Equities / FX / Commodities Brokerage Solution

Trade Order Management System (TOMS)FX / Commodities / Equities

a Solution from Quant Edge JSC

NIGHT VISION

QUANT EDGEHISTORY

• Founded in 2008, to develop Software for Finance Industry

• Focus on TOMS (Trade Order Management System), servicing Banks and Financial Institutions

• Starting as a specialized algorithmic high-frequency trading platform, our products are capable of working unsupervised and trading on multiple markets 24/7

• Built from scratch, leveraging latest technologies such as Cloud Computing, Event Streaming. This reduces upfront investment cost and offers elastic performance

NIGHT VISIONCOMMODITIES

NIGHT VISIONFX / GOLD

NIGHT VISIONEQUITIES

QUANT EDGEPRODUCTS

TreasuryManagement

TransactionalBanking

CoreBanking

Commodities/ FX Trading

Internet /Mobile

Banking

Leading &Compliance ATM Self Service

LOS TellerApplications POSBusiness

Intelligence

OUR FOCUS AREA

FINTECHFOR ――――

BANKING

NIGHTVISIONFX/GOLD

Head OfficeTreasury Department

INTER-BRANCH FX/GOLDDEALING SYSTEM

Corporate Client

Retail Customer

NIGHT VISION FX/GOLDCOMPONENTS

NIG

HT V

ISIO

N A

CCES

S LA

YER

- API

HTM

L5 W

EB A

PP

Real-timeFX Quote

PublicDisplay

Board (FX)

RequestFor Quote

(RFQ)

AutoDealing

Positions /Portfolios

BusinessProcess

CustomFRONT-OFFICE

/ ORDERMANAGEMENTSYSTEM CORE

HIGH-SPEED MESSAGING / EVENT BUS

Pre-Trade Post-TradeAccount /Branch

ManagementLimits Fx Pairs

ManagementRisk /

Compliance

CustomMIDDLE-OFFICE

/ RISK /COMPLIANCE

COREHIGH-SPEED MESSAGING / EVENT BUS

BatchProcessing(SOD/EOD)

Core Banking/ TreasuryIntegration

Settlement Reports Extra Back-OfficeProcess

Extra Back-OfficeProcess

CustomCustomBACK-OFFICE /SETTLEMENT /

CLEARINGCORE

NIGHT VISION FX/GOLDFRONT-OFFICE

NO. FUNCTION NO. FUNCTION

3

AUTO DEALING

1

2

POSITIONS / PORTFOLIOS

1

2

CUSTOM BUSINESS PROCESS

1

Price Limit / Negative Margin / Quote Timeout / Warning / Auto-reject

Low-value Contracts (e.g, $10,000 and below are Auto-done)

Adjustable Auto-dealing Limit, managed by Head Office Sales Desk

Real-time Position / Portfolio PnL -Customer / Teller / Branch / Region / Sales / Trader

End Of Day Trigger to Close Open Positions,managed by Head Office Sales Desk

Custom Business Process as Required

Real-time Multiple FX Pricing (Input FX Cost / Trader Offset / Sales Margin / Branch Margin / Public Display Margin)

USD/VND Cap / Floor (Regulated by SBV)

Real-time XAU/VND (SJC Gold) Price

Reuters / Bloomberg Feed Connector

Manual FX Pricing (eg., USD/VND , CNY/VND, XAU/VND,…)

Real-time Public FX Display Board

Separated Branch Margin for Public Display Pricing

Real-time Negotiation - Branch / Sales / Trader (e.g, $10,000 and More)

Adjust Margin / Cost Price For Individual Request

REAL-TIME FX QUOTE

1

2

3

4

5

PUBLIC DISPLAY BOARD

1

2

REQUEST FOR QUOTE (RFQ)

1

2

MIDDLE-OFFICE


Check Auto-Dealing Limit

Check Position LIMIT

Check Price Range / Contract Size Limit

Check Off-market Price

Check Negative Margin Limit

Single-Sign-On (SSO) with Bank's SASL or LDAP Server

Customer / Branch / Region Management

Currency Notes / Gold Bullion

Delivery Instruction / Transfer Between Warehouses

PRE-TRADE

1

2

3

POST-TRADE

1

2

ACCOUNT / BRANCH MANAGEMENT

1

2

WAREHOUSE MANAGEMENT

1

2

NIGHT VISION FX/GOLD

LIMITS

1

2

3

4

5

FX PAIRS MANAGEMENT

1

2

CUSTOM RISK / COMPLIANCE

1

Customer / Teller / Branch / Sales / Trader Contract Size Limit

Price Range Limit

Warehouse Stocks’ Limit

Auto-Dealing Limit

Limits History

Setup & Manage FX Pairs

Manage 3rd Pricing Feed (Bloomberg & Reuters)

