Employment Law Handbook
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Transcript of Employment Law Handbook
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National Federation of Independent Business1201 F Street NW, Suite 200 Washington, DC 20004 202-554-9000 Fax 202-479-9059
website: www.nfiblegal.com email: [email protected]
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beginningOctober 1, 1996
Employees under 20 years of age may be paid $4.25 per hour during their first 90 consecutive calendardays of employment with an employer.
Certain full-time students, student learners, apprentices, and workers with disabilities may be paidless than the minimum wage under special certificates issued by the Department of Labor.
claim a tip credit against their minimum wage obligation. If an employee's tips combined with theemployer's cash wage of at least $2.13 per hour do not equal the minimum hourly wage, the employermust make up the difference. Certain other conditions must also be met.
Overtime PayAt least 11/2 times your regular rate of pay for all hours worked over 40 in a workweek.
Child LaborAn employee must be at least 16 years old to work in most non-farm jobs and at least 18 to work innon-farm jobs declared hazardous by the Secretary of Labor. Youths 14 and 15 years old may workoutside school hours in various non-manufacturing, non-mining, non-hazardous jobs under thefollowing conditions:
$4.75per
hour
$5.15beginningSeptember1, 1997
Your Rights Under the Fair Labor Standards Act
FederalMinimumWage
per
hour
3 hours on a school day or 18 hours in a school week;8 hours on a non-school day or 40 hours in a non-school week.
Also, work may not begin before 7 a.m. or end after 7 p.m., except from June 1 through Labor Day,when evening hours are extended to 9 p.m. Different rules apply in agricultural employment.
EnforcementThe Department of Labor may recover back wages either administratively or through court action,for the employees that have been underpaid in violation of the law. Violations may result in civil orcriminal action.
Fines of up to $10,000 per violation may be assessed against employers who violate the child laborprovisions of the law and up to $1,000 per violation against employers who willfully or repeatedlyviolate the minimum wage or overtime pay provisions. This law prohibits discriminating againstor discharging workers who file a complaint or participate in any proceedings under the Act.
Note: Certain occupations and establishments are exempt from the minimum wage and/orovertime pay provisions.
Special provisions apply to workers in American Samoa.Where state law requires a higher minimum wage, the higher standard applies.
telephone directory under United States Government, Labor Department.
U.S. Department of LaborEmployment Standards Administration
Wage and Hour DivisionWashington, D.C. 20210 WH Publication 1088Revised October 1996
This postermay be viewed on the worldwide web at this address: http://www.dol.gov/dol/esa/public/minwage/main.htm
The law requires employers to display this posterwhereemployees can readily see it.
No more than
Tip Credit Employers of " tipped employees" must pay a cash wage of at least $2.13 per hour if they
ForAdditional Information,Contactthe Wage and Hour Division office nearest you listed in your
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Your Rightsunder the
Family and Medical Leave Act of 1993FMLA requires covered employers to provide up to 12
weeks of unpaid, job-protected leave to ''eligible''employees for certain family and medical reasons.Employees are eligible if they have worked for theiremployer for at least one year, and for 1,250 hours over
the previous 12 months, and if there are at least 50
employees within 75 miles. The FMLA permitsemployees to take leave on an intermittent basis or towork a reduced schedule under certain circumstances.
Reasons for Taking Leave:
Unpaid leave must be granted forany of the followingreasons:
to care for the employee's child after birth, or placementfor adoption or foster care;
to care for the employee's spouse, son or daughter, orparent who has a serious health condition; or
for a serious health condition that makes the employeeunable to perform the employee's job.
At the employee's or employer's option, certain kinds ofpaidleave may be substituted for unpaid leave.
Advance Notice and Medical
Certification:
The employee may be required to provide advance leave
notice and medical certification. Taking of leave may bedenied if requirements are not met.
The employee ordinarily must provide 30 days advancenotice when the leave is ''foreseeable.''
An employer may require medical certification tosupport a request for leave because of a serious healthcondition, and may require second or third opinions (atthe employer's expense) and a fitness for duty report toreturn to work.
Job Benefits and Protection:
For the duration of FMLA leave, the employer mustmaintain the employee's health coverage under any''group health plan.''
Upon return from FMLA leave, most employees mustbe restored to their original or equivalent positions withequivalent pay, benefits, and other employment terms.
The use of FMLA leave cannot result in the loss of anyemployment benefit that accrued prior to the start of anemployee's leave.
Unlawful Acts by Employers:FMLA makes it unlawful for any employer to:
interfere with, restrain, or deny the exercise of anyright provided under FMLA:
discharge or discriminate against any person foropposing any practice made unlawful by FMLA or forinvolvement in any proceeding under or relatingto FMLA.
-Enforcement:
The U.S. Department of Labor is authorized toinvestigate and resolve complaints of violations.
An eligible employee may bring a civil action againstan employer for violations.
FMLA does not affect any Federal or State lawprohibiting discrimination, or supersede any State orlocal law or collective bargaining agreement whichprovides greater family or medical leave rights.
For Additional Information:
If you have access to the Internet visit our FMLAwebsite: http://www.dol.gov/esa/whd/fmla. To
Wage-Hour toll-free information and help line at 1-866-4USWAGE (1-866-487-9243): a customer servicerepresentative is available to assist you with referralinformation from 8am to 5pm in your time zone; or logonto our Home Page at http://www.wagehour.dol.gov.
U.S. Department of LaborEmployment Standards AdministrationWage and Hour DivisionWashington, D.C. 20210
WH Publication 142
Revised August 200
*U.S. GOVERNMENT PRINTING OFFICE 2001-476-344/49051
locate your nearest Wage-Hour Office, telephone our
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You havethe right tonotify your employer or OSHA aboutworkplacehazards.You may ask OSHA to keep your name confidential.
You have the right to request an OSHA inspection if you believethat there are unsafe and unhealthful conditions in your workplace.You or your representative may participate in the inspection.
You can file a complaint with OSHA within 30 days of discriminationby your employer for making safety and health complaints or forexercising your rights under theOSHAct.
You have a right to see OSHA citations issued to your employer.Your employer must post the citations at or near the place of thealleged violation.
Your employer must correct workplace hazards by the date indicatedon the citation and must certify that these hazards have beenreduced or eliminated.
You have the right to copies of your medical records or records ofyour exposure to toxic and harmful substances or conditions.
Your employer must post this notice in your workplace.
The Occupational Safety and Health Act of 1970 (OSH Act), P.L. 91-596, assures safe and healthful working conditions for working men and
women throughout the Nation. The Occupational Safety and Health Administration, in the U.S. Department of Labor, has the primary
responsibility for administering the OSHAct.The rights listed here may vary depending on the particular circumstances.To file a complaint,
report an emergency, or seek OSHA advice, assistance, or products, visit our website at www.osha.gov or call 1-800-321-OSHA or your
nearest OSHA office:
Atlanta (404) 562-2300 Boston (617) 565-9860 Chicago (312) 353-2220 Dallas (214) 767-4731
Denver (303) 844-1600 Kansas City (816) 426-5861 NewYork (212) 337-2378 Philadelphia (215) 861-4900
San Francisco (415) 975-4310 Seattle (206) 553-5930 Teletypewriter (TTY) 1-877-889-5627
If you work in a state operating under an OSHA-approved plan, your employer must post the required state equivalent of this poster.
ITSTHELAW!
1-800-321-OSHA
You Have a Right to a Safeand Healthful Workplace.
U.S. Department of Laborwww.osha.gov OSHA 3165-09R
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Employers
Holding Federal
Contracts or
Subcontracts
Applicants to and employees of
companies with a Federal govern-ment contract or subcontract areprotected under the followingFederal authorities:
RACE, COLOR,RELIGION,
SEX,NATIONAL ORIGIN
Executive Order 11246, as amended,prohibits job discrimination on thebasis of race, color, religion,sex ornational origin, and requires affirma-tive action to ensure equality ofopportunity in all aspects ofemployment.
INDIVIDUALS WITH
DISABILITIES
Section 503 of the Rehabilitation Actof 1973, as amended, prohibits jobdiscrimination because of disabilityand requires affirmative action toemploy and advance in employmentqualified individuals with disabilitieswho, with reasonable accommodation,can perform the essential functionsof a job.
VIETNAM ERA, SPECIAL
DISABLED, RECENTLY
SEPARATED, AND OTHER
PROTECTEDVETERANS
38 U.S.C. 4212 of theVietnam EraVeterans Readjustment Assistance Actof 1974, as amended, prohibits jobdiscrimination and requires affirmativeaction to employ and advance inemployment qualifiedVietnam eraveterans, qualified special disabledveterans, recently separated veterans,and other protected veterans.
