables (temperature and rainfall) for topographic
location (Acevedo et al. 1995, 2001a,b). In this study, these physical variables are
considered together with biological parameters such as allometric relations and growth
rate coefficient (G) of the species.
GIS are useful for analyzing forest dynamics at the landscape level by enabling
terrain analysis using different layers such as elevation, soils, precipitation, and
geomorphology. The generation of a digital elevation model (DEM) allows for spatial
hydrologic studies and the calculation of important variables like the compound
topography index (CTI).
Important to forest modeling is the growth rate of the trees and the relationship
between forest growth and the many environmental variables that affect growth. The
growth rate of trees of each species helps to predict the structure and composition of
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the forest in the future. Studies of modeling and simulation of tree diameter growth
show that growth rate is dependent on the tree’s diameter. Botkin points out (1993,
p.32) that it is possible to derive an equation for diameter change as a function of height
if it is accepted that diameter is related to tree height.
This thesis focuses on 29 years of observational data from the Imataca forest
reserve, Venezuela. The data include circumferences of tree species in six permanent
plots in the study area. Also included are precipitation and temperature data from
meteorological stations near the study area. GIS layers include rivers, roads, elevation
contour lines, and digital satellite images. Contour lines were derived from topographic
maps from the upper Botanamo watershed located in the Imataca forest reserve.
The principal purpose of this study is to generate various required parameters of
FACET version 2.4 modified by acevedo March 2006 forest modeling. Also, use these
varialble to run FACET to analyze the tree density and basal area of the Imataca forest
in simulations of long-term (500 years) behavior. The parameters generated in this
study are diameter increment, G, flow accumulation, and slope.
Fernandez (1995) and Delgado (2000) conducted earlier efforts to calculate
growth rates and perform ZELIG and FACET simulations in this area. Fernandez
(1995) executed the ZELIG model finding the parameters values for growth rate of each
species in the studied forest, but she did not use spatial analysis and it was not possible
to use detailed growth data. Therefore in her recommendation the author suggested
that future research should use better data to improve the calibration of growth rates
(Fernandez, 1995, p.142). Delgado (2000) worked with the FACET modeling program
adding the topographic factor and scaling to the landscape. She used GIS to analyze
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forest dynamics at the landscape level. However, her study was conducted at low
spatial resolution (500 x 500 m cells) for a large study area. For this purpose, she
employed maps at a scale of 1:250,000. Also, her study did not calculate the growth
rate from tree level data because the data were not available (Delgado, 2000, p.122).
Therefore, the present study uses more complete data to re-calculate the growth
rate tree (G) by species improving the results of the previous studies. In addition, it
generates a finer spatial resolution DEM, which is then used to calculate the flow
accumulation and the slope. These two variables are used to calculate the CTI and to
input terrain parameters to run FACET to simulate the Imataca forest dynamics in a
period of 500 years.
To evaluate the differential response due to growth rate and shade tolerance,
FACET is executed at the species level using conditions of abundant water availability
(180 cm of precipitation in typical valley terrain types). Different simulation scenarios
are then defined to run FACET, using 120 cm and 180 cm of annual precipitation
together with typical valley and hill terrain types, by defining hypothetical species group
that respond differentially to soil water moisture. The results of the simulations are used
to analyze the dynamics of tree density and basal area of the studied forest. This study
is important because it can help understand the future dynamics of the forest in this
area and provide guidance to forest management practices.
Objectives
General Objectives:
Generate the growth rate coefficient (G) for each species, and use GIS to
generate flow accumulation, and slope to run FACET in order to analyze the tree
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density and basal area dynamics for the Imataca forest reserve in 500 years of
simulation. This objective can be divided in two groups of specific objectives.
1. Generate required variables to run FACET
1.1 Determine the dynamics of diameter change for the species during the study
period
1.2 Determine diameter increment with respect to diameter
1.3 Determine diameter increment with respect to years
1.4 Determine G for each species
1.5 Create a digital elevation model (DEM) for the study area
1.6 Generate the flow direction and the flow accumulation for the study area
1.7 Generate the slope
1.8 Generate the CTI
1.9 Take values of slope and flow accumulation where the CTI value is high, as
in valley terrain, and where the CTI value is low, as in hill terrain;
2. Run FACET using species and groups of species for several scenarios
2.1. Use 39 species with the calculated G values using 180 cm precipitation in
valley terrain
2.2 Use 16 hypothetical tree groups under four different conditions or scenarios:
120 cm and 180 cm precipitation in valley terrain types and 120 cm and 180 cm
precipitation in hill terrain;
3. Analyze data generated by FACET
3.1. Analyze FACET results using 39 species with the calculated G value and
180 cm precipitation and determine the following:
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3.1.1 Basal area per species and as a function of time
3.1.2 Relative basal area (in percent) per functional group
3.1.4 Tree density per species and as a function of time
3.1.5 Relative tree density (in percent) per functional group
3.2 Analyze FACET results using 16 hypothetical tree groups with 120 cm and
180 cm of precipitation and determine the following
3.2.1 Basal area per species
3.2.2 Basal area as a function of time
3.2.3 Tree density per species
3.2.4 Tree density as a function of time
In the process of generating the required parameters to run FACET other
important and relevant analyses were performed. For example, temperature and rainfall
data were used to generate diameter increment with respect to temperature and
precipitation. In order to test the previous results, the following analyses were
performed:
• An exploratory data analysis by means of charts
• A quantitative statistical analysis using regression
In addition, to improve the understanding of the study area other results were
generated, such as producing a digital map from scanned paper maps and generating
the hillshade display of DEM.
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LITERATURE REVIEW
It is difficult to establish the age and growth of trees without growth ring data
(Carey et al. 1994, p.255-256). The purpose of several studies, research, and modeling
is to understand the growth rate of a specific forest. Some studies are based on long-
term permanent plots; as for example Harcombe et al. (2001) have studied a hardwood
forest in Texas using data from 18 years of observation.
The rate of growth for young trees under optimum condition is high, but low for
old ones. The G parameter represents growth under optimum conditions, i.e., when no
environmental factor reduces growth (Botkin, 1993). Metabolic processes of the tree
are affected by temperature. It changes the dynamics of the reactions resulting in
changes of photosynthesis rates and respiration, which affects the growth of the tree
(Botkin, 1993, p.46). Forest composition change can be predicted from gradual
changes in tree diameter and height. However, disturbance may vary the expected
changes of the forest, making it less predictable (Harcombe et al. 2001). Strong
environmental changes like hurricanes, droughts, and ecological disasters could affect
the normal behavior of the forest. Tree mortality is an important factor to consider. As
Carey et al. (1994) point out, mortality data is helpful to predict forest dynamics and help
guide more effective management strategies.
As Acevedo, et al. 1996 point out, there are two major forest modeling
approaches, which are: JABOWA-type simulators (or gap models) and Markovian or
patch transition models. The JABOWA or gap model approach simulates forest
dynamics linking environmental, demographics and growth parameters on a tree-by-tree
basis (Botkin, 1993). Patch transition models describe changes in forest type using
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transition probabilities, which can be determined from aerial photographs, remote
sensing imagery or historical data.
This thesis will use a gap model, FACET, which simulates the forest by
calculating the diameter growth and tree mortality in a small area but which can be
scaled-up to larger areas as a patch transition model (Acevedo et al. 1995, 2001a,b).
This type of landscape modeling could be very complex; therefore, to simplify this
simulation, trees could be grouped by their functional role, their structural role or a
combination of both. For example, functional groups can be defined according to
shade-tolerance and tree size (Acevedo et al. 1995).
FACET is derived from ZELIG, which is a spatially explicit gap model, based on a
grid of cells. In this model each cell corresponds to a gap model plot. “The development
of this model stems from a project that aims to use a generic forest simulator as a
framework for cross-site comparison” (Urban, 1993). FACET simulates the forest,
adjusting the temperature, rainfall and radiation for topographic location. ZELIG and
FACET are executed on Unix or Linux workstations, where hundreds of model grids are
run (Urban et al. 1999). FACET requires the growth rate coefficient for each species in
order to simulate the dynamics of the forest.
Because environmental conditions vary geographically, it is important to use
spatial analysis tools, such as geographical information systems (GIS). This tool can
assist in the solution of a variety of geographic problems. They provide effective tools
to assist in decision-making, the explanation of patterns, and the predictions of spatial
arrangements or distribution during long periods of time (DeMers, 2002, p.1). In fact,
GIS is a useful tool to perform hydrological analysis. Many hydrologic features, such as
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flow accumulation, flow direction, and watershed definition are extracted through terrain
analysis from a digital elevation model (DEM).
A DEM allows constructing a model of the watershed and stream network, and it
can be used to show where the water flow will begin and where it will arrive (DeMers,
2002). Commonly, DEMs are used to model the terrain shape and they are important
determinants in the over land flow of water. DEMs, satellite images, and digital pictures
are raster files. A raster file consists of grid cells used in GIS to model continuous
features of the earth. Each grid cell within a raster file is considered to have
homogeneous values, but the values for individual cells can vary. From the DEM it is
possible to calculate the flow direction and flow accumulation of a watershed.
Watershed or drainage basins can be delineated based on water flow direction.
The watershed and stream networks can be defined after the aspect of the slope for
each cell is calculated. This process requires several spatial analysis options, such as
contour, slope, hill shape, reclassification, raster calculator, and conversion from
features to raster. The delimitation of watersheds is a necessary element of nearly all
surface hydrological modeling.
DeMers (2002) explains some relevant steps to define watershed and basins and
how to determine the accumulation of flow and model the length of flow within a
watershed.
• First, evaluate the slope and aspect to determine the flow direction for cells in the
grid.
• Second, determine if sinks exist, if they do, they must be filled. Therefore, they
do not interfere with the overall flow-modeling process.
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• Third, apply three different functions that can be applied, which are:
* Accumulated flow is cumulative weight of all grid cells flowing into each
down slope cell in the grid.
* Watershed function: determine the contributing area (basin) to the
overall flow.
* Stream network function: Evaluate the number of cells and the stream
ordering of the overall stream network.
• Fourth, apply the flow direction function. It is a key to perform the rest of surface
hydrological functions. This involves calculation of the direction of flow for every
grid cell in the grid by using a DEM as the input grid. The software searches the
eight surrounding grid cells and evaluates the direction of the maximum drop.
* Higher accumulation zones could easily be used to identify stream channel
cells.
* Stream ordering is a method of assigning numerical values to streams based
on their position in the network.
Running water tends to accumulate in some areas of the surface such as sinks.
However, when soils are saturated or sinks are filled, the remaining water runs off to
other areas. The run-on coefficient, the storage coefficient, and the run off coefficient
can be used to study the dynamics of the water in specific areas, in the following
manner:
• Run-on: represents the rainwater that runs onto a low-lying plot from
surrounding areas.
• Storage: represents the pooling of surface water.
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• Run-off: Once the soil is saturated, the remaining water runs off and is no
longer accounted for.
FACET’s surface water input includes rainfall (minus canopy interception) and
run-on from upstream areas. A fraction of this total input is removed to represent run-off
and the rest is allowed to percolate into the soil at a rate that depends on soil type and
percent of saturation.
Storage, calculated from the topographic position of the plot, is used to prevent
all of the remaining water from running off once the soil has reached saturation. If the
plot has non-zero storage, then some portion of that water will remain on the plot,
keeping the soil saturated. Contributions from run-on can be determined through a
series of GIS hydrological calculations that start with the digital elevation model (DEM)
layer, and based on a secondary topographic attribute known as the compound
topographic index (CTI).
This index is calculated using the values for the accumulated water in any area
and the tendency of this water to move out because of gravity. It is also known as the
steady state wetness index that calculates the catenary landscape position (Gessler et
al. 1996). The CTI is defined using the catchments area and the slope for each cell in
the study area. This relation is shown in the following equation:
lntan( )
AsCTIβ
⎛ ⎞= ⎜ ⎟
⎝ ⎠ (1)
Where:
As = the specific catchment area
tanβ = the slope angle
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Catchment area and slope are derived by the hydrologic analysis in GIS using
the DEM and the stream layer. CTI is calculated using the GIS raster calculation
properties. Slope is calculated directly from the DEM, while flow accumulation is
derived from slope and aspect. Flow accumulation for each cell represents the number
of cells in the DEM layer that contributes run-on to that cell, and specific catchment area
is calculated from flow accumulation. Large catchment area and flat terrain produce
high values of CTI.
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BACKGROUND
Two theses mentioned above (Fernandez, 1995, and Delgado, 2000) constitute
important background and reference for this study. Fernandez (1995) calculated growth
rates in order to execute the ZELIG model. However, as discussed above, her study
was not able to use species level data (Fernandez, 1995, p.142). In the second thesis,
Delgado worked with the FACET modeling program adding the topographic factor and
scaling to the landscape. The data available for her study were trees already lumped by
diameter category (Delgado, 2000, p.122). Her research did not calculate the growth
rate from tree level data. Therefore, it is necessary to use field data to re-calculate the
growth rate tree by tree to improve the results of the previous studies.
A postulate of models of forest dynamics is that growth rate is dependent on the
tree’s diameter. The rate of growth for young trees under optimum condition is high, but
low for old ones (Botkin, 1993, p.46). Accepting the assumption that the diameter is
related to tree height, it is possible to calculate an equation for diameter change as a
function of diameter (Botkin, 1993, p.32). Bark area is approximately proportional to the
product of tree diameter (D) and tree height (H); assuming a cylindrical stem, this area
is πDH. Growth rate is the difference between productivity and maintenance. Because
maintenance costs are proportional to bark area, growth rate decreases as diameter
and height increase. In addition, it is well known that diameter, which is easy to
measure and monitor, responds to environmental changes (Botkin, 1993, p.32). The
influence of environmental conditions on growth rate could be studied taking in
consideration the temperature and soil moisture data in the study area. Soil moisture
data are not readily available, but rainfall is related to it. Metabolic processes of the tree
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could be affected by changes of conditions, such as different values of temperature and
soil moisture. As Botkin (1993, p.46) points out, different kinds of environmental
changes produce reactions in the trees, which results in changes of photosynthesis
rates and respiration, which affects the growth of the tree.
Some studies take their required data from long-term permanent plots, as for
example those in bottomland hardwood forests in Texas. Data from 18 years of
observation were used to study the development and change of the forest during 1980
to 1998 after some disturbances in the area (Harcombe et al. 2001). Detailed studies of
forest changes help put empirical bounds on the complexity and uncertainty, and thus
promote the progress of satisfactory and robust synthetic theory of forest dynamics
(Harcombe et al. 2001, p.19).
The present study uses data from six permanent plots in the Imataca forest
reserve. The tree circumferences in theses plots have been measured during 29 years
(1971 – 2000).
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STUDY AREA
The study area is located in the Imataca forest reserve, which is located in the
Bolívar State in Venezuela (Figure 1). Venezuela is one of the countries in South
America with a great portion of natural forest reserves. It shares the forest Amazon
world reserve with Brazil and Colombia. This fact makes these forests an interesting
study area. Several studies have been carried in this area, with the goal of knowing
more about the ecosystem dynamics of the tropic humid forests.
As Delgado (2000) points out, Bolívar state is occupied by 17,000,000 hectares
of natural forest. This forest is distributed into three forest reserves, which are Imataca,
Paragua, and Caura. 37.8% of the total forest reserve is used for forest permanent
production. The Imataca reserve has 32.1% of its total area on production management
plan. The two most important commercial activities in the Imataca reserve are mining
and forestry. Twelve forest concessionaries and about 300 formal mining
concessionaries are present in the area.
Imataca is one of the four largest forest reserves in Venezuela. It is located in the
Guayana region of Northeast of Venezuela, on the border with the reclamation with
Guyana zone and south of the Orinoco River. The limits of the reserve are in the north
with the Orinoco River, Caño Piacoa, Brazo Imataca and Punta Playa in the
international limit with reclamation zone with English Guyana. In the east it extends
from Punta Playa following the border with the international reclamation zone with
English Guyana until the Escalera mountain range, in the west with the Yuruani, Cuyuni,
and Grande rivers until the Nuria high plateau and Grande river, by the south-west by
Dolomita hill and Guayana castle.
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Imataca covers a total area of 3.2 million hectares. Forests with valuable timber
and genetic resources cover about 80% of its surface. Humid tropical forests are
predominant with about 25m of height. There are also forests with medium and low
height but in less proportion. As a forestry reserve, Imataca is an "Area of Special
Management Regime" (area bajo régimen de administración especial – ABRAE), which
means it must be managed under a special environmental management plan.
Venezuela’s forest service (SEFORVEN) grants concessions to harvest wood within the
Imataca reserve. Typically, these concessions range from 80,000 to 160,000 hectares
and are granted for periods that range from 20 to 40 years (World forest movement,
2004).
Forest ecosystems of the Guayana region include semi-deciduous, deciduous,
evergreen forests, and numerous plant, insect, and animal species. An important
number of species at risk of extinction are present in Imataca forest. Also, part of the
reserve has five native Indian ethnic, which are Warao, Arawako, Karina, Akawaio and
Pemon.
Delgado (2000) summarizes some general and important characteristics of the
Imataca area. It includes many streams and rivers that provide water for communities
in the States of Bolívar and Delta Amacuro. Air temperature is relatively constant, with
monthly average of 26˚C (the maximum is 27.1˚C and the minimum 24.4˚C). The
annual mean precipitation is 1950mm, showing largest precipitation in May and June
(220.57mm and 248.51mm respectively). Mean solar radiation is between 319
(cal/cm2/day) in January and 443 (cal/cm2/day) in September. Topographically, the
relief is varied, with a mosaic of valleys and hills. Hills have elevations ranging from
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50m to 250m, but reaching 500m of elevation towards the western limit of the reserve.
Basic intrusive rocks and alluvial sediments constitute the major geological formations.
Soils are of residual origin (ultisols, inceptisols and entisols), affected by a strong
weathering process which has caused the lost of mineral and soluble elements.
Figure 1. Map of the Imataca Region, Southeast
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MATERIALS AND METHODS
Data Sources
Permanent plot data was provided by INDEFOR (Institute of forestry development) of
the Universidad de los Andes (ULA), Merida, Venezuela. These data consist of tree
diameter from six permanent plots. This information was monitored for a period of
observation of 29 years from 1971 to 2000. Table 1 was adapted from Delgado et al.
