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Transcript of Evolution 2013: Prof. Dr. Georges De Moor, EuroRec on Liberating Health Data to accelerate High...
“Breaking Barriers: Liberating Health Data to accelerate High Quality Clinical Research”
Prof. Dr. Georges De Moor
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 1 of 66
Dept. of Medical Informatics and Statistics,Ghent University, Belgium & - RAMIT -
European Institute for Health Records - EuroRec -
- Custodix -
EuroRec
• The EuroRec Institute (EuroRec) is a European
independent not-for-profit organisation, whose main
purpose is promoting the real use of high quality
Electronic Health Record systems (EHRs) in Europe.
• EuroRec is overarching a permanent network of national
ProRec centres and provides services to industry
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 2 of 66
ProRec centres and provides services to industry
(developers and vendors), healthcare systems and
providers (buyers), policy makers and patients.
• EuroRec produced and maintains a substantial resource
with ± 1700 functional quality criteria for EHR-systems,
categorised, indexed and translated in 19 European
languages. The EuroRec Use Tools help users to handle
this resource.
• Amount of information to support medicine and healthcare is exploding
• ICT is transforming both biomedical research and healthcare (e-Health)
Introduction
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 3 of 66
• The way scientists ‘do science’ is changing (a revolution)
• Electronic Health Records (EHRs) are gaining - in combination with emerging
infrastructures - an important novel supporting role for clinical research
Capture, Combine, Co-interpret Data
from diverse Information Sources
Population Registries,
Clinical Trial Data-Bases,
Bio-Bank data
Care Pathways Systems,
Decision Support Systems,
Trends and Alerting Systems
Data
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 4 of 66
EHRs, PHRs, Ancillary DBs
and other Clinical Applications
Mobile Devices,
Apps (medical/well-being)
Bio-sensors and Body ImplantsSocial Networks
DataInformationKnowledge
Capture, Combine, Co-interpret Data
from diverse Information Sources
Clinical data
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 5 of 66
“-Omics” data
(genomics, proteomics, metabolomics…)
Environmental data
(pollution, nutrition…)
Leveraging Knowledge Discovery
Data
Information
interpretation
interpretation
(Wisdom)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 6 of 66
Knowledge
Decision
Action
Electronic Health Records & systems: Trends
• Patient-centered (gatekeeper?), life long records
• Multi-disciplinary / multi-professional / participative
• Transmural, distributed and virtual
• Structured and coded cf. semantic interoperability
• More metadata (tagging and coding) at a “granular “ level
• Natural language interfaces
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 7 of 66
• Natural language interfaces
• Intelligent cf. decision support, clinical practice guidelines…
• Predictive e.g. genetic data, physiological models (cf. ethics!)
• More sensitive content (cf. privacy protection!)
• Personalised
• Integrative
• Certified
What is an Electronic Health Record (EHR)?
• “One or more repositories, physically or virtually integrated, of information in
computer processable form, relevant to the wellness, health and health care
of an individual, capable of being stored and communicated securely and of
being accessible by multiple authorised users, represented according to a
standardised or commonly agreed logical information model. Its primary
purpose is the support of life-long, effective, high quality and safe integrated
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 8 of 66
purpose is the support of life-long, effective, high quality and safe integrated
health care”
• (Kalra D. Editor. Requirements for an electronic health record reference architecture.
ISO 18308. International Organisation for Standardisation, Geneva, 2011)
• Personalised Medicine means that Research no longer only needs data but
will use highly specific data from individual patients… hence the importance
of getting access to the EHRs…
Shift from … to … (in care)
Informed Healthcare Professionals
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 9 of 66
Informed Patient-Care (EBM)
Patient-Informed Care
Shift from … to …
Patient - Trust - Physician
?
?
?
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 10 of 66
Patient - Trust? - Health Networks
?
??
Convergence Initiative (of EuroRec)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 11 of 66
The Convergence Initiative (March 2013)
To initiate and support cooperation and consensus building among
related e-Health projects (cf. data reuse, semantic interoperability…)
To identify opportunities
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 12 of 66
To identify and share results
To identify challenges
… towards a pan-EU e-Health Info-structure
Controlled Clinical Trials
…Pharmaco-vigilance (non systematic list!)