Any person who believes a contractorhas violated its nondiscrimination oraffirmative action obligations underthe authorities above should contactimmediately:
The Office of Federal Contract
Compliance Programs (OFCCP),Employment StandardsAdministration,U.S. Department of Labor,200 ConstitutionAvenue N W
Equal Employment Opportunity is
THE LAWPrivate Employment,
State and Local
Governments,
Educational Institutions
Applicants to and employees of most private employers,state
and local governments, educational institutions, employmentagencies and labor organizations are protected under the following
Federal laws:
RACE, COLOR, RELIGION, SEX, NATIONAL
ORIGIN
TitleVII of the Civil Rights Act of 1964, as amended, prohibitsdiscrimination in hiring, promotion,discharge,pay, fringe benefits,
job training,cl assification, referral,and other aspects of employment,
on the basis of race, color, religion, sex or national origin.
DISABILITY
The Americans with DisabilitiesAct of 1990, as amended, protects
qualified applicants and employees with disabilities from discrim-ination in hiring, promotion,discharge,pay, job training, fringe
benefits, classification, referral, and other aspects of employment onthe basis of disability. The law also requires that covered entities
provide qualified applicants and employees with disabilities withreasonable accommodations that do not impose undue hardship.
AGE
The Age Discrimination in EmploymentAct of 1967, as amended,
protects applicants and employees 40 years of age or older from
discrimination on the basis of age in hiring, promotion, discharge,compensation, terms, conditions or privileges of employment.
SEX (WAGES)
In addition to sex discrimination prohibited by TitleVII of the Civil
Rights Act of 1964,as amended (see above),the Equal PayAct of
1963,as amended, prohibits sex discrimination in payment of wages
to women and men performing substantially equal work in the sameestablishment.
Retaliation against a person who files a charge of discrimination,participates in an investigation, or opposes an unlawful employment
practice is prohibited by all of these Federal laws.
If you believe that you have been discriminated against under any ofthe above laws, you should contact immediately:
The U.S. Equal Employment Opportunity Commission (EEOC),
1801 L Street, N.W.,Washington, D.C. 20507 or an EEOC fieldoffice by calling toll free (800) 669-4000. For individuals with
hearing impairments, EEOCs toll free TDD number is (800) 669-6820.
Programs or
Activities Receiving
Federal Financial
Assistance
RACE,COLOR,RELIGION,
NATIONAL ORIGIN,SEXIn addition to the protection of Title
VII of the Civil Rights Act of 1964,as
amended,TitleVI of the Civil Rights
Act prohibits discrimination on thebasis of race, color or national origin
in programs or activities receiving
Federal financial assistance. Employ-
ment discrimination is covered byTitleVI if the primary objective of the
financial assistance is provision of
employment, or where employment
discrimination causes or may causediscrimination in providing services
under such programs. Title IX of the
Education Amendments of 1972
prohibits employment discriminationon the basis of sex in educational
programs or activities which receive
Federal assistance.
INDIVIDUALS WITH
DISABILITIES
Sections 501, 504 and 505 of the
Rehabilitation Act of 1973, asamended, prohibits employment
discrimination on the basis of disabil-
ity in any program or activity which
receives Federal financial assistance inthe federal government. Discrimina-
tion is prohibited in all aspects of
employment against persons withdisabilities who,wi th reasonableaccommodation, can perform the
essential functions
of a job.
If you believe you have been
discriminated against in a program
of any institution which receives
Federal assistance, you should contactimmediately the Federal agency
providing such assistance.
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The
(Form
300)is
use
dtoclassi
fyw
ork
-related
injuriesan
dillnessesan
dtonotetheextent
andseve
rityo
feachcase
.W
henan
inci
dent
occurs
,usethe
torecordspec
ificdetai
ls
aboutw
hat
happenedan
dhowit
happened
.
The
aseparate
form
(Form
300A)
showsthetota
lsfortheye
arin
each
category.
Attheen
doftheye
ar,p
ostthe
inavi
siblelocationsothatyou
r
emp
loye
esareawareo
fthe
injuriesan
d
illnessesoccurr
ing
intheirw
orkplace
.
Emp
loye
rsmu
stkeepa
foreach
esta
blishmentorsite
.If
you
havemorethan
oneesta
blishment,you
mu
stkeep
aseparate
and
foreachp
hys
icallocationthat
isexpecte
dto
beinoperat
ion
foroneye
aror
longer.
Notethatyou
remp
loye
eshavetherig
htto
revi
ewyou
rinjuryan
dillnessrecor
ds.For
more
informat
ion
,see
29Codeof
Federal
Regu
lationsPart
1904.35
,
Cases
liste
donthe
arenotnecessar
ilyel
igible
forw
orkers
compensationorother
insurance
benef
its.L
istingacaseonthe
doesnot
meanthattheemp
loye
rorw
orkerw
asat
fau
lt
orthatan
OSHAstan
dar
dw
asvio
late
d.
Recor
dthosew
ork
-related
injuriesan
d
illnessesthatresu
ltin
:
death
,
losso
fconsc
iou
sness,
daysaway
fromw
ork
,
restrictedw
orkactivi
tyor
jobtransfer,or
med
icaltreatment
beyon
dfirstai
d.
Youmu
stalsorecordw
ork-r
elated
in
juries
andillnessesthataresign
ificant
(as
defin
ed
belo
w)ormeetany
ofthead
ditionalcriter
ia
liste
dbelow
.
LogofWor
k-RelatedInjuriesan
dIllnesses
Log
Summary
Summary
Log
Log
Summary
EmployeeInvo
lvement.
LogofWork-Related
Injuriesan
dIllnesses
Log
Whenisaninjuryorillnessconsidered
work-related?
Whichwork-relatedinjuriesand
illnessesshouldyourecord?
An
injuryor
illness
isconsi
dered
wor
k-r
elated
ifaneventorexposu
reinthe
wor
kenvi
ronmentcau
sedorcontri
bute
dtothe
con
ditionorsign
ificantly
aggravate
da
preex
istingcon
dition
.Work-r
elate
dness
is
presumed
for
injuriesan
dillnessesresu
lting
fromeventsorexposuresoccurr
ing
inth
e
wor
kp
lace
,u
nlessanexceptionspec
ifically
app
lies
.See
29CFRPart
1904
.5(b)(2)fo
rthe
exceptions.
Thew
orkenvi
ronment
inclu
des
theesta
blishmentan
dother
locationswh
ere
oneormoreemp
loye
esarew
ork
ingora
re
presentasacon
ditiono
ftheiremp
loym
ent.
See
29CFRPart
1904
.5(b)(1).
Youmu
strecordany
sign
ificantw
ork
-
relate
dinjuryor
illnessthat
isdiagnosed
by
a
ph
ysicianorother
license
dhea
lthcare
pro
fess
ional
.Youmu
strecordanyw
ork-r
elated
case
invo
lvingcancer,chron
icirreve
rsible
disease
,afracture
dorcrac
kedbone,ora
pu
nctu
redeardrum
.See
29CFR
1904.7
.
You
mu
strecordthe
follo
wingcon
ditionsw
hen
theyarew
ork-re
late
d:
any
nee
dlest
ickinjuryorcut
fromasharp
objectthat
iscontam
inatedw
ithanother
person
sbloodorot
herpotential
ly
infect
iou
smater
ial;
any
caserequ
iringanemp
loye
eto
be
med
ical
lyremove
du
ndertherequ
irements
ofan
OSHAhea
lthstan
dar
d;
tubercu
losis
infect
ionasev
idence
dbya
pos
itivesk
intestor
diagnos
isb
yap
hys
ician
orot
her
license
dhea
lthcarepro
fess
ional
afterexposu
retoa
knowncaseo
factive
tubercu
losis.
anemp
loye
e's
hearingtest
(au
diogram
)
reve
als
1)thattheemp
loye
ehas
exper
ience
da
Stan
dar
dThreshol
dShift
(STS)inhearing
inoneor
bothears
(ave
rage
dat
2000,3000
,an
d4000Hz)
and
2)theemp
loye
e'stota
lhearing
leve
lis25
dec
ibels
(dB
)ormoreabove
audiometric
zero
(alsoaveragedat
2000,3000
,an
d4000
Hz)
inthesameear(s)asthe
STS.
Med
icaltreatment
inclu
desmanag
ingan
d
caring
forapat
ient
forthepu
rposeof
com
bating
diseaseor
disorder
.The
follow
ing
arenotconsi
deredmed
icaltreatmentsan
dare
NOTrecordab
le:
visitstoa
doctoror
hea
lthcarepro
fess
ional
solelyforo
bserva
tionorcou
nse
ling;
Whataretheadditionalcriteria?
Whatismedicaltreatment?
An
Overvie
w:
Record
ing
Work-Re
latedInjuriesan
dIllnesses
Whatdoyouneedtodo?
1.
