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Journal of Mechanical Science and Technology 27 (1) (2013) 191~197
www.springerlink.com/content/1738-494x
DOI 10.1007/s12206-012-1218-5
Effect of process parameters on surface hardness, dimensional accuracy and
surface roughness of investment cast components†
Rupinder Singh* and Sunpreet Singh
Department of Production Engineering, Guru Nanak Dev Engineering College, Ludhiana, Punjab, India
(Manuscript Received May 13, 2012; Revised August 20, 2012; Accepted August 28, 2012)
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Abstract
This paper deals with investment casting (IC) application for development of spherical disc of ball valve as a case study. Three control-
lable factors of the IC process, namely: volume/surface-area (V/A) ratio of components, slurry layer’s combination (LC) and type of
metal (MT), were studied at three levels by Taguchi’s parametric approach and single-response optimization was conducted to identify
the main factors controlling surface hardness (SH), surface roughness (Ra) and dimensional accuracy (∆d). Ceramic shell moulds were
made on wax plate using primary slurry and fused-silica sand as stucco. Castings were produced using Al, M.S and S.S at recommended
arameters by following Taguchi L9 orthogonal array through ceramic shell IC process. The microstructure analysis has been used to
study the surface morphology.
Keywords: Investment casting; Surface hardness; Surface roughness; Dimensional accuracy; Metal type; Volume/surface-area ratio; Slurry layer’s combi-nation.
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Introduction
Spherical disc is the component of the ball valve which con-
trols the flow of fluid through it by rotating at 180° angle. The
mechanical properties of the spherical disc are required of
superior quality in order to avoid any interruption during
working. Investment casting (IC) is a widely used technique
for modern metal casting that provides an economical means
of mass producing shaped metal parts containing complex
features [1-3].
Components are replicated from the precise pattern and
transmitted in turn to the castings. IC allows dimensionally
accurate components to be produced and is a cheaper alterna-
tive than forging and machining since waste material is kept to
a minimum [4-7]. The mold is made by surrounding a wax or
plastic replica of the part with ceramic material [2].
After the ceramic material solidifies, the wax replica is
melted out, and metal is poured into the resulting cavity [3, 9-
12]. A special design of the pattern and the riser has been done
to form the plaster mould. The effect of different parameters
like pouring temperature of the metal alloy, firing temperature,
firing time and silica sand of different grain fineness numbers
have been established in IC process [7, 13-16]. This process is
used for the production of numerous equipments like: dental
tools, electrical equipment electronics, radar, guns, hand tools,
jewelry, machine tools, material handling equipments, metal
working equipment, agricultural equipment, cameras, pneu-
matics/hydraulics components, etc. [2-5].
IC involves 10 steps as shown in Fig. 1. This research work
is aimed at the development of spherical disc of ball valve by
IC process as a case study. The ball valve with spherical disc
is shown in Fig. 2.
The sphere has a port or hole through the middle so that
when the port is in line to the ends of the valve, flow will
occur and rotating the port perpendicular to the ends of valve
will block the flow. The 3D view of sphrical disc is shown in
Fig. 3.
*Corresponding author. Tel.: +91 9872257575
E-mail address: [email protected] † Recommended by Associate Editor Dae-Cheol Ko
© KSME & Springer 2013
Fig. 1. IC Process.
192 R. Singh and S. Singh / Journal of Mechanical Science and Technology 27 (1) (2013) 191~197
The dimensions for the different sizes (that is 2˝, 3˝ and 4˝)
of spherical discs are shown in Figs. 4(a)-4(c) respectively.
2. Design of experiments
Before going for the final experimentation, pilot experi-
ments were conducted in order to analyze the contributing
parameters and their levels. For the present study, three pa-
rameters were studied in pilot experimentation and their
ranges for best outputs were fixed. Basically, in the pilot ex-
perimentation moulds are prepared with 5, 6 and 7 number of
layers. But when the molten metal was poured into the
mould’s cavity, breakdown of the mould occurred. This is due
to the fact that the pouring pressure of the metal is non-
sustainable to the mould. Finally, when the mould was made
with 8 numbers of layers, castings were prepared safely. So, 8
numbers of layers were fixed for the present work. Further in
the three levels of layer combination, primary and secondary
combinations were kept fixed while the tertiary and the quar-
ter layer combination were varied. The primary coating was
made with the finest refractory followed by coarse one. Al,
S.S and M.S metals were used for the present research work.
