EXTENDED TO NOVEMBER 15, 2016 990 Under section 501(c ...€¦ · natural resource governance...

Checkifself-employed

OMB No. 1545-0047

Department of the TreasuryInternal Revenue Service

Check ifapplicable:

AddresschangeNamechangeInitialreturn

Finalreturn/termin-ated Gross receipts $

AmendedreturnApplica-tionpending

Are all subordinates included?

532001 12-16-15

Beginning of Current Year

Paid

Preparer

Use Only

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

| Do not enter social security numbers on this form as it may be made public. Open to Public Inspection| Information about Form 990 and its instructions is at

A For the 2015 calendar year, or tax year beginning and ending

B C D Employer identification number

E

G

H(a)

H(b)

H(c)

F Yes No

Yes No

I

J

K

Website: |

L M

1

2

3

4

5

6

7

3

4

5

6

7a

7b

a

b

Ac

tivi

tie

s &

Go

vern

an

ce

Prior Year Current Year

8

9

10

11

12

13

14

15

16

17

18

19

Re

ven

ue

a

b

Ex

pe

ns

es

End of Year

20

21

22

Sign

Here

Yes No

For Paperwork Reduction Act Notice, see the separate instructions.

(or P.O. box if mail is not delivered to street address) Room/suite

)501(c)(3) 501(c) ( (insert no.) 4947(a)(1) or 527

|Corporation Trust Association OtherForm of organization: Year of formation: State of legal domicile:

|

|

Net

Ass

ets

orFu

nd B

alan

ces

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is

true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Signature of officer Date

Type or print name and title

Date PTINPrint/Type preparer's name Preparer's signature

Firm's name Firm's EIN

Firm's address

Phone no.

Form

Name of organization

Doing business as

Number and street Telephone number

City or town, state or province, country, and ZIP or foreign postal code

Is this a group return

for subordinates?Name and address of principal officer: ~~

If "No," attach a list. (see instructions)

Group exemption number |

Tax-exempt status:

Briefly describe the organization's mission or most significant activities:

Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets.

Number of voting members of the governing body (Part VI, line 1a)

Number of independent voting members of the governing body (Part VI, line 1b)

Total number of individuals employed in calendar year 2015 (Part V, line 2a)

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~

Total number of volunteers (estimate if necessary)

Total unrelated business revenue from Part VIII, column (C), line 12

Net unrelated business taxable income from Form 990-T, line 34

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

��

Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~

Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~Investment income (Part VIII, column (A), lines 3, 4, and 7d)

Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~

Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) ��

Grants and similar amounts paid (Part IX, column (A), lines 1-3)

Benefits paid to or for members (Part IX, column (A), line 4)

Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10)

~~~~~~~~~~~

~~~~~~~~~~~~~

~~~

Professional fundraising fees (Part IX, column (A), line 11e)

Total fundraising expenses (Part IX, column (D), line 25)

~~~~~~~~~~~~~~

Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e)

Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25)

Revenue less expenses. Subtract line 18 from line 12

~~~~~~~~~~~~~

~~~~~~~

��

Total assets (Part X, line 16)

Total liabilities (Part X, line 26)

Net assets or fund balances. Subtract line 21 from line 20

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

May the IRS discuss this return with the preparer shown above? (see instructions) ��

LHA Form (2015)

www.irs.gov/form990.

Part I Summary

Signature BlockPart II

990

Return of Organization Exempt From Income Tax990 2015

§

==

999

EXTENDED TO NOVEMBER 15, 2016

NATURAL RESOURCE GOVERNANCE INSTITUTE20-4451390

80 BROAD STREET 1801 646-929-975022,437,979.

NEW YORK, NY 10004DANIEL KAUFMANN X

SAME AS C ABOVEX

WWW.NATURALRESOURCEGOVERNANCE.ORGX 2006 DC

SEE SCHEDULE O

99

349

0.0.

14,103,128. 21,983,491.196,543. 451,688.

25. 425.119,929. 2,375.

14,419,625. 22,437,979.2,494,670. 4,218,996.

0. 0.4,507,863. 4,788,530.

0. 0.675,900.

9,626,408. 8,849,592.16,628,941. 17,857,118.-2,209,316. 4,580,861.

10,275,300. 14,445,718.1,934,836. 1,524,393.8,340,464. 12,921,325.

DANIEL KAUFMANN, PRESIDENT

LAUREN CRESCI P01268493LUTZ AND CARR, CPAS LLP 13-1655065300 EAST 42ND STREETNEW YORK, NY 10017 212-697-2299

X

Code: Expenses $ including grants of $ Revenue $



Expenses $ including grants of $ Revenue $

53200212-16-15

1

2

3

4

Yes No

Yes No

4a

4b

4c

4d

4e

Form 990 (2015) Page

Check if Schedule O contains a response or note to any line in this Part III ��

Briefly describe the organization's mission:

Did the organization undertake any significant program services during the year which were not listed on

the prior Form 990 or 990-EZ?

If "Yes," describe these new services on Schedule O.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization cease conducting, or make significant changes in how it conducts, any program services?

If "Yes," describe these changes on Schedule O.

~~~~~~

Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses.

Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and

revenue, if any, for each program service reported.

( ) ( ) ( )

( ) ( ) ( )

( ) ( ) ( )

Other program services (Describe in Schedule O.)

( ) ( )

Total program service expenses |

Form (2015)

2Statement of Program Service AccomplishmentsPart III

990

NATURAL RESOURCE GOVERNANCE INSTITUTE 20-4451390

X

SEE SCHEDULE O

X

X

6,011,383. 1,501,654. 451,688.TRAINING AND CAPACITY BUILDING:IN 2015, IN ADDITION TO NRGI'S RESIDENTIAL TRAINING COURSES SUCH AS THEGLOBAL ADVANCED MULTI-STAKEHOLDER TRAINING, "REVERSING THE RESOURCECURSE: THEORY AND PRACTICE 2015," HELD IN BUDAPEST WITH THE CENTRALEUROPEAN UNIVERSITY IN APRIL 2015 AND THE "EXECUTIVE COURSE IN OIL, GASAND MINING," HELD AT OXFORD UNIVERSITY WITH THE BLAVATNIK SCHOOL OFGOVERNMENT, NRGI AND OUR PARTNERS DEVELOPED AND LAUNCHED NEW TOOLSINCLUDING ONLINE TRAINING COURSES AND A PRIMER ON NATURAL RESOURCEGOVERNANCE.NRGI, THE COLUMBIA CENTER ON SUSTAINABLE INVESTMENT (CCSI), THE WORLDBANK AND THE UNITED NATIONS SUSTAINABLE DEVELOPMENT SOLUTIONS NETWORK(SDSN) ARE OFFERING THE "NATURAL RESOURCES FOR SUSTAINABLE DEVELOPMENT:

2,917,709. 1,109,263.RESEARCHNRGI'S DATA, RESEARCH AND ANALYTICAL WORK IS COMPRISED OF THEFOLLOWING:RESOURCE GOVERNANCE INDEX: THE NEXT EDITION OF THE RGI WILL BE LAUNCHEDIN 2017. A LARGE PART OF THE METHODOLOGY REVIEW, INCLUDING A REVISIONOF THE QUESTIONNAIRE HAS BEEN COMPLETED. IN ADDITION, COUNTRYRESEARCHERS (1 PER COUNTRY) AND COUNTRY PEER REVIEWERS (1 PER COUNTRY)HAVE BEEN RECRUITED. COUNTRY COVERAGE HAS EXPANDED FROM 58 COUNTRIES IN2013 TO 81 COUNTRIES, RESULTING IN 89 ASSESSMENTS OVERALL SINCE FOREIGHT COUNTRIES (FROM NRGI PRIORITY COUNTRIES, PLUS TUNISIA) BOTH THEHYDROCARBON AND MINING SECTORS WILL BE ASSESSED. DATA COLLECTION BEGANIN 2015 AND CONTINUED IN 2016, USING THE DATA COLLECTION TOOL THAT WAS

2,297,548. 43,597.TECHNICAL ASSISTANCE:NRGI'S LEGAL ANALYSTS AND ECONOMISTS ALSO CONTINUED TO PROVIDETECHNICAL ASSISTANCE TO A WIDE RANGE OF STAKEHOLDERS IN COUNTRIES WHEREWE WORK. EXAMPLES INCLUDE:INDONESIA: NRGI CONTINUED TO WORK CLOSELY WITH A WIDE RANGE OFSTAKEHOLDERS IN THE OIL-RICH BOJONEGORO DISTRICT TO DEVELOP LEGISLATIONTHAT WOULD CREATE A NATURAL RESOURCE FUND. SUCH A FUND WOULD BEDESIGNED TO HELP THE DISTRICT AVOID SOME OF THE MAJOR CHALLENGES THATHAVE BEDEVILED GOVERNMENTS IN OIL-RICH AREAS ACROSS THE WORLD, NAMELYTHAT GOVERNMENT BUDGETS FLUCTUATE WILDLY ALONGSIDE VOLATILE OILPROJECTS AND THAT ONCE OIL PRODUCTION ENDS THERE IS NO ECONOMIC BENEFITTO EXTEND TO FUTURE GENERATIONS. THE LEGISLATION IS DESIGNED TO SET UP

3,293,226. 1,564,482.14,519,866.

SEE SCHEDULE O FOR CONTINUATION(S)

11201108 759420 20-4451390 2015.04020 NATURAL RESOURCE GOVERNANCE 20-44512 2

53200312-16-15

Yes No

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

1

2

3

4

5

6

7

8

9

10

Section 501(c)(3) organizations.

a

b

c

d

e

f

a

b

11a

11b

11c

11d

11e

11f

12a

12b

13

14a

14b

15

16

17

18

19

a

b

If "Yes," complete Schedule ASchedule B, Schedule of Contributors

If "Yes," complete Schedule C, Part I

If "Yes," complete Schedule C, Part II

If "Yes," complete Schedule C, Part III

If "Yes," complete Schedule D, Part I

If "Yes," complete Schedule D, Part IIIf "Yes," complete

Schedule D, Part III

If "Yes," complete Schedule D, Part IV

If "Yes," complete Schedule D, Part V

If "Yes," complete Schedule D,Part VI

If "Yes," complete Schedule D, Part VII

If "Yes," complete Schedule D, Part VIII

If "Yes," complete Schedule D, Part IXIf "Yes," complete Schedule D, Part X

If "Yes," complete Schedule D, Part XIf "Yes," complete

Schedule D, Parts XI and XII

If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optionalIf "Yes," complete Schedule E

If "Yes," complete Schedule F, Parts I and IV

If "Yes," complete Schedule F, Parts II and IV

If "Yes," complete Schedule F, Parts III and IV

If "Yes," complete Schedule G, Part I

If "Yes," complete Schedule G, Part IIIf "Yes,"

complete Schedule G, Part III


Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Is the organization required to complete ?

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for

public office?

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization engage in lobbying activities, or have a section 501(h) election in effect

during the tax year?

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or

similar amounts as defined in Revenue Procedure 98-19?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to

provide advice on the distribution or investment of amounts in such funds or accounts?

Did the organization receive or hold a conservation easement, including easements to preserve open space,

the environment, historic land areas, or historic structures?

Did the organization maintain collections of works of art, historical treasures, or other similar assets?

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a custodian for

amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services?

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent

endowments, or quasi-endowments?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~

If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X

as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of its total

assets reported in Part X, line 16?

Did the organization report an amount for investments - program related in Part X, line 13 that is 5% or more of its total

assets reported in Part X, line 16?

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in

Part X, line 16?

Did the organization report an amount for other liabilities in Part X, line 25?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~

Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses

the organization's liability for uncertain tax positions under FIN 48 (ASC 740)?

Did the organization obtain separate, independent audited financial statements for the tax year?

~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Was the organization included in consolidated, independent audited financial statements for the tax year?

~~~~~

Is the organization a school described in section 170(b)(1)(A)(ii)?

Did the organization maintain an office, employees, or agents outside of the United States?

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business,

investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000

or more? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any

foreign organization?

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to

or for foreign individuals?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,

column (A), lines 6 and 11e? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines

1c and 8a? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?

��

Form (2015)

3Part IV Checklist of Required Schedules

990


XX

X

X

X

X

X

X

X

X

X

X

X

XX

X

X

XX

X

X

X

X

X

X

X


53200412-16-15

Yes No

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

a

b

20a

20b

21

22

23

24a

24b

24c

24d

25a

25b

26

27

28a

28b

28c

29

30

31

32

33

34

35a

35b

36

37

38

a

b

c

d

a

b

Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations.

a

b

c

a

b


Note.

(continued)

If "Yes," complete Schedule H

If "Yes," complete Schedule I, Parts I and II

If "Yes," complete Schedule I, Parts I and III

If "Yes," completeSchedule J

If "Yes," answer lines 24b through 24d and completeSchedule K. If "No", go to line 25a

If "Yes," complete Schedule L, Part I

If "Yes," completeSchedule L, Part I

If "Yes,"complete Schedule L, Part II

If "Yes," complete Schedule L, Part III

If "Yes," complete Schedule L, Part IVIf "Yes," complete Schedule L, Part IV

If "Yes," complete Schedule L, Part IVIf "Yes," complete Schedule M

If "Yes," complete Schedule M

If "Yes," complete Schedule N, Part IIf "Yes," complete

Schedule N, Part II

If "Yes," complete Schedule R, Part IIf "Yes," complete Schedule R, Part II, III, or IV, and

Part V, line 1

If "Yes," complete Schedule R, Part V, line 2

If "Yes," complete Schedule R, Part V, line 2

If "Yes," complete Schedule R, Part VI


Did the organization operate one or more hospital facilities? ~~~~~~~~~~~~~~~~

If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? ~~~~~~~~~~

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or

domestic government on Part IX, column (A), line 1? ~~~~~~~~~~~~~~

Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on

Part IX, column (A), line 2? ~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current

and former officers, directors, trustees, key employees, and highest compensated employees?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the

last day of the year, that was issued after December 31, 2002?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?

Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease

any tax-exempt bonds?

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?

~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~

Did the organization engage in an excess benefit

transaction with a disqualified person during the year?

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and

that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ?

~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or

former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial

contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member

of any of these persons? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV

instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, or key employee? ~~~~~~~~~~~

A family member of a current or former officer, director, trustee, or key employee?

An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,

director, trustee, or direct or indirect owner?

~~

~~~~~~~~~~~~~~~~~~~~~

Did the organization receive more than $25,000 in non-cash contributions?

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation

contributions?

~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization liquidate, terminate, or dissolve and cease operations?

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations

sections 301.7701-2 and 301.7701-3?

Was the organization related to any tax-exempt or taxable entity?

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity

within the meaning of section 512(b)(13)?

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~

Did the organization make any transfers to an exempt non-charitable related organization?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization conduct more than 5% of its activities through an entity that is not a related organization

and that is treated as a partnership for federal income tax purposes? ~~~~~~~~

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19?

All Form 990 filers are required to complete Schedule O ��

Form (2015)

4Part IV Checklist of Required Schedules

990


X

X

X

X

X

X

X

X

X

XX

XX

X

X

X

X

XX

X

X

X


53200512-16-15

Yes No

1

2

3

4

5

6

7

a

b

c

1a

1b

1c

a

b

2a

Note.

2b

3a

3b

4a

5a

5b

5c

6a

6b

7a

7b

7c

7e

7f

7g

7h

8

9a

9b

a

b

a

b

a

b

c

a

b

Organizations that may receive deductible contributions under section 170(c).

a

b

c

d

e

f

g

h

7d

8

9

10

11

12

13

14

Sponsoring organizations maintaining donor advised funds.

Sponsoring organizations maintaining donor advised funds.

a

b


a

b

10a

10b


a

b

11a

11b

a

b

Section 4947(a)(1) non-exempt charitable trusts. 12a

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Note.

a

b

c

a

b

13a

13b

13c

14a

14b

e-file

If "No," to line 3b, provide an explanation in Schedule O

If "No," provide an explanation in Schedule O

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?

Form (2015)


Check if Schedule O contains a response or note to any line in this Part V ��

Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ~~~~~~~~~~~

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable ~~~~~~~~~~

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming

(gambling) winnings to prize winners? ��

Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements,

filed for the calendar year ending with or within the year covered by this return ~~~~~~~~~~

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

If the sum of lines 1a and 2a is greater than 250, you may be required to (see instructions)

~~~~~~~~~~

~~~~~~~~~~~

Did the organization have unrelated business gross income of $1,000 or more during the year?

If "Yes," has it filed a Form 990-T for this year?

~~~~~~~~~~~~~~

~~~~~~~~~~

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a

financial account in a foreign country (such as a bank account, securities account, or other financial account)?~~~~~~~

If "Yes," enter the name of the foreign country:

See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

~~~~~~~~~~~~

~~~~~~~~~

If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit

any contributions that were not tax deductible as charitable contributions?

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts

were not tax deductible?

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," did the organization notify the donor of the value of the goods or services provided?

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required

to file Form 8282?

~~~~~~~~~~~~~~~

��

If "Yes," indicate the number of Forms 8282 filed during the year

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?

~~~~~~~~~~~~~~~~

~~~~~~~

~~~~~~~~~Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?

~

Did a donor advised fund maintained by the

sponsoring organization have excess business holdings at any time during the year? ~~~~~~~~~~~~~~~~~~~

Did the sponsoring organization make any taxable distributions under section 4966?

Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?

~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~

Enter:

Initiation fees and capital contributions included on Part VIII, line 12

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

~~~~~~~~~~~~~~~

~~~~~~

Enter:

Gross income from members or shareholders

Gross income from other sources (Do not net amounts due or paid to other sources against

amounts due or received from them.)

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Is the organization filing Form 990 in lieu of Form 1041?

If "Yes," enter the amount of tax-exempt interest received or accrued during the year ��

Is the organization licensed to issue qualified health plans in more than one state?

See the instructions for additional information the organization must report on Schedule O.

~~~~~~~~~~~~~~~~~~~~~

Enter the amount of reserves the organization is required to maintain by the states in which the

organization is licensed to issue qualified health plans

Enter the amount of reserves on hand

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization receive any payments for indoor tanning services during the tax year?