Within7calendardaysafteryou
receiveinformationaboutacase,
decideifthecaseisrecordableunder
theOSHArecordkeeping
requirements.
Determinew
hethertheincidentisa
newcaseorarecurrenceofanexisting
one.
.
dentifytheemployeeinvo
lvedunless
itisaprivacyconcerncaseasdescribed
below.
dentifyw
henandw
herethecase
occurred.
Describethecase,a
sspecificallyasyou
can.
Identifyw
hetherthecaseisaninjury
orillness.Ifthecaseisaninjury,c
heck
theinjurycategory.I
fthecaseisan
illness,checktheappropriateillness
category.
2.
3.
4.
1.
2.
3.
4.
5.
Establishw
hetherthecasewaswork-
related
Ifthecaseisrecordable
,decidew
hich
formyouw
illfilloutastheinjuryand
illnessincidentreport.
Youmayuse
oranequ
ivalent
form.S
omestateworkerscompensa-
tion,i
nsurance,o
rotherreportsmay
beacceptablesubstitutes,aslongas
theyprovi
dethesameinformationas
theOSHA301.
I I Classifytheseriousnessofthecaseby
recordingthe
associatedw
iththecase,w
ithcolumnG
(Death)beingthemostseriousand
columnJ(Otherrecordablecases)
beingtheleastserious.
OSHAs301:Injuryan
d
IllnessInci
dentReport
HowtoworkwiththeLog
mostseriousoutcome
The
Occupa
tiona
lSa
fetyan
dHea
lth(OS
H)Ac
tof1970requ
ire
sce
rta
inemp
loye
rstop
repa
rean
dma
intainrec
ordso
fw
ork-re
latedinjurie
san
dillne
sse
s.
Use
the
se
de
fin
ition
sw
heny
ouc
lassifyca
se
sont
he
Log.
OSHAsrec
ordkeep
ing
regu
lation
(see
29CFRPa
rt1904)p
rov
ide
sm
oreinforma
tiona
bou
tthe
de
fin
ition
sbe
low.
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
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diagnosticprocedures,including
administeringprescriptionmedica
tionsthat
areusedsolelyfordiagnosticpurp
oses;and
anyprocedurethatcanbelabeled
firstaid.
(
)
Youmustconsiderthefollowingtypesof
injuriesorillnessestobeprivacyconcerncases:
aninjuryorillnesstoanintimatebodypart
ortothereproductivesystem,
aninjuryorillnessresultingfromasexual
assault,
amentalillness,
acaseofHIVinfection,
hepatitis,or
tuberculosis,
aneedlestickinjuryorcutfromasharp
objectthatiscontaminatedwithbloodor
otherpotentiallyinfectiousmaterial(see
29CFRPart1904.8
fordefinition),and
otherillnesses,iftheemployee
independentlyandvoluntarilyrequeststhat
hisorhernamenotbeenteredonthelog.
Youmustnotentertheemployeesnameonthe
OSHA300
forthesecases.Instead,enter
privacycaseinthespacenormallyusedfor
theemployeesname.Youmustkeepaseparate,
confidentiallistofthecasenumbersand
employeenamesfortheestablishmentsprivacy
concerncasessothatyoucanupdatethecases
andprovideinformationtothegovernmentif
askedtodoso.
Ifyouhaveareasonablebasistobelieve
thatinformationdescribingtheprivacyconcern
casemaybepersonallyidentifiableeventhough
theemployeesnamehasbeenomitted,youmay
usediscretionindescribingtheinjuryorillness
onboththeOSHA300and301forms.You
mustenterenoughinformationtoidentifythe
causeoftheincidentandthegeneralseverityof
theinjuryorillness,butyoudonotneedto
includedetailsofanintimateorprivatenature.
contusion,chipped
tooth,
Seebelowformoreinformationabout
firstaid.
Log
Underwhatcircumstancesshouldyou
NOTentertheemployeesnameonthe
OSHAForm300?
Classifyinginjuries
Aninjuryisanywoundordamagetothebody
resultingfromaneventinthework
environment.
Cut,puncture,
laceration,
abrasion,
fracture,
bruise,
amputation,
insectbite,electrocution,or
athermal,chemical,electrical,orradiation
burn.
Sprainandstraininjuriestomuscles,
joints,andconnectivetissuesareclassifiedas
injurieswhentheyresultfromaslip,trip,
fallor
othersimilaraccidents.
Examples:
Whatisfirstaid?
Iftheincidentrequiredonlythefollo
wingtypes
oftreatment,consideritfirstaid.
DoNOT
recordthecaseifitinvolvesonly:
usingnon-prescriptionmedication
satnon-
prescriptionstrength;
administeringtetanusimmunizations;
cleaning,
flushing,orsoakingwou
ndsonthe
skinsurface;
usingwoundcoverings,suchasba
ndages,
BandAids,gauzepads,etc.,orusing
SteriStripsorbutterflybandages
.
usinghotorcoldtherapy;
usinganytotallynon-rigidmeans
ofsupport,
suchaselasticbandages,wraps,no
n-rigid
backbelts,etc.;
usingtemporaryimmobilizationd
evices
whiletransportinganaccidentvictim
(splints,slings,neckcollars,orbac
kboards).
drillingafingernailortoenailtorelieve
pressure,ordrainingfluidsfromblisters;
usingeyepatches;
usingsimpleirrigationoracotton
swabto
removeforeignbodiesnotembeddedinor
adheredtotheeye;
usingirrigation,tweezers,cottons
wabor
othersimplemeanstoremovesplintersor
foreignmaterialfromareasotherthanthe
eye;
usingfingerguards;
usingmassages;
drinkingfluidstorelieveheatstress
Restrictedworkactivityoccurswhen,asthe
resultofawork-relatedinjuryorillness,an
employerorhealthcareprofessionalkeeps,
or
recommendskeeping,anemployeefromdo
ing
theroutinefunctionsofhisorherjoborfrom
workingthefullworkdaythattheemployee
wouldhavebeenscheduledtoworkbeforet
he
injuryorillnessoccurred.
Iftheoutcomeorextentofaninjuryorillness
changesafteryouhaverecordedthecase,
simplydrawalinethroughtheoriginalentryor,
ifyouwish,
deleteorwhite-outtheoriginal
entry.Thenwritethenewentrywhereit
belongs.Remember,youneedtorecordthe
mostseriousoutcomeforeachcase.
Howdoyoudecideifthecaseinvolved
restrictedwork?
Howdoyoucountthenumberofdays
ofrestrictedworkactivityorthe
numberofdaysawayfromwork?
Whatiftheoutcomechangesafteryou
recordthecase?
Countthenumberofcalendardaysthe
employeewasonrestrictedworkactivityorwas
awayfromworkasaresultoftherecordable
injuryorillness.
Donotcountthedayonwh
ich
theinjuryorillnessoccurredinthisnumber
.
Begincountingdaysfromtheday
the
incidentoccurs.
Ifasingleinjuryorillness
involvedbothdaysawayfromworkandday
sof
restrictedworkactivity,enterthetotalnumb
er
ofdaysforeach.
Youmaystopcountingday
sof
restrictedworkactivityordaysawayfromwork
oncethetotalofeitherorthecombinationo
f
bothreaches180days.
after
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
-
8/9/2019 Employment Law Handbook
42/57
Classifyingillnesses
Skindiseasesordisorders
Respiratoryconditions
HearingLoss
Allotherillnesses
Skindiseasesordisordersareillne
ssesinvolving
theworkersskinthatarecausedb
ywork
exposuretochemicals,
plants,
oro
ther
substances.
Contactdermatitis,
eczema,or
rashcausedbyprimaryirritantsan
dsensitizers
orpoisonousplants;oilacne;frictionblisters,
chromeulcers;inflammationoftheskin.
Respiratoryconditionsareillnesse
sassociated
withbreathinghazardousbiologicalagents,
chemicals,dust,
gases,
vapors,
orfumesatwork.
Silicosis,asbestosis,
pneumonitis,
pharyngitis,
rhinitisoracutecongestion;
farmerslung,
berylliumdisease,t
uberculosis,
occupationalasthma,reactiveairways
dysfunctionsyndrome(RADS),chronic
obstructivepulmonarydisease(CO
PD),
hypersensitivitypneumonitis,
toxicinhalation
injury,
suchasmetalfumefever,ch
ronic
obstructivebronchitis,
andother
pneumoconioses.
Noise-inducedhearinglossisdefinedfor
recordkeepingpurposesasachangeinhearing
thresholdrelativetothebaselineaudiogramof
anaverageof10dBormoreineitherearat
2000,
3000and4000hertz
Allotheroccupationalillnesses.