Custom Business Process as Required

NIGHT VISION FX/GOLDBACK-OFFICE


5

6

SETTLEMENT

1

2

OTHERS

1

2

3

4

BATCH PROCESSING (SOD / EOD)

1

2

CORE BANKING / TREASURY INTEGRATION

1

2

3

REPORTS

1

2

3

4

SOD / Reset Manual Pricing / Limits / Warning

EOD / Push Intraday Transactions to Core Banking

Query Customer Information (Customer Info, Banking Detail,…)

Credit / Debit Bank Accounts

Push Done Contracts to Treasury System

Customer / Branch Transactions / Positions / PnL Reports

Sales / Traders Transactions / Positions / PnL Reports

Daily / Weekly / Monthly / Quarterly Reports

Risk / Compliant Violation Reports

Risk / Sales / Traders Performance Reports

Ad-hoc Reports

Contract - Input / View / Deliver

Deliver Instruction - Currency Notes / Gold Bullion

SMS / Email System Integration

Authentication / Single-Sign-On (SSO) Integration

Scheduled Report Management

Custom Business Processes as Required

NIGHT VISION FX/GOLDPUBLIC DISPLAY BOARD

NIGHT VISION FX/GOLDBRANCH TERMINAL

NIGHT VISION FX/GOLDBRANCH / FEATURES


SALE

1

2

3

4

5

6

INSTANT MESSAGING

1

2

Products: FX / Currency Exchange / Gold Bullion

Contract Types: SPOT T+0, T+1, T+2 / FORWARD / SWAP

Trade Types: Real-time / Delay-Trade

Pricing: Request For Quote (RFQ) / Auto-Dealing

Orders Management: Pending / Cancel / Success / All / …

PnL / Open Positions Warning

Secured Discussion - HO & Branch

History Message Journal

Real-time Branch FX Pricing

Real-time Public Display FX Board

Manage Branch Sales / Public Display Margin

View Warehouse Stocks (Currency Notes / Gold Bullion)

Deliver Currency Notes / Bullion to Customers

PnL / Sales / Margins / Teller / Branch Performance

Ad-hoc Reports

PDF / DOC / XLS / CSV

QUOTES

1

2

3

WAREHOUSE

1

2

REPORTS

1

2

3

NIGHT VISION FX/GOLDHEAD OFFICE / TERMINAL

NIGHT VISION FX/GOLDSALES & TRADER / FEATURES


2

SALE

1

2

3

4

5

6

LIMITS

1

2

INSTANT MESSAGING

1

2

3

Manage Manual FX Pricing (eg., USD/VND, XAU/VND, CNY/VND,…)

Products: FX / Currency Exchange / Gold Bullion

Contract Types: SPOT T+0, T+1, T+2 / FORWARD / SWAP

Trade Type: Real-time / Delay-Trade

Pricing: Request For Quote (RFQ) / Auto-Dealing

Orders Management: Pending / Cancel / Success / All / …

PnL / Open Positions Warning

View All Limits

View Limits History


Bank-Wide Message Broadcasting



Real-time Public Live Board

Manage Branch Sales Margin


PnL / Sales / Trader / Margins Performance Reports

Ad-hoc Reports


View Branch Margins

Manage Sales Margin / Auto-dealing

Manage PIP Adjustment for 3rd Party FX Pricing (Bloomberg & Reuters)

QUOTES

1

2

3

WAREHOUSE

1

REPORTS

1

2

3

MARGINS MANAGEMENT

1

2

FX PRICING MANAGEMENT

1

NIGHT VISION FX/GOLDRISKS / FEATURES






PnL / Teller / Branch / Sales / Trader / Margins / Limits Reports

Ad-hoc Reports


View Every Contract Margin / PnL

View Margins (Branch / Sales / Trader / Auto Dealing)