Epidemiological studies
Public Health Research
Observational Research
(Clinical) Research
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 13 of 66
Disease Management studies
Comparative Effectiveness Research (older drugs, multiple diseases…)
Diagnostic Research
Continued Surveillance
Health Technology Assessment
Health Systems Research
Cost Effectiveness Research
…
Data Sources for Clinical Research
Data sources Advantages Disadvantages
Electronic Health Record
(EHR) at a single
institution.
Easy management of rights and
consents.
Full clinical content, structured and
unstructured data. Possibly same
semantics for all.
Too few cases for many important studies.
No general purpose research tools.
Special Disease Registers
at a regional or national
level (often termed
“Quality Registers”).
Collect data from several
institutions.
Allow comparisons of results and
larger samples.
Limited and relatively fixed data set.
Changed rarely at the most yearly. No analyses of
types of variables other than those collected. More
complicated rights and consent management.
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 14 of 66
“Quality Registers”). larger samples.
Well-defined data variables.
complicated rights and consent management.
Extra work to record data. In some cases possible
to transfer data from an EHR. Often double
registration in EHR and Quality Register.
Special research database
systems for specific
projects (e.g. a regulated
clinical trial).
Very well-controlled variables
including functions to ensure
project process support and
reasonable compliance.
Expensive to set up for one project. Extra work
because data cannot be retrieved from EHRs and
extra work for clinical staff to transfer data from
screen or paper to the research system.
Federated system of
electronic health records
and special research
project tools.
May allow very large case
populations, especially if federation
across national borders.
Semantic interoperability and consent are difficult
to manage.
Focus of this presentation
Focus
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 15 of 66
the EHRs as data sources
and
the (re-)use of data for Clinical Research
• Rapid expansion in the last years => in some countries 90% of healthcare
records are digital
• OECD HCQI Country Survey 2012:(http://www.oecd.org/els/healthsystems/strengtheninghealthinformationinfrastructure.htm)
� In 13/25 countries + 70% physicians use EMRs
EHRs: where are we?
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 16 of 66
� In 13/25 countries + 70% physicians use EMRs
� In 15/25 countries + 70% of the hospitals use EPRs
� In 22/25 countries National plan to implement EHRs
� In 18/25 countries a Minimum Data Set has been defined
• However…many legacy EHR systems do not provide at present a sufficient
basis for clinical research
• The Quality of EHR systems and EHR data is important
– Third Party Certification of EHR systems is essential
– Quality assurance is needed
– Quality has many dimensions
Challenge: Data Quality
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 17 of 66
� Correctness
� Completeness
� Accuracy
� Currency
� Validity
� …
The Data Content Issue
• Semantic Interoperability and Data Quality Markers:
- in CARE: Faithfulness (cf. biases in coding, window dressing for
reimbursement…)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 18 of 66
reimbursement…)
- in RESEARCH: Faithfulness and Consistency
• Context Sensitivity and Specificity: depending on the context in which data
are captured, the meaning and the value of the data may vary… hence the
importance of “context specific” tags (and of metadata) in EHRs…
EuroRec’s profile for EHRs that are
compliant with Clinical Trials requirements
• Already in December 2009 EuroRec released a profile identifying the
functionalities required of an EHR system in order to be considered as a
reliable source of data for regulated clinical trials.
• Details of the profile, including information designed to support use, are
accessible from the EuroRec website. A sister profile has been endorsed by
Health Level Seven® (HL7®).
• As both the EuroRec and HL7 profiles draw upon the same standard
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 19 of 66
• As both the EuroRec and HL7 profiles draw upon the same standard
requirements for clinical trials, ”conforming to one” will mean, in principle
conformance to both.
• These requirements have contributed into a Work Item in ISO (TC/215), to
help shape a future International Standard.
• The EHR4CR Project expands the set of quality criteria for EHRs to be used
for research…
• Natural Languages (in Europe: 23 official languages!)
• Structured versus unstructured (narrative) records/messages
• Many medical concepts and relations between concepts (many views!)
• Terms (many medical terminologies!)
• Ontologies
• Information Models (e.g. EHR reference models…)
Semantics: an important Challenge
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 20 of 66
• Information Models (e.g. EHR reference models…)
• Semantic resources (detailed clinical models/ clinical archetypes/ templates)
• Design an overall info-structure (a virtual platform and services) that can
publish or reference resources and manage their maintenance…
How to represent and convert “meaning”from a “human understandable” formin a “computer processable” form?