Heatstroke,sunstroke,
heat
exhaustion,
heatstressandothereffectso
f
environmentalheat;freezing,
frostbite,and
othereffectsofexposuretolowtemperat
ures;
decompressionsickness;effectsofionizing
radiation(isotopes,
x-rays,radium);effectsof
nonionizingradiation(weldingflash,
ultr
a-violet
rays,lasers);anthrax;bloodbornepathog
enic
diseases,
suchasAIDS,
HIV,
hepatitisBo
r
hepatitisC;brucellosis;malignantor
Examples:
Examples:
Examples:
Poisoning
Poisoningincludesdisordersevide
ncedby
abnormalconcentrationsoftoxicsubstancesin
blood,
othertissues,otherbodilyfluids,orthe
breaththatarecausedbytheingestionor
absorptionoftoxicsubstancesinto
thebody.
Poisoningbylead,m
ercury,
cadmium,
arsenic,
orothermetals;poisoningby
carbonmonoxide,hydrogensulfide,oro
ther
gases;poisoningbybenzene,benzol,carb
on
tetrachloride,
orotherorganicsolvents;
poisoningbyinsecticidesprays,
suchas
parathionorleadarsenate;poisoningby
other
chemicals,suchasformaldehyde.
Examples:
benign
tumors;histoplasmosis;coccidioidomyc
osis.
,
andtheemployees
totalhearinglevelis25decibels(dB)orm
ore
aboveaudiometriczero(alsoaveragedat
2000,
3000,
and4000hertz)inthesameear(s).
WhenmustyouposttheSummary?
HowlongmustyoukeeptheLog
andSummaryonfile?
Doyouhavetosendtheseformsto
OSHAattheendoftheyear?
Howcanwehelpyou?
Youmustpostthe
only
notthe
byFebruary1oftheyearfollowingthe
yearcoveredbytheformandkeepitposted
untilApril30ofthatyear.
Youmustkeepthe
and
for
5yearsfollowingtheyeartowhichthey
pertain.
No.
Youdonothavetosendthecompleted
formstoOSHAunlessspecificallyaskedto
doso.
Ifyouhaveaquestionabouthowtofillout
the
,
or
Summary
Log
Log
Summary
Log
visitusonlineatwww.osha.gov
callyourlocalOSHAoffice.
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
-
8/9/2019 Employment Law Handbook
43/57
Whatisanincidencerate?
Howdoyoucalculateanincidence
rate?
WhatcanIcomparemyincidence
rateto?
Anincidencerateisthenumberofrecordable
injuriesandillnessesoccurringamo
ngagiven
numberoffull-timeworkers(usually100full-
timeworkers)overagivenperiodoftime
(usuallyoneyear).Toevaluateyour
firms
injuryandillnessexperienceovertimeorto
compareyourfirmsexperiencewiththatof
yourindustryasawhole,youneedtocompute
yourincidencerate.
Becauseaspecificnumber
ofworkersandaspecificperiodoft
imeare
involved,theseratescanhelpyouid
entify
problemsinyourworkplaceand/or
progress
youmayhavemadeinpreventingw
ork-
relatedinjuriesandillnesses.
Youcancomputeanoccupationalin
juryand
illnessincidencerateforallrecordablecasesor
forcasesthatinvolveddaysawayfro
mworkfor
yourfirmquicklyandeasily.
Theformula
requiresthatyoufollowinstructionsin
paragraph(a)belowforthetotalrecordable
casesorthoseinparagraph(b)forc
asesthat
involveddaysawayfromwork,
forboth
ratestheinstructionsinparagraph(c).
(a)
countthenumberoflineentrieson
your
OSHAForm300,orrefertotheOS
HAForm
300Aandsumtheentriesforcolum
ns(G),(H),
(I),and(J).
(b)
count
thenumberoflineentriesonyourOSHA
Form300thatreceivedacheckmar
kin
column(H),orrefertotheentryforcolumn
(H)ontheOSHAForm300A.
(c)
.RefertoOSHAForm
300Aandoptionalworksheettocalculatethis
number.
Youcancomputetheincidencerateforall
recordablecasesofinjuriesandillnessesusing
thefollowingformula:
(The200,0
00figureintheformularepresents
thenumberofhours100employeesworking
40hoursperweek,
50weeksperyearwou
ld
work,andprovidesthestandardbasefor
calculatingincidencerates.)
Youcancomputetheincidenceratefor
recordablecasesinvolvingdaysawayfrom
work,
daysofrestrictedworkactivityorjob
transfer(DART)usingthefollowingformu
la:
Youcanusethesameformulatocalculate
incidenceratesforothervariablessuchascases
involvingrestrictedworkactivity(column(I)
onForm300A),casesinvolvingskindisord
ers
(column(M-2)onForm300A),etc.
Just
substitutetheappropriatetotalforthesecases,
fromForm300A,
intotheformulainplace
of
thetotalnumberofinjuriesandillnesses.
TheBureauofLaborStatistics(BLS)cond
ucts
asurveyofoccupationalinjuriesandillnes
ses
eachyearandpublishesincidenceratedat
aby
variousclassifications(e.g.,
byindustry,
by
employersize,etc.).Youcanobtainthese
publisheddataatwww.b
ls.gov/iiforbycallinga
BLSRegionalOffice.
and
Tofindoutthetotalnumberofrecordable
injuriesandillnessesthatoccurreddurin
gtheyear,
Tofindoutthenumberofinjuriesand
illnessesthatinvolveddaysawayfromwork,
Thenumberofhoursallemployeesactua
lly
workedduringtheyear
Totalnumberofinjuriesandillnesses
200,00
0
Numberofhoursworkedbyallemployees=Total
recordablecaserate
(NumberofentriesincolumnH+Numberof
entriesincolumnI)
200,0
00Numberofhours
workedbyallemployees=DARTincidencerate
X
X
Optional
Calculating
InjuryandIllnessIncidenceRates
Worksheet
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
Numberofentriesin
ColumnH
ColumnI
+
DARTincidence
rate
Numberof
hoursworked
byallemployees
Totalnumberof
injuriesandillnesses
X
200,0
00
=
Totalrecordable
caserate
Numberof
hoursworked
byallemployees
X
200,0
00
=
-
8/9/2019 Employment Law Handbook
44/57
The
is
usedtoclassifywork-relatedinjuriesand
illnessesandtonotetheextentandseverity
ofeachcase.Whenanincidentoccurs,use
the
torecordspecificdetailsaboutwhat
happenedandhowithappened.
Wehavegivenyouseveralco
piesofthe
inthispackage.Ifyouneedmorethan
weprovided,youmayphotocopyanduseas
manyasyouneed.
The
aseparateform
showsthework-relatedinjuryan
dillness
totalsfortheyearineachcategory.Atthe
endoftheyear,countthenumbe
rof
incidentsineachcategoryandtransferthe
totalsfromthe
tothe
Then
postthe
inavisiblelocationsothat
youremployeesareawareofinju
riesand
illnessesoccurringintheirworkp
lace.
LogofWor
k-RelatedInjuriesandIllnesses
Log
Log
Summary
Log
Summary.
Summary
Ifyourcompanyhasmore
thanone
establishmentorsite,youmust
keep
separaterecordsforeachphysicallocation
thatisexpectedtoremaininop
erationfor
oneyearorlonger.
YoudontposttheLog.You
postonly
theSummaryattheendofthey
ear.
HowtoFill
OuttheLog
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
Revisethelogiftheinjuryorillness
progressesandtheoutcomeismore
seriousthanyouoriginallyrecordedfor
thecase.Crossout,erase,orwhite-out
theoriginalentry.
Beasspecificaspossible.You
canusetwolinesifyouneed
moreroo
m.
Notewhetherthe
caseinvolvesan
injuryoranillness.
Choose
ONLYONEofthese
categories.Classifythecase
byreco
rdingthemost
serious
outcomeofthecase,
withco
lumnG(Death)being
themostseriousandcolumn
J(Othe
rrecordablecases)
beingtheleastserious.
}
ChecktheInjurycolumnor
chooseonetypeofillness:
R
Describeinjuryorillness,partsofbodyaffected,
andobject/substancethatdirectlyinjured
ormadepersonill
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
(J)
(K)
(L)
(1)
(2)
(3)
(4)
(5)
(6)
Skindisorders
Respiratoryconditions
Poisoning
Hearingloss
Allotherillnesses
Injury
Youmu
strec
ordinforma
tiona
bou
teve
ryw
ork-re
lateddea
tha
nda
bou
teve
ryw
ork-re
latedinjuryorillne
sstha
tinv
olve
slossofc
on
sc
iou
sne
ss
,restrictedw
orkac
tiv
ity
orjob
tran
sfe
r,
day
saway
from
work
,orme
dica
ltrea
tmen
tbey
on
dfirsta
id.Y
oumu
sta
lsorec
ordsign
ifican
tw
ork-re
latedinjurie
san
dillne
sse
stha
ta
rediagn
ose
dbyap
hys
ician
orlicen
se
dheal
th
ca
rep
rofessiona
l.Youmu
sta
lsorec
ordw
ork-re
latedinjuriesan
dillne
sse
stha
tmee
tany
ofthe
spec
ificrec
ordingc
riteria
listedin29CFRPa
rt1904
.8throug
h1904
.12
.Fee
lfreet
o
use
twoline
sfora
sing
leca
se
ify
ounee
dto
.Youmu
stc
omp
letean
Injuryan
dIllne
ssInc
iden
tRep
ort(OSHAForm
301)orequ
iva
len
tform
foreac
hinjuryorillne
ssrec
orde
donth
is
form
.Ify
ou
ren
otsu
rew
he
the
raca
se
isrec
orda
ble
,ca
lly
ourloca
lOSHAoffice
forhe
lp.