If "Yes," has it filed a Form 720 to report these payments?

~~~~~~~~~~~~~~~~

��

5Part V Statements Regarding Other IRS Filings and Tax Compliance

990

J


X

340

34X

X

XSEE SCHEDULE O

XX

X

X

X

XX

X


532006 12-16-15

Yes No

1a

1b

1

2

3

4

5

6

7

8

9

a

b

2

3

4

5

6

7a

7b

8a

8b

9

a

b

a

b

Yes No

10

11

a

b

10a

10b

11a

12a

12b

12c

13

14

15a

15b

16a

16b

a

b

12a

b

c

13

14

15

a

b

16a

b

17

18

19

20

For each "Yes" response to lines 2 through 7b below, and for a "No" responseto line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

If "Yes," provide the names and addresses in Schedule O(This Section B requests information about policies not required by the Internal Revenue Code.)

If "No," go to line 13

If "Yes," describein Schedule O how this was done

(explain in Schedule O)

If there are material differences in voting rights among members of the governing body, or if the governing

body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?

Form (2015)


Check if Schedule O contains a response or note to any line in this Part VI ��

Enter the number of voting members of the governing body at the end of the tax year

Enter the number of voting members included in line 1a, above, who are independent

~~~~~~

~~~~~~

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other

officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization delegate control over management duties customarily performed by or under the direct supervision

of officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?

Did the organization become aware during the year of a significant diversion of the organization's assets?

Did the organization have members or stockholders?

~~~~~

~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or

more members of the governing body?

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or

persons other than the governing body?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

The governing body?

Each committee with authority to act on behalf of the governing body?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the

organization's mailing address? ��

Did the organization have local chapters, branches, or affiliates?

If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,

and branches to ensure their operations are consistent with the organization's exempt purposes?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?

Describe in Schedule O the process, if any, used by the organization to review this Form 990.

Did the organization have a written conflict of interest policy? ~~~~~~~~~~~~~~~~~~~~

~~~~~~

Did the organization regularly and consistently monitor and enforce compliance with the policy?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have a written whistleblower policy?

Did the organization have a written document retention and destruction policy?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

Did the process for determining compensation of the following persons include a review and approval by independent

persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization's CEO, Executive Director, or top management official

Other officers or key employees of the organization

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a

taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation

in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's

exempt status with respect to such arrangements? ��

List the states with which a copy of this Form 990 is required to be filed

Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available

for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other

Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial

statements available to the public during the tax year.

State the name, address, and telephone number of the person who possesses the organization's books and records: |

6Part VI Governance, Management, and Disclosure

Section A. Governing Body and Management

Section B. Policies

Section C. Disclosure

990

J


X

9

9

X

XXXX

X

X

XX

X

X

XX

XX

XXX

XX

X

NY

X X

LUCY BERKOWITZ - 718-395-514980 BROAD STREET, SUITE 1801, NEW YORK, NY 10004


Indi

vidu

al tr

uste

e or

dire

ctor

Inst

itutio

nal t

rust

ee

Offi

cer

Key

empl

oyee

Hig

hest

com

pens

ated

empl

oyee

Form

er

(do not check more than onebox, unless person is both anofficer and a director/trustee)

532007 12-16-15

current

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a

current

current

former

former directors or trustees

(A) (B) (C) (D) (E) (F)


Check if Schedule O contains a response or note to any line in this Part VII ��

Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year.

¥ List all of the organization's officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.Enter -0- in columns (D), (E), and (F) if no compensation was paid.

¥ List all of the organization's key employees, if any. See instructions for definition of "key employee."¥ List the organization's five highest compensated employees (other than an officer, director, trustee, or key employee) who received report-

able compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations.

¥ List all of the organization's officers, key employees, and highest compensated employees who received more than $100,000 ofreportable compensation from the organization and any related organizations.

¥ List all of the organization's that received, in the capacity as a former director or trustee of the organization,more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

PositionName and Title Average hours per

week (list any

hours forrelated

organizationsbelowline)

Reportablecompensation

from the

organization(W-2/1099-MISC)

Reportablecompensationfrom related

organizations(W-2/1099-MISC)

Estimatedamount of

othercompensation

from theorganizationand related

organizations

Form (2015)

7Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated

Employees, and Independent Contractors

990


(1) ERNESTO ZEDILLO 1.00CHAIRMAN X X 0. 0. 1,460.(2) SMITA SINGH 1.00VICE CHAIRMAN X X 0. 0. 1,460.(3) ALAN DETHERIDGE 1.00TREASURER & SECRETARY X X 0. 0. 1,460.(4) SIR PAUL COLLIER 1.00DIRECTOR X 0. 0. 1,460.(5) BENNETT FREEMAN 1.00DIRECTOR X 0. 0. 1,460.(6) MO IBRAHIM 1.00DIRECTOR X 0. 0. 1,460.(7) YULI ISMARTONO 1.00DIRECTOR X 0. 0. 1,460.(8) WARREN KRAFCHIK 1.00DIRECTOR X 0. 0. 1,460.(9) ANTHONY RICHTER 1.00DIRECTOR X 0. 0. 1,460.(10) DANIEL KAUFMANN 40.00PRESIDENT & CEO X 370,265. 0. 44,604.(11) LUCY BERKOWITZ 40.00CFO X 200,322. 0. 32,056.(12) SUNEETA KAIMAL 40.00COO X 214,163. 0. 27,068.(13) PATRICK HELLER 40.00DIRECTOR OF LEGAL & ECONOMIC PROGRAM X 159,753. 0. 38,995.(14) ALEXANDRA GILLIES 40.00DIRECTOR OF GOVERNANCE PROGRAMS X 148,612. 0. 20,613.(15) PATRICIA KARAM 40.00DIRECTOR OF MIDDLE EAST & N AFRICA P X 146,354. 0. 36,327.(16) AMIR SHAFAIE 40.00SENIOR LEGAL ANALYST X 122,197. 0. 11,990.(18) MELISSA MIBUNDCO 40.00SENIOR DEVELOPMENT OFFICER X 120,224. 0. 17,718.


Form

er

Indi

vidu

al tr

uste

e or

dire

ctor

Inst

itutio

nal t

rust

ee

Offi

cer

Hig

hest

com

pens

ated

empl

oyee

Key

empl

oyee

(do not check more than onebox, unless person is both anofficer and a director/trustee)

53200812-16-15

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

(B) (C)(A) (D) (E) (F)

1b

c

d

Sub-total

Total from continuation sheets to Part VII, Section A

Total (add lines 1b and 1c)

2

Yes No

3

4

5

former

3

4

5

Section B. Independent Contractors

1

(A) (B) (C)

2

(continued)

If "Yes," complete Schedule J for such individual

If "Yes," complete Schedule J for such individual

If "Yes," complete Schedule J for such person

Page Form 990 (2015)

PositionAverage hours per

week(list any

hours forrelated

organizationsbelowline)

Name and title Reportablecompensation

from the

organization(W-2/1099-MISC)

Reportablecompensationfrom related

organizations(W-2/1099-MISC)

Estimatedamount of

othercompensation

from theorganizationand related

organizations

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

~~~~~~~~~~ |

�� |

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable

compensation from the organization |

Did the organization list any officer, director, or trustee, key employee, or highest compensated employee on

line 1a? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization

and related organizations greater than $150,000? ~~~~~~~~~~~~~

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services

rendered to the organization? ��

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from

the organization. Report compensation for the calendar year ending with or within the organization's tax year.

Name and business address Description of services Compensation

Total number of independent contractors (including but not limited to those listed above) who received more than

$100,000 of compensation from the organization |

Form (2015)

8Part VII

990


1,481,890. 0. 242,511.0. 0. 0.

1,481,890. 0. 242,511.

9

X

X

X

RANDSTAD PROFESSIONALS US,LP (DBA TATUM)PO BOX 847872, DALLAS, TX 75284

IT PROJECTSCONSULTANTS 446,370.

OPEN SOCIETY FOUNDATION, 21-24 MILLBANK,LONDON, UNITED KINGDOM SW1P 4QP

EUROPE SERVICESPROVIDER 387,894.

OPEN SOCIETY INSTITUTE FOR WEST AFRICA (OSIIMMEUBLE EPI, BOULEVARD DU SUD X RU, DAKAR,

WEST AFRICA SERVICESPROVIDOR 312,177.

GEANTES PROFESSIONAL CONFERENCE ORGANISER17 PARK APT. D2-KADIKOY, ISTANBUL, TURKEY

EVENTS ANDCONFERENCE ORGANIZER 243,048.

EVENT CONGRESS SEMINAR ORGANIZATION (ECSO)2046 LESJARDINS DE CARTHAGE, TUNIS, TUNISIA

EVENTS ANDCONFERENCE ORGANIZER 221,212.

20


Noncash contributions included in lines 1a-1f: $

532009 12-16-15

Total revenue.

(A) (B) (C) (D)

1 a

b

c

d

e

f

g

h

1

1

1

1

1

1

a

b

c

d

e

f

Co

ntr

ibu

tio

ns

, G

ifts

, G

ran

tsa

nd

Oth

er

Sim

ila

r A

mo

un

ts

Total.

Business Code

a

b

c

d

e

f

g

2

Pro

gra

m S

erv

ice

Re

ven

ue

Total.

3

4

5

6 a

b

c

d

a

b

c

d

7

a

b

c

8

a

b

9 a

b

c

a

b

10 a

b

c

a

b

Business Code

11 a

b

c

d

e Total.

Oth

er

Re

ven

ue

12

Revenue excludedfrom tax under

sections512 - 514

All other contributions, gifts, grants, and

similar amounts not included above

See instructions.

Form (2015)

Page Form 990 (2015)

Check if Schedule O contains a response or note to any line in this Part VIII ��

Total revenue Related orexempt function

revenue

Unrelatedbusinessrevenue

Federated campaigns

Membership dues

~~~~~~

~~~~~~~~

Fundraising events

Related organizations

~~~~~~~~

~~~~~~

Government grants (contributions)

~~

Add lines 1a-1f �� |

All other program service revenue ~~~~~

Add lines 2a-2f �� |

Investment income (including dividends, interest, and

other similar amounts)

Income from investment of tax-exempt bond proceeds

~~~~~~~~~~~~~~~~~ |

|

Royalties �� |

(i) Real (ii) Personal

Gross rents

Less: rental expenses

Rental income or (loss)

Net rental income or (loss)

~~~~~~~

~~~

~~

�� |

Gross amount from sales of

assets other than inventory

(i) Securities (ii) Other

Less: cost or other basis

and sales expenses

Gain or (loss)

~~~

~~~~~~~

Net gain or (loss) �� |

Gross income from fundraising events (not

including $ of

contributions reported on line 1c). See

Part IV, line 18 ~~~~~~~~~~~~~

Less: direct expenses~~~~~~~~~~

Net income or (loss) from fundraising events �� |

Gross income from gaming activities. See

Part IV, line 19 ~~~~~~~~~~~~~

Less: direct expenses

Net income or (loss) from gaming activities

~~~~~~~~~

�� |

Gross sales of inventory, less returns

and allowances ~~~~~~~~~~~~~

Less: cost of goods sold

Net income or (loss) from sales of inventory

~~~~~~~~

�� |

Miscellaneous Revenue

All other revenue ~~~~~~~~~~~~~

Add lines 11a-11d ~~~~~~~~~~~~~~~ |

|��

9Part VIII Statement of Revenue

990


9,173,819.

12,809,672.

21,983,491.

CONSULTING 541900 451,688. 451,688.

451,688.

425. 425.

OTHER INCOME 900099 2,375. 2,375.

2,375.22,437,979. 451,688. 0. 2,800.


Check here if following SOP 98-2 (ASC 958-720)

532010 12-16-15

Total functional expenses.

Joint costs.

(A) (B) (C) (D)

1

2

3

4

5

6

7

8

9

10

11

a

b

c

d

e

f

g

12

13

14

15

16

17

18

19

20

21

22

23

24

a

b

c

d

e

25

26

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).

Grants and other assistance to domestic organizations

and domestic governments. See Part IV, line 21

Compensation not included above, to disqualified

persons (as defined under section 4958(f)(1)) and

persons described in section 4958(c)(3)(B)

Pension plan accruals and contributions (include

section 401(k) and 403(b) employer contributions)

Professional fundraising services. See Part IV, line 17

(If line 11g amount exceeds 10% of line 25,

column (A) amount, list line 11g expenses on Sch O.)

Other expenses. Itemize expenses not covered above. (List miscellaneous expenses in line 24e. If line24e amount exceeds 10% of line 25, column (A)amount, list line 24e expenses on Schedule O.)

Add lines 1 through 24e

Complete this line only if the organization

reported in column (B) joint costs from a combined

educational campaign and fundraising solicitation.


Check if Schedule O contains a response or note to any line in this Part IX ��

Total expenses Program serviceexpenses

Management andgeneral expenses

Fundraisingexpenses

~

Grants and other assistance to domestic

individuals. See Part IV, line 22 ~~~~~~~

Grants and other assistance to foreign

organizations, foreign governments, and foreign

individuals. See Part IV, lines 15 and 16 ~~~

Benefits paid to or for members ~~~~~~~

Compensation of current officers, directors,

trustees, and key employees ~~~~~~~~

~~~

Other salaries and wages ~~~~~~~~~~

Other employee benefits ~~~~~~~~~~

Payroll taxes ~~~~~~~~~~~~~~~~

Fees for services (non-employees):

Management

Legal

Accounting

Lobbying

~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Investment management fees

Other.

~~~~~~~~

Advertising and promotion

Office expenses

Information technology

Royalties

~~~~~~~~~

~~~~~~~~~~~~~~~

~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Occupancy ~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~Travel

Payments of travel or entertainment expenses

for any federal, state, or local public officials

Conferences, conventions, and meetings ~~

Interest

Payments to affiliates

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~

Depreciation, depletion, and amortization

Insurance

~~

~~~~~~~~~~~~~~~~~

~~

All other expenses

|

Form (2015)

Do not include amounts reported on lines 6b,

7b, 8b, 9b, and 10b of Part VIII.

10Part IX Statement of Functional Expenses

990


X

100,000. 100,000.

4,118,996. 4,118,996.

888,479. 598,884. 114,249. 175,346.

2,860,440. 2,024,987. 647,328. 188,125.

283,110. 201,310. 63,288. 18,512.496,331. 357,406. 105,280. 33,645.260,170. 177,621. 56,061. 26,488.

155,719. 56,437. 99,282.133,440. 8,066. 125,374.

3,938,253. 3,298,885. 609,536. 29,832.

367,917. 215,795. 141,974. 10,148.

605,016. 522,111. 15,269. 67,636.1,326,547. 1,007,618. 223,787. 95,142.

1,588,207. 1,552,904. 34,328. 975.

241,454. 174,833. 46,398. 20,223.94,881. 68,815. 18,169. 7,897.

FOREIGN EXCHANGE LOSS 170,620. 170,620.INTERNET ACCESS AND DUE 88,431. 5,349. 83,082.MISCELLANEOUS 53,564. 14,916. 38,648.FOREIGN CURRENCY TRANSL 52,411. 52,411.

33,132. 14,933. 16,268. 1,931.17,857,118. 14,519,866. 2,661,352. 675,900.


53201112-16-15

(A) (B)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

1

2

3

4

5

6

7

8

9

10c

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

a

b

10a

10b

As

se

ts

Total assets.

Lia

bil

itie

s

Total liabilities.

Organizations that follow SFAS 117 (ASC 958), check here and

complete lines 27 through 29, and lines 33 and 34.

27

28

29

Organizations that do not follow SFAS 117 (ASC 958), check here

and complete lines 30 through 34.

30

31

32

33

34

Ne

t A

ss

ets

or

Fu

nd

Ba

lan

ce

s


Check if Schedule O contains a response or note to any line in this Part X ��

Beginning of year End of year

Cash - non-interest-bearing

Savings and temporary cash investments

Pledges and grants receivable, net

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

Accounts receivable, net ~~~~~~~~~~~~~~~~~~~~~~~~~~

Loans and other receivables from current and former officers, directors,

trustees, key employees, and highest compensated employees. Complete

Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Loans and other receivables from other disqualified persons (as defined under

section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing

employers and sponsoring organizations of section 501(c)(9) voluntary

employees' beneficiary organizations (see instr). Complete Part II of Sch L ~~

Notes and loans receivable, net

Inventories for sale or use

Prepaid expenses and deferred charges

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Land, buildings, and equipment: cost or other

basis. Complete Part VI of Schedule D

Less: accumulated depreciation

~~~

~~~~~~

Investments - publicly traded securities

Investments - other securities. See Part IV, line 11

Investments - program-related. See Part IV, line 11

Intangible assets

~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~

~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~

Add lines 1 through 15 (must equal line 34) ��

Accounts payable and accrued expenses

Grants payable

Deferred revenue

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Tax-exempt bond liabilities

Escrow or custodial account liability. Complete Part IV of Schedule D

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~

Loans and other payables to current and former officers, directors, trustees,

key employees, highest compensated employees, and disqualified persons.

Complete Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~

Secured mortgages and notes payable to unrelated third parties ~~~~~~

Unsecured notes and loans payable to unrelated third parties ~~~~~~~~

Other liabilities (including federal income tax, payables to related third

parties, and other liabilities not included on lines 17-24). Complete Part X of

Schedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines 17 through 25 ��

|

Unrestricted net assets

Temporarily restricted net assets

Permanently restricted net assets

~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

|

Capital stock or trust principal, or current funds

Paid-in or capital surplus, or land, building, or equipment fund

Retained earnings, endowment, accumulated income, or other funds

~~~~~~~~~~~~~~~

~~~~~~~~

~~~~

Total net assets or fund balances ~~~~~~~~~~~~~~~~~~~~~~

Total liabilities and net assets/fund balances ��

Form (2015)

11Balance SheetPart X

990


6,056,254. 8,079,841.1,882,926.

2,925,292. 2,849,396.97,470. 300,329.

230,829. 314,972.

1,519,822.604,063. 735,122. 915,759.

230,333. 102,495.10,275,300. 14,445,718.

952,597. 682,272.397,369. 660,369.

584,870. 181,752.1,934,836. 1,524,393.

X

3,187,215. 4,116,164.5,153,249. 8,805,161.

8,340,464. 12,921,325.10,275,300. 14,445,718.


53201212-16-15

1

2

3

4

5

6

7

8

9

10

1

2

3

4

5

6

7

8

9

10

Yes No

1

2

3

a

b

c

2a

2b

2c

a

b

3a

3b


Check if Schedule O contains a response or note to any line in this Part XI ��

Total revenue (must equal Part VIII, column (A), line 12)

Total expenses (must equal Part IX, column (A), line 25)

Revenue less expenses. Subtract line 2 from line 1

Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~

Net unrealized gains (losses) on investments

Donated services and use of facilities

Investment expenses

Prior period adjustments

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Other changes in net assets or fund balances (explain in Schedule O)

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,

column (B))

~~~~~~~~~~~~~~~~~~~

��

Check if Schedule O contains a response or note to any line in this Part XII ��

Accounting method used to prepare the Form 990: Cash Accrual Other

If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.