Semantic Interoperability Resources
• Widespread and dependable access to maintained collections of coherent
and quality-assured semantic resources
– detailed clinical models, such as archetypes and templates
– rules for decision making and monitoring
– workflow logic
• which are
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 21 of 66
• which are
– mapped to EHR interoperability standards
– bound to well specified multi-lingual terminology value sets
– indexed and correlated with each other via ontologies
– referenced from modular (re-usable) care pathway components
• establishes good practices in developing such resources
Example of a Representation of a
Clinical Practice Guideline
This is a CGP (which is,
ontologically a plan, an
information entity) to
be used in a clinical
context of the
diagnosis "Suspected
Heart Failure)
Diagostic
statement (which is
an IE) with
attribute
suspected, on
Heart Failure
Refinement of
the above
statement
ECG
Process
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 22 of 66
Echo order
(plan)Diagostic
statement (which is
an IE) with
attribute unlikely,
on Heart Failure
Objective : semantic interoperability between diverse systems
Standards in the domain of patient care (collective international efforts):
• ISO EN 13606
– Generic and comprehensive representation for the exchange of EHR
information (including fine-grained parts of EHRs)
Layered semantic models (1)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 23 of 66
• OpenEHR foundation
– Maintains a more detailed model, catering for the widest set of use cases
for patient level data
• HL7 Reference Information Model (RIM) and HL7 Clinical Document
Architecture (CDA)
– To communicate a single clinical document as a message (e.g. a discharge
summary)
In the domain of Clinical Research
• Clinical Data Interchange Standards Consortium (CDISC)
– Protocol Representation Model (PRM)
– Study Design Model (SDM)
– Operational Data Model (ODM)
Layered semantic models (2)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 24 of 66
– Operational Data Model (ODM)
• Clinical Data Acquisition Standards Harmonisation (CDASH)
• Biomedical Research Integrated Domain Group (BRIDG) model
Achieving S.I. across multiple domains requires the integration of multiple standards
• Integrating the Healthcare Enterprise (IHE)
– Integration profiles
– IHE domain Quality, Research and Public Health (QRPH)
Layered Semantic Models (3)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 25 of 66
• Cancer Data Standards Repository (caDSR)
• CDISC Shared Health and Research Electronic Library (CSHARE)
• The use of EHRs for clinical research is inevitably challenged both by legal,
ethical and privacy protection considerations
• Ethical issues are generally similar across different cultures and healthcare
systems
Ethical, Legal and Privacy Protection
challenges to Federated Research
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 26 of 66
systems
• Laws and regulations differ substantially
• Differences in law and ethical approaches and their interpretations create a
number of pragmatic issues
Pragmatic issues surrounding the
Re-use of EHR data for Clinical Research
Issue Identified problems
Gaining retrospective consent Too difficult, too costly or requires disproportionate effort (e.g. patients may
have moved or changed their names)
Gaining broad prospective consent Difficult to ensure data subject is ‘fully informed’. Also, research methods and
detailed research questions may change. Is broad consent still valid?
Gaining dynamic consent Model in which the data subjects are continuously informed about the project
progress and asked to reaffirm their consent with new directions seems to be
the solution in the Internet age, but there are also good arguments against
close inclusion of patients in research project steering
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 27 of 66
Gaining early consent (as part of
treatment)
May be deemed ‘coercive’
Legal position of ‘nearly
anonymised’ data
It would help scientists to understand what is really expected from them
to ensure compliancy when reusing EHRs for research
Use of the ‘precautionary principle’
by data ‘gatekeepers’
Practical interpretation will be more restrictive than legislators intended
Lack of consistency in
interpretation of legal position
between regulators or approval
bodies, such as research ethics
committees
This is especially important where the consent process may be affected
EHR review article
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 28 of 66
• Consent model
– It is debatable whether explicit consent is required for reusing key-coded
(pseudonymised) EHR data for research and statistical purposes
– Special legislation may require primary EHR data to be submitted for public
health purposes without the need for consent of the data subject
Consent vs. Trust model
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 29 of 66