(M)
Attention:Thisfor
mc
ontainsinformationrelatingto
employeehealthand
mustbeusedinamannerthat
protectstheconfiden
tialityofemployeestotheextent
possiblewhiletheinformationisbeingusedfor
occupationalsafetyandhealthpurposes.
XYZCompany
Anywhere
MA
FormapprovedOMBno.1218-0176
Death
Daysaway
fromw
ork
Jobtransfer
orrestriction
RemainedatWork
Otherrecord-
ablecases
Away
from
work
Onjob
transferor
restriction
Enterthenumberof
daystheinjuredor
illworkerwas:
CHECKONLYONEboxforeachcase
basedon
themostseriousoutcomefor
thatcase:
(Rev.
01/2004
)
-
8/9/2019 Employment Law Handbook
45/57
U.S.DepartmentofLabor
OccupationalSafetyandHealthAdministration
OSHAsForm3
00(Rev.
01/2004)
Year20____
LogofWork-Related
InjuriesandIllnesses
Youmu
strec
ordinforma
tiona
bou
teve
ryw
ork-re
lateddea
than
da
bou
teve
ryw
ork-re
latedinjuryorillne
sstha
tinv
olve
slossofc
on
sc
iou
sne
ss
,restr
ictedw
orkac
tiv
ity
orjobtran
sfer,
day
saway
from
work
,orme
dica
ltrea
tmen
tbey
on
dfirsta
id.
Youmus
ta
lsorec
ordsign
ifican
tw
ork-re
latedinjurie
san
dillne
sse
stha
ta
rediagn
osed
byap
hy
sician
orlicen
se
dhea
lth
ca
rep
rofessiona
l.Youmu
sta
lsorec
ordw
ork-re
latedinjurie
san
dillne
sse
stha
tmee
tany
ofthe
spec
ificrec
ordingc
riteria
listedin29CFRPa
rt1904
.8throug
h1904
.12
.Fee
lfree
to
use
twoline
sfora
sing
leca
se
ify
ounee
dto
.Youmu
stc
omp
letean
Injuryan
dIllne
ssInc
iden
tRep
ort(OSHAForm
301)orequ
iva
len
tform
foreac
hinjuryorillne
ssrec
orde
don
this
form
.Ify
ou
ren
otsu
rew
he
the
raca
se
isrec
orda
ble
,ca
lly
ou
rloca
lO
SHAoffice
forhe
lp.
FormapprovedOMBno.
1218-0176
Page____
of____
Skindisorder
Respiratorycondition
Poisoning
Hearingloss
Allotherillnesses
Be
su
retotran
sferthe
se
totalstothe
Summa
rypage
(Form
300A)be
forey
oup
ostit
.
Pagetotals
Establishmen
tname
___________________________________________
City
________________________________
State
___________________
Injury
Enterthenumberof
daystheinjuredor
illworkerwas:
ChecktheInjurycolumnor
chooseonetypeofillness:
month/day
month
/day
month
/day
month/day
month
/day
month
/day
month
/day
month
/day
month
/day
month/day
month
/day
month/day
month
/day
Publicreportingburdenforthiscollectionofinformationisestimatedtoaverage
14minutesperresponse,
includingtimetoreview
theinstructions,searchandgatherthedataneeded,andcompleteandreviewth
ecollectionofinformation.
Personsarenotrequired
torespondtothecollectionofinformationunlessitdisplaysacurrentlyvalidOM
Bcontrolnumber.
Ifyouhaveanycomments
abouttheseestimatesoranyotheraspectsofthisdatacollection,contact:USDep
artmentofLabor,OSHAOfficeofStatistical
Analysis,
RoomN-3644,
200ConstitutionAvenue,NW,
Washington,
DC20210.Donotsendthecompletedformstothisoffice.
(A)
(B)
(C)
(D)
(E)
(F)
(M)
(K)
(L)
(G)
(H)
(I)
(J)
Death
Daysaway
fromw
ork
Onjob
transferor
restriction
Away
from
work
Attention:Thisformc
ontainsinformationrelatin
gto
employeehealthandmustbeusedinamannerthat
protectstheconfidentialityofemployeestotheex
tent
possiblewhiletheinformationisbeingusedfor
occupationalsafetyandhealthpurposes.
CHECKONLYONEboxforeachcase
basedonthemostseriousoutcomefor
thatcase:
Jobtransfer
orrestriction
Otherrecord-
ablecases
RemainedatWork
(1)
(2)
(3)
(4)
(5)
(6)
(1)
(2)
(3)
(4)
(5)
(6)
Skindisorder
Respiratorycondition
Poisoning
Hearingloss
Allotherillnesses
Injury
Identifytheperson
De
scribethecase
Classifythecase
Case
Emp
loyee
sname
Jobtitle
Dateof
injury
Wheretheeventoccurred
Descr
ibe
injuryor
illness,pa
rtso
fbo
dyaf
fected
,
ofillness
ormadeperson
ill(
no
.
oro
nset
andob
ject
/su
bstancethat
directly
injure
d
e.g.,Secon
ddegree
burnson
e.g.,Wel
der
e.g.,Loa
ding
docknort
hen
d
rightforearm
fromacetylenetorch
(
)
(
)
)
_____
________________________
____________
_____
_/___
___
____
__________________
____
___________________
____________
____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
________________________________
___________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________
_________
____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________
_________
____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
___________________
____________
____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________________
_
_____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________________
_
_____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________________
_
_____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________________
_
_____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
___________________
____________
_____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________________
_
_____________________
____
____
_____
________________________
____________
_____
_/___
___
____
___________________
______________________________
_
_____________________
____
____
_____
________________________
____________
_____
_/___
___
____
__________________
____
___________________
____________
_____________________
____
____
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
days
-
8/9/2019 Employment Law Handbook
46/57
U.S.
DepartmentofLabor
OccupationalSafetyandHealthAdministration
OSHAsForm3
00A(Rev.
01/2004)
Year20____
SummaryofWo
rk-RelatedInjuriesandIllnesses
FormapprovedOMBno.
1218-0176
Totalnumberof
deaths
__________________
Totalnumberof
caseswithdays
awayfromwork
__________________
Num
bero
fCases
Totalnumberofdaysaway
fromwork
___________
Totalnum
berofdaysofjob
transfero
rrestriction
________
___
Num
bero
fDays
Pos
tthisSummarypage
from
Fe
bruary
1toA
pri
l30o
ftheyear
follow
ing
theyearcovere
dby
the
form.
Alle
stablishmen
tsc
ove
redby
Pa
rt1904mu
stc
omp
letethisSumma
rypage,
even
ifn
ow
ork-re
latedinjurie
sorillne
sse
soccu
rre
ddu
ring
theyea
r.Remem
be
rtorev
iew
the
Log
tove
rifytha
ttheen
triesa
rec
omp
letean
daccu
ratebe
fore
comp
leting
thissumma
ry.
Using
the
Log,
coun
tthe
individua
len
triesy
ouma
de
for
eac
hca
teg
ory
.Thenw
ritethe
totalsbe
low,
ma
king
su
rey
ou
vea
dde
dtheen
triesfrom
eve
rypage
ofthe
Log.
Ify
ou
ha
dn
oca
se
s,
write0
.
Emp
loyee
s,
forme
remp
loyee
s,
an
dthe
irrep
resen
tatives
have
the
rig
httorev
iew
the
OSHAForm
300initsen
tirety
.Theya
lsohave
lim
ite
dacce
sstothe
OSHAForm
301or
itsequ
iva
len
t.See
29CFRPa
rt1904
.35
,inOSHAsrec
ordkeep
ing
rule
,forfurthe
rde
tailson
theacce
ssp
rov
ision
sforthe
se
forms
.