Were the organization's financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~

If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a

separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization's financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~

If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis,

consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,

review, or compilation of its financial statements and selection of an independent accountant?~~~~~~~~~~~~~~~

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit

Act and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit

or audits, explain why in Schedule O and describe any steps taken to undergo such audits ��

Form (2015)

12Part XI Reconciliation of Net Assets

Part XII Financial Statements and Reporting

990


22,437,979.17,857,118.4,580,861.8,340,464.

0.

12,921,325.

X

X

X

X

X

X


OMB No. 1545-0047


532021 09-23-15

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at

(i) (iii) (iv) (v) (vi)(ii) Name of supported

organization

Type of organization (described on lines 1-9

above (see instructions))

Is the organizationlisted in your

governing document?

Amount of monetary

support (see

instructions)

Amount of

other support (see

instructions)

EIN

(Form 990 or 990-EZ)Complete if the organization is a section 501(c)(3) organization or a section

4947(a)(1) nonexempt charitable trust.| Attach to Form 990 or Form 990-EZ.

|

Open to PublicInspection

Name of the organization Employer identification number

1

2

3

4

5

6

7

8

9

10

11

section 170(b)(1)(A)(i).

section 170(b)(1)(A)(ii).

section 170(b)(1)(A)(iii).

section 170(b)(1)(A)(iii).

section 170(b)(1)(A)(iv).

section 170(b)(1)(A)(v).

section 170(b)(1)(A)(vi).

section 170(b)(1)(A)(vi).

section 509(a)(2).

section 509(a)(4).

section 509(a)(1) section 509(a)(2) section 509(a)(3).

a

b

c

d

e

f

g

Type I.

You must complete Part IV, Sections A and B.

Type II.

You must complete Part IV, Sections A and C.

Type III functionally integrated.

You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated.

You must complete Part IV, Sections A and D, and Part V.

Yes No

Total

For Paperwork Reduction Act Notice, see the Instructions for

Form 990 or 990-EZ.

Schedule A (Form 990 or 990-EZ) 2015

(All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in

A school described in (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in

A medical research organization operated in conjunction with a hospital described in Enter the hospital's name,

city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

(Complete Part II.)

A federal, state, or local government or governmental unit described in

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in

(Complete Part II.)

A community trust described in (Complete Part II.)

An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from

activities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment

income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975.

See (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or

more publicly supported organizations described in or . See Check the box in

lines 11a through 11d that describes the type of supporting organization and complete lines 11e, 11f, and 11g.

A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving

the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting

organization.

A supporting organization supervised or controlled in connection with its supported organization(s), by having

control or management of the supporting organization vested in the same persons that control or manage the supported

organization(s).

A supporting organization operated in connection with, and functionally integrated with,

its supported organization(s) (see instructions).

A supporting organization operated in connection with its supported organization(s)

that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness

requirement (see instructions).

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III

functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Provide the following information about the supported organization(s).

LHA


SCHEDULE A

Part I Reason for Public Charity Status

Public Charity Status and Public Support 2015


X


Subtract line 5 from line 4.

53202209-23-15

Calendar year (or fiscal year beginning in)

Calendar year (or fiscal year beginning in) |

2

(a) (b) (c) (d) (e) (f)

1

2

3

4

5

Total.

6 Public support.

(a) (b) (c) (d) (e) (f)

7

8

9

10

11

12

13

Total support.

12

First five years.

stop here

14

15

14

15

16

17

18

a

b

a

b

33 1/3% support test - 2015.

stop here.

33 1/3% support test - 2014.

stop here.

10% -facts-and-circumstances test - 2015.

stop here.

10% -facts-and-circumstances test - 2014.

stop here.

Private foundation.


|

Add lines 7 through 10

Schedule A (Form 990 or 990-EZ) 2015 Page

(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization

fails to qualify under the tests listed below, please complete Part III.)

2011 2012 2013 2014 2015 Total

Gifts, grants, contributions, and

membership fees received. (Do not

include any "unusual grants.") ~~

Tax revenues levied for the organ-

ization's benefit and either paid to

or expended on its behalf ~~~~

The value of services or facilities

furnished by a governmental unit to

the organization without charge ~

Add lines 1 through 3 ~~~

The portion of total contributions

by each person (other than a

governmental unit or publicly

supported organization) included

on line 1 that exceeds 2% of the

amount shown on line 11,

column (f) ~~~~~~~~~~~~

2011 2012 2013 2014 2015 Total

Amounts from line 4 ~~~~~~~

Gross income from interest,

dividends, payments received on

securities loans, rents, royalties

and income from similar sources ~

Net income from unrelated business

activities, whether or not the

business is regularly carried on ~

Other income. Do not include gain

or loss from the sale of capital

assets (Explain in Part VI.) ~~~~

Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~

If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)

organization, check this box and �� |

~~~~~~~~~~~~Public support percentage for 2015 (line 6, column (f) divided by line 11, column (f))

Public support percentage from 2014 Schedule A, Part II, line 14

%

%~~~~~~~~~~~~~~~~~~~~~

If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and

The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box

and The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more,

and if the organization meets the "facts-and-circumstances" test, check this box and Explain in Part VI how the organization

meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~ |

If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or

more, and if the organization meets the "facts-and-circumstances" test, check this box and Explain in Part VI how the

organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~ |

If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions �� |

Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)

Section A. Public Support

Section B. Total Support

Section C. Computation of Public Support Percentage


12738047.10131135.21342732.14103128.21983491.80298533.

12738047.10131135.21342732.14103128.21983491.80298533.

44063573.36234960.

12738047.10131135.21342732.14103128.21983491.80298533.

2,934. 713. 25. 425. 4,097.

42. 5,000. 23,936. 2,375. 31,353.80333983.

1,547,808.

45.1139.97

X


(Subtract line 7c from line 6.)

Amounts included on lines 2 and 3 received

from other than disqualified persons that

exceed the greater of $5,000 or 1% of the

amount on line 13 for the year

(Add lines 9, 10c, 11, and 12.)

532023 09-23-15



Total support.

3

(a) (b) (c) (d) (e) (f)

1

2

3

4

5

6

7

Total.

a

b

c

8 Public support.

(a) (b) (c) (d) (e) (f)

9

10a

b

c11

12

13

14 First five years.

stop here

15

16

15

16

17

18

19

20

2015

2014

17

18

a

b

33 1/3% support tests - 2015.

stop here.

33 1/3% support tests - 2014.

stop here.

Private foundation.


Unrelated business taxable income

(less section 511 taxes) from businesses

acquired after June 30, 1975


(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to

qualify under the tests listed below, please complete Part II.)

2011 2012 2013 2014 2015 Total

Gifts, grants, contributions, and

membership fees received. (Do not

include any "unusual grants.") ~~

Gross receipts from admissions,merchandise sold or services per-formed, or facilities furnished inany activity that is related to theorganization's tax-exempt purpose

Gross receipts from activities that

are not an unrelated trade or bus-

iness under section 513 ~~~~~

Tax revenues levied for the organ-

ization's benefit and either paid to

or expended on its behalf ~~~~

The value of services or facilities

furnished by a governmental unit to

the organization without charge ~

~~~ Add lines 1 through 5

Amounts included on lines 1, 2, and

3 received from disqualified persons

~~~~~~

Add lines 7a and 7b ~~~~~~~

2011 2012 2013 2014 2015 Total

Amounts from line 6 ~~~~~~~Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources ~

~~~~

Add lines 10a and 10b ~~~~~~Net income from unrelated businessactivities not included in line 10b, whether or not the business is regularly carried on ~~~~~~~Other income. Do not include gainor loss from the sale of capitalassets (Explain in Part VI.) ~~~~

If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and �� |

Public support percentage for 2015 (line 8, column (f) divided by line 13, column (f))

Public support percentage from 2014 Schedule A, Part III, line 15

~~~~~~~~~~~~ %

%��

Investment income percentage for (line 10c, column (f) divided by line 13, column (f))

Investment income percentage from Schedule A, Part III, line 17

~~~~~~~~ %

%~~~~~~~~~~~~~~~~~~

If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not

more than 33 1/3%, check this box and The organization qualifies as a publicly supported organization ~~~~~~~~~~ |

If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and

line 18 is not more than 33 1/3%, check this box and The organization qualifies as a publicly supported organization~~~~ |

If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions �� |

Part III Support Schedule for Organizations Described in Section 509(a)(2)

Section A. Public Support

Section B. Total Support

Section C. Computation of Public Support Percentage

Section D. Computation of Investment Income Percentage



532024 09-23-15

4

Yes No

1

2

3

4

5

6

7

8

9

10

1

2

3a

3b

3c

4a

4b

4c

5a

5b

5c

6

7

8

9a

9b

9c

10a

10b

a

b

c

a

b

c

a

b

c

a

b

c

a

b

Type I or Type II only.

Substitutions only.


If "No" describe in how the supported organizations are designated. If designated byclass or purpose, describe the designation. If historic and continuing relationship, explain.

If "Yes," explain in how the organization determined that the supportedorganization was described in section 509(a)(1) or (2).

If "Yes," answer(b) and (c) below.

If "Yes," describe in when and how theorganization made the determination.

If "Yes," explain in what controls the organization put in place to ensure such use.If

"Yes," and if you checked 11a or 11b in Part I, answer (b) and (c) below.

If "Yes," describe in how the organization had such control and discretiondespite being controlled or supervised by or in connection with its supported organizations.

If "Yes," explain in what controls the organization usedto ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B)purposes.

If "Yes,"answer (b) and (c) below (if applicable). Also, provide detail in including (i) the names and EINnumbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action;(iii) the authority under the organization's organizing document authorizing such action; and (iv) how the actionwas accomplished (such as by amendment to the organizing document).

If "Yes," provide detail in

If "Yes," complete Part I of Schedule L (Form 990 or 990-EZ).

If "Yes," complete Part I of Schedule L (Form 990 or 990-EZ).




If "Yes," answer 10b below.(Use Schedule C, Form 4720, to

determine whether the organization had excess business holdings.)


(Complete only if you checked a box in line 11 on Part I. If you checked 11a of Part I, complete Sections A

and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, complete

Sections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.)

Are all of the organization's supported organizations listed by name in the organization's governing

documents?

Did the organization have any supported organization that does not have an IRS determination of status

under section 509(a)(1) or (2)?

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)?

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and

satisfied the public support tests under section 509(a)(2)?

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B)

purposes?

Was any supported organization not organized in the United States ("foreign supported organization")?

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign

supported organization?

Did the organization support any foreign supported organization that does not have an IRS determination

under sections 501(c)(3) and 509(a)(1) or (2)?

Did the organization add, substitute, or remove any supported organizations during the tax year?

Was any added or substituted supported organization part of a class already

designated in the organization's organizing document?

Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to

anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class

benefited by one or more of its supported organizations, or (iii) other supporting organizations that also

support or benefit one or more of the filing organization's supported organizations?

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor

(defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with

regard to a substantial contributor?

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7?

Was the organization controlled directly or indirectly at any time during the tax year by one or more

disqualified persons as defined in section 4946 (other than foundation managers and organizations described

in section 509(a)(1) or (2))?

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which

the supporting organization had an interest?

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit

from, assets in which the supporting organization also had an interest?

Was the organization subject to the excess business holdings rules of section 4943 because of section

4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated

supporting organizations)?

Did the organization have any excess business holdings in the tax year?

Part VI

Part VI

Part VI

Part VI

Part VI

Part VI

Part VI,

Part VI.

Part VI.

Part VI.

Part VI.

Part IV Supporting Organizations

Section A. All Supporting Organizations



532025 09-23-15

5

Yes No

11

a

b

c

11a

11b

11c

Yes No

1

2

1

2

Yes No

1

1

Yes No

1

2

3

1

2

3

1

2

3

a

b

c

Yes No

a

b

a

b

2a

2b

3a

3b


If "Yes" to a, b, or c, provide detail in

If "No," describe in how the supported organization(s) effectively operated, supervised, orcontrolled the organization's activities. If the organization had more than one supported organization,describe how the powers to appoint and/or remove directors or trustees were allocated among the supportedorganizations and what conditions or restrictions, if any, applied to such powers during the tax year.

If "Yes," explain in how providing such benefit carried out the purposes of the supported organization(s) that operated,

supervised, or controlled the supporting organization.

If "No," describe in how controlor management of the supporting organization was vested in the same persons that controlled or managedthe supported organization(s).

If "No," explain in howthe organization maintained a close and continuous working relationship with the supported organization(s).

If "Yes," describe in the role the organization'ssupported organizations played in this regard.

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year Complete below.

Complete below.Describe in Part VI how you supported a government entity (see instructions).

If "Yes," then in how these activities directly furthered their exempt purposes,

how the organization was responsive to those supported organizations, and how the organization determinedthat these activities constituted substantially all of its activities.

If "Yes," explain in thereasons for the organization's position that its supported organization(s) would have engaged in theseactivities but for the organization's involvement.

the role played by the organization in this regard.


Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c)

below, the governing body of a supported organization?

A family member of a person described in (a) above?

A 35% controlled entity of a person described in (a) or (b) above?

Did the directors, trustees, or membership of one or more supported organizations have the power to

regularly appoint or elect at least a majority of the organization's directors or trustees at all times during the

tax year?

Did the organization operate for the benefit of any supported organization other than the supported

organization(s) that operated, supervised, or controlled the supporting organization?

Were a majority of the organization's directors or trustees during the tax year also a majority of the directors

or trustees of each of the organization's supported organization(s)?

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the

organization's tax year, (i) a written notice describing the type and amount of support provided during the prior tax

year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the

organization's governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported

organization(s) or (ii) serving on the governing body of a supported organization?

By reason of the relationship described in (2), did the organization's supported organizations have a

significant voice in the organization's investment policies and in directing the use of the organization's

income or assets at all times during the tax year?

The organization satisfied the Activities Test.

The organization is the parent of each of its supported organizations.

The organization supported a governmental entity.

Activities Test.

Did substantially all of the organization's activities during the tax year directly further the exempt purposes of

the supported organization(s) to which the organization was responsive?

Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more

of the organization's supported organization(s) would have been engaged in?

Parent of Supported Organizations.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or

trustees of each of the supported organizations? Provide details in

Did the organization exercise a substantial degree of direction over the policies, programs, and activities of each

of its supported organizations? If "Yes," describe in

Part VI.

Part VI

Part VI

Part VI

Part VI

Part VI

(see instructions):

line 2

line 3

Answer (a) and (b) below.

Part VI identify

those supported organizations and explain

Part VI

Answer (a) and (b) below.

Part VI.

Part VI

(continued)Part IV Supporting Organizations

Section B. Type I Supporting Organizations

Section C. Type II Supporting Organizations

Section D. All Type III Supporting Organizations

Section E. Type III Functionally-Integrated Supporting Organizations



53202609-23-15

6

1 See instructions.

Section A - Adjusted Net Income

1

2

3

4

5

6

7

8

1

2

3

4

5

6

7

8Adjusted Net Income

Section B - Minimum Asset Amount

1

2

3

4

5

6

7

8

a

b

c

d

e

1a

1b

1c

1d

2

3

4

5

6

7

8

Total

Discount

Part VI

Minimum Asset Amount

Section C - Distributable Amount

1

2

3

4

5

6

7

1

2

3

4

5

6

Distributable Amount.



Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970. All

other Type III non-functionally integrated supporting organizations must complete Sections A through E.

(B) Current Year(optional)(A) Prior Year

Net short-term capital gain

Recoveries of prior-year distributions

Other gross income (see instructions)


Depreciation and depletion

Portion of operating expenses paid or incurred for production or

collection of gross income or for management, conservation, or

maintenance of property held for production of income (see instructions)

Other expenses (see instructions)

(subtract lines 5, 6 and 7 from line 4)

(B) Current Year(optional)(A) Prior Year

Aggregate fair market value of all non-exempt-use assets (see

instructions for short tax year or assets held for part of year):

Average monthly value of securities

Average monthly cash balances

Fair market value of other non-exempt-use assets

(add lines 1a, 1b, and 1c)

claimed for blockage or other

factors (explain in detail in ):

Acquisition indebtedness applicable to non-exempt-use assets

Subtract line 2 from line 1d

Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount,

see instructions).

Net value of non-exempt-use assets (subtract line 4 from line 3)

Multiply line 5 by .035

Recoveries of prior-year distributions

(add line 7 to line 6)

Current Year

Adjusted net income for prior year (from Section A, line 8, Column A)

Enter 85% of line 1

Minimum asset amount for prior year (from Section B, line 8, Column A)

Enter greater of line 2 or line 3

Income tax imposed in prior year

Subtract line 5 from line 4, unless subject to

emergency temporary reduction (see instructions)

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see

instructions).

Part V Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations



53202709-23-15

7

Section D - Distributions Current Year

1

2

3

4

5

6

7

8

9

10

Part VI

Total annual distributions.

Part VI

(i)

Excess Distributions

(ii)Underdistributions

Pre-2015

(iii)Distributable

Amount for 2015Section E - Distribution Allocations (see instructions)

1

2

3

4

5

6

7

8

a

b

c

d

e

f

g

h

i

j

Total

a

b

c

Excess distributions carryover to 2016.

a

b

c

d

e



Amounts paid to supported organizations to accomplish exempt purposes

Amounts paid to perform activity that directly furthers exempt purposes of supported

organizations, in excess of income from activity

Administrative expenses paid to accomplish exempt purposes of supported organizations

Amounts paid to acquire exempt-use assets

Qualified set-aside amounts (prior IRS approval required)

Other distributions (describe in ). See instructions.