• Trust model
– Reduce the information content so identification is no longer possible
(‘effectively anonymised’)
– Uncertainties of the legal position of ‘nearly anomymised’ data
– Finding a common approach is very difficult
• De-identification
– Microdata vs. aggregated results
– Numerous approaches (e.g. generalisation, suppression, global recoding,
etc …)
– K-anonymity
– Contextual anonymity
Privacy Protection and
Security measures
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 30 of 66
– Contextual anonymity
• Security
– ‘Basic’ security (authentication, authorisation and audit) is a fundamental
requirement of any IT system
– Access control management and enforcement
– Consent management
United States
• i2b2
• eMERGE
Important Federated
Clinical Research Initiatives (1)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 31 of 66
• eMERGE
• Kaiser Permanente Research Program on Genes, Environment and Health
(RPGEH)
• Million Veteran Program
• Stanford Translational Research Integrated Database Environment (STRIDE)
Europe
• European Medical Information Framework (EMIF)
• Delivering European translational information & knowledge management
services (eTRIKS)
• Enabling information reuse by linking clinical research and care (EURECA)
• Integrative cancer research through innovative biomedical infrastructures
Important Federated
Clinical Research Initiatives (2)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 32 of 66
• Integrative cancer research through innovative biomedical infrastructures
(INTEGRATE)
• Linked2Safety
• Scalable, Standard based Interoperability Framework for Sustainable Proactive
Post Market Safety Studies (SALUS)
• Translational Research and Patient Safety in Europe (TRANSFoRm)
• Electronic Health Records for Clinical Research: EHR4CR
EU Projects Unlocking the Data
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 33 of 66
The EHR4CR Consortium (1)
• 10 Pharmaceutical Companies (members of EFPIA)
• 23 Public Partners (Academia, Hospitals and SMEs)
5 Subcontractors
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 34 of 66
• 5 Subcontractors
• One of the largest European public-private partnerships
• March 2011-February 2015: 4 years
• Budget: € +16 Million (EC DG Research & EFPIA)
The EHR4CR Consortium (2)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 35 of 66
EHR4CR Outputs
Project outputs:
� A robust, scalable and market-ready Technical Platform
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 36 of 66
� An Innovative Business Model and Cost Benefit Analysis
� Pilots (in 11 hospital networks and 5 countries) for validating the solutions (by April 2014: target of 100 hospitals)
� for different scenarios (e.g. patient recruitment);
� across different therapeutic areas (e.g. oncology);
� across several countries (under different legal frameworks).
The EHR4CR Services
• Clinical Trial Feasibility, i.e.
• Performing distributed queries
• Patient Recruitment, i.e.
• Distributing trial protocols to sites
• Collecting follow-up information on recruitment status from sites
• Actual patient recruitment � local applications (supported by the
platform services)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 37 of 66
platform services)
• Clinical Trial Execution & Serious Adverse Events Reporting, i.e.
• Mainly EHR extraction & pre-filling of forms
• Across
• Different therapeutic areas (oncology, inflammatory diseases,
neuroscience, diabetes, cardiovascular diseases etc.)
• Different legal frameworks (several countries)
• The EHR4CR platform is
– a service platform which aims to unlock EHR data on an European/global
scale for research purposes, while ensuring compliance with data
protection and patient rights legislation
• Primarily an architectural specification (blueprint)
The EHR4CR Platform
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 38 of 66 38
• Primarily an architectural specification (blueprint)
– Open, modular architecture
– Opening the road to certification
• “In-project” proof-of-concept implementation
– Pilot stage with 12 participating clinical sites
• “Post-project” exploitation trajectory
– Operational infrastructure
– Multiple private or shared instances
Architectural Principles
• Distributed Architecture
– Platform provides infrastructure and semantic services
• e.g. identity management, service registries, trial repository, terminology & vocabulary
services, etc.
– Platform provides central tools
• Typical users: trial sponsors
• e.g. protocol feasibility workbench, etc.
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 39 of 66 39
• e.g. protocol feasibility workbench, etc.
– Data sources reside at clinical sites
– Tools are provided for local usage
• Tools benefit from the EHR4CR data integration
• Typical users: local healthcare professionals
• e.g. patient recruitment
• Technically: a standards based Service Oriented Architecture
(SOA)
End-points (Recruitment & Feasibility )
EH
R4
CR
En
d
Prot.
Feas.