Establishmentinformation
Employmentinforma
tion
Youres
tablishmen
tname__________________________________________
Street
________________
_________
_______
City
________________
____________
State______
ZIP_________
Industrydescription(
)
________________
_______________________________________
StandardIndustrialClassificat
ion(SIC),ifknown(
)
_____________
___
NorthAmericanIndustrialClassification(NAICS),ifknown(e.g.,
336212)
e.g.,
Manufactureofmotortrucktrailers
e.g.,
3715
(I
eethe
Worksheetonthebackofthispage
toestimate.)
_____________________
OR
_____________
___________
Annualaveragenumberofem
ployees
______________
Totalhoursworkedbyallemp
loyeeslastyear
______________
fyoudonthavethesefigures,s
Signhere
Knowinglyfalsifyingthi
sdocumentmayresultinafine.
IcertifythatIhaveexaminedthisdocumentandthattothebestofmy
knowledgetheentriesaretrue,accurate,andcomplete.
___________________________________________________________
___________________________________________________________
Companyexecutive
Title
Phone
Date
(
)
-
/
/
Publicreportingburdenforthiscollectionofinformationisestimatedtoaverage50minutesperresponse,
includingtimetoreviewtheinstructions,searchandgatherthedataneeded,and
completeandreviewthecollectionofinformation.
PersonsarenotrequiredtorespondtothecollectionofinformationunlessitdisplaysacurrentlyvalidOM
Bcontrolnumber.
Ifyouhaveany
commentsabouttheseestimatesoranyotheraspectsofthisdatacollection,contact:USDepartmentofLabor,OSHAOfficeofStatisticalAnalysis,
RoomN-36
44,
200ConstitutionAvenue,NW,
Washington,
DC20210.
Donotsendthecompletedformstothisoffice.
Totalnumberof...
Skindisorders
______
Respiratoryconditions
______
Injuries
______
Injuryan
dIllness
Types
Poisonings
______
Hearingloss
Allotherillnesses
______
______
(G)
(H)
(I)
(J)
(K)
(L)
(M)
(1)
(2)
(3)
(4)
(5)
(6)
Totalnumberof
case
swithjob
tran
sferorrestriction
_____
_____________
Totalnumberof
otherrecordable
cases
__________________
-
8/9/2019 Employment Law Handbook
47/57
Attheen
dofthey
ea
r,OSHArequ
iresy
out
oen
tertheav
erag
enu
mberofemp
loy
eesan
dthetotalhou
rsw
orkedbyy
ouremp
loy
eeson
thesu
mma
ry.
Ify
ou
don
thav
ethesefigu
res
,y
oucanu
sethe
informa
tion
on
thispag
etoestima
tethenu
mbersy
ouw
illn
eedtoen
teron
theSu
mma
rypag
ea
ttheen
dofthey
ea
r.
Forexample,AcmeConstructionfigureditsaverageemploymentthisway:
Forpayperiod
Acmepaidthisnum
berofemployees
1
10
2
0
3
15
4
30
5
40
24
20
25
15
26
+830
10
Howtofiguretheaveragenum
berofemployees
whoworkedforyourestablish
mentduringthe
year:
Add
Count
Divide
Roundtheanswer
thetotalnumberofemplo
yeesyour
establishmentpaidinallpayperiodsduringthe
year.
Includeallemployees:full-time,part-time,
temporary,seasonal,salaried,andhourly.
thenumberofpayperiodsyour
establishmenthadduringtheyear.
Besureto
includeanypayperiodswhen
youhadno
employees.
thenumberofemployeesbythenumberof
payperiods.
tothenext
highestwhole
number.Writetheroundednu
mberintheblank
markedAnnualaveragenumber
ofemployees.
Thenumberofemployees
paidinallpayperiods=
Thenumberofpay
periodsduringtheyear= =
Thenumberrounded
=
Howtofigurethetotalhoursworkedbyalle
mployees:
Includehoursworkedbysalaried,hourly,part-time
andseasonalworkers,as
wellashoursworkedbyotherworkerssubjecttodaytodaysupervisionby
yourestablishment(e.g.,temporaryhelpserviceswo
rkers).
Donotincludevacation,s
ickleave,holidays,ora
nyothernon-worktime,
evenifemployeeswerepaidforit.I
fyourestablishm
entkeepsrecordsofonly
thehourspaidorifyouhaveemployeeswhoarenotpaidbythehour,please
estimatethehoursthattheemployeesactuallyworked.
Ifthisnumberisntavailable,youcanusethisop
tionalworksheetto
estimateit.
Optional
Worksheett
oHelpYouFillOutth
eSummary
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
Find
Multiply
Add
Roundth
enumberoffull-timeemployeesinyour
establishmentfortheyear.
bythenumberofw
orkhoursforafull-time
employeeinayear.
Thisisthenumberoffull-timehoursworked.
thenumberofanyovertimehoursaswellasthe
hoursworkedbyotheremp
loyees(part-time,
temporary,seasonal)
theanswertothene
xthighestwholenumber.
Writetheroundednumber
intheblankmarkedTotal
hoursworkedbyallemployeesl
astyear.
x +OptionalWorksheet
Numberofemployeespaid=830
Numberofpayperiods=26
=
31.92
26
31.92roundsto32
32istheannualaveragenumberofemployees
830
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Informationabouttheemployee
Informationaboutthephysicianoroth
erhealthcare
professional
Fullname
Street
City
State
ZIP
Dateofbirth
Datehired
Male
Female
Nameofphysicianorotherhealthcareprofessional
Iftreatmentwasgivenawayfromtheworksite,
wherewasitgiven?
Facility
Street
City
State
ZIP
Wasemployeetreatedinanemergencyroom?
Yes
No
Wasemployeehospitalizedovernightasanin-patient?
Yes
No
____________________________________________
_________________
________________________________________________________________
______________________________________
_________
___________
______
/_____
/______
______
/_____
/______
_____
_____________________
______________________________________________________
__________________
_________________________________________________________________
_____________________________________________
__________________
______________________________________
_________
___________
U.S.
DepartmentofLabor
OccupationalSafetyandHealthAdministration
OSHAsForm3
01
InjuryandIllne
ssIncidentReport
FormapprovedOMBno.1218-0176
This
isoneofthe
firstformsyoumustfilloutwhenarecordablework-
relatedinjuryorillnesshasoccurred.Togetherw
ith
the
andth
e
accompanying
theseformshelpthe
employerandOSHAdevelopapictureoftheextent
andseverityofwork-relatedincidents.
Within7calendardaysafteryoureceive
informationthatarecordablework-relatedinjuryor
illnesshasoccurred,youmustfilloutthisformoran
equivalent.Somestateworkerscompensation,
insurance,orotherreportsmaybeacceptable
substitutes.Tobeconsideredanequivalentform,
anysubstitutemustcontainalltheinformation
askedforonthisform.
AccordingtoPublicLaw91-596and29CFR
1904,OSHAsrecordkeepingrule,youmustkeep
thisformonfilefor5yearsfollowingtheyearto
whichitpertains.
Ifyouneedadditionalcopiesofthisform,yo
u
mayphotocopyanduseasmanyasyouneed.
Injuryan
dIllnessIncidentReport
LogofWor
k-RelatedInjuriesan
dIllnesses
Summary,
Informationaboutthecase
Casenumberfromthe
Dateofinjuryorillness
Timeemployeebeganwork
Timeofevent
Checkiftimecannotbedetermined
Dateofdeath
Log
_______________
______
(Trans
ferthecasenum
ber
fromtheLogafteryourecordthecase.)
______
/_____
/______
____________________
____________________
______
/_____
/______
AM/PM
AM/PM
Whatwastheemployeedoingjustbeforetheincidentoccurred?
Whathappened?
Whatwastheinjuryorillness?
Whatobjectorsubstancedirectlyharmedtheemployee?
Iftheemployeedied,whendiddeathoccur?
Describetheactivity,
aswellasthe
tools,
equipment,ormaterialtheemployeewasusing.
Bespecific.
climbingaladderwhile
carryingroofingmaterials;sprayingchlorinefromhandsprayer;dailycomputerkey-entry.
Tellushowtheinjury
occurred.
Whenladderslippedonwetfloor,worker
fell20feet;Workerwassprayedwith
chlorinewhengasketbrokeduringreplacement;Worker
developedsorenessinwristovertime.
Tellus
thepartofthebodythatwasaffectedandhowitwasaffected;be
morespecificthanhurt,
pain,
orso
re.
strainedback;chemicalburn,
hand;carpal
tunnelsyndrome.
concretefloor;chlorine;
radialarmsaw.
Examples:
Examples:
Examples:
Examples:
Ifthisquestiondoesno
tapplytotheincident,leaveitblank.
