Exhibit-A PATH – Charles Ryan Assoc. Coalition Expenses for … · 2011-12-23 · EXHIBIT-A PATH...
Transcript of Exhibit-A PATH – Charles Ryan Assoc. Coalition Expenses for … · 2011-12-23 · EXHIBIT-A PATH...
Exhibit-A
PATH – Charles Ryan Assoc. Coalition Expenses for
2010 in Account 923 (Outside Services)
EXHIBIT-A PATH - Charles Ryan Assoc. Coalition Expenses 2010 in Account 923 (Outside Services)per Newman2011-8.3, Newman2011-15.1, Newman2011-18.2
Page 1
Invoice No. Invoice Total Spokesman
Spokesman Amount Donation
Donation Amount
Advertising Amount
Web Site Expense
Specific Coalition*
4064-0 $16,470.75 $3,970.75 MDRP4320-0 $4,000.00 VRE4377-0 $10,206.40 $1,816.67 MDRP4505-0 $11,187.98 MDRP4506-0 $4,000.00 VRE4516-0 $17,967.00 MDRP4721-0 $20,401.64 $1,816.67 MDRP4722-0 $5,128.85 VRE
4835-0 $20,300.60
Baltimore Building Trades PAC Golf Tournament $700.00 $1,816.67 MDRP
4842-0 $26,507.81
Dulles Chamber of Comm. Bronze Sponsor $250.00
PATH refused to specify amount related to advertising VRE
5016-0 $42,465.51
PATH refused to specify amount related to advertising $1,816.67 MDRP
5017-0 $12,000.00 VRE5190-0 $5,985.06 $1,816.67 MDRP5203-0 $12,044.33 VRE5226-0 $11,038.23 MDRP5455-0 $14,551.80 $1,816.67 MDRP5456-0 $12,000.00 VRE5581-0 $5,816.67 $1,816.67 MDRP5588-0 $12,000.00 VRE5612-0 $11,559.67 MDRP5780-0 $14,903.76 $1,816.67 MDRP5789-0 $12,000.00 VRE5925-0 $8,000.00 VRE
EXHIBIT-A PATH - Charles Ryan Assoc. Coalition Expenses 2010 in Account 923 (Outside Services)per Newman2011-8.3, Newman2011-15.1, Newman2011-18.2
Page 2
Invoice No. Invoice Total SpokesmanSpokesman
Amount DonationDonation Amount
Advertising Amount
Web Site Expense
Specific Coalition*
5970-0 $1,932.37 VRE6080-0 $5,816.67 $1,816.67 MDRP6081-0 $4,000.00 VRE6113-0 $9,341.51 MDRP6299-0 $18,178.04 VRE6407-0 $8,500.00 MDRP6298-0 $5,816.67 $1,816.67 MDRP6546-0 $12,097.66 VRE6545-0 $16,392.08 $1,816.67 MDRP
43790 $14,546.00PATH refused to name spokesman $6,300.00 WVRP
43790A $2,770.67PATH refused to name spokesman $1,200.00 $1,816.67 WVRP
45080 $20,766.91 $1,816.67 WVRP47240 $18,331.67 Kerry Stroup, PJM $480.00 $1,816.67 WVRP48490 $25,396.28 $7,117.65 $1,816.67 WVRP50400 $36,498.04 John Mark Robinson $5,233.63 $7,421.00 $1,816.67 WVRP52670 $581.50 WVRP52110 $13,498.31 $1,816.67 WVRP54660 $400.00 $400.00 WVRP54570 $13,316.67 $1,816.67 WVRP55940 $13,316.67 $1,816.67 WVRP57910 $14,368.63 $1,816.67 WVRP60820 $13,973.24 $1,816.67 WVRP63010 $5,816.67 $1,816.67 WVRP64090 $7,571.08 Pritchard Electric $1,530.00 WVRP
65560 $28,478.67PATH refused to name two spokesmen $15,000.00 $1,816.67 WVRP
TOTAL $622,242.07 $29,743.63 $950.00 $14,938.65 $45,754.16
*MDRP = Marylanders for Reliable Power *VRE = Virginians for Reliable Energy *WVRP = West Virginians for Reliable Power (or Energy)
Exhibit-B
Membership list from Marylanders for Reliable Power
website, www.marylandersforreliablepower.com
Text-only version
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About MDRP | Become a Member | Current Members | Understanding the Need
About MDRP
Marylanders for Reliable Power is a coalition of businesses and organizations that want to ensure that Maryland's future electricity needs are metthrough additional generation of electricity from traditional and renewal sources, improvement of transmission capacity and conservation. Thecoalition will work to inform the public of the critical need to act now so that electricity is available to support the state's productivity, public health,and security and to achieve public policy that supports an abundant and reliable electricity supply.
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Introducing Marylanders for Reliable Power
For an informational presentation, click here. (PDF: get viewer)
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Join Marylanders for Reliable Power
Marylanders for Reliable Power59 Franklin StreetAnnapolis, MD 21401 (410) 295-9550
[email protected] Form
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Current Members
Exhibit-B Page 1 of 5
A & A Design Build RemoldingAggreko LLCAllegheny EnergyAmerican Energy ServicesAmerican Line Builders Chapter NECAAMS Management Services CorporationAPPI EnergyARINC Inc.Atlantic Wood IndustriesAugust, Lang & HusakAxis Geospatial LLCBaltimore Building and Construction Trades CouncilBaltimore City Chamber of CommerceBaltimore County Chamber of CommerceBaltimore Washington Corridor Chamber of CommerceBaywood Design/Build GroupBluewater WindBob Hall LLCBoilermakers Local 193 (Baltimore)Brian Boru Restaurant and PubBricklayers and Allied Craftworkers Local 1Building Owners and Managers Association of BaltimoreCalhoon MEBA Engineering SchoolCamp, Dresser & McKee Inc. Capital Eagle Inc.Capital Ventures LLCCarpenters and Millwrights Local 1024Center for Chesapeake CommunitiesCharles P. Johnson & AssociatesChemDryChesapeake Automotive Business AssociationChoptank Electric CooperativeChris O. CommunicationsClarke Energy ConsultantsConduit Retail Services Inc.Consumer Usage Laboratories Inc.CQI AssociatesCSXCurtis Engine and Equipment, Inc.Dairy Maid DairyDeReggi Construction CompanyDerrick Financial GroupDorchester Renewable EnergyDRS International LLCEarth River Geothermal Inc.eCruisersEaston Comfort InnEaston UtilitiesElaunchers.comElectric Advisor’s Inc.EnergyAnswers InternationalEPIC Pharmacies Inc.ESMEC Energy TrustFiberLight, LLCFiber Plus Inc.Frederick Ward AssociatesFree State PressFriendly ComputersGaithersburg-Germantown Chamber of CommerceGalway Bay RestaurantGarrett County Chamber of CommerceGet the Lead Out LLCGlobal Baskets LLCGollub CPA ServicesGood Faith PromotionsGordon Insurance LLCGraul’s Market (Annapolis)Greater Baltimore CommitteeGreater Bethesda-Chevy Chase Chamber of Commerce
Exhibit-B Page 2 of 5
Greater Cumberland CommitteeGreenhorne & O’MaraHatfield DentistryHealth Facilities Association of Maryland Service CorporationHerrmann Advertising Design/CommunicationsHerron Printing and GraphicsHess CorporationHillmuth Certified Automotive Inc.Homeland Renewable EnergyHomes for AmericaHome Source Real Estate Asset Services Inc.Howard County Chamber of CommerceIBEW Fourth District OfficeIBEW Local 24 (Baltimore)IBEW Local 26 (Lanham)IBEW Local 70 (Forestville)IBEW Local 307 (Cumberland)IBEW Local 1307 (Delmar)IBEW Local 1501 (Cockeysville)IBEW Local 1900 (Largo)Instant Access Networks, LLCInsulators and Allied Workers Local 24 (Baltimore)Integrity Financial LLCInternational Environmental Data Rescue OrganizationIronworkers Local 16 (Baltimore)Ironworkers Local 201 (DC and MD)IUOE Local 37 (Baltimore)IUOE Local 77 (Suitland)IUOE Local 99IVR Commercial Property ServicesJoan Leanos CPA and Tax Accounting, LLCJ. Adams AttorneysJ.L. Mayer Law FirmKCI Technologies, Inc.Katcef Brothers Inc.Kenny ConstructionKillarney House RestaurantKronosKS Marketing LLCLars Energy LLCLifetime Benefits LLCLoiederman Soltesz Associates, Inc.Mac Business SolutionsManufacturers Alliance of MarylandMaryland Chamber of CommerceMaryland Classified Employees Association, Inc.Maryland Clean Energy CenterMaryland Coal AssociationMaryland Department of the EnvironmentMaryland Energy GroupMaryland Hotel and Lodging AssociationMaryland Legislative Sportsmen’s FoundationMaryland Life MagazineMaryland Minority Contractors Association Inc.Maryland Petroleum CouncilMaryland Retailers AssociationMeezo NetworksMel’s Business SystemsMettiki Coal LLCMid Atlantic Aggregation Group Independent Consortium LLCMid-Atlantic Petroleum Distributors AssociationMinuteman Press, Maryland Montgomery Eagle Inc.Netlink Resource GroupNew Tek Energy SolutionsNexus Energy Homes Inc.Northern Anne Arundel County Chamber of CommerceNorthrop GrummanOffice Suites Plus
Exhibit-B Page 3 of 5
OPCMIA Local 39 Area 296OPCMIA Local 891Painters and Allied Trades District Council 51Peak Productions, Inc.Pennoni Associates, Inc.Planet C.P.R. LLCPlumbers and Steamfitters Local 486 (Baltimore)The Pomerantz AgencyPotomac Electric Power CompanyPrinting and Graphics Association – Mid AtlanticRestaurant Association of MarylandRoofers and Waterproofers Local 30 (Statewide)Rotary Club of BaltimoreRotary Club of Owings Mills-ReisterstownRotary Club of TowsonRotary Club of Upper Montgomery CountyRSVP MarketingSafewaySheet Metal Workers Local 100Shore ENERGYSkyLine Network EngineeringSolid State SystemsSouthern Maryland Electric CooperativeSpatial Systems Associates, Inc.Sprinkler Fitters Local Union 669Standard Solar Inc.Strategic Services International, LLCSynergics Wind EnergyThe Daily RecordThe Wild OrchidTideWater Environmental Services, Inc.TimberRock Energy SolutionsTLR Energy, Inc.Total Home PerformanceTrade International CorporationTransGlobal Business SystemsUnited Association of Plumbing & Pipe Fitting IndustryUtility Workers Union of AmericaValley Supply and Equipment Company, Inc.Venice Mundle & Harvey Agency (Allstate Insurance)Victory AwardsWashington DC Building Trades Council Western Maryland Health SystemWMDA Service Station and Automotive Repair Association
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Understanding Maryland's Need for Improved Electricity Infrastructure
Population Growth
Maryland’s population was 4,216,933 in 1980. Electricity consumption in the state that year was 17,788 million kilowatts.1 Since then, the state’spopulation has increased by nearly 1,680,000, or approximately 40 percent. Electricity consumption is estimated for 2008 at 70,213 million kilowatts, anearly 300 percent increase over 1980.2
Increased Consumption
Maryland’s relatively strong economy has fueled its construction industry, especially residential construction. House size and energy consumptionwithin those new homes has increased. Though statistics on what products account for electricity consumption are not available for specific states,some national and regional facts are compelling. The average American household uses at least 21 percent more electricity now than it did 30 yearsago. Consumption is expected to rise by 11 percent in the next 20 years.3 Computer servers and related equipment now account for more electricityconsumption than color televisions. The use of electricity by servers grew from 2000 to 2005 at a rate of 14 percent per year, more than doubling infive years. By 2010, this use is expected to reach 40 percent growth.4
At 31 percent of the total, the largest use of household electricity is for HVAC systems, air conditioning accounting for the greatest portion. In 1984,12 percent of American households had two refrigerators. In 2001, 17 percent had two. Color televisions are the largest single home electronics user ofelectricity.5
Exhibit-B Page 4 of 5
Among the products cited whose use has grown are computers and charging devices for everything from flash lights to electric cars, including cellularand portable phones. Other growing uses include outdoor and indoor lighting, swimming pool filtration and heating systems, and security systems.
Lagging Generation
In the past 30 years, only three new electricity generation plants have been built in Maryland. Planned additional generation is only expected to add831 megawatts. As a result of the lack of new in-state generation and increased population and electricity use, Maryland is now estimated to beimporting approximately 32 percent of its electricity from out-of-state suppliers. This imported electricity comes from out-of-state suppliers which arepart of PJM Interconnection, the 13-state regional grid to which Maryland’s power companies belong. So much imported electricity accounts forMarylanders paying the highest marginal prices of electricity users supplied by this grid, calculated by the U.S. Department of Energy at $500 millionannually in higher electricity costs. 6
Congested Supply Grid
The regional supply system (grid) has a capacity of 163,000 megawatts. Peak electricity usage in 2006 required 144,644 megawatts, or 89 percent oftotal capacity. This summer’s highest demand is expected to be 137,950 megawatts.7 With increased future demand, Maryland’s reliance on powerimported through the heavily congested grid puts the state in jeopardy for power interruptions or worse.
Impact of Inaction
What would a blackout of the magnitude of one that affected 50 million people mean to Maryland? Fortunately, those served through PJMInterconnection were little affected by that multi-day blackout across the northern United States on August 14, 2003. However, with Maryland’s supplygrid approaching capacity, the possibility of such an occurrence cannot be dismissed. The potential loss of productivity over several days and the threatto public safety and public health are monumental. Equally alarming is the likely impact to the state’s fiscal condition with the loss of revenuesresulting from such a power failure.
Sources
1 U.S. Department of Energy, Energy Information Administration, "Energy Consumption Estimates by Source, Selected Years, 1960-2005, Maryland"2 Maryland Public Service Commission, "Electric Supply Adequacy Report of 2007"3 Edison Electric Institute "Why Are Electricity Prices Increasing?," September 20064 Ars Technia, "U.S. Servers Now Use More Electricity Than Color TVs," February 15, 2007.5U.S. Department of Energy, Energy Information Administration6"Maryland’s Energy Future" report prepared for Governor Martin O’Malley, February 20077PJM Interconnection, Press Release, May 5, 2008
© 2011 Marylanders For Reliable Power Coalition. All rights reserved.