2005. It shows the total area, location and number of trees in the studied plots.
Table 1. Plot Information (Delgado et al. 2005)
Position # Study Plot
Name Location Latitude Longitude Area Number of Trees
1 Dorado 1 2 Dorado 2 3 Dorado 3 4 Dorado 4
El Dorado Km 98
Bolivar State Venezuela
06° 05’ 16.8’’ 61° 24’ 41.9’’ 1 ha 725
5 RioGrande5 6 RioGrande6
Rio Grande El Palmar
Bolivar State Venezuela
08° 06’ 37.9’’ 61° 41’ 23.4’’ 0.5 ha 346
Adapted from Delgado et al. 2005
Data for each plot include (See Appendix A):
• Plot data, such as:
- Name of the plot
- Location (Altitude, State, Km)
- Size
• Tree data:
- Identification number of the tree
- Common species name
- Scientific species name
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- Circumference data of 21 observation years from June 1971 to
June 2000
In addition, this study used the temperature and rainfall data from the Anacoco
weather station, supplied by the hydrologic and meteorological information department
in Venezuela (dirección de hidrología y meteorología, sistema nacional de información
hidrológica y meteorológica, SINAIHME). This is the nearest weather station to the
study forest plots. Unfortunately, as in many other studies, there were not weather
stations in the plots. In fact, such convenient correspondence of weather and growth
data is rare (Botkin, 1993, p.52).
There are about 50 species in each plot. However, this study only took in
consideration the species that were studied in the FACET model developed in the
Master’s thesis of Delgado (2000), which are the 39 species shown in Table 2.
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Table 2. List of Species Used in this Study
In FACET these 39 species were organized by functional group (L1, L2, L4, and
L5) when entered in the input file sppima-cti.txt (Appendix D). See Table 3.
# Scientific Name Common Name 1 Alexa imperatricis Leche de cochino 2 Aspidosperma marcgravianum Canjilon Negro 3 Carapa Guianensis Carapa 4 Castostemma commune Baraman 5 Chimarrhis microcarpa Carutillo 6 Clathrotropis brachypetala Caicareño 7 Couratari pulchra Capa de tabaco 8 Erisma uncinatum Mureillo 9 Eschweilera decolorans Cacao
10 Eschweilera grata Cacaito 11 Licania alba Hierro 12 Licania densiflora Hierrito 13 Manilkara bidentata Purguo 14 Mora excelsa Mora 15 Pouteria egregia Purguillo 16 Protium neglectum Azucarito 17 Sterculia pruriens Majagua 18 Toulicia guianensis Carapo blanco 19 Anaxagorea dolichocarpa Yara yara negra 20 Apeiba aspera Cabeza de negro 21 Brownea coccinea Rosa de montaña 22 Cecropia sciadophylla Yagrumo 23 Coccoloba caurana Arahueque 24 Cordia fallax Alatrique negro 25 Himatanthus articulata Mapolo 26 Hirtella triandra Ceniza negra 27 Inga splendens Guamo 28 Protium heptaphyllum Tacamajaca 29 Rollinia exsucca Anoncillo 30 Schefflera morototoni Sun-Sun 31 Simarouba amara Cedro blanco 32 Sloanea guianensis Aleton 33 Talisia hexaphylla Cotoperi 34 Trichilia schomburgkii Suipo 35 Eschweilera subglandulosa Majaguillo 36 Pentaclethra macroloba Clavellino 37 Protium decandrum Caraño 38 Especie1. Jobo 39 Especie2. Canelo
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Table 3. List of Species Organized by Functional Group: L1 = Small Shade Intolerant, L2 = Large
Shade Intolerant, L4 = Large Shade Tolerant, L5 = Small Shade Tolerant
# Functional Groups Scientific Species Name Common Species
Name
1 L1 Apeiba aspera Cabeza de negro2 L1 Cecropia sciadophylla Yagrumo3 L1 Cordia fallax Alatrique negro4 L1 Himathantus articulata Mapolo5 L1 Inga splendens Guamo6 L1 Scheflera morototoni Sun-Sun7 L1 Simarouba amara Cedro blanco8 L2 Chimarrihis microcarpa Carutillo9 L2 Clathrotropis brachypetala Caicareno
10 L2 Sterculia pruriens Majagua11 L2 Toulicia guianensis Carapo blanco12 L2 Protium heptaphyllum Tacamajaca13 L2 Sloanea guianensis Aleton14 L2 Talicia hexaphylla Cotoperi15 L2 Trichilia schomburgkii Suipo16 L4 Aspidosperma marcgravia Canjilon amaril17 L4 Eschweilera grata Cacaito18 L4 Pouteria egregia Purguillo19 L4 Protium decandrum Caraño20 L4 Alexa imperatricis Leche de cochino21 L4 Carapa guianensis Carapa22 L4 Catostemma commune Baraman23 L4 Couratari pulchra Capa de tabaco24 L4 Erisma uncinatum Mureillo25 L4 Eschweilera decolorans Cacao26 L4 Licania alba Hierro27 L4 Licania densiflora Hierrito28 L4 Manilkara bidentata Purguo29 L4 Mora excelsa Mora30 L4 Protium neglectum Azucarito blanco31 L4 Eschweilera subglandulosa Majaguillo32 L4 Pentaclethra macroloba Clavellino33 L4 Especie1. Jobo34 L4 Especie2. Canelo35 L5 Anaxagorea dolichocarpa Yara yara negra36 L5 Brownea coccinea Rosa de montaña37 L5 Coccoloba caurana Arahueque38 L5 Hirtella triandra Ceniza negra39 L5 Rollinia exsucca Anoncillo
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Some species are not present in the six study plots. The species present in each
Dorado plot are shown in Table 4 and the ones present in Rio Grande plots in Table 5.
Table 4. List of Species Present in El Dorado Study Plots
Plot Name # Scientific Name Common Name Dorado1 1 Protium neglectum Azucarito 2 Eschweilera decolorans Cacao 3 Mora excelsa Mora 4 Clathrotropis brachypetala Caicareno 5 Chimarrihis microcarpa Carutillo 6 Aspidosperma marcgravianum CanjilonNegro 7 Simarouba amara CedroBlanco 8 Protium heptaphyllum Tacamajaca Dorado2 1 Protium neglectum Azucarito 2 Eschweilera decolorans Cacao 3 Mora excelsa Mora 4 Trichilia schomburgkii Suipo Dorado3 1 Eschweilera decolorans Cacao 2 Chimarrihis microcarpa Carutillo 3 Inga splendens Guamo 4 Licania densiflora Hierrito 5 Sterculia pruriens Majagua 6 Cecropia sciadophylla Yagrumo 7 Protium neglectum Azucarito 8 Eschweilera grata Cacaito 9 Trichilia schomburgkii Suipo 10 Protium heptaphyllum Tacamajaca Dorado4 1 Eschweilera decolorans Cacao 2 Aspidosperma marcgravianum CanjilonNegro 3 Licania densiflora Hierrito 4 Licania alba Hierro 5 Pouteria egregia Purgillo 6 Trichilia schomburgkii Suipo 7 Protium neglectum Azucarito 8 Protium heptaphyllum Tacamajaca
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Table 5. List of Species Present in Each Rio Grande Study Plot
Plot Name # Scientific Name Common Name RioGrande5 1 Catostemma commune Baraman 2 Eschweilera decolorans Cacao 3 Inga splendens Guamo 4 Licania densiflora Hierrito 5 Alexa imperatricis LecheCochino 6 Sterculia pruriens Majagua 7 Eschweilera subglandulosa Majaguillo 8 Protium neglectum Azucarito 9 Eschweilera grata Cacaito 10 Toulicia guianensis CarapoBlanco 11 Pentaclethra macroloba Clavellino RioGrande6 1 Eschweilera decolorans Cacao 2 Carapa Guianensis Carapa 3 Toulicia guianensis CarapoBlanco 4 Licania densiflora Hierrito 5 Licania alba Hierro 6 Alexa imperatricis LecheCochino 7 Sterculia pruriens Majagua 8 Trichilia schomburgkii Suipo 9 Eschweilera grata Cacaito 10 Protium heptaphyllum Tacamajaca
In order to run FACET several parameters are required, such as G, precipitation,
and elevation. For example, FACET has a file called sppima-cti.txt (Appendix E) that
contains the species parameters, such as G, maximum tree height (Hmax), maximum
diameter (Dmax), exponential coefficient (b2) and curvature empiric coefficient (b3).
Some of these parameter values were updated (Table 6) using the results from the
recent study by Delgado et al. (2005).
Table 6 was adapted from Delgado et al. 2005. In the table, species are grouped
by their respective functional group. In FACET these ecological groups are classified as
medium shade intolerant (L1), large shade intolerant (L2), large shade tolerant (L4), and
medium shade tolerant (L5).
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Table 6. Parameters for 34 Species Grouped by Light Requirements and Maximum Height (from
Delgado et al. 2005).
# Scientific name Functional Group
Hmax (m)
Dmax (cm) b2 b3
1 Alexa imperatricis 20 25 -0.0366 0.80 2 Aspidosperma marcgravianum 25 45 -0.0242 0.80 3 Carapa Guianensis 25 40 -0.0135 0.40 4 Castostemma commune 30 65 -0.0278 0.80 5 Chimarrhis microcarpa
L5
25 50 -0.0302 0.60 6 Clathrotropis brachypetala 28 65 -0.0504 1.20 7 Couratari pulchra 30 55 -0.0610 1.20 8 Erisma uncinatum 25 35 -0.0638 1.40 9 Eschweilera decolorans 20 30 -0.0790 1.00 10 Eschweilera grata
L
25 35 -0.0766 1.60 11 Licania alba 35 80 -0.0352 1.00 12 Licania densiflora 40 96 -0.0073 0.60 13 Manilkara bidentata 40 105 -0.0129 0.60 14 Mora excelsa 40 85 -0.0238 1.00 15 Pouteria egregia 40 90 -0.0188 0.80 16 Protium neglectum 55 180 -0.0090 0.80 17 Sterculia pruriens 40 90 -0.0167 0.80 18 Toulicia guianensis 35 75 -0.0274 1.00 19 Anaxagorea dolichocarpa 35 95 -0.0194 0.60 20 Apeiba aspera 35 85 -0.0178 0.60 21 Brownea coccinea 40 95 -0.0202 0.80 22 Cecropia sciadophylla 45 120 -0.0160 0.80 23 Coccoloba caurana 45 120 -0.0250 1.00 24 Cordia fallax 40 100 -0.0160 0.60 25 Himatanthus articulata 40 65 -0.0175 0.60 26 Hirtella triandra
L4
40 60 -0.0150 0.80 27 Inga splendens 35 80 -0.0202 0.80 28 Protium heptaphyllum 35 65 -0.0617 1.60 29 Rollinia exsucca 40 60 -0.0343 1.20 30 Schefflera morototoni 30 85 -0.0387 0.80 31 Simarouba amara 35 50 -0.0288 0.80 32 Sloanea guianensis 40 100 -0.0295 1.00 33 Talisia hexaphylla 35 70 -0.0477 1.40 34 Trichilia schomburgkii
L2
35 45 -0.0606 1.60 Adapted from Delgado et al. 2005
Delgado et al (2005) excluded some species due to the lack of trees for this
species. The species that she left out were:
- Apeiba aspera
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- Cecropia schiadophylla.
- Simaruba amara
- Anaxagorea dolichocarpa
- Species1.
- Species2.
Furthermore, she includes two additional species, which are:
- Tetragastris altissima
- Mabea piriri
The previous tables contain real data for 39 species located in six different plots
in the study area. However, it was not possible to find data on soil water response for
each species. In order to study the water response of species in different locations and
rainfall values, it was necessary to use 16 hypothetical species groups (Table 7.)
These groups of species are based on their shade tolerance (pioneer or
intolerant, intermediate, and tolerant), tree size (small, medium, large) and soil water
stress response (drought-tolerant/saturation-intolerant, and drought-
intolerant/saturation-tolerant).
The drought-tolerant/saturation-intolerant species are typical of sites with low CTI
such as hills (or “lomas” for their name in Spanish), whereas drought-
intolerant/saturation-tolerant are typical of sites with high CTI such as valleys (or “valles”
for their names in Spanish).
Combining shade-tolerance (three classes), tree size (three classes) and soil-
moisture response (two classes, valley and hill) we obtain a total of 3x3x2=18 possible
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species groups. However, pioneers are only of size small and medium, so we obtain
only 16 species groups (Table 8)
Table 7. Hypothetical Species Groups
# Hypothetical Species Groups Nomenclature 1 Intermediate large valley INgrva 2 Intermediate medium valley INmeva 3 Intermediate small valley INpeva 4 Tolerant medium valley PImeva 5 Tolerant small valley PIpeva 6 Tolerant large valley TOgrva 7 Tolerant medium valley TOmeva 8 Tolerant small valley TOPeva 9 Intermediate large hill INgrlo 10 Intermediate medium hill INmelo 11 Intermediate small hill INpelo 12 Tolerant medium hill PImelo 13 Tolerant small hill PIpelo 14 Tolerant large hill TOgrlo 15 Tolerant medium hill TOmelo 16 Tolerant small hill TOPelo
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Table 8. Hypothetical Species Groups Organized by Location
# Soil-moisture Response (High CTI – Valley) (Low CTI – Hill)
Shade Tolerance Tree Size Nomenclature
1 Intermediate Large INgrva 2 Medium INme 3 Small INpeva 4 Valley Pioneer (Intolerant) Medium PImeva 5 Small PIpeva 6 Tolerant Large TOgrva 7 Medium TOmeva 8 Small TOPeva 9 Intermediate Large INgrlo 10 Medium INmelo 11 Small INpelo 12 Hill Pioneer (Intolerant) Medium PImelo 13 Small PIpelo 14 Tolerant Large TOgrlo 15 Medium TOmelo 16 Small TOPelo
The data used in GIS study was acquired from the laboratory of geographical
analysis and ecological modeling (GEOECOLAB) of the University of Guayana (UNEG)
in Venezuela. These are maps at scale 1:250,000 of the Botanamo watershed area.
These maps were used to create study area maps. Some of the digital files obtained
were:
• Isoline.dbf (Contour Lines Layer)
• Hidrologia.shp (Rivers Layer)
• Vialidadbotanamo.shp (Roads Layer)
Topographic paper maps were acquired from the geography department at the
University of North Texas (UNT). These are maps at scale: 1:100,000 and with a
contour interval of 40m for the Bolivar state area in Venezuela where the Botanamo
Watershed is located. The specific information for the three maps is shown in Table 9.
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Table 9. Paper Map Information
Index Adjacent Sheets
Name Scale Contour Intervals
Projection Year
7838 Guasipati, Venezuela
1:100,000 40 meters Transversal Mercator – Horizontal Data; La Canoa
1977
7938 Cabezeras del Rio Botanamo, Venezuela.
1:100,000 40 meters Transversal Mercator – Horizontal Data; La Canoa
1982
7937 Boca de Corumo, Venezuela
1:100,000 40 meters Transversal Mercator – Horizontal Data; La Canoa
1982
Methodology Diagrams
The following figures summarize the methodology employed in this thesis. Figure
2 is the general approach followed. Then
Figure 3 illustrates the GIS approach to generate digital maps and the hydrology study.
Figure 4 shows the steps in R and Excel Analysis to calculate the G value. Figure 5
contains the steps followed in WinSCP2 and Excel to export and analyze basal area
and tree density of 500-year simulations generated by FACET. Lastly, Figure 6 displays
the steps followed in FACET to generate basal area and tree density for 500-year
simulation runs.
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Figure 2. General Methodology Diagram
Use of Excel
Use of R
Diameter increment per year
D = ∆D/∆t
Use of GIS
Use of FACET
Growth rate coefficient (G)
Flow direction
Flow accumulation
Compound Topography Index
CTI
Basal area analysis Density analysis
Slope Catchment
Low CTI Large CTI
Take values of Flow accumulation &
Slope
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Figure 3. Methodology Diagram Used in GIS to Generate Digital Maps and Hydrology Study
River Layer
Create digital DEM using the Contour Lines
Layer
Contour Lines Layer Scan Paper Maps
Georeference the map using control points in
the River Layer.
Create Maps of the area using scanned maps, contour lines and river
layer.
Contour
Lines
Use DEM and Stream Layer to perform the
Hydrology Study.
Perform the compound topographic index (CTI)
CTI = ln (As / tan β) As = Catchment Area
Create the Slope Layer
Slope
1. DIGITAL FILE * River Layer * Contour Lines (40m contour interval)
2. PAPER MAP (with contour line) Map scale: 1:100.000. 40m Contour Intervals
(Botanamo Watershed Area)
CTI values
Flow direction layer
Catchment area
Flow accumulation layer
River Layer
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Figure 4. Methodology Diagram Used in R and Excel Analysis to Calculate G Value
Select Species used in Delgado (2000) (Excel file with 39 Species)
Use excel to convert tree circumference
in Diameter D = C / (10π)
Use excel to obtain “Diameter increment“
per year D = ⌠D/⌠t
Graph: Diameter increment with respect to diameter
Graph: Diameter as function of years
Diameter increment with respect to years for each species
Graph: Annual rainfall and diameter increments Graph: Annual
Temperature and diameter increments
Function: Fdiam cat.R
Program: Clasediam-dens1.R
Function: Fdiam_cat_dens1
Excel file (e.g: Dorado1) with Species data for tree level.
Years (1971-2000)
Excel file with Rainfall Data.