Completedby
Title
Phone
Date
_______________________________________________________
_________________________________________________________________
(________)_________--_____________
_____/___
___
/_____
Publicreportingburdenforthiscollectionofinformationisestimatedtoaverage22minutesperresponse,includingtimeforreviewinginstructions,searchingexistingdatasources,gatheringandmaintainingthedataneeded,andcompletingandreviewingthecollectionofinformation.Personsarenotrequiredtorespondtothe
collectionofinformationunlessitdisplaysacurrentvalidOMBcontrolnu
mber.Ifyouhaveanycommentsaboutthisestimateoranyotheraspectsofthisdatacollection,includingsuggestionsforreducingthisburden,contact:USDepartmentofLabor,O
SHAOfficeofStatisticalAnalysis,RoomN-3644,200ConstitutionAvenue,NW,
Washington,DC20210.Donotsendthecompletedformstothisoffice.
10)
11)
12)
13)
14)
15)
16)
17)
18)
1) 2) 3) 5) 6) 7) 8) 9)4)
Attention:Thisformc
ontainsinformationrelatingto
employeehealthandmustbeusedinaman
nerthat
protectstheconfidentialityofemployeestotheextent
possiblewhiletheinformationisbeingusedfor
occupationalsafetyandhealthpurposes.
-
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Ifyouneedhelpdecidingwhetheracaseisrecordable,
orifyouhavequestionsabouttheinformationinthispackage,feelfreeto
contactus.
Wellgladlyansweranyquestio
nsyouhave.
IfYouNeed
Help
Visitusonlineatwww.osha.gov
CallyourOSHARegional
office
andaskfortherecordkeeping
coordinator
orCallyourStatePlanoffic
e
FederalJurisdiction
StatePlanStates
Region1-617/565-9860
Region2-212/337-2378
Region3-215/861-4900
Region4-404/562-2300
Region5-312/353-2220
Region6-214/767-4731
Region7-816/426-5861
Region8-303/844-1600
Region9-415/975-4310
Region10-206/553-5930
Connecticut;Massachusetts;Maine;Ne
w
Hampshire;RhodeIsland
NewYork;NewJersey
DC;Delaware;Pennsylvania;WestVirginia
Alabama;Florida;Georgia;Mississippi
Illinois;Ohio;Wisconsin
Arkansas;Louisiana;Oklahoma;Texas
Kansas;Missouri;Nebraska
Colorado;Montana;NorthDakota;South
Dakota
Idaho
Alaska-907/269-4957
Arizona-602/542-5795
California-415/703-5100
*Connecticut-860/566-4380
Hawaii-808/586-9100
Indiana-317/232-2688
Iowa-515/281-3661
Kentucky-502/564-3070
Maryland-410/767-2371
Michigan-517/322-1848
Minnesota-651/284-5050
Nevada-702/486-9020
*NewJersey-609/984-1389
NewMexico-505/827-4230
*NewYork-518/457-2574
NorthCarolina-919/807-2875
Oregon-503/378-3272
PuertoRico-787/754-2172
SouthCarolina-803/734-9669
Tennessee-615/741-2793
Utah-801/530-6901
Vermont-802/828-2765
Virginia-804/786-6613
VirginIslands-340/772-1315
Washington-360/902-5554
Wyoming-307/777-7786
*PublicSectoronly
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
-
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Havequestio
ns?
Ifyouneedhelpinfillingoutthe
or
orifyou
havequestionsaboutwhetheracaseisrecordable
,contact
us.Wellbehappyto
helpyou.
Youcan:
Visitusonlineat:
Callyourregion
alorstateplanoffice.
Youllfindthe
phonenumberlistedinsidethiscover.
Log
Summary,
www.osha.gov
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
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INSTRUCTIONS
Anti-Discrimination Notice. It is illegal to discriminate against any individual (other than an alien not authorized to work in the U.S.) ihiring, discharging, or recruiting or referring for a fee because of that individual's national origin or citizenship status. It is illegal to
discriminate against work eligible individuals. Employers CANNOT specify which document(s) they will accept from an employee. The
refusal to hire an individual because of a future expiration date may also constitute illegal discrimination.
Section 1- Employee. All employees, citizens andnoncitizens, hired after November 6, 1986, must complete Section 1
of this form at the time of hire, which is the actual beginning of
employment. The employer is responsible for ensuring that
Section 1 is timely and properly completed.
examine any document that reflects that the employis authorized to work in the U.S. (see List A orC),
Preparer/Translator Certification. The Preparer/TranslatorCertification must be completed if Section 1 is prepared by a person
other than the employee. A preparer/translator may be used only
when the employee is unable to complete Section 1 on his/her own.
However, the employee must still sign Section 1 personally.
record the document title, document number and
expiration date (if any) in Block C, and
Photocopying and Retaining Form I-9.A blank I-9 may be
reproduced, provided both sides are copied. The Instructions mu
be available to all employees completing this form. Employers m
retain completed I-9s for three (3) years after the date of hire or o
(1) year after the date employment ends, whichever is later.Section 2 - Employer. For the purpose of completing thisform, the term "employer" includes those recruiters and referrers for a
fee who are agricultural associations, agricultural employers or farmlabor contractors.
For more detailed information, you may refer to the Departm
of Homeland Security (DHS) Handbook for Employers, (FormM-274). You may obtain the handbook at your local U.S.
Citizenship and Immigration Services (USCIS) office.
Employers must complete Section 2 by examining evidence of
identity and employment eligibility within three (3) business days of
the date employment begins. If employees are authorized to work,
but are unable to present the required document(s) within three
business days, they must present a receipt for the application of the
document(s) within three business days and the actual document(s)
within ninety (90) days. However, if employers hire individuals for a
duration of less than three business days, Section 2 must be
completed at the time employment begins. Employers must record:
1) document title; 2) issuing authority; 3) document number, 4)
expiration date, if any; and 5) the date employment begins.
Employers must sign and date the certification. Employees mustpresent original documents. Employers may, but are not required to,
photocopy the document(s) presented. These photocopies may only
be used for the verification process and must be retained with the I-9.
However, employers are still responsible for completing the I-9.
Privacy Act Notice. The authority for collecting this information i
the Immigration Reform and Control Act of 1986, Pub. L. 99-603
USC 1324a).
This information is for employers to verify the eligibility of individu
for employment to preclude the unlawful hiring, or recruiting or
referring for a fee, of aliens who are not authorized to work in the
United States.
This information will be used by employers as a record of their ba
for determining eligibility of an employee to work in the United
States. The form will be kept by the employer and made available
for inspection by officials of the U.S. Immigration and CustomsEnforcement, Department of Labor and Office of Special Counse
Immigration Related Unfair Employment Practices.
Submission of the information required in this form is voluntary.
However, an individual may not begin employment unless this fo
is completed, since employers are subject to civil or criminal
penalties if they do not comply with the Immigration Reform and
Control Act of 1986.
Section 3 - Updating and Reverification. Employersmust complete Section 3 when updating and/or reverifying the I-9.
Employers must reverify employment eligibility of their employees on
or before the expiration date recorded in Section 1. Employers
CANNOT specify which document(s) they will accept from an
employee.
Reporting Burden. We try to create forms and instructions that a
accurate, can be easily understood and which impose the least
possible burden on you to provide us with information. Often this
difficult because some immigration laws are very complex.
Accordingly, the reporting burden for this collection of information
computed as follows: 1) learning about this form, 5 minutes; 2)completing the form, 5 minutes; and 3) assembling and filing
(recordkeeping) the form, 5 minutes, for an average of 15 minute
per response. If you have comments regarding the accuracy of th
burden estimate, or suggestions for making this form simpler, you
can write to U.S. Citizenship and Immigration Services, Regulato
Management Division, 111 Massachuetts Avenue, N.W.,
Washington, DC 20529. OMB No. 1615-0047.
If an employee's name has changed at the time this form isbeing updated/reverified, complete Block A.
If an employee is rehired within three (3) years of the datethis form was originally completed and the employee is stilleligible to be employed on the same basis as previouslyindicated on this form (updating), complete Block B and thesignature block.
PLEASE READ ALL INSTRUCTIONS CAREFULLY BEFORE COMPLETING THIS FORM.
Department of Homeland Security
U.S. Citizenship and Immigration Services
Form I-9 (Rev. 05/31/EMPLOYERS MUST RETAIN COMPLETED FORM I-9
PLEASE DO NOT MAIL COMPLETED FORM I-9 TO ICE OR USCIS
OMB No. 1615-0047; Expires 03/3
Employment Eligibility Verificati
If an employee is rehired within three (3) years of the date
this form was originally completed and the employee's work
authorization has expired orif a current employee's work
authorization is about to expire (reverification), complete
Block B and:
complete the signature block.
NOTE: This is the 1991 edition of the Form I-9 that has been
rebranded with a current printing date to reflect the recent transit
from the INS to DHS and its components.