These three metals were selected for the present work be-
cause the spherical disc is casted commercially with these
metals, and they have industrial applications in marine, petro-
leum industry and distilled water discharge pipe line respec-
tively. Experiments were conducted under the constraint of
processing parameters and their levels (as shown in Table 1)
by following Taguchi L9 O.A.
Fig. 2. Ball valve assembly.
Fig. 3. 3D drawing of spherical disc.
(a)
(b)
(c)
Fig. 4. (a) Dimensions of 2˝ spherical disc; (b) Dimensions of 3˝
spherical disc; (c). Dimensions of 4˝ spherical disc.
R. Singh and S. Singh / Journal of Mechanical Science and Technology 27 (1) (2013) 191~197 193
3. Experimentation
This research work is aimed at the optimization of surface
hardness, surface roughness and dimensional accuracy of the
selected component (spherical disc). Total 27 numbers of
experiments were conducted under the combinations of differ-
ent levels of input parameters. Table 2 shows the control log
for experimentation.
Hardness was measured as Vickers hardness (HV). Surface
roughness of the casted components was measured by operat-
ing a stylus on the surface profile of the cast components. The
high and low limits are detected and reading was obtained by
mean of a digital output. Whereas the dimensions of the wax
replica and that of the final cast components were measured
with the help of CMM (coordinate measuring machine). The
difference in the dimensions of the wax replica and final
casted components gives the ∆d. ∆d was measured in term of
the outer diameter of the spherical disc (the most critical di-
mension of the spherical disc).
4. Result and discussions
4.1 Surface hardness results
Hardness of any metal depends upon the rate of cooling
within the re-crystallization zone. Making the mould by coat-
ing it with more number of thicker refractory tends to slower
the cooling rate and decreases the hardness of the casted
specimen. Hardness test results for the present work are given
in Table 3. Signal to noise (S/N) is used to represent a re-
sponse or quality characteristics and the largest S/N ratio is
required. Table 4 shows the variation of S/N ratio and hard-
ness w. r. t. to V/A ratio. Fig. 5(a) shows the peak values of
the S/N ratio and hardness w. r. t. V/A ratio of spherical disc
for best setting of the as input parameter.
Table 5 shows the variation of S/N ratio and hardness w. r. t.
to LC. Fig. 5(b) shows the peak value of the S/N ratio and
hardness w. r. t. LC and gives the best setting for hardness.
Table 6 shows the variation of S/N ratio and hardness w. r. t. to
MT. Fig. 5(c) shows the peak value of the S/N ratio and hardness
w. r. t. MT gives the best setting of the surface hardness.
Table 1. Different control variable and their level.
Levels
Parameters L1 L2 L3
V/A ratio (mm) 2.74 3.78 4.09
Layer combination (total no.
of layers fixed to 8) 1+1+3+3 1+1+2+4 1+1+4+2
Type of metal Al S.S M.S
[*Note: 1+1+3+3 signifies one primary layer, one secondary layer,
three tertiary layers and three quarter layers. Similarly in case of
1+1+2+4 and 1+1+4+2, tertiary and quarter layer are varied accord-
ingly while primary and secondary layers remains unchanged]
Table 2. Control log for experimentation.
Exp. No. Variable 1
(V/A ratio)
Variable 2
(LC)
Variable 3
(MT)
1 2.74 mm 1+1+3+3 Al, 600°C
2 2.74 mm 1+1+2+4 S.S, 1550°C
3 2.74 mm 1+1+4+2 M.S, 1600°C
4 3.78 mm 1+1+3+3 S.S, 1550°C
5 3.78 mm 1+1+2+4 M.S, 1600°C
6 3.78 mm 1+1+4+2 Al, 600°C
7 4.09 mm 1+1+3+3 M.S, 1600°C
8 4.09 mm 1+1+2+4 Al, 600°C
9 4.09 mm 1+1+4+2 S.S, 1550°C
Table 3. Observation of final experimentation for hardness (HV).
Vickers hardness
(HV) Sr.
No.
V/A
ratio
Layer
combinations
Type of
metal L1 L2 L3
1 2.74 mm 1+1+3+3 Al 42 43 41
2 2.74 mm 1+1+2+4 S.S 239 237 239
3 2.74 mm 1+1+4+2 M.S 185 184 182
4 3.78 mm 1+1+3+3 S.S 239 241 238
5 3.78 mm 1+1+2+4 M.S 163 167 160
6 3.78 mm 1+1+4+2 Al 50 54 51
7 4.09 mm 1+1+3+3 M.S 180 183 178
8 4.09 mm 1+1+2+4 Al 42 45 43
9 4.09 mm 1+1+4+2 S.S 248 250 251
Table 4. Variation of S/N ratio and hardness w. r. t. to V/A ratio.