Years (1972-2000)
Excel file with Temperature Data. Years (1972-2000)
Text file: “Diameter increment for each species”
Text file: “Parameter_ combined.txt” (hmax, dmax, b2, b3)
Program: Tasas.R
Graphs of “G” Parameter
Choose the best G values and save in excel file
Excel file with selected “G” values
Graph: Total Density
Graph: Density of the each plot per species
Program: Calibra.R
Use a macro in Excel to convert excel document (D per each plot) in .txt file to be
used in R (e.g: Dorado3CacaoDiam.txt)
Use R to perform different program (Data used: e.g; Dorado1MoraDiam.txt, parcela1-spp.txt)
Program: Clasediam.R
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Figure 5. Methodology Diagram Used in FACET to Generate Basal Area and Tree Density of 500-
Year Simulations
Actualize the sppima.cti.txt file in FACET
Precipitation (120 or 180
cm)
Excel file (parameter.txt) with G, b2, b3, Hmax, Dmax parameter
Values of Flow accumulation & Slope, elevation taken from areas
with low CTI
Values of Flow accumulation & Slope, elevation taken from areas
with high CTI
Text file (grpima) with group’s
parameters in hill and valley
Actualize the file entvalle120, entvalle180, in FACET
Actualize the file entloma120, entloma180,
entspcloma180 in FACET
RUN facet with entspploma180
RUN facet with
entloma120
RUN facet with
entloma180
RUN facet with
entvalle120
RUN facet with
entvalle180
Basal Area (ztracer) Density (density)
Basal Area (ztracer) Density (density)
Basal Area (ztracer) Density (density)
Basal Area (ztracer) Density (density)
Basal Area (ztracer) Density (density)
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Figure 6. Methodology Diagram Used in WinSCP2 and Excel to Export and Analyze Basal Area and
Tree Density of 500-Year FACET Simulations
The process illustrated in Figure 6 was followed for each z.tracer and z.density
FACET file sets. It was not needed to generate percent of relative basal area and
density per hypothetical species group (Table 8).
Copy the result files (z-tracer, z-density) using
WinSCP2 to an explorer folder
Export the z-tracer file into Excel
Calculate the SUM of Basal Area for all
Species (SUM AB)
Calculate the Relative Basal Area (BA/SUM all BA)
Calculate the % of Relative Basal Area ((BA/∑ BA )* 100 )
Group the % of Relative Basal Area per Functional
group (L1, L2, L4, L5)
% Relative Basal Area per Functional
Graph Basal Area per species in year 500
Graph Basal Area per specie during 500 years
Export the z-density file into Excel
Calculate the SUM of density for all Species
(SUM AB)
Calculate the Relative Density (BA/SUM all BA)
Calculate the % of Relative Density
((Den / ∑Den) * 100 )
Group the % of Relative Basal Area per Functional
group (L1, L2, L4, L5)
% Density Basal Area per Functional Group
Graph: Density per species in year 500
Graph: per species during 500 years
Basal Area (ztracer) &
Density (density) for each scene
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Selected Programs
Two software tools were used to process and analyze the 29 years of observation data.
• Microsoft Excel 2000. (Graphs were generated using this tool)
• R 1.6.2. (Programs were written to graph and analyze the data)
Two software tools were used to process and analyze the maps and GIS layers.
• ArcGIS (Different layers and hydrologic studies were generated using this tool)
- ArcInfo or ArcMap
- ArcCatalog
- ArcToolBox
One software tool, FACET, was used to simulate the forest ecosystem.
• FACET (The parameter values calculated in this thesis were used in this program
to simulate the forest. FACET runs under the Unix or Linux Operating Systems.
Excel is a popular and easy to use Microsoft Office worksheet. Calculations and graphs
can be performed using this program. The first set of graphs and calculations in this
study was made using Microsoft Excel.
However, the use of a faster and more flexible program was required to graph all
the species for each plot in one presentation sheet to perform regressions. R is a
powerful statistical program, which is also very useful to compose graphs. Programs
were written in R to plot required graphs with all the species in each plot and to provide
an automatic tool to other users.
GIS is a useful tool to perform hydrological and terrain analysis, such as DEM,
CTI, flow accumulation, flow direction and stream order. ArcMap or ArcInfo use the
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raster calculator option to calculate the different layers used in the hydrologic analysis.
However, other software tools, such as ArcHydro can also perform this type of analysis.
Program Execution
Steps Followed in Excel to Calculate and Graph Diameter Increment
Initially, the data were processed and analyzed in Excel. The following steps were
implemented:
1. The tree circumference (C) in cm for each species during the years 1972-2000
was converted to diameter (D) in mm with the following formula
10 /D C π= × (2)
2. From the diameter data and the range of the years, the diameter increment per
year ∆D/∆t was obtained using the following equation:
( ) ( )D D t t D tt t
Δ + Δ −=
Δ Δ (3)
3. The following graphs in Excel were produced for each species:
- Diameter increment with respect to diameter for each species. (Figure 10)
- Diameter as a function of time in years. (Figure 11)
- Diameter increment with respect to time in years (Figure 12)
4. The diameter increment per year obtained in step two and the annual rainfall and
mean annual temperature taken from the Anacoco weather station for the study
period, February 1972 to July 2000, were used to calculate the relationship of
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diameter increment to annual rainfall and annual mean temperature. As a result,
the following graphs were plotted:
- Diameter increment and annual rainfall as a function of time (Figure 16)
- Diameter increment and annual temperature as a function of time (Figure 17)
5. The diameter increment values were regressed against rainfall data and
temperature data for each species:
- Regression analysis of annual rainfall and diameter increments (Figure
18).
- Regression analysis of annual temperature between diameter increments
(Figure 19).
Steps to Calculate and Graph Diameter Increment per Diameter Category
R was used to obtain diameter increment per diameter category, performing the
following tasks:
1. Tree diameter for each species were taken from the Excel file and saved as a
text file. This text file was used as input to the R program.
2. Calculation and graphs, two programs were written to be executed in R which
are:
- Clasediam.R
- Fdiam-cat.R
The Clasediam.R program calls the function Fdiam-cat.R. This function defines
the years of observation, which are 21 years for the Dorado plots and 20 years for the
Rio Grande plots. Fdiam-cat.R uses nineteen (19) diameter categories, from 10 cm to
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100 cm in steps of 5cm. The code sentence in the Fdiam-cat.R function was established
as a vector:
categ <- c(10,15,20,25,30,35,40,45,50,55,60,65,70,75,80,85,90,95,100)
Clasediam.R generates two result files: one is a text file and another is an Excel
file. These files contain the diameter increment for each species per diameter category
and the graphs of the diameter category for each species in each plot (Figure 13).
Clasediam.R also calls the graph_write_function to graph the information.
Fdiam-cat.R, called by clasediam.R, returns the average of the diameter
increment per category. Results and graphs generated from these programs were
analyzed to understand the forest changes during 21 years of observation.
Step to Calculate Total Tree Density (Over All Spdecies) by Category an Year
Two programs were created to calculate the tree density by diameter category for each
plot:
• Fdiam-cat-dens1.R
• clasediam-dens1.R
The years of observation for Dorado’s plots are 21 years and for Rio Grande’s
plots are 21 years. Nineteen (19) diameter categories were established: from 10 cm to
100 cm in intervals of 5 cm. That is to done with the following line of code:
categ = (10,15,20,25,30,35,40,45,50,55,60,65,70,75,80,85,90,95,100)
Two types of graph were obtained: one for the total tree density of the plot
(Figure 14) and another one for the tree density of the plot for each species (Figure 15).
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Steps Followed in R to Calculate the Growth Rate Coefficient (G) for Each Species
1. The text file generated by Clasediam.R using the R program containing the
diameter increment for each species per diameter category was used to calculate
G. (e.g., Dorado1catdiam.txt)
2. Also, it was necessary to use a file called paramsp-combined.txt, which was
taken from Delgado (2000). This file contains the allometric coefficients:
maximum diameter of the tree species (dmax), maximum height of the tree
species (hmax), the exponential coefficient (b2), and curvature empirical
coefficient (b3).
3. To estimate the values of G two programs were executed in R. These are:
- tasa.R and
- calibra.R
The tasa.R program calls the function called calibra.R. Also, tasa.R reads the
values “hmax, dmax, b2, b3” from the file called paramsp_combined.txt and the
diameter increment for each species. The diameter increment was generated by
calibra.R and saved as a text file, such as Dorado1catdiam.txt or
RioGrande6catdiam.txt. The values of G calculated are shown in Figure 20. Initial
values of G in tasa.R were varied until the line reaches the maximum diameter
increment value. Finally, the calculated G values were written in an Excel file called
parameter.xls (Table 15)
Steps to Generate the Digital Maps
Three maps (Table 9) were scanned into three JPEG files. In order to use only the study
area, which is located at Latitude (DMS): 7° 45' 0’’ N Longitude (DMS): 61° 0' 0’’W, the
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required areas were cut and saved in new files. Then, georeferencing was performed in
GIS for all the new raster or digitized maps with a reference dataset, such as the rivers
and the roads of the area.
In order to provide spatial reference information and to correct the shifted digital
maps, the three images were added to ArcMap together with the roads and rivers
layers. To georeference the maps, approximately 12 control points or links were created
from the scanned map and the river layer. Subsequently, the image was rectified using
Update Georeferencing. Finally, the maps were matched together with river and roads
using Update Display.
These newly rectified maps files did not have spatial reference. Therefore,
Arctoolbox was used to assign the same spatial reference of river layer, which is
WGS_1984_UTM_Zone_20N.
To generate the map of the study area, the digital maps were overlaid with the
river and road layers in ArcMap (Figure 21).
Steps Followed to Generate the DEM
Hydrologic features can be extracted from the terrain using digital elevation
model (DEMs). The contours lines layer (Figure 23), which has a contour interval of 40
meter, was used to generate the DEM using the function Topo to Raster in ArcToolBox.
ArcToolBoxl Program:
- Spatial Analyst Tools
- Interpolation
- Topo to Raster
Input: ContourLine.shp (Field: Curva, Type:Contour)
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Output: OriginalDEM
Cell size: 30 meter
Steps Followed for the Flow Accumulation
Important hydrologic features, such as flow accumulation and CTI are generated
using raster calculator or ArcToolbox in ArcView. Flow accumulation is generated using
the flow direction. The following steps were followed:
1) ArcToolbox in ArcView
Hydrology
Flow direction
Input: DEM
2) ArcToolbox in ArcView
Hydrology
Flow accumulation
Input: Flow direction
Steps Followed to Generate the Compound Topographic Index (CTI)
The following steps were generated using raster calculator and ArcToolBox in
ArcView. Each calculation generates a layer as shown in the diagram of Figure 7.
Figure 7. CTI Calculation
1. Get the flow accumulation layer obtained previously. This layer shows the
number of cells that contribute run-on to the cell in the DEM layer.
2. Use the flow accumulation layer to calculate the catchment area:
ArcView
Raster Calculator
CTI = ln (As / tan (β))
Flow accumulation
As = Catchments area tan(β) =Slope Layer
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_ ( 1) 900Catch area FlowAcc= + × (4)
3. Generate the Slope layer from the DEM:
ArcToolbox in ArcView
Surface
Slope
Input: DEM
4. Eliminate zeros from the Slope layer from the DEM:
Mod_Slope = Slope + 0.001
Note: To eliminate zeros “0”.
Spatial Analysis / Raster-Calculator
Mod_Slope [Slope – dem_utm]+ 0.001
5. Finally, calculate the compound topographic index CTI:
ArcView - Spatial Analysis
Raster-Calculator
ln( _ / mod_ )CTI Catch area slope= (5)
Where:
Catch_area = As
Mod_Slope = Tanß
Two terrain types, “Valley” and “Hill”, were defined according to the CTI. The
areas with low CTI will represent higher elevation or hill and areas with high CTI will
represent lower elevation or valley. Then, values of flow accumulation and slope were
taken from these two types of terrains to run FACET (Figure 8).
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Use of FACET
Compound Topography Index
CTI
Low CTI High CTI
Take values ofFlow accumulation & Slope
Hill Valley
Use of FACET
Compound Topography Index
CTI
Compound Topography Index
CTI
Low CTI High CTI
Take values ofFlow accumulation & Slope
Hill Valley
Figure 8. Using CTI to Define Terrain Types for FACET Simulations
Steps Followed in FACET and Excel to Analyze Basal Area
The values of G, flow accumulation and slope calculated above were used to run
the FACET model. Using a Linux based computer the growth rate coefficients (G) were
changed in the sppima-cti.txt file (Appendix D). Also in this file, the new values of
Hmax, Dmax, b2, and b3 were actualized for some species using information from
Table 6.
Before running FACET, the annual precipitation, elevation, flow accumulation
and other important variables were changed in a file called ent.txt. Several ent.txt files
were written to control FACET runs. These are entloma120, entloma180, entvalle120,
entvalle180, and entsppvalle180 (Appendix D). Using the hypothetical species groups
(Table 8), FACET was executed for each scenario obtained by combining two different
values of precipitation, 120 cm and 180 cm precipitation and two terrain types (valley
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and hill). Using the 39 species in Table 3., FACET was run for 180 cm precipitation, in
the valley. The following graphs summarize these FACET scenarios.
Figure 9. Scenario Definitions for FACET Simulations
FACET generated output files, such as z-tracer, z-print, and z-density. These
output files were copied to a Windows based computer using WinSCP2 and then
imported in Excel. The z-tracer file contains the basal area during the 500 simulation
years. The 39 species and the hypothetical groups were used to graph the following:
- Basal Area (BA) by species at the end of the run (Figure 22 and Figure 23),
- Basal Area as a function of years (Figure 24 and Figure 25).
Only the z.tracer values obtained from the 39 species were used to calculate the
percent of relative basal area per functional group, performing the following calculation:
Basal area per species in each year was summed to obtain the total.
39 species sppima.cti.txt
16 hypothetical groups (grpima)
Hill
RUN facet with entspploma180
RUN facet with
entvalle120
RUN facet with
entvalle180
RUN facet with
entloma120
RUN facet with
entloma180
180 cm Prec.
Valley Hill
180 cm Prec.120 cm Prec. 180 cm Prec.120 cm Prec.
Note: loma = hill
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Then basal area for each species was converted to relative basal area (RBA, in %)
using the following equation for each species i:
100ii
i
BABARBA
= ×∑
(6)
Since in FACET the 39 species are grouped by functional group the total basal
area by functional group was calculated. Then, graphs of percent relative basal area
per functional group with respect to simulation year were constructed (Figure 26 and
Figure 27).
Steps Followed in FACET and Excel to Analyze Tree Density
As mentioned above, FACET also generates a file called z-density. This file was used
to graph and analyze tree density (TD). The following steps are the same used in the
previous steps to analyze basal area. The z.density file was imported into Excel. This
information was used to graph the following:
- Tree density by species (Figure 41)
- Tree density with respect to years (Figure 42)
- Tree density with respect to hypothetical species groups (Figure 45 and Figure
48)
- Tree hypothetical species group density with respect to years (Figure 46 and
Figure 47).
In order to calculate the percent of tree density the following calculation was
performed;
The sum of all tree density per species in each year was calculated
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Then tree density was converted to relative tree density (TDR, in %) using the
following equation:
100ii
i
TDTDRTD
= ×∑
(7)
Since in the file sppima-cti.txt in FACET the species are grouped according to
functional group, the total tree density per functional group was calculated. Then, a
graph was constructed to illustrate relative tree density per functional group with respect
to years (Figure 43).
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RESULTS AND DISCUSSION
Diameter Increment Analysis
Diameter Increment per Diameter and Diameter Increment as a Function of Years
Diameter increment increases rapidly for small values of diameter, reaches a
maximum and then decreases for large values of diameter. This is clearly shown for the
Aspidosperma marcgravianum (Canjilon Negro) species in the Dorado 4 plot (Figure
10). This behavior is shown for four trees identified as 5, 9, 92 and 113. Also, in the
graph of diameter as a function of year, tree number 92 increases at a faster rate for
years 81-90 compared to years 92-81 (Figure 11). Also, the diameter increment with
respect to years for each species is shown in Figure 12.
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Aspidosperma marcgravianum (Canjilon Negro)
-1.00
-0.50
0.00
0.50
1.00
1.50
2.00
0 5 10 15 20 25 30 35 40 45 50
Diameter (cm)
Diam
eter
Incr
emen
t (cm
/yr)
5 9 92 113
Figure 10. Diameter Increment with Respect to Diameter for Aspidosperma marcgravianum
(Canjilon Negro) Species in Dorado 4 Plot
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Aspidosperma marcgravianum (Canjilon Negro)
0
5
10
15
20
25
30
35
40
45
70 72 73 75 77 79 81 83 85 87 89 91 93 95 97 99
Years
Dia
met
er (c
m)
5 9 92 113
Figure 11. Diameter as a Function of Time (in years) for Aspidosperma marcgravianum (Canjilon
Negro) Species in Dorado 4 Plot
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Aspidosperma marcgravianum (Canjilon Negro)
-1.00
-0.50
0.00
0.50
1.00
1.50
2.00
70 72 73 75 77 79 81 83 85 87 89 91 93 95 97 99
Years
Dia
met
er In
crem
ent (
cm/y
r)
5 9 92 113
Figure 12. Diameter Increment as a Function of Time (in Years) for Aspidosperma marcgravianum
in Dorado 4 Plot
Results of R to Analyze Diameter Increment per Diameter Category
Results obtained from the execution of the R programs were analyzed. In the
programs, the diameter increment per year of each species was calculated, but the
number of trees is low for some species. It was not possible to calculate the growth rate
by category in some cases, such as Eschweilera decolorans, Clathrotropis
brachypetala, and Chimarrihis microcarpa in Dorado1 plot, Eschweilera decolorans and
Trichilia schomburgkii in Dorado2 plot, Chimarrihis microcarpa and Inga splendens. in
Dorado3 plot, Eschweilera decolorans, Licania densiflora, Pouteria egregia, and
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Trichilia schomburgkii in Dorado4 plot, Eschweilera subglandulosa, Alexa imperatricis,
and Eschweilera subglandulosa in Dorado5 plot, and Licania alba, Trichilia
schomburgkii and Sterculia pruriens in Dorado6 plot because of the poor representation
per category.
Nevertheless, other species were better represented, resulting in a better
estimation of the growth rate. For example, Mora excelsa (Mora) is present in Dorado 1
and Dorado 2 and it had trees belonging to the category measuring between 15 cm and
95 cm. For Mora excelsa (Mora) it was possible to observe that the growth rate is larger
for categories 55 cm to 70 cm. Therefore, for Mora excelsa (Mora) the diameter
increment increases rapidly for small diameter reaches a maximum and decreases for
large diameter (Figure 17 and Appendices H - L).
Other species have also a good representation in number of trees in Dorado1
and Dorado2 plots (Table 10). Also, these species, which had many trees per category,
showed that the diameter increment increases rapidly for small diameter reaches a
maximum and decreases for large diameter (Figure 13).