Module
Direct
Query
Interface
Central tools &
services
(e.g. protocol feasibility
• EHR4CR end-points at the clinical sites are crucial components
– Identifying patient information remains local on site
– EHR integration relies on shadow systems, Clinical Data Warehouses (CDWs)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 40 of 66 40
EHR or
CDW
ETL
NLP
EHR4CR
CDW
EH
R4
CR
En
d-p
oin
t
Inte
rface
s
Module
Module
X Local tools &
services
(e.g. patient
recruitment
workbench)
(e.g. protocol feasibility
workbench)
Data Access EHR4CR Data Source End-PointData Source
Architectural Layers
Application Services & End-user Applications
Se
curity
&
Priv
acy
Se
rvice
s
Pla
tform
Mg
t
Se
rvice
sCentral
Protocol
Feasibility
Protocol
Feasibility Query
End-points
+
Au
thN
& ID
M
Au
thZ
Au
dit
Pla
tform
Ma
na
ge
me
nt
Se
rvice
& C
on
sole
Trial
Registry
Central Trial
Recruitment
Patient Recruitment
Workbenches
@ End-points
SAE Reporting
Trial
Execution
(EDC - CDMS)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 41 of 66 41
Semantic
Integration
Services
Data Access
Services
Infrastructure
ServicesMessage
Services
Service
Registry
Terminology Services
& ID
M
Au
thZ
Pla
tform
Ma
na
ge
me
nt
Se
rvice
& C
on
sole
Semantic Query
Expansion &
MediationETL Services
I2B2 Connector EHR4CR
CDW
Tru
sted
Th
ird
Pa
rty (T
TP
)
Se
rvice
s
‘Converged’ Clinical Trial Support Platform
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 42 of 66 42
• Projects with similar goals, converging on platform architecture through the
same technical partner (Custodix)
• Platform aims to provide:
– Connectivity
– Security & privacy (compliance)
– Infrastructure Management
– Support for semantic integration, transparent to the technological implementation
Platform Convergence
EHR4CR
Semantic
EURECA
Semantic …
Se
curity
& P
riva
cy
Se
rvice
s
Pla
tform
Se
rvice
s
Sa
me
te
chn
ica
l p
latf
orm
,
dif
fere
nt
sem
an
tic
inte
gra
tio
n
ap
pro
ach
es
(an
d a
pp
lica
tio
ns)
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 43 of 66 43
Semantic
Solution
Semantic
Solution
…
Se
curity
& P
riva
cy
Se
rvice
s
Pla
tform
Mg
t
rvice
s
Infrastructure Services
tranSMARTEURECA CDWEHR4CR CDW
Sa
me
te
chn
ica
l p
latf
orm
,
dif
fere
nt
sem
an
tic
inte
gra
tio
n
ap
pro
ach
es
(an
d a
pp
lica
tio
ns)
I2B2
… and beyond (pragmatic)
EHR4CR
Semantic
EURECA
Semantic …
Se
curity
& P
riva
cy
Se
rvice
s
Pla
tform
Se
rvice
s
Pragmatic
approach
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 44 of 66 44
Semantic
Solution
Semantic
Solution
…
Se
curity
& P
riva
cy
Se
rvice
s
Pla
tform
Mg
t
rvice
s
Infrastructure Services
tranSMARTEURECA CDWEHR4CR CDW I2B2
Model
Adaptors
Model
Adaptors
approach
happening…
… Long Term ConvergenceS
ecu
rity
Se
rvice
s
Pla
tform
Se
rvice
s
Common Semantic Interface
EHR4CR EURECA
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 45 of 66 45
Se
curity
Se
rvice
s
Pla
tform
Mg
t
rvice
s
Infrastructure Services
tranSMARTEURECA CDWEHR4CR CDW I2B2
EHR4CR
Semantic
Solution
EURECA
Semantic
Solution
…
Interoperable Ecosystem
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 46 of 66
Some Existing Pilot Applications…
Protocol Feasibility Patient Screening
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 47 of 66
Cohort Selection Trial Recruitment
EHR4CR Roadmap towards project (scientific) success
Roadmaps
(1)Protocol Feasibility
(2)Patient Recruitment
(3)EDC – EHR Integration
(4)Drug Safety Surveillance
Roadmap towards operational success
• Full automation should not be the goal (80-20 rule)
– Increase efficiency of humans in the existing processes
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 48 of 66 48
– Increase efficiency of humans in the existing processes
– Computer Aided Protocol Feasibility & Trial Recruitment, etc
• Incremental adoption through quick wins
– Example patient recruitment
• Step 1: Use the platform to optimize communication between sponsor & centers
(protocol exchange & updates , status reports, Q&A, provide dashboards, …)
• Step 2: Gradually introduce recruitment tools, connecting them to the same platform (for
retrieving eligibility criteria, reporting number of recruited patients, etc.)