Sr No. S/N Ratio Vickers hardness
(HV)
V/A ratio
(mm)
1. 41.75308 154.4444 2.74
2. 42.12057 154 3.78
3. 41.91932 157.7222 4.09
Table 5. Variation of S/N ratio and hardness w. r. t. LC.
Sr No. S/N Ratio Vickers hardness
(HV) LC
1 41.81123 156.4444 1+1+3+3
2 41.48929 148.0556 1+1+2+4
3 42.49244 161.6667 1+1+4+2
Fig. 5(a). S/N response and hardness w. r. t. V/A ratio.
194 R. Singh and S. Singh / Journal of Mechanical Science and Technology 27 (1) (2013) 191~197
The microstructure analysis has been done to study the sur-
face morphology and to support the surface hardness data. In
case of stainless steel IC (Ref. Exp. No-9), it has the maximum
hardness (251 HV) because of the dendrite grains of longer size
as shown in Fig. 6. Dendrites are also formed in Exp. No. 4,
but with slightly smaller grain as compared to Exp. No. 9, so
the hardness is relatively less (241 HV). In Exp. No. 2, micro-
uniformly distributed alloy carbides with inter dendrites segre-
gation are formed having hardness value of 239 HV.
In case of mild steel, surface hardness is maximum in Exp.
No. 3 (that is 185 HV), having uniformly distributed pearlitic-
ferritic microstructure with larger grain size shown in Fig. 7.
While in Exp. No. 7 hardness is slightly less (that is 183 HV),
having non-uniformly distributed pearlitic-ferritic microstruc-
ture with variable grain size and inter-dendrite segregation and
further in Exp. No. 5, hardness is minimum (that is 167 HV)
due to smaller grains.
Aluminum has maximum hardness in Exp. No. 6 (that is
54HV) because of larger grains as shown in Fig. 8. In Exp. No.
1 and in Exp. No. 8 hardness is 43 HV and 45 HV.
4.2 Surface roughness results
The result for the surface roughness is shown in Table 7.
Signal to noise (S/N) is used to represent a response or
quality characteristics and the largest S/N ratio is required.
Table 8 shows the variation of S/N ratio and surface
roughness w. r. t. to V/A ratio. Fig. 9(a) shows the peak values
of the S/N ratio and surface roughness w. r. t. V/A ratio of
spherical disc for best setting as input parameter.
Table 9 shows the variation of S/N ratio and surface rough-
ness w. r. t. to LC. Fig. 9(b) shows the peak value of the S/N
ratio and surface roughness w. r. t. LC gives the best setting of
the surface roughness.
Table 10 shows the variation of S/N ratio and surface
roughness w. r. t. to MT. Fig. 9(c) shows the peak value of the
Table 7. Observation of final experimentation for surface roughness.
Surface roughness (um) Sr No. V/A ratio LC MT
L1 L2 L3
1. 2.74 mm 1+1+3+3 Al 1.62 1.65 1.58
2. 2.74 mm 1+1+2+4 S.S 2.42 2.5 2.4
3. 2.74 mm 1+1+4+2 M.S 2.03 2.09 2.12
4. 3.78 mm 1+1+3+3 S.S 2.03 1.95 1.99
5. 3.78 mm 1+1+2+4 M.S 2.7 2.74 2.69
6. 3.78 mm 1+1+4+2 Al 1.55 1.57 1.59
7. 4.09 mm 1+1+3+3 M.S 2.42 2.5 2.4
8. 4.09 mm 1+1+2+4 Al 2.3 2.23 2.27
9. 4.09 mm 1+1+4+2 S.S 2.32 2.35 2.38
(Exp. No-3) (Exp. No-5) (Exp. No-7)
Fig. 7. Microstructures of M.S (X200).
(Exp. No-1) (Exp. No-6) (Exp. No-8)
Fig. 8. Microstructures of Al (X200).
Table 6. Variation of S/N ratio and hardness w. r. t. to MT.
Sr No. S/N Ratio Vickers hardness (HV) MT
1 33.1339 45.61111 Al
2 47.77328 244.7778 S.S
3 44.88578 175.7778 M.S
Fig. 5(b). S/N response and hardness w. r. t LC.
[*Note: Layer combination 1 signifies 1+1+3+3, 2 signify 1+1+2+4
and 3 signifies 1+1+4+2].
Fig. 5(c). S/N response and hardness w. r. t MT.