Table 10. Species with Better Representation in the Data Set
# Plot Name Species Well Represented in Each Plot
Scientific Name Species Well Represented in Each
Plot Common Name
1 Dorado 1 Mora excelsa, Aspidosperma marcgravianum
Mora and Canjilon Negro
2 Dorado 2 Mora excelsa Mora
3 Dorado 3 Eschweilera parviflora, Sterculia pruriens,
Licania densiflora and Cecropia sciadophylla
Cacao, Hierrito, Majagua and Yagrumo
4 Dorado 4 Aspidosperma marcgravianum Canjilon Negro
5 RioGrande5 Castostemma commune, Eschweilera parviflora, Inga sp., and Licania densiflora
Baraman, Cacao, Guamo and Hierrito
6 RioGrande6 Eschweilera parviflora, Carapa
Guianensis, Toulicia guianensis, Licania densiflora, Alexa imperatricis.
Cacao, Carapa, Carapo blanco, Hierrito, Leche de cochino
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The maximum diameter increments observed in all plots are in Table 11.
Table 11. Maximum Diameter Increment for Species in Each Plot
# Plot Name Species Maximum Diameter Increment (cm)
1 Dorado 1 Mora excelsa (Mora ) 0.6 2 Dorado 2 Mora excelsa (Mora) 0.6 3 Dorado 3 Sterculia pruriens (Majagua ) 0.6 4 Dorado 4 Aspidosperma marcgravianum (Canjilon Negro) 0.8 5 RioGrande5 Licania densiflora (Hierrito) 1.5 Eschweilera grata (Cacao) 1.0 Guamo 1.0 Alexa imperatricis (Leche cochino) 1.0
6 RioGrande6 Alexa imperatricis (Leche cochino) 1.8 Licania densiflora (Hierrito) 1.2
Figure 13. Diameter Increment with Respect to Diameter for Each Species in Dorado 1 Plot
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Tree Density Analysis
In the early years of the data set, there were few large diameter trees; most trees
are small. In later years there are less small diameter trees and larger diameter trees.
Density for small diameters is decreasing over time because small trees are changing to
the larger diameter categories. This is clear for the 20 cm category (Figure 14 and
Figure 15).
= 1971= 1981= 2000
= 1971= 1981= 2000
= 1971= 1981= 2000
Figure 14. Total Tree Density of All Species in Dorado 1 Plot
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Figure 15. Total Tree Density for Each Species in Dorado 1 Plot
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Relation between Diameter Increment and Rainfall and Temperature
Relation among Years, Diameter increment, and Annual Temperature and Precipitation
Possible relationships between diameter increment and climate (air temperature
and rainfall) were explored by means of charts. In these graphs (Figure 16 and Figure
17) some relations can be appreciated; for example for 1974 the rainfall decrease and
the diameter increment also decreases. In the same way, for 1984 the temperature
decreases and the diameter increment also decreases.
0.00
0.10
0.20
0.30
0.40
0.50
0.60
F-72 F-73 M-74 A-75 M-76 M-77 A-78 F-79 M-80 M-81 J-83 J-84 J-85 N-86 A-88 J-90 S-91 N-92 J-94 J-00
Years
Dia
met
er In
crem
ent (
cm)
0
500
1000
1500
2000
2500
Ann
ual R
ainf
all (
mm
Average of increment Annual Rainfall
Dorado 1 plot. Eschweilera grata (Cacao)
Figure 16. Diameter Increment and Annual Rainfall in Dorado 1 Plot
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Dorado 1 plot. Eschweilera grata (Cacao)
0.00
0.20
0.40
0.60
F-72 F-73 M-74 A-75 M-76 M-77 A-78 F-79 M-80 M-81 J-83 J-84 J-85 N-86 A-88 J-90 S-91 N-92 J-94
Years
Dia
met
er In
crem
ent (
cm)
22.00
23.00
24.00
25.00
26.00
27.00
28.00
Ann
ual T
empe
ratu
re(C
)
Average of increment Annual Temperature
Figure 17. Diameter Increment and Annual Temperature in Dorado 1 Plot
Relations between temperature, rainfall and diameter increment were explored
by statistical analysis based on regression. Using Excel, regressions of annual rainfall
between diameter increments (Figure 18) and the annual mean temperature versus
diameter increments were generated (Figure 18).
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Figure 18. Regression Analysis between Rainfall and Diameter Increment
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Figure 19. Regression Analysis between Temperature and Diameter Increment
It was found that the p value for the rainfall vs diameter increment regression is
0.82 while the p value for the temperature vs diameter increment is 0.06. Therefore,
temperature seems to have more effect in the diameter increment than rainfall. This
also could be due to the fact that climatic series were not measured at the plots but
taken from a nearby weather station. Because temperature in this area is relatively
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constant, the relationship emerges, but because there are more spatial variations in
rainfall, that relationship may not appear to exist. Therefore, the lack of meteorological
stations closer to or in the study area makes this part of the study inconclusive.
Calculation of G Values
In order to find the G values, a program called tasa.R was executed in R. It
generates a growth rate calibration graph for each plot (Figure 20 and Appendix C).
The values of G were changed manually in the tasa.R program until the regression line
went through the maximum value (Figure 20).
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Figure 20. Growth Rate Calibration of Dorado 1 Plot (Tasa1.R) with Maximum Point (Line Goes
through Maximum Value)
Finally, the values of G used in the tasa.R for each plot using the maximum point
fit are shown in Table 12.
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Table 12. Values of G Used for Each Species Present in Each Plot
Plot G value used in tasa.R
Dorado1 4900, 700, 4200, 400, 800, 950, 1600, 4000 Dorado2 210, 1150, 4250, 430 Dorado3 1700, 3700, 1700, 2000, 4300, 16000, 4000, 2800, 2400, 2100 Dorado4 1800, 4000, 1900, 1100, 1800, 1100, 1700, 18000, 500 RioGrande5 4500, 4600, 7500, 7500, 10200, 3000, 400, 4200, 3300, 1400, 2500 RioGrande6 1800, 2200, 5700, 1400, 4000, 1500, 2500, 450, 350, 1400, 1000
Table 13 shows the values of G values for each species in each Dorado plot,
whereas Table 14 shows the values of G values for each species in each plot.
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Table 13. Values of G Used for Each Species Present in Each Dorado Plot
DORADO1
Scientific Name Common
Name G Protium neglectum Azucarito 4900 Eschweilera decolorans Cacao 700 Mora excelsa Mora 4200 Clathrotropis brachypetala Caicareño 400 Chimarrhis microcarpa Carutillo 800 Aspidosperma marcgravianum Canjilon Negro 950 Simarouba amara Cedro Blanco 1600 Protium heptaphyllum Tacamajaca 4000 DORADO2
Scientific Name Common
Name G Protium neglectum Azucarito 210 Eschweilera decolorans Cacao 1150 Mora excelsa Mora 4250 Trichilia schomburgkii Suipo 430 DORADO3
Scientific Name Common
Name G Eschweilera decolorans Cacao 1700 Chimarrhis microcarpa Carutillo 3700 Inga splendens Guamo 1700 Licania densiflora Hierrito 2000 Sterculia pruriens Majagua 4300 Cecropia sciadophylla Yagrumo 16000 Protium neglectum Azucarito 4000 Eschweilera grata Cacaito 2800 Trichilia schomburgkii Suipo 2400 Protium heptaphyllum Tacamajaca 2100 DORADO4
Scientific Name Common
Name G Eschweilera decolorans Cacao 1800 Aspidosperma marcgravianum Canjilon Negro 4000 Licania densiflora Hierrito 1900 Licania alba Hierro 1100 Pouteria egregia Purgillo 1800 Trichilia schomburgkii Suipo 1100 Protium neglectum Azucarito 1700 Protium heptaphyllum Tacamajaca 18000 Sterculia pruriens Majagua 500
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Table 14. Values of G Used for Each Species Present in Each Rio Grande Plot
RIOGRANDE5
Scientific Name Common
Name G Castostemma commune Baraman 4500 Eschweilera decolorans Cacao 4600 Inga splendens Guamo 7500 Licania densiflora Hierrito 7500 Alexa imperatricis LecheCochino 10200 Sterculia pruriens Majagua 3000 Eschweilera subglandulosa Majaguillo 400 Protium neglectum Azucarito 4200 Eschweilera grata Cacaito 3300 Toulicia guianensis CarapoBlanco 1400 Pentaclethra macroloba Clavellino 2500 RIOGRANDE6
Scientific Name Common
Name G Eschweilera grata Cacaito 1800 Eschweilera decolorans Cacao 2200 Carapa Guianensis Carapa 5700 Toulicia guianensis CarapoBlanco 1400 Licania densiflora Hierrito 4000 Licania alba Hierro 1500 Alexa imperatricis LecheCochino 2500 Sterculia pruriens Majagua 450 Trichilia schomburgkii Suipo 350 Protium heptaphyllum Tacamajaca 1400 Hirtella triandra CenizaNegra 1000
The program tasa.R reads the variable in the file called paramsp-combined.txt,
which contains Hmax (cm), Dmax (cm), b3, and b2. These values were taken from
Delgado et al. (2005) as shown on Table 6. However, as already mentioned above, that
table has the information for only 32 of the 39 species used in this study. Therefore, the
rest of the information was taken from Delgado (2000). Also, these values are shown in
Table 17. The values of G, and the values used to calculate G are summarized in Table
15. This table is the excel file saved as parameter.xls.
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Table 15. Values Used to Generate G Values for the Plot’s Species
Dmax (cm)
Hmax (cm) b3 b2 Scientific Species Name
Common Species Name
Previous G
G Plot1
G Plot2
G Plot3
G Plot4
G Plot5
G Plot6 Final G
75 35 0.8 -0.016 Alexa imperatricis Leche de cochino 1500 3000 700 150095 40 0.6 -0.0132 Aspidosperma marcgravianum Canjilon Negro 600 1000 1700 150090 30 1.2 -0.0404 Carapa Guianensis Carapa 800 1200 120085 40 1.4 -0.0318 Castostemma commune Baraman 600 1700 160065 25 0.8 -0.0445 Chimarrihis microcarpa Carutillo 1500 700 2500 170080 30 1.2 -0.0392 Clathrotropis brachypetala Caicareño 250 350 30090 35 1 -0.0285 Couratari guianensis Capa de tabaco 500 500130 55 0.6 -0.0067 Erisma uncinatum Mureillo 700 70090 40 1 -0.021 Eschweilera decolorans Cacao 450 550 800 1300 1200 1700 1200 120075 35 0.8 -0.0219 Eschweilera parviflora Cacaito 700 1900 2000 400 180085 35 0.6 -0.0159 Licania alba Hierro 900 900 2500 140080 40 0.6 -0.0152 Licania densiflora Hierrito 900 1600 1000 3500 1100 1300120 40 1.2 -0.029 Manilkara bidentata Purguo 500 500120 40 0.8 -0.0173 Mora gonghripii Mora 900 1900 1900 1900100 40 0.8 -0.0207 Poteria sp. Purguillo 1200 1200 270085 40 1 -0.0217 Protium neglectum Azucarito 1000 2700 160 3000 1300 2700 2700100 35 1 -0.0256 Sterculia pruriens Majagua 1000 1900 350 2000 300 180070 35 1.2 -0.043 Toulicia guianensis Carapo blanco 600 1300 2900 150035 25 1.2 -0.0544 Anaxagorea dolichocarpa Yara yara negra 400 40045 30 1.4 -0.0391 Apeiba aspera Cabeza de negro 600 60025 20 1 -0.0498 Brownea coccinea Rosa de montaña 400 40050 20 0.8 -0.0419 Cecropia sciadophylla Yagrumo 1000 13000 1300040 25 1 -0.0353 Coccolaba sp. Arahueque 300 30035 25 1.4 -0.0815 Cordia sericicalix Alatrique negro 1200 120040 30 1.2 -0.0568 Himathantus articulata Mapolo 1500 150025 15 1 -0.0515 Hirtella sp. Ceniza negra 700 700 70065 25 1 -0.0361 Inga sp. Guamo 1200 800 3500 220060 25 1.6 -0.114 Protium guianensis Tacamajaca 1800 2500 2300 6000 900 230050 25 0.8 -0.02 Rollinia exsucca Anoncillo 400 40060 30 1.4 -0.0573 Scheflera morototoni Sun-Sun 1000 100065 35 1.4 -0.0362 Simarouba amara Cedro blanco 1000 1400 140035 25 1 -0.0919 Sloanea guianensis Suipo 1500 150035 25 1.6 -0.0808 Tailicia sp. Catoperi 1000 100025 35 1.6 -0.0693 Trichilia schomburgkii Suipo 1200 500 2500 1300 1700 300 180040 25 1 -0.0316 Eschweilera subglandulosa Majaguillo 700 600 60065 35 0.6 -0.01 Pentaclethra macroloba Clavellino 300 300110 35 0.6 -0.0158 Protium sp. Caraño 1000 1000110 35 0.6 -0.0084 Especie1 Jobo 800 80070 30 0.6 -0.0147 Especie2. Canelo 800 800
The final growth rate coefficient (G) for each species was the average of the G
values in all the plots. In the 5 plots there are a total of 23 species (Table 16). The
other G was taking from previos studies (Delgado, 2000). As mentioned before, G is a
very important parameter, which is required by the FACET model to simulate forest
dynamics.
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Table 16. Final Values of G (Growth Rate Coefficient) for the Plot’s Species
# Scientific Name Common Name G
1 Alexa imperatricis Leche de cochino 6350 2 Aspidosperma marcgravianum Canjilon Negro 2475 3 Carapa Guianensis Carapa 5700 4 Castostemma commune Baraman 4500 5 Chimarrhis microcarpa Carutillo 2250 6 Clathrotropis brachypetala Caicareño 400 7 Eschweilera decolorans Cacao 2025 8 Eschweilera grata Cacaito 2633 9 Licania alba Hierro 1300 10 Licania densiflora Hierrito 3850 11 Mora excelsa Mora 4225 12 Pouteria egregia Purguillo 1800 13 Protium neglectum Azucarito 3002 14 Sterculia pruriens Majagua 2063 15 Toulicia guianensis Carapo blanco 1400 16 Cecropia sciadophylla Yagrumo 16000 17 Hirtella triandra Ceniza negra 1000 18 Inga splendens Guamo 4600 19 Protium heptaphyllum Tacamajaca 6375 20 Simarouba amara Cedro blanco 1600 21 Trichilia schomburgkii Suipo 1070 22 Eschweilera subglandulosa Majaguillo 400 23 Pentaclethra macroloba Clavellino 2500
Table 17. G values Used for the Species that Are Not Present in the Six Study Plots
# Scientific name Common Name G
1 Couratari pulchra Capa de tabaco 500 2 Erisma uncinatum Mureillo 700 3 Manilkara bidentata Purguo 500 4 Anaxagorea dolichocarpa Yara yara negra 400 5 Apeiba aspera Cabeza de negro 600 6 Brownea coccinea Rosa de Montaña 400 7 Coccoloba caurana Arahueque 300 8 Cordia fallax Alatrique negro 1200 9 Himatanthus articulata Mapolo 1500 10 Rollinia exsucca Anoncillo 400 11 Schefflera morototoni Sun-Sun 1000 12 Sloanea guianensis Aleton 1500 13 Talisia hexaphylla Cotoperi 1000 14 Protium decandrum Caraño 1000 15 Especie1. Jobo 800 16 Especie2. Canelo 800
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Finally, all the G values used for the 39 studied species are in given in Table 18.
Table 18. Values Used for Generate G Values for the 39 Species
# Scientific Name Common Name G
1 Alexa imperatricis Leche de cochino 6350 2 Aspidosperma marcgravianum Canjilon Negro 2475 3 Carapa Guianensis Carapa 5700 4 Castostemma commune Baraman 4500 5 Chimarrhis microcarpa Carutillo 2250 6 Clathrotropis brachypetala Caicareño 400 7 Couratari pulchra Capa de tabaco 500 8 Erisma uncinatum Mureillo 700 9 Eschweilera decolorans Cacao 2025 10 Eschweilera grata Cacaito 2633 11 Licania alba Hierro 1300 12 Licania densiflora Hierrito 3850 13 Manilkara bidentata Purguo 500 14 Mora excelsa Mora 4225 15 Pouteria egregia Purguillo 1800 16 Protium neglectum Azucarito 3002 17 Sterculia pruriens Majagua 2063 18 Toulicia guianensis Carapo blanco 1400 19 Anaxagorea dolichocarpa Yara yara negra 400 20 Apeiba aspera Cabeza de negro 600 21 Brownea coccinea Rosa de Montaña 400 22 Cecropia sciadophylla Yagrumo 16000 23 Coccoloba caurana Arahueque 300 24 Cordia fallax Alatrique negro 1200 25 Himatanthus articulata Mapolo 1500 26 Hirtella triandra Ceniza negra 1000 27 Inga splendens Guamo 4600 28 Protium heptaphyllum Tacamajaca 6375 29 Rollinia exsucca Anoncillo 400 30 Schefflera morototoni Sun-Sun 1000 31 Simarouba amara Cedro blanco 1600 32 Sloanea guianensis Aleton 1500 33 Talisia hexaphylla Cotoperi 1000 34 Trichilia schomburgkii Suipo 1070 35 Eschweilera subglandulosa Majaguillo 400 36 Pentaclethra macroloba Clavellino 2500 37 Protium decandrum Caraño 1000 38 Especie1. Jobo 800 39 Especie2. Canelo 800
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GIS Analysis
Generating Digital Map for the Study Area
Paper maps were scanned, rectified, and georeferenced, to generate the map of
the area with the rivers and roads layers (Figure 21). Using various points of the rivers
and roads the papers maps were referenced. This process makes the paper maps
match with the river, road, and contour lines layers.
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Figure 21. Map of the Study Area Using Scanned Paper Maps
The following map was created using a satellite image. The roads and rives
layers were overlaid (Figure 22). The above map and the following map are a good
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reference of the study area. Also, looking at these two maps it is possible to have a
better idea of the terrain.
Figure 22. Map of the Study Area Using Satellite Image
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Generating the DEM for the Study Area
A contour line map at 40m intervals was provided by the UNEG’s GEOECOLAB.
Using interpolation in ArcToolbox with the function Raster to Topo was possible to
create a DEM of the study area from a contour lines layer (Figure 23). Cell size of the
generated DEM is 30m meters by 30m meters (Figure 24). This DEM was used for the
hydrology study and the generation of the CTI.