– Similar for enriching the used information models
EHR4CR Business Model
A business model defines how an organisation
creates, delivers and captures VALUE
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 49 of 66
Value Proposition
• The main reason why customers choose a product/service/provider
• It answers the question: “What’s in it for them?”
• A value proposition must be:
EHR4CR Outputs
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 50 of 66
• Uniquely differentiating (perceived distinct benefits)
• Highly relevant to customers (addresses unmet needs)
• Substantiated with quantified value (versus current standards), e.g.
• Cost-benefit assessment (“Value for money”)
• Budgetary impact
A Value Proposition is Central to Any Business Model
EHR4CR Business model
The EHR4CR business model:
• Specify in detail the product and service offering;
• Include analyses and an impact analysis on multiple stakeholders;
• Deliver a self-sustaining economic model including sensitivity analysis;
• Define appropriate governance arrangements for the platform services and for pan-European EHR4CR networks;
Define operating procedures and trusted third party service
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 51 of 66
• Define operating procedures and trusted third party service requirements;
• Identify the value proposition and incentives for each of the key players and stakeholders impacted by EHR4CR;
• Define accreditation and certification plans/programs for EHR systems capable of interfacing with the platform;
• Provide a framework to define public and private sector roles in reusing EHRs for clinical research;
• Define a roadmap for pan-European/global adoption and for funding future developments.
Vision, Mission, Values
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 52 of 66
Deliver Value
Create Value
Business Model Framework Uses Nine Building Blocks
EHR4CR Outputs
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 53 of 66
Source: ICTechnoloage 2013
Study on Business and Financing Models Related to ICT for Ageing Well
Adapted from Osterwalder & Pigneur 2010
CaptureValue
Stakeholders
1. Patients2. Clinicians (in Primary, Secondary and Tertiary Care settings)3. Clinical Investigators4. Contract Research Organisations (CROs)5. Pharmaceutical Industry6. Hospital Administrators
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 54 of 66
6. Hospital Administrators7. Academia8. EHR Systems Vendors9. Trusted Third Parties (TTPs) and Trusted Services Providers
(TSPs)10. Health Authorities11. Health Care Planners12. Regulators
Benefits by stakeholder segment
• Patient perspective
– Improved mechanisms for inclusion in clinical trials
– Faster access to innovative and safer treatments
• Academic perspective
– Increased efficiency of academic clinical studies
– Enabled multi-center protocol designs
Monte Carlo, 21.10.13 Prof. Dr. G. De Moor 55 of 66
– Enabled multi-center protocol designs
• Pharmaceutical perspective
– Increased clinical trial efficiency
– Observational and outcomes research in real-world settings
• Healthcare perspective
– Enabling clinician participation in more clinical trials
– Adding an additional revenue stream.
• Patients: EHR-integrated research platforms will provide a secure environment
to share health data and thus for advancing clinical research
• Research Community: optimise research, processes and timelines
• Pharmaceutical Industry: maximize R&D value chain
• Contract Research Organisations: maximise value to customers and diversify
revenue streams
Benefits (1)
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revenue streams
• Clinical investigators & Physicians: enable participation in a larger number of
clinical trials
• Regulatory Agencies: generate clinical evidence more rapidly for assisting
regulatory decision-making
• Public & Private Payers: enable further cost-effectiveness research
• Hospitals & healthcare organisations: enhance EHR data quality, management
reporting, performance benchmarking, image and revenues …
• Academic Centres: generate more research opportunities and funding
• ICT industry: open new business opportunities
Benefits (2)
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In general: the reuse of EHR data for clinical research will optimise clinical
development towards achieving faster access to innovative medicines
Stakeholders and Forces in place
Who can influence? … the one who …
pays / invests ?
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regulates ?
knows?