QUOTES

1

2

3

WAREHOUSE

1

REPORTS

1

2

3

MARGINS

1

2

LIMITS

1

2

3

4

5

6

OTHERS

1

2

INSTANT MESSAGING

1

2

3

Contract Size Limit - Branch / Sales / Trader

Contract Stop-Loss Limit - Customer / Branch / Sales / Trader

Contract Size Auto-Dealing Limit

Position Limit - Branch / Sales / Trader

Warehouse Stocks Limit

Price Range Limit

Application Auto-lock Configuration (to Prevent Unauthorized Access)

Freeze Bank-wide Dealing(before major announcements, during critical glitches)




NIGHT VISION FX/GOLD TREASURY OPS / FEATURES






Deposit / Transfer / Issue Delivery Instruction

Management Reports(Warehouse / Branch / Account / Customer / Products)

Ad-hoc Reports


View Margins (Branch / Sales / Trader / Auto Dealing)

Create / Update / Suspend Branch & Region

Assign / Update Mapping Branch & Region

View All Limits

View Limits History

QUOTES

1

2

3

WAREHOUSE

1

2

REPORTS

1

2

3

MARGINS

1

BRANCH / REGION MANAGEMENT

1

2

LIMITS

1

2

ACCOUNT MANAGEMENT

1

2

3

4

CUSTOMER MANAGEMENT

1

2

3

FX PAIRS MANAGEMENT

1

2

INSTANT MESSAGING

1

2

3

OTHERS

1

Create / Update / Suspend User

Create / Update / Delete Roles Group

Assign / Update Permission for Role

Assign / Update Account with Roles Group

Sync Customer Information with Core Banking

Create / Update / Delete Customer Segments (CIB, SME, SOE, Retail,…)

Assign / Update Customer with Segment

Create / Update / Suspend FX Pairs

Manage Pricing Source for Each FX Pair(Manual Pricing / Real-time Pricing)




Setup OTP Password (Random Every Login / Until Changed)

NIGHT VISION FX/GOLDBACK OFFICE / FEATURES






Settlement Reports (Delivery / Deposit / Withdraw / Transfer)

Ad-hoc Reports


Manage Ledgers

QUOTES

1

2

3

WAREHOUSE

1

REPORTS

1

2

3

LEDGER

1

BATCH PROCESSING (START OF DAY / END OF DAY)

1

2

3

CORE BANKING INTEGRATION

1

2

INSTANT MESSAGING

1

2

3

SOD - Reset All Manual Pricing

SOD - Freeze Bank-wide Dealing & Wait for USD/VND Open Price(managed by Trader)

EOD - Push Intraday Transactions to Core Banking

Credit / Debit - Customer Bank Account

Arrange Interbank Payment Instructions (SWIFT / CITAD / VCB / BIDV / …)




Customer from

2013Customer from

2011

CUSTOMERS

NIGHTVISIONCOMMODITIES

Direct market access Real-time Trade OrderManagement System

NIGHT VISION COMMODITIESREAL TIME TRADING

NIGHT VISION COMMODITIESCOMPONENTS

NIG

HT V

ISIO

N A

CCES

S LA

YER

- API

WIN

DOW

S AP

P / H

TML5

WEB

/ M

OBIL

E AP

P

MarketData

MarketNews

Positions /Portfolios

Smart OrderRouter

Margin Controller

BusinessProcess

CustomFRONT-OFFICE

/ ORDERMANAGEMENTSYSTEM CORE

HIGH-SPEED MESSAGING / EVENT BUS

Pre-Trade Post-Trade Limits / Fees Exchanges/ Symbols LME Risk /

Compliance

CustomMIDDLE-OFFICE

/ RISK /COMPLIANCE

COREHIGH-SPEED MESSAGING / EVENT BUS

SOD / EOD Core Banking/ Payment

Settlement/ Clearing Reports Extra Back-Office

ProcessExtra Back-Office

Process

CustomCustomBACK-OFFICE /SETTLEMENT /

CLEARINGCORE

NIGHT VISION COMMODITIESFRONT-OFFICE


2

3

4

5

MARGIN CONTROLLER

1

2

3

CUSTOM / BUSINESS PROCESS

1

2

3

Route Orders to LOWEST FEE Venue

Route Orders to have LOWEST TOTAL MARGIN

Route Orders to least recently FASTEST Venue

Route Orders to stay within ROUTING POSITION LIMIT

Real-time ALERT Trigger (SMS / Email) to Customers below WARNING Margin (% of MAINTENANCE Margin)