Add lines 1 through 6.

Distributions to attentive supported organizations to which the organization is responsive

(provide details in ). See instructions.

Distributable amount for 2015 from Section C, line 6

Line 8 amount divided by Line 9 amount

Distributable amount for 2015 from Section C, line 6

Underdistributions, if any, for years prior to 2015

(reasonable cause required-see instructions)

Excess distributions carryover, if any, to 2015:

From 2013

From 2014

of lines 3a through e

Applied to underdistributions of prior years

Applied to 2015 distributable amount

Carryover from 2010 not applied (see instructions)

Remainder. Subtract lines 3g, 3h, and 3i from 3f.

Distributions for 2015 from Section D,

line 7: $

Applied to underdistributions of prior years

Applied to 2015 distributable amount

Remainder. Subtract lines 4a and 4b from 4.

Remaining underdistributions for years prior to 2015, if

any. Subtract lines 3g and 4a from line 2 (if amount

greater than zero, see instructions).

Remaining underdistributions for 2015. Subtract lines 3h

and 4b from line 1 (if amount greater than zero, see

instructions).

Add lines 3j

and 4c.

Breakdown of line 7:

Excess from 2013

Excess from 2014

Excess from 2015

(continued) Part V Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations



532028 09-23-15

8



Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12;Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C,line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V,Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information.(See instructions.)

Part VI Supplemental Information.



OMB No. 1545-0047


53204110-05-15

Information about Schedule C (Form 990 or 990-EZ) and its instructions is at

(Form 990 or 990-EZ)For Organizations Exempt From Income Tax Under section 501(c) and section 527


Complete if the organization is described below. Attach to Form 990 or Form 990-EZ.

|

If the organization answered "Yes," on Form 990, Part IV, line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then

If the organization answered "Yes," on Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then

If the organization answered "Yes," on Form 990, Part IV, line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (ProxyTax) (see separate instructions), then

Employer identification number

1

2

3

1

2

3

4

Yes No

a

b

Yes No

1

2

3

4

5

Form 1120-POL Yes No

(a) (b) (c) (d) (e)

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule C (Form 990 or 990-EZ) 2015

¥ Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.

¥ Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.

¥ Section 527 organizations: Complete Part I-A only.

¥ Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.

¥ Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.

¥ Section 501(c)(4), (5), or (6) organizations: Complete Part III.Name of organization

Provide a description of the organization's direct and indirect political campaign activities in Part IV.

Political expenditures

Volunteer hours

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ $

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter the amount of any excise tax incurred by the organization under section 4955

Enter the amount of any excise tax incurred by organization managers under section 4955

If the organization incurred a section 4955 tax, did it file Form 4720 for this year?

~~~~~~~~~~~~~ $

~~~~~~~~~~ $

~~~~~~~~~~~~~~~~~~~

Was a correction made?

If "Yes," describe in Part IV.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter the amount directly expended by the filing organization for section 527 exempt function activities

Enter the amount of the filing organization's funds contributed to other organizations for section 527

exempt function activities

~~~~ $

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ $

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL,

line 17b

Did the filing organization file for this year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ $

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing organization

made payments. For each organization listed, enter the amount paid from the filing organization's funds. Also enter the amount of political

contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a

political action committee (PAC). If additional space is needed, provide information in Part IV.

Name Address EIN Amount paid fromfiling organization's

funds. If none, enter -0-.

Amount of politicalcontributions received and

promptly and directlydelivered to a separatepolitical organization.

If none, enter -0-.

LHA


SCHEDULE C

Part I-A Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Part I-B Complete if the organization is exempt under section 501(c)(3).

Part I-C Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Political Campaign and Lobbying Activities2015

J J

J

JJ

J

J

J



53204210-05-15

If the amount on line 1e, column (a) or (b) is:

2

A

B

Limits on Lobbying Expenditures(The term "expenditures" means amounts paid or incurred.)

(a) (b)

1a

b

c

d

e

f

The lobbying nontaxable amount is:

g

h

i

j

Yes No

4-Year Averaging Period Under section 501(h)(Some organizations that made a section 501(h) election do not have to complete all of the five columns below.

See the separate instructions for lines 2a through 2f.)

Lobbying Expenditures During 4-Year Averaging Period

(a) (b) (c) (d) (e)

2a

b

c

d

e

f

Schedule C (Form 990 or 990-EZ) 2015

Schedule C (Form 990 or 990-EZ) 2015 Page

Check if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN,

expenses, and share of excess lobbying expenditures).

Check if the filing organization checked box A and "limited control" provisions apply.

Filingorganization's

totals

Affiliated grouptotals

Total lobbying expenditures to influence public opinion (grass roots lobbying)

Total lobbying expenditures to influence a legislative body (direct lobbying)

~~~~~~~~~~

~~~~~~~~~~~

Total lobbying expenditures (add lines 1a and 1b)

Other exempt purpose expenditures

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Total exempt purpose expenditures (add lines 1c and 1d)

Lobbying nontaxable amount. Enter the amount from the following table in both columns.

~~~~~~~~~~~~~~~~~~~~

Not over $500,000

Over $500,000 but not over $1,000,000

Over $1,000,000 but not over $1,500,000

Over $1,500,000 but not over $17,000,000

Over $17,000,000

20% of the amount on line 1e.

$100,000 plus 15% of the excess over $500,000.

$175,000 plus 10% of the excess over $1,000,000.

$225,000 plus 5% of the excess over $1,500,000.

$1,000,000.

Grassroots nontaxable amount (enter 25% of line 1f)

Subtract line 1g from line 1a. If zero or less, enter -0-

Subtract line 1f from line 1c. If zero or less, enter -0-

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~

If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720

reporting section 4911 tax for this year? ��

Calendar year (or fiscal year beginning in)

2012 2013 2014 2015 Total

Lobbying nontaxable amount

Lobbying ceiling amount

(150% of line 2a, column(e))

Total lobbying expenditures

Grassroots nontaxable amount

Grassroots ceiling amount

(150% of line 2d, column (e))

Grassroots lobbying expenditures

Part II-A Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election undersection 501(h)).

J

J


24,970.24,970.

17,779,734.17,804,704.1,000,000.

250,000.0.0.

840,453. 832,908. 981,447. 1,000,000. 3,654,808.

5,482,212.

39,745. 13,453. 7,282. 24,970. 85,450.

210,113. 208,227. 245,362. 250,000. 913,702.

1,370,553.


53204310-05-15

3

(a) (b)

Yes No Amount

1

a

b

c

d

e

f

g

h

i

j

a

b

c

d

2

Yes No

1

2

3

1

2

3

1

2

3

4

5

(do not include amounts of political

expenses for which the section 527(f) tax was paid).

1

2a

2b

2c

3

4

5

a

b

c

Schedule C (Form 990 or 990-EZ) 2015

For each "Yes," response on lines 1a through 1i below, provide in Part IV a detailed descriptionof the lobbying activity.

Schedule C (Form 990 or 990-EZ) 2015 Page

During the year, did the filing organization attempt to influence foreign, national, state or

local legislation, including any attempt to influence public opinion on a legislative matter

or referendum, through the use of:

Volunteers?

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)?

Media advertisements?

Mailings to members, legislators, or the public?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

Publications, or published or broadcast statements?

Grants to other organizations for lobbying purposes?

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

Direct contact with legislators, their staffs, government officials, or a legislative body?

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means?

Other activities?

~~~~~~

~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Total. Add lines 1c through 1i

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)?

If "Yes," enter the amount of any tax incurred under section 4912

If "Yes," enter the amount of any tax incurred by organization managers under section 4912

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~

~~~~~~~~~~~~~~~~

~~~

��

Were substantially all (90% or more) dues received nondeductible by members?

Did the organization make only in-house lobbying expenditures of $2,000 or less?

Did the organization agree to carry over lobbying and political expenditures from the prior year?

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~

��

Dues, assessments and similar amounts from members

Section 162(e) nondeductible lobbying and political expenditures

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Current year

Carryover from last year

Total

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess

does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political

expenditure next year?

~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Taxable amount of lobbying and political expenditures (see instructions) ��

Provide the descriptions required for Part I-A, line 1; Part I-B, line 4; Part I-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see

instructions); and Part II-B, line 1. Also, complete this part for any additional information.

Part II-B Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768(election under section 501(h)).

Part III-A Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Part III-B Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No," OR (b) Part III-A, line 3, isanswered "Yes."

Part IV Supplemental Information



OMB No. 1545-0047


53205111-02-15

Held at the End of the Tax Year

(Form 990) | Complete if the organization answered "Yes" on Form 990,Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.

| Attach to Form 990.| Information about Schedule D (Form 990) and its instructions is at


Name of the organization Employer identification number

(a) (b)

1

2

3

4

5

6

Yes No

Yes No

1

2

3

4

5

6

7

8

9

a

b

c

d

2a

2b

2c

2d

Yes No

Yes No

1

2

a

b

(i)

(ii)

a

b

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2015

Complete if the

organization answered "Yes" on Form 990, Part IV, line 6.

Donor advised funds Funds and other accounts

Total number at end of year

Aggregate value of contributions to (during year)

Aggregate value of grants from (during year)

Aggregate value at end of year

~~~~~~~~~~~~~~~

~~~~

~~~~~~

~~~~~~~~~~~~~

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds

are the organization's property, subject to the organization's exclusive legal control?~~~~~~~~~~~~~~~~~~

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only

for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring

impermissible private benefit? ��

Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education)

Protection of natural habitat

Preservation of open space

Preservation of a historically important land area

Preservation of a certified historic structure

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last

day of the tax year.

Total number of conservation easements

Total acreage restricted by conservation easements

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Number of conservation easements on a certified historic structure included in (a)

Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure

listed in the National Register

~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax

year |

Number of states where property subject to conservation easement is located |

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of

violations, and enforcement of the conservation easements it holds? ~~~~~~~~~~~~~~~~~~~~~~~~~

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

|

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

| $

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)

and section 170(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and

include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for

conservation easements.


If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art,

historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII,

the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical

treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts

relating to these items:

Revenue included on Form 990, Part VIII, line 1

Assets included in Form 990, Part X

~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $

$~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide

the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenue included on Form 990, Part VIII, line 1

Assets included in Form 990, Part X

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $

$�� |

LHA


Part I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.

Part II Conservation Easements.

Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.

SCHEDULE D Supplemental Financial Statements 2015



53205209-21-15

3

4

5

a

b

c

d

e

Yes No

1

2

a

b

c

d

e

f

a

b

Yes No

1c

1d

1e

1f

Yes No

(a) (b) (c) (d) (e)

1

2

3

4

a

b

c

d

e

f

g

a

b

c

a

b

Yes No

(i)

(ii)

3a(i)

3a(ii)

3b

(a) (b) (c) (d)

1a

b

c

d

e

Total.

Schedule D (Form 990) 2015

(continued)

(Column (d) must equal Form 990, Part X, column (B), line 10c.)

Two years back Three years back Four years back

Schedule D (Form 990) 2015 Page

Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items

(check all that apply):

Public exhibition

Scholarly research

Preservation for future generations

Loan or exchange programs

Other

Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets

to be sold to raise funds rather than to be maintained as part of the organization's collection? ��

Complete if the organization answered "Yes" on Form 990, Part IV, line 9, orreported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included

on Form 990, Part X?

If "Yes," explain the arrangement in Part XIII and complete the following table:

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Amount

Beginning balance

Additions during the year

Distributions during the year

Ending balance

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability?

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided on Part XIII

~~~~~

��


Current year Prior year

Beginning of year balance

Contributions

Net investment earnings, gains, and losses

Grants or scholarships

~~~~~~~

~~~~~~~~~~~~~~

~~~~~~~~~

Other expenditures for facilities

and programs

Administrative expenses

End of year balance

~~~~~~~~~~~~~

~~~~~~~~

~~~~~~~~~~

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment

Permanent endowment

Temporarily restricted endowment

The percentages on lines 2a, 2b, and 2c should equal 100%.

| %

| %

| %

Are there endowment funds not in the possession of the organization that are held and administered for the organization

by:

unrelated organizations

related organizations

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes" on line 3a(ii), are the related organizations listed as required on Schedule R?

Describe in Part XIII the intended uses of the organization's endowment funds.

~~~~~~~~~~~~~~~~~~~~

Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property Cost or otherbasis (investment)

Cost or otherbasis (other)

Accumulateddepreciation

Book value

Land

Buildings

Leasehold improvements

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~

Equipment

Other

~~~~~~~~~~~~~~~~~

��

Add lines 1a through 1e. |��

2Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets

Part IV Escrow and Custodial Arrangements.

Part V Endowment Funds.

Part VI Land, Buildings, and Equipment.


0.0.0.

1,519,822. 604,063. 915,759.915,759.


(including name of security)

53205309-21-15

Total.

Total.

(a) (b) (c)

(1)

(2)

(3)

(a) (b) (c)

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

(a) (b)

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Total.

(a) (b) 1.

Total.

2.


(Column (b) must equal Form 990, Part X, col. (B) line 15.)

(Column (b) must equal Form 990, Part X, col. (B) line 25.)

Description of security or category

(Col. (b) must equal Form 990, Part X, col. (B) line 12.) |

(Col. (b) must equal Form 990, Part X, col. (B) line 13.) |


Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

Book value Method of valuation: Cost or end-of-year market value

Financial derivatives

Closely-held equity interests

Other

~~~~~~~~~~~~~~~

~~~~~~~~~~~

(A)

(B)

(C)

(D)

(E)

(F)

(G)

(H)

Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.Description of investment Book value Method of valuation: Cost or end-of-year market value

Complete if the organization answered "Yes" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

Description Book value

�� |

Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

Description of liability Book value

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Federal income taxes

�� |

Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the

organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

3Part VII Investments - Other Securities.

Part VIII Investments - Program Related.

Part IX Other Assets.

Part X Other Liabilities.


REFUNDABLE GRANT 99,564.DEFERRED RENT LIABILITY 82,188.

181,752.


53205409-21-15

1

2

3

4

5

1

a

b

c

d

e

2a

2b

2c

2d

2a 2d 2e

32e 1

a

b

c

4a

4b

4a 4b

3 4c.

4c

5

1

2

3

4

5

1

a

b

c

d

e

2a

2b

2c

2d

2a 2d

2e 1

2e

3

a

b

c

4a

4b

4a 4b

3 4c.

4c

5


(This must equal Form 990, Part I, line 12.)

(This must equal Form 990, Part I, line 18.)


Complete if the organization answered "Yes" on Form 990, Part IV, line 12a.

Total revenue, gains, and other support per audited financial statements

Amounts included on line 1 but not on Form 990, Part VIII, line 12:

~~~~~~~~~~~~~~~~~~~

Net unrealized gains (losses) on investments


Recoveries of prior year grants

Other (Describe in Part XIII.)

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines through ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Subtract line from line ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Amounts included on Form 990, Part VIII, line 12, but not on line 1:

Investment expenses not included on Form 990, Part VIII, line 7b


~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines and

Total revenue. Add lines and

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Complete if the organization answered "Yes" on Form 990, Part IV, line 12a.