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Figure 23. Contour Lines Layer
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Figure 24. 30m by 30m Meter DEM Generated from the Contour Lines Layer
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Hydrologic Study
The hydrology study was performed to generate important layers, such as flow
direction (Figure 25), flow accumulation (Figure 26), Slope (Figure 28), and CTI (Figure
29). The information from some of these layers will be used to run FACET.
Generating the Flow Accumulation and Flow Direction
In order to generate the flow accumulations it is necessary to generate flow
direction (Figure 26). Using the DEM (Figure 24) the flow direction layer was performed
using Hydrology functions in ArcToolbox.
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Figure 25. Flow Direction Layer Generated with ArcToolbox
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The above flow direction layer (Figure 25) was used to calculate the flow accumulation
layer (Figure 26).
Figure 26. Flow Accumulation Layer Generated Using Hydrology Function in ArcToolbox
The highest flow accumulation value in the study area is 392172 cells.
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Calculation of the CTI
The CTI is calculated using the catchments area and the slope. Therefore, the
catchments area (Figure 27) was generated raster calculator in ArcView.
Figure 27. Catchments Area
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Then, the slope (Figure 28) was generated from the DEM using surface function in
ArcToolBox
Figure 28. Slope Layer
Finally, using the Catchments Area (Figure 27) and the Slope (Figure 28) the CTI was
calculated following equation (5) and is shown in (Figure 29)
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Figure 29. Compound Topographic Index (CTI)
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Areas with low CTI and high CTI were taken from the above generated CTI to
map to define the two terrain types; valley and hill. Values of flow accumulation, slope,
and elevation were taken from one area with low CTI (in the hill) and from one area with
high CTI (in the valley). The values used to run FACET in the hill and in the valley are
shown in Table 19. The values for the hill are changed and saved in a file called ent-
loma.txt, and the values of valley in a file called entvalle (Appendix D).
Table 19. Definition of Terrain Types
Valley (entvalle)
Hill (entloma)
Elevation(m) 120 340 Soil Type 9 9 Slope 0.01 3 Flow Accumulation 900 1 Specific Area 27000 30 Average of run off coefficient 0.02 0.01 CTI (cell size 30m) 19.4 3.5
As mentioned before, in the valley terrain type’s soil water is more abundant
whereas water is less abundant in the hill.
Basal Area Analysis from FACET runs
The previous analyses help to calculate some of the needed parameters and
input values to run FACET such as the growth G values (Table 18), CTI (Figure 29 and
Table 19), Flow accumulation (Figure 26, Table 19), and Slope (Figure 28, Table 19).
This information helped to update the data in some of the FACET files. For
example, the information of Table 6, Table 14 and Table 17 was used to update G,
hmax, dmax, b2 and b3 in the FACET files called sppima-cti.txt and grpima.cti.txt
(Appendix D). Sppima-cti.txt contains information for the 39 tree species studied, and
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grpima.cti.txt contains information for the 16 hypothetical species groups. The layer
generated by the hydrologic analysis in GIS, such as CTI, was used to generate Table
19 and update the FACET entvalle and entloma file (Appendix D). These files contain
information for the two types of terrains used to run FACET.
Basal area and density analyses were perfomed for each FACET scenario
defined in Figure 9. The results will be presented in two sections, one for the basal area
and another for the density analysis. Each section will have results from the scenarios
and will contain results from FACET using 39 species (sppima-cti.txt) in the valley and
16 hypothetical groups (grpima.cti.txt) in the valley and the hill.
Basal Area Analysis Using Sppima-cti.txt in the Valley with 180 cm Precipitation
The basal area in the year 500 of the simulation using sppima-cti.txt with 180 cm
precipitation is saved in the z.tracer file. This file is exported into Excel to graph the
basal area in the year 500 per species (Figure 30).
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Basal Area in the Valley for the 39 Studied Species at Year 500 with 180 cm Precipitation
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Figure 30. Basal Area (m2/ha) with Respect to 39 Studied Species Using 180 cm Precipitation
The species with the highest and the lowest basal area at this last year of
simulation are shown in Table 20 and Table 21.
Table 20. Species with Highest Basal Area by Year 500 Using 180 cm Precipitation
# Functional Groups Scientific Species Name Common Species
Name
Basal Area (m2/ha) at Year 500
21 L4 Carapa guianensis Carapa 12.929 L4 Mora excelsa Mora 11.422 L4 Catostemma commune Baraman 420 L4 Alexa imperatricis Leche de cochino 327 L4 Licania densiflora Hierrito 1.3
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Table 21. Species with Lowest Basal Area by Year 500 using 180 cm Precipitation
# Functional Groups Scientific Species Name Common Species
NameBasal Area (m2/ha)
at Year 500
1 L1 Apeiba aspera Cabeza de negro 02 L1 Cecropia sciadophylla Yagrumo 03 L1 Cordia fallax Alatrique negro 04 L1 Himathantus articulata Mapolo 05 L1 Inga splendens Guamo 0
Table 22 shows basal area for all the species in the year 500 using 180 cm
precipitation.
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Table 22. Basal Area in the Year 500 Using 180 cm Precipitation
# Functional groups Scientific species name Common species
name
Basal area (m2/ha) at year 500
1 L1 Apeiba aspera Cabeza de negro 02 L1 Cecropia sciadophylla Yagrumo 03 L1 Cordia fallax Alatrique negro 04 L1 Himathantus articulata Mapolo 05 L1 Inga splendens Guamo 06 L1 Scheflera morototoni Sun-Sun 07 L1 Simarouba amara Cedro blanco 08 L2 Chimarrihis microcarpa Carutillo 09 L2 Clathrotropis brachypetala Caicareno 010 L2 Sterculia pruriens Majagua 011 L2 Toulicia guianensis Carapo blanco 012 L2 Protium heptaphyllum Tacamajaca 0.113 L2 Sloanea guianensis Aleton 014 L2 Talicia hexaphylla Cotoperi 015 L2 Trichilia schomburgkii Suipo 016 L4 Aspidosperma marcgravia Canjilon amarillo 0.317 L4 Eschweilera grata Cacaito 0.318 L4 Pouteria egregia Purguillo 0.119 L4 Protium decandrum Caraño 020 L4 Alexa imperatricis Leche de cochino 321 L4 Carapa guianensis Carapa 12.922 L4 Catostemma commune Baraman 423 L4 Couratari pulchra Capa de tabaco 024 L4 Erisma uncinatum Mureillo 025 L4 Eschweilera decolorans Cacao 0.126 L4 Licania alba Hierro 0.127 L4 Licania densiflora Hierrito 1.328 L4 Manilkara bidentata Purguo 029 L4 Mora excelsa Mora 11.430 L4 Protium neglectum Azucarito blanco 0.631 L4 Eschweilera subglandulos Majaguillo 032 L4 Pentaclethra macroloba Clavellino 0.133 L4 Especie1. Jobo 0.134 L4 Especie2. Canelo 035 L5 Anaxagorea dolichocarpa Yara yara negra 0.136 L5 Brownea coccinea Rosa de montaña 0.237 L5 Coccoloba caurana Arahueque 0.138 L5 Hirtella triandra Ceniza negra 0.339 L5 Rollinia exsucca Anoncillo 0.1
Using 180 cm precipitation, the majority of species with high basal areas belong
to group four (L4). These species grow 30-meters tall and are shade tolerant. The
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species with the highest basal area is Carapa guianesis (Carapa) and Mora excelsa
(Mora). Almost all the species from functional groups L1 and L2 disappear or have very
low basal areas.
The previous graphs show results at year 500 in the simulation. Therefore, in
order to see what happens during these 500 years the basal area of each species was
plotted during the 500-year simulation (Figure 31). The basal area during the entire
500-year simulation was generated. However, it is hard to clearly distinguish all the
species in the graph because of so many traces. Therefore, only the species with
largest basal area during the simulation were graphed (Figure 31).
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Basal Area during 500 Years using 180cm Precipitation
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2 Cecropia sciadophylla 20 Alexa imperatricis 21 Carapa guianensis22 Catostemma commune 27 Licania densiflora 29 Mora excelsa30 Protium neglectum
Figure 31. Basal Area (m2/ha) during 500 Years of Simulation with 180 cm Precipitation
Cecropia sciadophylla (Yagrumo) has the most dominant basal area at the
beginning of the simulation and when a canopy gap is generated during the run.
Carapa guianensis (Carapa), a shade tolerant species, is prominent during the 500
years of simulation. Shade tolerant species achieve larger values of basal area only
after 100 years. The following table (Table 23) shows the highest and lowest basal area
at the beginning and the end of the simulation.
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Table 23. Basal Area at the Beginning and at the End of the Simulation Using 180 cm Precipitation
# Functional Groups Scientific Species Name Common Species
Name
Basal Area (m2/ha) at the
Beginning of the Simulation
Basal Area (m2/ha) at the
End of the Simulation
1 L1 Apeiba aspera Cabeza de negro 0.1 02 L1 Cecropia sciadophylla Yagrumo 0.8 03 L1 Cordia fallax Alatrique negro 0.1 04 L1 Himathantus articulata Mapolo 0.1 05 L1 Inga splendens Guamo 0.2 06 L1 Scheflera morototoni Sun-Sun 0.1 07 L1 Simarouba amara Cedro blanco 0.1 08 L2 Chimarrihis microcarpa Carutillo 0.1 09 L2 Clathrotropis brachypetala Caicareno 0 010 L2 Sterculia pruriens Majagua 0 011 L2 Toulicia guianensis Carapo blanco 0 012 L2 Protium heptaphyllum Tacamajaca 0.1 0.113 L2 Sloanea guianensis Aleton 0 014 L2 Talicia hexaphylla Cotoperi 0 015 L2 Trichilia schomburgkii Suipo 0 016 L4 Aspidosperma marcgravia Canjilon amarillo 0 0.317 L4 Eschweilera grata Cacaito 0 0.318 L4 Pouteria egregia Purguillo 0 0.119 L4 Protium decandrum Caraño 0 020 L4 Alexa imperatricis Leche de cochino 0 321 L4 Carapa guianensis Carapa 0 12.922 L4 Catostemma commune Baraman 0 423 L4 Couratari pulchra Capa de tabaco 0 024 L4 Erisma uncinatum Mureillo 0 025 L4 Eschweilera decolorans Cacao 0 0.126 L4 Licania alba Hierro 0 0.127 L4 Licania densiflora Hierrito 0 1.328 L4 Manilkara bidentata Purguo 0 029 L4 Mora excelsa Mora 0 11.430 L4 Protium neglectum Azucarito blanco 0 0.631 L4 Eschweilera subglandulos Majaguillo 0 032 L4 Pentaclethra macroloba Clavellino 0 0.133 L4 Especie1. Jobo 0 0.134 L4 Especie2. Canelo 0 035 L5 Anaxagorea dolichocarpa Yara yara negra 0 0.136 L5 Brownea coccinea Rosa de montaña 0 0.237 L5 Coccoloba caurana Arahueque 0 0.138 L5 Hirtella triandra Ceniza negra 0 0.339 L5 Rollinia exsucca Anoncillo 0 0.1
At the beginning of the simulation, some species such as Cecropia sciadophylla
(Yagrumo) have a large basal area (0.8 m2/ha). These species belong to functional
group one (L1), which are shade intolerant species with a low to medium stature
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(between 10 and 30 meters). At the beginning of the simulation, there is less vegetation
land cover, and consequently more sun and less shade. Species from group L1 and L2
grow well in these conditions and have the highest basal area at this time. Around year
33, these species decrease in basal area and other species, such as Carapa guianensis
(Carapa) from functional group four (L4), dominate the area.
This is corroborative of the idea that shade intolerant species grow faster and
dominate the area when there is less vegetation land cover. With time and greater
vegetation land cover, shade tolerant species from group L4 and L5 become more
predominant.
Percentage of relative basal area was calculated per functional group to see the
behavior of the groups rather than individual species (Figure 32). Again, significant
basal area is only achieved after 100 years.
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Percent of Relative Basal Area in the Valley per Funcional Grup during 500 years with 180 cm Precipitation
0
20
40
60
80
100
120
20 40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400 420 440 460 480
Years
% R
elat
ive
Bas
al A
rea
Total Basal Area per Functional Group (FG) L1 Total Basal Area per Functional Group (FG) L2
Total Basal Area per Functional Group (FG) L4 Total Basal Area per Functional Group (FG) L5
Figure 32. Percent of Relative Basal Area with Respect to Years with 180 cm Precipitation.
In both graphs, at the beginning of the simulation, functional group one (L1) has
the highest percent of relative basal area. During the rest of the simulation functional
group four (L4) is dominant.
Basal Area Analysis Using Grpima.cti.txt in the Valley with 120 cm and 180 cm
Precipitation
The previous analyses use real data for 39 species located in six different plots in
the study area. However, it was not possible to find data on soil water response for
each species. In order to study the soil water response of the model in different
locations, instead of using species the model was simulated for 16 hypothetical species
groups. These groups are based on soil-moisture response (hill or drought-
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tolerant/saturation-intolerant, and valley or drought-intolerant/saturation-tolerant), tree
size (small, medium, large), and shade tolerance (pioneer, intermediate, and tolerant)
(Table 8). The 16 hypothetical species group and their characteristics are saved in the
file called grpima.cti.txt.
FACET was used to generate the basal area using grpima.cti.txt at 120 cm
precipitation over 500 years. The basal area during those years is saved in the z-tracer
file which was imported into Excel. These data were used to graph the basal area in the
year 500 per hypothetical functional group (Figure 33).
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Hypothetical Species Group Basal Area in the Valley at Year 500 with 120 cm Precipitation
0
2
4
6
8
10
12
Inte
rmed
iate
larg
e va
lley
Inte
rmed
iate
med
ium
valle
yIn
term
edia
tesm
all v
alle
yP
ione
erm
ediu
mva
lley
Pio
neer
smal
l val
ley
Tole
rant
larg
e va
lley
Tole
rant
med
ium
valle
yTo
lera
ntsm
all v
alle
y
Inte
rmed
iate
larg
e hi
ll
Inte
rmed
iate
med
ium
hill
Inte
rmed
iate
smal
l hill
Pio
neer
med
ium
hill
Pio
neer
smal
l hill
Tole
rant
larg
e hi
ll
Tole
rant
med
ium
hill
Tole
rant
smal
l hill
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16Hypothetical Species Groups
Bas
al A
rea
(m2/
ha)
Figure 33. Basal Area (m2/ha) with Respect to Hypothetical Species Groups with 120 cm
Precipitation
All the species groups with highest basal area values are sorted in ascending
order by basal area in Table 24.
Table 24. Hypothetical Species Groups in the Valley with Highest Basal Area at Year 500 with 120
cm Precipitation
# Hypothetical species groups Nomenclature Basal area (m2/ha) in the year 500
8 Tolerant small valley TOPeva 10.46 Tolerant large valley TOgrva 7.37 Tolerant medium valley TOmeva 5.71 Intermediate large valley INgrva 2.32 Intermediate medium valley INmeva 1.23 Intermediate small valley INpeva 0.5
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All the species groups with lowest basal area or zero values are sorted in
ascending order by basal area in Table 25.
Table 25. Lowest Basal Area or Basal Area Zero at Year 500 using 120 cm Precipitation
# Hypothetical species groups Nomenclature Basal area (m2/ha) in
the year 5009 Intermediate large hill INgrlo 010 Intermediate medium hill INmelo 011 Intermediate small hill INpelo 012 Pioneer medium hill PImelo 013 Pioneer small hill PIpelo 014 Tolerant large hill TOgrlo 015 Tolerant medium hill TOmelo 016 Tolerant small hill TOPelo 05 Pioneer small valley PIpeva 0.2
It can be seen that the hill species groups (those that are drought-
tolerant/saturation-intolerant) have a basal area of zero. All the valley species groups
(those that are drought-intolerant/saturation-tolerant) are present in the year 500. The
species group with highest basal area is the tolerant large valley group. Results using
FACET with grpima.cti.txt at 180 cm precipitation are shown in Figure 34.
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Hypothetical Species Groups Basal Area in the Valley at Year 500 with 180 cm Precipitation
0
2
4
6
8
10
12
14
16In
term
edia
tela
rge
valle
y
Inte
rmed
iate
med
ium
Inte
rmed
iate
smal
l val
ley
Pion
eer
med
ium
Pion
eer
smal
l val
ley
Tole
rant
larg
e va
lley
Tole
rant
med
ium
Tole
rant
smal
l val
ley
Inte
rmed
iate
larg
e hi
ll
Inte
rmed
iate
med
ium
hill
Inte
rmed
iate
smal
l hill
Pion
eer
med
ium
hill
Pion
eer
smal
l hill
Tole
rant
larg
e hi
ll
Tole
rant
med
ium
hill
Tole
rant
smal
l hill
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Hypothetical Species Groups
Basa
l Are
a (m
2/ha
)
Figure 34. Basal Area (m2/ha) with respect to Hypothetical Species Groups with 180 cm
Precipitation
The species groups with the highest and the lowest basal area at year 500 of the
simulation are shown in Table 26. The values are sorted in ascending order by basal
area.
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Table 26. Basal Area at Year 500 with 180 cm Precipitation
# Hypothetical species groups Nomenclature Basal area (m2/ha) in the year 500
6 Tolerant large valley TOgrva 15.18 Tolerant small valley TOPeva 12.47 Tolerant medium valley TOmeva 7.81 Intermediate large valley INgrva 2.42 Intermediate medium valley INmeva 1.14 Pioneer medium valley PImeva 0.13 Intermediate small valley INpeva 05 Pioneer small valley PIpeva 09 Intermediate large hill INgrlo 010 Intermediate medium hill INmelo 011 Intermediate small hill INpelo 012 Pioneer medium hill PImelo 013 Pioneer small hill PIpelo 014 Tolerant large hill TOgrlo 015 Tolerant medium hill TOmelo 016 Tolerant small hill TOPelo 0
Again, the hill groups have a basal area of zero. The group with the highest
basal area is the large tolerant valley group. Table 27 compares basal area at year 500
with 120 cm and 180 cm precipitation. It can be seen that pioneer and intermediate
species have zero value at the end of the simulation run because they are intolerant to
shade.