Real-time STOPLOSS Market / Limit Order Trigger for Customer below STOP-LOSS Margin (% of MAINTENANCE Margin)

CLOSE-ALL STOPLOSS Strategy / CLOSE-MINIMUM STOPLOSS Strategy

New Order Placement Approval Workflow

Collect New / Done Orders from Other Systems(Orders placed over Phone,…)

Export Orders / Snapshot Pricing / Real-time Pricing / News /…

Real-time Market Data Feed(Bid / Ask / Trade / Vol / Open / High / Low / Close / Settlement)

Historical Market Data DB (Ticks / Minutes / Hours / Days)

RSS News Aggressor

Internal News Server (published by Dealers / Traders / Media Team)

Reuters Newswire

Dowjones Newswire

Real-time PnL / unPnL for each Customer / Portfolio

Route Orders to BEST PRICE Venue

MARKET DATA

1

2

MARKET NEWS

1

2

3

4

POSITIONS / PORTFOLIOS

1

SMART ORDER ROUTER

1

NIGHT VISION COMMODITIESMIDDLE-OFFICE


2

3

4

EXCHANGES / SYMBOL

1

2

3

LONDON METAL EXCHANGE

1

2

CUSTOM RISK / COMPLIANCE

1

Check Customer’s Position LIMIT (default is LIMIT per Customer Group)

Check Customer’s Available Fund

Check Order Pricing Range / Order Volume

Matched Price is OFF Market (+/- %)

Customer Position LIMIT

Order Volume / Price / Value LIMIT

Routing Party (Broker / ISV) Position / Value LIMIT

Ladder Fees(e.g 1-100 Lots per Month is $6, 101-300 Lots per Month is $5,…)

PRE-TRADE

1

2

3

POST-TRADE

1

LIMITS

1

2

3

FEES

1

Customer Group (Different Ladder Fees for each Group)

Sub-Account (Master-Account installs extra fee on Sub-Account)

Fees Refund at Month End / Quarter End(e.g Customer reaches 1000 Lots will have discount of 10%)

Auto-update Exchange / Products / Trading-Months

Auto-update Margins Requirement for Products, from Exchanges

MONTHLY / DAILY (LME) FUTURE Products

Auto-calculate SPAN Portfolio Margin, using CME PC-SPAN

Auto-netoff LME Positions

Custome Business Process according to Risk / Compliance Requirements

NIGHT VISION COMMODITIESBACK-OFFICE


REPORTS

1

2

3

4

5

OTHERS

1

2

3

START OF DAY (SOD) / END OF DAY (EOD)

1

2

CORE BANKING / PAYMENT

1

2

3

SETTLEMENT / CLEARING

1

2

3

4

SOD / Sync with Core Banking to get Customer Cash / Available Fund(Core Banking calculates fees & interest rate credit / debit)

EOD / Push intraday transactions to Core Banking

Customer Deposit / Withdraw Management

Customer’s Cash / Available Fund at Core Banking

Cash / Available Fund at Broker / Exchange(e.g Available Fund at HSBC & Philip Futures)

Reconcile Orders / Transactions with Routing / Clearing Parties

Manual Orders / Transactions Adjustment

Payment Instructions to Routing / Clearing Parties

Auto-alert on Mis-matched Information

Trades Report (per Routing, Customer, Whole System)

Open Positions Report

Core Banking Deposit / Withdraw Report

Risk Metrics / Margins Report

Back-Office / Total PnL Report / Customer PnL Report

SMS / Email Settlement / Clearing Results

Scheduled Email Reports

Custom Business Processes as Required

NIGHT VISION COMMODITIESCUSTOMER TERMINAL

!

!

!