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A citizen or national of the United States
Please read instructions carefully before completing this form. The instructions must be available during completi
of this form. ANTI-DISCRIMINATION NOTICE: It is illegal to discriminate against work eligible individuals. Employ
CANNOT specify which document(s) they will accept from an employee. The refusal to hire an individual because
a future expiration date may also constitute illegal discrimination.
Section 1. Employee Information and Verification. To be completed and signed by employee at the time employment begins.
Print Name: Last First Middle Initial Maiden Name
Address (Street Name and Number) Apt. #
(month/day/year)
Date of Birth (month/day/year)
StateCity Zip Code Social Security #
Address (Street Name and Number, City, State, Zip Code)
and that to the best of my knowledge the employee
I attest, under penalty of perjury, that I am (check one of the following):I am aware that federal law provides for
imprisonment and/or fines for false statements or
use of false documents in connection with the
completion of this form.
A Lawful Permanent Resident (Alien #) A
An alien authorized to work until
(Alien # or Admission #)
is eligible to work in the United States. (State employment agencies may omit the date the employee began employment.)
Employee's Signature Date (month/day/year)
Preparer and/or Translator Certification. (To be completed and signed if Section 1 is prepared by a personother than the employee.) I attest, under penalty of perjury, that I have assisted in the completion of this form and that to the best
of my knowledge the information is true and correct.
Print NamePreparer's/Translator's Signature
Date (month/day/year)
Section 2. Employer Review and Verification. To be completed and signed by employer. Examine one document from List A ORexamine one document from List B and one from List C, as listed on the reverse of this form, and record the title, number and expiration date, if
any, of the document(s).
ANDList B List CORList A
Document title:
Issuing authority:
Document #:
Expiration Date (if any):
Document #:
Print Name TitleSignature of Employer or Authorized Representative
Address (Street Name and Number, City, State, Zip Code) Date (month/day/year)Business or Organization Name
Section 3. Updating and Reverification. To be completed and signed by employer.
B. Date of Rehire (month/day/year) (if applicable)A. New Name (if applicable)
C. If employee's previous grant of work authorization has expired, provide the information below for the document that establishes current employment
eligibility.Document #: Expiration Date (if any):Document Title:
l attest, under penalty of perjury, that to the best of my knowledge, this employee is eligible to work in the United States, and if the employee
presented document(s), the document(s) l have examined appear to be genuine and to relate to the individual.
Date (month/day/year)Signature of Employer or Authorized Representative
employee began employment on
Expiration Date (if any):
Department of Homeland Security
U.S. Citizenship and Immigration Services
Form I-9 (Rev. 05/31/05)Y Pa
Employment Eligibility VerificatioOMB No. 1615-0047; Expires 03/3
NOTE: This is the 1991 edition of the Form I-9 that has been rebranded with acurrent printing date to reflect the recent transition from the INS to DHS and itscomponents.
CERTIFICATION - Iattest, under penalty of perjury, that I have examined the document(s) presented by the above-named
employee, that the above-listed document(s) appear to be genuine and to relate to the employee named, that the
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LISTS OF ACCEPTABLE DOCUMENTS
LIST A LIST B LIST C
Documents that Establish
Identity
Documents that Establish
Employment EligibilityOR AND
Certificate of U.S. Citizenship
(Form N-560 or N-561)
2.
7.
1. 1.
9.
1.Driver's license or ID card issued
by a state or outlying possession of
the United States provided it
contains a photograph or
information such as name, date of
birth, gender, height, eye color and
address
Unexpired Temporary Resident
Card (Form I-688)
U.S. Passport (unexpired or
expired)
School ID card with a
photograph
Certificate of Naturalization
(Form N-550 or N-570)
2.3. ID card issued by federal, state or
local government agencies or
entities, provided it contains a
photograph or information such as
name, date of birth, gender, height,eye color and address
Certification of Birth Abroad issued
by the Department of State (Form
FS-545 or Form DS-1350)
4. Unexpired foreign passport,with I-551 stamp orattached
Form I-94 indicating unexpired
employment authorization3. Original or certified copy of a
birth certificate issued by a state,
county, municipal authority or
outlying possession of the United
States bearing an official seal
3.
5.4. Voter's registration card
5. U.S. Military card or draft record
6. Military dependent's ID card 4. Native American tribal document6.
7.
5. U.S. Citizen ID Card (Form I-197)7.
8. Native American tribal documentUnexpired Employment
Authorization Card
(Form I-688A)
6.Unexpired Reentry Permit
(Form I-327)
ID Card for use of Resident
Citizen in the United States
(Form I-179)For persons under age 18 who
are unable to present a
document listed above:Unexpired Refugee Travel
Document (Form 1-571) Unexpired employment
authorization document issued byDHS (other than those listed
under List A)
10. School record or report card10. Unexpired Employment
Authorization Document issued by
DHS that contains a photograph
(Form I-688B)
11. Clinic, doctor or hospital record
12.
Illustrations of many of these documents appear in Part 8 of the Handbook for Employers (M-274)
Documents that Establish Both
Identity and Employment
Eligibility
Form I-9 (Rev. 05/31/05)Y Pag
Permanent Resident Card or
Alien Registration Receipt Card
with photograph
(Form I-151 or I-551)
8.
9.
2.
U.S. Coast Guard MerchantMariner Card
Driver's license issued by a
Canadian government authority
Day-care or nursery school
record
U.S. social security card issued by
the Social Security Administration
(other than a card stating it is not
valid for employment)
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BLANK
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OSHA
FormsforRecording
Work-RelatedInjuriesandIllnesses
WhatsInside
Inthispackage,youllfindeverythingyouneedtocomplete
OSHAs
andthe
forthenextseveralyear
s.Onthefollowingpages,youllfind:
Generalinstructions
forfillingouttheformsinthispackage
anddefinitionsoftermsyoushouldusewhenyouclassify
yourcasesasinjuriesorillnesses.
Anexampletoguideyouinfilling
outthe
properly
.
Severalpagesofthe
(butyoumaymakeasmanycopiesof
the
asyouneed.)Noticethatthe
isseparatefrom
the
Remova
ble
pages
foreasypostingatth
eendoftheyear.
Notethatyoupostthe
only,
notthe
Aworksheetfor
figuringtheaverage
numberofemployeeswhoworkedfor
yourestablishmenta
ndthetotalnumberofhoursworked.
Acopyof
theOSHA301to
providedetailsabou
ttheincident.You
maymakeasmanyc
opiesasyouneedor
useanequivalentform.
Takeafewminutestore
viewthispackage.Ifyouhaveany
questions,
Wellbehappytohelpyou.
Log
Sum
maryofWork-RelatedInjuriesandIllnesses
Log
Log
Log
Log
Summary.
Summary
Summary
Log.
AnOverview:Record
ingWork-RelatedInjuriesandIllnesses
HowtoFillOuttheL
og
LogofWork-Related
Injuriesand
Illnesses
SummaryofWork-Re
latedInjuriesand
Illnesses
WorksheettoHelpYouFillOuttheSummary
OSHAs301:InjuryandIllnessIncident
Report
or
.
visitusonlinea
twww.osha.gov
callyourlocalOSHAoffice
U.S.DepartmentofLaborOccupationalSafetyandHealthAdministration
DearEmployer:
Thisbookletincludestheformsneededformaintaining
occupationalinjuryandillness
recordsfor2004.Thesenewformshave
changedinseveralimportantwaysfromthe2003recordkeepingforms.
Inthe
,
OSHAannounceditsdecision
toaddanoccupationalhearingloss
columntoOSHAsForm300,LogofWork-RelatedInjuriesand
Illnesses.ThisformspackagecontainsmodifiedForms300and
300Awhichincorporatethead
ditionalcolumnM(5)HearingLoss.
Employersrequiredtocomple
tetheinjuryandillnessformsmustbegin
tousetheseformsonJanuary
1,2004.
Inresponsetopublicsuggestions,OSHAalsohasmadeseveral
changestotheformspackagetomaketherecordkeepingmaterials
clearerandeasiertouse:
OnForm300,weveswitchedthepositionsofthedaycount
columns.Thedaysawa
yfromworkcolumnnowcomesbefore
thedaysonjobtransferorrestriction.
Weveclarifiedtheform
ulasforcalculatingincidencerates.
Weveaddednewrecordingcriteriaforoccupationalhearingloss
totheOverviewsectio
n.
OnForm300,wevema
dethecolumnheadingClassifythe
Casemoreprominenttomakeitclearthatemployersshould
markonlyoneselection
amongthefourcolumnsoffered.
TheOccupationalSafetyandHealthAdministrationshareswithyou
thegoalofpreventinginjuries
andillnessesinournationsworkplaces.
Accurateinjuryandillnessrecordswillhelpusachievethatgoal.
December17,2002
FederalRegister(67FR77165-77170)
OccupationalSafetyandHealthA
dministration
U.S.DepartmentofLabor
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