[*Note: Layer combination 600, 1550 and 1600 signifies pouring tem-
peratures of Al, S.S and M.S in °C]
(Exp. No-2) (Exp. No-9) (Exp. No-4)
Fig. 6. Microstructures of S.S (X200).
R. Singh and S. Singh / Journal of Mechanical Science and Technology 27 (1) (2013) 191~197 195
S/N ratio and surface roughness w. r. t. MT and gives the best
setting of the surface roughness.
4.3 Dimensional accuracy results
The results of dimensional accuracy are shown in Table 11.
Dimensional accuracy has been measured by subtracting the
original dimension of spherical disc (outer diameter) measured
on the wax replica and the dimension of the casted spherical
disc.
Table 12 shows the variation of S/N ratio and dimensional
accuracy w. r. t. to V/A ratio. Fig. 10(a) shows the peak values
of the S/N ratio and dimensional accuracy w. r. t. V/A ratio of
spherical disc for best setting as input parameter.
Table 13 shows the variation of S/N ratio and dimensional
accuracy w. r. t. to LC. Fig. 10(b) shows the peak value of the
S/N ratio and dimensional accuracy w. r. t. LC gives the best
setting of the surface roughness.
Table 14 shows the variation of S/N ratio and ∆d w. r. t. to
MT. Fig. 10(c) shows the highest value of the S/N ratio and
∆d w. r. t. MT and gives the best setting of surface roughness.
Figs. 11-13 shows pie charts of percentage contribution for
surface hardness, surface roughness and dimensional accuracy
in present case study of IC.
Table 8. Variation of S/N ratio and surface roughness w. r. t. to V/A
ratio.
S. No. S/N Ratio Surface roughness
(um)
V/A Ratio
(mm)
1 -6.0952 2.045556 2.74
2 -6.18545 2.09 3.78
3 -7.42648 2.352222 4.09
Table 9. Variation of S/N ratio and surface roughness w. r. t. LC.
S. No S/N Ratio Surface Roughness (um) LC
1 -5.96705 2.0115 1+1+3+3
2 -7.83909 2.4772 1+1+2+4
3 -5.90099 2 1+1+4+2
Table 10. Variation of S/N ratio and surface roughness w. r. t. MT.
S. No S/N Ratio Surface roughness (um) MT
1 -5.0669 0.817778 AL
2 -7.04974 2.26 S.S
3 -7.5905 2.41 M.S
Fig. 9(a). S/N response and surface roughness w.r.t. V/A ratio.
Fig. 9(b). S/N response and surface roughness w.r.t. LC.
[Note: Layer combination 1 signifies 1+1+3+3, 2 signify 1+1+2+4 and
3 signifies 1+1+4+2].
Table 11. Observation of final experimentation for dimensional accu-
racy (∆d).
∆d (mm) Sr No. V/A ratio LC MT
L1 L2 L3
1. 2.74 mm 1+1+3+3 Al 0.00882 0.0088 0.0087
2. 2.74 mm 1+1+2+4 S.S 0.0147 0.015 0.0146
3. 2.74 mm 1+1+4+2 M.S 0.0141 0.0143 0.0139
4. 3.78 mm 1+1+3+3 S.S 0.026 0.03 0.025
5. 3.78 mm 1+1+2+4 M.S 0.0183 0.0185 0.018
6. 3.78 mm 1+1+4+2 Al 0.0104 0.01 0.0103
7. 4.09 mm 1+1+3+3 M.S 0.0122 0.012 0.0123
8. 4.09 mm 1+1+2+4 Al 0.0045 0.0048 0.0045
9. 4.09 mm 1+1+4+2 S.S 0.0171 0.0172 0.0175
Table 12. Variation of S/N ratio and ∆d w. r. t. to V/A ratio.
S. No. S/N Ratio ∆d V/A Ratio (mm)
1 -38.2569 0.012547 2.74
2 -35.341 0.0185 3.78
3 -40.1039 0.011344 4.09
Fig. 9(c). S/N response and surface roughness w.r.t. MT.
[*Note: Layer combination 600, 1550 and 1600 signifies pouring tem-
peratures of Al, S.S and M.S in °C]
196 R. Singh and S. Singh / Journal of Mechanical Science and Technology 27 (1) (2013) 191~197
In the present case study, effort has been made to develop a
macro model, which is actually applicable in industrial envi-
ronment, for IC application by optimizing surface hardness,
surface roughness and dimensional accuracy. The step of
building a mathematical model has been bypassed because
macro modeling gives faster and more efficient results. In the
present study some parameters like pouring time, mould initial
temperature etc. were kept fixed. Further studies may also
focused on optimization of these parameters.