Exhibit-B Page 5 of 5
Exhibit-C
PATH – Charles Ryan Assoc. PEAT Expenses for 2010 in
Account 923 (Outside Services)
Exhibit-C PATH - Charles Ryan Assoc. PEAT Expenses in 2010 in Account 923 (Outside Services)per Newman2011-8.3, Newman2011-15.1, Newman2011-18.2
1
Invoice No. Invoice Total SpokesmanSpokesman
Amount DonationDonation Amount
Web Site Expense
4057-0 $8,218.33Russell Frisby, Former MD PSC Commissioner $8,218.33
4058-0 $15,000.004059-0 $3,544.834060-1 $412.92
4291-0 $8,055.13Russell Frisby, Former MD PSC Commissioner $8,055.13
4372-0 $5,897.32
VA. Chamber of Comm. Silver Sponsor Economic Leadership $2,000.00
4501-0 $11,392.40
4515-0 $7,500.00Russell Frisby, Former MD PSC Commissioner $7,500.00
4717-0 $397.80
4718-0 $12,853.63Russell Frisby, Former MD PSC Commissioner $4,000.00Clinton Miller, Former VA-SCC Commissioner $6,000.00
4831-0 $6,500.00Russell Frisby, Former MD PSC Commissioner $4,000.00
5035-0 $8,841.60Russell Frisby, Former MD PSC Commissioner $4,000.00Clinton Miller, Former VA-SCC Commissioner $2,000.00
5186-0 $19,250.00
5255-0 $4,000.00Russell Frisby, Former MD PSC Commissioner $4,000.00
5266-0 $650.00
5453-0 $23,000.00Russell Frisby, Former MD PSC Commissioner $8,000.00
5477-0 $750.00
Exhibit-C PATH - Charles Ryan Assoc. PEAT Expenses in 2010 in Account 923 (Outside Services)per Newman2011-8.3, Newman2011-15.1, Newman2011-18.2
2
Invoice No. Invoice Total SpokesmanSpokesman
Amount DonationDonation Amount
Web Site Expense
5578-0 $42,246.74Russell Frisby, Former MD PSC Commissioner $8,000.00
Maryland & Wash., D.C. Building & Construc. Trades Silver Sponsorship Fall Conf. $1,500.00
Clinton Miller, Former VA-SCC Commissioner $15,000.00
Va. State Building & Trades Council Summer Convent. $200.00
5653-0 $1,486.09
5807-0 $32,001.18Russell Frisby, Former MD PSC Commissioner $8,000.00
Mountain MD PACE Silver Sponsorship $500.00
Clinton Miller, Former VA-SCC Commissioner $5,000.00
5923-0 $1,378.55
6078-0 $26,167.43Russell Frisby, Former MD PSC Commissioner $8,000.00
Holiday Celebration Breakfast & Business Expo $250.00
6112-0 $5,522.04Clinton Miller, Former VA-SCC Commissioner $5,000.00
6405-0 $8,031.84Russell Frisby, Former MD PSC Commissioner $8,000.00
6296-0 $20,107.07Clinton Miller, Former VA-SCC Commissioner unknown
6543&6633 $32,583.18 Frisby & Miller unknown43750 $3,708.3243750A $706.35 $100.0045030 $9,902.94 Rod Easter $9,045.00
47190 $11,838.01Tom Bloss, Pritchard Electric Co. $11,045.00
48320 $7,784.47Tom Bloss, Pritchard Electric Co. $4,590.00
49690 $2,600.00 $100.00
49680 $27,000.00Clarence Martin, Martin & Siebert law firm $27,000.00
Exhibit-C PATH - Charles Ryan Assoc. PEAT Expenses in 2010 in Account 923 (Outside Services)per Newman2011-8.3, Newman2011-15.1, Newman2011-18.2
3
Invoice No. Invoice Total SpokesmanSpokesman
Amount DonationDonation Amount
Web Site Expense
52170 $30,039.63Tom Bloss, Pritchard Electric Co. $12,325.00 $100.00
50190 $714.6754600 $15,805.85 $100.0054650 $4,038.5455790 $15,900.00 $100.00
56540 $15,881.54Tom Bloss, Pritchard Electric Co. $12,665.00
58080 $17,150.85 $100.00
56110 $1,115.00WV Oil & Natural Gas Assoc. Sponsorship $500.00
59240 $9,866.82Tom Bloss, Pritchard Electric Co. $9,350.00 $100.00
60790 $17,920.89
62970 $20,308.06Tom Bloss, Pritchard Electric Co. $4,335.00 $100.00
6544 $15,100.00 $100.00
64090 $1,637.45Tom Bloss, Pritchard Electric Co. $1,637.45
63340 $5,002.57
TOTAL $539,810.04 $204,765.91 $4,950.00 $900.00
Fees Paid to Clarence Martin for legal review not included in above totals
Invoice No. Invoice Total
43740 $7,560.0043740A $1,440.00
TOTAL $9,000.00
Exhibit-D
Winchester Star article,
“Power companies make case for PATH”
February 2, 2011
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Exhibit-D 1 of 2
Exhibit-D 2 of 2
Exhibit-E
PATH Membership Expenses for 2010 in Account 930.2
Exhibit-E PATH Membership Expenses in 2010 in Account 930.2per Newman2011-9.1, et. al.
1
Page 1 of 4
OrganizationCorporate
Name listed Corp. Name per PATH Website Tax statusDescription/Lobbying
ActivityAmount
PATH-AYEAmount
PATH-WV
Carnegie Mellon Elec. Ind. Center Not listed Allegheny Power
http://wpweb2.tepper.cmu.edu/ceic/ 501(c)3
Sponsorship of University research $400.00 $405.00
Chamber of Commerce Martinsburg Berkely Co. First Energy Allegheny Power
http://www.berkeleycounty.org/ nonprofit
Identifies Legislative issues of importance to members and represents those concerns to legislators; 100% of cost to PATH $961.00
COMPETE Allegheny Energy Allegheny Energy Inc.http://www.competecoalition.com/ 501(c)6
$990,000 in lobbying 2010, directed by lobbyists, APPA says front group, membership is free $130.00 $131.63
Economic Growth Connection Not listed Allegheny Power http://www.ecgw.org 501(c)3
Administers WPPSEF Pa. Dereg. Settlement Stipulation $24.00 $24.30
Greater Cumberland Committee FirstEnergy Allegheny Power http://greatercc.org/ 501(c)3
No memberships, contributions only per IRS 990 $18.40 $18.63
GT Power Group LLC none Allegheny Energy Inc.http://gtpowergroup.com/index/ corporation
"This sponsorship provided representatives of the PATH Project with the opportunity toeducate and inform attendees of issues related to the project, including understanding theregulatory process and issues related to that process." Per Newman2022-13.16 $52.00
Hagerstown-Washington Chamber of Commerce Potomac Edison PATH-Allegheny
http://www.hagerstown.org/ 501(c)6
$2000 lobbying 2010 per IRS 990, 100% of membership charged to PATH $500.00
Hunton & Williams LLP (Utility Water Act Group) per discovery none Allegheny Energy Inc.
none, but seehttp://ceq.hss.doe.gov/current_developments/docs/mmcomments/Utility_Water_Act_Group_MMComments05242010.pdf
not incorporated
UWAG is a voluntary, ad hoc, non-profit, unincorporated group. UWAG’s purpose is to participate on behalf of its members in EPA’s rulemakings under the CWA $490.47 $549.99
Jefferson Co. Chamber of Commerce FirstEnergy PATH Allegheny
http://www.jeffersoncountywvchamber.org 501(c)6
100%of membership charged to PATH $309.00
MACO - Maryland Association of Counties FirstEnergy PATH Allegheny
http://www.mdcounties.org/Corporate%20Partners/Partners.cfm nonprofit
Gold Partner - provide a forum for companies and organizations to market themselves to county decision-makers; 100% of sponsorship charged to PATH $7,500.00
Maryland Municipal League Allegheny Energy PATH Allegheny
http://www.mdmunicipal.org/affiliates/corporate.cfm nonprofit
100% of membership charged to PATH - promotes the exchange of ideas between corporate leaders and the leaders of Maryland’s cities and towns $7,500.00
Exhibit-E PATH Membership Expenses in 2010 in Account 930.2per Newman2011-9.1, et. al.
2
Page 2 of 4
OrganizationCorporate
Name listed Corp. Name per PATH Website Tax statusDescription/Lobbying
ActivityAmount
PATH-AYEAmount
PATH-WV
Maryland Chamber of Commerce
PATH-Allegheny /Potomac Edison PATH Allegheny www.mdchamber.org 501(c)6
100% of sponsorship charged to PATH; Platinum Sponsor; opportunities to network with high level executives, business owners, legislators, and policy makers from throughout the state; 55/45% deduct/lobbying; FirstEnergy employee on BOD $20,000.00
MD DC Utilities Assoc. FirstEnergy Allegheny Energy Inc.
http://md-dc-util.com/index.html nonprofit
100% to PATH; FE employee on BOD; provide opportunities, outside of the formal hearing process, for member companies and regulatory bodies to discuss areas of mutual interest $1,200.00
NMSU Center for Public Utilities Not listed Allegheny Energy Inc.
http://business.nmsu.edu/programs-centers/cpu/ 501(c)3
completely self-funded through conference and training program fees and by industry sponsorships $48.90 $24.30
PA Chamber of Business FirstEnergy Allegheny Energy Inc.
http://www.pachamber.org/ 501(c)6
advocate for business on Capitol Hill by influencing the legislative, regulatoryand judicial branches of govt.; $1.1M lobbying 2009 $45.65 $45.65
Top of Virginia Regional Chamber of Commerce Allegheny Energy PATH Allegheny
http://www.regionalchamber.biz/
100% of membership charged to PATH; represents member concerns to legislators and other elected and appointed government officials $760.00
US Chamber of Commerce Not listed Allegheny Energy Inc.
http://www.uschambersmallbusinessnation.com/about-us/ 501(c)6
"Promotes critical infrastructure development" See http://www.projectnoproject.com $240.00 $243.00
UTEC Allegheny Energy Allegheny Energy Inc.http://utecwv.us/members/utec-overview 501(c)6
UTEC aims to educate and influence policy makers, regulators and the media on issues of mutual importance to its members - Leadership are FE staff Lobbysits $20.00 $20.25
Virginia Manufacturers Assoc. Not listed Allegheny Energy Inc.
http://www.vamanufacturers.com/ 501(c)6
100% charged to PATH; VMA and its experienced full-time staff see to it that your legislative and regulatory interests are addressed in a professional and responsible way throughout the year. $840.00
Western PA MSDC Allegheny Energy Allegheny Energy Inc.
http://affiliate.nmsdc.org/wpmsdc/app/template/Index.vm 501(c)3
Developing business opportunities for minority-owned enterprises by certifying and linking them to corporate and public agencies. $21.58 $21.58
Exhibit-E PATH Membership Expenses in 2010 in Account 930.2per Newman2011-9.1, et. al.
3
Page 3 of 4
OrganizationCorporate
Name listed Corp. Name per PATH Website Tax statusDescription/Lobbying
ActivityAmount
PATH-AYEAmount
PATH-WV
Barbour Co Chamber of Commerce
Allegheny Power Company Allegheny Power
http://www.barbourchamber.com/members.php?i=21 100% to PATH $100.00
Berkeley Springs Morgan Co. Chamber of Commerce FirstEnergy Allegheny Energy Inc.
http://www.berkeleyspringschamber.com/utilities.html 100% to PATH $250.00
Buckhannon Upshur Chamber of Commerce FirstEnergy Allegheny Energy Inc.
http://buchamber.com/index.php?option=com_sobi2&catid=23&Itemid=156 100% to PATH $450.00
Co. Commissioners Assoc. of WV Allegheny Energy Allegheny Energy Inc.
http://www.ccawv.org/assoiciate-members.html 100% to PATH $350.00
Elkins Randolph Co. Chamber of Commerce Mon Power PATH WV
http://www.erccc.com/index.php?option=com_mtree&task=listcats&cat_id=110&Itemid=30 100% to PATH $500.00
Elkins Rotary Club PATH WV 501(c)4Community civic group charged 100% to PATH $694.00
Grant Co. Chamber of Commerce FirstEnergy PATH WV
http://www.gowv.com/MemberProfile/mp-FirstEnergy.html 100% to PATH $300.00
Hampshire Co. Chamber of Commerce FirstEnergy Allegheny Energy Inc.
http://www.hampshirecountychamber.com/Member.html 100% to PATH $300.00
Hardy Co. Chamber of Commerce FirstEnergy PATH WV
http://hardycountychamber.com/memberdirectory/6-business-directory/66-utilities.html 100% to PATH $500.00
Lewis Co. Chamber of Commerce FirstEnergy Allegheny Energy Inc.
http://www.lcchamber.org/Specific_Member_Directory.cfm?letter=F 100% to PATH $1,000.00
Preston Co. Chamber of Commerce FirstEnergy PATH WV
http://www.prestonchamber.com/business_list.php?cid=35 100% to PATH $450.00
WV Assoc. of Counties PATH WV
http://www.wvaco.org/membership.html 100% to PATH $400.00
WV Business & Industry Council Allegheny Energy PATH WV
http://www.wvbic.org/content/view/20/49/ 501(c)6
100% to PATH; holds meetings to talk with business owners and legislators to improve the WV business climate $300.00
WV Coal Assoc., Inc. Allegheny Energy PATH WV
http://www.wvcoal.com/associate-members.html 501(c)6
100% to PATH; to promote the utilization of coal and the resulting social and economic benefits $5,000.00
Exhibit-E PATH Membership Expenses in 2010 in Account 930.2per Newman2011-9.1, et. al.
4
Page 4 of 4
OrganizationCorporate
Name listed Corp. Name per PATH Website Tax statusDescription/Lobbying
ActivityAmount
PATH-AYEAmount
PATH-WV
WV Economic Development Council
PATH-WV, an Allegheny Energy Company PATH WV
http://www.wvedc.org/regular.htm 501(c)6
100% to PATH; networking; presenting speakers on topics of interest $200.00
WV Forestry Assoc. Not listed PATH WVhttp://www.wvfa.org/membership.html 501(c)3
100% to PATH; members include individuals and businesses involved in forest management, timber production and wood product manufacturing, purpose to educate about forestry. $500.00
WV Hardwood Alliance Zone Not listed Allegheny Power
http://www.westvirginiahaz.com/detail.php?page_id=40 501(c)6
100% to PATH; focused on increasing value-added hardwood manufacturing investment in our region $250.00
WV Manufacturers Assoc. Not listed PATH WV
http://www.wvma.com/membership.html 501(c)6
100% charged to PATH; trade association for WV manufacturers in order to further goals and interests of members $1,672.00
WV Municipal League Not listed Allegheny Energy Inc.http://www.wvml.org/membership.html 501(c)6
100% to PATH; dissemination of information to cities, education for better conduct of municipal government; associate membership for Political subdivisions, other than municipalities $300.00
Total $41,061.00 $15,000.33
Grand Total PATH Memberships $56,061.33
Exhibit-F
Petition of the Maryland Chamber of Commerce to
Intervene Out-of-Time and Maryland Ethics Commission
Lobbyist Registration forms for 2010
Exhibit-F Page 1 of 12
Exhibit-F Page 2 of 12
Exhibit-F Page 3 of 12
Exhibit-F Page 4 of 12
LOBBYING REGISTRATION
This registration form may be submitted electronically, but it will not take effect or be considered completeuntil The State Ethics Commission receives it, and a check in the amount of $100.00 made payable to theState of Maryland.
1. Click "print version" and you will be able to print a copy of this document so that you maysign it.
2. If you are acting on behalf of an employer, send the printed and partially completed form tothe employer identified in the form for his or her signature and selection of the employer'sexemption status (you may make the selection of status electronically or the employer may doit, but the selection must be made or the registration will not be complete.)
3. Then you or the employer must send the paper copy to:
State Ethics Commission45 Calvert Street, 3rd Floor Annapolis, Maryland 21041
Along with a check in the amount of $100 made payable to The State of Maryland
4. When the State Ethics Commission has received the completed and signed document andthe appropriate check, the registration will be considered as filed and it will be released forpublic view.
Exhibit-F Page 5 of 12
PART A. GENERAL INFORMATION
What Type of registration are you seeking?
Legislative Action Lobbyist ___x___ Grass Roots Lobbyist _______
Executive Action Lobbyist ___x___ Non-exempt employer _______
Primary purpose of Organization
Is the employer or the registered organization (if there is no employer) organized and operated for theprimary purpose of attempting to influence any legislation or executive action?Yes _____ No __x__
Check Number: 1330
PART B. IDENTIFICATION OF REGISTRANT/REGULATED LOBBYIST
1. Identifying Information
a) Name of Registrant/Regulated Lobbyist: Daniel Paul Tompkins
b) Firm Name: Allegheny Energy
Address: 68 State CircleAnnapolis, MD 21401
c) Business telephone: (410)268-0858
Cell phone: (301)491-2240
Do you want your telephone number on the published lobbyist list?Yes __x__ No _____
d) What is your occupation or type of business? Lobbyist,Government Relations Specialist
If other: N/A
2. Identification of others required to register
a) Will any other person be required to register as a lobbyist on behalf of you or the organization
identified in section 1?Yes __x__ No _____
b) If the answer to a) is "yes", identify each such person below and give their name and address?
Name: Timothy A PerryAddress: 233 E. Redwood Street Baltimore, MD 21202 Business Phone: 410-576-4227Email: [email protected]
Name: Michael C PowellAddress: 233 E. Redwood StreetBaltimore, MD 21202 Business Phone: 410-576-4175Email: [email protected]
Name: D. Robert EntenAddress: 233 E. Redwood StreetBaltimore, MD 21202 Business Phone: 410-576-4114Email: [email protected]
Name: Todd R ChasonAddress: 233 East Redwood Street Baltimore , MD 21202-3332 Business Phone: 410-576-4069Email: [email protected]
Exhibit-F Page 6 of 12
Name: William R MilesAddress: P.O. Box 251Huntingtown, MD 20639 Business Phone: 410-414-2515Email: [email protected]
Name: Charles Joseph KruftAddress: 111 South Calvert StreetSuite 2700Baltimore, MD 21202 Business Phone: 410-385-5308Email: [email protected]
Name: L. Aldie WarnockAddress: 800 Cabin Hill DriveGreensburg, PA 15601 Business Phone: 724-331-9545Email: [email protected]
3. Identification of employer
a) Name of persons or organizations who compensate you for activities that require registration.PATH-Allegheny Energy
Permanent Address:
800 Cabin Hill DriveG, PA 15601
Business Telephone: 724-837-3000
Nature of business: Energy Company
Website of employer:
b) Will you be representing any other person or entity regarding the matters identified in this
registration?Yes _____ No __x__
4. Registration Information
a) For what period will this registration be effective?November 01, 2010 to October 31, 2011
b) On what matters will you be acting or employing someone to act during the registration period?CERTIFICATE OF NEED COAL ELECTRICITY ENERGY MATTERS ENVIRONMENTAL MATTERS POWER PLANTS PUBLIC UTILITIES SOLAR ENERGY UTILITIES
c) If known include the bill number(s) of the matter(s) on which you lobby
PART C. REGISTRANT'S REGULATED LOBBYIST'S SIGNATURE
__________________________________ __________________________________
(Name) (Date)
PART D. AUTHORIZATION TO ACT
1 Authorization
I hereby certify that the information contained herein is correct and that Daniel Paul Tompkins (name oflobbyist) is authorized to act on behalf of PATH-Allegheny Energy (name of employer) for the periodfrom November 01, 2010 to October 31, 2011 unless this authority is terminated sooner.