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Table 27. Hypothetical Species Groups Basal Area in the Valley at Year 500 with 120 cm and 180
cm Precipitation
# Hypothetical Species Groups Nomenclature Basal Area (m2/ha) with
120 cm Precipitation
Basal Area (m2/ha) with 180 cm Precipitation
1 Intermediate large valley INgrva 2.3 2.42 Intermediate medium valley INmeva 1.2 1.13 Intermediate small valley INpeva 0.5 04 Pioneer medium valley PImeva 0.5 0.15 Pioneer small valley PIpeva 0.2 06 Tolerant large valley TOgrva 7.3 15.17 Tolerant medium valley TOmeva 5.7 7.88 Tolerant small valley TOPeva 10.4 12.49 Intermediate large hill INgrlo 0 010 Intermediate medium hill INmelo 0 011 Intermediate small hill INpelo 0 012 Pioneer medium hill PImelo 0 013 Pioneer small hill PIpelo 0 014 Tolerant large hill TOgrlo 0 015 Tolerant medium hill TOmelo 0 016 Tolerant small hill TOPelo 0 0
Basal area results are similar for 120 cm and 180 cm of precipitation. In some
cases basal area is higher at 180 cm precipitation. It can be seen that pioneer and
intermediate have zero value at the end of the simulation run because they are
intolerant to shade. However, it is important to study the behavior of basal area during
the entire simulation run and not only the last year.
In order to see the basal area per hypothetical group during the entire 500 years
simulation with 120 cm precipitation the following graphs were generated (Figure 35).
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Hypothetical Species Groups Basal Area in the Valley during 500 Years with 120 cm Precipitation
0
2
4
6
8
10
12
14
16
18
20
20 40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400 420 440 460 480Years
Bas
al A
rea
(m2/
ha)
1 Intermediate large valley 2 Intermediate medium valley 3 Intermediate small valley 4 Pioneer medium valley
5 Pioneer small valley 6 Tolerant large valley 7 Tolerant medium valley 8 Tolerant small valley
9 Intermediate large hill 10 Intermediate medium hill 11 Intermediate small hill 12 Pioneer medium hill
13 Pioneer small hill 14 Tolerant large hill 15 Tolerant medium hill 16 Tolerant small hill
Figure 35. Basal Area of Hypothetical Species Group during a 500-Year Simulation with 120 cm
Precipitation
Basal area at the beginning (year 3) and the end (year 500) of the simulation is
shown in the following table.
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Table 28. Basal Area at the Beginning and at the End of the Simulation Using 120 cm Precipitation
# Hypothetical Species Groups Nomenclature
Basal Area (m2/ha) at the Beginning of the
Simulation
Basal Area (m2/ha) at the End of the
Simulation1 Intermediate large valley INgrva 0 2.32 Intermediate medium valley INmeva 0 1.23 Intermediate small valley INpeva 0.1 0.54 Pioneer medium valley PImeva 0.1 0.55 Pioneers small valley PIpeva 0.1 0.26 Tolerant large valley TOgrva 0 7.37 Tolerant medium valley TOmeva 0 5.78 Tolerant small valley TOPeva 0 10.49 Intermediate large hill INgrlo 0 010 Intermediate medium hill INmelo 0 011 Intermediate small hill INpelo 0 012 Pioneer medium hill PImelo 0 013 Pioneer small hill PIpelo 0 014 Tolerant large hill TOgrlo 0 015 Tolerant medium hill TOmelo 0 016 Tolerant small hill TOPelo 0 0
At the beginning of the simulation the first species groups that grow are the valley
pioneer groups. At the end of the simulation, the species group with highest basal area
is the tolerant small valley.
In order to see the basal area per hypothetical group during the 500 years of
simulation with 180 cm precipitation the following graphs were generated (Figure 36).
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Hypothetical Species Groups Basal Area in the Valley during 500 Years with 180 cm Precipitation
0
5
10
15
20
25
30
20 40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400 420 440 460 480
Years
Basa
l Are
a (m
2/ha
)
1 Intermediate large valley 2 Intermediate medium valley 3 Intermediate small valley
4 Pioneer medium valley 5 Pioneer small valley 6 Tolerant large valley7 Tolerant medium valley 8 Tolerant small valley 9 Intermediate large hill
10 Intermediate medium hill 11 Intermediate small hill 12 Pioneer medium hill13 Pioneer small hill 14 Tolerant large hill 15 Tolerant medium hill
16 Tolerant small hill
Figure 36. Basal Area (m2/ha) of Hypothetical Species Group during 500 Years of Simulation with
180 cm Precipitation
The following Table 29 shows the basal area at the beginning (year 4) and the
end (year 500) of the simulation.
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Table 29. Basal Area at the Beginning and at the End of the Simulation Using 180 cm Precipitation
# Hypothetical Species Groups Nomenclature
Basal Area (m2/ha) at the Beginning of
the Simulation
Basal Area (m2/ha) at the
End of the Simulation
1 Intermediate large valley INgrva 0 2.42 Intermediate medium valley INmeva 0 1.13 Intermediate small valley INpeva 0.1 04 Pioneer medium valley PImeva 0.1 0.15 Pioneer small valley PIpeva 0.2 06 Tolerant large valley TOgrva 0 15.17 Tolerant medium valley TOmeva 0 7.88 Tolerant small valley TOPeva 0 12.49 Intermediate large hill INgrlo 0 010 Intermediate medium hill INmelo 0 011 Intermediate small hill INpelo 0 012 Pioneer medium hill PImelo 0 013 Pioneer small hill PIpelo 0 014 Tolerant large hill TOgrlo 0 015 Tolerant medium hill TOmelo 0 016 Tolerant small hill TOPelo 0 0
At the beginning of the simulation the first species groups that grow are the valley
pioneer groups. At the end of the simulation, the species group with highest basal area
is the tolerant medium valley.
For both simulations, 120 cm and 180 cm precipitation, the group pioneer small
valley grows first. Around year 70, the intermediate large valley group dominates and
then decreases around year 100. The group tolerant small valley dominates the area
after the intermediate large valley group begins to decrease. The group tolerant large
valley grows constantly until it dominates at the end of the simulation. All the hill groups
have basal area of zero.
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Basal Area Analysis using grpima.cti.txt on the Hill with 120 cm and 180 cm
precipitation
The following analysis is similar to the one presented previously but referred to
the hill terrain. The basal area on the hill in the year 500 with 120 cm precipitation is
shown in Figure 37.
Hypothetical Species Groups Basal Area on the Hill at Year 500 using 120 cm Precipitation
0
1
2
3
4
5
6
7
8
Inte
rmed
iate
larg
e va
lley
Inte
rmed
iate
med
ium
valle
y
Inte
rmed
iate
smal
l val
ley
Pio
neer
med
ium
valle
y
Pio
neer
smal
l val
ley
Tole
rant
larg
e va
lley
Tole
rant
med
ium
valle
y
Tole
rant
smal
l val
ley
Inte
rmed
iate
larg
e hi
ll
Inte
rmed
iate
med
ium
hill
Inte
rmed
iate
smal
l hill
Pio
neer
med
ium
hill
Pio
neer
smal
l hill
Tole
rant
larg
e hi
ll
Tole
rant
med
ium
hill
Tole
rant
smal
l hill
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Hypothetical Species Groups
Bas
al A
rea
(m2/
ha)
Figure 37. Basal Area (m2/ha) of Hypothetical Species Groups on the Hill at Year 500 with 120 cm
Precipitation
Now, the valley hypothetical groups have a basal area of zero whereas almost all
the hill groups are present in the simulation. The groups with basal area not equal to
zero are listed in the following table (Table 30). They are sorted by descending basal
area.
Table 30. Hypothetical Species Groups in the Valley with Highest Basal Area at Year 500 with 120
cm precipitation.
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# Hypothetical Species Groups Nomenclature Basal Area (m2/ha) at
Year 50014 Tolerant large hill TOgrlo 7.610 Intermediate medium hill INmelo 7.49 Intermediate large hill INgrlo 7.115 Tolerant medium hill TOmelo 6.816 Tolerant small hill TOPelo 6.812 Pioneer medium hill PImelo 1.3
The group with the highest basal area is the tolerant large hill followed by medium and
large intermediate hill.
Using 180 cm precipitation the basal area at year 500 on the hill is shown in the
following graph (Figure 38).
Hypothetical Species Groups Basal Area on the Hill at Year 500 with 180cm Precipitation
0
0.5
1
1.5
2
2.5
3
Inte
rmed
iate
larg
e va
lley
Inte
rmed
iate
med
ium
Inte
rmed
iate
smal
l val
ley
Pio
neer
med
ium
Pio
neer
smal
l val
ley
Tole
rant
larg
e va
lley
Tole
rant
med
ium
Tole
rant
smal
l val
ley
Inte
rmed
iate
larg
e hi
llIn
term
edia
tem
ediu
m h
illIn
term
edia
tesm
all h
illP
ione
erm
ediu
m h
illP
ione
ersm
all h
illTo
lera
ntla
rge
hill
Tole
rant
med
ium
hill
Tole
rant
smal
l hill
1 2 3 4 5 6 7 8 9 10 11 12 14 15 16 17Hypothetical Species Groups
Bas
al A
rea
(m2/
ha)
Figure 38. Basal Area (m2/ha) of Hypothetical Species Groups in the Year 500 with 180 cm
Precipitation
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The groups with the highest basal area are sorted in the following table (Table
31.).
Table 31. Hypothetical Species Groups with Highest Basal Area at Year 500 with 180 cm
Precipitation
# Hypothetical Species Groups Nomenclature Basal Area (m2/ha) at
the Year 50016 Tolerant small hill TOPelo 2.811 Intermediate small hill INpelo 2.714 Tolerant large hill TOgrlo 2.615 Tolerant medium hill TOmelo 2.69 Intermediate large hill INgrlo 2.210 Intermediate medium hill INmelo 1.8
In this simulation the group with the highest basal area is tolerant small hill
followed by intermediate small hill and large tolerant hill.
The following table (Table 32) compares FACET results with 120 cm and 180 cm
precipitation at year 500.
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Table 32. Hypothetical Species Groups Basal Area at Year 500 with 120 cm and 180 cm
Precipitation
# Hypothetical Species Groups Nomenclature
Basal area (m2/ha) Using 120 cm precipitation
Basal Area (m2/ha) Using 180 cm Precipitation
1 Intermediate large valley INgrva 0 02 Intermediate medium valley INmeva 0 03 Intermediate small valley INpeva 0 04 Pioneer medium valley PImeva 0 05 Pioneer small valley PIpeva 0 06 Tolerant large valley TOgrva 0 07 Tolerant medium valley TOmeva 0 08 Tolerant small valley TOPeva 0 09 Intermediate large hill INgrlo 7.1 2.210 Intermediate medium hill INmelo 7.4 1.811 Intermediate small hill INpelo 0.2 2.712 Pioneer medium hill PImelo 1.3 1.713 Pioneer small hill PIpelo 0 1.214 Tolerant large hill TOgrlo 7.6 2.615 Tolerant medium hill TOmelo 6.8 2.616 Tolerant small hill TOPelo 6.8 2.8
More hypothetical groups are present with 180 cm precipitation than 120 cm.
However, the basal area values are higher with 120 cm precipitation. But this could be
due to an increase at the end of the run and may not reflect the entire simulation. In
order to verify this assumption, it is necessary to graph the entire simulation. The basal
area present during 500 years of simulation with 120 cm and 180 cm are shown in the
following graphs (Figure 39 and Figure 40 Table 33.). Indeed, it can be noticed that
basal area was lower at many times during the run.
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Hypothetical Species Groups Basal Area on the Hill during 500 Years with 120 cm precipitation
0
2
4
6
8
10
12
14
20 40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400 420 440 460 480
Years
Bas
al A
rea
(m2/
ha)
1 Intermediate large valley 2 Intermediate medium valley 3 Intermediate small valley 4 Pioneer medium valley
5 Pioneer small valley 6 Tolerant large valley 7 Tolerant medium valley 8 Tolerant small valley
9 Intermediate large hill 10 Intermediate medium hill 11 Intermediate small hill 12 Pioneer medium hill
13 Pioneer small hill 14 Tolerant large hill 15 Tolerant medium hill 16 Tolerant small hill
Figure 39. Basal Area of Hypothetical Species Groups during 500 Years with 120 cm Precipitation
The following Table 33. shows the basal area near the beginning (year 30) and
the end (year 500) of the simulation with 120 cm precipitation.
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Table 33. Basal Area at the Beginning and at the End of the Simulation using 120 cm Precipitation
# Hypothetical Species Groups Nomenclature
Basal Area (m2/ha) at the Beginning of
the Simulation
Basal Area (m2/ha) at the
End of the Simulation
1 Intermediate large valley INgrva 0 02 Intermediate medium valley INmeva 0 03 Intermediate small valley INpeva 0 04 Pioneer medium valley PImeva 0 05 Pioneer small valley PIpeva 0 06 Tolerant large valley TOgrva 0 07 Tolerant medium valley TOmeva 0 08 Tolerant small valley TOPeva 0 09 Intermediate large hill INgrlo 0.1 7.110 Intermediate medium hill INmelo 0 7.411 Intermediate small hill INpelo 0.1 0.212 Pioneer medium hill PImelo 0.1 1.313 Pioneer small hill PIpelo 0.1 014 Tolerant large hill TOgrlo 0 7.615 Tolerant medium hill TOmelo 0 6.816 Tolerant small hill TOPelo 0 6.8
At the beginning of the simulation the first species groups that grow are the hill
pioneer groups. At the end of the simulation, the species group with highest basal area
is the tolerant large hill.
Figure 36 shows the basal area per hypothetical species group during the 500
years of simulation with 180 cm precipitation.
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Hypothetical Species Groups Basal Area on the Hill during 500 Years with 180 cm Precipitation
0
2
4
6
8
10
12
20 40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400 420 440 460 480
Years
Basa
l Are
a (m
2/ha
)
1 Intermediate large valley 2 Intermediate medium valley 3 Intermediate small valley4 Pioneer medium valley 5 Pioneer small valley 6 Tolerant large valley7 Tolerant medium valley 8 Tolerant small valley 9 Intermediate large hill10 Intermediate medium hill 11 Intermediate small hill 12 Pioneer medium hill14 Pioneer small hill 15 Tolerant large hill 16 Tolerant medium hill17 Tolerant small hill
Figure 40. Basal Area of Hypothetical Species Groups during 500 Years with 180 cm Precipitation
The following Table 34 shows the basal area at the beginning (year 4) and the
end (year 500) of the simulation.
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Table 34. Basal Area at the Beginning and at the End of the Simulation Using 180 cm Precipitation
# Hypothetical Species Groups Nomenclature
Basal Area (m2/ha) at the Beginning of
the Simulation
Basal Area (m2/ha) at the End of the
Simulation1 Intermediate large valley INgrva 0 02 Intermediate medium valley INmeva 0 03 Intermediate small valley INpeva 0 04 Pioneer medium valley PImeva 0 05 Pioneer small valley PIpeva 0 06 Tolerant large valley TOgrva 0 07 Tolerant medium valley TOmeva 0 08 Tolerant small valley TOPeva 0 09 Intermediate large hill INgrlo 0 2.210 Intermediate medium hill INmelo 0 1.811 Intermediate small hill INpelo 0.1 2.712 Pioneer medium hill PImelo 0.1 1.713 Pioneer small hill PIpelo 0.1 1.214 Tolerant large hill TOgrlo 0 2.615 Tolerant medium hill TOmelo 0 2.616 Tolerant small hill TOPelo 0 2.8
At the beginning of the simulation the first species groups that grow are the hill
pioneer groups. At the end of the simulation, the species group with highest basal area
is the tolerant small hill.
For both, 120 cm and 180 cm precipitation, the group that grows first is pioneer
small or pioneer medium hill. For 120 cm precipitation the predominant group at year
500 is the tolerant large hill, whereas for 180 cm precipitation the predominant group at
year 500 is the tolerant small hill. With 180 cm precipitation the tolerant large and small
hill group dominates during almost all the 500 years of simulation while keeping a fairly
stable behavior. However, such behavior becomes less stable with drastic falls for
precipitation of 120 cm. In both cases the basal area valley groups is zero.
As expected, the species groups grow differentially according to location (valley, hill)
due to soil water response (drought and saturation tolerances). In the valley soil water is
more abundant whereas soil water is less abundant in the hill. The drought-
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tolerant/saturation-intolerant species have typical largest basal area in the hills while
drought-intolerant/saturation-tolerant have largest basal area in the valleys.
Tree Density Analysis Results using FACET
Tree Density Analysis using Sppima-cti.txt in the Valley 180 cm Precipitation
FACET was run using 180 cm precipitation. It generated a file called z-density
which contains the tree density during the 500 simulation years. The density analysis
was performed in Excel using z-density with 120 cm and 180 cm precipitation. The total
basal area per species at year 500 with 180 cm is in Figure 41.
Density in the Valley for the 39 Studied Species at Year 500 with 180 cm Precipitation
0
20
40
60
80
100
120
140
Apei
baC
ecro
pia
Cor
dia
falla
x H
imat
hant
usIn
gaSc
hefle
raSi
mar
ouba
Chi
mar
rihis
Cla
thro
tropi
sSt
ercu
liaTo
ulic
iaPr
otiu
mSl
oane
aTa
licia
Tric
hilia
Aspi
dosp
erm
aEs
chw
eile
raPo
uter
iaPr
otiu
mAl
exa
Car
apa
Cat
oste
mm
aC
oura
tari
Eris
ma
Esch
wei
lera
Lica
nia
alba
Lica
nia
Man
ilkar
aM
ora
exce
lsa
Prot
ium
Esch
wei
lera
Pent
acle
thra
Espe
cie1
.Es
peci
e2.
Anax
agor
eaBr
owne
aC
occo
loba
Hirt
ella
Rol
linia
1 2 3 4 5 6 7 8 9 101112131415161718192021222324252627282930313233343536373839
Species
Den
sity
(ind
iv/h
a)
Figure 41. Tree Density per Species at Year 500 with 180 cm Precipitation
Table 35 shows the highest density at year 500 with 180 cm precipitation in the
valley.
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Table 35. Species with Highest Tree Density at Year 500 with 180cm Precipitation
# Functional Group Scientific Species Name Common Species Name
Density (m2/ha) at Year 500
31 L4 Eschweilera subglandulos Majaguillo 115.838 L5 Hirtella triandra Ceniza negra 11536 L5 Brownea coccinea Rosa de montaña 11516 L4 Aspidosperma marcgravia Canjilon amarillo 106.537 L5 Coccoloba caurana Arahueque 104.519 L4 Protium decandrum Caraño 74.5
Species with the highest density belongs to group L5 and L4. As mentioned
before, these groups are shade tolerant. They are usually present where there are not
gaps in the canopy. The following Table 36 shows the species with the lowest tree
density.