5. Conclusions
The following conclusions can be drawn from the study.
(1) From the present case study it is concluded that MT
plays a very significant role in the hardness and reason behind
the contribution of MT to such a great extent is because of the
selection of the input metals that is S.S, M.S and Al. Further, it
is well known that there is a wide range of differences in the
hardness of S.S, M.S and Al. As the difference in the hardness
values of input metals is large, its contribution is more. The
same results are ought to be valid on other MT. For rest of two
output parameters (surface roughness and dimensional accu-
racy) all three input parameter (MT, LC and V/A ratio) plays a
very significant role.
(2) Surface hardness of Al disc is obtained best at V/A ratio
3.78mm and LC 1+1+4+2. Similarly for S.S, surface hardness
is best at V/A ratio 4.09mm and LC 1+1+4+2. Further for M.S,
best condition for surface hardness is V/A ratio 2.74mm and
Table 13. Variation of S/N ratio and ∆d w.r.t. LC.
S. No S/N Ratio ∆d LC
1 -42.5658 0.007869 1+1+3+3
2 -34.4415 0.019678 1+1+2+4
3 -36.6946 0.014844 1+1+4+2
Table 14. Variation of S/N ratio and ∆d w. r. t. MT.
S. No. S/N Ratio ∆d MT
1 -36.9622 0.007869 Al
2 -39.3804 0.019678 S.S
3 -37.3592 0.014844 M.S
Fig. 10(a). S/N responses and ∆d w.r.t. V/A ratio.
Fig. 10(b). S/N responses and ∆d w.r.t. LC.
[*Note: Layer combination 1 signifies 1+1+3+3, 2 signify 1+1+2+4
and 3 signifies 1+1+4+2]
Fig. 10(c). S/N responses and ∆d w.r.t. MT.
[*Note: Layer combination 600, 1550 and 1600 signifies pouring tem-
peratures of Al, S.S and M.S in °C]
Fig. 11. Pie chart for surface hardness.
Fig. 12. Pie chart for surface roughness.
Fig. 13. Pie chart for dimensional accuracy.
R. Singh and S. Singh / Journal of Mechanical Science and Technology 27 (1) (2013) 191~197 197
LC 1+1+4+2.
(3) Surface roughness of Al disc is produced best at V/A ra-
tio 3.78mm and LC 1+1+4+2. Further for S.S disc, V/A ratio
3.78mm and LC 1+1+3+3. While in case of M.S disc, best
condition for surface roughness is, V/A ratio is 2.74mm and
LC is 1+1+4+2.
(4) In case of dimensional accuracy of Al disc best condi-
tion is V/A ratio 4.09mm and LC 1+1+2+4. For S.S disc, fa-
vorable condition is V/A ratio 2.74mm and LC 1+1+2+4. And
for M.S disc, V/A ratio 4.09mm and LC 1+1+3+3 are favor-
able condition.
(5) The percentage contribution of input parameters in sur-
face hardness is as follows: V/A ratio contributes 0.05%, LC
contributes 0.43% and MT contributes 99.28%. While in the
case of surface roughness, V/A ratio contributes 15.56%, LC
contributes 34.06% and MT is 49.66%. Further, in case of
dimensional accuracy, V/A ratio contributes 23.12%, LC con-
tributes 6.57% and MT contributes 68.38%.
Acknowledgment
The authors are grateful to Saini Precision Casting Pvt. Ltd.
Ludhiana, for providing their facilities and CSIR, Extramural
research division New Delhi for financial support.
Nomenclature------------------------------------------------------------------------
I.C : Investment casting
S.H : Surface hardness
Ra : Surface roughness
S.S : Stainless steel
M.S : Mild steel
∆d : Dimensional accuracy
Al : Aluminum
D.O.E : Design of experiment
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Rupinder Singh is an Associate Profes-
sor in the Department of Production
Engineering at Guru Nanak Dev Engi-
neering College, Ludhiana, India. He
completed his B.Tech in Production
Engineering with Honors’ and M.Tech
in Production Engineering with Gold
Medal from P.T.U. Jalandhar. He ob-
tained a Ph.D (Engineering) from T.I.E.T. Patiala. He is a
member of ASME, ISTE, ISME, MPAS, ISC and AIE. He
has contributed about 185 research papers at the National and
International level and supervised 58 M.Tech theses. His areas
of interest include rapid prototyping, non-traditional machin-
ing, maintenance engineering and welding.