2 Exemption Status of Employer
Exhibit-F Page 7 of 12
a) ___x___ The employer claims the exemption from filing its own registration and activity reports
because all expenditures requiring registration and reporting will be reported by thisregistrant/regulated lobbyist.
b) _______ The employer does not claim an exemption from filing its own registration and activityreport because the registrants/regulated lobbyist will report only expenditures and compensationregard the filer's activity. If this option is selected, the employer must submit a separateregistration for lobbying and the required reports.
c) _______ The employer does not claim an exemption from filing its own registration and reportsbased on the activities of the filer will report only expenditures and compensation regarding thefiler's activities. However, the employer does claim an exemption from filing its own registration andreporting because another regulated lobbyist will report any other expenditures of the employer,and the employer will engage in no other activity that would require it to register or report.
_________________________________________________________________
Employer's signature Date
_________________________________________________________________
Signature of Person Identified in Part B, Section 3 Date
_________________________________________________________________
Employer's Typed Signature
Exhibit-F Page 8 of 12
LOBBYING REGISTRATION
This registration form may be submitted electronically, but it will not take effect or be considered completeuntil The State Ethics Commission receives it, and a check in the amount of $100.00 made payable to theState of Maryland.
1. Click "print version" and you will be able to print a copy of this document so that you maysign it.
2. If you are acting on behalf of an employer, send the printed and partially completed form tothe employer identified in the form for his or her signature and selection of the employer'sexemption status (you may make the selection of status electronically or the employer may doit, but the selection must be made or the registration will not be complete.)
3. Then you or the employer must send the paper copy to:
State Ethics Commission45 Calvert Street, 3rd Floor Annapolis, Maryland 21041
Along with a check in the amount of $100 made payable to The State of Maryland
4. When the State Ethics Commission has received the completed and signed document andthe appropriate check, the registration will be considered as filed and it will be released forpublic view.
Exhibit-F Page 9 of 12
PART A. GENERAL INFORMATION
What Type of registration are you seeking?
Legislative Action Lobbyist ___x___ Grass Roots Lobbyist _______
Executive Action Lobbyist ___x___ Non-exempt employer _______
Primary purpose of Organization
Is the employer or the registered organization (if there is no employer) organized and operated for theprimary purpose of attempting to influence any legislation or executive action?Yes _____ No __x__
Check Number: 1309
PART B. IDENTIFICATION OF REGISTRANT/REGULATED LOBBYIST
1. Identifying Information
a) Name of Registrant/Regulated Lobbyist: Daniel Paul Tompkins
b) Firm Name: Allegheny Energy
Address: 68 State CircleAnnapolis, MD 21401
c) Business telephone: (410)268-0858
Cell phone: (301)491-2240
Do you want your telephone number on the published lobbyist list?Yes __x__ No _____
d) What is your occupation or type of business? Lobbyist,Government Relations Specialist
If other: N/A
2. Identification of others required to register
a) Will any other person be required to register as a lobbyist on behalf of you or the organization
identified in section 1?Yes __x__ No _____
b) If the answer to a) is "yes", identify each such person below and give their name and address?
Name: Timothy A PerryAddress: 233 E. Redwood Street Baltimore, MD 21202 Business Phone: 410-576-4227Email: [email protected]
Name: Michael C PowellAddress: 233 E. Redwood StreetBaltimore, MD 21202 Business Phone: 4105764175Email: [email protected]
Name: Bob EntenAddress: 233 E. Redwood Street Baltimore , MD 21202 Business Phone: 410-576-4000Email: [email protected]
Name: Todd R ChasonAddress: 233 East Redwood Street Baltimore , MD 21202-3332 Business Phone: 410-576-4069Email: [email protected]
Exhibit-F Page 10 of 12
Name: William R MilesAddress: P.O. Box 251Huntingtown, MD 20639 Business Phone: 410-414-2515Email: [email protected]
3. Identification of employer
a) Name of persons or organizations who compensate you for activities that require registration.Allegheny Energy
Permanent Address:Allegheny Power, an Allegheny Energy Company800 Cabin Hill DriveGreensburg, PA 15601-1589
Business Telephone: 724-838-6952
Nature of business: Energy Company Engaged In Electricity Supply and Distribution
Website of employer:
b) Will you be representing any other person or entity regarding the matters identified in this
registration?Yes _____ No __x__
4. Registration Information
a) For what period will this registration be effective?November 01, 2009 to October 31, 2010
b) On what matters will you be acting or employing someone to act during the registration period?CERTIFICATE OF NEED COAL ELECTRICITY ENERGY MATTERS ENVIRONMENTAL MATTERS POWER PLANTS PUBLIC UTILITIES SOLAR ENERGY UTILITIES
c) If known include the bill number(s) of the matter(s) on which you lobbyN/A
PART C. REGISTRANT'S REGULATED LOBBYIST'S SIGNATURE
__________________________________ __________________________________
(Name) (Date)
PART D. AUTHORIZATION TO ACT
1 Authorization
I hereby certify that the information contained herein is correct and that Daniel Paul Tompkins (name oflobbyist) is authorized to act on behalf of Allegheny Energy (name of employer) for the period from November 01, 2009 to October 31, 2010 unless this authority is terminated sooner.
2 Exemption Status of Employer
a) ___x___ The employer claims the exemption from filing its own registration and activity reports
because all expenditures requiring registration and reporting will be reported by thisregistrant/regulated lobbyist.
b) _______ The employer does not claim an exemption from filing its own registration and activityreport because the registrants/regulated lobbyist will report only expenditures and compensationregard the filer's activity. If this option is selected, the employer must submit a separateregistration for lobbying and the required reports.
c) _______ The employer does not claim an exemption from filing its own registration and reportsbased on the activities of the filer will report only expenditures and compensation regarding thefiler's activities. However, the employer does claim an exemption from filing its own registration andreporting because another regulated lobbyist will report any other expenditures of the employer,and the employer will engage in no other activity that would require it to register or report.
Exhibit-F Page 11 of 12
_________________________________________________________________
Employer's signature Date
_________________________________________________________________
Signature of Person Identified in Part B, Section 3 Date
_________________________________________________________________
Employer's Typed Signature
Exhibit-F Page 12 of 12
Exhibit-G
PATH – Access Point Public Affairs Expenses for 2010 in
Account 923 (Outside Services)
Exhibit G - Access Point Public Affairs Expenses 2010 Account 923 1Allegheny Energy Purchase Order 4500239980 per Newman2011-8.1
Invoice Number Date Amount
B-135-5 01/29/10 $5,000.00B-135-6 02/26/10 $5,000.00B-135-7 03/31/10 $5,000.00B-135-8 04/30/10 $5,000.00B-135-9 05/28/10 $5,000.00B-135-10 06/30/10 $5,000.00A-135-11 07/23/10 $5,000.00B-135-12 08/30/10 $5,024.42C-135-1 09/29/10 $5,000.00C-135-2 10/27/10 $5,000.00C-135-3 11/23/10 $5,044.36
TOTAL $55,068.78
Exhibit-H
Allegheny Energy Purchase Order #4500239980 and
Contract between PATH-Allegheny Transmission
Company and Access Point Public Affairs executed
October 26, 2009
Newman-12-Attachment APurchase Order
ft ISSUEDBY .,.. Allegheny Energy Service Corporation
an Allegheny Energy company
AGENT-FOR-BUYER 800 Cabin Hill Drive Attn: Procurement
Greensburg, PA 15601-1650 FAX: (724) 830-7714
ACCESS POINT PUBLIC AFFAIRS LLC STE 100 13028 DUNHILL DR FAIRFAX VA 22030-8269
Your Vendor Number with us
10031314
Please Deliver to : PATH Allegheny Transmission Company, LLC PATH Allegheny Transmission Company, LLC 800 Cabin Hill Drive
All material to ConnellsSi~~'&~W;W~~o~ ~?sqJbution Centers must be delivered between 7:00 am and 11:00 am Monday through Friday only. For all other locations, deliveries must be made between 7:00 am and 3:00 pm Monday through Friday(unless otherwise specified on the purchase order). No U.S. holiday deliveries (including New Year's Day, President's Day, Good Friday, Memorial Day, July 4, Labor Day, Veterans' Day, Thanksgiving Day, and Christmas Day).
IMPORTANT: Invoice must be in purchase order unit of measure.
Page 1 of 3 PO# 4500239980
Bill and Mail invoices to:
Buying Company:
PATH Allegheny Transmission Company, LLC
Disbursement Accounting 800 Cabin Hill Drive Greensburg, PA 15601-1650
Purchase Order
Purchasing Document Date 4500239980 11-24-2009
Purchasing Buyer Telephone
Carol Johnson 724-838-6279
Fax number Our Reference
724-830-7713 A. ALTON
E-Mail [email protected]
Buyer reserves the right to assign this contract, in whole or in part, to one or more of its affiliates, their successors or assigns at any time.
All Correspondence, Shipping Papers, Invoices, Bills of Lading and Packages must show the Stock Number, Purchase Order Number, and Work Order and Op Step Numbers (if applicable and as identified in the Purchase Order header text or item text).
ANY AGENT, REPRESENTATIVE, CONSULTANT OR CONTRACTOR PROVIDING SERVICES TO ALLEGHENY ENERGY IS EXPECTED TO FOLLOW ALLEGHENY ENERGY'S CODE OF BUSINESS CONDUCT AND ETHICS, WHICH IS AVAILABLE ON THE COMPANY'S WEBSITE, www.alleghenyenergy.com, IN THE CORPORATE GOVERNANCE SECTION. IT IS ALSO AVAILABLE AT http://media.corporate-ir.net/media_files/nys/aye/corpgov/code4.pdf.
This document, and any attached or referenced documents, may contain information proprietary to Allegheny Energy Service Corporation, its affiliates, and parent. You agree that this document is to be used solely by you exclusively for the purpose for which it is furnished, and AESC requires it to be returned or destroyed when no longer required for that purpose. This document and any information obtained therefrom shall not be reproduced, transmitted, or disclosed in whole or in part to other organizations without the prior written authorization of AESC.
lncoTerms : SVC Freight Not Applicable N
Terms of Payment : Within 60 days Due Net
Currency : USD
This offer to purchase includes all the terms and conditions applicable to this purchase order. Acknowledgement is required for services or exceptions only. Shipment of goods will constitute your acceptance of this purchase order's terms and conditions.
AUTHORIZED BY:
Note : If it has been determined that the product purchased is a hazardous substance according to OSHA 1910.1200, 2 copies of the material safety data sheet for such product must be included with the shipping papers to the receiver of the product. If seller fails to supply such information, seller shall be considered to be in breach of contract.
Purchasing File
Exhibit-H 1 of 14
Newman-12-Attachment A
Header text
Header note
Purchase Order A ISSUEDBY .,.. Allegheny Energy Service Corporation
an Allegheny Energy company
AGENT-FOR-BUYER 800 Cabin Hill Drlve Attn: Procurement
Greensburg, PA 15601-1650 FAX: (724) 830-7714
Buyer: PATH-Allegheny Virginia Transmission Corporation 800 Cabin Hill Drive Greensburg, PA 15601
Vendor: Access Point Public Affairs, LLC 13028 Dunhill Drive, Suite 100 Fairfax, VA 22030 703-222-7605 ATTN: Mindy Williams
Term of Purchase Order: September 1, 2009 through August 31, 2010
Page 2 of3 PO# 4500239980
Payment Rate: Flat monthly fee of $5,000 plus expenses supported with adequate documentation including mileage to be paid at the prevailing IRS reimbursement rate per mile. Monthly invoices shall be submitted indicating all hours worked, a description of the services performed, and any and all itemized expenses for which independent contractor seeks reimbursement.
Payment Terms: Net 60 Days after receipt of a correct invoice.
This purchase order is issued to Access Point Public Affairs, LLC to provide independent contractor services to PATH-Allegheny on an as-needed basis representing PATH-Allegheny, as directed, before the Legislature of Virginia and any and all State, Regional, and Local Government Agencies, and to assist in other lobbying and consulting matters.
Access Point will be providing the following services:
-Strategic guidance on next steps in Loudoun County to support opportunities to influence the Board of Supervisors
-Continued outreach to key stakeholders and those who influence them within Loudoun
-General Assembly member outreach and communications
-Continued message and comunications support
-Regular intelligence reporting
The attached Agreement for Independent Contractor Services between PATH-Allegheny and Access Point Public Affairs, LLC dated October 26, 2009 shall apply to this purchase order.
The terms and conditions printed on the back of this purchase order are of no force and effect.
Please send invoices to Rhiannon Friend,800 Cabin Hill Drive, Greensburg, PA 15601
Req. 10297298 for PATH-Allegheny
Sole Source Vendor- but for PATH Project no sole source form needed if Under $100K following same protocal as AEP for PATH.
The purpose of the requisition is to create a purchase order for Access Point Public Affairs, LLC in the amount of $60,000
Note : If it has been determined that the product purchased is a hazardous substance according to OSHA 1910.1200, 2 copies of the material safety data sheet for such product must be included with the shipping papers to the receiver of the product. If seller fails to supply such information, seller shall be considered to be in breach of contract.
Purchasing File
Exhibit-H 2 of 14
Newman-12-Attachment APurchase Order
ft. ISSUED BY •,.-.: Allegheny Energy Service Corporation
an Allegheny Energy compmry
AGENT-FOR-BUYER 800 Cabin Hill Drive Attn: Procurement
Greensburg, PA 15601-1650 FAX: {724) 830-7714
Access Point will be providing the following services:
Page 3 of3 PO# 4500239980
-Strategic guidance on next steps in Loudoun County to support opportunities to influence the Board of Supervisors
-Continued outreach to key stakeholders and those who influence them within Loudoun
-General Assembly member outreach and communications
-Continued message and comunications support
-Regular intelligence reporting
Maximum PO Expenditure: $60,000
Please see the attachment for more information
Please send Purchase orders to Angela Alton and Lynn Decario, 800 Cabin Hill Drive, Greensburg, PA 15601
Please send invoices to Rhiannon Friend,800 Cabin Hill Drive, Greensburg, PA 15601
Item Material OrderQty.
00010 us 1
Description : Miscellaneous Professional Services
Required Date: 08-31-2010
A/C Assig. Cat : F
GiL Account 616314
Order 33004615
Purch.Req. Number: 10297298
Tax Code Description :Vendor Bills Tax
Quantity 1
Purch. Req. Item : 00010
·The item covers the following services : Service Item Service Number Service Description
UOM
AU
10 Miscellaneous Professional Services
Total Net Value
End of Purchase Order
Unit Price
$ 60.000.00
Qty
.000
Per
UOM
Net Value
$ 60,000.00
Rate
$ .00
$ 60,000.00
Note: If it has been determined that the product purchased is a hazardous substance according to OSHA 1910.1200, 2 copies of the material safety data sheet for such product must be included with the shipping papers to the receiver of the product. If seller fails to supply such information, seller shall be considered to be in breach of contract.
Purchasing File
Exhibit-H 3 of 14
Newman-12-Attachment A
AGREEMENT FOR INDEPENDENT CONTRACTOR SERVICES,
TlrlsAgreement is made this ?Ja'!hday .o:f OefnUf;jL2o 0~·. by and between.PA'l'H Allegheny Tt$l$IIlission Company, LLC ( P&T:I:I,Allegh~ny'' or Company'' or "Allegheny'')for itg ~uqcessof$ qr assigns andACGESS POINT P~LIC. 4FE~RS, LLC, herein~er r.eferrec1to as "Independent Contractor".