Table 36. Species with Lowest Tree Density at Year 500 with 180 cm Precipitation
# Functional Group Scientific Species Name Common Species Name
Density (m2/ha) at Year 500
4 L1 Himathantus articulata Mapolo 1.815 L2 Trichilia schomburgkii Suipo 3.811 L2 Toulicia guianensis Carapo blanco 45 L1 Inga splendens Guamo 43 L1 Cordia fallax Alatrique negro 4.28 L2 Chimarrihis microcarpa Carutillo 4.2
Species with the lowest density belongs to group L1 and L2. As mentioned
before, these groups are shade intolerant. They are usually present where there are
gaps in the canopy.
In addition, using z-density the tree density for some species during 500 years
was generated (Figure 42).
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Density During 500 Years using 180 cm Precipitation
0
50
100
150
200
250
20 40 60 80 100
120
140
160
180
200
220
240
260
280
300
320
340
360
380
400
420
440
460
480
500
Years
Tree
Den
sity
(ind
/ha)
21 Carapa guianensis 29 Mora excelsa 35 Anaxagorea dolichocarpa36 Brownea coccinea 37 Coccoloba caurana 38 Hirtella triandra39 Rollinia exsucca
Figure 42. Tree Density with Respect to Years during 500 Years of Simulation Using 180 cm
Precipitation
The species with largest density during the 500 years of simulation are Hirtella
triandra and Rollinia coccinea. Tree densities at the beginning and at the end of the
simulation using 180 cm precipitation are shown in Table 37.
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Table 37. Tree Density at the Beginning and the End of the Simulation with 180 cm Precipitation
# Functional Groups Scientific Species Name Common Species
Name
Density (m2/ha) at the Beginning of the Simulation
Density (m2/ha) at the End of the
Simulation1 L1 Apeiba aspera Cabeza de negro 123.8 52 L1 Cecropia sciadophylla Yagrumo 109 1.83 L1 Cordia fallax Alatrique negro 121.8 44 L1 Himathantus articulata Mapolo 130.5 4.85 L1 Inga splendens Guamo 123.8 6.26 L1 Scheflera morototoni Sun-Sun 130 47 L1 Simarouba amara Cedro blanco 114.8 3.88 L2 Chimarrihis microcarpa Carutillo 138.5 4.29 L2 Clathrotropis brachypetala Caicareno 125.5 7
10 L2 Sterculia pruriens Majagua 126.5 6.211 L2 Toulicia guianensis Carapo blanco 126.5 4.212 L2 Protium heptaphyllum Tacamajaca 140 8.813 L2 Sloanea guianensis Aleton 131 5.814 L2 Talicia hexaphylla Cotoperi 125 5.815 L2 Trichilia schomburgkii Suipo 124.2 8.816 L4 Aspidosperma marcgravia Canjilon amarillo 108.5 39.817 L4 Eschweilera grata Cacaito 113.5 34.818 L4 Pouteria egregia Purguillo 112.5 4419 L4 Protium decandrum Caraño 109.8 42.220 L4 Alexa imperatricis Leche de cochino 110.2 47.521 L4 Carapa guianensis Carapa 110 74.522 L4 Catostemma commune Baraman 117.2 5623 L4 Couratari pulchra Capa de tabaco 111.8 34.824 L4 Erisma uncinatum Mureillo 112.8 37.825 L4 Eschweilera decolorans Cacao 102 36.226 L4 Licania alba Hierro 119 3427 L4 Licania densiflora Hierrito 101.8 39.828 L4 Manilkara bidentata Purguo 114.2 33.529 L4 Mora excelsa Mora 112.2 59.230 L4 Protium neglectum Azucarito blanco 116 4031 L4 Eschweilera subglandulos Majaguillo 103.2 3432 L4 Pentaclethra macroloba Clavellino 112.5 34.833 L4 Especie1. Jobo 106 38.534 L4 Especie2. Canelo 123.2 4135 L5 Anaxagorea dolichocarpa Yara yara negra 96 104.536 L5 Brownea coccinea Rosa de montaña 98 115.837 L5 Coccoloba caurana Arahueque 93 106.538 L5 Hirtella triandra Ceniza negra 83.5 11539 L5 Rollinia exsucca Anoncillo 88 115
In order to understand the simulation during the 500 years, the species were
grouped by functional groups. After converting tree density to relative tree density and
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grouping species by functional group, a graph showing tree density by functional group
was generated Figure 36).
Percent of Relative Tree Density per Funcional Grup during 500 Years with 180 cm Precipitation
0
10
20
30
40
50
60
70
80
90
20 40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400 420 440 460 480
Years
% R
elat
ive
Den
sity
Total Basal Area per Functional Group (FG) L1 Total Basal Area per Functional Group (FG) L2Total Basal Area per Functional Group (FG) L4 Total Basal Area per Functional Group (FG) L5
Figure 43. Functional Group during 500 Years Using 180 cm
Again, the functional group with the highest percent of relative tree density during
500 years of simulation is the functional group four (L4). The functional group with
lowest density was L1.
Tree Density Analysis using Grpima.cti.txt in the Valley with 120 cm and 180 cm
Precipitation
FACET was run twice using 120 cm and 180 cm precipitation for each location,
valley and hill. It generated a file called z-density, which contains the tree density
during the 500 simulation years. For precipitation 120 cm the tree density per
hypothetical species groups at year 500 is shown in Figure 44.
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Hypothetical Species Tree Density in the Valley in the Year 500 with 120 cm Precipitation
050
100150200250300350400
Inte
rmed
iate
larg
e va
lley
Inte
rmed
iate
med
ium
val
ley
Inte
rmed
iate
sm
all v
alle
y
Pion
eer m
ediu
m v
alle
y
Pion
eer s
mal
l val
ley
Tole
rant
larg
e va
lley
Tole
rant
med
ium
val
ley
Tole
rant
sm
all v
alle
y
Inte
rmed
iate
larg
e hi
ll
Inte
rmed
iate
med
ium
hill
Inte
rmed
iate
sm
all h
ill
Pion
eer m
ediu
m h
ill
Pion
eer s
mal
l hill
Tole
rant
larg
e hi
ll
Tole
rant
med
ium
hill
Tole
rant
sm
all h
ill
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Hypothetical Species Groups
Den
sity
(ind
iv/h
a)
Figure 44. Tree Density at Year 500 with 120 cm Precipitation
All the tree densities at year 500 with 120 cm precipitation are shown in Table 38.
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Table 38. Species with Highest and Lowest Tree Density at Year 500 with 120 cm Precipitation
# Hypothetical Species Groups Nomenclature Density (indiv/ha) in the Year 500
1 Intermediate large valley INgrva 136.82 Intermediate medium valley INmeva 131.23 Intermediate small valley INpeva 664 Pioneer medium valley PImeva 64.25 Pioneer small valley PIpeva 39.26 Tolerant large valley TOgrva 235.87 Tolerant medium valley TOmeva 232.58 Tolerant small valley TOPeva 351.89 Intermediate large hill INgrlo 010 Intermediate medium hill INmelo 011 Intermediate small hill INpelo 012 Pioneer medium hill PImelo 013 Pioneer small hill PIpelo 014 Tolerant large hill TOgrlo 015 Tolerant medium hill TOmelo 016 Tolerant small hill TOPelo 0
As the above graph (Figure 44) and table (Table 38) show the valley small
tolerant group hase the highest tree density. All the tolerant groups in the valley have
the highest tree density followed by the valley intermediate groups. All the hill groups
have a basal area of zero.
Using 180 cm precipitation the tree density per species at year 500 was
generated (Figure 45).
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Hypothetical Species Group Density in the Valley at Year 500 with 180 cm Precipitation
020406080
100120140160180200
Inte
rmed
iate
larg
e va
lley
Inte
rmed
iate
med
ium
Inte
rmed
iate
smal
l val
ley
Pio
neer
med
ium
Pio
neer
smal
l val
ley
Tole
rant
larg
e va
lley
Tole
rant
med
ium
Tole
rant
smal
l val
ley
Inte
rmed
iate
larg
e hi
llIn
term
edia
tem
ediu
m h
illIn
term
edia
tesm
all h
illP
ione
erm
ediu
m h
illPi
onee
rsm
all h
illTo
lera
ntla
rge
hill
Tole
rant
med
ium
hill
Tole
rant
smal
l hill
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16Hypothetical Species Groups
Den
sity
(ind
iv/h
a)
Figure 45. Tree Density per Species in Year 500 with 180 cm Precipitation
Table 39. Tree Densities at Year 500 with 180 cm Precipitation
# Hypothetical Species Group Nomenclature Density (indiv/ha) in the
Year 5001 Intermediate large valley INgrva 162 Intermediate medium valley INmeva 18.83 Intermediate small valley INpeva 8.54 Pioneer medium valley PImeva 75 Pioneer small valley PIpeva 76 Tolerant large valley TOgrva 64.27 Tolerant medium valley TOmeva 58.58 Tolerant small valley TOPeva 1839 Intermediate large hill INgrlo 0
10 Intermediate medium hill INmelo 011 Intermediate small hill INpelo 012 Pioneer medium hill PImelo 013 Pioneer small hill PIpelo 014 Tolerant large hill TOgrlo 015 Tolerant medium hill TOmelo 016 Tolerant small hill TOPelo 0
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Table 40. Tree Densities at Year 500 with 120 cm and 180 cm Precipitation
# Hypothetical Species Groups Nomenclature Density (indic/ha) Using
120 cm Precipitation
Density (indiv/ha) Using 180 cm Precipitation
1 Intermediate large valley INgrva 136.8 162 Intermediate medium valley INmeva 131.2 18.83 Intermediate small valley INpeva 66 8.54 Pioneer medium valley PImeva 64.2 75 Pioneer small valley PIpeva 39.2 76 Tolerant large valley TOgrva 235.8 64.27 Tolerant medium valley TOmeva 232.5 58.58 Tolerant small valley TOPeva 351.8 1839 Intermediate large hill INgrlo 0 010 Intermediate medium hill INmelo 0 011 Intermediate small hill INpelo 0 012 Pioneer medium hill PImelo 0 013 Pioneer small hill PIpelo 0 014 Tolerant large hill TOgrlo 0 015 Tolerant medium hill TOmelo 0 016 Tolerant small hill TOPelo 0 0
Using the z-density.txt file the tree density for all groups during 500 years with 120 cm
and 180 cm precipitation was generated (Figure 46 and Figure 47).
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Hypothetical Species Group Density in the Valley during 500 Years with 120 cm Precipitation
0
100
200
300
400
500
600
20 40 60 80 100
120
140
160
180
200
220
240
260
280
300
320
340
360
380
400
420
440
460
480
Years
Den
sity
(ind
iv/h
a)
1 Intermediate large valley INgrva 2 Intermediate medium valley INmeva 3 Intermediate small valley INpeva4 Pioneer medium valley PImeva 5 Pioneer small valley PIpeva 6 Tolerant large valley TOgrva7 Tolerant medium valley TOmeva 8 Tolerant small valley TOPeva 9 Intermediate large hill INgrlo10 Intermediate medium hill INmelo 11 Intermediate small hill INpelo 12 Pioneer medium hill PImelo13 Pioneer small hill PIpelo 14 Tolerant large hill TOgrlo 15 Tolerant medium hill TOmelo16 Tolerant small hill TOPelo
Figure 46. Tree Density per Species during 500 Years with 120 cm Precipitation
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Hypothetical Species Group Density in the Valley during 500 years with 180 cm Precipitation
0
100
200
300
400
500
600
20 40 60 80 100
120
140
160
180
200
220
240
260
280
300
320
340
360
380
400
420
440
460
480
Years
Den
sity
(ind
iv/h
a)
1 Intermediate large valley 2 Intermediate medium valley 3 Intermediate small valley
4 Pioneer medium valley 5 Pioneer small valley 6 Tolerant large valley
7 Tolerant medium valley 8 Tolerant small valley 9 Intermediate large hill
10 Intermediate medium hill 11 Intermediate small hill 12 Pioneer medium hill
13 Pioneer small hill 14 Tolerant large hill 15 Tolerant medium hill
16 Tolerant small hill
Figure 47. Tree Density with Respect to Years during 500 Years with 180 cm Precipitation
Again the hypothetical group with the highest tree density is the tolerant small
valley group followed by the large and the medium tolerant valley groups. All hill groups
have very low or no tree density.
Tree Density Analysis usin Grpima.cti.txt on the Hill with 120 cm and 180 cm
Precipitation
Tree density on the hill with 120 cm precipitation is shown in Figure 48.
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Hypothetical Species Group Density on the Hill at Year 500 with 120 cm Precipitation
0
20
40
60
80
100
120In
term
edia
tela
rge
valle
yIn
term
edia
tem
ediu
mva
lley
Inte
rmed
iate
smal
l val
ley
Pio
neer
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ium
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yP
ione
ersm
all v
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rant
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Tole
rant
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yTo
lera
ntsm
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Inte
rmed
iate
med
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Inte
rmed
iate
smal
l hill
Pio
neer
med
ium
hill
Pio
neer
smal
l hill
Tole
rant
larg
e hi
ll
Tole
rant
med
ium
hill
Tole
rant
smal
l hill
1 2 3 4 5 6 7 8 9 10 11 12 14 15 16 17
Hypothetical Species Groups
Den
sity
(ind
iv/h
a)
Figure 48. Hypothetical Species Group Density at Year 500 with 120 cm Precipitation
The species group with the highest density in the year 500 with 120 cm
precipitation is sorted by density in Table 41.
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Table 41. Hypothetical Species Group Density at Year 500 with 120 cm Precipitation
# Hypothetical Species Groups Nomenclature Density (indiv/ha) at the Year 500
14 Tolerant large hill TOgrlo 114.216 Tolerant small hill TOPelo 100.815 Tolerant medium hill TOmelo 8910 Intermediate medium hill INmelo 79.59 Intermediate large hill INgrlo 76.812 Pioneer medium hill PImelo 13.511 Intermediate small hill INpelo 4.513 Pioneer small hill PIpelo 2.21 Intermediate large valley INgrva 02 Intermediate medium valley INmeva 03 Intermediate small valley INpeva 04 Pioneer medium valley PImeva 05 Pioneer small valley PIpeva 06 Tolerant large valley TOgrva 07 Tolerant medium valley TOmeva 08 Tolerant small valley TOPeva 0
Using 180 cm precipitation the density per hypothetical species group on the hill
is shown in Figure 49.
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Hypothetical Species Group Density in the Valley at Year 500 with 180 cm Precipitation
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Figure 49. Hypothetical Species Group Density at Year 500 with 180 cm Precipitation
Table 42 shows the tree density per hypothetical species group density with 180 cm
precipitation. They are sorted by tree density.
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Table 42. Species Group Tree Density at Year 500 with 180 cm Precipitation
# Hypothetical Species Groups Nomenclature Density (indiv/ha) at the Year 500
11 Intermediate small hill INpelo 138.89 Intermediate large hill INgrlo 123.810 Intermediate medium hill INmelo 115.814 Tolerant large hill TOgrlo 11312 Pioneer medium hill PImelo 109.815 Tolerant medium hill TOmelo 109.216 Tolerant small hill TOPelo 107.513 Pioneer small hill PIpelo 87.21 Intermediate large valley INgrva 02 Intermediate medium valley INmeva 03 Intermediate small valley INpeva 04 Pioneer medium valley PImeva 05 Pioneer small valley PIpeva 06 Tolerant large valley TOgrva 07 Tolerant medium valley TOmeva 08 Tolerant small valley TOPeva 0
Table 43. compares the density between 120 cm and 180 cm precipitation
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Table 43. Species Group Tree Density at Year 500 with 120 cm and 180 cm Precipitation
# Hypothetical Species Groups Nomenclature
Density (indiv/ha) Using 120 cm Precipitation
Density (indiv/ha) Using 180 cm Precipitation
1 Intermediate large valley INgrva 0 02 valley INmeva 0 03 Intermediate small valley INpeva 0 04 Pioneer medium valley PImeva 0 05 Pioneer small valley PIpeva 0 06 Tolerant large valley TOgrva 0 07 Tolerant medium valley TOmeva 0 08 Tolerant small valley TOPeva 0 09 Intermediate large hill INgrlo 76.8 123.810 Intermediate medium hill INmelo 79.5 115.811 Intermediate small hill INpelo 4.5 138.812 Pioneer medium hill PImelo 13.5 109.813 Pioneer small hill PIpelo 2.2 87.214 Tolerant large hill TOgrlo 114.2 11315 Tolerant medium hill TOmelo 89 109.216 Tolerant small hill TOPelo 100.8 107.5
Using 120 cm precipitation the group with highest tree density at year 500 is the
tolerant medium hill group. Using 180 cm precipitation the group with highest tree
density at year 500 is the intermediate small hill group. In both simulations, the tree
density for the valley species group is zero.
In order to see the density for the hypothetical species groups during 500 years
of simulation with 120 cm and 180 cm precipitation the following graphs were generated
(Figure 50 and Figure 51).
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Hypothetical Species Group Density on the Hill during 500 Years with 120 cm Precipitation
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1 Intermediate large valley 2 Intermediate medium valley 3 Intermediate small valley 4 Pioneer medium valley
5 Pioneer small valley 6 Tolerant large valley 7 Tolerant medium valley 8 Tolerant small valley
9 Intermediate large hill 10 Intermediate medium hill 11 Intermediate small hill 12 Pioneer medium hill
14 Pioneer small hill 15 Tolerant large hill TOgrlo 16 Tolerant medium hill 17 Tolerant small hill
Figure 50. Tree Density with Respect to Years during 500 Years of Simulation with 120 cm
Precipitation
Figure 50 shows the densities for all species groups at the beginning and the end
of the simulation with 120 cm precipitation.