Total expenses and losses per audited financial statements

Amounts included on line 1 but not on Form 990, Part IX, line 25:

~~~~~~~~~~~~~~~~~~~~~~~~~~


Prior year adjustments

Other losses


~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines through

Subtract line from line

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Amounts included on Form 990, Part IX, line 25, but not on line 1:

Investment expenses not included on Form 990, Part VIII, line 7b


~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines and

Total expenses. Add lines and

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI,

lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

4Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.

Part XIII Supplemental Information.



OMB No. 1545-0047


53207110-01-15

| Complete if the organization answered "Yes" on Form 990, Part IV, line 14b, 15, or 16.

| Attach to Form 990.

| Information about Schedule F (Form 990) and its instructions is at Open to Public Inspection


1

2

3

For grantmakers.

Yes No

For grantmakers.

(a) (b) (c) (d) (e) (f)

3 a

b

c Totals

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule F (Form 990) 2015

Name of the organization

Complete if the organization answered "Yes" on

Form 990, Part IV, line 14b.

Does the organization maintain records to substantiate the amount of its grants and other assistance,

the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ~~

Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the

United States.

Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

Region Number ofoffices

in the region

Number ofemployees,agents, andindependentcontractors

in region

Activities conducted in region(by type) (e.g., fundraising, program

services, investments, grants torecipients located in the region)

If activity listed in (d)is a program service,

describe specific typeof service(s) in region

Totalexpenditures

for andinvestments

in region

Sub-total ~~~~~~

Total from continuation

sheets to Part I ~~~

(add lines 3a

and 3b) ��

LHA


(Form 990)

Part I General Information on Activities Outside the United States.

SCHEDULE F Statement of Activities Outside the United States 2015


X

CAPACITY BUILDING ANDEUROPE 2 2 PROGRAM SERVICES ADVOCACY 2,878,769.SUB-SAHARAN AFRICA -ANGOLA, BENIN,BOTSWANA, BURKINA, CAPACITY BUILDING ANDFASO, 1 18 PROGRAM SERVICES ADVOCACY 4,152,815.SOUTH AMERICA -ARGENTINA, BOLIVIA,BRAZIL, CHILE, CAPACITY BUILDING ANDCOLUMBIA, ECUADOR, 1 5 PROGRAM SERVICES ADVOCACY 1,076,429.MIDDLE EAST ANDNORTH AFRICA -ALGERIA, BAHRAIN, CAPACITY BUILDING ANDDJIBOUTI, EGYPT, 2 7 PROGRAM SERVICES ADVOCACY 3,134,093.EAST ASIA AND THEPACIFIC - AUSTRALIA,BRUNEI, BURMA, CAPACITY BUILDING ANDCAMBODIA, 3 11 PROGRAM SERVICES ADVOCACY 2,197,452.RUSSIA ANDNEIGHBORING STATES -ARMENIA, AZERBIJAN, CAPACITY BUILDING ANDBELARUS, 0 0 PROGRAM SERVICES ADVOCACY 394,903.NORTH AMERICA -CANADA AND MEXICO,BUT NOT THE UNITED CAPACITY BUILDING ANDSTATES 0 0 PROGRAM SERVICES ADVOCACY 247,456.

9 43 14,081,917.

0 0 0.

9 43 14,081,917.


53207210-01-15

2

Part II Grants and Other Assistance to Organizations or Entities Outside the United States.

(a) (b)

(c) (d) (e) (f) (g) (h) (i) 1

2

3

Schedule F (Form 990) 2015

IRS code section

and EIN (if applicable)

Schedule F (Form 990) 2015 Page

Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any

recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

Name of organization RegionPurpose of

grant

Amount

of cash grant

Manner of

cash disbursement

Amount ofnon-cash

assistance

Descriptionof non-cashassistance

Method ofvaluation (book, FMV,

appraisal, other)

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by

the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ~~~~~~~~~~~~~~~~~~~~~~~ |

Enter total number of other organizations or entities �� |


TO FINANCE THE STAFFEUROPE (INCLUDING AND OTHER OPERATIONALICELAND & COSTS OF THE UKGREENLAND) SUBSIDIARY 2477129.WIRE 0.

TO ESTABLISH A NEXUSOF NATURAL RESOURCE

MIDDLE EAST AND KNOWLEDGE ANDNORTH AFRICA EXPERTISE. 199,276.WIRE 0. FMV

TWO GRANTS. 1ST GRANTFOR USD 84,000 TOFACILITATE EITI

SOUTH AMERICA REPORTING IN COLOMBIA 148,890.WIRE 0. FMVTO ELICIT REFORMS BYBUILDING THE SKILLS

SUB-SAHARAN OF MEDIAAFRICA REPRESENTATIVES TO 100,000.WIRE 0. FMV

TO ADVANCE POLICYREFORM AND

EAST ASIA AND THE SUB-NATIONAL RESOURCEPACIFIC GOVERNANCE THROUGH 99,106.WIRE 0. FMV

TWO GRANTS. 1ST GRANTFOR USD 60,000 TOMONITOR AND

SOUTH AMERICA DISSEMINATE 94,000.WIRE 0. FMVTO SUPPORT LEGALREFORMS AND

SUB-SAHARAN TRANSPARENCY OF THEAFRICA EXTRACTIVE SECTOR IN 80,000.WIRE 0. FMV

TWO GRANTS. 1ST GRANTFOR USD 56,804 TOFACILITATE EITI

SOUTH AMERICA REPORTING IN LATIN 76,804.WIRE 0. FMV

54

SEE PART V FOR COLUMN (D) DESCRIPTIONS

11201108 759420 20-4451390 2015.04020 NATURAL RESOURCE GOVERNANCE 20-44512

34

53218204-01-15

2

Part II

(a)

Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States.

(b) (c)

(d) (e) (f) (g) (h) (i) 1 IRS code section


Schedule F (Form 990) Page


(Schedule F (Form 990), Part II, line 1)

RegionPurpose of

grant

Amount

of cash grant

Manner of

cash disbursement

Amount ofnon-cash

assistance



appraisal, other)


TO PROVIDE GENERALBUDGET SUPPORT TOPWYP CANADA FOR ITS

NORTH AMERICA CURRENT FISCAL YEAR 75,000.WIRE 0. FMV

TO PURSUE EITIIMPLEMENTATION IN

NORTH AMERICA MEXICO. 73,990.WIRE 0. FMVTO FACILITATE EITIREPORTING IN MONGOLIA

EAST ASIA AND THE THAT IS POLICYPACIFIC RELEVANT, 69,905.WIRE 0. FMV

TO IMPROVE CITIZENS'OVERSIGHT FOR

SUB-SAHARAN TRANSPARENCY INAFRICA GHANA'S OIL REVENUE 69,711.WIRE 0. FMV

TO FACILITATE EITIREPORTING IN THE

EAST ASIA AND THE PHILIPPINES THAT ISPACIFIC POLICY RELEVANT, 65,913.WIRE 0. FMV

TO PROMOTE CONDITIONSTHAT FOSTER ANINCREASE IN PERU'S

SOUTH AMERICA EXTRACTIVE REVENUES 65,000.WIRE 0. FMVTO FACILITATE EITIREPORTING IN

EAST ASIA AND THE INDONESIA THAT ISPACIFIC POLICY RELEVANT, 50,670.WIRE 0. FMV

TO FACILITATE EITIREPORTING IN ZAMBIA

SUB-SAHARAN THAT IS POLICYAFRICA RELEVANT, 50,000.WIRE 0. FMV

TO STRENGTHEN ANDUNIFY CIVIL SOCIETY

SUB-SAHARAN VOICES IN THEAFRICA GOVERNANCE OF NATURAL 50,000.WIRE 0. FMV


35

53218204-01-15

2

Part II

(a)


(b) (c)






RegionPurpose of

grant

Amount

of cash grant

Manner of

cash disbursement

Amount ofnon-cash

assistance



appraisal, other)


TO RAISE AWARENESSAMONG A WIDE RANGE OF

EAST ASIA AND THE STAKEHOLDERS ONPACIFIC ISSUES RELATED TO 50,000.WIRE 0. FMV

TO DOCUMENT THETRANSPARENCY OF THE

EAST ASIA AND THE MYANMAR-CHINEPACIFIC PIPELINE PROJECT. 49,680.WIRE 0. FMV

TO ANALYZE AND PLACEON THE LOCAL ANDNATIONAL PUBLIC

SOUTH AMERICA AGENDA CENTRAL ISSUES 40,000.WIRE 0. FMVTO ELICIT REFORMS BYBUILDING THE SKILLS

SUB-SAHARAN OF THE MEDIAAFRICA REPRESENTATIVES. 35,000.WIRE 0. FMV

TO FACILITATE EITIREPORTING IN GUINEA

SUB-SAHARAN THAT IS POLICYAFRICA RELEVANT, 18,337.WIRE 0. FMV

TO PREPARE ANMIDDLE EAST AND EXPLANATORY GUIDE ONNORTH AFRICA EI CONTRACTS. 14,270.WIRE 0. FMV

TO MOBILIZE TATAOUINEAND MEDENINE MPS TO

MIDDLE EAST AND PROMOTE CONTRACTNORTH AFRICA TRANSPARENCY. 10,964.WIRE 0. FMV

TO ENABLE CSOACTIVISTS TO

MIDDLE EAST AND UNDERSTAND EINORTH AFRICA CONTRACTS. 9,811.WIRE 0. FMV

TO LAUNCH A PHOTOEXHIBITION OF

EAST ASIA AND THE MYANMAR'S EXTRACTIVESPACIFIC AND A WEBSITE. 9,500.WIRE 0. FMV


36

53218204-01-15

2

Part II

(a)


(b) (c)






RegionPurpose of

grant

Amount

of cash grant

Manner of

cash disbursement

Amount ofnon-cash

assistance



appraisal, other)


TO PROMOTE CONTRACTMIDDLE EAST AND DISCLOSURE AMONG MPSNORTH AFRICA IN GABES. 9,495.WIRE 0. FMV

TO MOBILIZE MPS FORMIDDLE EAST AND FURTHER TRANSPARENCYNORTH AFRICA IN EI CONTRACTS. 8,249.WIRE 0. FMV

TO PROMOTE CONTRACTTRANSPARENCY AMONG

MIDDLE EAST AND MPS IN GABES, KEBELLINORTH AFRICA AND SFAX. 7,502.WIRE 0. FMV

TO STIMULATE A PUBLICDEBATE ON HOW LOCAL

SUB-SAHARAN GOVERNMENTS CAN BESTAFRICA UTILIZE EXTRACTIVE 5,000.WIRE 0. FMV


37

53207310-01-15

3

Part III Grants and Other Assistance to Individuals Outside the United States.

(c) (d) (e) (f) (g) (h) (a) (b)




Part III can be duplicated if additional space is needed.

Number ofrecipients

Amount ofcash grant

Manner ofcash disbursement

Amount ofnon-cash

assistance

Description ofnon-cash assistance

Method ofvaluation

(book, FMV,appraisal, other)

Type of grant or assistance Region



38

53207410-01-15

4

1

2

3

4

5

6


If "Yes," theorganization may be required to file Form 926, Return by a U.S. Transferor of Property to a ForeignCorporation (see Instructions for Form 926)

If "Yes," the organizationmay be required to separately file Form 3520, Annual Return To Report Transactions With ForeignTrusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of ForeignTrust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; do not file with Form 990)

If "Yes,"the organization may be required to file Form 5471, Information Return of U.S. Persons With Respect toCertain Foreign Corporations (see Instructions for Form 5471)

If "Yes," the organization may be required to file Form 8621,Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund(see Instructions for Form 8621)

If "Yes,"the organization may be required to file Form 8865, Return of U.S. Persons With Respect to CertainForeign Partnerships (see Instructions for Form 8865)

If"Yes," the organization may be required to separately file Form 5713, International Boycott Report (seeInstructions for Form 5713; do not file with Form 990)


Was the organization a U.S. transferor of property to a foreign corporation during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Did the organization have an interest in a foreign trust during the tax year?

~~~~~~~~~~ Yes No

Did the organization have an ownership interest in a foreign corporation during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Was the organization a direct or indirect shareholder of a passive foreign investment company or a

qualified electing fund during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Did the organization have an ownership interest in a foreign partnership during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Did the organization have any operations in or related to any boycotting countries during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Part IV Foreign Forms


X

X

X

X

X

X


532075 10-01-15

5



Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of

investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c)

(estimated number of recipients), as applicable. Also complete this part to provide any additional information.

Part V Supplemental Information


PART I, LINE 2:

THE STAFF WILL COMMUNICATE WITH THE GRANTEE DURING PROJECT IMPLEMENTATION

AND HELP THEM TO THINK THROUGH THE SPECIFIC MILESTONES TO BE ACHIEVED.

ALL THE GRANTEES ARE REQUIRED TO REPORT AT LEAST ANNUALLY TO NGRI AND

RESTATE THE PROJECT'S OBJECTIVES/ OUTCOMES AND ACTIVITIES AS STATED IN

THE ORIGINAL PROPOSAL; EXPLAIN WHICH ACTIVITIES WERE ACCOMPLISHED AND

WHICH WERE NOT; EXPLAIN ANY VARIANCES FROM THE ORIGINAL PROPOSAL; EXPLAIN

THE MAIN PROJECT CHALLENGES, AND HOW THE GRANTEE RESPONDED TO THEM;

DESCRIBE THE PRINCIPAL LESSONS LEARNED; DESCRIBE ANY UNFORESEEN

DEVELOPMENTS THAT HAVE POSITIVELY OR NEGATIVELY AFFECTED THE PROJECT.

PART II, COLUMN (D):

REGION: SOUTH AMERICA

(D) PURPOSE OF GRANT: TWO GRANTS. 1ST GRANT FOR USD 84,000 TO FACILITATE

EITI REPORTING IN COLOMBIA THAT IS POLICY RELEVANT, COMPREHENSIVE AND

USER-FRIENDLY, AND TO ENSURE THAT EITI DATA INFORMS POLICY DEBATES,

REFORM AND IMPROVED GOVERNMENT SYSTEMS IN COLOMBIA. 2ND GRANT FOR USD

44,990 TO GENERATE KNOWLEDGE AND PROMOTE DEBATE REGARDING COLOMBIA'S

EXTRACTIVE SECTOR AND REFORM PROPOSALS FOR IMPROVED POLICIES AND

REGULATORY FRAMEWORKS.

REGION: SUB-SAHARAN AFRICA

(D) PURPOSE OF GRANT: TO ELICIT REFORMS BY BUILDING THE SKILLS OF MEDIA

REPRESENTATIVES TO BETTER INFORM POLICYMAKERS ABOUT OIL AND GAS SECTOR

GOVERNANCE.

REGION: EAST ASIA AND THE PACIFIC


532075 10-01-15

5








(D) PURPOSE OF GRANT: TO ADVANCE POLICY REFORM AND SUB-NATIONAL RESOURCE

GOVERNANCE THROUGH CAPACITY DEVELOPMENT, RESEARCH, AND POLICY-ORIENTED

DIALOGUES.


(D) PURPOSE OF GRANT: TWO GRANTS. 1ST GRANT FOR USD 60,000 TO MONITOR

AND DISSEMINATE INFORMATION ON THE EXTRACTIVE SECTOR AND BUILDING THE

CAPACITY OF STAKEHOLDERS. 2ND GRANT FOR USD 34,000 TO STRENGTHEN THE

CAPACITY OF STAKEHOLDERS, IMPROVE THE MONITORING PROCESSES AT THE

SUB-NATIONAL LEVEL.


(D) PURPOSE OF GRANT: TO SUPPORT LEGAL REFORMS AND TRANSPARENCY OF THE

EXTRACTIVE SECTOR IN THE DRC.


(D) PURPOSE OF GRANT: TWO GRANTS. 1ST GRANT FOR USD 56,804 TO FACILITATE

EITI REPORTING IN LATIN AMERICA THAT IS POLICY RELEVANT, COMPREHENSIVE

AND USER-FRIENDLY, AND TO ENSURE THAT EITI DATA INFORMS POLICY DEBATES,

REFORM AND IMPROVED GOVERNMENT SYSTEMS IN LATIN AMERICA. 2ND GRANT FOR

USD 20,000 TO TO BUILD PUBLIC OPINION SUPPORT FOR SUB-NATIONAL EITI

REPORTING.

REGION: NORTH AMERICA

(D) PURPOSE OF GRANT: TO PROVIDE GENERAL BUDGET SUPPORT TO PWYP CANADA

FOR ITS CURRENT FISCAL YEAR AND NEXT FISCAL YEAR.


532075 10-01-15

5









(D) PURPOSE OF GRANT: TO FACILITATE EITI REPORTING IN MONGOLIA THAT IS

POLICY RELEVANT, COMPREHENSIVE AND USER-FRIENDLY, AND TO ENSURE THAT EITI

DATA INFORMS POLICY DEBATES, REFORM AND IMPROVED GOVERNMENT SYSTEMS IN

MONGOLIA.


(D) PURPOSE OF GRANT: TO IMPROVE CITIZENS' OVERSIGHT FOR TRANSPARENCY IN

GHANA'S OIL REVENUE MANAGEMENT.


(D) PURPOSE OF GRANT: TO FACILITATE EITI REPORTING IN THE PHILIPPINES

THAT IS POLICY RELEVANT, COMPREHENSIVE AND USER-FRIENDLY, AND TO ENSURE

THAT EITI DATA INFORMS POLICY DEBATES, REFORM AND IMPROVED GOVERNMENT

SYSTEMS IN THE PHILIPPINES.


(D) PURPOSE OF GRANT: TO PROMOTE CONDITIONS THAT FOSTER AN INCREASE IN

PERU'S EXTRACTIVE REVENUES WHILE DEVELOPING MECHANISMS FOR FAIR

DISTRIBUTION OF REVENUES.


(D) PURPOSE OF GRANT: TO FACILITATE EITI REPORTING IN INDONESIA THAT IS


DATA INFORMS POLICY DEBATES, REFORM, AND IMPROVED GOVERNMENT SYSTEMS IN

INDONESIA.


532075 10-01-15

5









(D) PURPOSE OF GRANT: TO FACILITATE EITI REPORTING IN ZAMBIA THAT IS


DATA INFORMS POLICY DEBATES, REFORM AND IMPROVED GOVERNMENT SYSTEMS IN

ZAMBIA.


(D) PURPOSE OF GRANT: TO STRENGTHEN AND UNIFY CIVIL SOCIETY VOICES IN

THE GOVERNANCE OF NATURAL RESOURCES IN TANZANIA BY PROMOTING COMMUNITY

ENGAGEMENT IN MINING SECTOR GOVERNANCE PROCESSES AS WELL AS POLICY

DIALOGUE, TRAININGS AND EFFORTS TO RAISE AWARENESS WITHIN MINING

COMMUNITIES.


(D) PURPOSE OF GRANT: TO RAISE AWARENESS AMONG A WIDE RANGE OF

STAKEHOLDERS ON ISSUES RELATED TO EITI AND EI GOVERNANCE.


(D) PURPOSE OF GRANT: TO ANALYZE AND PLACE ON THE LOCAL AND NATIONAL

PUBLIC AGENDA CENTRAL ISSUES REGARDING THE CURRENT ALLOCATION OF WATER

RIGHTS FOR MINING USE IN PERU FROM A RIVER BASINS GOVERNANCE PERSPECTIVE

AND OFF THE EVALUATION AND APPROVAL PROCESSES OF ENVIRONMENTAL IMPACT

ASSESSMENTS (EIA).


(D) PURPOSE OF GRANT: TO FACILITATE EITI REPORTING IN GUINEA THAT IS



532075 10-01-15

5








DATA INFORMS POLICY DEBATES, REFORM, AND IMPROVED GOVERNMENT SYSTEMS IN

GUINEA.


(D) PURPOSE OF GRANT: TO STIMULATE A PUBLIC DEBATE ON HOW LOCAL

GOVERNMENTS CAN BEST UTILIZE EXTRACTIVE ROYALTIES.


OMB No. 1545-0047

Department of the Treasury

Internal Revenue Service

53210110-28-15

SCHEDULE I(Form 990)

Complete if the organization answered "Yes" on Form 990, Part IV, line 21 or 22.


| Information about Schedule I (Form 990) and its instructions is at



General Information on Grants and AssistancePart I

1

2

Yes No

Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments.

(f) 1 (a) (b) (c) (d) (e) (g) (h)

2

3

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I (Form 990) (2015)


Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection

criteria used to award the grants or assistance? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any

recipient that received more than $5,000. Part II can be duplicated if additional space is needed.Method of

valuation (book,FMV, appraisal,

other)

Name and address of organizationor government

EIN IRC sectionif applicable

Amount ofcash grant

Amount ofnon-cash

assistance

Description ofnon-cash assistance

Purpose of grantor assistance

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table

Enter total number of other organizations listed in the line 1 table

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

�� |

LHA


Grants and Other Assistance to Organizations,Governments, and Individuals in the United States 2015


X

OXFAM AMERICA, INC.226 CAUSEWAY STREET 5TH FLOOR TO PROVIDE GENERALBOSTON, MA 02114 23-7069110 501(C)(3) 100,000. 0.FMV SUPPORT TO PWYP US.

1.0.


45

532102 10-28-15

2Part III Grants and Other Assistance to Domestic Individuals.