NO. FUNCTION

ORDER MANAGEMENT

1

2

3

ORDER TYPE

1

2

ANALYSIS

1

2

MANAGEMENT

1

Create / Modify / Cancel Order

Real-time Watch List

Position / Portfolio PnL

Market / Limit / Stop-Loss

Ice-berg / Hidden / Trailing Limit & Stop-Loss (*)

Real-time News Portal (^)

Interactive Technical Analysis Chart (+)

Update User Info

NO. FUNCTION

SUB-ACCOUNT

1

2

3

REPORTS

1

2

3

(*) Depended on Exchanges(^) Separated subscription from Reuters or Dowjones is required(+) Historical data subscription from CQG or Reuters is required

NIGHT VISION COMMODITIESCUSTOMER FEATURES

Create / Modify / Delete / Suspend Sub-Account

Grant / Remove Tradable Products to each Sub-Account

Additional Trading Fee

Daily Master Account Report (Cash / PnL / Fees)

Daily Sub Account Report (Cash / PnL / Fees)

Custom Period Report (Day / Month / Year)

NIGHT VISION COMMODITIESDEALER TERMINAL

!

!

NO. FUNCTION

ORDER MANAGEMENT

1

2

3

ORDER TYPE

1

2

ANALYSIS

1

2

MANAGEMENT

1

Create / Modify / Cancel Order

Real-time Watch List

Position / Portfolio PnL for Customer

Market / Limit / Stop-Loss

Ice-berg / Hidden / Trailing Limit & Stop-Loss (*)

Real-time News Portal (^)

Interactive Technical Analysis Chart (+)

Manage Customers

NO. FUNCTION

(*) Depended on Exchanges(^) Separated subscription from Reuters or Dowjones is required(+) Historical data subscription from CQG or Reuters is required

NIGHT VISION COMMODITIESDEALER FEATURES

2

3

4

5

REPORTS

1

2

3

4

Manage Trading Products

Manage Fees (Each Customer Group has different Fees)

Manage Margins (Initial / Maintain / Stop)

Manage Order Routing (e.g Phillip Futures, HSBC,…)

Daily Customer Report (Master / Sub Account)

Daily Order Routing Report (Trades, Volume, Fees)

Daily Risk Management Report(Stop-Loss, Volumes, Margins,…)

Custom Period Report (Day / Month / Year)

Customer from

2014Customer from

2012

EXISTING CUSTOMERS

TECH-NOLOGY

TECHNOLOGYWHITE LABEL SERVICE

COPYRIGHT (C) 2008 - 2012 AMIGO QUANT EDGE JSC.ALL RIGHTS RESERVED.

version 2.453 (16342)

VISION GOLD

GD O GD TH C

_______________

_____________________________________

_____________________________________

SMS

PASSWORD

USERNAME

NG NH P

GỬI LẠI

TECHNOLOGY

Load-Balancing / enable10,000+ portfolios monitor instantly

Real-time Trigger / based onEvent Streaming Technology

2nd Stop-Loss Strategy:Close All Open Positions

1st Stop-Loss Strategy: Close MinimumContracts to bring Portfolio to Maintain

Margin Level

Customer X /STOP-LOSS Threshold

Customer Y /WARNING Threshold

TRIGGER /AutomaticStopLoss OrderOrder Executions (Trades) /

Cash Transactions /Margin Requirement /Real-time Pricing

TRIGGER / Cancel AllPending Orders& Send Email / SMS alerts

Margin RequirementPolicies

Margin RequirementPolicies

COMPLEX EVENT PROCESSING / REAL-TIME MARGIN CONTROL

99.99% UPTIME

100+ TRANSACTIONS/ SECOND

SCALABLE

GEO-DISTRIBUTEDRISK

TECHNOLOGYMINIMUM TARGET

TECHNOLOGYCONNECTIVITIES

FIX 4.4

FIX 4.4SOR Smart OrderRouting

NIGHT VISION/ORDERMANAGEMENTSYSTEM

PhillipFutures

ICE

CME

TOCOMHSBC

Industry Standard FIX4.4 Protocol forFast & Realizable Trade Executions

No Single Point of Failure

Extra Routing End is Supported

TECHNOLOGYCLIENT SIDE

SockJS

Reserved Proxy

Web / Desktop App

Mobile App Reserved Proxy

RabbitMQ Server

RabbitMQ Server

C#.net develop

C#.net develop Redis Redis

NodeJS NodeJS Esper CEP Esper CEPRabbitMQ Server

RabbitMQ Server

TECHNOLOGYSERVER SIDE

Equities / FX / Commodities Brokerage Solution

Business

Transcript of Equities / FX / Commodities Brokerage Solution