(other: e.g. the one who owns the data?…)
Business Model Innovation & Simulation
Forecasts the financial results for a EHR4CR service provider
• Based on estimated expenses and revenues
• Balance sheets (revenues minus expenses)
• Profitability ratio (revenues divided by expenses)
EHR4CR BMI and CBA
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Cost-Benefit Assessment
Establishes the value of EHR4CR services versus current standards
• Estimated costs and benefits from the perspective of the primary payer
• Uses the perspective of a service provider over a 5-year time horizon
• Pharmaceutical industry/CROs and clinical research units as primary customers
• Based on willingness to pay and current market value (EU market)
• Conservative assumptions generated by multidisciplinary expert task force
• “Monte Carlo” simulations (10,000 iterations across all distribution ranges) as robust
probabilistic sensitivity analysis
Business Model Simulation Supports Financial Sustainability
EHR4CR Outputs
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Estimated Average of 3.9M € (yr1) - 27.3M € (yr 5) Estimated Average of 1.78 (yr1) - 6.3 (yr5)
• Perspective
– Service Provider
• Time Horizon
– 5 years (incl. yearly estimates)
• Customer Segments
– Tier I: PRO (Pharmaceutical Research)
– Tier II: CRO (Contract Research Organisations)
– Tier III: CRU (Clinical Research Units)
• EHR4CR Services
– EHR4CR platform annual registration fee
– EHR4CR fee per service (% per-pt cost/CT)
• Protocol feasibility: 2-4%
• Patient identification: 3-5%
• Study conduct: 5-10%
• SAE Reporting: 0.5%
• Estimated SP Yearly Target Objectives
Business Model Simulation Market Assumptions
EHR4CR Outputs
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– Tier III: CRU (Clinical Research Units)
• EU Market Landscape
– 5-yr Estimated # CT(Phase II-IV) in Europe
– Est. 250-500pts /CT
– 5-yr EHR4CR Market Uptake: 5-10%
– Est. # of Service Providers: 5-15
• Estimated CT Costs
– Per-pt cost/CT: ~10,000 €/pt
• EHR Data Access Cost
– 1.0-2.5% per-pt cost/CT/yr (fixed fee model)
– Includes certification/accreditation margins
• Estimated SP Yearly Target Objectives
(applied to an estimated market penetration of 5-10%)
– Protocol Feasibility
• Yr 1-2: 3-7%
• Yr 3-5: 7-20%
– Patient Identification
• Yr 1-2: 15-30%
• Yr 3-5: 30-60%
– Study Conduct/SAE
• Yr 1-2: 1-5%
• Yr 3-5: 5-30%
EHR4CR Outputs
Objective: To establish the value of EHR4CR services compared to current practices
Perspective: Pharmaceutical industry (primary payer)
Focus: Oncology
State-of-the-art: Multidisciplinary expert panel (health economists, academia, pharma)
Methods:
- Advanced simulation modelling & health technology assessment best practices
Cost-Benefit Assessment (CBA)
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- Advanced simulation modelling & health technology assessment best practices
- 20 models managing data variability (Monte-Carlo probabilistic sensitivity analyses)
Data Sources: Resource utilization assessment validated by 6 EFPIA partners
Monetary Benefits: Potential gains of actual development time saved with EHR4CR
Preliminary Results:
EHR4CR Annual Meeting
BMI-Strategic Forum
November 18-21, 2013, Berlin
Benefits
Costs
EHR review article
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International Cooperation (1)
Promoting International Cooperation is one of the operational objectives of the
EC’s eHealth Action Plan 2012-2020, e.g.:
With WHO and OECD: data collections and benchmarking
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With WHO and OECD: data collections and benchmarking
With the US: building on the Memorandum of Understanding with the US on eHealth on
Interoperable eHealth systems and ICT skills in Health
International Cooperation (2)
Foreword by Herman Van Rompuy- E. Council President
Memorandum of Understanding signed by:• Neelie Kroes - Eur. Commission Vice-President• Kathleen Sebelius – Secretary of HHS
Policy briefs for Transatlantic cooperation• The current status of Certification of Electronic
TRANS ATLANTIC PROJECT
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• The current status of Certification of Electronic Health Records in the US and Europe
• Semantic interoperability• Modeling and simulation of human physiology and
diseases with a focus on the Virtual Physiological Human• Policy Needs and Options for a Common Approach towards
Measuring Adoption, Usage and Benefits of eHealth• eHealth Informatics Workforce challenges
Future TRANS ATLANTIC Cooperation? … on Reuse of Health data for Research…
• EHRs have a great potential to support clinical research
• There are a number of challenges to achieving this on a larger scale
Conclusions
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• Advanced EHR-integrated platforms will provide truly innovative solutions
which promise to optimise clinical research
End
THANK YOU!
Prof. Dr. Georges J.E. De Moor
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Prof. Dr. Georges J.E. De Moor
http://www.eurorec.orghttp://www.custodix.com
http://www.ehr4cr.eu
ANY QUESTIONS?
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