(e) (a) (b) (c) (d) (f)

Part IV Supplemental Information.

Schedule I (Form 990) (2015)

Schedule I (Form 990) (2015) Page Complete if the organization answered "Yes" on Form 990, Part IV, line 22.

Part III can be duplicated if additional space is needed.

Method of valuation(book, FMV, appraisal, other)

Type of grant or assistance Number ofrecipients

Amount ofcash grant

Amount of non-cash assistance

Description of non-cash assistance

Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.


PART I, LINE 2:

THE STAFF WILL COMMUNICATE WITH THE GRANTEE DURING PROJECT IMPLEMENTATION

AND HELP THEM TO THINK THROUGH THE SPECIFIC MILESTONES TO BE ACHIEVED. ALL

THE GRANTEES ARE REQUIRED TO SEND OUT THE REPORTS ON AN ANNUAL BASIS TO

NRGI AND RESTATE THE PROJECT'S OBJECTIVES/OUTCOMES AND ACTIVITIES AS STATED

IN THE ORIGINAL PROPOSAL; EXPLAIN WHICH ACTIVITIES WERE ACCOMPLISHED AND

WHICH WERE NOT; EXPLAIN ANY VARIANCES FROM THE ORIGINAL PROPOSAL; EXPLAIN

THE MAIN PROJECT CHALLENGES, AND HOW THE GRANTEE RESPONDED TO THEM;

DESCRIBE THE PRINCIPAL LESSONS LEARNED; DESCRIBE ANY UNFORESEEN


46

53229104-01-15

2

Schedule I (Form 990)

Schedule I (Form 990) Page

Part IV Supplemental Information


DEVELOPMENTS THAT HAVE POSITIVELY OR NEGATIVELY AFFECTED THE PROJECT. STAFF

ARE PROVIDED WITH DETAILED GUIDLINES TO ASSIST THEM IN REVIEWING AND

ASSESSING THE GRANTEE REPORTS, AND ALL REPORTS MUST BE REVIEWED AND

APPROVED PRIOR TO ISSUING ADDITIONAL FUNDS.


OMB No. 1545-0047


53211110-14-15

For certain Officers, Directors, Trustees, Key Employees, and HighestCompensated Employees

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.Open to Public

InspectionAttach to Form 990.

| Information about Schedule J (Form 990) and its instructions is at Employer identification number

Yes No

1a

b

1b

2

2

3

4

a

b

c

4a

4b

4c

Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

5

5a

5b

6a

6b

7

8

9

a

b

6

a

b

7

8

9

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2015

||


Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990,

Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel

Travel for companions

Housing allowance or residence for personal use

Payments for business use of personal residence

Tax indemnification and gross-up payments

Discretionary spending account

Health or social club dues or initiation fees

Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or

reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain~~~~~~~~~~~

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors,

trustees, and officers, including the CEO/Executive Director, regarding the items checked in line 1a? ~~~~~~~~~~~~

Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's

CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to

establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee

Independent compensation consultant

Form 990 of other organizations

Written employment contract

Compensation survey or study

Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing

organization or a related organization:

Receive a severance payment or change-of-control payment?

Participate in, or receive payment from, a supplemental nonqualified retirement plan?

Participate in, or receive payment from, an equity-based compensation arrangement?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation

contingent on the revenues of:

The organization?

Any related organization?

If "Yes" to line 5a or 5b, describe in Part III.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation

contingent on the net earnings of:

The organization?

Any related organization?

If "Yes" on line 6a or 6b, describe in Part III.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed payments

not described on lines 5 and 6? If "Yes," describe in Part III

Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the

initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in

Regulations section 53.4958-6(c)? ��

LHA


SCHEDULE J(Form 990)

Part I Questions Regarding Compensation

Compensation Information

2015


X

X

XXX

XX

XX

X

X


53211210-14-15

2

Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees.

Note:

(B) (C) (D) (E) (F)

(i) (ii) (iii) (A)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

Schedule J (Form 990) 2015

Schedule J (Form 990) 2015 Page

Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).Do not list any individuals that are not listed on Form 990, Part VII.

The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

Breakdown of W-2 and/or 1099-MISC compensation Retirement andother deferredcompensation

Nontaxablebenefits

Total of columns(B)(i)-(D)

Compensationin column (B)

reported as deferredon prior Form 990

Basecompensation

Bonus &incentive

compensation

Otherreportable

compensation

Name and Title


(1) DANIEL KAUFMANN 353,093. 15,000. 2,172. 35,309. 9,295. 414,869. 0.PRESIDENT & CEO 0. 0. 0. 0. 0. 0. 0.(2) LUCY BERKOWITZ 188,907. 10,000. 1,415. 18,971. 13,085. 232,378. 0.CFO 0. 0. 0. 0. 0. 0. 0.(3) SUNEETA KAIMAL 203,867. 10,000. 296. 20,437. 6,631. 241,231. 0.COO 0. 0. 0. 0. 0. 0. 0.(4) PATRICK HELLER 153,957. 5,500. 296. 15,896. 23,099. 198,748. 0.DIRECTOR OF LEGAL & ECONOMIC PROGRAM 0. 0. 0. 0. 0. 0. 0.(5) ALEXANDRA GILLIES 144,816. 3,500. 296. 14,482. 6,131. 169,225. 0.DIRECTOR OF GOVERNANCE PROGRAMS 0. 0. 0. 0. 0. 0. 0.(6) PATRICIA KARAM 141,025. 5,000. 329. 14,477. 21,850. 182,681. 0.DIRECTOR OF MIDDLE EAST & N AFRICA P 0. 0. 0. 0. 0. 0. 0.


49

53211310-14-15

3

Part III Supplemental Information

Schedule J (Form 990) 2015

Schedule J (Form 990) 2015 Page

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.



50

OMB No. 1545-0047


53221109-02-15

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at

Complete to provide information for responses to specific questions onForm 990 or 990-EZ or to provide any additional information.

| Attach to Form 990 or 990-EZ.|

(Form 990 or 990-EZ)



For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule O (Form 990 or 990-EZ) (2015)


LHA


SCHEDULE O Supplemental Information to Form 990 or 990-EZ 2015


FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:

THE NATURAL RESOURCE GOVERNANACE INSTITUTE("NRGI") IS A NON-PROFIT

POLICY INSTITUTE AND GRANTMAKING ORGANIZATION THAT PROMOTES THE

RESPONSIBLE MANAGEMENT OF OIL, GAS AND MINERAL RESOURCES FOR THE PUBLIC

GOOD. WITH EFFECTIVE REVENUE MANAGEMENT, CITIZEN ENGAGEMENT AND REAL

GOVERNMENT ACCOUNTABILITY, NATURAL RESOURCE WEALTH CAN DRIVE

DEVELOPMENT AND NATIONAL GROWTH. NRGI PROVIDES THE EXPERTISE, FUNDING

AND TECHNICAL ASSISTANCE TO HELP COUNTRIES REALIZE THESE BENEFITS.

FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:

NRGI IS A NON-PROFIT POLICY INSTITUTE AND GRANTMAKING ORGANIZATION THAT

PROMOTES THE RESPONSIBLE MANAGEMENT OF OIL, GAS AND MINERAL RESOURCES

FOR THE PUBLIC GOOD. WITH EFFECTIVE REVENUE MANAGEMENT, CITIZEN

ENGAGEMENT AND REAL GOVERNMENT ACCOUNTABILITY, NATURAL RESOURCE WEALTH

CAN DRIVE DEVELOPMENT AND NATIONAL GROWTH. NRGI PROVIDES THE EXPERTISE,

FUNDING AND TECHNICAL ASSISTANCE TO HELP COUNTRIES REALIZE THESE

BENEFITS.

FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS:

THE FUNDAMENTALS OF OIL, GAS AND MINING GOVERNANCE." THIS MOOC IS

DESIGNED FOR THE PARTICIPATION OF LARGE NUMBERS OF GEOGRAPHICALLY

DISPERSED LEARNERS. IT STRETCHES OVER 12 WEEKS AND COVERS A RANGE OF

TOPICS INCLUDING THE CHALLENGES AND OPPORTUNITIES THAT COME WITH

EXTRACTIVE INDUSTRIES, KEY POLITICAL ECONOMY CONSIDERATIONS, LEGAL

FRAMEWORKS, TAX POLICY, ENVIRONMENTAL ISSUES, COMMUNITY RIGHTS,

ARTISANAL MINING, ECONOMIC LINKAGES TO THE WIDER ECONOMY, AND THE


532212 09-02-15

2


Schedule O (Form 990 or 990-EZ) (2015)

Schedule O (Form 990 or 990-EZ) (2015) Page

Name of the organizationNATURAL RESOURCE GOVERNANCE INSTITUTE 20-4451390

MANAGEMENT AND INVESTMENT OF REVENUES FOR SUSTAINABLE DEVELOPMENT. EACH

WEEK, STUDENTS WILL HAVE ACCESS TO AROUND 1 HOUR OF RECORDED VIDEO

LECTURES, LED BY A DIVERSE FACULTY OF WORLD CLASS EXPERTS AND

PRACTITIONERS, INCLUDING PROF. SIR PAUL COLLIER AND PROF. JEFFREY

SACHS. IN ADDITION TO KEY BACKGROUND READINGS FOR REVIEW AND ENGAGEMENT

IN ONLINE FORUMS AND QUIZZES TO CONSOLIDATE LEARNING, STUDENTS WILL

HAVE THE OPPORTUNITY TO ASK QUESTIONS TO EXPERTS IN WEEKLY LIVE Q&A

SESSIONS. THE COURSE IS PARTICULARLY SUITABLE FOR THOSE WHO SEEK TO

BUILD A SOLID COMPREHENSIVE UNDERSTANDING OF THE FIELD. ACCESS TO THE

COURSE REQUIRES A RELIABLE INTERNET CONNECTION TO BE ABLE TO VIEW THE

VIDEOS. THE FIRST FACILITATED EDITION OF THE MOOC LAUNCHED IN FEBRUARY

2016. A SECOND EDITION LAUNCHES IN SEPTEMBER 2016. THE COURSE WILL THEN

REPEAT ANNUALLY AT APPROXIMATELY THE SAME DATES.

ANOTHER ONLINE TRAINING COURSE IS BEING DEVELOPED AND IS EXPECTED TO

LAUNCH IN MAY 2016. WEB USERS WILL BE ABLE TO EXPLORE NATURAL RESOURCE

GOVERNANCE IN PETRONIA THROUGH NRGI'S NEW INTERACTIVE WEB PLATFORM.

PETRONIA IS A SIMULATED LEARNING EXPERIENCE EXPLORING THE POLICY

CHALLENGES OF A FICTIONAL DEVELOPING COUNTRY AT THE OUTSET OF OIL

PRODUCTION. ONLINE LEARNERS JOIN A TEAM OF EXPERTS DEPLOYED TO ADVISE

PETRONIA'S POLICYMAKERS IN A SERIES OF COMPLEX RESOURCE GOVERNANCE

SCENARIOS BASED ON MODELS AND CASE STUDIES DEVELOPED BY NRGI EXPERTS.

LEARNERS INTERACT WITH THEIR TEAM AND PETRONIAN CLIENTS, CHOOSE THEIR

OWN INTERESTS, SET THEIR OWN LEARNING PACE, AND ALONG THE WAY BUILD

THEIR KNOWLEDGE OF THE ISSUES, STAKEHOLDERS AND COMPLEX TRADEOFFS IN

MANAGING RESOURCE WEALTH FOR DEVELOPMENT. THIS COURSE COMBINES THE BEST

OF NRGI'S LEARNING TOOLS INCLUDING ANIMATIONS, GRAPHICS, CASE STUDY

APPROACHES, PROBLEM SOLVING AND DATA ANALYSIS WHILE PROVIDING GREATER

ACCESSIBILITY TO A GENERAL AUDIENCE. THE FULL LEARNING EXPERIENCE TAKES


532212 09-02-15

2





AROUND 90 MINUTES AND IS SUITABLE FOR USERS WHO MAY NOT BE READY YET TO

MAKE THE MORE SIGNIFICANT INVESTMENT OF TIME THAT THE MOOC OR IN-PERSON

COURSES ON OFFER MAY REQUIRE.

LASTLY, NRGI LAUNCHED A SERIES OF 20 SHORT, ILLUSTRATED OVERVIEWS OF

KEY TOPICS IN NRGI'S PORTFOLIO OF WORK. TOGETHER, THEY SERVE AS A

ROBUST INTRODUCTION FOR THE LAY READER TO FUNDAMENTAL ISSUES AND

CONCEPTS IN RESOURCE GOVERNANCE. MOST CONTAIN HELPFUL FIGURES AND

INFOGRAPHICS, AND EACH READER HAS A STANDARD FORMAT: KEY MESSAGES, KEY

CONCEPTS AND CASE EXAMPLES, AND A FINAL SET OF PRACTITIONER-ORIENTATED

QUESTIONS TO ASK. EACH TOPIC IS EXPLICITLY LINKED TO THE RELEVANT

PRECEPTS OF THE NATURAL RESOURCE CHARTER.

FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS:

DEVELOPED INTERNALLY, AND WILL CONTINUE THROUGHOUT Q2 AND Q3 2016.

ALONGSIDE THE DATA COLLECTION, FURTHER WORK ON THE METHODOLOGY REVISION

AND THE DESIGN OF A NEW RGI WEB PLATFORM WILL BE UNDERTAKEN.

OPEN DATA ADVOCACY: IN OCTOBER, NRGI HAD A BREAKTHROUGH IN OUR OPEN

DATA ADVOCACY, WHEN THE IMF RELEASED THE FARI (FISCAL ANALYSIS OF

RESOURCE INDUSTRIES) MODEL FOR PUBLIC ACCESS. THE FARI MODEL IS THE

GOLD STANDARD FOR FISCAL DESIGN AND EVALUATION AND IS USED BY THE IMF

AND GOVERNMENTS IN 29 RESOURCE-RICH COUNTRIES. WITH INCREASED PUBLIC

INTEREST, COMBINED WITH NEW AVAILABILITY OF OPEN PROJECT-LEVEL DATA,

THE APPETITE FOR NON-IMF USERS OF SUCH A TOOL HAS GROWN. THIS WIN

FOLLOWS 18 MONTHS OF ADVOCACY EFFORTS, BEGINNING WITH A JUNE 2014

SESSION AT THE NRGI CONFERENCE ON OPEN DATA AND OPEN MODELLING,

SHOWCASING THE FARI MODEL WITH A PRESENTATION FROM THE FISCAL AFFAIRS

DEPARTMENT AT THE IMF. BOTH DURING THE SESSION AND IN SIDE MEETINGS, WE

ENCOURAGED THE IMF TO MAKE A PUBLIC VERSION OF THE FARI MODEL TO


532212 09-02-15

2





SUPPORT THIS EFFORT. AFTER FURTHER PRIVATE DISCUSSIONS AROUND THE

DESIRABILITY AND FEASIBILITY OF SUCH A RELEASE WE FOLLOWED UP WITH A

BLOG IN NOVEMBER 2014 OPENLY CALLING FOR THE PUBLIC RELEASE OF THE

MODEL. WE HAVE WELCOMED THE NEWS WITH A FOLLOW-UP PIECE ON 9 OCTOBER.

OTHER EFFORTS ON OPEN DATA ADVOCACY INCLUDE NRGI'S SUBMISSION TO THE

EITI'S OPEN CONSULTATION ON OPEN DATA. WE ALSO SERVED AS AN EXTERNAL

REVIEWER TO WORLD BANK COMMISSIONED STUDY ON EXTRACTIVES INDUSTRIES

DATA STANDARDS, WHICH WE HAD ENCOURAGED AT OUR WB/IMF WORKSHOP IN MAY

2015. OUR COMMENTS WERE SUBMITTED BUT THE REPORT AND OUR COMMENTS ARE

NOT YET PUBLIC.

CONTRACTS TRANSPARENCY: IN OCTOBER 2015, RESOURCE CONTRACTS OFFICIALLY

RE-LAUNCHED WITH 700 CONTRACTS, NEW SEARCH FEATURES AND COMPREHENSIVE

METADATA DURING THE OPEN GOVERNMENT PARTNERSHIP SUMMIT IN MEXICO CITY.

AS PART OF THE RE-LAUNCH THE PROJECT ANNOUNCED THE SECOND COUNTRY SITE

DEVELOPED IN PARTNERSHIP WITH EITI PHILIPPINES. WITH TECHNICAL

ASSISTANCE FROM NRGI, EITI PHILIPPINES RELEASED MORE THAN 80 CONTRACT

DOCUMENTS IN MACHINE READABLE OPEN DATA FORMAT WITH METADATA, IN

COMPLIANCE WITH THE OPEN CONTRACTING DATA STANDARD, AS PART OF AN OPEN

GOVERNMENT PARTNERSHIP COMMITMENT.

FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS:

A SYSTEM IN WHICH THE LOCAL GOVERNMENT SETS ASIDE SOME REVENUES,

ACCORDING TO A CLEAR FORMULA, WHICH ARE PLACED INTO A FUND TO BE

RESERVED FOR PERIODS OF LOW PRICES. IT IS ALSO DEVELOPING RIGOROUS

APPROACHES TO OVERSIGHT AND TRANSPARENCY OF THE REVENUES IN THE FUND,

TO PROMOTE THEIR EFFECTIVE GOVERNANCE. DURING Q4 2015, THE NRGI TEAM

WORKED CLOSELY WITH THE DISTRICT LEADER (BUPATI) AND HIS TEAM WITHIN

THE EXECUTIVE TO HONE THE PROPOSAL FOR THE FUND, DEVELOP LEGISLATIVE


532212 09-02-15

2





LANGUAGE, AND CONSULT WITH OFFICIALS OF THE CENTRAL GOVERNMENT IN

JAKARTA TO ENSURE HARMONY BETWEEN THE FUND AND NATIONAL RULES. WE ALSO

COMMUNICATED EXTENSIVELY WITH REPRESENTATIVES OF THE LOCAL CIVIL

SOCIETY AND LOCAL LEGISLATURE, IN ORDER TO BE ABLE TO SHARE THEIR

INPUTS WITH THE GOVERNMENT AND PREPARE FOR CONSTRUCTIVE PUBLIC DIALOGUE

WHEN THE LEGISLATION IS TABLED.