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Table 44. Hypothetical Species Group Density at the Beginning and End of the Simulation with
120 cm Precipitation
# Hypothetical Species Group Nomenclature
Density (indiv/ha) at the beginning of the
simulation
Density (indiv/ha) at the end of the
simulation1 Intermediate large valley INgrva 0 02 valley INmeva 0 03 Intermediate small valley INpeva 0 04 Pioneer medium valley PImeva 0 05 Pioneer small valley PIpeva 0 06 Tolerant large valley TOgrva 0 07 Tolerant medium valley TOmeva 0 08 Tolerant small valley TOPeva 0 09 Intermediate large hill INgrlo 22.8 76.810 Intermediate medium hill INmelo 28 79.511 Intermediate small hill INpelo 20 4.512 Pioneer medium hill PImelo 16 13.513 Pioneer small hill PIpelo 15.5 2.214 Tolerant large hill TOgrlo 37.2 114.215 Tolerant medium hill TOmelo 36 8916 Tolerant small hill TOPelo 31.5 100.8
Tolerant small hill and Tolerant medium hill groups dominate during almost all the
simulation. At the beginning and at the end of the simulation tolerant large hill and
tolerant small hill have the highest density.
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Hypothetical Species Group Density on the Hill during 500 Years with 180 cm Precipitation
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1 Intermediate large valley 2 Intermediate medium valley 3 Intermediate small valley
4 Pioneer medium valley 5 Pioneer small valley 6 Tolerant large valley
7 Tolerant medium valley 8 Tolerant small valley 9 Intermediate large hill
10 Intermediate medium hill 11 Intermediate small hill 12 Pioneer medium hill
13 Pioneer small hill 14 Tolerantes large hill 15 Tolerant medium hill
16 Tolerant small hill
Figure 51. Tree Density with Respect to Years During 500 Years of Simulation with 180 cm
Precipitation
Table 45 shows tree density for all species groups at the beginning and the end
of the simulation using 180 cm precipitation.
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Table 45. Hypothetical Species Group Density at the Beginning and the End of the Simulation
Using 180 cm Precipitation
# Hypothetical species groups NomenclatureDensity (indiv/ha) at the beginning of the
simulation
Density (indiv/ha) at the end of the
simulation
1 Intermediate large valley Ingrva 0 02 Intermediate medium valley INmeva 0 03 Intermediate small valley INpeva 0 04 Pioneer medium valley PImeva 0 05 Pioneer small valley PIpeva 0 06 Tolerant large valley TOgrva 0 07 Tolerant medium valley TOmeva 0 08 Tolerant small valley TOPeva 0 09 Intermediate large hill INgrlo 181.2 123.810 Intermediate medium hill INmelo 199.2 115.811 Intermediate small hill INpelo 203 138.812 Pioneer medium hill PImelo 184.8 109.813 Pioneer small hill PIpelo 154.8 87.214 Tolerant large hill TOgrlo 207.8 11315 Tolerant medium hill TOmelo 218.2 109.216 Tolerant small hill TOPelo 191.2 107.5
Different groups, such as tolerant small medium and large hill groups dominate in
different periods in the simulation. At the beginning of the simulation, tolerant large hill
and tolerant small hill have the highest tree density. At the end of the simulation,
Intermediate small hill and intermediate small hill have the highest tree density. All the
hill groups have tree density of zero.
The species groups grow differentially according to location (valley, hill). In the
valley soil water is more abundant whereas water is less abundant in the hill. The
drought-tolerant/saturation-intolerant species are typical present in the hills while
drought-intolerant/saturation-tolerant are typical present in the valleys.
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CONCLUSION
The dynamics of diameter increment and the dynamics of diameter during the 29
years of observation for each species were determined. These results were used to
determine and analyze the relationship between diameter increment and diameter. It
was found that for most species growth rate is dependent on tree diameter. Diameter
increment of a tree increases rapidly when the diameter is small, reaches its maximum,
and decreases when the diameter is large. The tree density study, which describes the
forest structure over time, also supports this idea. In the early years of the study, trees
with small diameter were abundant, but at the end of the study trees with large diameter
were more abundant. Small trees change over time to large diameter categories.
These patterns are evident for those species that are represented by a
substantial number of trees. However, a limitation to establish these patterns more for
all species is the low number of trees representing most species. This limitation is
typical of mixed diverse tropical forests where there are many species represented by a
few individuals.
Potential relationships between diameter increment and temperature and
diameter increment and rainfall were explored by regression analysis. Diameter
increment was related to temperature but not to rainfall. This may be due to the fact
that weather data was obtained from a weather station that was not located at the same
site as the study plots. Whereas temperature is more constant over large areas, rainfall
varies greatly, thus the values of rainfall employed in the regression may not correspond
to the precipitation at the plots. Further work on this issue is needed and installing
weather stations at the plots is recommended.
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Growth rate coefficients (G) for each species were found taking the maximum
diameter increment values. This important variable was used to run the FACET model
for a period of 500 years. Some of the FACET results were tree density and basal area
during these years of simulation. The results were used to study the forest dynamic of
representative locations of the Imataca forest reserve. These locations were
characterized by annual rainfall and topographic position (indicated by CTI). For
example, using precipitation 180 cm, it was noted that at the beginning of the simulation
the functional group one (L1) has larger percent of relative basal area and tree density,
but during the rest of the simulation the functional group four (L4) is more dominant.
Also, the functional group with larger percent of relative tree density and relative basal
area during the 500 years is the functional group number four (L4) followed by
functional group number five (L5). This corroborates the idea that shade intolerant
species (L1, L2) grow faster and dominate the area when there are canopy gaps in the
forest. However, with time and greater vegetation land cover, shade tolerant species
(L4 and L5) become more dominant.
GIS hydrologic studies can be combined with dynamic models of forest to
simulate complex landscape environments. Together, these tools helped improve forest
behavior predictions, and will contribute to better models of forest dynamics. This study
generated digital maps, including a digital elevation model (DEM), layers for a
hydrologic GIS study to calculate the compound topographic index (CTI) for the
Botanamo watershed in the Imataca forest reserve. Digital maps helped to create new
maps, overlay different layers, and have a better understanding of the terrain in the
study area. The DEM helped to perform the hydrologic study, which generated some
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important layers, such as flow accumulation, flow direction, slope, catchments area, and
CTI. The slope and catchments area allowed calculation of the CTI values for the
Botanamo watershed. The DEM generated for Botanamo area will be very useful for
other several studies and modeling in this area.
The results from the hydrologic study and the CTI allowed simulations of the soil
water response of species and groups in different locations, such as valley and hill. The
growth rate parameter G, flow accumulation and slope were used in FACET to simulate
the forest dynamics in Imataca. The FACET results were used to analyze basal area
and density dynamics. It was confirmed that FACET adequately simulates response to
soil moisture. Drought-tolerant/saturation-intolerant species group are typical of
simulations for sites with low CTI such as hills whereas drought-intolerant/saturation-
tolerant groups occurred in simulations of sites with high CTI such as valleys. In other
words, the species groups grow differentially according to location. The groups of
“drought-tolerant/saturation-intolerant”, which require less water, grow in the hill, where
soil water is less abundant. Whereas, the groups of “drought-intolerant/saturation-
tolerant”, which require more water, grow in the valley, where the soil water is more
abundant.
An important lesson learned from this study is the importance of empirical long-
term data for model calibration and evaluation. Great strides can be made in the quality
of the model predictions by using data from permanent plots. Continuation of the efforts
to collect data is strongly recommended. Another important lesson learned is that the
time required to achieve substantial amount of basal area is in most cases greater than
100 years. This period of time is longer than the rotation cycle allowed for logging in the
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area. Increasing the duration of logging cycle is recommended from the point of view of
sustainability of forest.
Overall, the results of this thesis provide valuable information about the dynamics
of Imataca forest, and establish basis for future studies in this area.
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APPENDIX A
TREE SPECIES DATA
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Table 46. Example of the Original Data File for Dorado 1 Plot
Note: The file shown above illustrates the information only for one plot in 29 years of
data. The file was cut in year 1976 to fit it in this appendix. Also it was cut in row 56 in
excel, but the original file have 256 rows.
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APPENDIX B
DIAMETER INCREMENT PER SPECIES
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Figure 52. Diameter Increment with Respect to Diameter for Each Species in Dorado 2 Plot
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Figure 53. Diameter Increment with Respect to Diameter for Each Species in Dorado 3 Plot
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Figure 54. Diameter Increment with Respect to Diameter for Each Species in Dorado 4 Plot
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Figure 55. Rio Grande 5 Plot Diameter Increment with Respect to Diameter for Each Species
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Figure 56. Diameter Increment with Respect to Diameter in Rio Grande 6 Plot
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APPENDIX C
CALCULATION OF G USING R PROGRAM
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Figure 57. Growth Rate Calibration of Dorado 2 Plot (tasa.R)
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Figure 58. Growth Rate Calibration of Dorado 3 Plot (tasa.R)
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Figure 59. Growth Rate Calibration of Dorado 4 Plot (tasa.R)
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Figure 60. Growth Rate Calibration of Rio Grande 5 Plot (tasa.R)
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Figure 61. Growth RFate Calibration of Rio Grande 6 Plot (tasa.R)
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APPENDIX D
FACET INPUT FILES
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entloma120 file:
Control control_filename siteima.cti site_filename grpima.cti spp_filename mosima.cti mosaic_filename loma terrain_name 340 elevation(m) 3 slope(%) 90 aspect(deg) 9 soil_type 30 specific_area 0.01 avg_runoff_coeff(%) 120 annual_prec(cm) 1 hurricane_damage 0 ranf_weather_seed 0 switch_calib
entloma180 file:
Control control_filename siteima.cti site_filename grpima.cti spp_filename mosima.cti mosaic_filename loma terrain_name 340 elevation(m) 3 slope(%) 90 aspect(deg) 9 soil_type 30 specific_area 0.01 avg_runoff_coeff(%) 180 annual_prec(cm) 1 hurricane_damage 0 ranf_weather_seed 0 switch_calib
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entvalle120 file:
Control control_filename siteima.cti site_filename grpima.cti spp_filename mosima.cti mosaic_filename valle terrain_name 120 elevation(m) 0.01 slope(%) 90 aspect(deg) 9 soil_type 27000 specific_area 0.01 avg_runoff_coeff(%) 120 annual_prec(cm) 1 hurricane_damage 0 ranf_weather_seed 0 switch_calib
entvalle180
Control control_filename siteima.cti site_filename grpima.cti spp_filename mosima.cti mosaic_filename valle terrain_name 120 elevation(m) 0.01 slope(%) 90 aspect(deg) 9 soil_type 27000 specific_area 0.01 avg_runoff_coeff(%) 180 annual_prec(cm) 1 hurricane_damage 0 ranf_weather_seed 0 switch_calib
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entsppvalle180 Control control_filename siteima.cti site_filename sppima-cti.txt spp_filename mosima.cti mosaic_filename valle terrain_name 120 elevation(m) 0.01 slope(%) 90 aspect(deg) 9 soil_type 27000 specific_area 0.01 avg_runoff_coeff(%) 180 annual_prec(cm) 1 hurricane_damage 0 ranf_weather_seed 0 switch_calib
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sppima-cti.txt
39 species in imataca 400 55 Apei Apeiba aspera Cabeza de negro 100 45 30 -0.0391 1.400 600 9 5000 10000 1 0.40 0.10 1.10 3-3 0 0 5 1 Cecr Cecropia sciadophylla Yagrumo 50 50 20 -0.0419 0.80016000 9 5000 10000 1 0.40 0.10 1.10 3 3 0 0 5 1 Cord Cordia fallax Alatrique negro 100 35 25 -0.0638 1.400 1200 9 5000 10000 1 0.40 0.10 1.10 3 3 0 0 5 1 Hima Himathantus articulata Mapolo 100 55 30 -0.0610 1.200 1500 9 5000 10000 1 0.40 0.10 1.10 3 3 0 0 5 1 Inga Inga splendens Guamo 100 65 35 -0.0617 1.600 4600 9 5000 10000 1 0.40 0.10 1.10 3 3 0 0 5 1 Sche Scheflera morototoni Sun-Sun 100 85 30 -0.0387 0.800 1000 9 5000 10000 1 0.40 0.10 1.10 3 3 0 0 5 1 Sima Simarouba amara Cedro blanco 100 65 35 -0.0362 1.400 1600 9 5000 10000 1 0.40 0.10 1.10 3 3 0 0 5 1 Chim Chimarrihis microcarpa Carutillo 150 65 25 -0.0504 1.200 2250 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 Clat Clathrotropis brachypetala Caicareno 150 80 35 -0.0202 0.800 400 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 Ster Sterculia pruriens Majagua 250 100 40 -0.0295 1.000 2060 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 Toul Toulicia guianensis Carapo blanco 100 70 35 -0.0477 1.400 1400 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 ProG Protium heptaphyllum Tacamajaca 150 60 40 -0.0343 1.200 6370 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 Sloa Sloanea guianensis Aleton 150 50 35 -0.0288 0.800 1500 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 Tali Talicia hexaphylla Cotoperi 150 35 25 -0.0766 1.600 1000 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 Tric Trichilia schomburgkii Suipo 150 45 35 -0.0606 1.600 1070 9 5000 10000 2 0.40 0.10 1.10 3 3 0 0 5 1 Aspi Aspidosperma marcgravia Canjilon amarillo 500 95 40 -0.0073 0.600 2475 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 ESpa Eschweilera grata Cacaito 500 75 35 -0.0274 1.000 2630 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Pout Pouteria egregia Purguillo 500 100 40 -0.0160 0.600 1800 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 ProS Protium decandrum Caraño 350 65 40 -0.0175 0.600 1000 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Alex Alexa imperatricis Leche de cochino 250 80 35 -0.0352 1.000 6350 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Cara Carapa guianensis Carapa 500 105 40 -0.0129 0.600 5700 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Cato Catostemma commune Baraman 500 85 40 -0.0238 1.000 4500 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Cour Couratari pulchra Capa de tabaco 500 90 40 -0.0188 0.800 500 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Eris Erisma uncinatum Mureillo 400 180 55 -0.0090 0.800 700 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 ESde Eschweilera decolorans Cacao 250 90 40 -0.0167 0.800 2025 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Lial Licania alba Hierro 300 85 35 -0.0178 0.600 1300 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1
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Lide Licania densiflora Hierrito 300 95 40 -0.0202 0.800 3850 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Mani Manilkara bidentata Purguo 350 120 45 -0.0160 0.800 500 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Mora Mora excelsa Mora 500 120 45 -0.0250 1.000 4225 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 ProN Protium neglectum Azucarito blanco 400 85 40 -0.0217 1.000 3002 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Esch Eschweilera subglandulosa Majaguillo 350 95 35 -0.0194 0.600 400 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Pent Pentaclethra macroloba Clavellino 350 65 30 -0.0278 0.800 2500 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Spp1 Especie1. Jobo 400 110 35 -0.0084 0.600 800 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Spp2 Especie2. Canelo 350 70 30 -0.0147 0.600 800 9 5000 10000 4 0.40 0.10 1.10 3 3 0 0 5 1 Anax Anaxagorea dolichocarpa Yara yara negra 250 35 25 -0.0544 1.200 400 9 5000 10000 5 0.40 0.10 1.10 3 3 0 0 5 1 Brow Brownea coccinea Rosa de montaña 250 25 20 -0.0366 0.800 400 9 5000 10000 5 0.40 0.10 1.10 3 3 0 0 5 1 Cocc Coccoloba caurana Arahueque 250 45 25 -0.0242 0.800 300 9 5000 10000 5 0.40 0.10 1.10 3 3 0 0 5 1 Hirt Hirtella triandra Ceniza negra 250 40 25 -0.0135 0.400 1000 9 5000 10000 5 0.40 0.10 1.10 3 3 0 0 5 1 Roll Rollinia exsucca Anoncillo 250 50 25 -0.0302 0.600 400 9 5000 10000 5 0.40 0.10 1.10 3 3 0 0 5 1
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grpima.cti
16 parameters from the groups. Only for loma (hill) and valley 400 55 INgrva Intermedias grandes valle 300 150 45 -0.0300 1.000 5000 9 5000 10000 3 0.10 0.60 1.10 3 2 0 0 5 2 INmeva Intermedias medianas valle 300 100 30 -0.0500 1.000 5000 9 5000 10000 3 0.10 0.60 1.10 3 2 0 0 5 2 INpeva Intermedias pequenas valle 300 50 15 -0.0700 1.000 5000 9 5000 10000 2 0.10 0.60 1.10 3 2 0 0 5 1 PImeva Pioneras medianas valle 80 80 30 -0.0700 1.200 8000 9 5000 10000 2 0.10 0.60 1.10 3 2 0 0 5 1 PIpeva Pioneras pequenas valle 50 40 15 -0.1000 1.200 8000 9 5000 10000 2 0.10 0.60 1.10 3 2 0 0 5 1 TOgrva Tolerantes grandes valle 400 150 45 -0.0200 0.800 4000 9 5000 10000 4 0.10 0.60 1.10 3 2 0 0 5 3 TOmeva Tolerantes medianas valle 400 100 30 -0.0300 0.800 4000 9 5000 10000 4 0.10 0.60 1.10 3 2 0 0 5 3 TOPeva Tolerantes pequenas valle 400 50 15 -0.0500 0.800 4000 9 5000 10000 5 0.10 0.60 1.10 3 2 0 0 5 4 INgrlo Intermedias grandes loma 300 150 45 -0.0300 1.000 5000 9 5000 10000 3 0.60 0.12 0.70 3 2 0 0 5 2 INmelo Intermedias medianas loma 300 100 30 -0.0500 1.000 5000 9 5000 10000 3 0.60 0.12 0.70 3 2 0 0 5 2 INpelo Intermedias pequenas loma 300 50 15 -0.0700 1.000 5000 9 5000 10000 2 0.60 0.12 0.70 3 2 0 0 5 1 PImelo Pioneras medianas loma 80 80 30 -0.0700 1.200 8000 9 5000 10000 2 0.60 0.12 0.70 3 2 0 0 5 1 PIpelo Pioneras pequenas loma 50 40 15 -0.1000 1.200 8000 9 5000 10000 2 0.60 0.12 0.70 3 2 0 0 5 1 TOgrlo Tolerantes grandes loma 400 150 45 -0.0200 0.800 4000 9 5000 10000 4 0.60 0.12 0.70 3 2 0 0 5 3 TOmelo Tolerantes medianas loma 400 100 30 -0.0300 0.800 4000 9 5000 10000 4 0.60 0.12 0.70 3 2 0 0 5 3 TOPelo Tolerantes pequenas loma 400 50 15 -0.0500 0.800 4000 9 5000 10000 5 0.60 0.12 0.70 3 2 0 0 5 4
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