WHEREAS, the Comgany desir?S to procute, the se.rVl:ces of' Independent Contractor, upon fue.·terms and condi¥911S o:f@s Agreement,
NbW, THEREFORE,. ihtendirtg to be legally kound, the parties agree as follows:
J, ServiCes to bll Rendered.. ))lon,Siandru.:cl Teux•s & Cqp.c:li;\lqns are sp!;)clfiea 'in Exhibit B.
~dependent Contractor shali ~rovide sewices to A.fiegheny, .·on an !lS.OOeded basis. S¢rvices to be pro;vide(f sbalt include, ll.tU -not ,lJe limited to: use of th~ Independent C'{lntractor's best effo!fs to JWt.es:enl:; \lS ~·. (fQmp@y may direct,. ihe. C(:m~~y's. interests before i:lJe Legislature o$:: Virginia I!Jl!i any and all Sta~e1. Regional; and ,Local G(}vemment A~encies; and to <tssisl the Company in any other lobbyipg and .. consultip.g matterll aS the C<)ln:f)a:ny may clitect (collectively, the «Se.rV1ces"J. Ih petfotming fuese Serfices; l!idetJendep.t Contractor aw:ees as follows:
(a;J Independent Contractor shall comply witb.all applicable ~wa and regulatiol1S, Jnduding, without limitation,. laws appliDable to activities of the !ndepende11t Contractor (lS a lobbyist before any 1egislati'Ye body and any other govermhental or regulatory agency;
(b J Independent Contractor shall register as alo bbyist ..re,presentffig the mterests of the Company. With !lny ag¢ncy req1Jiring such !Ir like tegistration wb:et~ ServiCes. ate to be peJ;f()tJll.!ld;. · ··
(c) Independent Coilfractor shall not (1) give, :ftrmis4 or C()ntribute mUJ!ie~>,. materials, ot 8upf1lies, or (2) makeloans to ol'in w.tr!>ort of any candidate or to any political c.Qmtfee, thtotr,gh od11 the nameof trukCotrtpany, directlY or indirectl!y Without th.e ~ress permissionof 9r at the ~pr!lssdirectionofthe Company;
(d) IIJ.depciident Contractor warrants iliatnfuie of the work curreqtly beingper;foqnetl for ol:bet clients conflicts witli the interests of the Company, Independent Contractor shall p,r()trt~ notify the Companxitt writi~ of any potential conflict of interest 1m4 the Go111paJ:1y shall ha.vtl: the J:lght to i!Jlme<liately tt;rminste· this Agreement shouliiit determine that a conflict ofi11terest exists;
~} ln<kpen®nt Coniract!n: represents thst the ServiCeS will beperf6riiled in a professiooalljlld competeiJ.l marwtll.', .lMWendent Contrac!l;or further represents that Independent Contr~r vyil~ gpf engage ii1 !UJ.Y al;ltivi:ties that wo:ultl materla1Iy in:J;pail7 the ln.depeb.dciit Contractor's ability to petfot:n:t:thes!' Services;;
Exhibit-H 4 of 14
Newman-12-Attachment A
(J;) Prior to the execUtion of this Agreement, Independent Contractor and the · Company have reached an understanding. as. to the scope of the Sertices to be
perl'ortn.ed by the fudependent ContractoJ:,. as herein set out,. and. the fude);ieiident <:ontl:'<lctor Vll;il1 a!Jttcate appropriate 1irRe and resources to perform ffiat leyel of Services forthecCompany; ·and
(g) lndepeniient Contractor ma:r not assign: the performance of any Service without · .~ pri\lt written consent o.f Qqmpany and anY assigntllet1J:vrith0Jlf sw:h. canset1t
.shall oovoid.
2. Term of A~eement. 'The tenn ofthis Agreement shalt begfn :tln ~' J • 'JI/) 'l and shall <md o1ff!U". 3i(UH 0 . Itjs undersfoot! that Indeperic1ent C<Jntractor .rs 'free to pursqe otll~r work or· · q:m,suJ.ting opportunities dmir!g tilt: term of thls . Agreement. This Agreement may be termrnated for cause ahany time wrthout.notrce byCpmpany,· or by Cqmpany €!t Indepehdent: Contractor, without caus:; upon thitty (30) days' prior Written notice. . The p!'{)vislous and .oblig<U:ions o.fpantgraphs 8, lO, .11, 12and 13 sliall:t\lliltUrue after tertninatl.ort of this Agreement. .· ·
3. Place Wl:lere Services: ltd~ to be Rendered. Ihdependent Contractor sh51ll perfilrm work from home or ather iiutside office sp.ace.
4. No Authority fa .Enter ·intoContracts on Behalf of Allegheny. In.d,epen!i~t Contractor shall .not !Jave Zlrthority to enter into any; contract or agr<,J~ment on ot:hali of Allegheny with any oiher }\!etstln or entity. Independent Contractor will. nof represent the authority, power, or right tq ,entt:t iltto :my finanaial. obligatio11.oh behalf of Allegneiry to any qth~r person or entityo · · ·
5. Fees fot Services Rendered. Allegheny agrees to pay Independent Conrraetoi a monthly fee pf $5,000, payable sixty (60)days after !nvoice!i.t(} the Company~ for the Term of Agreement .as st.lted in Pantgrl!.Ph 2. Jndepet1dent Couttactor will b~ rei!nbursed for all reasonable,veri:fied and authorized CXRCnses, m()l]l'ECd in.fl:!ecolq'S~.of:doing wgrk.forComi?anY hereunder: Il!depelldent ContraCtor shall also .be reimblli'Sed. for personal car·nse at the ihenprevailinglR;$ rei!l).bm:sementrate per mile when perfotlllli).g serVices for'Cotn,pany.
6. 'Payment for Services Rendered: N0n~S'tandard Tenns· &. C:oni!itiol)ll are speCified in .Exhibit B-
IIW¢1ifsmdent Contta.ctot shall submit monthly invoices, indicating all: hours worked and a deslll:ipil0!1 of the services perfor!l).eg ru,, \V~Il ~· a. Stats;me1f{ for Cll;penses fucUrted foi! which Independent Goi)traCtor seeks rein1bmsement MJ.y exp¢nse& t;ll'l.im<:;d for reimbrtrsemen:t tnust be supported by adequ1,1te ~ocume!ftation~ PaYment :slwll b~.nll'l.!!~ within sixty (60) days of receipt ofa correct involee.
7, Independent Contractor Relationship. lnd\)p:endent Coritmctot m providing 51flY Service hereunqer sblil! b~ 5lfl :[hdependent Contractor and nlithlrtgjrrtbis Agreement shallbe
2
Exhibit-H 5 of 14
Newman-12-Attachment A
construed: as creating any other:t¢}ation$i.p:. Independent Contractor ~hall at all times be freeto e]{erl')jse Independent Contr\letor's ()WJl initiative~ judgment and discretion as to how best to (Oomplete eaeh assignille!lt or project. Independenf Contractor may adoptthe .hours during which ~ervices ate to be proVided, so long; as such hours are consistent with proper accomplishment of the Setvic~1 and so long as Alleglien,y's_ teasonable r¢q1J.est$ for meetings; consultation~>, status reports, ete, ifte met. I!ldepengo;JntContrac;:tor a.grees tha.t n() ¢J.nployee benefitsincludihg but not limite<i'to wt1dictil, h<;a.lJh, pensio11 or other benefits shall be proVided by the Company pursuant . -
to this Agreement.
8. Indemnification. of Allegpenv ~dependent y()nfi-actor shall be sotely re~onsibk for all. of his/l):er ·a,¢; or om,f~sions (negligent or otherwise) taken or: not taken pmsuant to this ;\greement. Independent Colitfadtor shall defend, indemnify. ;md hold. Allegheil:y, its employees,. ag;en~ dfrectors, offl<l:ers: a,nd tepresenta.ti.ves, harrnfes;.. fqr ctai.:ms, l68se8, Iiabllities and expenses, including attorneys' . fet::l> gx-9wing out ofpersoJ1al injlJ.rY geath qr property darrt~e strtfered or cl<rif!1ed to have bee!). suffered by any petsdh 1r1chidilig Independent Contra.qt(lr's emplqyees in connectionwith this Agreement. Independent C~rmten~.th~t the indemnit)" oblig_ation. to each party indeni!lified herein fqr cl<rims :related to or brougltt hy any(lfie directly orindirectlye:mplo}'eil !{y !nd<:Jpert<if)llt G!mtra.ctor Qr JndeJ?en<ient Co!1fra.ctQ;r's stibcontra.ctors sha.llnot ~limited m lillY way ):ly lillY pl;<)Vision qf lillY workers' compensation act, dtsabi:!ity benefits l}.Cf l>r other ernpleyee benefit act, and Independent Contractor frereby waiye~ immunity under such acts to the exteA't such. ®tS 'wQuld b<lt recovery- under, or full enfOreeillerit of, Independent Col1traCtor's indertlility obligation.
9, Insurance. Instll'l!llCe cp_mage liball comply with the insurance proviSio!lS shown. in EKhiPit A
10. Taxes. Independent Contra.¢19t shJill ® respo~;~sible for all ta]{es applicable to any amowts paid by Alleghen}' to Independent Cpr;JractQr l!,lld imposed by lillY federal; state, or lo¢41 govt;:f!1ffient (lt gove~ntal agency, ]n accordance with applicableJaw,. Allegheny shan :file annually with the Internal Revenue Setviee a Fol'll :1099-NEC. U.S. Information Rt::ttn:Ii• Statement for Recfpients of Non-Employee Crnnpenllllfi<m,:rt::flecting the gross ann11a.l payments tfi Independent Cc)):itrac;:tor; less ll!).y reiinburS<:Jcl eipens~ pw:sMantJ() ~Agreement.
1 L Confidential Information. In this Agreement "Coo±itlenti(if ln.fOtmati®!' means all information .inelnding, but notlimifed to, proprietary illformation and/or tWle se«rets, and all information dl,sclosi:<l.. to Ind~pende11t Contratt()r or kno'\l\lil by the li)de~nP~llt -GQntra~r as a coliseq\le!).ce of 9t thrO!J.gh · {npependent Co!l't!:at::t01:' ~ rendering serVices pvr~uani to the agreement; whi<;bj~ oot ge!).era.lly known in the industry in which Allegheny is Or may become engaged, about Company's business, products, processes~ and services, includlng, but: not limited to, information relating U> Inv®tio!lS and/or Works {defined below), resea.rcll., devel()jJmettt, compllter progtaJll ue§ig!).s, cptnputer. data, f1ow charts, source or qbject codes, pr(l(tucts 0r s<;rVic~s IJ.I).der developm<l!1t pricing ll!1d pricing strategies' !JJ,arketing and selling strategies, powt~r generating, servicing~ pur.chasmg, accoimtirig, engilieering, costs; and coStihg strategies; sources of supply, customer tists, customer requirements, business methods 0r pr®tice:l, training and training programs, ®d the tiocume!ltatio)l thereof. It will be pre~ed th!!t il)fol;lllati.l;m
3
Exhibit-H 6 of 14
Newman-12-Attachment A
supplied to Allegheny ;fi:om ol!t:siqe source11 is Gotlfidentiai Infqnnation U!lless ljlld U!ltil it is d~gnated otherwise,
l:U, Independent Cvntractot acknowledge~ aQj;e$.5' tb t:onfideutiaf mfon:tlation i'turing the teriJ1 o:ftl\is Agreem@t, Indepe~dent Contrad:ot !lcknowledges tqat ail Confidential Ip:formation shall at all times remain the pri:rpert:y ilf Company, Iridependent Contractor agrees to keep confidential all information received from whatever sollrc;e whether otal or written during the collrse o(this Agreement and agrees not to disclose. any such inf<n:m.ati.on to any third paJ.iy. Independent Qcmtractor furthet agrees nPt to copy, prfu.t, trfjllScribe or l)tqej:Wise rnake avai!!l.Qle to any third pl!rty Ot refain arcy doyumentation; di~>kette or any information ln any other form or format provided to Indepenc:!ent Contractilr, or acquired. orJeatned by Irid:eperuiem: Cbntraetor during tire term eftl:tisAgteernent. Except as required to tender Services in accotdllnee with this Agre!M¢nt, .Ind~'lndent !Jontraet<Jr ~11 not i.lite.c!Jy or indir¢ctly lJS<;J, diyulge, dissemlr!<tte, diSf;lose, le<:ftJre l!POn, or publish any Confideyt!:l!RinfW'llati,on, Inventi<ms 8II}l/or Works without haying first obtained written permission from Cofupall.yto do so,
11.2 Indepenttent Contra<:tor Will safeguard an.d :maintain on the premises of C®~PanY and elsewhere as Xe!;J.$eil, t(tthe ex,t:ent possible 111. tb,e perforiJ1an.Ce Qf ~penden~ Cop.jp,etor' s work for Compf!t).y, all docmp.ents !ffid things that contain or embody COnfidential lnfof!Illltion,. fuveutions andl'iltWorks.
12. Inventions ,ann Works. All hnrcntions JJndfor Worl;s made, tO!):~lye.(l,; devxiQped or created by In!iepemlent Coll.l.r:Ietor, t;l~t\ler solely or Jointly .with ofllen;, wh'ile re~ering services inac.cordance With thiS A,gree:rn:ent and Within one 0) year after termination ofihls Agreement, will b&the propetcy' ofCo.mparty and.thiirnomifiees.
tt.l lll thi$ 1\g(~!Ilent "''Jnvemions" :rne<UW !lis~;Qveri(lll, conc!lpts, and i:deas, whether patent.llf:!le or not, . illc.lud:ing, but :not Jirnited tq, apparatus, processes, methods; 1echniques, and.!G!nlulae, as well as improvements thereof ru; knowcho.W related thereto, relating m any prestlilt or~rospective a.etivities of Company.
1~2.2 Ill this Agre<Jment "Wor~":me@ll a1J materi<jJ and infqriJ11ltion which is fiJ{t:d in ~· tangible medium of expression including, but not limited to, notes, drawings, memoranda., correspondence, docllnients, records, notebooks, flow charts, cofuputer data, c?mputer prowams and sollrce and object codes, regardless qfthe rnediu:rn: b:r which they ate fiJ;:ed. "\VQt~" inchme ~11 sucl:). inte!lel1t11al propeity notlimited to infQriJ1tttioP, i!nprpvel!lM!l;, rnanl!SCfiTits {inc!U<fmg t::omputer soft>yare); de~igns, symbols, audio a!!d visual. ml!terials whether or.notthe same can be protected by cop)'right, patent ot tradefuark.
1l.3 Al! .. llUGb, IQ.yention1\ ljlldior. Work!! are. "wwks fox hire'' as d()fi!led in the l[nited Sfa\es ()Opyrj:ghtiaws, J7 U.S, C, St,:ction 101, as amynde(i.
12.4 Independent Contractor will, .withOut delay:
(a) ®oriil f;ornpanyptQrnptlyandJuliy p( Sli,oh InyentiollS, anll/or Worb by wri®!l rePQtfs, setting :(or!h ip detail a'(ieseJjptioJ!, tht1 oper11tiol). al).(l: tl;\0(1 res).!)ls a<::fiieYeil; .·
4
Exhibit-H 7 of 14
Newman-12-Attachment A
(b) assign to Company all offucl;epen'dent Contractor'sright, title, an>! fut~re$f in an:d to such Inventions !l!ldforW{l;~:Iq;; apy applieatiop.s forl)nited State~ apd fore1gnLetters Pi,ltent, any regist.(a~ons for cop~ghts . !l!ldlor t~ademarks,. apy continuations, divisions; co!ltfuuations•in'plU"f:, re1ssues, extensions ot additions tliereof filed for upon such InventionS afullor Works, and any United States and. foreign Letter.s pioltent, !lilY copyrights !l!ld/or tratlemru;ks; ··
(c) assist Comp!l!ly and theirnomiriees;. at the expense of Company, to obtaili, maintain !l!ld enforce such United Stateil and fordgu:Letters Paten~ copyrights and ottriold~ro:ks for such Inventions !l!ldlor Works a.!l the. Comp!l!ly .mey eleqt; !l!ld,
(cl} e]!:ecute, acknowledge, !l!ld deliver to Company at their e){pense such written do~nts !l!ld instrUID.ehts, !l!ld do such other acts, such as givingtestimon.y in support of Independent Contractor's inventoi'Ship 'atld invention, as may be necessary in the opinion of Cmnpany to obtain, ma.intain !l!ltl enforqe ~· United ~tares ~ foreign L~;:tters Patent, copyrigh~ and/qrtrad~~ uppn such Invention~ and/or Works, andtovestthe entire right and titkthet{;:to in Company and to confimrthe comt,1lete ownership by Compan}' '<>f suehll1Vetl1ions andlol' Works. The decision to (!j)ply for legal protection shall .be at the sole> diser~tion of Company ..