TANZANIA: NRGI PROVIDED COMMENTARY AND ANALYSIS ON THE DRAFTS OF A NEW

PETROLEUM ACT AND REVENUE MANAGEMENT ACT IN TANZANIA. OUR ANALYSIS

FORMED THE BASIS OF THE CSO POSITION ON THE DRAFT LAWS, WHICH WAS

PRESENTED AT THE STAKEHOLDER MEETING DURING WHICH GOVERNMENT HEARD CSO

VIEWS. THIS HIGHLIGHTS THE STRENGTH OF OUR RELATIONSHIP WITH THE CSO

COMMUNITY IN TANZANIA AND OUR ABILITY TO PROVIDE SIGNIFICANT SUPPORT TO

CSOS IN THEIR ROLE IN PROMOTING GOOD GOVERNANCE OF THE PETROLEUM

SECTOR.

TUNISIA: THE WORKSHOP WITH TUNISIAN MPS (FIRST WITH NEW MPS) IN MAY

ALLOWED US TO START BUILDING A RELATIONSHIP WITH KEY MPS FROM THE

PRINCIPAL RELEVANT COMMITTEES AND TO ESTABLISH A LEVEL OF TECHNICAL

CREDIBILITY FOR NRGI. IN PARTICULAR, PRESENTATIONS AND DISCUSSIONS

AROUND ISSUES OF DIRECT RELEVANCE TO THE PRESENT TUNISIAN CONTEXT

INCLUDING PARLIAMENTARY APPROVAL OF CONTRACTS AND TRANSPARENCY OF

CONTRACTS RESONATED WITH MPS. IN COMBINATION WITH OUR OTHER TUNISIA

WORK, INCLUDING THE REVENUE MANAGEMENT RESEARCH WE HAVE PARTNERED WITH

THE MAGHREB ECONOMIC FORUM (MEF) ON, THIS HAS LED NRGI TO BE A SOURCE

OF REFERENCE FOR MPS ACTIVE ON NATURAL RESOURCE GOVERNANCE ISSUES. IN

RECENT PARLIAMENTARY QUESTIONING OF THE MINISTER OF INDUSTRY, MPS

RAISED ISSUES DIRECTLY LINKED TO RECENT NRGI ENGAGEMENTS. THIS INCLUDED

AN MP REFERENCING DATA FROM THE AFOREMENTIONED REPORT (PROVIDED TO

TARGET MPS INVITED TO A SEPARATE ROUNDTABLE EVENT) AND QUESTIONING THE


532212 09-02-15

2





MINISTER ON HIS POSITION REGARDING CONTRACT TRANSPARENCY, TO WHICH THE

MINISTER REPLIED FAVORABLY.

FORM 990, PART III, LINE 4D, OTHER PROGRAM SERVICES:

MONITORING:

NRGI FUNDS MONITORING PROJECTS THROUGH GRANT-MAKING TO CIVIL SOCIETY,

SUPPORTING GROUPS IN RESOURCE-DEPENDENT COUNTRIES FOR THEIR VARIOUS

PROGRAMS AND ACTIVITIES. IN 2015, NRGI PROVIDED GRANTS TO 30

ORGANIZATIONS IN 18 COUNTRIES THROUGHOUT AFRICA, ASIA-PACIFIC, LATIN

AMERICA, CENTRAL ASIA AND THE CAUCASUS, AND THE MIDDLE EAST AND NORTH

AFRICA (MENA) TO MONITOR REVENUES, IDENTIFY AND EMBED GOOD PRACTICES,

AND HOLD LEADERS ACCOUNTABLE FOR THE MANAGEMENT OF NATURAL RESOURCES.

EXPENSES $ 1,854,291. INCLUDING GRANTS OF $ 704,402. REVENUE $ 0.

INTERNATIONAL ADVOCACY

NRGI CONTINUES TO PLAY A LEADING ROLE IN ADVANCING MANDATORY DISCLOSURE

REQUIREMENTS IN KEY MARKETS INCLUDING THE US, CANADA AND THE UK THAT

HAD RECENT SIGNIFICANT DEVELOPMENTS. AFTER YEARS OF DELAY, AN INITIAL

RULE, AND LEGAL CHALLENGES, THE US SECURITIES AND EXCHANGE COMMISSION

(SEC) FINALLY ISSUED A NEW PROPOSED RULE ON OIL, GAS AND MINING PAYMENT

DISCLOSURE TO IMPLEMENT SECTION 1504 OF THE US DODD FRANK ACT ON

DECEMBER 11, 2015. NRGI VIEWS THE PROPOSED RULE AS LARGELY POSITIVE AND

CONSISTENT WITH OTHER JURISDICTIONS THAT HAVE IMPLEMENTED SIMILAR

MEASURES. AN EXTENDED PUBLIC COMMENT PERIOD ENDS ON MARCH 8, 2016 AND

THE SEC IS DUE TO MEET TO ADOPT A FINAL RULE ON OR BEFORE JUNE 27,

2016. NRGI AND PARTNERS IN THE PUBLISH WHAT YOU PAY US COALITION HAVE

SUBMITTED COMMENTS IN SUPPORT OF A STRONG RULE INCLUDING A

COMPREHENSIVE JOINT PWYP US COMMENT WITH SIGNIFICANT INPUTS FROM NRGI.


532212 09-02-15

2





IN ADDITION, NRGI SUBMITTED TWO SUPPLEMENTARY COMMENTS RELATED TO THE

NEED FOR THE SEC TO INCLUDE PAYMENTS TO GOVERNMENTS RELATED TO PHYSICAL

COMMODITY TRADING IN ITS FINAL RULES AND TO COUNTER INDUSTRY CLAIMS OF

COMPETITIVE HARM IN COUNTRIES, WHICH ALLEGEDLY PROHIBIT DISCLOSURE.

WHILE THE AMERICAN PETROLEUM INSTITUTE AND US CORPORATE GIANTS SUCH AS

EXXONMOBIL AND CHEVRON HAVE BARELY ALTERED THEIR STANCE IN OPPOSING

STRONG RULES, IT IS NOTEWORTHY THAT EUROPEAN MAJORS SUCH AS SHELL,

TOTAL AND ENI HAVE SOFTENED THEIR OPPOSITION TO THE PROPOSED RULES, DUE

LARGELY TO THE FACT THAT THEY WILL BEGIN REPORTING UNDER EUROPEAN

LEGISLATION SHORTLY.

ON MARCH 1 2015, THE FINAL IMPLEMENTATION TOOLS FOR CANADA'S EXTRACTIVE

SECTOR TRANSPARENCY MEASURES ACT (ESTMA) WERE PUBLISHED, INCLUDING A

STRONG PROJECT-LEVEL REPORTING REQUIREMENT AND AN OPEN DATA REPORTING

OPTION. THIS FINAL MILESTONE IN IMPLEMENTATION OF THE ACT (WHICH WAS

PASSED IN DECEMBER 2014 AND CAME INTO FORCE IN JUNE 2015) IS THE

CULMINATION OF MANY YEARS OF ENGAGEMENT BY NRGI WITH STAKEHOLDERS IN

CANADA INCLUDING PWYP CANADA AND CANADA'S TWO LARGEST MINING

ASSOCIATIONS. INITIAL REPORTS FROM COMPANIES ARE DUE TO BE PUBLISHED

BEFORE THE END OF 2016.

THE UK GOVERNMENT'S NEW COMPANIES HOUSE EXTRACTIVES SERVICE WENT LIVE

AT THE START OF THIS YEAR. NRGI LED CIVIL SOCIETY EFFORTS IN THE

DEVELOPMENT OF THIS SITE, WHICH IS WHERE COMPANIES COVERED BY THE UK

REPORTS ON PAYMENTS TO GOVERNMENTS REGULATIONS 2014 MUST SUBMIT THEIR

REPORTS IN OPEN DATA FORMAT. MAJOR COMPANIES ARE DUE TO BEGIN REPORTING

THEIR PAYMENTS TO GOVERNMENTS IN THE UK OVER THE NEXT FEW MONTHS. WITH

THE IMMINENT ARRIVAL OF THESE RICH SOURCES OF DATA, NRGI IS IN THE

PROCESS OF BUILDING TOOLS TO ENSURE THAT THIS DATA CAN ADVANCE

ACCOUNTABILITY IN RESOURCE RICH COUNTRIES.


532212 09-02-15

2





EXPENSES $ 1,438,935. INCLUDING GRANTS OF $ 860,080. REVENUE $ 0.

FORM 990, PART V, LINE 4B, LIST OF FOREIGN COUNTRIES:

GHANA, UNITED KINGDOM, LEBANON, BURMA,

PERU

FORM 990, PART VI, SECTION B, LINE 11:

THE FORM 990 IS REVIEWED BY NRGI'S CHIEF FINANCIAL OFFICER AND THE BOARD

AUDIT & FINANCE COMMITTEES.

FORM 990, PART VI, SECTION B, LINE 12C:

NRGI'S BOARD MEMBERS AND STAFF ARE REQUIRED TO COMPLETE A CONFLICT OF

INTEREST FORM TO DISCLOSE ANY CONFLICT OF INTEREST ON AN ANNUAL BASIS.

COMPLETED FORMS ARE RETAINED AND MONITORED BY NRGI'S LEGAL ASSOCIATE.

FORM 990, PART VI, SECTION B, LINE 15:

NRGI'S PRESIDENT SALARY IS APPROVED IN ADVANCE BY THE BOARD OF DIRECTORS IN

ACCORDANCE WITH ITS CONFLICT OF INTEREST POLICY AFTER OBTAINING AND RELYING

ON APPROPRIATE DATA AS TO COMPARABILITY.

FORM 990, PART VI, SECTION C, LINE 19:

GOVERNING DOCUMENTS AND CONFLICT OF INTEREST STATEMENT ARE AVAILABLE UPON

REQUEST. FINANCIAL STATEMENTS ARE POSTED ON OUR WEBSITE.

FORM 990, PART IX, LINE 11G, OTHER FEES:

RESEARCHER FEE:

PROGRAM SERVICE EXPENSES 26,686.

MANAGEMENT AND GENERAL EXPENSES 20,000.


532212 09-02-15

2





FUNDRAISING EXPENSES 0.

TOTAL EXPENSES 46,686.

OTHER PROFESSIONAL FESS:

PROGRAM SERVICE EXPENSES 1,128,607.



TOTAL EXPENSES 1,299,460.

CONSULTANT FEES:

PROGRAM SERVICE EXPENSES 1,834,009.


FUNDRAISING EXPENSES 28,750.

TOTAL EXPENSES 2,172,363.

INFORMATION SYSTEMS:





TRANSLATION SERVICES:





HONORARIA:


532212 09-02-15

2






MANAGEMENT AND GENERAL EXPENSES 0.



CONSULTANTS' EXPENSES:



FUNDRAISING EXPENSES 1,082.


TRAINING SERVICES:





TOTAL OTHER FEES ON FORM 990, PART IX, LINE 11G, COL A 3,938,253.


OMB No. 1545-0047


Section 512(b)(13)

controlled

entity?

53216109-08-15

SCHEDULE R(Form 990) Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.

Attach to Form 990. Open to PublicInspection| Information about Schedule R (Form 990) and its instructions is at


Part I Identification of Disregarded Entities

(a) (b) (c) (d) (e) (f)

Identification of Related Tax-Exempt Organizations Part II

(a) (b) (c) (d) (e) (f) (g)

Yes No

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule R (Form 990) 2015

|

|



Name, address, and EIN (if applicable)of disregarded entity

Primary activity Legal domicile (state or

foreign country)

Total income End-of-year assets Direct controllingentity

Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exemptorganizations during the tax year.

Name, address, and EINof related organization

Primary activity Legal domicile (state or

foreign country)

Exempt Codesection

Public charitystatus (if section

501(c)(3))

Direct controllingentity

LHA


Related Organizations and Unrelated Partnerships

2015


NATURAL RESOURCE CHARTER, LTD.KNIGHT RIDER COURT LONDON 2ND FLOOR NATURAL RESOURCE CHARTER 501(C)(3), GREATER LONDON EC4V 5BJ, UNITED KINGDOM PROGRAM UNITED KINGDOM EQUIVALENCY YES X


61

Disproportionate

allocations?

Legaldomicile(state orforeigncountry)

General ormanagingpartner?

Section512(b)(13)controlled

entity?

Legal domicile(state orforeigncountry)

532162 09-08-15

2

Identification of Related Organizations Taxable as a Partnership Part III

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)

Yes No Yes No

Identification of Related Organizations Taxable as a Corporation or Trust Part IV

(a) (b) (c) (d) (e) (f) (g) (h) (i)

Yes No

Schedule R (Form 990) 2015

Predominant income(related, unrelated,

excluded from tax undersections 512-514)

Schedule R (Form 990) 2015 Page

Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more relatedorganizations treated as a partnership during the tax year.


Primary activity Direct controllingentity

Share of totalincome

Share ofend-of-year

assets

Code V-UBIamount in box20 of ScheduleK-1 (Form 1065)

Percentageownership

Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more relatedorganizations treated as a corporation or trust during the tax year.


Primary activity Direct controllingentity

Type of entity(C corp, S corp,

or trust)

Share of totalincome

Share ofend-of-year

assets

Percentageownership



62

532163 09-08-15

3

Part V Transactions With Related Organizations

Note. Yes No

1

a

b

c

d

e

f

g

h

i

j

k

l

m

n

o

p

q

r

s

(i) (ii) (iii) (iv) 1a

1b

1c

1d

1e

1f

1g

1h

1i

1j

1k

1l

1m

1n

1o

1p

1q

1r

1s

2

(a) (b) (c) (d)

(1)

(2)

(3)

(4)

(5)

(6)



Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

Receipt of interest, annuities, royalties, or rent from a controlled entity ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Gift, grant, or capital contribution to related organization(s)

Gift, grant, or capital contribution from related organization(s)

Loans or loan guarantees to or for related organization(s)

Loans or loan guarantees by related organization(s)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Dividends from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Sale of assets to related organization(s)

Purchase of assets from related organization(s)

Exchange of assets with related organization(s)

Lease of facilities, equipment, or other assets to related organization(s)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Lease of facilities, equipment, or other assets from related organization(s)

Performance of services or membership or fundraising solicitations for related organization(s)

Performance of services or membership or fundraising solicitations by related organization(s)

Sharing of facilities, equipment, mailing lists, or other assets with related organization(s)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Sharing of paid employees with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Reimbursement paid to related organization(s) for expenses

Reimbursement paid by related organization(s) for expenses

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Other transfer of cash or property to related organization(s)

Other transfer of cash or property from related organization(s)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

Name of related organization Transactiontype (a-s)

Amount involved Method of determining amount involved


XX

XXX

XXXXX

XXXXX

XX

XX

NATURAL RESOURCE CHARTER, LTD. B 2,477,129.


63

Are allpartners sec.

501(c)(3)orgs.?

Dispropor-tionate

allocations?

General ormanagingpartner?

53216409-08-15

Yes No Yes No Yes N

4

Part VI Unrelated Organizations Taxable as a Partnership

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)

o


Predominant income(related, unrelated,

excluded from tax undersections 512-514)

Code V-UBIamount in box 20of Schedule K-1

(Form 1065)



Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue)that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

Name, address, and EINof entity

Primary activity Legal domicile(state or foreign

country)

Share oftotal

income

Share ofend-of-year

assets

Percentageownership



64

532165 09-08-15

5



Provide additional information for responses to questions on Schedule R (see instructions).

Part VII Supplemental Information



AssetNo.

LineNo.

52810204-01-15

2015 DEPRECIATION AND AMORTIZATION REPORT

DateAcquired

UnadjustedCost Or Basis

Bus %Excl

Reduction In Basis

Basis ForDepreciation

AccumulatedDepreciation

CurrentSec 179

Current YearDeductionDescription Method Life

*

(D) - Asset disposed * ITC, Section 179, Salvage, Bonus, Commercial Revitalization Deduction

FORM 990 PAGE 10 990

* 990 PAGE 10 TOTALOTHER 0. 0. 0. 0. 0. 0.MACHINERY &EQUIPMENT

1PROPERTY ANDEQUIPMENT VARIESSL 10.0016 1519822. 1519822. 362,610. 241,453.* 990 PAGE 10 TOTALMACHINERY & EQUIPM 1519822. 0. 1519822. 362,610. 0. 241,453.* GRAND TOTAL 990PAGE 10 DEPR 1519822. 0. 1519822. 362,610. 0. 241,453.


65.1


Number, street, and room or suite no. (or P.O. box number if mail is not delivered to street address)

Shareholder

51230112-30-15

| For more information about Form 5471, see

A

B

C

Identifying number

D

E

(4) (1) (2) (3)

1a b(1)

b(2)

c

d e f h g

2

a b

c d

(b)

(a)

For Paperwork Reduction Act Notice, see instructions.

Fill in all applicable lines and schedules. All information be in English. All amounts be stated in U.S. dollarsunless otherwise indicated.

(i) (ii)

OMB No. 1545-0704Form

(Rev. December 2015)Information furnished for the foreign corporation's annual accounting period (tax year required by Attachment

Sequence No. section 898) (see instructions) beginning , , and ending ,

Name of person filing this return

Category of filer (See instructions. Check applicable box(es)):

1 (repealed) 2 3 4 5

City or town, state, and ZIP code

Filer's tax year beginning

Enter the total percentage of the foreign corporation's voting stock

you owned at the end of its annual accounting period %

, , and ending ,

Check if any excepted specified foreign financial assets are reported on this form (see instructions) ��

Person(s) on whose behalf this information return is filed:

Check applicable box(es)Name Address Identifying number

Officer Director

Name and address of foreign corporation Employer identification number, if any

Reference ID number (see instructions)

Country under whose laws incorporated

Date ofincorporation

Principal place of business Principalbusiness activity

code number

Functional currencyPrincipal business activity

Provide the following information for the foreign corporation's accounting period stated above.