(~) Payment; lfo any, to Independent Contfacfut of royalties or Other .consideration fotinventioris andlor Works shall be at the sole discretion of Company.
~.s. Except a.!l 4e:sc:til:!tlct in.Exl:tibit A apneyed hereto; Independent Contr<~CtQt ~grees al)d acktWWledges. that IIJ.depe.Q.g~ilt Cont.(actor will 110t assert against Company or their customero !lilY rights to any Inventions <it Works made, created, or acquired by Independent Contractor, alone or jointly, prior to Independeilt Conrtactor wqrkin~ with Company. Any Jn:ventlons ~cand Work$ createti bylrtdependent contra9tor and not d~~~ribed in El\.hibit}\. :hereto sh;ill b~ :deemed to luJ.ve bee:J+ wa<le or created durjng Independ~;:nt Gontractor's work; with Company.
12.6. Independent Contracti!r Ul\C!C:rstands and agrees that MY violatlon of this Agreement shall b.e deemed to be materi~ (lnq could result in termilllition of this Agreement. Indepen4ent C:ontractox acknowfedges tha-t Vl)!kl. conside)'a.tion has beej'J.o received, th(lbthe prqvisions .of this Agreement are reasonabl~. that they are the xesult of ~length negOtiations between the parties, that in the event or a Violation of the. ptovisioliso contained herein, Company's damages would be diffic].!).l to ascertain, and that the legal remedy ava,ilabl!l' to Company :fox an:ybre(lcb. on i;hepartof Indepe!lde:tti Cop.tractor will be. ill.i,ldeoquate. 'Thereforeo., in th,e eYent pf any violation 0f any of the provisionsoof this AIP;eement, Cdmpany shall be entitled to specific enforcement of this~Agreeinent tfuoilgh injtihctive or other eqUitable relief m a ddurt with appropriate Jurisdict.ion ... The existence of My claim or cause of aclion by fudependent Contra~tot~t anQiher again~ the Company, whether predicated on .t:bis Agreement or othel;Vlille, sh!!l). not cpJWtitpte a de(ense tQ enforcement byQompapy of this Agreelll(;:p.t.
5
Exhibit-H 8 of 14
Newman-12-Attachment A
13. Retllrn of Confldelltial Iruormation, Inventions and Works to Company' Upon tetnilirntion of this A!\feem~nt, for what<:!ver teasl,ln1 ot . upon request by Cotnt~any, Independent Contractor will deliyeTI to GOP11JanY all Confidential Infonnation in.cludfug, bntnot Iilll1fed to, the origjnals and all <;opies of notes, sketches, drawings, sp(>cffi<;ations, mem()J;anda, correspondence and docunieiitsk r:.ecords, iiotebooks, coliijniter systems,. coini>ufer disks and computet tapes anci other' repositories of Confidential Jnfounation then in Th.dependent Contractor's :possesSion or under lndepllttdent C'Qiltracfor's Qontrcil, whether prepared by ln<lependent Contractor or by others. IJj)Oll terrnina~?P. off tlri~ Agreement, forwhat!"ver re&Son. or upcm requestby€ompany, IndependentContractor Will deliver to Company, the originals and all copies of Works and InventionS, then ili: Independent Contractors possession or ,oodet Independent Contractor's control.
14. Reformation to Applicable Law. It is the int!:)l;ltion of the. pru;tie:> tha( the provisions ofthis Agreement shall he enforceable tQ the fullest extent permissible by law: If any .of the provisions in this Agreement are hereafter cOnstrued tO be. mvalid or unenf.Orceable ill any jurisdictio:n, the. same ~~ not aff~ tlle J;emaillt1et Qfthe RrovrsJQ~ it;lthi~ Agreeme)lt or. the (;jpfpf(:ea,bility tllerein ntany other jurl~ict~bnwhere Sl;lehprovisi()!J.S $hallb.e given j'qll <tffeqt II' any pJ:pyision. pf this Agreement shall be deemed unenforceable, in vmole or in. ·l)llrt, this Agree!11eiit shall be deemeil to be alnended to ildete or moilify~the offending part so as ta alter the Agreement to render it11ali!l. Md enforceable.
15. Fees and Costs, If Company prevails in any sui,.t or proceeQipg 1.1Il.4er tJlis Agrt:ement; Ihdependen:t Contraetor agrees to pay Company s atte:rheysitees, costs and expenses incutted in.· connecti<.>n with such; 'suit or pto~~dlng or the enforcement of C\Jl:ilpany;s · rigfifs und&r this Agreerne.[l;t, regardless of whether; anyprovision\lf this Agreetrten1.5s.te.llirrned under P<l!""!graph L3.
Hi. Qmera:r Terms and Conditions. Ihdependent Contractot acknowledges and agrees that hel:she, is <tiso J>ubjectto th.¢ attached Ini\ependent Conttp.ctor General Terms and Cpndftl:QJJ.S. ~ littach~d Independep.t Con.tractor General Terms an4 Cop.djy'(Jns supersede and rep1acec the General Terms a,nd Conditi()ns_. which a,re a part of tha Purchl!Se Order to which this .Agreement,is attached.
l7> Binding Effect. This Agrel:lment shalll:ifnd Tndepe!ldent Cop.tractor, :lnd!:)l?l:lndent Confl:~ctor's heirs, and assigp.s.; and. may he ~gl1ed by Allegheny., The .. substantive law of the: Commonwealth ofPennsylV'ania shall apply irt matters relating to thi§ Agreement. This ;\gteement sets forth the entire understanding concerning the subjects that are dealt wifhi.O.thi~ Agree)11e.J1f and supersedes any prior a:gree!11ent on saifi subjects and snail not J<e changed;. modified or termlp.ated except ppon written am~dment exe:c.nted by Company and the Independent Confi:actor. No 4elay i,n exerciaingaJ.ly right, refned.y or powet. hel'enndet or existiii~ at law .Of eq'tiity shall be construed as a waiver thereof,. and' any such right ~nt¢dy or pttwet ilill.Y be exercised from time to ti!11e and. as often as expedi;ent or necessary ill the sofl:l discretion ofthe party.
18 .. Non-Standard Terms and ConditionS; .. , 'fhe ~aJ;lies a:~ree that the tertnSill1d conditions set fottb in Exhibit B hereto are hereby illcorporated herein by ~fererrce and
6
Exhibit-H 9 of 14
Newman-12-Attachment A
be made a part of this Agreement. In the e:Vent ofany cortfliet berw:eeri a provision of Exhibit B and any proy{si(ltl$ of1hiJ Agreement lli!ltrelates to the same subject matter, the pertinent provision 9fExhib~t B shall control.
fNJ)EPENDENT C()JVTJiACTiJR,ACKNOWLEDGES THAT iiEISiiE !U.S READ AND UNPJ!:Ji,STA.NDS THE PRQYJSio!VS Ol? TillS AGREEMENT, tHAt liE .iJR SiiE HA.S RECEJV§D A COP~OF 1Jfl$,1GRE~MEJI{T, THAT HE!Sl!A HAS BE'EN GIVEN AN OPPORTJ:JNITY TO REVIEW THIS AGREEMENT WITH LEGAL COUNSEL, AND TilATTliEPRiJVISIONS OF TiiiSAGREEMENT AREitEASONABLE.
7
Exhibit-H 10 of 14
Newman-12-Attachment A
E:X:IIIBI'J; A l!lDE8ENDENT CONTRACTOR GENERAL TERMS AND CONDITIONS
1., l:Jlf'tt::R; -~_ach company fof y.;lhfCI1 serVices- Ordered hei"eiri_:-_are. tq·-;_be; pe_rforined_ shall Ji!i the;:p_urCf1_aser of :tfj~~e- iJlate.{lals {}t_ servJce:s. The Afi'Compal1ies shafr not be liable to Independent Contractor for~ any oblfgatiop _ofatlY othe"r bu-yet_ hereunder~
2: SMALL BU.WNESS STAND,..RDS• Pursuant to the SmalfBusiness Ad as amended (15 U.s,c. 5631 et seq0), Independent cOrltFc:tctor ag~~~ tp u~~ jfs beSf8,ffo_rW _to ca~ out the. p·obby_ s_t~~ in the _S:al~ '}~ as am~nd~ so t_bat smaubusi~ess concerns and. smau· busivess !A)[I~ms owned __ and _(lontral!ed _f;l:f ~qcifillY and. econoftiioct!ty-_Q!~adv~Q_!c:t~e9 indJ'V:1~al~ --~s ~~nnecl !!1 _the Act have the maximum practicable opp.ortunity fo compete fpr subco_ntracisJ:o tb~JulleS(¢xtent cgnsistent v~JU'ltlie:_ce_~eqi p:ertq·r,mance of the contract:,.
3 .. '?AFETY-:,A:l'JP HE~!;.!_H: ln~_ep_eJtden~~<?OntractolShall ~ak_~ an precautions neoessary·_and_ shakbe_ ~oleiY respo~fe_ for-the ,safety of the:wOrj{ an_d':-tliS' safety--~~ild adeqliaqy 9f t.he mr,~ryner at;d met~ods }~ emplf?ys _in ~~-tmi~g- t.oe·-~~_--and ~-~~ll_ not requif€! any employe~ qr repre$_~otajive p~rfonning f'!~rel!J1d$r tp wod(~fn siJrJqu~din{ls;- or ~Jld~_r \'1/PIJ:iiig __ :<?9fl~~io_ri_~ _Yih_ic;h. -~re.' YnsanifatY~ hazardous;_, or ~ang_erous_lo hea!tb or safety·._lndepende:nt Co_n:tractor ~hall cqnduct the WOtk_in-_.plnforman~ Witij all applicable_ $fe'ty and health laws_; orOinances, rule$~ r~ulati(ms; orlle£S; _ancf_afl, ofher req_!]lremenfs inclu:d_ing those promul~ated pursuant tO :OSHA and ·_by tii~:_AE Cqrn(tani~ when ·on the AE' CompanieS' __ premises.
4. 'PERMI'fS, U~ENSES ANQ COMPUANC!;WITtiTf!E ~W; Jndep)>hdent Contract()r~haRI>)>ta;n al!;llcenses a:n~ perr)lits11J<lt may be reqUired_ by any'~Qo.vernrnental bQdy ~or _ag_e_ncy _nece~ty to ~d!J~~lndepeildent CQ!Jtro-qto(-s bUsin~s,_._or·.t~: perf?rm hereunder. ln<iependertt Contractor, Independent ()ontractor's subeonfracl.ors, apd employees, agents aOJd representative.s ofe~ctr in p_e_~rm~_n,~ grwork J)~,~i..tnd~r shall comply With-all ~pplicable _governmental laws. ordinances; rules~r~uiatians,_-·orders and all~ ptheu governmental reql.!!ffl:meri~§~ . ' .
s, PROPRIETARY RIGHTS: :l(!dependent Con!factc>esbliU d~l'en<l, · at .its qW., e~*sj>, ind¢pmify ai)cf lrqld tral'j'!lt!isl! lh!>{IE Compantesl _and_ empfgY,~s, -~~.o_ts and ~presentatlv~,_of each-__ {l._galn~t: aU CQ$ts_ and .d_Qag~. inCluding, etttomeyf;>' {ee$. [email protected]~ au! or ahy :a~t?11 i_n whiCh_ it Js. _a~-~ lhaf the ~teriaiS or any:~ use thereof C<?nstitut~s a-::rnisap~ropria~gn ... or. irtfr)':I_Qem~nt otany_: p_~~tt ~-~_l)ht. t~~,~_.),ec(et or·ar~$:-othe·r _p~prietcuy _ri~hts. _lf:t!te AE:Gompanies are foun~:to mtru;tppropnate or infrin~-in any useo_ ·:;Elf.-Th~ m~t~rlhl$· spe,tiffe~ in~_thi~ P!ltc_!Uisr~ qr9,er,_._._lf1d$ntjell_t-COn~~or s:~~~~i _at its ~-- e:xp~ps~·--- eith~r._procqr~_ f. Or the' A~ gilll)pa_~,the right- tp: use t_he mq~ri.f!ls qf-a:Jt~r or ~:epla,qe s_aij mate_rj~l~ W!th fun(;fi_Onaf!y t;jc;JiA\Ial~Jlt trlat~ri_aiS ~ha~ ~rfi'-~Pcet)tabfS -to-nl&AE!:COfl'tpanies ·and pa¥-alf exp:enses'.sustafne&as a result of such _alteration:. o:r replacement-
-~+ ~!'~~,; __ lf, by re~-~on .?fUndontf<!_it8ble;_-fbrces .as -defi'ned: hetein. T'he-AE Gomp(inies or_lndependenl Coniracior:_Sh8lf.be unabi:e· tQ P,@.it.a_~-~ny_ ofi(S qbligatia:ns irt WP~91_& ~r:_tq_ p~,_ and if..y.JiiQin,J~tl d¥ after the o~utreilqe tl'l~eg_f lhf! __ party aff~_~e_q _gives wti~: !J01lce!,f<t1be otberi th,en tl)e _obligat_i~ of:}:lri(h partie~ s~all be,-~tiSp_e";cted to _the e*nt m~de: n~~ by suph oP:~r{ence. Tttgte:rm.~u:ncontrollabl.eJorce~. a$ used _ _ilerei~- incfudes, but is _notiimle.d:~_tq, -acts of (;:od, flr~s, ftqruj$, ~losions,_ sJ'i-11$~: and o~: la_bQ:f:~li~(Jtttes-, governmental--re9lfl~ions. ~Qts or omisslon·s:of~~wam_men~Lauthority, unusuaU;Y ~ere-; weather, inability.to obtafir n~,~-?-fYJ:lermits i3nd license~. inability ofTtl:eAE- Companies-to-ot>taJn :adequate financing_: or other--ec-onomic im_pracUcaOllity,
1~ iNSUa:ANQ:~ Fridf t9._iend~£hlg __ any s,~rvice ~:~:~unc:Jet~_ lttQe~ndent C?i'ilfl:1ctor ~-~an._~~ ~n exp~rse; ~!'_ocure ___ ~if thereafter keep. in-_effect"!Jnlil .service ha~ l:i_~q perfonn~: (a) Wqrkef~ C'ompe!J~Cltion .,lnsllran~ for it$,en,pJoy~_eS ~ng;;~_ged il'!--.t~;if;: WO!k,· sufficient f<>ccomplyfully wilh/<><l"~ements and coverages ~P~cified by law~ of e<~c;h ill[is<!i~9n in whlch.)VOrk sha)l"" palformed;(b) Commercial GeneraiUability Insurance .Providing linlits ol not less than $~,QOll,lil:iO. pombined sinQie tllno; per qCcurren~ for bq~iJY injury_ ?.IJ_~ deattt_~nctfor property'-:da~age_::and -Including cove17:1ge fo~ CoritraefualliabWty, coveri~9 an Habiill}f. of lnde(Jj>nctent t;0nU"a.ctor under tbll) ~~ement and inclpcling Prg~~9cts-Gomplet~d. ()pE!JW:ons; ~c) GOmptehen~i"" -"utomol1i!<> Liabirrty lnsuran'il' (including owned. non-<)Yillecl and hired' vehiCles), ~ij>\liding limits of n0t less Jhlin $~0.0, OUQ~<;ombl~e~ slnglejimo per occurrenceJot bodily Jniul)' and dea!h•1lnct Including Prt)per(yct;unage; (d) $1,ooo:ooo. Pr~ionaii..Jabillty, Independent Contractor stralkcause Allegheny Energy, i(s parent; any subsidiarieS .(including subsidiaries. thereo!),.alfillate<l companies and any ?t.~er affiliatect·_ <?nJa,~_.,---~rJ)l, pa_rt_oS_r~ll,fp~ v_~e"f Jotnt:venturel;corporati6n or -enterprise wh1ch h·ave eifber a~_isted; exist_ now_ or.. may exist- i_iHhe ftr1J.i,~€.JP_ b:~ add~d. a,s::w,l:~dltion~f. i~mJ~tf; on t~~-p6iicje$ of_ irfsutan~ a~~-- filfnis~ AlleQh'eny _en7tSY Se_rvi~ Cqrp., Attn: Event ~isKMapagemen~ .800' C;d!io Hiltrliiv.e, Gr<i~nsbllrg, PA 1560t !Mlh C<lrtiflcates o!insuring coll)f>a~i¢" slto\!f!pg: such insUtanC<llO be in ·ejfe(it.and !he expiration del ... and egreeing to gi)l& tbirt)! (30} ~ays. written notice lo Allegheny !2nergy Service Corp~ in advanoe:i.:Of a_ny -change irtor cance·uauon---of suCh Insurances. Non standard te_rms and -.con.ditfons _fQr automobile ip~iJ.raO£E}ate,·:sJ?eCitie9jitEXh_ibit- B.
!LRl~GJITTCi AUDlT:.' The: ~-,Cor:npiiilie$ 'shall f:i_!iiV,e_.l~_e :.d~bt tO'ii1Sp_ecf an~- ~ud~ !4'!l the 6·(JokS, re6o_i'dS~ ~rtrsp-ohd~rjc$, ~e~iP~S) vouc~ers, _and memoranda. etc.:._ of lnd~pendent Conl~_ctor, lnde_penden~ !:ontractor's sl.,!bcontra_qtprs an¢_ other ~otity user,! by lndepende~- Contr~clor in perf~rining this purch~;-Qrder._ Independent Cpcnlractor_;· tndependen(Contraclo_~s, subcpniractors_-_and enY ottrar entity u~E!il bY lndepegdent C9n\raptor ip the perfonnance of tbiS purcliase order shall preserve aU slltll rsoor<ls for.a periqd of t\'iQ y~;:~_ts after fftial ___ ~ymeht. ije~elind_er; {fl(i_ep~ild~Tlt Co_flJ_i'~~r ~*all prov~-~::-Jor ~uc_h_., dgflt t9 ::tUdJt !)y The- AE Comp.a,n!es in all_contrac{s with Sul)9Dntractors_ anQ otl\e_i:e~titi,es",_~lating ____ ~Qc_th~ p~ftij~Se ofde:c-.
e, !NSPECTION: tha AE·Companies shalt have the· righHrom time. tO [me to lnsP<;ct th~ work in progre!l$ or completed at -~~~-~p.~[i~~rJ~ __ C:C?Il~f11t1ci(;~ -~!~tni_se:s 'upon· reasonabte:: notice and on the- AE· Cc;'!lp-an_!es" premises Withouf:sucft-_nofice._ J\ny-such :}!)~m¢tl98 s~aU In n2 w~~t~lieV~- J_nd~~~~ent C~ntfactot qf; __ any :a:t _its ob~_g_~pn~:_ und_.er this pu_(t:has¢_ or~-~r~ _f.'fl¥'Si{Cij; w:Ork: .dtsgl_g.s;.d by, any s_Uptdns~_C!fonn()t}o _b¢ in _GonfQrmitY Witt:i _the requiremen_t~.P~ ijl~ Purchase orqe~ s_]l:a_r~ _P;lm,Eidi~~'¥J8U9wiog notifiCaUon-lliereof.--bec con:¢cl.ed by-:. {pdependElnt Cqntrapt_or.,,a, Independeot-_(;pflt_ra~Qr's expense; lndep~ndeJJl CoJJt$_CJ:()(: shall
9
Exhibit-H 12 of 14
Newman-12-Attachment A
p·rovfde Safe, access to such Work a lid where: necessary fOr such ·inspeCtions shall provtde _scaffOlds--and iadders in place and suCh other ~qlpment norm·~' tO ~rid~ct si.Jclfihs~_ectiOrf~ - · -- ·
11. A~SlGNMENT: _ f\IQ rigtll~_or liit¢rest- :i_Q_ thiS-'PtirchasEl ___ Qrdei -_~l\~U bt:~f<lr~~E9D,~-~:t_.bY l_nqepe~q:etit, CoofT~~Or1 ana nd delegation a~ subcontraq:ing of _any_ oOlig_ation of Independent _B-ontfac;fQt--Rereundef sf};aH be mad_e y.:i_thout wd~P permission of The AE Companles. Any_ attempted' asslfJnment .delegafioo l)f'SUbcontractrngwithout such approval ~shall be. void. -
10
Exhibit-H 13 of 14
Newman-12-Attachment A
EXHIBITB
NON-S'J'AN)),ARD TERMS & CONDITIONS
Exhibit BMI referenced in Sections I, 6 & Exhibit ASectrori 7 ofthis Agreemimt.
The non-stanil'ardoterins & conditions set.fortltirtthis EXhibitR shall not establish ptecedentwith regard to a!)y'other entity or agreement:
Non-Standard Terms&Conditions·areilS follows:
Se.cti<!n 1 ServiC~s tb Jre provide(! b)" Gontrac.M are list~d beloW. Contractor will nQt be representing Allegheny before the ~l!'slature o£Vlrgfuia; hence requirements in sub$eyili!JJ1 (a), (jJ) &.{c)'i\rl> fl(ll:aJmlic~;
• A~:~s }"oint' will proviiJe fhafollowing llBIWle~ ,services. lll aniiition to the; liste<l JJerYice~; below, Accei;s. Piiint ll)ld !D~~gllelly may l)evelop additional tasked items. in supl'ortoftbe PATH project tb.at relate to the dcvel()pmcnt· of str~>tegic communi¢ati9ns· a.nd public; official outreach With linil.ili.LoudOun County. ·
• Stratilgic guidance on .next steps in Londoo)l Cnuntyto support opportunities to influence the Board of Sup~Q.rs ~ Access PQint wilt provide strategic gqipance ,Of! s!¢:ps Allegheny may take to genetate cQm,munity Sl)ppQI:t for c&imty 'negotiations related to conservation easements in the J>AT!l Applical;i!Jn. The foCJXS Qf eff<)rts will be on id~~g, cteating and pursiu~ opPoftUnlties t!l ertcoura~ the County lo minimize the impact of the PATH project on ti)e comnnfitity outside the e;cisting tr®s~J>iM !loni<lo~ by releasing conservation easements ··along the proposed route • .Access.}'oint will .also ~QIWid~ potentilll xcles nou-B!>ard of S!:!ilervlsor J1UI;>lic offidaiJ!' ®d commflriitf leadei's ma,)fplaf to· fufluence.fue BOard.on the conservation easements. -
-. co-ntilm_ea-: :OUtreach to key- sttikehnltlers· and those .. who influence thett~ wijll~ Loudnuq ~./\<;cess Poi!Jh'!ill wail)tai() .close contact with llie key .decision. makers ort the PATH prOject, ""'well as the potential. influencers of those. decision waJ<ers in Loudo\ln Cpfirity, A'.ccC$S Point w\11 serve . as Allegheny's primary "local'' (lo\lnection tothese stakeholders, providiQs stratesic guidance on how bestto wQrk with them to support the ult.imarn goal of encoura:gilig the Board or StipetviSor8 to release the. conservatioll easements along the proposed ronte in Loudoun ~o'!nfY,
• General Assembly member outreach a11d comnu~nicaqQnS ~ 'J:q .. the ex(ent necessary, artd in. coordination. with othet Alleglieny contractors working, With the General Assembly,
ii
Exhibit-H 14 of 14
Exhibit-I
PATH – National Wild Turkey Federation Expenses for
2010 in CWIP
10/14/2010 $20,000.0027063 $30,000.00
Total NWTF in CWIP 2010 $50,000.00
National Wild Turkey Federation Invoice Number Amount
Exhibit-I PATH - National Wild Turkey Federation Expenses 2010 per Haverty2011-5.1 1 of 1
Exhibit-J
PATH – Charles Ryan Associates Consulting Services –
Larry Puccio, L.C. for 2010 in
Account 923 (Outside Services)
Exhibit-J PATH - Charles Ryan Assoc., Consulting Services - Larry Puccio, L.C. in 2010 in Account 923 (Outside Services) per Newman2011-15.1Invoice No. Date Amount
54800 09/29/10 $20,834.0055450 10/08/10 $10,417.0060770 12/06/10 $10,417.0059220 11/22/10 $10,417.00
640964106406 01/31/11 $10,417.00
TOTAL $62,502.00
Exhibit-K
PATH – Charles Ryan Assoc. “Research and Expenses”
R. L. Repass Partners, Inc. for 2010
In Account 923 (Outside Services)
Exhibit-K -PATH - Charles Ryan Assoc. "Research and Expenses" - R.L. Repass Partners, Inc. - 2010 - Account 923 (Outside Services) per Newman2011-8.3
Invoice No. Date Amount
5185-1 07/07/10 $13,377.455503-1 08/30/10 $306.0148980 06/01/10 $52,920.0051852 08/06/10 $42,915.28
TOTAL $109,518.74
Exhibit-L
PATH – Charles Ryan Assoc. Advertising Expenses for
2010 in Account 930.1
Exhibit-L - PATH, Charles Ryan Assoc. Advertising Expenses 2010in Account 930.1 per Haverty2011-1.3
1
PATH-Allegheny Account 930.1 Invoices
Charles Ryan Associates Invoice No. Amount
4133-1 $2,029.774054-1 $777.603895-1 $29,469.493622-1 $37,895.395046-1 $1,693.445045-1 $195.675288-1 $254.125541-0 $275.005722-0 $2,556.255805-1 $16,192.085865-0 $1,941.185898-0 $7,582.805868-0 $20,878.306083-0 $2,125.006111-1 $1,091.526201-1 $2,265.886167-1 $8,077.736185-1 $22,761.366166-1 $338.826334-1 $9,510.486362-1 $1,334.886366-1 $1,601.516384-1 $2,367.606359-1 $4,622.386368-1 $6,017.746386-1 $21,156.77
6638-1, 6603-1, 6617-1, 6593-1, 6639-1, 6599-1 $31,200.00
PATH-West Virginia Account 930.1 Invoices
Charles Ryan Associates Invoice No. Amount
5288-02 $804.705462-2A $185.255452-2A $1,035.045463-2A $49.405502-0 $1,091.475501-2 $55,518.005551-2A $135.855548-2 $2,544.485868-0 $66,114.625805-2 $51,274.966167-02 $25,579.48
Exhibit-L - PATH, Charles Ryan Assoc. Advertising Expenses 2010in Account 930.1 per Haverty2011-1.3
2
Charles Ryan Associates Invoice No. Amount 6201-2 $7,175.286166-2 $1,072.946359662848 $98,429.956185-2 $72,077.636593-2 $8,635.066541-2A $6,543.606599-2A $40,386.606334-2 $25,385.526368-2 $19,056.256617-2 $40,395.666639-2 $20,941.806638-2 $288.486603-2 $15,875.476811-2 $377.196809-2 $1,072.94
TOTAL PATH Account 930.1 Invoices $798,260.38
Exhibit-M
PATH – Identical Invoices Booked to Different Accounts
2010
Exhibit-M PATH Identical Invoices Booked to Different Accounts 2010 1
CRA Invoice Number
Amount Posted to Regulatory Account
Regulatory Account Number PATH Company Information Response
Information Response Attachment
Description per Newman2011-18.2, Attachment B, 4H
Description per Newman2011-18.2, Attachment A, 4G
5045-1 $195.67 930.1 PATH-AYE Haverty2011-1.3 A
5045-02 $619.62 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
Advtg. Placement - Mountain State Mftg. Publication
5046-1 $1,693.44 930.1 PATH-AYE Haverty2011-1.3 A
5046-02 $5,362.56 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
Broadcast advertising media buy
5452-1 $520.99 923 PATH-AYEHaverty2011-2.1 & Newman2011-8.3 A
5452-2 $614.74 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
5452-2A $1,035.04 930.1 PATH-WV Haverty2011-1.3 A
5462-1 $3,340.50 923 PATH-AYEHaverty2011-2.1 & Newman2011-8.3 A
5462-2 $10,393.00 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
5462-2A $185.25 930.1 PATH-WV Haverty2011-1.3 A
5463-1 $6,603.60 923 PATH-AYEHaverty2011-2.1 & Newman2011-8.3 A
5463-2 $20,862.00 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
5463-2A $49.40 930.1 PATH-WV Haverty2011-1.3 A
5501-1 $17,532.00 923 PATH-AYEHaverty2011-2.1 & Newman2011-8.3 A
5501-2 $55,518.00 930.1 PATH-WV Haverty2011-1.3 A
5548-1 $933.14 923 PATH-AYEHaverty2011-2.1 & Newman2011-8.3 A
Production of TV spots/radio ads - Connected view/More Electricity
5548-2 $2,544.48 930.1 PATH-WV Haverty2011-1.3 A
5548-2A $410.47 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
5551-1 $4,466.10 923 PATH-AYEHaverty2011-2.1 & Newman2011-8.3 A
5551-2 $14,006.80 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
5551-2A $135.85 930.1 PATH-WV Haverty2011-1.3 A6111-1 $1,091.52 930.1 PATH-AYE Haverty2011-1.3 A
6111-2 $3,456.48 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
TV advertising copies
6334-1 $9,510.48 930.1 PATH-AYE Haverty2011-1.3 A6334-2 $25,385.52 930.1 PATH-WV Haverty2011-1.3 A
6334-2A $4,731.00 923 PATH-WVHaverty2011-2.1 & Newman2011-8.3
Haverty - B & Newman - B Revised
Exhibit-N
PATH Advertising Copy 2010
PATH TV: Connected to the National Grid /:30 July 20, 2010
VIDEO: V.O. ANNCR.:
Hand holding small light (from decorative
set): Hand holding small light, camera pulls
back to reveal decorative set
OUR LOCAL POWER SUPPLY IS
CONNECTED TO OUR NATION’S
POWER GRID.
Hands wiggling burned out lights; Medium
shot of additional lights out
SO WHEN ONE LINK IS PUSHED TO
ITS LIMITS AND GOES OUT, IT CAN
AFFECT THE ENTIRE CHAIN.
Hands replace burned out light, new light
burns brighter
THAT’S WHY WE NEED NEW,
HIGHLY ADVANCED TRANSMISSION
LINES.
Camera pulls back to reveal grid of lights;
Wide angle reveals light grid as an
American Flag
THE PATH TRANSMISSION LINE
WILL ADD A LINK THAT WILL
PROTECT OUR REGION’S
ELECTRICAL RELIABILITY
Camera zooms through light grid; Satellite
type view of Nation showing electrical use
AND GIVE THE NATION THE
ENERGY SECURITY WE NEED FOR
Exhibit N - PATH Advertising Copy 2010 1 of 7
2
Satellite view becomes neighborhood view;
High angle neighborhood view zooms to a
view of a single home; Single home view
zooms to a modern family using electricity
in their daily lives
OUR FUTURE.
Logo:
PATH: The Power We Need to Move
Forward
PATH. THE POWER WE NEED TO
MOVE FORWARD.
Exhibit N - PATH Advertising Copy 2010 2 of 7
PATH TV: More Electricity /:30 July 20, 2010
VIDEO: V.O. ANNCR.:
Busy main street scene showing hectic
modern life
MORE PEOPLE…
Young girl cooling off in front of fan;
Family dog watching front-loading
washing machine as it runs
MORE APPLIANCES…
Man watches sports on big screen TV;
Young woman plugs in laptop computer;
Teenage girl lying on bed, talking on phone
MORE GADGETS…
Hand pushes button, making copies; Close
up of wireless router with lights flashing;
Hospital technician prepares patient for a
CT Scan
MORE EQUIPMENT…
Doctor reviews patient’s CT Scan WHAT DO THEY ALL NEED TO KEEP
GOING?
Teenage boy signing and bobbing his head MORE ELECTRICITY.
Exhibit N - PATH Advertising Copy 2010 3 of 7
to the music
Young girl startled when fan stops running;
Close up of dog as his head tilts; Man
sitting on sofa, disgruntled over electricity
going out
IT WON’T HAPPEN BY MAGIC.
Electricity comes back on and teenage boy
begins to sing and dance again
IT WILL HAPPEN WITH NEW,
HIGHLY ADVANCED
TRANSMISSION.
High angle view of home after electricity is
restored; Higher angle showing lit
neighborhood
THE PATH TRANSMISSION LINE
PROVIDES A MISSING LINK THAT
WILL MAKE OUR REGION AND
NATION’S POWER GRID MORE
SECURE AND RELIABLE FOR
FUTURE GENERATIONS.