Name, address, and identifying number of branch office or agent (if any) in the United States If a U.S. income tax return was filed, enter:

U.S. income tax paid(after all credits)

(ii) Taxable income or (loss)(i)

Name and address of foreign corporation's statutory or resident agent in country of incorporation

Name and address (including corporate department, if applicable) ofperson (or persons) with custody of the books and records of the foreigncorporation, and the location of such books and records, if different

Number of shares issued and outstanding

Description of each class of stock Beginning of annualaccounting period

End of annualaccounting period

Form (Rev. 12-2015)LHA

www.irs.gov/form5471

must must

121

Important:

Schedule A Stock of the Foreign Corporation

5471

Information Return of U.S. Persons WithRespect To Certain Foreign Corporations

5471

JAN 1 2015 DEC 31 2015


80 BROAD STREET, NO. 1801 X

NEW YORK, NY 10004 100.00JAN 1 2015 DEC 31 2015

NATURAL RESOURCE CHARTER, LTD 000000000KNIGHT RIDER COURT LONDON 2ND FLOORGREATER LONDON E4V 5BJ 204451390UNITED KINGDOM

UNITED KINGDOM

LONDON INFORMATIONAL05/05/13UNITED KINGDOM 519100 UNITED KINGDOM,POUND

NOT APPLICABLE

NOT APPLICABLENATURAL RESOURCE GOVERNANCE INST.80 BROAD STREETNEW YORK NY 10004

COMMON 1 1

11201108 759420 20-4451390 2015.04020 NATURAL RESOURCE GOVERNANCE 20-44512 65.2

(a) Name, address, and identifying

number of shareholder

(c) Number ofshares held atbeginning of

annualaccounting period

(d) Number ofshares held atend of annualaccounting

period

(e) Pro rata shareof subpart F

income (enter asa percentage)

(b) Description of each class of stock held by shareholder.

This description should match the corresponding

description entered in Schedule A, column (a).

512311 12-30-15

Note:

Functional Currency U.S. Dollars

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

a

b

c

1a

1b

1c

2

3

4

5

6a

6b

7

8

9

10

11a

11b

12

13

14

15

16

17

18

19

20

21

a

b

a

b

Inc

om

eD

ed

uc

tio

ns

Ne

t In

co

me

Report all information in functional currency in accordance with U.S. GAAP. Also, report each amount in U.S. dollars translated fromfunctional currency (using GAAP translation rules). However, if the functional currency is the U.S. dollar, complete only the U.S. Dollars column.See instructions for special rules for DASTM corporations.

Form 5471 (Rev. 12-2015) Page

Gross receipts or sales

Returns and allowances

Subtract line 1b from line 1a

Cost of goods sold

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Gross profit (subtract line 2 from line 1c) ~~~~~~~~~~~~~~~~~~~~~

Dividends

Interest

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Gross rents

Gross royalties and license fees

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

Net gain or (loss) on sale of capital assets

Other income (attach statement)

Total income (add lines 3 through 8)

~~~~~~~~~~~~~~~~~~~~~~~~~

��

Compensation not deducted elsewhere

Rents

Royalties and license fees

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~

Interest

Depreciation not deducted elsewhere

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Depletion

Taxes (exclude provision for income, war profits, and excess profits taxes)

Other deductions (attach statement - exclude provision for income, war profits,

and excess profits taxes)

Total deductions (add lines 10 through 16)

~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Net income or (loss) before extraordinary items, prior period adjustments, and

the provision for income, war profits, and excess profits taxes (subtract line

17 from line 9)

Extraordinary items and prior period adjustments

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~

Provision for income, war profits, and excess profits taxes

Current year net income or (loss) per books (combine lines 18 through 20)

~~~~~~~~~~~~~

��

Form (Rev. 12-2015)

~~~~~~~~~~~~~~~~~~~~~

2Schedule B U.S. Shareholders of Foreign Corporation

Schedule C Income Statement

Important:

5471

SEE STATEMENT 1

SEE STATEMENT 2


NAT RES GOV INST COMMON 1 180 BROAD STREET STE 1801NEW YORK NY 10004

1,622,683. 2,480,560.1,622,683. 2,480,560.1,075,476. 1,644,057.126,527. 193,419.

12,638. 19,320.

364,702. 557,510.1,579,343. 2,414,306.

43,340. 66,254.

43,340. 66,254.


51232112-30-15

Amount of tax(a)

(b) (c) (d)

1

2

3

4

5

6

7

8

(a) (b)

1

2

3

4

5

6

7

8

9

10

11

12

13

1

2a

2b

3

4

5

6

7

8a

8b

9a

9b

10

11a

11b

11c

11d

12

13

14

15

16

17

18a

18b

19

20

21

22

a

b

a

b

a

b

a

b

c

d

14

15

16

17

18

19

20

21

22

a

b

Report all amounts in U.S. dollars prepared and translated in accordance with U.S. GAAP. See instructions for an exception for DASTMcorporations.

Form 5471 (Rev. 12-2015) Page

Name of country or U.S. possessionIn foreign currency Conversion rate In U.S. dollars

U.S.

Total ��

Beginning of annualaccounting period

End of annualaccounting period

Cash

Trade notes and accounts receivable

Less allowance for bad debts

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ (

(

(

(

(

)

)

)

)

)

(

(

(

(

(

)

)

)

)

)

Inventories

Other current assets (attach statement)

Loans to shareholders and other related persons

Investment in subsidiaries (attach statement)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~Other investments (attach statement)

Buildings and other depreciable assets

Less accumulated depreciation

Depletable assets

Less accumulated depletion

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Land (net of any amortization)

Intangible assets:

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Goodwill

Organization costs

Patents, trademarks, and other intangible assets

Less accumulated amortization for lines 11a, b, and c

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Other assets (attach statement)

Total assets

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Accounts payable

Other current liabilities (attach statement)

Loans from shareholders and other related persons

Other liabilities (attach statement)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~

Capital stock:

Preferred stock

Common stock

Paid-in or capital surplus (attach reconciliation)

Retained earnings

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Less cost of treasury stock

Total liabilities and shareholders' equity

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Form (Rev. 12-2015)

3

Schedule E Income, War Profits, and Excess Profits Taxes Paid or Accrued

Schedule F Balance SheetImportant:

Assets

Liabilities and Shareholders' Equity

5471

J

SEE STATEMENT 3

SEE STATEMENT 4

SEE STATEMENT 5

SEE STATEMENT 6


67,651. 105,867.

50,715. 15,692.

2,642. 120,937.441. 50,463.

81,218.

120,567. 273,251.

15,875. 64,399.29,264. 33,110.

34,062.

75,428. 141,680.

120,567. 273,251.


51233112-30-15

Yes No

1

2

3

4

5

6

7

8

1

2

1

Net

Additions

Net

Subtractions

a

b

c

d

e

f

g

h

a

b

c

d

3

4

5 5a

5b

5c

5d

1

2

3

4

5

6

7

8

1

2

3

4

5

6

7

8

Yes No

Enter the amounts on lines 1 through 5c in currency.

Form 5471 (Rev. 12-2015) Page

During the tax year, did the foreign corporation own at least a 10% interest, directly or indirectly, in any foreign

partnership?

If "Yes," see the instructions for required statement.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, did the foreign corporation own an interest in any trust? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, did the foreign corporation own any foreign entities that were disregarded as entities separate

from their owners under Regulations sections 301.7701-2 and 301.7701-3?

If "Yes," you are generally required to attach Form 8858 for each entity (see instructions).

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, was the foreign corporation a participant in any cost sharing arrangement? ~~~~~~~~~~~~~~~~~~~~~~~~

During the course of the tax year, did the foreign corporation become a participant in any cost sharing arrangement? ~~~~~~~~~~~~~~

During the tax year, did the foreign corporation participate in any reportable transaction as defined in Regulations section 1.6011-4?

If "Yes," attach Form(s) 8886 if required by Regulations section 1.6011-4(c)(3)(i)(G).

~~~~~~~

During the tax year, did the foreign corporation pay or accrue any foreign tax that was disqualified for credit under section

901(m)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, did the foreign corporation pay or accrue foreign taxes to which section 909 applies, or treat foreign taxes that

were previously suspended under section 909 as no longer suspended? ��

Current year net income or (loss) per foreign books of account ~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Net adjustments made to line 1 to determine current earnings and

profits according to U.S. financial and tax accounting standards

(see instructions):

~~~~~~~~~~~~~~~~~~~~Capital gains or losses

Depreciation and amortization

Depletion

~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~Investment or incentive allowance

Charges to statutory reserves

Inventory adjustments

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~Taxes

~~~~~~~~~~~~~~~~~~~Other (attach statement)

Total net additions

Total net subtractions

~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Current earnings and profits (line 1 plus line 3 minus line 4)

DASTM gain or (loss) for foreign corporations that use DASTM

Combine lines 5a and 5b

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Current earnings and profits in U.S. dollars (line 5c translated at the appropriate exchange rate as defined in section 989(b)

and the related regulations) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter exchange rate used for line 5d |

If item E on page 1 is completed, a separate Schedule I must be filed for each Category 4 or 5 filer for whom reporting is furnished on this Form 5471. This schedule

I is being completed for:

Name of U.S. shareholder | Identifying number |

Subpart F income (line 38b, Worksheet A in the instructions)

Earnings invested in U.S. property (line 17, Worksheet B in the instructions)

Previously excluded subpart F income withdrawn from qualified investments (line 6b, Worksheet C in the instructions)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~

Previously excluded export trade income withdrawn from investment in export trade assets (line 7b, Worksheet D in

the instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Factoring income ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Total of lines 1 through 5. Enter here and on your income tax return

Dividends received (translated at spot rate on payment date under section 989(b)(1))

Exchange gain or (loss) on a distribution of previously taxed income

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

��

¥

¥

Was any income of the foreign corporation blocked? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did any such income become unblocked during the tax year (see section 964(b))? ~~~~~~~~~~~~~~~~~~~~~~~~~~

If the answer to either question is "Yes," attach an explanation.

Form (Rev. 12-2015)

functional

4Schedule G Other Information

Schedule H Current Earnings and ProfitsImportant:

Schedule I Summary of Shareholder's Income From Foreign Corporation

5471


X

X

X

XXX

X

X

43,340.

43,340.

43,340.

66,254..654160

XX


~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER INCOME STATEMENT 1}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FUNCTIONAL EXCHANGEDESCRIPTION CURRENCY RATE U.S. DOLLAR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}} }}}}}}}}}}}}}}CONTRIBUTIONS 1,620,336. 1.528678 2,476,972.MISCELLANEOUS 2,347.

}}}}}}}}}}}}}}1,622,683.

1.528678 3,588.}}}}}}}}}}}}}}

2,480,560.TOTAL TO 5471, SCHEDULE C, LINE 8~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER DEDUCTIONS STATEMENT 2}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FUNCTIONAL EXCHANGEDESCRIPTION CURRENCY RATE U.S. DOLLAR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}} }}}}}}}}}}}}}}PROFESSIONAL SERVICES 57,328. 1.528678 87,636.TRAVEL 163,812. 1.528678 250,415.CONFERENCES 26,259. 1.528678 40,141.OFFICE EXPENSES 78,125. 1.528678 119,428.MAINTENANCE 9,006. 1.528678 13,767.SUBSCRIPTION 6,757. 1.528678 10,329.RECRUITING 6,893. 1.528678 10,537.INSURANCE 4,062. 1.528678 6,209.FOREIGN CURRENCY TRANSLATION 12,460.

}}}}}}}}}}}}}}364,702.

1.528678 19,048.}}}}}}}}}}}}}}

557,510.TOTAL TO 5471, SCHEDULE C, LINE 16~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER CURRENT ASSETS STATEMENT 3}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

BEG. OF ANNUAL END OF ANNUALACCOUNTING ACCOUNTING

DESCRIPTION PERIOD PERIOD}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}PREPAID EXPENSES 50,715.

}}}}}}}}}}}}}}50,715.

15,692.}}}}}}}}}}}}}}

15,692.TOTAL TO 5471, PAGE 3, SCHEDULE F, LINE 4~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

NATURAL RESOURCE GOVERNANCE INSTITUTE 20-4451390}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

STATEMENT(S) 1, 2, 311201108 759420 20-4451390 2015.04020 NATURAL RESOURCE GOVERNANCE 20-44512

65.6

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER ASSETS STATEMENT 4}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PERIOD PERIOD}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}SECURITY DEPOSITS 0.

}}}}}}}}}}}}}}0.

81,218.}}}}}}}}}}}}}}

81,218.TOTAL TO 5471, PAGE 3, SCHEDULE F, LINE 12~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER CURRENT LIABILITIES STATEMENT 5}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PERIOD PERIOD}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}ACCRUED EXPENSES 29,264. 33,110.DEFERRED RENT

}}}}}}}}}}}}}}29,264.

}}}}}}}}}}}}}}33,110.TOTAL TO 5471, PAGE 3, SCHEDULE F, LINE 15

~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER LIABILITIES STATEMENT 6}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PERIOD PERIOD}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}DEFERRED RENT

}}}}}}}}}}}}}}34,062.

}}}}}}}}}}}}}}34,062.TOTAL TO 5471, PAGE 3, SCHEDULE F, LINE 17

~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

NATURAL RESOURCE GOVERNANCE INSTITUTE 20-4451390}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

STATEMENT(S) 4, 5, 611201108 759420 20-4451390 2015.04020 NATURAL RESOURCE GOVERNANCE 20-44512

65.7

(Rev. December 2012)Department of the TreasuryInternal Revenue Service

Name of person filing Form 5471

Name of foreign corporation

Identifying number

EIN (if any) Reference ID number

51242104-01-15

| Information about Schedule J (Form 5471) and its instructions is at | Attach to Form 5471.

(c)(a) (b)(d)

Important:

1

2a

b

3

4

5a

b

6a

b

7

or

For Paperwork Reduction Act Notice, see the Instructions for Form 5471. Schedule J (Form 5471)

(ii)(i) (iii)

OMB No. 1545-0704

Previously Taxed E&P(sections 959(c)(1) and (2) balances)

Post-1986

Undistributed Earnings

(post-86 section

959(c)(3) balance)

Pre-1987 E&P

Not Previously Taxed

(pre-87 section

959(c)(3) balance)

Total Section964(a) E&P

(combine columns(a), (b), and (c))

Enter amounts in

functional currency. Earnings Investedin U.S. Property

Earnings Invested inExcess Passive Assets Subpart F Income

Balance at beginning of year

Current year E&P

Current year deficit in E&P

Total current and accumulated E&P

not previously taxed (line 1 plus line 2a

line 1 minus line 2b)

Amounts included under section

951(a) or reclassified under section

959(c) in current year

Actual distributions or reclassifications

of previously taxed E&P

Actual distributions of nonpreviously

taxed E&P

Balance of previously taxed E&P at

end of year (line 1 plus line 4, minus

line 5a)

Balance of E&P not previously taxed

at end of year (line 3 minus line 4,

minus line 5b)

Balance at end of year. (Enter amount

from line 6a or line 6b, whichever is

applicable.)

LHA (Rev. 12-2012)


SCHEDULE J(Form 5471)

Accumulated Earnings and Profits (E&P)of Controlled Foreign Corporation


NATURAL RESOURCE CHARTER, LTD 000000000 204451390

47,670. 47,670.

43,340.

91,010.

91,010.

91,010. 91,010.


65.8

OMB No. 1545-0704

Department of the Treasury

Internal Revenue Service

Any domesticcorporation or partnership

controlled byU.S. person

filing this return

Any other foreigncorporation or partnership

controlled byU.S. person

filing this return

10% or more U.S.shareholder of controlled

foreign corporation(other than the U.S.

person filing this return)

10% or more U.S.shareholder ofany corporation

controlling the foreigncorporation

Transactionsof

foreign corporation

U.S. personfiling this return

Platform contribution transaction paymentsreceived

Cost sharing transaction payments received

Platform contribution transaction payments paid

512371 04-01-15

| Information about Schedule M (Form 5471) and its instructions is at


Identifying number

Important:

(c) (d) (e) (f) (a) (b)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

For Paperwork Reduction Act Notice, see the Instructions for Form 5471. Schedule M (Form 5471)

Complete a Schedule M for each controlled foreign corporation. Enter the totals for each type of transaction that occurred duringthe annual accounting period between the foreign corporation and the persons listed in columns (b) through (f). All amounts must be stated in U.S.dollars translated from functional currency at the average exchange rate for the foreign corporation's tax year. See instructions.

(Rev. December 2012)

Name of person filing Form 5471

Name of foreign corporation EIN (if any) Reference ID number

Enter the relevant functional currency and the exchange rate used throughout this schedule |

Sales of stock in trade (inventory) ~

Sales of tangible property other than

stock in trade ~~~~~~~~~~

Sales of property rights (patents,

trademarks, etc.) ~~~~~~~~~

~~~~~~~~~~~~~

Compensation received for technical,

managerial, engineering, construction,

or like services ~~~~~~~~~~

Commissions received

Rents, royalties, and license fees

received

~~~~~~~

~~~~~~~~~~~~~

Dividends received (exclude deemed

distributions under subpart F and dist-

ributions of previously taxed income)

Interest received

Premiums received for insurance or

reinsurance


~~~~~~~~~

~~~~~~~~~~~

��

Purchases of stock in trade (inventory)

Purchases of tangible property other

than stock in trade

Purchases of property rights

(patents, trademarks, etc.)

~~~~~~~~

~~~~~

Cost sharing transaction payments paid

Compensation paid for technical,

managerial, engineering, construction,

or like services ~~~~~~~~~~

Commissions paid

Rents, royalties, and license fees paid

~~~~~~~~

Dividends paid

Interest paid

~~~~~~~~~~

~~~~~~~~~~~

Premiums paid for insurance or

reinsurance ~~~~~~~~~~~

Add lines 13 through 23 ��

Amounts borrowed (enter the maximum

loan balance during the year) - see instr.

Amounts loaned (enter the maximum

loan balance during the year) - see instr.

(Rev. 12-2012)LHA


separate

SCHEDULE M(Form 5471)

Transactions Between Controlled Foreign Corporationand Shareholders or Other Related Persons


NATURAL RESOURCE CHARTER, LTD 000000000 204451390

UNITED KINGDOM,POUND .654160


EXTENDED TO NOVEMBER 15, 2016 990 Under section 501(c ...€¦ · natural resource governance...

Documents

Transcript of EXTENDED TO NOVEMBER 15, 2016 990 Under section 501(c ...€¦ · natural resource governance...