Satellite-type view of Nation showing
electrical use
PATH. THE POWER WE NEED TO
MOVE FORWARD.
Logo:
PATH: The Power We Need to Move
Forward
Exhibit N - PATH Advertising Copy 2010 4 of 7
PATH Radio: More Electricity July 20, 2010
The 1970’s an amazing decade that is now a distant memory. Since the 70’s our nation and our region have dramatically increased the demand for electricity. But while demand keeps growing our regional power grid has stayed pretty much the same as it was back in the days of disco. Today’s PATH transmission line will add a link making our nation’s entire power grid more reliable and secure for future generations. PATH. The power we need to move forward.
Exhibit N - PATH Advertising Copy 2010 5 of 7
The below are descriptions/transcriptions of print and Internet advertising that was supplied by PATH in discovery in the form of images of the actual ads. Due to the size of the files involved, a textual form is preferred for purposes of this exhibit, in lieu of copies of the actual ads that were provided. The actual ads can be viewed/downloaded from the Internet at the following link: http://www.stoppathwv.com/documents/2010-‐PATH-‐Ads.pdf PATH: “Technology” Print Ads This series of print advertisements shows images of electronic devices from the 1970s and ‘80s, along with the following text: “In the 1970s, this was a really cool laptop (or cell phone, television, video game or music player). Technology has changed quickly over the last 40 years. But major upgrades to the region’s electric grid to support advancing technologies haven’t come nearly as fast. Efforts are under way to strengthen the grid to meet our growing demand for electricity. The PATH transmission line will add much-‐needed reliability and security to our electrical system. So all of us have the power we need to move forward. PATH. The power we need to move forward.” PATH: “Technology” Internet Banner Ads This series of internet banner advertisements shows the same images as the print ads above, along with the following text: “In the 1970s, this was a really cool laptop (or cell phone, television, video game or music player). 40-‐ (or 30-‐) year old technology cannot support today’s lifestyle. The same is true of our power grid. PATH. The power we need to move forward. Virginians for Reliable Energy Internet Ads:
1. Image depicting a line between “Point A” and “Point B.” Text: “When it comes to Virginia’s power transmission, it’s not as easy as it looks. Help us power Virginia. Virginians for Reliable Energy. Sign-‐up.”
2. Image of upper middle class home at night with every light, both inside and out, illuminated. Text follows on series of the same image “This moment brought to you by (Power Generation, Power Transmission, and Power Conservation). Help us power Virginia. Virginians for Reliable Energy. Sign-‐up.”
3. Image of city skyline lit up at night. Text: “Virginia Business Owners. It’s hard to keep the lights on when you don’t have power. Help us power Virginia. Virginians for Reliable Energy. Sign-‐up.”
4. Image of black or white text on alternate background. Text: “Virginia” black text on white background. “It’s no fun living in the dark” white text on black background. Help us power Virginia. Power Generation. Learn more. Help us power Virginia. Power Transmission. Learn more. Help us power
Exhibit N - PATH Advertising Copy 2010 6 of 7
Virginia. Power Conservation. Learn more. Help us power Virginia. Virginians for Reliable Energy. Learn more.”
West Virginians for Reliable Power Internet Ads: Image of CFL lightbulb on green background. Text: “Electricity consumption is expected to increase 45% by 2030 – U.S. Department of Energy’s Energy Information Administration. West Virginians for Reliable Power. Find out more about the need for reliable power. We need your help to make sure our electric grid can power our state’s future energy needs.” Maryland Banner Ads (from Newman2011-‐15.1, Attachment P)
1. MDRP Ad 1: If you're reading this, then you are using electricity/Let's keep it reliable/Marylandersforreliablepower.com
2. MDRP Ad 2: Electricity from renewable sources-‐ a great idea for tomorrow/Getting it to where it's need-‐ critical for today/Marylandersforreliablepower.com
3. MDRP Ad 3: If you lose power, it's an inconvenience/If government loses power, it's a threat to public safety/Marylandersforreliablepower.com
Exhibit N - PATH Advertising Copy 2010 7 of 7
Exhibit-O
2009 Over Accruals in Account 930.1 and Copies of
PATH-Allegheny and PATH-WV
FERC Forms No. 3Q and No. 1 for 2010
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 1 of 10
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 2 of 10
Report the amount of expenses for customer accounts, service, sales, and administrative and general expenses year to date.
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End of
ELECTRIC CUSTOMER ACCOUNTS, SERVICE, SALES, ADMINISTRATIVE AND GENERAL EXPENSES
Path Allegheny Transmission Company, LLCX
05/25/20102010/Q1
LineAccount Year to Date
Quarter
(b)(a)No.
(901-905) Customer Accounts Expenses 1
(907-910) Customer Service and Information Expenses 2
(911-917) Sales Expenses 3
8. ADMINISTRATIVE AND GENERAL EXPENSES 4
Operations 5
187,727 920 Administrative and General Salaries 6
8,425 921 Office Supplies and Expenses 7
(Less) 922 Administrative Expenses Transferred-Credit 8
202,789 923 Outside Services Employed 9
924 Property Insurance 10
7,025 925 Injuries and Damages 11
36,005 926 Employee Pensions and Benefits 12
927 Franchise Requirements 13
2,680 928 Regulatory Commission Expenses 14
(Less) 929 Duplicate Charges-Credit 15
-13,419 930.1General Advertising Expenses 16
45,720 930.2Miscellaneous General Expenses 17
31,619 931 Rents 18
508,571TOTAL Operation (Total of lines 6 thru 18) 19
Maintenance 20
6,076 935 Maintenance of General Plant 21
514,647TOTAL Administrative and General Expenses (Total of lines 19 and 21) 22
FERC FORM NO. 1/3-Q (NEW 02-04) Page 325
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 3 of 10
Report the amount of expenses for customer accounts, service, sales, and administrative and general expenses year to date.
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End of
ELECTRIC CUSTOMER ACCOUNTS, SERVICE, SALES, ADMINISTRATIVE AND GENERAL EXPENSES
Path Allegheny Transmission Company, LLCX
08/27/20102010/Q2
LineAccount Year to Date
Quarter
(b)(a)No.
(901-905) Customer Accounts Expenses 1
(907-910) Customer Service and Information Expenses 2
(911-917) Sales Expenses 3
8. ADMINISTRATIVE AND GENERAL EXPENSES 4
Operations 5
379,202 920 Administrative and General Salaries 6
39,967 921 Office Supplies and Expenses 7
(Less) 922 Administrative Expenses Transferred-Credit 8
491,453 923 Outside Services Employed 9
924 Property Insurance 10
21,222 925 Injuries and Damages 11
64,714 926 Employee Pensions and Benefits 12
927 Franchise Requirements 13
4,108 928 Regulatory Commission Expenses 14
(Less) 929 Duplicate Charges-Credit 15
-13,053 930.1General Advertising Expenses 16
58,578 930.2Miscellaneous General Expenses 17
60,710 931 Rents 18
1,106,901TOTAL Operation (Total of lines 6 thru 18) 19
Maintenance 20
15,900 935 Maintenance of General Plant 21
1,122,801TOTAL Administrative and General Expenses (Total of lines 19 and 21) 22
FERC FORM NO. 1/3-Q (NEW 02-04) Page 325
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 4 of 10
Report the amount of expenses for customer accounts, service, sales, and administrative and general expenses year to date.
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End of
ELECTRIC CUSTOMER ACCOUNTS, SERVICE, SALES, ADMINISTRATIVE AND GENERAL EXPENSES
Path Allegheny Transmission Company, LLCX
/ /2010/Q3
LineAccount Year to Date
Quarter
(b)(a)No.
(901-905) Customer Accounts Expenses 1
(907-910) Customer Service and Information Expenses 2
(911-917) Sales Expenses 3
8. ADMINISTRATIVE AND GENERAL EXPENSES 4
Operations 5
624,975 920 Administrative and General Salaries 6
72,381 921 Office Supplies and Expenses 7
(Less) 922 Administrative Expenses Transferred-Credit 8
698,057 923 Outside Services Employed 9
924 Property Insurance 10
28,950 925 Injuries and Damages 11
59,522 926 Employee Pensions and Benefits 12
927 Franchise Requirements 13
16,297 928 Regulatory Commission Expenses 14
(Less) 929 Duplicate Charges-Credit 15
-12,394 930.1General Advertising Expenses 16
64,504 930.2Miscellaneous General Expenses 17
89,758 931 Rents 18
1,642,050TOTAL Operation (Total of lines 6 thru 18) 19
Maintenance 20
22,663 935 Maintenance of General Plant 21
1,664,713TOTAL Administrative and General Expenses (Total of lines 19 and 21) 22
FERC FORM NO. 1/3-Q (NEW 02-04) Page 325
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 5 of 10
ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End ofPath Allegheny Transmission Company, LLCX
/ /2010/Q4
Line No.
Account Amount for
(c)(b)(a)Current Year Previous Year
Amount forIf the amount for previous year is not derived from previously reported figures, explain in footnote.
6. CUSTOMER SERVICE AND INFORMATIONAL EXPENSES 165Operation 166(907) Supervision 167(908) Customer Assistance Expenses 168(909) Informational and Instructional Expenses 169(910) Miscellaneous Customer Service and Informational Expenses 170TOTAL Customer Service and Information Expenses (Total 167 thru 170) 1717. SALES EXPENSES 172Operation 173(911) Supervision 174(912) Demonstrating and Selling Expenses 175(913) Advertising Expenses 176(916) Miscellaneous Sales Expenses 177TOTAL Sales Expenses (Enter Total of lines 174 thru 177) 1788. ADMINISTRATIVE AND GENERAL EXPENSES 179Operation 180(920) Administrative and General Salaries 181 743,225 862,780(921) Office Supplies and Expenses 182 106,984 125,004(Less) (922) Administrative Expenses Transferred-Credit 183(923) Outside Services Employed 184 1,045,663 1,003,988(924) Property Insurance 185 120(925) Injuries and Damages 186 53,468 38,139(926) Employee Pensions and Benefits 187 74,374 78,282(927) Franchise Requirements 188(928) Regulatory Commission Expenses 189 54,188 30,756(929) (Less) Duplicate Charges-Cr. 190(930.1) General Advertising Expenses 191 386,506 151,268(930.2) Miscellaneous General Expenses 192 26,541 60,578(931) Rents 193 111,568 133,166TOTAL Operation (Enter Total of lines 181 thru 193) 194 2,602,637 2,483,961Maintenance 195(935) Maintenance of General Plant 196 24,811 27,917TOTAL Administrative & General Expenses (Total of lines 194 and 196) 197 2,627,448 2,511,878TOTAL Elec Op and Maint Expns (Total 80,112,131,156,164,171,178,197) 198 2,844,311 2,714,246
FERC FORM NO. 1 (ED. 12-93) Page 323
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 6 of 10
Report the amount of expenses for customer accounts, service, sales, and administrative and general expenses year to date.
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End of
ELECTRIC CUSTOMER ACCOUNTS, SERVICE, SALES, ADMINISTRATIVE AND GENERAL EXPENSES
Path West Virginia Transmission Company, L.L.C.X
/ /2010/Q1
LineAccount Year to Date
Quarter
(b)(a)No.
(901-905) Customer Accounts Expenses 1
(907-910) Customer Service and Information Expenses 2
(911-917) Sales Expenses 3
8. ADMINISTRATIVE AND GENERAL EXPENSES 4
Operations 5
218,256 920 Administrative and General Salaries 6
51,411 921 Office Supplies and Expenses 7
(Less) 922 Administrative Expenses Transferred-Credit 8
247,144 923 Outside Services Employed 9
924 Property Insurance 10
28,623 925 Injuries and Damages 11
93,759 926 Employee Pensions and Benefits 12
927 Franchise Requirements 13
928 Regulatory Commission Expenses 14
(Less) 929 Duplicate Charges-Credit 15
-66,339 930.1General Advertising Expenses 16
14,866 930.2Miscellaneous General Expenses 17
41,175 931 Rents 18
628,895TOTAL Operation (Total of lines 6 thru 18) 19
Maintenance 20
935 Maintenance of General Plant 21
628,895TOTAL Administrative and General Expenses (Total of lines 19 and 21) 22
FERC FORM NO. 1/3-Q (NEW 02-04) Page 325
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 7 of 10
Report the amount of expenses for customer accounts, service, sales, and administrative and general expenses year to date.
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End of
ELECTRIC CUSTOMER ACCOUNTS, SERVICE, SALES, ADMINISTRATIVE AND GENERAL EXPENSES
Path West Virginia Transmission Company, L.L.C.X
/ /2010/Q2
LineAccount Year to Date
Quarter
(b)(a)No.
(901-905) Customer Accounts Expenses 1
(907-910) Customer Service and Information Expenses 2
(911-917) Sales Expenses 3
8. ADMINISTRATIVE AND GENERAL EXPENSES 4
Operations 5
398,893 920 Administrative and General Salaries 6
66,282 921 Office Supplies and Expenses 7
(Less) 922 Administrative Expenses Transferred-Credit 8
679,808 923 Outside Services Employed 9
924 Property Insurance 10
55,860 925 Injuries and Damages 11
167,468 926 Employee Pensions and Benefits 12
927 Franchise Requirements 13
928 Regulatory Commission Expenses 14
(Less) 929 Duplicate Charges-Credit 15
-61,800 930.1General Advertising Expenses 16
26,149 930.2Miscellaneous General Expenses 17
80,585 931 Rents 18
1,413,245TOTAL Operation (Total of lines 6 thru 18) 19
Maintenance 20
935 Maintenance of General Plant 21
1,413,245TOTAL Administrative and General Expenses (Total of lines 19 and 21) 22
FERC FORM NO. 1/3-Q (NEW 02-04) Page 325
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 8 of 10
Report the amount of expenses for customer accounts, service, sales, and administrative and general expenses year to date.
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End of
ELECTRIC CUSTOMER ACCOUNTS, SERVICE, SALES, ADMINISTRATIVE AND GENERAL EXPENSES
Path West Virginia Transmission Company, L.L.C.X
/ /2010/Q3
LineAccount Year to Date
Quarter
(b)(a)No.
(901-905) Customer Accounts Expenses 1
(907-910) Customer Service and Information Expenses 2
(911-917) Sales Expenses 3
8. ADMINISTRATIVE AND GENERAL EXPENSES 4
Operations 5
747,117 920 Administrative and General Salaries 6
68,872 921 Office Supplies and Expenses 7
(Less) 922 Administrative Expenses Transferred-Credit 8
1,205,197 923 Outside Services Employed 9
924 Property Insurance 10
85,267 925 Injuries and Damages 11
245,646 926 Employee Pensions and Benefits 12
927 Franchise Requirements 13
928 Regulatory Commission Expenses 14
(Less) 929 Duplicate Charges-Credit 15
-11,218 930.1General Advertising Expenses 16
32,483 930.2Miscellaneous General Expenses 17
119,706 931 Rents 18
2,493,070TOTAL Operation (Total of lines 6 thru 18) 19
Maintenance 20
935 Maintenance of General Plant 21
2,493,070TOTAL Administrative and General Expenses (Total of lines 19 and 21) 22
FERC FORM NO. 1/3-Q (NEW 02-04) Page 325
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 9 of 10
ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)
Name of Respondent This Report Is:(1) An Original(2) A Resubmission
Date of Report(Mo, Da, Yr)
Year/Period of Report
End ofPath West Virginia Transmission Company, L.L.C.X
/ /2010/Q4
Line No.
Account Amount for
(c)(b)(a)Current Year Previous Year
Amount forIf the amount for previous year is not derived from previously reported figures, explain in footnote.
6. CUSTOMER SERVICE AND INFORMATIONAL EXPENSES 165Operation 166(907) Supervision 167(908) Customer Assistance Expenses 168(909) Informational and Instructional Expenses 169(910) Miscellaneous Customer Service and Informational Expenses 170TOTAL Customer Service and Information Expenses (Total 167 thru 170) 1717. SALES EXPENSES 172Operation 173(911) Supervision 174(912) Demonstrating and Selling Expenses 175(913) Advertising Expenses 176(916) Miscellaneous Sales Expenses 177TOTAL Sales Expenses (Enter Total of lines 174 thru 177) 1788. ADMINISTRATIVE AND GENERAL EXPENSES 179Operation 180(920) Administrative and General Salaries 181 999,617 1,065,146(921) Office Supplies and Expenses 182 95,980 91,065(Less) (922) Administrative Expenses Transferred-Credit 183(923) Outside Services Employed 184 979,961 1,372,571(924) Property Insurance 185 176(925) Injuries and Damages 186 110,334 113,801(926) Employee Pensions and Benefits 187 380,734 371,398(927) Franchise Requirements 188(928) Regulatory Commission Expenses 189(929) (Less) Duplicate Charges-Cr. 190(930.1) General Advertising Expenses 191 1,718,419 462,547(930.2) Miscellaneous General Expenses 192 50,496 36,559(931) Rents 193 146,898 174,303TOTAL Operation (Enter Total of lines 181 thru 193) 194 4,482,615 3,687,390Maintenance 195(935) Maintenance of General Plant 196TOTAL Administrative & General Expenses (Total of lines 194 and 196) 197 4,482,615 3,687,390TOTAL Elec Op and Maint Expns (Total 80,112,131,156,164,171,178,197) 198 5,920,949 5,140,152
FERC FORM NO. 1 (ED. 12-93) Page 323
Exhibit-O 2009 Over Accruals in Account 930.1 and Copies of PATH-Allegheny and PATH-WV Forms No. 3Q and 1 for 2010 10 of 10
Exhibit-P
Excerpts from Allegheny Energy Cost Allocation Manual
showing how merger costs were allocated to PATH’s
Revenue Requirement in 2010
Newman2011-14.12 Attachment A
The respective allocations were updated annually to include these components. All allocations including transition services were denoted by "_T." With the conclusion of transition services, the respective allocations were discontinued in 2010.
With facilities going into service for certain TrAIL projects, the Transmission Load (TRANS_LOAD) allocation factor became obsolete. Therefore, TRANS_LOAD was discontinued in 2010. This allocation was based on the highest peaking month in the 12-month period applicable to the calculation. Since TrAIL does not produce peaks, it could not be factored into the allocation. All cost objects using TRANS_ LOAD were replaced withAP 4CO.
On February 11, 2010, Allegheny Energy announced its intent to merge with FirstEnergy. To accommodate for merger activity, three new allocation factors were created. Two allocations (CORPGOV2 and AP _ 6C02) were put into place that exclude charging PATH-WV. The third allocation (MWCOAL) was put into place to include only coal stations.
Two additional allocation factors were added during 2010. Allocation OPCORT was added to allocate costs related to Rate Department activities and NO_ WIRELESS was added to allocate wireless communication charges.
On June 1, 2010, Allegheny Power sold its' Virginia Distribution Assets to two electric cooperatives. With the sale of the Virginia assets, all affected allocations were recalculated to remove the associated Virginia pieces.
During 2010, PATH -AYE was segregated into new companies by state jurisdiction. PATH-VA was added in January 2010 and PATH-MD was added in August 2010. All affected allocations were updated to allocate to these two new companies, with PATHAYE consolidated total not changing.
Allocation Factors
ALLCO -All System Companies Allocation Factor
• Used for allocating primarily corporate services performed for the benefit of all Allegheny Energy system companies.
• Examples of these types of services are preparing the consolidated financial statements for Allegheny Energy, internal corporate communications expenses and training expenses related to accounting system.
• Values used for TrAIL and PATH were based on budgeted salaries & overheads.
AP 3CO, AP4CO TrAIL and AP 6CO- Delivery Allocation Factors - - -• Used to allocate services provided for the benefit of the Allegheny Energy delivery
regulated utilities.
• Examples of these types of services are establishing policies and standards.for use by all delivery regulated companies, operating and maintaining the customer billing
7
Exhibit-P: Excerpts from Allegheny Energy Cost Allocation Manual (Newman2011-14.12 Attachment A) showing how merger costs were allocated to PATH's revenue requirement in 2010 1 of 4
Newman2011-14.12 Attachment A
• Used to allocate IT server support costs incurred for the benefit of all Allegheny Energy system companies.
• Examples of these types of costs are server support and disaster recovery charges from Allegheny's external IT support EDS.
NO WIRELESS- Number of Wireless Devices Allocation Factor • Used by IT to allocate wireless communication charges • Examples of these types of charges are bills and fees for cell phones, pagers,
blackberries, etc.,
# WV REGULATED CUSTOMERS (REGWV _ CUST)- Customer Allocation Factor • Used to allocate charges to the Allegheny Energy regulated utilities based on the
number of customers that exist in the WV service territory for Monongahela Power and The Potomac Edison Company in relation to the total WV customers.
• Examples of these types of charges are internal labor and expenses from the Rates Department for preparing filings or rate cases that are related to the State of WV only.
#UNION EMPLOYEES (NO_ UNION) • Used to allocate costs for all union member employees.
• Examples of these types of costs are employee time and expenses during union negotiations.
#UNION 102 EMPLOYEES (NO_ UN102) • Used to allocate costs for member employees to Union #1 02.
• Examples of these types of costs are insurance premium payments made for medical program covering Union #102 employees.
RESTORE
• Used to allocate expenses related to managing and mobilizing Restore Service events.
• Examples of these types of costs are internal labor, contract work, employee expenses, vehicle expenses, tools and materials.
AGGREGATE BANDWIDTH (AGBNWD) • Used to allocate charges for network circuits that allow data or voice to run over the
Allegheny network incurred for the benefit of all Allegheny system companies.
• Examples of these types of charges are network telecom charges from V erizon or AT&T.
MERGER ALLOCATORS (CORPGOV2, AP_6C02 and MWCOAL) • The merger allocators are variations of the original calculations excluding PATH
WV. These allocators are used for merger activity. • Examples of these types of costs are internal labor, employee expenses and outside
services.
12
Exhibit-P: Excerpts from Allegheny Energy Cost Allocation Manual (Newman2011-14.12 Attachment A) showing how merger costs were allocated to PATH's revenue requirement in 2010 2 of 4
Newman2011-14.12 Attachment A
26.26 Potomac Edison Company 100.00 Total
AP 6CO 6-Company Delivery 26.01 Monongahela Power - Delivery 12.96 TrAIL 32.57 West Penn Power Company 25.51 Potomac Edison Company 0.40 PATH-VA 1.47 PATH-WV 0.71 PATH-MD 0.37 PATH-AYE
100.00 Total AP 6C02 6-Company Delivery 26.36 Monongahela Power - Delivery
Without PATH-WV 13.26 TrAIL 33.00 West Penn Power Company 25.87 Potomac Edison Company
0.38 PATH-AYE 0.72 PATH-MD 0.41 PATH-VA
100.00 Total COAL STA Coal Stations 30.21 Monongahela Power- Generation
31.58 Allegheny Energy Supply, LLC - P A 36.68 Allegheny Energy Supply, LLC- WV
1.53 Allegheny Energy Supply, LLC -MD 100.00 Total
CORPGOV Corporate Governance 11.38 Monongahela Power- Generation 8.23 Monongahela Power - Delivery
14.13 Potomac Edison Company 22.17 West Penn Power Company
0.79 PATH-WV 0.17 PATH-AYE 0.18 PATH-VA 0.32 PATH-MD 6.68 TrAIL
35.17 Allegheny Energy Supply, LLC 0.25 Allegheny Ventures 0.13 Allegheny Energy, Inc. - Generation 0.37 Allegheny Energy, Inc. - Delivery 0.03 Allegheny Energy, Inc. - Transmission
100.00 Total CORPGOV2 Corporate Governance 11.47 Monongahela Power- Generation
Without PATH-WV 8.32 Monongahela Power - Delivery 14.23 Potomac Edison Company 22.31 West Penn Power Company
0.17 PATH-AYE 0.19 PATH-VA 0.32 PATH-MD
16
Exhibit-P: Excerpts from Allegheny Energy Cost Allocation Manual (Newman2011-14.12 Attachment A) showing how merger costs were allocated to PATH's revenue requirement in 2010 3 of 4
Newman2011-14.12 Attachment A
6.76 TrAIL 35.45 Allegheny Energy Supply, LLC
0.25 Allegheny Ventures 0.13 Allegheny Energy, Inc. - Generation 0.37 Allegheny Energy, Inc. - Delivery 0.03 Allegheny Energy, Inc. - Transmission
100.00 Total CPU MINUTE CPU Minutes 28.98 Monongahela Power- Delivery
0.06 TrAIL 42.10 West Penn Power Company 28.53 Potomac Edison Company
0.01 PATH-WV 0.22 Allegheny Energy Supply, LLC 0.10 Monongahela Power- Generation
100.00 Total DC STORES Distribution Center Labor 26.67 Monongahela Power- Delivery
andM&S 38.01 Potomac Edison Company 35.32 West Penn Power Company
100.00 Total FMT BLDG Fairmont Building Metrics 0.40 Allegheny Ventures
0.04 Allegheny Energy, Inc. - Delivery 26.08 Monongahela Power- Delivery 20.99 Potomac Edison Company 30.05 West Penn Power Company
2.38 TrAIL 0.09 PATH-AYE 0.18 PATH-MD 0.39 PATH-WV 0.10 PATH-VA 0.05 Allegheny Energy, Inc. - Generation
13.32 Allegheny Energy Supply, LLC 5.93 Monongahela Power- Generation
100.00 Total GRBG BLDG Greensburg Building 0.52 Allegheny Ventures
Metrics 4.06 Allegheny Energy, Inc. - Delivery 0.33 Allegheny Energy, Inc. - Transmission
16.71 Monongahela Power- Delivery 16.43 Potomac Edison Company 22.79 West Penn Power Company
6;15 TrAIL 0.14 PATH-AYE 0.25 PATH-MD 0.56 PATH-WV 0.14 PATH-VA 1.45 Allegheny Energy, Inc. - Generation
17
Exhibit-P: Excerpts from Allegheny Energy Cost Allocation Manual (Newman2011-14.12 Attachment A) showing how merger costs were allocated to PATH's revenue requirement in 2010 4 of 4
Exhibit-Q
Questions Regarding Allocation of TrAILCo Settlement
Stipulation Expenses to PATH’s Revenue Requirement
Page 1 of 2
Response of Potomac-Appalachian Transmission Highline, LLC
PATH Formula Rate Annual Update and PTRR Filings/Postings in 2011
FERC Docket No. ER08-386-000
Information Request submitted by: Keryn Newman Email: [email protected] Date Information Request submitted: September 15, 2011 Response date: October 5, 2011 This response and any information attached hereto are provided pursuant to Sections VI.C. and VI.D. of Attachment H-19B of the PJM Open Access Transmission Tariff. Any use of this response and such information for purposes other than those set forth in Attachment H-19B violates Attachment H-19B and is not authorized. Newman2011-16.15:
Referencing Newman2011-11.14, Attachment A: If the expense was related to relocation of employees to the new transmission headquarters in Fairmont: The building of the transmission headquarters was a stipulation of the TrAIL settlement with the WV-PSC. "d. In an effort to address the Staffs desire to enhance the economic impact of the West Virginia Segments of TrAIL to West Virginia, Mon Power, Potomac Edison, and TrAILCo agree that on or before April 21, 2008, they will see to the public announcement of their intention to locate 100 to 150 additional managerial, professional, technical, and administrative jobs in north-central West Virginia not later than the in-service date of the West. Virginia Segments of TrAIL, projected to be June 1, 2011. This commitment will involve the construction of a new, technologically advanced facility in north-central West Virginia with an estimated construction and installation cost of $50 million, and the annual payroll and benefits associated with the new jobs at this facility are currently estimated to be $12 million." And, TrAIL costs were not to be charged to Mon Power and Potomac Edison customers for a certain period of time as per the Stipulations, "a. Rate Mitigation. If the West Virginia Segments of TrAIL are certified by the Commission in accordance with the recommendations and agreements in this Joint Stipulation, then Mon Power and Potomac Edison agree: 1. Not to seek recovery in West Virginia of transmission charges billed by PJM to Mon Power and Potomac Edison for TrAIL (500 kV facilities and under 500 kV facilities, including the Prexy Facilities as defined in the Application) for the period beginning January 1, 2007 through the latest to occur of (i) December 31, 2013, (ii) the last day of the thirtieth month following the month during which the in-service date for the West Virginia Segments of TrAIL occurs, or (iii) the last day of the month during which the in-service date occurs of the facility in which the additional jobs described in subparagraph 6(d) are to be located."
a. Please explain how these TrAIL settlement-related expenses are properly recovered from Mon Power and Potomac Edison customers through PATH's Formula Rate?
Exhibit-Q: Questions regarding allocation of TrAILCo settlement stipulations to PATH's revenue requirement 1 of 4
Page 2 of 2
Response:
a. The PATH Companies object to this request on the grounds that it is argumentative, assumes incorrect facts, unreasonable and overbroad, constitutes an undue annoyance, burden, harassment and oppression, seeks information that is beyond the scope of discovery and review set forth in the PATH Formula Rate Implementation Protocols, and is irrelevant and not reasonably calculated to lead to the discovery of relevant information. Without waiving such objection, the PATH Companies state that the settlement approved by the West Virginia Public Service Commission in Case No. 07-0508-E-CN does not prohibit Trans-Allegheny Interstate Line Company (TrAILCo) from recovering any costs from any load serving entity, including its affiliates, pursuant to the PJM Tariff nor does the settlement prohibit TrAILCo from allocating costs associated with the transmission headquarters building to its affiliates, such as Mon Power, Potomac Edison and the PATH Companies, through corporate allocations. The recovery of costs from an affiliate under the PJM Tariff and the intra-corporate allocation of costs to an affiliate are not the same transactions as recovery of costs from ratepayers.
Exhibit-Q: Questions regarding allocation of TrAILCo settlement stipulations to PATH's revenue requirement 2 of 4
Page 1 of 2
Response of Potomac-Appalachian Transmission Highline, LLC
PATH Formula Rate Annual Update and PTRR Filings/Postings in 2011
FERC Docket No. ER08-386-000
Information Request submitted by: Keryn Newman Email: [email protected] Date Information Request submitted: October 17, 2011 Response date: November 4, 2011 This response and any information attached hereto are provided pursuant to Sections VI.C. and VI.D. of Attachment H-19B of the PJM Open Access Transmission Tariff. Any use of this response and such information for purposes other than those set forth in Attachment H-19B violates Attachment H-19B and is not authorized. Newman2011-21.14:
Referencing Newman2011-16.15
1. In accordance with § 385.410 (a)(2)(ii), please provide a description of the approximate number of documents that would have to be produced and a summary of the information contained in such document to substantiate your claim of "burden."
2. Why are the costs of a concession rendered necessary as a condition for approval for the TrAIL project not considered an expense of the TrAIL project?
3. While the stipulation does not prohibit TrAILCo from recovering costs from any load serving entity, does it prohibit Potomac Edison and Mon Power from recovering TrAIL costs billed by PJM from their customers?
4. Are the costs of locating 100 to 150 additional managerial, professional, technical, and administrative jobs in north-central West Virginia, as stipulated in the TrAILCo settlement, being added to PATH's revenue requirement and subsequently being recovered from Potomac Edison and Mon Power customers in West Virginia?
Response:
1. § 385.410 (a)(2)(ii) applies only to discovery requests that request the production of documents. Newman2011-16.15 did not request the production of documents. Therefore, § 385.410 (a)(2)(ii) is not applicable.
2. The PATH Companies object to parts 2 and 3 of this request on the grounds that
they are argumentative, unreasonable and overbroad, constitutes an undue
Exhibit-Q: Questions regarding allocation of TrAILCo settlement stipulations to PATH's revenue requirement 3 of 4
Page 2 of 2
annoyance, burden, harassment and oppression, seek information that is beyond the scope of discovery and review set forth in the PATH Formula Rate Implementation Protocols, and are irrelevant and not reasonably calculated to lead to the discovery of relevant information.
3. See response to part 2.
4. The costs associated with relocating all employees assigned to work at the new
transmission headquarters in Fairmont, WV have not been allocated to the PATH Project; however, the costs associated with relocating employees assigned to work at the new transmission headquarters who are working on the PATH Project have been allocated to the PATH Project. The PATH Companies object to part 4 of this request to the extent it seeks information relating to costs recovered by Potomac Edison and Mon Power from customers in West Virginia on the grounds that it is argumentative, unreasonable and overbroad, constitutes an undue annoyance, burden, harassment and oppression, seeks information that is beyond the scope of discovery and review set forth in the PATH Formula Rate Implementation Protocols, and is irrelevant and not reasonably calculated to lead to the discovery of relevant information.
Exhibit-Q: Questions regarding allocation of TrAILCo settlement stipulations to PATH's revenue requirement 4 of 4